Network Working Group                                        D. L. Mills
Request for Comments: 981                               M/A-COM Linkabit
                                                             March 1986

           An Experimental Multiple-Path Routing Algorithm


Status of This Memo

  This RFC describes an experimental, multiple-path routing algorithm
  designed for a packet-radio broadcast channel and discusses the
  design and testing of a prototype implementation.  It is presented as
  an example of a class of routing algorithms and data-base management
  techniques that may find wider application in the Internet community.
  Of particular interest may be the mechanisms to compute, select and
  rank a potentially large number of speculative routes with respect to
  the limited cumputational resources available.  Discussion and
  suggestions for improvements are welcomed.  Distribution of this memo
  is unlimited.

Abstract

  This document introduces wiretap algorithms, which are a class of
  routing algorithms that compute quasi-optimum routes for stations
  sharing a broadcast channel, but with some stations hidden from
  others. The wiretapper observes the paths (source routes) used by
  other stations sending traffic on the channel and, using a heuristic
  set of factors and weights, constructs speculative paths for its own
  traffic.  A prototype algorithm, called here the Wiretap Algorithm,
  has been designed for the AX.25 packet-radio channel.  Its design is
  similar in many respects to the shortest-path-first (spf) algorithm
  used in the ARPANET and elsewhere, and is in fact a variation in the
  class of algorithms, including the Viterbi Algorithm, that construct
  optimum paths on a graph according to a distance computed as a
  weighted sum of factors assigned to the nodes and edges.

  The Wiretap Algorithm differs from conventional algorithms in that it
  computes not only the primary route (a minimum-distance path), but
  also additional paths ordered by distance, which serve as alternate
  routes should the primary route fail.  This feature is also useful
  for the discovery of new paths not previously observed on the
  channel.

  Since the amateur AX.25 packet-radio channel is very active in the
  Washington, DC, area and carries a good deal of traffic under
  punishing conditions, it was considered a sufficiently heroic
  environment for a convincing demonstration of the prototype
  algorithm.  It was implemented as part of an IP/TCP driver for the
  LSI-11 processor running the "fuzzball" operating system.  The driver
  is connected via serial line to a 6809-based TAPR-1 processor running
  the WA8DED firmware, which controls the radio equipmnet in both


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  virtual-circuit and datagram modes. The prototype implementation
  provides primary and alternate routes, can route around congested
  areas and can change routes during a connection. This document
  describes the design, implementation and initial testing of the
  algorithm.

1.  Introduction

  This document describes the design, implementation and initial
  testing of the Wiretap Algorithm, a dynamic routing algorithm for the
  AX.25 packet-radio channel [4].  The AX.25 channel operates in CSMA
  contention mode at VHF frequencies using AFSK/FM modulation at 1200
  bps. The AX.25 protocol itself is similar to X.25 link-layer protocol
  LAPB, but with an extended frame header consisting of a string of
  radio callsigns representing a path, usually selected by the
  operator, between two end stations, possibly via one or more
  intermediate packet repeaters or digipeaters.  Most stations can
  operate simultaneously as intermediate systems digipeaters) and as
  end systems with respect to the ISO model.

  Wiretap uses passive monitoring of frames transmitted on the channel
  in order to build a dynamic data base which can be used to determine
  optimum routes.  The algorithm operates in real time and generates a
  set of paths ordered by increasing total distance, as determined by a
  shortest-path-first procedure similar to that used now in the ARPANET
  and planned for use in the new Internet gateway system [2].  The
  implementation provides optimum routes (with respect to the factors
  and weights selected) at initial-connection time for virtual
  circuits, as well as for each datagram transmission.  This document
  is an initial status report and overview of the prototype
  implementation for the LSI-11 processor running the "fuzzball"
  operating system.

  The principal advantage in the use of routing algorithms like Wiretap
  is that digipeater paths can be avoided when direct paths are
  available, with digipeaters used only when necessary and also to
  discover hidden stations.  In the present exploratory stage of
  evolution, the scope of Wiretap has been intentionally restricted to
  passive monitoring.  In a later stage the scope may be extended to
  include the use of active probes to discover hidden stations and the
  use of clustering techniques to manage the distribution of large
  quantities of routing information.

  The AX.25 channel interface is the 6809-based TAPR-1 processor
  running the WA8DED firmware (version 1.0) and connected to the LSI-11
  by a 4800-bps serial line.  The WA8DED firmware produces as an option
  a monitor report for each received frame of a selected type,


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  including U, I and S frames.  Wiretap processes each of these to
  extract routing information and (optionally) saves them in the system
  log file. Following is a typical report:

     fm KS3Q to W4CQI via WB4JFI-5* WB4APR-6 ctl I11 pid F0

  The originating station is KS3Q and the destination is W4CQI.  The
  frame has been digipeated first by WB4JFI-5 and then WB4APR-6, is an
  I frame (sequence numbers follow the I indicator) and has protocol
  identifier F0 (hex).  The asterisk "*" indicates the report was
  received from that station.  If no asterisk appears, the report was
  received from the originator.

2.  Design Principles

  A path is a concatenation of directed links originating at one
  station, extending through one or more digipeaters and terminating at
  another station.  Each link is characterized by a set of factors such
  as cost, delay or throughput that can be computed or estimated.
  Wiretap computes several intrinsic factors for each link and updates
  the routing data base, consisting of node and link tables.  The
  weighted sum of these factors for each link is the distance of that
  link, while the sum of the distances for each link in the path is the
  distance of that path.

