Internet Engineering Task Force (IETF)                           V. Roca
Request for Comments: 5776                                 A. Francillon
Category: Experimental                                        S. Faurite
ISSN: 2070-1721                                                    INRIA
                                                             April 2010

Use of Timed Efficient Stream Loss-Tolerant Authentication (TESLA) in
              the Asynchronous Layered Coding (ALC) and
          NACK-Oriented Reliable Multicast (NORM) Protocols

Abstract

  This document details the Timed Efficient Stream Loss-Tolerant
  Authentication (TESLA) packet source authentication and packet
  integrity verification protocol and its integration within the
  Asynchronous Layered Coding (ALC) and NACK-Oriented Reliable
  Multicast (NORM) content delivery protocols.  This document only
  considers the authentication/integrity verification of the packets
  generated by the session's sender.  The authentication and integrity
  verification of the packets sent by receivers, if any, is out of the
  scope of this document.

Status of This Memo

  This document is not an Internet Standards Track specification; it is
  published for examination, experimental implementation, and
  evaluation.

  This document defines an Experimental Protocol for the Internet
  community.  This document is a product of the Internet Engineering
  Task Force (IETF).  It represents the consensus of the IETF
  community.  It has received public review and has been approved for
  publication by the Internet Engineering Steering Group (IESG).  Not
  all documents approved by the IESG are a candidate for any level of
  Internet Standard; see Section 2 of RFC 5741.

  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  http://www.rfc-editor.org/info/rfc5776.












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Copyright Notice

  Copyright (c) 2010 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (http://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

  This document may contain material from IETF Documents or IETF
  Contributions published or made publicly available before November
  10, 2008.  The person(s) controlling the copyright in some of this
  material may not have granted the IETF Trust the right to allow
  modifications of such material outside the IETF Standards Process.
  Without obtaining an adequate license from the person(s) controlling
  the copyright in such materials, this document may not be modified
  outside the IETF Standards Process, and derivative works of it may
  not be created outside the IETF Standards Process, except to format
  it for publication as an RFC or to translate it into languages other
  than English.

























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Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  5
    1.1.  Scope of This Document . . . . . . . . . . . . . . . . . .  6
    1.2.  Conventions Used in This Document  . . . . . . . . . . . .  7
    1.3.  Terminology and Notations  . . . . . . . . . . . . . . . .  7
      1.3.1.  Notations and Definitions Related to Cryptographic
              Functions  . . . . . . . . . . . . . . . . . . . . . .  7
      1.3.2.  Notations and Definitions Related to Time  . . . . . .  8
  2.  Using TESLA with ALC and NORM: General Operations  . . . . . .  9
    2.1.  ALC and NORM Specificities That Impact TESLA . . . . . . .  9
    2.2.  Bootstrapping TESLA  . . . . . . . . . . . . . . . . . . . 10
      2.2.1.  Bootstrapping TESLA with an Out-Of-Band Mechanism  . . 10
      2.2.2.  Bootstrapping TESLA with an In-Band Mechanism  . . . . 11
    2.3.  Setting Up a Secure Time Synchronization . . . . . . . . . 11
      2.3.1.  Direct Time Synchronization  . . . . . . . . . . . . . 12
      2.3.2.  Indirect Time Synchronization  . . . . . . . . . . . . 12
    2.4.  Determining the Delay Bounds . . . . . . . . . . . . . . . 13
      2.4.1.  Delay Bound Calculation in Direct Time
              Synchronization Mode . . . . . . . . . . . . . . . . . 14
      2.4.2.  Delay Bound Calculation in Indirect Time
              Synchronization Mode . . . . . . . . . . . . . . . . . 14
    2.5.  Cryptographic Parameter Values . . . . . . . . . . . . . . 15
  3.  Sender Operations  . . . . . . . . . . . . . . . . . . . . . . 16
    3.1.  TESLA Parameters . . . . . . . . . . . . . . . . . . . . . 16
      3.1.1.  Time Intervals . . . . . . . . . . . . . . . . . . . . 16
      3.1.2.  Key Chains . . . . . . . . . . . . . . . . . . . . . . 16
      3.1.3.  Time Interval Schedule . . . . . . . . . . . . . . . . 20
      3.1.4.  Timing Parameters  . . . . . . . . . . . . . . . . . . 20
    3.2.  TESLA Signaling Messages . . . . . . . . . . . . . . . . . 21
      3.2.1.  Bootstrap Information  . . . . . . . . . . . . . . . . 21
      3.2.2.  Direct Time Synchronization Response . . . . . . . . . 22
    3.3.  TESLA Authentication Information . . . . . . . . . . . . . 22
      3.3.1.  Authentication Tags  . . . . . . . . . . . . . . . . . 23
      3.3.2.  Digital Signatures . . . . . . . . . . . . . . . . . . 23
      3.3.3.  Group MAC Tags . . . . . . . . . . . . . . . . . . . . 24
    3.4.  Format of TESLA Messages and Authentication Tags . . . . . 25
      3.4.1.  Format of a Bootstrap Information Message  . . . . . . 26
      3.4.2.  Format of a Direct Time Synchronization Response . . . 31
      3.4.3.  Format of a Standard Authentication Tag  . . . . . . . 32
      3.4.4.  Format of an Authentication Tag without Key
              Disclosure . . . . . . . . . . . . . . . . . . . . . . 33
      3.4.5.  Format of an Authentication Tag with a "New Key
              Chain" Commitment  . . . . . . . . . . . . . . . . . . 34
      3.4.6.  Format of an Authentication Tag with a "Last Key
              of Old Chain" Disclosure . . . . . . . . . . . . . . . 35
  4.  Receiver Operations  . . . . . . . . . . . . . . . . . . . . . 36
    4.1.  Verification of the Authentication Information . . . . . . 36



