Network Working Group                                         J. Vinocur
Request for Comments: 4643                            Cornell University
Updates: 2980                                               K. Murchison
Category: Standards Track                     Carnegie Mellon University
                                                           October 2006


                Network News Transfer Protocol (NNTP)
                     Extension for Authentication

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document defines an extension to the Network News Transfer
  Protocol (NNTP) that allows a client to indicate an authentication
  mechanism to the server, to perform an authentication protocol
  exchange, and optionally to negotiate a security layer for subsequent
  protocol interactions during the remainder of an NNTP session.

  This document updates and formalizes the AUTHINFO USER/PASS
  authentication method specified in RFC 2980 and deprecates the
  AUTHINFO SIMPLE and AUTHINFO GENERIC authentication methods.
  Additionally, this document defines a profile of the Simple
  Authentication and Security Layer (SASL) for NNTP.
















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Table of Contents

  1. Introduction .............................................  3
     1.1. Conventions Used in This Document ...................  3
  2. The AUTHINFO Extension ...................................  4
     2.1. Advertising the AUTHINFO Extension ..................  4
     2.2. Authenticating with the AUTHINFO Extension ..........  5
     2.3. AUTHINFO USER/PASS Command ..........................  6
          2.3.1. Usage ........................................  7
          2.3.2. Description ..................................  7
          2.3.3. Examples .....................................  9
     2.4. AUTHINFO SASL Command ...............................  9
          2.4.1. Usage ........................................ 10
          2.4.2. Description .................................. 11
          2.4.3. Examples ..................................... 14
  3. Augmented BNF Syntax for the AUTHINFO Extension .......... 16
     3.1. Commands ............................................ 16
     3.2. Command Continuation ................................ 17
     3.3. Responses ........................................... 17
     3.4. Capability Entries .................................. 17
     3.5. General Non-terminals ............................... 18
  4. Summary of Response Codes ................................ 18
  5. Authentication Tracking/Logging .......................... 18
  6. Security Considerations .................................. 19
  7. IANA Considerations ...................................... 20
     7.1. IANA Considerations for SASL/GSSAPI Services ........ 20
     7.2. IANA Considerations for NNTP Extensions ............. 20
  8. Acknowledgements ......................................... 21
  9. References ............................................... 22
     9.1. Normative References ................................ 22
     9.2. Informative References .............................. 22




















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1.  Introduction

  Although NNTP [NNTP] has traditionally been used to provide public
  access to newsgroups, authentication is often useful for several
  purposes; for example, to control resource consumption, to allow
  abusers of the POST command to be identified, and to restrict access
  to "local" newsgroups.

  The ad-hoc AUTHINFO USER and AUTHINFO PASS commands, documented in
  [NNTP-COMMON], provide a very weak authentication mechanism in
  widespread use by the installed base.  Due to their ubiquity, they
  are formalized in this specification but (because of their
  insecurity) only for use in combination with appropriate security
  layers.

  The ad hoc AUTHINFO GENERIC command, also documented in [NNTP-COMMON]
  but much less ubiquitous, provided an NNTP-specific equivalent of the
  generic SASL [SASL] facility.  This document deprecates AUTHINFO
  GENERIC in favor of an AUTHINFO SASL replacement so that NNTP can
  benefit from authentication mechanisms developed for other SASL-
  enabled application protocols, including Simple Mail Transfer
  Protocol (SMTP) [SMTP-AUTH], Post Office Protocol (POP) [POP-AUTH],
  Internet Message Access Protocol (IMAP) [IMAP], Lightweight Directory
  Access Protocol (LDAP) [LDAP-AUTH], and Blocks Extensive Exchange
  Protocol (BEEP) [BEEP].

  This specification is to be read in conjunction with the NNTP base
  specification [NNTP].  Except where specifically stated otherwise, in
  the case of a conflict between these two documents, [NNTP] takes
  precedence over this one.

  It is also recommended that this specification be read in conjunction
  with the SASL base specification [SASL].

1.1.  Conventions Used in This Document

  The notational conventions used in this document are the same as
  those in [NNTP], and any term not defined in this document has the
  same meaning as it does in that one.

  The key words "REQUIRED", "MUST", "MUST NOT", "SHOULD", "SHOULD NOT",
  "MAY", and "OPTIONAL" in this document are to be interpreted as
  described in "Key words for use in RFCs to Indicate Requirement
  Levels" [KEYWORDS].

  Terms related to authentication are defined in "On Internet
  Authentication" [AUTH].




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  In the examples, commands from the client are indicated with [C], and
  responses from the server are indicated with [S].

2.  The AUTHINFO Extension

  The AUTHINFO extension is used to authenticate a user.  Note that
  authorization is a matter of site policy, not network protocol, and
  therefore it is not discussed in this document.  The server
  determines authorization in whatever manner is defined by its
  implementation as configured by the site administrator.

  This extension provides three new commands: AUTHINFO USER, AUTHINFO
  PASS, and AUTHINFO SASL.  The capability label for this extension is
  AUTHINFO.

2.1.  Advertising the AUTHINFO Extension

  A server MUST implement at least one of the AUTHINFO USER or AUTHINFO
  SASL commands in order to advertise the "AUTHINFO" capability label
  in response to the CAPABILITIES command ([NNTP] Section 5.2).
  However, this capability MUST NOT be advertised after successful
  authentication (see Section 2.2).  This capability MAY be advertised
  both before and after any use of the MODE READER command ([NNTP]
  Section 5.3), with the same semantics.