  It is the intent of the Wiretap design that the distance of a link
  reflect the a-priori probability that a packet will successfully
  negotiate that link relative to the other choices possible at the
  sending node.  Thus, the probability of a non-looping path is the
  product of the probabilities of its links.  Following the technique
  of Viterbi [1], it is convenient to represent distance as a
  logarithmic transformation of probability, which then becomes a
  metric.  However, in the following the underlying probabilities are
  not considered directly, since the distances are estimated on a
  heuristic basis.

  Wiretap incorporates an algorithm which constructs a set of paths,
  ordered by distance, between given end stations according to the
  factors and weights contained in the routing data base.  Such paths
  can be considered optimum routes between these stations with respect
  to the given assignment of factors and weights.  In the prototype
  implementation one of the end stations must be the Wiretap station
  itself;  however, in principle, the Wiretap station can generate
  routes for other stations subject to the applicability of the
  information in its data base.

  Note that Wiretap in effect constructs minimum-distance paths in the


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  direction from the destination station to the Wiretap station and,
  based on that information, then computes the optimum reciprocal
  routes from the Wiretap station to the destination station.  The
  expectation is that the destination station also runs its own routing
  algorithm, which then computes its own optimum reciprocal routes
  (i.e.  the optimum direct routes from the Wiretap station).  However,
  the routing data bases at the two stations may diverge due to
  congestion or hidden stations, so that the computed routes may not
  coincide.

  In principle, Wiretap-computed routes can be fine-tuned using
  information provided not only by its directly communicating stations
  but others that may hear them as well.  The most interesting scenario
  would be for all stations to exchange Wiretap information using a
  suitable distributed protocol, but this is at the moment beyond the
  scope of the prototype implementation.  Nevertheless, suboptimum but
  useful paths can be obtained in the traditional and simple way with
  one station using a Wiretap-computed route and the other its
  reciprocal, as determined from the received frame header.  Thus,
  Wiretap is compatible with existing channel procedures and protocols.

3.  Implementation Overview

  The prototype Wiretap implementation for the LSI-11 includes two
  routines, the wiretap routine, which extracts information from
  received monitor headers and builds the routing data base, and the
  routing routine, which calculates paths using the information in the
  data base. The data base consists of three tables, the channel table,
  node table and link table.  The channel table includes an entry for
  each channel (virtual circuit) supported by the TAPR-1 processor
  running the WA8DED firmware, five in the present configuration.  The
  structure and use of this table are only incidental to the algorithm
  and will not be discussed further.

  The node table includes an entry for each distinct callsign (which
  may be a collective or beacon identifier) heard on the channel,
  together with node-related routing information, the latest computed
  route and other miscellaneous information.  The table is indexed by
  node ID (NID), which is used in the computed route and in other
  tables instead of the awkward callsign string.  The link table
  contains an entry for each distinct (unordered) node pair observed in
  a monitor header.  Each entry includes the from-NID and to-NID of the
  first instance found, together with link-related routing information
  and other miscellaneous information.  Both tables are dynamically
  managed using a cache algorithm based on a weighted
  least-recently-used replacement mechanism described later.



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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  The example discussed in Appendix A includes candidate node and link
  tables for illustration.  These tables were constructed in real time
  by the prototype implementation from off-the-air monitor headers
  collected over a typical 24-hour period.  Each node table entry
  requires 26 bytes and each link table entry four bytes.  The maximum
  size of the node table is presently 75 entries, while that of the
  link table is 150 entries.  Once the cache algorithm has stabilized
  for a day or two, it is normal to have about 60 entries in the node
  table and 100 entries in the link table.

  The node table and link table together contain all the information
  necessary to construct a network graph, as well as calculate paths on
  that graph between any two end stations, not just those involving the
  Wiretap station.  Note, however, that the Wiretap station does not in
  general hear all other stations on the channel, so may choose
  suboptimum routes.  However, in the Washington, DC, area most
  stations use one of several digipeaters, which are in general heard
  reliably by other stations in the area.  Thus, a Wiretap station can
  eventually capture routes to almost all other stations using the
  above tables and the routing algorithm described later.

4.  The Wiretap Routine

  The wiretap routine is called to process each monitor header.  It
  extracts each callsign from the header in turn and searches the node
  table for corresponding NID, making a new entry and NID if not
  already there.  The result is a string of NIDs, starting at the
  originating station, extending through a maximum of eight digipeaters
  and ending at the destination station.  For each pair of NIDs along
  this string the link table is searched for either the direct link, as
  indicated in the string, or its reciprocal;  that is, the direction
  towards the originator.

  The operations that occur at this point can be illustrated by the
  following diagram, which represents a monitor header with apparent
  path from station 4 to station 6 via digipeaters 7, 2 and 9 in
  sequence.  It happens the header was heard by the Wiretap station (0)
  from station 2.