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      4.1.1.  Processing the Group MAC Tag . . . . . . . . . . . . . 36
      4.1.2.  Processing the Digital Signature . . . . . . . . . . . 37
      4.1.3.  Processing the Authentication Tag  . . . . . . . . . . 37
    4.2.  Initialization of a Receiver . . . . . . . . . . . . . . . 38
      4.2.1.  Processing the Bootstrap Information Message . . . . . 38
      4.2.2.  Performing Time Synchronization  . . . . . . . . . . . 38
    4.3.  Authentication of Received Packets . . . . . . . . . . . . 40
      4.3.1.  Discarding Unnecessary Packets Earlier . . . . . . . . 43
    4.4.  Flushing the Non-Authenticated Packets of a Previous
          Key Chain  . . . . . . . . . . . . . . . . . . . . . . . . 43
  5.  Integration in the ALC and NORM Protocols  . . . . . . . . . . 44
    5.1.  Authentication Header Extension Format . . . . . . . . . . 44
    5.2.  Use of Authentication Header Extensions  . . . . . . . . . 45
      5.2.1.  EXT_AUTH Header Extension of Type Bootstrap
              Information  . . . . . . . . . . . . . . . . . . . . . 45
      5.2.2.  EXT_AUTH Header Extension of Type Authentication
              Tag  . . . . . . . . . . . . . . . . . . . . . . . . . 48
      5.2.3.  EXT_AUTH Header Extension of Type Direct Time
              Synchronization Request  . . . . . . . . . . . . . . . 49
      5.2.4.  EXT_AUTH Header Extension of Type Direct Time
              Synchronization Response . . . . . . . . . . . . . . . 49
  6.  Security Considerations  . . . . . . . . . . . . . . . . . . . 50
    6.1.  Dealing with DoS Attacks . . . . . . . . . . . . . . . . . 50
    6.2.  Dealing With Replay Attacks  . . . . . . . . . . . . . . . 51
      6.2.1.  Impacts of Replay Attacks on TESLA . . . . . . . . . . 51
      6.2.2.  Impacts of Replay Attacks on NORM  . . . . . . . . . . 52
      6.2.3.  Impacts of Replay Attacks on ALC . . . . . . . . . . . 53
    6.3.  Security of the Back Channel . . . . . . . . . . . . . . . 53
  7.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 54
  8.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 55
  9.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 55
    9.1.  Normative References . . . . . . . . . . . . . . . . . . . 55
    9.2.  Informative References . . . . . . . . . . . . . . . . . . 56


















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1.  Introduction

  Many applications using multicast and broadcast communications
  require that each receiver be able to authenticate the source of any
  packet it receives as well as the integrity of these packets.  This
  is the case with ALC [RFC5775] and NORM [RFC5740], two Content
  Delivery Protocols (CDPs) designed to transfer objects (e.g., files)
  reliably between a session's sender and several receivers.  The NORM
  protocol is based on bidirectional transmissions.  Each receiver
  acknowledges data received or, in case of packet erasures, asks for
  retransmissions.  On the opposite, the ALC protocol is based on
  purely unidirectional transmissions.  Reliability is achieved by
  means of the cyclic transmission of the content within a carousel
  and/or by the use of proactive Forward Error Correction (FEC) codes.
  Both protocols have in common the fact that they operate at the
  application level, on top of an erasure channel (e.g., the Internet)
  where packets can be lost (erased) during the transmission.

  The goal of this document is to counter attacks where an attacker
  impersonates the ALC or NORM session's sender and injects forged
  packets to the receivers, thereby corrupting the objects
  reconstructed by the receivers.

  Preventing this attack is much more complex in the case of group
  communications than it is with unicast communications.  Indeed, with
  unicast communications, a simple solution exists: the sender and the
  receiver share a secret key to compute a Message Authentication Code
  (MAC) of all messages exchanged.  This is no longer feasible in the
  case of multicast and broadcast communications since sharing a group
  key between the sender and all receivers implies that any group
  member can impersonate the sender and send forged messages to other
  receivers.

  The usual solution to provide the source authentication and message
  integrity services in the case of multicast and broadcast
  communications consists of relying on asymmetric cryptography and
  using digital signatures.  Yet, this solution is limited by high
  computational costs and high transmission overheads.  The Timed
  Efficient Stream Loss-tolerant Authentication (TESLA) protocol is an
  alternative solution that provides the two required services, while
  being compatible with high-rate transmissions over lossy channels.