  The AUTHINFO capability label contains an argument list detailing
  which authentication commands are available.

  The "USER" argument indicates that AUTHINFO USER/PASS is supported as
  defined by Section 2.3 of this document.  The "USER" argument MUST
  NOT be advertised, and the AUTHINFO USER/PASS commands SHOULD NOT be
  provided, unless a strong encryption layer (e.g., Transport Layer
  Security (TLS) [NNTP-TLS]) is in use or backward compatibility
  dictates otherwise.

  The "SASL" argument indicates that AUTHINFO SASL is supported as
  defined by Section 2.4 of this document.  If the server advertises
  the "SASL" argument, then it MUST also advertise the "SASL"
  capability in response to the CAPABILITIES command.  The SASL
  capability is followed by a whitespace-separated list of available
  SASL mechanism names.

  The server MAY list the AUTHINFO capability with no arguments, which
  indicates that it complies with this specification and does not
  permit any authentication commands in its current state.  In this
  case, the client MUST NOT attempt to utilize any AUTHINFO commands,
  even if it contains logic that might otherwise cause it to do so




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  (e.g., for backward compatibility with servers that are not compliant
  with this specification).

  Future extensions may add additional arguments to this capability.
  Unrecognized arguments MUST be ignored by the client.

  As the AUTHINFO command is related to security, cached results of
  CAPABILITIES from a previous session MUST NOT be relied on, as per
  Section 12.6 of [NNTP].  However, a client MAY use such cached
  results in order to detect active down-negotiation attacks.

  Example of AUTHINFO capabilities before and after the use of the
  STARTTLS [NNTP-TLS] extension:

     [C] CAPABILITIES
     [S] 101 Capability list:
     [S] VERSION 2
     [S] READER
     [S] IHAVE
     [S] STARTTLS
     [S] AUTHINFO SASL
     [S] SASL CRAM-MD5 DIGEST-MD5 GSSAPI
     [S] LIST ACTIVE NEWSGROUPS
     [S] .
     [C] STARTTLS
     [S] 382 Continue with TLS negotiation
     [TLS negotiation proceeds, further commands protected by TLS]
     [C] CAPABILITIES
     [S] 101 Capability list:
     [S] VERSION 2
     [S] READER
     [S] IHAVE
     [S] AUTHINFO USER SASL
     [S] SASL CRAM-MD5 DIGEST-MD5 GSSAPI PLAIN EXTERNAL
     [S] LIST ACTIVE NEWSGROUPS
     [S] .

2.2.  Authenticating with the AUTHINFO Extension

  An NNTP server responds to a client command with a 480 response to
  indicate that the client MUST authenticate and/or authorize in order
  to use that command or access the indicated resource.  Use of the
  AUTHINFO command as described below is one such way that a client can
  authenticate/authorize to the server.  The client MAY therefore use
  an AUTHINFO command after receiving a 480 response.  A client
  intending to use an AUTHINFO command SHOULD issue the CAPABILITIES
  command to obtain the available authentication commands and
  mechanisms before attempting authentication.



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  If a server advertises the AUTHINFO capability, a client MAY attempt
  the first step of authentication at any time during a session to
  acquire additional privileges without having received a 480 response.
  Servers SHOULD accept such unsolicited authentication requests.  A
  server MUST NOT under any circumstances reply to an AUTHINFO command
  with a 480 response.

  A client MUST NOT under any circumstances continue with any steps of
  authentication beyond the first, unless the response code from the
  server indicates that the authentication exchange is welcomed.  In
  particular, anything other than a 38x response code indicates that
  the client MUST NOT continue the authentication exchange.

  After a successful authentication, the client MUST NOT issue another
  AUTHINFO command in the same session.  A server MUST NOT return the
  AUTHINFO capability in response to a CAPABILITIES command, and a
  server MUST reject any subsequent AUTHINFO commands with a 502
  response.  Additionally, the client MUST NOT issue a MODE READER
  command after authentication, and a server MUST NOT advertise the
  MODE-READER capability.

  In agreement with [SASL], the server MUST continue to advertise the
  SASL capability in response to a CAPABILITIES command with the same
  list of SASL mechanisms that it did before authentication (thereby
  enabling the client to detect a possible active down-negotiation
  attack).  Other capabilities returned in response to a CAPABILITIES
  command received after authentication MAY be different from those
  returned before authentication.  For example, an NNTP server may not
  want to advertise support for a specific extension unless a client
  has been authenticated.

  Note that a server may perform a successful authentication exchange
  with a client and yet still deny access to some or all resources; the
  permanent 502 response indicates that a resource is unavailable even
  though authentication has been performed (this is in contrast to the
  temporary 480 error, which indicates that a resource is unavailable
  now but may become available after authentication).

2.3.  AUTHINFO USER/PASS Command

  This section supersedes the definition of the AUTHINFO USER and
  AUTHINFO PASS commands as documented in Section 3.1.1 of
  [NNTP-COMMON].








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2.3.1.  Usage

  These commands MUST NOT be pipelined.

  Syntax
    AUTHINFO USER username
    AUTHINFO PASS password

  Responses
    281 Authentication accepted
    381 Password required [1]
    481 Authentication failed/rejected
    482 Authentication commands issued out of sequence
    502 Command unavailable [2]

    [1] Only valid for AUTHINFO USER.  Note that unlike traditional 3xx
        codes, which indicate that the client may continue the current
        command, the legacy 381 code means that the AUTHINFO PASS
        command must be used to complete the authentication exchange.