                  (4)     (7)     (2)     (9)     (6)
             orig o------>o<=====>o------>o------>o dest
                                  |
                                  |
                                  V
                                 (0)
                               wiretap



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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  Presumably, the fact that the header was heard from station 2
  indicates the path from station 4 to station 2 and then to station 0
  is viable, so that each link along this path can be marked "heard" in
  that direction.  However, the viability of the path from station 2 to
  station 6 can only be presumed, unless additional evidence is
  available.  If in fact the header is from an AX.25 I or S frame (but
  not a U frame), an AX.25 virtual circuit has apparently been
  previously established between the end stations and the presumption
  is strengthened.  In this case each link from 4 to 6 is marked
  "synchronized" (but not the link from 2 to 0).

  Not all stations can both originate frames and digipeat them. Station
  4 is observed to originate and station 7 to digipeat, but station 9
  is only a presumptive digipeater and no evidence is available that
  the remaining stations can originate frames.  Thus, the link from
  station 4 to station 7 is marked "source" and from station 7 to
  station 2 is marked "digipeated."

  Depending on the presence of congestion and hidden stations, it may
  happen that the reciprocal path in the direction from station 6 to
  station 4 has quite different link characteristics;  therefore, a
  link can be recognized as heard in each direction independently.  In
  the above diagram the link between 2 and 7 has been heard in both
  directions and is marked "reciprocal".  However, there is only one
  synchronized mark, which can be set in either direction.  If a
  particular link is not marked either heard or synchronized, any
  presumption on its viability to carry traffic is highly speculative
  (the traffic is probably a beacon or "CQ").  If later marked
  synchronized the presumption is strengthened and if later marked
  heard in the reciprocal direction the presumption is confirmed.

  Experience shows that a successful routing algorithm for any
  packet-radio channel must have provisions for congestion avoidance.
  There are two straightforward ways to cope with this.  The first is a
  static measure of node congestion based on the number of links in the
  network graph incident at each node.  This number is computed by the
  wiretap routine and stored in the node table as it adds entries to
  the link table.

  The second, not yet implemented, is a dynamic measure of node
  congestion which tallies the number of link references during the
  most recent time interval (of specified length).  The current plan
  was suggested by the reachability mechanism used in the ARPANET and
  the Exterior Gateway Protocol [3].  An eight-bit shift register for
  each node is shifted in the direction from high-order to low-order
  bits, with zero-bits preceeding the high-order bit, at the rate of
  one shift every ten seconds.  If during the preceeding ten-second


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  period a header with a path involving that node is found, the
  high-order bit of the register is set to one.  When a path is
  calculated the number of one-bits in the register is totalled and
  used as a measure of dynamic node congestion. Thus, the time interval
  specified is 80 seconds, which is believed appropriate for the AX.25
  channel dynamics.

5.  Factor Computations and Weights

  The data items produced by the wiretap routine are processed to
  produce a set of factors that can be used by the routing routine to
  develop optimum routes.  In order to insure a stable and reliable
  convergence as the routing algorithm constructs and discards
  candidate paths leading to these routes, the factor computations
  should have the following properties:

  1.  All factors should be positive, monotone functions which increase
      in value as system performance degrades from optimum.

  2.  The criteria used to estimate link factors should be symmetric;
      that is, their values should not depend on the particular
      direction the link is used.

  3.  The criteria used to estimate node factors should not depend on
      the particular links that traffic enters or leaves the node.

  Each factor is associated with a weight assignment which reflects the
  contribution of the factor in the distance calculation, with larger
  weights indicating greater importance.  For comparison with other
  common routing algorithms, as well as for effective control of the
  computational resources required, it may be desirable to impose
  additional restrictions on these computations, which may be a topic
  for further study.  Obviously, the success of this routing algorithm
  depends on cleverly (i.e.  experimentally) determined factor
  computations and weight assignments.

  The particular choices used in the prototype implementation should be
  considered educated first guesses that might be changed, perhaps in
  dramatic ways, in later implementations.  Nevertheless, the operation
  of the algorithm in finding optimum routes over all choices in factor
  computations and weights is unchanged.  Recall that the wiretap
  routine generates data items for each node and link heard and saves
  them in the node and link tables.  These items are processed by the
  routing routine to generate the factors shown below in Table 1 and
  Table 2.




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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


     Factor  Weight  Name            How Determined
     ---------------------------------------------------------------
     f0      30      hop             1 for each link
     f1      50      unverified      1 if not heard either direction
     f2      5       non-reciprocal  1 if not heard both directions
     f3      5       unsynchronized  1 if no I or S frame heard

                        Table 1. Link Factors

     Factor  Weight  Name            How Determined
     ---------------------------------------------------------------
     f4      5       complexity      1 for each incident link
     f5      20      digipeated      1 if station does not digipeat
     f6      -       congestion      (see text)

                        Table 2. Node Factors

  With regard to link factors, the "hop" factor is assigned as one for
  each link and represents the bias found in other routing algorithms
  of this type.  The intent is that the routing mechanism degenerate to
  minimum-hop in the absence of any other information.  The
  "unverified" factor is assigned as one if the heard bit is not set
  (not heard in either direction), while the "non-reciprocal" factor is
  assigned as one if the reciprocal bit is not set (not heard in both
  directions).  The "unsynchronized" factor is assigned as one if the
  synchronized bit is not set (no I or S frames observed in either
  direction).