  This document explains how to integrate the TESLA source
  authentication and packet integrity protocol to the ALC and NORM CDP.
  Any application built on top of ALC and NORM will directly benefit
  from the services offered by TESLA at the transport layer.  In
  particular, this is the case of File Delivery over Unidirectional
  Transport (FLUTE).



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  For more information on the TESLA protocol and its principles, please
  refer to [RFC4082] and [Perrig04].  For more information on ALC and
  NORM, please refer to [RFC5775], [RFC5651], and [RFC5740],
  respectively.  For more information on FLUTE, please refer to
  [RMT-FLUTE].

1.1.  Scope of This Document

  This specification only considers the authentication and integrity
  verification of the packets generated by the session's sender.  This
  specification does not consider the packets that may be sent by
  receivers, for instance, NORM's feedback packets.  [RMT-SIMPLE-AUTH]
  describes several techniques that can be used to that purpose.  Since
  this is usually a low-rate flow (unlike the downstream flow), using
  computing intensive techniques like digital signatures, possibly
  combined with a Group MAC scheme, is often acceptable.  Finally,
  Section 5 explains how to use several authentication schemes in a
  given session thanks to the "ASID" (Authentication Scheme IDentifier)
  field.

  This specification relies on several external mechanisms, for
  instance:

  o  to communicate securely the public key or a certificate for the
     session's sender (Section 2.2.2);

  o  to communicate securely and confidentially the group key, K_g,
     used by the Group MAC feature, when applicable (Section 3.3.3).
     In some situations, this group key will have to be periodically
     refreshed;

  o  to perform secure time synchronization in indirect mode
     (Section 2.3.2) or in direct mode (Section 2.3.1) to carry the
     request/response messages with ALC, which is purely
     unidirectional;

  These mechanisms are required in order to bootstrap TESLA at a sender
  and at a receiver and must be deployed in parallel to TESLA.
  Besides, the randomness of the Primary Key of the key chain
  (Section 3.1.2) is vital to the security of TESLA.  Therefore, the
  sender needs an appropriate mechanism to generate this random key.

  Several technical details of TESLA, like the most appropriate way to
  alternate between the transmission of a key disclosure and a
  commitment to a new key chain, or the transmission of a key
  disclosure and the last key of the previous key chain, or the
  disclosure of a key and the compact flavor that does not disclose any
  key, are specific to the target use case (Section 3.1.2).  For



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  instance, it depends on the number of packets sent per time interval,
  on the desired robustness and the acceptable transmission overhead,
  which can only be optimized after taking into account the use-case
  specificities.

1.2.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].

1.3.  Terminology and Notations

  The following notations and definitions are used throughout this
  document.

1.3.1.  Notations and Definitions Related to Cryptographic Functions

  Notations and definitions related to cryptographic functions
  [RFC4082][RFC4383]:

  o  PRF is the Pseudo Random Function;

  o  MAC is the Message Authentication Code;

  o  HMAC is the keyed-Hash Message Authentication Code;

  o  F is the one-way function used to create the key chain
     (Section 3.1.2.1);

  o  F' is the one-way function used to derive the HMAC keys
     (Section 3.1.2.1);

  o  n_p is the length, in bits, of the F function's output.  This is
     therefore the length of the keys in the key chain;

  o  n_f is the length, in bits, of the F' function's output.  This is
     therefore the length of the HMAC keys;

  o  n_m is the length, in bits, of the truncated output of the MAC
     [RFC2104].  Only the n_m most significant bits of the MAC output
     are kept;

  o  N is the length of a key chain.  There are N+1 keys in a key
     chain: K_0, K_1, ..., K_N.  When several chains are used, all the
     chains MUST have the same length and keys are numbered
     consecutively, following the time interval numbering;




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  o  n_c is the number of keys in a key chain.  Therefore, n_c = N+1;

  o  n_tx_lastkey is the number of additional intervals during which
     the last key of the old key chain SHOULD be sent, after switching
     to a new key chain and after waiting for the disclosure delay d.
     These extra transmissions take place after the interval during
     which the last key is normally disclosed.  The n_tx_lastkey value
     is either 0 (no extra disclosure) or larger.  This parameter is
     sender specific and is not communicated to the receiver;

  o  n_tx_newkcc is the number of intervals during which the commitment
     to a new key chain SHOULD be sent, before switching to the new key
     chain.  The n_tx_newkcc value is either 0 (no commitment sent
     within authentication tags) or larger.  This parameter is sender
     specific and is not communicated to the receiver;

  o  K_g is a shared group key, communicated to all group members,
     confidentially, during the TESLA bootstrapping (Section 2.2);

  o  n_w is the length, in bits, of the truncated output of the MAC of
     the optional group authentication scheme: only the n_w most
     significant bits of the MAC output are kept. n_w is typically
     small, a multiple of 32 bits (e.g., 32 bits).