    [2] If authentication has already occurred, AUTHINFO USER/PASS are
        not valid commands (see Section 2.2).

        NOTE: Notwithstanding Section 3.2.1 of [NNTP], the server MUST
        NOT return 480 in response to AUTHINFO USER/PASS.

  Parameters
    username = string identifying the user/client
    password = string representing the user's password

2.3.2.  Description

  The AUTHINFO USER and AUTHINFO PASS commands are used to present
  clear text credentials to the server.  These credentials consist of a
  username or a username plus a password (the distinction is that a
  password is expected to be kept secret, whereas a username is not;
  this does not directly affect the protocol but may have an impact on
  user interfaces).  The username is supplied through the AUTHINFO USER
  command, and the password through the AUTHINFO PASS command.

  If the server requires only a username, it MUST NOT give a 381
  response to AUTHINFO USER and MUST give a 482 response to AUTHINFO
  PASS.

  If the server requires both username and password, the former MUST be
  sent before the latter.  The server will need to cache the username
  until the password is received; it MAY require that the password be




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  sent in the immediately next command (in other words, only caching
  the username until the next command is sent).  The server:

  -  MUST return a 381 response to AUTHINFO USER;

  -  MUST return a 482 response to AUTHINFO PASS if there is no cached
     username;

  -  MUST use the argument of the most recent AUTHINFO USER for
     authentication; and

  -  MUST NOT return a 381 response to AUTHINFO PASS.

  The server MAY determine whether a password is needed for a given
  username.  Thus the same server can respond with both 381 and other
  response codes to AUTHINFO USER.

  Should the client successfully present proper credentials, the server
  issues a 281 reply.  If the server is unable to authenticate the
  client, it MUST reject the AUTHINFO USER/PASS command with a 481
  reply.  If an AUTHINFO USER/PASS command fails, the client MAY
  proceed without authentication.  Alternatively, the client MAY try
  another authentication mechanism or present different credentials by
  issuing another AUTHINFO command.

  The AUTHINFO PASS command permits the client to use a clear-text
  password to authenticate.  A compliant implementation MUST NOT
  implement this command without also implementing support for TLS
  [NNTP-TLS].  Use of this command without an active strong encryption
  layer is deprecated, as it exposes the user's password to all parties
  on the network between the client and the server.  Any implementation
  of this command SHOULD be configurable to disable it whenever a
  strong encryption layer (such as that provided by [NNTP-TLS]) is not
  active, and this configuration SHOULD be the default.  The server
  will use the 483 response code to indicate that the datastream is
  insufficiently secure for the command being attempted (see Section
  3.2.1 of [NNTP]).

  Note that a server MAY (but is not required to) allow white space
  characters in usernames and passwords.  A server implementation MAY
  blindly split command arguments at white space and therefore may not
  preserve the exact sequence of white space characters in the username
  or password.  Therefore, a client SHOULD scan the username and
  password for white space and, if any is detected, warn the user of
  the likelihood of problems.  The SASL PLAIN [PLAIN] mechanism is
  recommended as an alternative, as it does not suffer from these
  issues.




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  Also note that historically the username is not canonicalized in any
  way.  Servers MAY use the [SASLprep] profile of the [StringPrep]
  algorithm to prepare usernames for comparison, but doing so may cause
  interoperability problems with legacy implementations.  If
  canonicalization is desired, the SASL PLAIN [PLAIN] mechanism is
  recommended as an alternative.

2.3.3.  Examples

  Example of successful AUTHINFO USER:

     [C] AUTHINFO USER wilma
     [S] 281 Authentication accepted

  Example of successful AUTHINFO USER/PASS:

     [C] AUTHINFO USER fred
     [S] 381 Enter passphrase
     [C] AUTHINFO PASS flintstone
     [S] 281 Authentication accepted

  Example of AUTHINFO USER/PASS requiring a security layer:

     [C] AUTHINFO USER [email protected]
     [S] 483 Encryption or stronger authentication required

  Example of failed AUTHINFO USER/PASS:

     [C] AUTHINFO USER barney
     [S] 381 Enter passphrase
     [C] AUTHINFO PASS flintstone
     [S] 481 Authentication failed

  Example of AUTHINFO PASS before AUTHINFO USER:

     [C] AUTHINFO PASS flintstone
     [S] 482 Authentication commands issued out of sequence

2.4.  AUTHINFO SASL Command

  This section defines a formal profile of the Simple Authentication
  and Security Layer [SASL].  The use of the AUTHINFO GENERIC command
  as documented in Section 3.1.3 of [NNTP-COMMON], as a way to perform
  SASL authentication, is deprecated in favor of the AUTHINFO SASL
  command.  A server SHOULD NOT advertise AUTHINFO GENERIC in the list
  of capabilities returned by CAPABILITIES.





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2.4.1.  Usage

  This command MUST NOT be pipelined.

  Syntax
     AUTHINFO SASL mechanism [initial-response]

  This command MAY exceed 512 octets.  The maximum length of this
  command is increased to that which can accommodate the largest
  encoded initial response possible for any of the SASL mechanisms
  supported by the implementation.

  Responses
    281             Authentication accepted
    283 challenge   Authentication accepted (with success data) [1]
    383 challenge   Continue with SASL exchange [1]
    481             Authentication failed/rejected
    482             SASL protocol error
    502             Command unavailable [2]

    [1] These responses MAY exceed 512 octets.  The maximum length of
        these responses is increased to that which can accommodate the
        largest encoded challenge possible for any of the SASL
        mechanisms supported by the implementation.