  With regard to node factors, the "complexity" factor is computed as
  the number of links incident at the node, while the "congestion"
  factor is to be computed as the number of intervals in the eight
  ten-second intervals preceding the time of observation in which a
  frame was transmitted to or through the node.  The "digipeated"
  factor is assigned as one if the node is only a source (i.e.  no
  digipeated frames have been heard from it).  For the purposes of
  path-distance calculations, the node factors are taken as zero for
  the endpoint nodes, since their contribution to any path would be the
  same.











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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


6.  The Routing Routine

  The dynamic data base built by the wiretap routine is used by the
  routing routine to compute routes as required.  Ordinarily, this
  needs to be done only when the first frame to a new destination is
  sent and at intervals thereafter, with the intervals perhaps
  modulated by retry count together with congestion thresholds, etc.
  The technique used is a variation of the Viterbi Algorithm [1], which
  is similar to the the shortest-path-first algorithm used in the
  ARPANET and elsewhere [2].  It operates by constructing a set of
  candidate paths on the network graph from the destination to the
  source in increasing number of hops. Construction continues until all
  the complete paths satisfying a specified condition are found,
  following which one with minimum distance is selected as the primary
  route and the others ranked as alternate routes.

  There are a number of algorithms to determine the mimimum-distance
  path on a graph between two nodes with given metric.  The prototype
  implementation operates using a dynamic path list of entries derived
  from the link table.  Each list entry includes (a) the NID of the
  current node, (b) a pointer to the preceding node on the path and (c)
  the hop count and (d) distance from the node to the final destination
  node of the path:

                  [ NID, pointer, hop, distance ] .

  The algorithm starts with the list containing only the entry [
  dest-NID, 0, 0, 0 ], where dest-NID is the final destination NID, and
  then scans the list starting at this entry.  For each such entry it
  scans the link table for all links with either to-NID or from-NID
  matching NID and for each one found inserts a new entry:

        [ new-NID, new-pointer, hop + 1, distance + weight ] ,

  where the new-NID is the to-NID of the link if its from-NID matches
  the old NID and the from-NID of the link otherwise.  The new-pointer
  is set at the address of the old entry and the weight is computed
  from the factors and weights as described previously.  The algorithm
  coontinues to select succeeding entries and scan the link table until
  no further entries remain to be processed, the allocated list area is
  full or the maximum hop count or distance are exceeded, as explained
  below.

  Note that in the Viterbi Algorithm, which operates in a similar
  manner, when paths merge at a single node, all except one of the
  minimum-distance paths (called survivors) are abandonded.  If only
  one of the minimum-distance paths is required, Wiretap does the same;


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  however, in the more general case where alternate paths are required,
  all non-looping paths are potential survivors.  In order to prevent a
  size explosion in the list, as well as to suppress loops, new list
  entries with new-NID matching the NID of an existing entry on the
  path to the final destination NID are suppressed and paths with hop
  counts exceeding (currently) eight or distances exceeding 255 are
  abandoned.

  If the Wiretap station NID is found in the from-NID of an entry
  inserted in the list, a complete path has been found.  The algorithm
  remembers the minimum distance and minimum hop count of the complete
  paths found as it proceeds.  When only one of the minimum-distance
  paths (primary route) is required, then for any list entry where the
  distance exceeds the minimum distance or the hop count exceeds the
  maximum hop count (plus one), the path is abandoned and no further
  processing done for it.  When alternate routes are required the
  hop-count test is used, but the minimum-distance test is not.

  The above pruning mechanisms are designed so that the the algorithm
  always finds all complete paths with the minimum hop count and the
  minimum hop count (plus one), which are designated the alternate
  routes. The assignment of factor computations and weights is intended
  to favor minimum-hop paths under most conditions, but to allow the
  path length to grow by no more than one additional hop under
  conditions of extreme congestion.  Thus, the minimum-distance path
  (primary route) must be found among the alternate paths, usually, but
  not always, one of the minimum-hop paths.

  At the completion of processing the complete paths are ranked first
  by distance, then by the order of the final entry in the list, which
  is in hop-count order by construction, to establish a well-defined
  ordering.  The first of these paths represents the primary route,
  while the remaining represent alternatives should all lower-ranked
  routes fail.

  Some idea of the time and space complexity of the routing routine can
  be determined from the observation that the computations for all
  primary and secondary routes of the example in Appendix A with 58
  nodes and 98 links requires a average of about 30 list entries, but
  occasionally overflows the maximum size, currently 100 entries.  Each
  step requires a scan of all the links and a search (for loops) along
  the maximum path length, which in principle can add most of the links
  to the list for each new hop.  Obviously, the resources required can
  escalate dramatically, unless effective pruning techniques such as
  the above are used.

  The prototype implementation requires 316 milliseconds on an


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  LSI-11/73 to calculate the 58 primary routes to all 58 nodes for an
  average of about 5.4 milliseconds per route.  The implementation
  requires 1416 milliseconds to calculate the 201 combined primary and
  alternate routes to all 58 nodes for an average of about 3.4
  milliseconds per route.

7.  Data Base Housekeeping

  In normal operation Wiretap tends to pick up a good deal of errors
  and random junk, since it can happen that a station may call any
  other station using ad-hoc heuristics and often counterproductive
  strategies. The result is that Wiretap may add speculative and
  erroneous links to the data base.  In practice, this happens
  reasonably often as operators manually try various paths to stations
  that may be shut down, busy or blocked by congestion.  Nevertheless,
  since Wiretap operates entirely by passive monitoring, speculative
  links may represent the principal means for discovery of new paths.