1.3.2.  Notations and Definitions Related to Time

  Notations and definitions related to time:

  o  i is the time interval index.  Interval numbering starts at 0 and
     increases consecutively.  Since the interval index is stored as a
     32-bit unsigned integer, wrapping to 0 might take place in long
     sessions.

  o  t_s is the sender local time value at some absolute time (in NTP
     timestamp format);

  o  t_r is the receiver local time value at the same absolute time (in
     NTP timestamp format);

  o  T_0 is the start time corresponding to the beginning of the
     session, i.e., the beginning of time interval 0 (in NTP timestamp
     format);

  o  T_int is the interval duration (in milliseconds);

  o  d is the key disclosure delay (in number of intervals);





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  o  D_t is the upper bound of the lag of the receiver's clock with
     respect to the clock of the sender;

  o  S_sr is an estimated bound of the clock drift between the sender
     and a receiver throughout the duration of the session;

  o  D^O_t is the upper bound of the lag of the sender's clock with
     respect to the time reference in indirect time synchronization
     mode;

  o  D^R_t is the upper bound of the lag of the receiver's clock with
     respect to the time reference in indirect time synchronization
     mode;

  o  D_err is an upper bound of the time error between all the time
     references, in indirect time synchronization mode;

  o  NTP timestamp format consists in a 64-bit unsigned fixed-point
     number, in seconds relative to 0h on 1 January 1900.  The integer
     part is in the first 32 bits, and the fraction part in the last 32
     bits [RFC1305].

2.  Using TESLA with ALC and NORM: General Operations

2.1.  ALC and NORM Specificities That Impact TESLA

  The ALC and NORM protocols have features and requirements that
  largely impact the way TESLA can be used.

  In the case of ALC:

  o  ALC is massively scalable: nothing in the protocol specification
     limits the number of receivers that join a session.  Therefore, an
     ALC session potentially includes a huge number (e.g., millions or
     more) of receivers;

  o  ALC can work on top of purely unidirectional transport channels:
     this is one of the assets of ALC, and examples of unidirectional
     channels include satellite (even if a back channel might exist in
     some use cases) and broadcasting networks like Digital Video
     Broadcasting - Handhelds / Satellite services to Handhelds (DVB-
     H/SH);

  o  ALC defines an on-demand content delivery model [RFC5775] where
     receivers can arrive at any time, at their own discretion,
     download the content and leave the session.  Other models (e.g.,
     push or streaming) are also defined;




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  o  ALC sessions are potentially very long: a session can last several
     days or months during which the content is continuously
     transmitted within a carousel.  The content can be either static
     (e.g., a software update) or dynamic (e.g., a web site).

  Depending on the use case, some of the above features may not apply.
  For instance, ALC can also be used over a bidirectional channel or
  with a limited number of receivers.

  In the case of NORM:

  o  NORM has been designed for medium-size sessions: indeed, NORM
     relies on feedback messages and the sender may collapse if the
     feedback message rate is too high;

  o  NORM requires a bidirectional transport channel: the back channel
     is not necessarily a high-data rate channel since the control
     traffic sent over it by a single receiver is an order of magnitude
     lower than the downstream traffic.  Networks with an asymmetric
     connectivity (e.g., a high-rate satellite downlink and a low-rate
     return channel) are appropriate.

2.2.  Bootstrapping TESLA

  In order to initialize the TESLA component at a receiver, the sender
  MUST communicate some key information in a secure way, so that the
  receiver can check the source of the information and its integrity.
  Two general methods are possible:

  o  by using an out-of-band mechanism, or

  o  by using an in-band mechanism.

  The current specification does not recommend any mechanism to
  bootstrap TESLA.  Choosing between an in-band and out-of-band scheme
  is left to the implementer, depending on the target use case.
  However, it is RECOMMENDED that TESLA implementations support the use
  of the in-band mechanism for interoperability purposes.

2.2.1.  Bootstrapping TESLA with an Out-Of-Band Mechanism

  For instance, [RFC4442] describes the use of the MIKEY (Multimedia
  Internet Keying) protocol to bootstrap TESLA.  As a side effect,
  MIKEY also provides a loose time synchronization feature from which
  TESLA can benefit.  Other solutions, for instance, based on an
  extended session description, are possible, on the condition that
  these solutions provide the required security level.




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2.2.2.  Bootstrapping TESLA with an In-Band Mechanism

  This specification describes an in-band mechanism.  In some use
  cases, it might be desired that bootstrapping take place without
  requiring the use of an additional external mechanism.  For instance,
  each device may feature a clock with a known time-drift that is
  negligible in front of the time accuracy required by TESLA, and each
  device may embed the public key of the sender.  It is also possible
  that the use case does not feature a bidirectional channel that
  prevents the use of out-of-band protocols like MIKEY.  For these two
  examples, the exchange of a bootstrap information message (described
  in Section 3.4.1) and the knowledge of a few additional parameters
  (listed below) are sufficient to bootstrap TESLA at a receiver.

  Some parameters cannot be communicated in-band.  In particular:

  o  the sender or group controller MUST either communicate the public
     key of the sender or a certificate (which also means that a PKI
     has been set up) to all receivers, so that each receiver be able
     to verify the signature of the bootstrap message and direct time
     synchronization response messages (when applicable).

  o  when time synchronization is performed with NTP/SNTP (Simple
     Network Time Protocol), the sender or group controller MUST
     communicate the list of valid NTP/SNTP servers to all the session
     members (sender included), so that they are all able to
     synchronize themselves on the same NTP/SNTP servers.

  o  when the Group MAC feature is used, the sender or group controller
     MUST communicate the K_g group key to all the session members
     (sender included).  This group key may be periodically refreshed.