    [2] If authentication has already occurred, AUTHINFO SASL is not a
        valid command (see Section 2.2).

        NOTE: Notwithstanding Section 3.2.1 of [NNTP], the server MUST
        NOT return 480 in response to AUTHINFO SASL.

  Parameters
    mechanism         = String identifying a [SASL] authentication
                        mechanism.
    initial-response  = Optional initial client response.
                        If present, the response MUST be encoded as
                        specified in Section 4 of [BASE64]. [3]
    challenge         = Server challenge.
                        The challenge MUST be encoded as specified
                        in Section 4 of [BASE64].

    [3] This argument MAY exceed 497 octets.  The maximum length of
        this argument is increased to that which can accommodate the
        largest encoded initial response possible for any of the SASL
        mechanisms supported by the implementation.






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2.4.2.  Description

  The AUTHINFO SASL command initiates a [SASL] exchange between the
  client and the server.  The client identifies the SASL mechanism to
  be used with the first parameter of the AUTHINFO SASL command.  If
  the server supports the requested authentication mechanism, it
  performs the SASL exchange to authenticate the user.  Optionally, it
  also negotiates a security layer for subsequent protocol interactions
  during this session.  If the requested authentication mechanism is
  invalid (e.g., is not supported), the server rejects the AUTHINFO
  SASL command with a 503 reply (see Section 3.2.1 of [NNTP]).  If the
  requested authentication mechanism requires an encryption layer, the
  server rejects the AUTHINFO SASL command with a 483 reply (see
  Section 3.2.1 of [NNTP]).

  The service name specified by this protocol's profile of SASL is
  "nntp".

  The SASL exchange consists of a series of server challenges and
  client responses that are specific to the chosen [SASL] mechanism.

  A server challenge is sent as a 383 reply with a single argument
  containing the [BASE64]-encoded string supplied by the SASL
  mechanism.  A server challenge that has zero length MUST be sent as a
  single equals sign ("=") and MUST be included (in order to comply
  with the [NNTP] requirement that responses always have the same
  number of arguments).

  A client response consists of a line containing a [BASE64]-encoded
  string.  A client response that has zero length MUST be sent as a
  single equals sign ("=") and MUST be included (for consistency with
  the server challenge format).  If the client wishes to cancel the
  authentication exchange, it issues a line with a single "*".  If the
  server receives such a response, it MUST reject the AUTHINFO SASL
  command by sending a 481 reply.

  Note that these [BASE64]-encoded strings can be much longer than
  normal NNTP responses.  Clients and servers MUST be able to handle
  the maximum encoded size of challenges and responses generated by
  their supported authentication mechanisms.  This requirement is
  independent of any line length limitations the client or server may
  have in other parts of its protocol implementation.

  The optional initial response argument to the AUTHINFO SASL command
  is used to save a round trip when using authentication mechanisms
  that support an initial client response.  If the initial response
  argument is omitted and the chosen mechanism requires an initial
  client response, the server MUST proceed as defined in section 5.1 of



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  [SASL].  In NNTP, a server challenge that contains no data is
  equivalent to a zero-length challenge and is encoded as a single
  equals sign ("=").

  Note that the [BASE64]-encoded initial response argument can exceed
  497 octets, and therefore that the AUTHINFO SASL command can exceed
  512 octets.  Clients SHOULD and servers MUST be able to handle the
  maximum encoded size of initial responses possible for their
  supported authentication mechanisms.  This requirement is independent
  of any command or argument length limitations the client or server
  may have in other parts of its protocol implementation.

  If use of the initial response argument would cause the AUTHINFO SASL
  command to exceed 512 octets, the client MAY choose to omit the
  initial response parameter (and instead proceed as defined in Section
  5.1 of [SASL]).

  If the client is transmitting an initial response of zero length, it
  MUST instead transmit the response as a single equals sign ("=").
  This indicates that the response is present, but that it contains no
  data.

  If the client uses an initial-response argument to the AUTHINFO SASL
  command with a SASL mechanism that does not support an initial client
  response, the server MUST reject the AUTHINFO SASL command with a 482
  reply.

  If the server cannot [BASE64] decode any client response, it MUST
  reject the AUTHINFO SASL command with a 504 reply (see Section 3.2.1
  of [NNTP]).  If the client cannot BASE64 decode any of the server's
  challenges, it MUST cancel the authentication using the "*" response.
  In particular, servers and clients MUST reject (and not ignore) any
  character not explicitly allowed by the BASE64 alphabet, and they
  MUST reject any sequence of BASE64 characters that contains the pad
  character ('=') anywhere other than the end of the string (e.g.,
  "=AAA" and "AAA=BBB" are not allowed).

  The authorization identity generated by this [SASL] exchange is a
  simple username, and both client and server MUST use the [SASLprep]
  profile of the [StringPrep] algorithm to prepare these names for
  transmission or comparison.  If preparation of the authorization
  identity fails or results in an empty string (unless it was
  transmitted as the empty string), the server MUST fail the
  authentication with a 481 reply.

  Should the client successfully complete the exchange, the server
  issues either a 281 or a 283 reply.  If the server is unable to
  authenticate the client, it MUST reject the AUTHINFO SASL command



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  with a 481 reply.  If an AUTHINFO SASL command fails, the client MAY
  proceed without authentication.  Alternatively, the client MAY try
  another authentication mechanism, or present different credentials by
  issuing another AUTHINFO command.