  The number of nodes and links, speculative or not, can grow without
  limit as the Wiretap station continues to monitor the channel.  As
  the size of the node table or link table approaches the maximum, a
  garbage-collection procedure is automatically invoked.  The procedure
  used in the prototype implementation was suggested by virtual-memory
  storage-management techniques in which the oldest unreferenced page
  is replaced when a new page frame is required.  Every link table
  entry includes an age field, which is incremented once each minute if
  its value is less than 60, once each hour otherwise and reset to zero
  when the link is found in a monitor header.  When new space is
  required in the link table, the link with the largest product of age
  and distance, as determined by the factor computations and weights,
  is removed first.

  Every node table entry includes the congestion factor mentioned
  above, which is a count of the number of links (plus one) incident at
  that node.  As links are removed from the link table, these counts
  are decremented.  If the count for some node decrements to one, that
  node is removed.  Thus, if new space is required in the node table,
  links are removed as described above until the required space is
  reclaimed.

  In addition to the above, and in order to avoid capture of the tables
  by occasional speculative spasms on one hand and stagnation due to
  excessively stale information on the other, if the age counter
  exceeds a predetermined threshold, currently fifteen minutes for a
  speculative link and 24 hours for other links, the link is removed




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An Experimental Multiple-Path Routing Algorithm


  from the data base regardless of distance.  It is expected that these
  procedures will be improved as experience with the implementation
  matures.

8.  Summary and Directions for Further Development

  Wiretap represents an initial experiment and evaluation of the
  effectiveness of passive monitoring in the management of the AX.25
  packet-radio channel.  While the results of initial experiments have
  been encouraging, considerable work needs to be done in the
  optimization effectively, some experience needs to be gained in the
  day-to-day operation of the prototype system during which various
  combinations of weight assignments can be tried.

  The prototype implementation has been in use for about four months at
  this writing;  however, a number of lessons were quickly learned. The
  implementation includes a finite-state automaton to manage initial
  connection requests, including the capability to retry SABM frames
  along alternate routes computed by Wiretap.  A simple but effective
  heuristic is used to generate speculative paths by artificially
  adding links between the destination station and the Wiretap station
  together with all other stations in the node table identified as
  digipeaters.  The algorithm then operates as described above to
  generate the primary and alternate routes.  An example of this
  technique is given in the Appendix.

  This technique works very well, at least in the initial-connection
  phase of virtual-circuit mode, although it requires significant
  computational resources, due to the large number of possible paths
  ranging from reasonable to outrageous.  In the case of datagram mode
  only the primary route is computed.  The heuristic path-abandonment
  strategy outlined above is a critical performance determinant in this
  area.

  While there is a mechanism for the TAPR-1 processor to notify the
  prototype implementation that a lower-level AX.25 virtual circuit has
  failed, so that an alternate path can be tried, there is no intrinsic
  mechanism to signal the failure of an upper-level TCP connection,
  which uses IP datagrams wrapped in AX.25 I frames (connection mode)
  or UI frames (connectionless mode).  This is a generic problem with
  any end-system protocol where the peers are located physically
  distant from the link-level entities.  Experience indicates the value
  of providing a two-way conduit to share control information between
  protocol layers may be seriously underestimated.

  The prototype implementation manages processor and storage demands in
  relatively simple ways, which can result in considerable


Mills                                                          [Page 12]



RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  inefficiencies.  It is apparent that in any widely distributed
  version of Wiretap these demands will have to be carefully managed.
  As suggested above, effective provisions to purge old information,
  especially speculative links, are vital, as well as provisions to
  control the intervals between route computations, for instance as a
  function of link state and traffic mode.

  The next step in the evolution towards a fully distributed routing
  algorithm is the introduction of active probing techniques.  This
  should considerably improve the capability to discover new paths, as
  well as to fine-tune existing ones.  It should be possible to
  implement an active probing mechanism while maintaining compatibility
  with the passive-only Wiretap, as well as maintaining compatibilty
  with other stations using no routing algorithms at all.  It does seem
  that judicious use of beacons to discover and renew paths in the
  absence of traffic will be required, as well as some kind of
  echo/reply mechanism similar to the ICMP Echo/Reply support required
  of Internet hosts.

  In order to take advantage of the flexibility provided by routing
  algorithms like Wiretap, it will be necessary to revise the AX.25
  specification to include "loose" source routing in addition to the
  present "strict" source routing.  Strict source routing requires
  every forwarding stage (callsign) to be explicitly declared, while
  loose source routing would allow some or all stages to be left to the
  discretion of the local routing agent or digipeater.  One suggestion
  would be to devise a special collective indicator or callsign that
  could signal a Wiretap digipeater to insert the computed route string
  following its callsign in the AX.25 frame header.

  A particularly difficult area for any routing algorithm is in its
  detection and reponse to congestion.  Some hints on how the existing
  Wiretap mechanism can be improved are indicated in this document.
  Additional work, especially with respect to the hidden-station
  problem, is necessary.  Perhaps the most useful feature of all would
  be a link-quality indication derived from the radio, modem or
  frame-level procedures (checksum failures).  Conceivably, this
  information could be included in beacon messages broadcast
  occasionally by the digipeaters.