  The way these parameters are communicated is out of the scope of this
  document.

2.3.  Setting Up a Secure Time Synchronization

  The security offered by TESLA heavily relies on time.  Therefore, the
  session's sender and each receiver need to be time synchronized in a
  secure way.  To that purpose, two general methods exist:

  o  direct time synchronization, and

  o  indirect time synchronization.

  It is also possible that a given session includes receivers that use
  the direct time synchronization mode while others use the indirect
  time synchronization mode.



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2.3.1.  Direct Time Synchronization

  When direct time synchronization is used, each receiver asks the
  sender for a time synchronization.  To that purpose, a receiver sends
  a direct time synchronization request (Section 4.2.2.1).  The sender
  then directly answers each request with a direct time synchronization
  response (Section 3.4.2), signing this reply.  Upon receiving this
  response, a receiver first verifies the signature, and then
  calculates an upper bound of the lag of his clock with respect to the
  clock of the sender, D_t.  The details on how to calculate D_t are
  given in Section 2.4.1.

  This synchronization method is both simple and secure.  Yet, there
  are two potential issues:

  o  a bidirectional channel must exist between the sender and each
     receiver, and

  o  the sender may collapse if the incoming request rate is too high.

  Relying on direct time synchronization is not expected to be an issue
  with NORM since (1) bidirectional communications already take place,
  and (2) NORM scalability is anyway limited.  Yet, it can be required
  that a mechanism, that is out of the scope of this document, be used
  to spread the transmission of direct time synchronization request
  messages over time if there is a risk that the sender may collapse.

  But direct time synchronization is potentially incompatible with ALC
  since (1) there might not be a back channel, and (2) there are
  potentially a huge number of receivers and therefore a risk that the
  sender will collapse.

2.3.2.  Indirect Time Synchronization

  When indirect time synchronization is used, the sender and each
  receiver must synchronize securely via an external time reference.
  Several possibilities exist:

  o  sender and receivers can synchronize through an NTPv3 (Network
     Time Protocol version 3) [RFC1305] hierarchy of servers.  The
     authentication mechanism of NTPv3 MUST be used in order to
     authenticate each NTP message individually.  It prevents, for
     instance, an attacker from impersonating an NTP server;

  o  they can synchronize through an NTPv4 (Network Time Protocol
     version 4) [NTP-NTPv4] hierarchy of servers.  The Autokey security
     protocol of NTPv4 MUST be used in order to authenticate each NTP
     message individually;



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  o  they can synchronize through an SNTPv4 (Simple Network Time
     Protocol version 4) [RFC4330] hierarchy of servers.  The
     authentication features of SNTPv4 must then be used.  Note that
     TESLA only needs a loose (but secure) time synchronization, which
     is in line with the time synchronization service offered by SNTP;

  o  they can synchronize through a GPS or Galileo (or similar) device
     that also provides a high precision time reference.  Spoofing
     attacks on the GPS system have recently been reported.  Depending
     on the use case, the security achieved will or will not be
     acceptable;

  o  they can synchronize thanks to a dedicated hardware, embedded on
     each sender and receiver, that provides a clock with a time-drift
     that is negligible in front of the TESLA time accuracy
     requirements.  This feature enables a device to synchronize its
     embedded clock with the official time reference from time to time
     (in an extreme case once, at manufacturing time), and then to
     remain autonomous for a duration that depends on the known maximum
     clock drift.

  A bidirectional channel is required by the NTP/SNTP schemes.  On the
  opposite, with the GPS/Galileo and high precision clock schemes, no
  such assumption is made.  In situations where ALC is used on purely
  unidirectional transport channels (Section 2.1), using the NTP/SNTP
  schemes is not possible.  Another aspect is the scalability
  requirement of ALC, and to a lesser extent of NORM.  From this point
  of view, the above mechanisms usually do not raise any problem,
  unlike the direct time synchronization schemes.  Therefore, using
  indirect time synchronization can be a good choice.  It should be
  noted that the NTP/SNTP schemes assume that each client trusts the
  sender and accepts aligning its NTP/SNTP configuration to that of the
  sender.  If this assumption does not hold, the sender SHOULD offer an
  alternative solution.

  The details on how to calculate an upper bound of the lag of a
  receiver's clock with respect to the clock of the sender, D_t, are
  given in Section 2.4.2.

2.4.  Determining the Delay Bounds

  Let us assume that a secure time synchronization has been set up.
  This section explains how to define the various timing parameters
  that are used during the authentication of received packets.







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2.4.1.  Delay Bound Calculation in Direct Time Synchronization Mode

  In direct time synchronization mode, synchronization between a
  receiver and the sender follows the following protocol [RFC4082]:

  o  The receiver sends a direct time synchronization request message
     to the sender, that includes t_r, the receiver local time at the
     moment of sending (Section 4.2.2.1).

  o  Upon receipt of this message, the sender records its local time,
     t_s, and sends to the receiver a direct time synchronization
     response that includes t_r (taken from the request) and t_s,
     signing this reply (Section 3.4.2).

  o  Upon receiving this response, the receiver first verifies that he
     actually sent a request with t_r and then checks the signature.
     Then he calculates D_t = t_s - t_r + S_sr, where S_sr is an
     estimated bound of the clock drift between the sender and the
     receiver throughout the duration of the session.  This document
     does not specify how S_sr is estimated.