  If the SASL mechanism returns additional data on success (e.g.,
  server authentication), the NNTP server issues a 283 reply with a
  single argument containing the [BASE64]-encoded string supplied by
  the SASL mechanism.  If no additional data is returned on success,
  the server issues a 281 reply.

  If a security layer is negotiated during the SASL exchange, it takes
  effect for the client on the octet immediately following the CRLF
  that concludes the last response generated by the client.  For the
  server, it takes effect immediately following the CRLF of its success
  reply.

  When a security layer takes effect, the NNTP protocol is reset to the
  state immediately after the initial greeting response (see 5.1 of
  [NNTP]) has been sent, with the exception that if a MODE READER
  command has been issued, the effects of it (if any) are not reversed.
  The server MUST discard any knowledge obtained from the client, such
  as the current newsgroup and article number, that was not obtained
  from the SASL negotiation itself.  Likewise, the client SHOULD
  discard and MUST NOT rely on any knowledge obtained from the server,
  such as the capability list, that was not obtained from the SASL
  negotiation itself.  (Note that a client MAY compare the advertised
  SASL mechanisms before and after authentication in order to detect an
  active down-negotiation attack.)

  When both TLS [NNTP-TLS] and SASL security layers are in effect, the
  TLS encoding MUST be applied after the SASL encoding (the cleartext
  data is always SASL encoded first, and then the resultant data is TLS
  encoded).

  To ensure interoperability, client and server implementations of this
  extension MUST implement the [DIGEST-MD5] SASL mechanism.

  If AUTHINFO USER/PASS and AUTHINFO SASL are both implemented, the
  SASL [PLAIN] mechanism SHOULD also be implemented, as the
  functionality of DIGEST-MD5 is insufficient for some environments
  (e.g., the server may need to pass off the plaintext password to an
  external authentication service).  The SASL PLAIN mechanism is
  preferred over AUTHINFO USER, even if there is not a strong
  encryption layer active, because it eliminates limitations that
  AUTHINFO USER/PASS has with regards to the use of white space
  characters being used in usernames and passwords.




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RFC 4643                  NNTP Authentication               October 2006


2.4.3.  Examples

  Example of the [PLAIN] SASL mechanism under a TLS layer, using an
  initial client response:

     [C] CAPABILITIES
     [S] 101 Capability list:
     [S] VERSION 2
     [S] READER
     [S] STARTTLS
     [S] AUTHINFO SASL
     [S] SASL CRAM-MD5 DIGEST-MD5 GSSAPI
     [S] LIST ACTIVE NEWSGROUPS
     [S] .
     [C] STARTTLS
     [S] 382 Continue with TLS negotiation
     [TLS negotiation proceeds, further commands protected by TLS]
     [C] CAPABILITIES
     [S] 101 Capability list:
     [S] VERSION 2
     [S] READER
     [S] AUTHINFO USER SASL
     [S] SASL CRAM-MD5 DIGEST-MD5 GSSAPI PLAIN EXTERNAL
     [S] LIST ACTIVE NEWSGROUPS
     [S] .
     [C] AUTHINFO SASL PLAIN AHRlc3QAMTIzNA==
     [S] 281 Authentication accepted

  Example of the EXTERNAL SASL mechanism under a TLS layer, using the
  authorization identity derived from the client TLS certificate, and
  thus a zero-length initial client response (commands prior to
  AUTHINFO SASL are the same as the previous example and have been
  omitted):

     [C] AUTHINFO SASL EXTERNAL =
     [S] 281 Authentication accepted

  Example of the [DIGEST-MD5] SASL mechanism, which includes a server
  challenge and server success data (white space has been inserted for
  clarity; base64-encoded data is actually sent as a single line with
  no embedded white space):

     [C] AUTHINFO SASL DIGEST-MD5
     [S] 383 bm9uY2U9InNheUFPaENFS0dJZFBNSEMwd3RsZUxxT0ljT0kyd1FZSWU0
         enplQXR1aVE9IixyZWFsbT0iZWFnbGUub2NlYW5hLmNvbSIscW9wPSJhdXRo
         LGF1dGgtaW50LGF1dGgtY29uZiIsY2lwaGVyPSJyYzQtNDAscmM0LTU2LHJj
         NCxkZXMsM2RlcyIsbWF4YnVmPTQwOTYsY2hhcnNldD11dGYtOCxhbGdvcml0
         aG09bWQ1LXNlc3M=



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RFC 4643                  NNTP Authentication               October 2006


     [C] dXNlcm5hbWU9InRlc3QiLHJlYWxtPSJlYWdsZS5vY2VhbmEuY29tIixub25j
         ZT0ic2F5QU9oQ0VLR0lkUE1IQzB3dGxlTHFPSWNPSTJ3UVlJZTR6emVBdHVp
         UT0iLGNub25jZT0iMFkzSlFWMlRnOVNjRGlwK08xU1ZDMHJoVmcvLytkbk9J
         aUd6LzdDZU5KOD0iLG5jPTAwMDAwMDAxLHFvcD1hdXRoLWNvbmYsY2lwaGVy
         PXJjNCxtYXhidWY9MTAyNCxkaWdlc3QtdXJpPSJubnRwL2xvY2FsaG9zdCIs
         cmVzcG9uc2U9ZDQzY2Y2NmNmZmE5MDNmOWViMDM1NmMwOGEzZGIwZjI=
     [S] 283 cnNwYXV0aD1kZTJlMTI3ZTVhODFjZGE1M2Q5N2FjZGEzNWNkZTgzYQ==