  It is quite likely that the most effective application of routing
  algorithms in general will be at the local-area digipeater sites.
  One reason for this is that these stations may have off-channel
  trunking facilities that connect different areas and may exchange
  wide-area routing information via these facilities.  The routing
  information collected by the local-area Wiretap stations could then
  be exchanged directly with the wide-area sites.


Mills                                                          [Page 13]



RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


9.  References

  [1]  Forney, G.D., Jr.  The Viterbi Algorithm.  Proc IEEE 61, 3
       (March 1973), 268-278.

  [2]  McQuillan, J., I.  Richer and E.  Rosen.  An overview of the new
       routing algorithm for the ARPANET.  Proc.  ACM/IEEE Sixth Data
       Comm. Symp., November 1979.

  [3]  Mills, D.L.  Exterior Gateway Protocol Formal Specification.
       DARPA Network Working Group Report RFC-904, M/A-COM Linkabit,
       April 1984.

  [4]  Fox, T.L., (Ed.).  AX.25 amateur packet-radio link-layer
       protocol, Version 2.0.  American Radio Relay League, October
       1984.

































Mills                                                          [Page 14]



RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


Appendix A.  An Example

  An example will illustrate how Wiretap constructs primary and
  alternate routes given candidate node and link tables.  The candidate
  tables resulted from a scenario monitoring normal traffic on the
  145.01-MHz AX.25 packet-radio channel in the Washington, DC, area
  during a typical 24-hour period.  The node and link tables
  illustrated below give an idea of what the constructed data base
  looks like, as well as provide the basis for the example.

  Figure 1 illustrates a candidate node table showing the node ID
  (NID), callsign and related information for each station.  The Route
  field contains the primary route (minimum-distance path), as a string
  of NIDs from the origination station (NID = 0) to the destination
  station shown, with the exception of the endpoint NIDs.  The absence
  of a route string indicates the station is directly reachable without
  the assistance of a digipeater.  Note that the originating station is
  always the first entry in the node table, in this case W3HCF, and is
  initialized with defaults before the algorithm is started.

     NID Callsign    Flags   Links   Last Rec    Wgt   Route
     -------------------------------------------------------
     0    W3HCF      005     26      15:00:19    255
     1    WB4APR-5   017     18      16:10:38    30
     2    DPTRID     000     3       00:00:00    210   1
     3    W9BVD      005     3       23:24:33    40
     4    W3IWI      015     5       16:15:30    35
     5    WB4JFI-5   017     34      16:15:30    35
     6    W3TMZ      015     2       01:00:49    150   1
     7    WB4APR-6   017     14      14:56:06    35
     8    WB4FQR-4   017     4       06:35:15    40
     9    WD9ARW     015     3       14:56:04    115   11

     10   WA4TSC     015     3       15:08:53    115   11
     11   WA4TSC-1   017     9       15:49:15    35
     12   KJ3E       015     4       15:57:26    155   1
     13   WB2RVX     017     3       09:19:46    135   7
     14   AK3P       015     2       12:57:53    185   7 15
     15   AK3P-5     016     4       12:57:53    135   7
     16   KC2TN      017     3       04:01:17    135   7
     17   WA4ZAJ     015     2       21:41:24    240   5
     18   KB3DE      015     3       23:38:16    35
     19   K4CG       015     3       13:29:14    35

     20   WB2MNF     015     2       04:01:17    180   7 16
     21   K4NGC      015     3       14:57:44    90    8
     22   K3SLV      005     2       03:40:01    160   1


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


     23   KA4USE-1   017     6       14:57:44    35
     24   K4AF       005     3       12:46:38    40
     25   WB4UNB     015     2       06:45:09    240   5
     26   PK64       005     3       02:50:54    40
     27   N4JOG-2    015     3       13:24:53    35
     28   KX3C       015     4       02:57:29    35
     29   W3CSG      015     4       06:10:17    115   11

     30   WD4SKQ     015     3       16:00:33    35
     31   WA7DPK     015     3       01:28:11    35
     32   N4JGQ      015     3       22:57:50    35
     33   K3AEE      005     3       03:52:43    40
     34   WB3ANQ     015     3       04:01:27    140   7
     35   K2VPR      015     2       12:07:51    240   5
     36   G4MZF      015     3       01:38:30    35
     37   KA3ERW     015     2       03:11:17    155   1
     38   WB3ILO     015     2       02:10:34    140   7
     39   KB3FN-5    016     4       06:10:17    110   11

     40   KS3Q       015     5       15:54:57    35
     41   WA3WUL     015     2       03:36:18    135   7
     42   N3EGE      015     3       15:58:01    160   1
     43   N4JMQ      015     2       08:02:58    185   7 13
     44   K3JYD-5    016     5       15:58:01    155   1
     45   KA4TMB     015     3       16:15:23    115   11
     46   KC3Y       015     2       04:14:36    155   1
     47   W4CTT      005     2       12:21:33    245   5