  After this initial synchronization, at any point throughout the
  session, the receiver knows that: T_s < T_r + D_t, where T_s is the
  current time at the sender and T_r is the current time at the
  receiver.

2.4.2.  Delay Bound Calculation in Indirect Time Synchronization Mode

  In indirect time synchronization, the sender and the receivers must
  synchronize indirectly using one or several time references.

2.4.2.1.  Single Time Reference

  Let us assume that there is a single time reference.

  1.  The sender calculates D^O_t, the upper bound of the lag of the
      sender's clock with respect to the time reference.  This D^O_t
      value is then communicated to the receivers (Section 3.2.1).

  2.  Similarly, a receiver R calculates D^R_t, the upper bound of the
      lag of the receiver's clock with respect to the time reference.

  3.  Then, for receiver R, the overall upper bound of the lag of the
      receiver's clock with respect to the clock of the sender, D_t, is
      the sum: D_t = D^O_t + D^R_t.






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  The D^O_t and D^R_t calculation depends on the time synchronization
  mechanism used (Section 2.3.2).  In some cases, the synchronization
  scheme specifications provide these values.  In other cases, these
  parameters can be calculated by means of a scheme similar to the one
  specified in Section 2.4.1, for instance, when synchronization is
  achieved via a group controller [RFC4082].

2.4.2.2.  Multiple Time References

  Let us now assume that there are several time references (e.g.,
  several NTP/SNTP servers).  The sender and receivers first
  synchronize with the various time references, independently.  It
  results in D^O_t and D^R_t.  Let D_err be an upper bound of the time
  error between all of the time references.  Then, the overall value of
  D_t within receiver R is set to the sum: D_t = D^O_t + D^R_t + D_err.

  In some cases, the D_t value is part of the time synchronization
  scheme specifications.  For instance, NTPv3 [RFC1305] defines
  algorithms that are "capable of accuracies in the order of a
  millisecond, even after extended periods when synchronization to
  primary reference sources has been lost".  In practice, depending on
  the NTP server stratum, the accuracy might be a little bit worse.  In
  that case, D_t = security_factor * (1ms + 1ms), where the
  security_factor is meant to compensate several sources of inaccuracy
  in NTP.  The choice of the security_factor value is left to the
  implementer, depending on the target use case.

2.5.  Cryptographic Parameter Values

  The F (resp. F') function output length is given by the n_p (resp.
  n_f) parameter.  The n_p and n_f values depend on the PRF function
  chosen, as specified below:

            +------------------------+---------------------+
            |        PRF name        |     n_p and n_f     |
            +------------------------+---------------------+
            |       HMAC-SHA-1       | 160 bits (20 bytes) |
            |      HMAC-SHA-224      | 224 bits (28 bytes) |
            | HMAC-SHA-256 (default) | 256 bits (32 bytes) |
            |      HMAC-SHA-384      | 384 bits (48 bytes) |
            |      HMAC-SHA-512      | 512 bits (64 bytes) |
            +------------------------+---------------------+

  The computing of regular MAC (resp. Group MAC) makes use of the n_m
  (resp. n_w) parameter, i.e., the length of the truncated output of
  the function.  The n_m and n_w values depend on the MAC function
  chosen, as specified below:




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  +------------------------+---------------------+-------------------+
  |        MAC name        |  n_m (regular MAC)  |  n_w (Group MAC)  |
  +------------------------+---------------------+-------------------+
  |       HMAC-SHA-1       |  80 bits (10 bytes) | 32 bits (4 bytes) |
  |      HMAC-SHA-224      | 112 bits (14 bytes) | 32 bits (4 bytes) |
  | HMAC-SHA-256 (default) | 128 bits (16 bytes) | 32 bits (4 bytes) |
  |      HMAC-SHA-384      | 192 bits (24 bytes) | 32 bits (4 bytes) |
  |      HMAC-SHA-512      | 256 bits (32 bytes) | 32 bits (4 bytes) |
  +------------------------+---------------------+-------------------+

3.  Sender Operations

  This section describes the TESLA operations at a sender.  For more
  information on the TESLA protocol and its principles, please refer to
  [RFC4082][Perrig04].

3.1.  TESLA Parameters

3.1.1.  Time Intervals

  The sender divides the time into uniform intervals of duration T_int.
  Time interval numbering starts at 0 and is incremented consecutively.
  The interval index MUST be stored in an unsigned 32-bit integer so
  that wrapping to 0 takes place only after 2^^32 intervals.  For
  instance, if T_int is equal to 0.5 seconds, then wrapping takes place
  after approximately 68 years.

3.1.2.  Key Chains

3.1.2.1.  Principles

  The sender computes a one-way key chain of n_c = N+1 keys, and
  assigns one key from the chain to each interval, consecutively but in
  reverse order.  Key numbering starts at 0 and is incremented
  consecutively, following the time interval numbering: K_0, K_1, ...,
  K_N.