  Example of a failed authentication due to bad [GSSAPI] credentials.
  Note that although the mechanism can utilize the initial response,
  the client chooses not to use it because of its length, resulting in
  a zero-length server challenge (here, white space has been inserted
  for clarity; base64-encoded data is actually sent as a single line
  with no embedded white space):

     [C] AUTHINFO SASL GSSAPI
     [S] 383 =
     [C] YIICOAYJKoZIhvcSAQICAQBuggInMIICI6ADAgEFoQMCAQ6iBwMFACAAAACj
         ggE/YYIBOzCCATegAwIBBaEYGxZURVNULk5FVC5JU0MuVVBFTk4uRURVoiQw
         IqADAgEDoRswGRsEbmV3cxsRbmV0bmV3cy51cGVubi5lZHWjge8wgeygAwIB
         EKEDAgECooHfBIHcSQfLKC8vm2i17EXmomwk6hHvjBY/BnKnvvDTrbno3198
         vlX2RSUt+CjuAKhcDcj4DW0gvZEqH7t5v9yWedzztlpaThebBat6hQNr9NJP
         ozh1/+74HUwhGWb50KtjuftO/ftQ8q0nTuYKgIq6PM4tp2ddo1IfpjfdNR9E
         95GFi3y1uBT7lQOwtQbRJUjPSO3ijdue9V7cNNVmYsBsqNsaHhvlBJEXf4WJ
         djH8yG+Dw/gX8fUTtC5fDpB5zLt01mkSXh6Wc4UhqQtwZBI2t/+TpX1okbg6
         Hr1ZZupeH6SByjCBx6ADAgEQooG/BIG8GnCmcXWtqhXh48dGTLHQgJ04K5Fj
         RMMq2qPSbiha9lq0osqR2KAnQA6LioWYxU+6yPKpBDSC5WOT441fUfkM8iAL
         kW3uNc+luFCGcnDsacrmoVU7Y6Akcp9m7Fm7orRc+TWSWPpBg3OR2oG3ATW0
         0NAz8TT06VOLVxIMUTINKdYVI/Ja7f3sy+/N4LGkJqScCQOwlo5tfDWn/UQF
         iTWo5Zw435rH8pjy2smQCnqC14v3NMAWTu4j+dzHUNw=
     [S] 481 Authentication error

  Example of a client aborting in the midst of an exchange:

     [C] AUTHINFO SASL GSSAPI
     [S] 383 =
     [C] *
     [S] 481 Authentication aborted as requested

  Example of attempting to use a mechanism that is not supported by the
  server:

     [C] AUTHINFO SASL EXAMPLE
     [S] 503 Mechanism not recognized







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  Example of attempting to use a mechanism that requires a security
  layer:

     [C] AUTHINFO SASL PLAIN
     [S] 483 Encryption or stronger authentication required

  Example of using an initial response with a mechanism that doesn't
  support it (the server must start the exchange when using
  [CRAM-MD5]):

     [C] AUTHINFO SASL CRAM-MD5 AHRlc3QAMTIzNA==
     [S] 482 SASL protocol error

  Example of an authentication that failed due to an incorrectly
  encoded response:

     [C] AUTHINFO SASL CRAM-MD5
     [S] 383 PDE1NDE2NzQ5My4zMjY4MzE3QHRlc3RAZXhhbXBsZS5jb20+
     [C] abcd=efg
     [S] 504 Base64 encoding error

3.  Augmented BNF Syntax for the AUTHINFO Extension

  This section describes the formal syntax of the AUTHINFO extension
  using ABNF [ABNF].  It extends the syntax in Section 9 of [NNTP], and
  non-terminals not defined in this document are defined there.  The
  [NNTP] ABNF should be imported first before attempting to validate
  these rules.

3.1.  Commands

  This syntax extends the non-terminal "command", which represents an
  NNTP command.

  command =/ authinfo-sasl-command /
       authinfo-user-command /
       authinfo-pass-command

  authinfo-sasl-command = "AUTHINFO" WS "SASL" WS mechanism
       [WS initial-response]
  authinfo-user-command = "AUTHINFO" WS "USER" WS username
  authinfo-pass-command = "AUTHINFO" WS "PASS" WS password

  initial-response = base64-opt
  username = 1*user-pass-char
  password = 1*user-pass-char
  user-pass-char = B-CHAR




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  NOTE: a server implementation MAY parse AUTHINFO USER and AUTHINFO
  PASS specially so as to allow white space to be used within the
  username or password.  Such implementations accept the additional
  syntax (making these two items inconsistent with "token" in Section
  9.8 of [NNTP]):

  user-pass-char =/ SP / TAB

  In doing so, the grammar can become ambiguous if the username or
  password begins or ends with white space.  To solve this ambiguity,
  such implementations typically treat everything after the first white
  space character following "USER"/"PASS", up to, but not including,
  the CRLF, as the username/password.