     52   K3JYD      015     2       02:16:52    155   1
     54   WA5WTF     015     2       02:01:20    240   5
     55   KA4USE     005     3       23:56:02    105   23
     56   N3BRQ      005     2       02:00:36    40
     57   KC4B       015     2       22:10:37    240   5
     58   WA5ZAI     005     2       12:44:03    40
     59   K4UW       005     2       02:36:05    40
     60   K3RH       015     2       01:20:47    135   7
     61   N4KRR      015     3       10:56:50    35
     62   K4XY       015     2       04:53:16    240   5
     64   WA6YBT     015     2       05:13:07    190   7 15

                    Figure 1. Candidate Node Table

  In the above table the Dist field shows the total distance of the
  primary route, the Links field shows the complexity factor, which is
  the number of links incident at that node (plus one), and the Last
  Rec field shows the time (UT) the station was last heard, directly or
  indirectly. The Flags field shows, among other things, which stations


Mills                                                          [Page 16]



RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  have originated frames and which have digipeated them.  The bits in
  this field, which is in octal format, are interpeted as follows (bit
  0 is the rightmost bit):

               Bit     Function
               --------------------
               0       originating station
               1       digipeater station
               2       station heard (Last Rec column)
               3       station synchronized connection

  Among the 58 stations shown in Figure 1 are eleven digipeaters, all
  but three of which also originate traffic.  All but twelve stations
  have either originated or digipeated a synchronized connection and
  only one "station" DPTRID, actually a beacon, has not been heard to
  either originate or digipeat traffic.

  Figure 2 illustrates a candidate node table of 98 links showing the
  from-NID, to-NID, Flags and Age information for each link as
  collected. The bits in the Flags field, which is in octal format, are
  interpeted as follows (bit 0 is the rightmost bit):

                         Bit     Function
                         -------------------
                         0       source
                         1       digipeated
                         2       heard
                         3       synchronized
                         4       reciprocal

     From    To      Flags   Age            From    To      Flags   Age
     ---------------------------            ---------------------------
     5       0       017     0               1       0       037     5
     4       0       015     0               5       4       035     0
     4       1       015     28              7       0       017     60
     9       5       015     60              1       5       006     56
     4       7       015     60              11      0       017     24
     7       15      036     62              7       13      037     60
     12      1       015     71              15      14      035     62
     7       16      037     70              12      5       015     71
     19      0       015     61              16      20      035     70
     5       11      036     60              23      0       017     60
     5       24      035     73              30      0       015     71
     29      11      015     69              5       29      035     73
     8       21      035     67              8       5       017     67
     31      0       015     72              31      5       015     72
     32      0       015     74              32      5       015     69


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


     40      5       015     17              40      0       015     19
     34      7       015     70              35      5       015     62
     1       40      035     74              38      7       015     71
     5       36      035     72              45      5       015     0
     36      0       015     72              5       30      035     14
     37      1       015     70              44      5       016     14
     12      44      015     17              46      1       015     69
     34      1       015     72              44      1       016     70
     5       23      036     60              9       11      015     79
     10      11      015     60              1       6       035     72
     27      5       015     61              11      1       006     83
     45      11      015     76              52      1       015     71

     5       2       000     14              8       0       005     76
     57      5       015     75              17      5       015     75
     3       0       005     74              3       5       005     74
     26      5       005     71              26      0       005     74
     18      5       015     74              18      0       015     74
     55      5       005     73              24      0       005     62
     61      0       015     63              55      23      005     73
     54      5       015     71              61      5       015     63
     59      0       005     71              56      0       005     71
     5       7       006     71              7       60      035     72
     28      0       015     71              62      5       015     69
     1       7       036     70              28      5       015     71
     7       41      035     70              28      1       015     71
     58      0       005     62              1       22      005     70
     33      7       005     70              33      0       005     70
     64      15      015     69              25      5       015     67
     39      10      035     68              11      39      036     68
     43      13      015     65              29      39      015     68
     40      7       015     62              47      5       005     62
     19      23      015     61              27      0       015     61
     42      1       005     23              23      21      035     60
     1       2       000     5               42      44      015     14

                    Figure 2. Candidate Link Table

  The following tables illustrate the operation of the routing
  algorithm in several typical scenarios.  Each line in the table
  represents the step where an entry is extracted from the path list
  and new entries are determined.  The "Step" column indexes each step,
  while the "To" column indicates the NID of the station at that step.
  The "Ptr" column is the index of the preceeding step along the path
  to the destination, while the "Hop" and "Dist" columns represent the
  total hop count and computed distance along that path.



Mills                                                          [Page 18]



RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  Following is a fairly typical example where the destination station
  is not directly reachable, but several multiple-hop paths exist via
  various digipeaters.  The algorithm finds four digipeaters:  1, 5, 11
  and 39, all but the last of which are directly reachable from the
  originating station, to generate two routes of two hops and two of
  three hops, as shown below.  Note that only the steps leading to
  complete paths are shown.

     Destination: 29  Station: W3CSG
     Step    NID     Ptr     Hop     Dist    Comments
     -------------------------------------------------------------
     0       29      0       0       0
     1       5       0       1       30
     2       11      0       1       35
     3       39      0       1       35
     4       0       1       2       235     Complete path: 0 5 29
     35      0       2       2       115     Complete path: 0 11 29
     37      9       2       2       115
     38      10      2       2       115
     39      1       2       2       120
     40      45      2       2       115
     41      39      2       2       110
     42      11      3       2       85
     43      10      3       2       85
     46      0       39      3       240     Complete path: 0 1 11 29
     63      0       42      3       165     Complete path: 0 11 39 29

  The algorithm ranks these routes first by distance and then by order
  in the list, so that the two-hop route at N = 35 would be chosen
  first, followed by the three-hop route at N = 63, the two-hop route
  at N = 4 and, finally the three-hop route at N = 46.  The reason why
  the second choice is a three-hop route and the third a two-hop route
  is because of the extreme congestion at the digipeater station 5,
  which has 34 incident links.