  In order to compute this chain, the sender must first select a
  Primary Key, K_N, and a PRF function, f (Section 7, TESLA-PRF).  The
  randomness of the Primary Key, K_N, is vital to the security and no
  one should be able to guess it.

  The function F is a one-way function that is defined as: F(k) =
  f_k(0), where f_k(0) is the result of the application of the PRF f to
  k and 0.  When f is an HMAC (Section 7), k is used as the key, and 0
  as the message, using the algorithm described in [RFC2104].





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  Similarly, the function F' is a one-way function that is defined as:
  F'(k) = f_k(1), where f_k(1) is the result of the application of the
  same PRF f to k and 1.

  The sender then computes all the keys of the chain, recursively,
  starting with K_N, using: K_{i-1} = F(K_i).  Therefore, K_i = F^{N-
  i}(K_N), where F^i(x) is the execution of function F with the
  argument x, i times.  The receiver can then compute any value in the
  key chain from K_N, even if it does not have intermediate values
  [RFC4082].  The key for MAC calculation can then be derived from the
  corresponding K_i key by K'_i = F'(K_i).

  The key chain has a finite length, N, which corresponds to a maximum
  time duration of (N + 1) * T_int.  The content delivery session has a
  duration T_delivery, which may either be known in advance, or not.  A
  first solution consists in having a single key chain of an
  appropriate length, so that the content delivery session finishes
  before the end of the key chain, i.e., T_delivery <= (N + 1) * T_int.
  But the longer the key chain, the higher the memory and computation
  required to cope with it.  Another solution consists in switching to
  a new key chain, of the same length, when necessary [Perrig04].

3.1.2.2.  Using Multiple Key Chains

  When several key chains are needed, all of them MUST be of the same
  length.  Switching from the current key chain to the next one
  requires that a commitment to the new key chain be communicated in a
  secure way to the receiver.  This can be done by using either an out-
  of-band mechanism or an in-band mechanism.  This document only
  specifies the in-band mechanism.

  < -------- old key chain --------- >||< -------- new key chain --...
  +-----+-----+ .. +-----+-----+-----+||+-----+-----+-----+-----+-----+
     0     1    ..   N-2   N-1    N   ||  N+1   N+2   N+3   N+4   N+5
                                      ||
  Key disclosures:                    ||
    N/A   N/A   ..  K_N-4 K_N-3 K_N-2 || K_N-1  K_N  K_N+1 K_N+2 K_N+3
                   |                  ||            |                 |
                   |< -------------- >||            |< ------------- >|
  Additional key        F(K_N+1)      ||                   K_N
  disclosures        (commitment to   ||              (last key of the
  (in parallel):      the new chain)  ||                 old chain)

      Figure 1: Switching to the Second Key Chain with the In-Band
       Mechanism, Assuming That d=2, n_tx_newkcc=3, n_tx_lastkey=3






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  Figure 1 illustrates the switch to the new key chain, using the in-
  band mechanism.  Let us say that the old key chain stops at K_N and
  the new key chain starts at K_{N+1} (i.e., F(K_{N+1}) and K_N are two
  different keys).  Then, the sender includes the commitment F(K_{N+1})
  to the new key chain into packets authenticated with the old key
  chain (see Section 3.4.5).  This commitment SHOULD be sent during
  n_tx_newkcc time intervals before the end of the old key chain.
  Since several packets are usually sent during an interval, the sender
  SHOULD alternate between sending a disclosed key of the old key chain
  and the commitment to the new key chain.  The details of how to
  alternate between the disclosure and commitment are out of the scope
  of this document.

  The receiver will keep the commitment until the key K_{N+1} is
  disclosed, at interval N+1+d.  Then, the receiver will be able to
  test the validity of that key by computing F(K_{N+1}) and comparing
  it to the commitment.

  When the key chain is changed, it becomes impossible to recover a
  previous key from the old key chain.  This is a problem if the
  receiver lost the packets disclosing the last key of the old key
  chain.  A solution consists in re-sending the last key, K_N, of the
  old key chain (see Section 3.4.6).  This SHOULD be done during
  n_tx_lastkey additional time intervals after the end of the time
  interval where K_N is disclosed.  Since several packets are usually
  sent during an interval, the sender SHOULD alternate between sending
  a disclosed key of the new key chain, and the last key of the old key
  chain.  The details of how to alternate between the two disclosures
  are out of the scope of this document.

  In some cases, a receiver having experienced a very long
  disconnection might have lost the commitment of the new chain.
  Therefore, this receiver will not be able to authenticate any packet
  related to the new chain or any of the following ones.  The only
  solution for this receiver to catch up consists in receiving an
  additional bootstrap information message.  This can happen by waiting
  for the next periodic transmission (if sent in-band) or through an
  external mechanism (Section 3.2.1).