3.2.  Command Continuation

  This syntax extends the non-terminal "command-continuation", which
  represents the further material sent by the client in the case of
  multi-stage commands.

  command-continuation =/ authinfo-sasl-383-continuation

  authinfo-sasl-383-continuation = ("*" / base64-opt) CRLF

3.3.  Responses

  This syntax extends the non-terminal "initial-response-content",
  which represents an initial response line sent by the server.

  initial-response-content =/ response-283-content /
       response-383-content

  response-283-content = "283" SP base64
  response-383-content = "383" SP base64-opt

3.4.  Capability Entries

  This syntax extends the non-terminal "capability-entry", which
  represents a capability that may be advertised by the server.

  capability-entry =/ authinfo-capability /
       sasl-capability

  authinfo-capability = "AUTHINFO" *(WS authinfo-variant)
  authinfo-variant = "USER" / "SASL"
  sasl-capability = "SASL" 1*(WS mechanism)





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3.5.  General Non-terminals

  base64-opt = "=" / base64
  mechanism = 1*20mech-char
  mech-char = UPPER / DIGIT / "-" / "_"

4.  Summary of Response Codes

  This section contains a list of each new response code defined in
  this document and indicates whether it is multi-line, which commands
  can generate it, what arguments it has, and what its meaning is.

  Response code 281
     Generated by: AUTHINFO USER, AUTHINFO PASS, AUTHINFO SASL
     Meaning: authentication accepted

  Response code 283
     Generated by: AUTHINFO SASL
     1 argument: challenge
     Meaning: authentication accepted (with success data)

  Response code 381
     Generated by: AUTHINFO USER
     Meaning: password required via AUTHINFO PASS command.  Note
     that this code is used for backwards compatibility and does
     not conform to the traditional use of 3xx codes.

  Response code 383
     Generated by: AUTHINFO SASL
     1 argument: challenge
     Meaning: continue with SASL exchange

  Response code 481
     Generated by: AUTHINFO USER, AUTHINFO PASS, AUTHINFO SASL
     Meaning: authentication failed/rejected

  Response code 482
     Generated by: AUTHINFO USER, AUTHINFO PASS, AUTHINFO SASL
     Meaning: authentication commands issued out of sequence or
     SASL protocol error

5.  Authentication Tracking/Logging

  This section contains implementation suggestions and notes of best
  current practice; it does not specify further network protocol
  requirements.





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  Once authenticated, the authorization identity presented in the
  AUTHINFO exchange (username when using USER/PASS) SHOULD be included
  in an audit trail associating the identity with any articles supplied
  during a POST operation, and this configuration SHOULD be the
  default.  This may be accomplished, for example, by inserting headers
  in the posted articles or by a server logging mechanism.  The server
  MAY provide a facility for disabling the procedure described above,
  as some users or administrators may consider it a violation of
  privacy.

6.  Security Considerations

  Security issues are discussed throughout this memo.

  In general, the security considerations of [SASL] and any implemented
  SASL mechanisms are applicable here; only the most important are
  highlighted specifically below.  Also, this extension is not intended
  to cure the security considerations described in section 12 of
  [NNTP]; those considerations remain relevant to any NNTP
  implementation.

  Before the [SASL] negotiation has begun, any protocol interactions
  may have been performed in the clear and may have been modified by an
  active attacker.  For this reason, clients and servers MUST discard
  any sensitive knowledge obtained prior to the start of the SASL
  negotiation upon the establishment of a security layer.  Furthermore,
  the CAPABILITIES command SHOULD be re-issued upon the establishment
  of a security layer, and other protocol state SHOULD be re-negotiated
  as well.

  Servers MAY implement a policy whereby the connection is dropped
  after a number of failed authentication attempts.  If they do so,
  they SHOULD NOT drop the connection until at least 3 attempts at
  authentication have failed.

  Implementations MUST support a configuration where authentication
  mechanisms that are vulnerable to passive eavesdropping attacks (such
  as AUTHINFO USER/PASS and SASL [PLAIN]) are not advertised or used
  without the presence of an external security layer such as TLS
  [NNTP-TLS], and this configuration SHOULD be the default.

  When multiple authentication mechanisms are permitted by both client
  and server, an active attacker can cause a down-negotiation to the
  weakest mechanism.  For this reason, both clients and servers SHOULD
  be configurable to forbid use of weak mechanisms.  The minimum
  strength acceptable is a policy decision that is outside the scope of
  this specification.




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7.  IANA Considerations

7.1.  IANA Considerations for SASL/GSSAPI Services

  The IANA has registered the SASL/GSSAPI service name "nntp".  This
  service name refers to authenticated use of Usenet news service when
  it is provided via the [NNTP] protocol.

  o  Published Specification: This document.

  o  Contact for Further Information: Authors of this document.

  o  Change Controller: IESG <[email protected]>.

7.2.  IANA Considerations for NNTP Extensions

  This section gives a formal definition of the AUTHINFO extension, as
  required by Section 3.3.3 of [NNTP] for the IANA registry.

  o  This extension provides an extensible mechanism for NNTP
     authentication via a variety of methods.

  o  The capability label for this extension is "AUTHINFO".

  o  The "AUTHINFO" capability label has two possible optional
     arguments, "USER" and "SASL" (as defined in Section 2.1),
     indicating which variants of the AUTHINFO command are supported.

  o  This extension also provides the "SASL" capability label, whose
     arguments list the available SASL mechanisms.

  o  This extension defines three new commands, AUTHINFO USER, AUTHINFO
     PASS, and AUTHINFO SASL, whose behavior, arguments, and responses
     are defined in Sections 2.3 and 2.4.

  o  This extension does not associate any new responses with pre-
     existing NNTP commands.

  o  This extension may affect the overall behavior of both server and
     client in that the AUTHINFO SASL command may require that
     subsequent communication be transmitted via an intermediary
     security layer.

  o  The length of the AUTHINFO SASL command (as defined in this
     document) may exceed 512 octets.  The maximum length of this
     command is increased to that which can accommodate the largest
     initial response possible for any of the SASL mechanisms supported
     by the implementation.