  Following is an example showing how the path-pruning mechanisms
  operate to limit the scope of exploration to those paths most likely
  to lead to useful routes.  The algorithm finds one two-hop route and
  four three-hop routes.  In this example the complete list is shown,
  including all the steps which are abandond for the reasons given.









Mills                                                          [Page 19]



RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


     Destination: 13  Station: WB2RVX
     Step    NID     Ptr     Hop     Dist    Comments
     -------------------------------------------------------------
     0       13      0       0       0
     1       7       0       1       30
     2       43      0       1       35      No path
     3       0       1       2       135     Complete path: 0 7 13
     4       4       1       2       135
     5       15      1       2       130
     6       16      1       2       130
     7       34      1       2       135
     8       38      1       2       135     No path
     9       60      1       2       130     No path

     10      5       1       2       140     Max distance 310
     11      1       1       2       130
     12      41      1       2       130     No path
     13      33      1       2       140
     14      40      1       2       135
     15      5       4       3       210     Max distance 380
     16      0       4       3       215     Complete path: 0 4 7 13
     17      1       4       3       215     Max distance 305
     18      14      5       3       180     Max hops 4
     19      64      5       3       185     Max hops 4

     20      20      6       3       175     Max hops 4
     21      1       7       3       205     Max distance 295
     22      0       11      3       250     Complete path: 0 1 7 13
     23      4       11      3       255     Max distance 300
     24      12      11      3       255     Max distance 295
     25      40      11      3       250     Max distance 295
     26      37      11      3       255     Max distance 285
     27      46      11      3       255     Max distance 285
     28      44      11      3       255     Max distance 280
     29      34      11      3       255     Max distance 290

     30      6       11      3       250     Max distance 280
     31      52      11      3       255     Max distance 285
     32      28      11      3       255     Max distance 295
     33      0       13      3       215     Complete path: 0 33 7 13
     34      0       14      3       215     Complete path: 0 40 7 13
     35      5       14      3       215     Max distance 385
     36      1       14      3       210     Max distance 300

  The steps labelled "No path" are abandonded because no links could be
  found satisfying the constraints:  (a) to-NID or from-NID matching
  the NID of the step, (b) loop-free or (c) total path distance less


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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


  than 256.  The steps labelled "Max distance" are abandonded because
  the total distance, computed as the sum of the Dist value plus the
  weighted node factors, would exceed 256 as shown.  The steps labelled
  "Max hops" are abandonded because the total hop count would exceed
  the minimum hop count (plus one) as shown.

  Although this example shows the computations for all alternate
  routes, if only the primary route is required all steps with total
  distance greater than the minimum-distance (135) can be abandonded.
  In this particular case path exploration terminates after only 14
  steps.

  The following example shows a typical scenario involving a previously
  unknown station;  that is, one not already in the data base. Although
  not strictly part of the algorithm itself, the strategy in the
  present system is to generate speculative paths consisting of an
  imputed direct link between the originating station and the
  destination station, together with imputed direct links between each
  digipeater in the data base and the destination station.  The new
  links created will time out according to the cache-management
  mechanism in about fifteen minutes.

  In the following example the destination station is 74, which results
  in the following additions to the link table:

     fm-NID  To-NID  Flags   Node Type
     ----------------------------------
     0       74      000     Originator
     1       74      000     Digipeater
     5       74      000     Digipeater
     7       74      000     Digipeater
     8       74      000     Digipeater
     11      74      000     Digipeater
     13      74      000     Digipeater
     15      74      000     Digipeater
     16      74      000     Digipeater
     23      74      000     Digipeater
     39      74      000     Digipeater
     44      74      000     Digipeater

  There are eleven digipeaters involved, not all of which may be used.
  The resulting primary route and five alternate routes are shown
  below.  Note that only five of the eleven digipeaters are used.  The
  remainder were either too far away or too heavily congested.  Note
  that only the list entries leading to complete paths are shown.




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RFC 981                                                       March 1986
An Experimental Multiple-Path Routing Algorithm


     Destination: 74  Station: CQ
     Step    NID     Ptr     Hop     Dist    Comments
     -------------------------------------------------------------
     0       74      0       0       0
     1       0       0       1       90      Complete path: 0 74
     2       1       0       1       90
     4       7       0       1       90
     5       8       0       1       90
     6       11      0       1       90
     7       13      0       1       90
     8       15      0       1       90
     9       16      0       1       90
     10      23      0       1       90
     11      39      0       1       90
     12      44      0       1       90
     13      0       2       2       210     Complete path: 0 1 74
     29      0       4       2       195     Complete path: 0 7 74
     44      0       5       2       150     Complete path: 0 8 74
     45      0       6       2       170     Complete path: 0 11 74
     60      0       10      2       155     Complete path: 0 23 74





























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