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  o  This extension defines two new responses, 283 and 383, whose
     lengths may exceed 512 octets.  The maximum length of these
     responses is increased to that which can accommodate the largest
     challenge possible for any of the SASL mechanisms supported by the
     implementation.

  o  This extension does not alter pipelining, but AUTHINFO commands
     cannot be pipelined.

  o  Use of this extension may alter the capabilities list; once the
     AUTHINFO command has been used successfully, the AUTHINFO
     capability can no longer be advertised by CAPABILITIES.
     Additionally, the MODE-READER capability MUST NOT be advertised
     after successful authentication.

  o  This extension does not cause any pre-existing command to produce
     a 401, 480, or 483 response.

  o  This extension is unaffected by any use of the MODE READER
     command; however, the MODE READER command MUST NOT be used in the
     same session following successful authentication.

  o  Published Specification: This document.

  o  Contact for Further Information: Authors of this document.

  o  Change Controller: IESG <[email protected]>.

8.  Acknowledgements

  This RFC originated from a document initially written by Chris
  Newman.

  A significant amount of the authentication text was originally from
  the NNTP revision or common authentication specs written by Stan
  Barber.  A significant amount of the SASL text was lifted from the
  revisions to RFC 1734 and RFC 2554 by Rob Siemborski.

  Special acknowledgement also goes to Russ Allbery, Clive Feather, and
  others who commented privately on intermediate revisions of this
  document, as well as the members of the IETF NNTP Working Group for
  continual (yet sporadic) insight in discussion.









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9.  References

9.1.  Normative References

  [ABNF]        Crocker, D., Ed. and P. Overell, "Augmented BNF for
                Syntax Specifications: ABNF", RFC 4234, October 2005.

  [AUTH]        Haller, N. and R. Atkinson, "On Internet
                Authentication", RFC 1704, October 1994.

  [BASE64]      Josefsson, S., "The Base16, Base32, and Base64 Data
                Encodings", RFC 4648, October 2006.

  [DIGEST-MD5]  Leach, P. and C. Newman, "Using Digest Authentication
                as a SASL Mechanism", RFC 2831, May 2000.

  [KEYWORDS]    Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.

  [NNTP]        Feather, C., "Network News Transfer Protocol (NNTP)",
                RFC 3977, October 2006.

  [NNTP-TLS]    Murchison, K., Vinocur, J., and C. Newman, "Using
                Transport Layer Security (TLS) with Network News
                Transfer Protocol (NNTP)", RFC 4642, October 2006.

  [SASL]        Melnikov, A. and K. Zeilenga, "Simple Authentication
                and Security Layer (SASL)", RFC 4422, June 2006.

  [SASLprep]    Zeilenga, K., "SASLprep: Stringprep Profile for User
                Names and Passwords", RFC 4013, February 2005.

  [StringPrep]  Hoffman, P. and M. Blanchet, "Preparation of
                Internationalized Strings ("stringprep")", RFC 3454,
                December 2002.

9.2. Informative References

  [BEEP]        Rose, M., "The Blocks Extensible Exchange Protocol
                Core", RFC 3080, March 2001.

  [CRAM-MD5]    Nerenberg, L., "The CRAM-MD5 SASL Mechanism", Work in
                Progress.

  [GSSAPI]      Melnikov, A., "SASL GSSAPI mechanisms", Work in
                Progress.





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RFC 4643                  NNTP Authentication               October 2006


  [IMAP]        Crispin, M., "INTERNET MESSAGE ACCESS PROTOCOL -
                VERSION 4rev1", RFC 3501, March 2003.

  [LDAP-AUTH]   Harrison, R., "Lightweight Directory Access Protocol
                (LDAP): Authentication Methods and Security
                Mechanisms", RFC 4513, June 2006.

  [NNTP-COMMON] Barber, S., "Common NNTP Extensions", RFC 2980, October
                2000.

  [PLAIN]       Zeilenga, K., Ed., "The PLAIN Simple Authentication and
                Security Layer (SASL) Mechanism", RFC 4616, August
                2006.

  [POP-AUTH]    Myers, J., "POP3 AUTHentication command", RFC 1734,
                December 1994.

  [SMTP-AUTH]   Myers, J., "SMTP Service Extension for Authentication",
                RFC 2554, March 1999.

Authors' Addresses

  Jeffrey M. Vinocur
  Department of Computer Science
  Upson Hall
  Cornell University
  Ithaca, NY 14853 USA

  EMail: [email protected]


  Kenneth Murchison
  Carnegie Mellon University
  5000 Forbes Avenue
  Cyert Hall 285
  Pittsburgh, PA  15213 USA

  EMail: [email protected]













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RFC 4643                  NNTP Authentication               October 2006


Full Copyright Statement

  Copyright (C) The Internet Society (2006).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
  retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
  OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
  ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
  INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
  INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

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  The IETF takes no position regarding the validity or scope of any
  Intellectual Property Rights or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; nor does it represent that it has
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  on the procedures with respect to rights in RFC documents can be
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  Copies of IPR disclosures made to the IETF Secretariat and any
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  The IETF invites any interested party to bring to its attention any
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  this standard.  Please address the information to the IETF at
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Acknowledgement

  Funding for the RFC Editor function is provided by the IETF
  Administrative Support Activity (IASA).







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