3.1.2.3.  Values of the n_tx_lastkey and n_tx_newkcc Parameters

  When several key chains and the in-band commitment mechanism are
  used, a sender MUST initialize the n_tx_lastkey and n_tx_newkcc
  parameters in such a way that no overlapping occurs.  In other words,
  once a sender starts transmitting commitments for a new key chain, he
  MUST NOT send a disclosure for the last key of the old key chain any
  more.  Therefore, the following property MUST be verified:




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     d + n_tx_lastkey + n_tx_newkcc <= N + 1

  It is RECOMMENDED, for robustness purposes, that, once n_tx_lastkey
  has been chosen, then:

     n_tx_newkcc = N + 1 - n_tx_lastkey - d

  In other words, the sender starts transmitting a commitment to the
  following key chain immediately after having sent all the disclosures
  of the last key of the previous key chain.  Doing so increases the
  probability that a receiver gets a commitment for the following key
  chain.

  In any case, these two parameters are sender specific and need not be
  transmitted to the receivers.  Of course, as explained above, the
  sender alternates between the disclosure of a key of the current key
  chain and the commitment to the new key chain (or the last key of the
  old key chain).

3.1.2.4.  The Particular Case of the Session Start

  Since a key cannot be disclosed before the disclosure delay, d, no
  key will be disclosed during the first d time intervals (intervals 0
  and 1 in Figure 1) of the session.  To that purpose, the sender uses
  the Authentication Tag without Key Disclosure, Section 3.4.4.  The
  following key chains, if any, are not concerned since they will
  disclose the last d keys of the previous chain.

3.1.2.5.  Managing Silent Periods

  An ALC or NORM sender may stop transmitting packets for some time.
  For instance, it can be the end of the session and all packets have
  already been sent, or the use case may consist in a succession of
  busy periods (when fresh objects are available) followed by silent
  periods.  In any case, this is an issue since the authentication of
  the packets sent during the last d intervals requires that the
  associated keys be disclosed, which will take place during d
  additional time intervals.

  To solve this problem, it is recommended that the sender transmit
  empty packets (i.e., without payload) containing the TESLA EXT_AUTH
  Header Extension along with a Standard Authentication Tag during at
  least d time intervals after the end of the regular ALC or NORM
  packet transmissions.  The number of such packets and the duration
  during which they are sent must be sufficient for all receivers to
  receive, with a high probability, at least one packet disclosing the
  last useful key (i.e., the key used for the last non-empty packet
  sent).



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3.1.3.  Time Interval Schedule

  The sender must determine the following parameters:

  o  T_0, the start time corresponding to the beginning of the session,
     i.e., the beginning of time interval 0 (in NTP timestamp format);

  o  T_int, the interval duration (in milliseconds), usually ranging
     from 100 milliseconds to 1 second;

  o  d, the key disclosure delay (in number of intervals).  It is the
     time to wait before disclosing a key;

  o  N, the length of a key chain.

  The correct choice of T_int, d, and N is crucial for the efficiency
  of the scheme.  For instance, a T_int * d product that is too long
  will cause excessive delay in the authentication process.  A T_int *
  d product that is too short prevents many receivers from verifying
  packets.  An N * T_int product that is too small will cause the
  sender to switch too often to new key chains.  An N that is too long
  with respect to the expected session duration (if known) will require
  the sender to compute too many useless keys.  Sections 3.2 and 3.6 of
  [RFC4082] give general guidelines for initializing these parameters.

  The T_0, T_int, d, and N parameters MUST NOT be changed during the
  lifetime of the session.  This restriction is meant to prevent
  introducing vulnerabilities.  For instance, if a sender was
  authorized to change the key disclosure schedule, a receiver that did
  not receive the change notification would still believe in the old
  key disclosure schedule, thereby creating vulnerabilities [RFC4082].

3.1.4.  Timing Parameters

  In indirect time synchronization mode, the sender must determine the
  following parameter:

  o  D^O_t, the upper bound of the lag of the sender's clock with
     respect to the time reference.

  The D^O_t parameter MUST NOT be changed during the lifetime of the
  session.









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3.2.  TESLA Signaling Messages

  At a sender, TESLA produces two types of signaling information:

  o  The bootstrap information: it can be either sent out-of-band or
     in-band.  In the latter case, a digitally signed packet contains
     all the information required to bootstrap TESLA at a receiver;

  o  The direct time synchronization response, which enables a receiver
     to finish a direct time synchronization.

3.2.1.  Bootstrap Information

  In order to initialize the TESLA component at a receiver, the sender
  must communicate some key information in a secure way.  This
  information can be sent in-band or out-of-band, as discussed in
  Section 2.2.  In this section, we only consider the in-band scheme.

  The TESLA bootstrap information message MUST be digitally signed
  (Section 3.3.2).  The goal is to enable a receiver to check the
  packet source and packet integrity.  Then, the bootstrap information
  can be:

  o  unicast to a receiver during a direct time synchronization
     request/response exchange;

  o  broadcast to all receivers.  This is typically the case in
     indirect time synchronization mode.  It can also be used in direct
     time synchronization mode, for instance, when a large number of
     clients arrive at the same time, in which case it is more
     efficient to answer globally.

  Let us consider situations where the bootstrap information is
  broadcast.  This message should be broadcast at the beginning of the
  session, before data packets are actually sent.  This is particularly
  important with ALC or NORM sessions in "push" mode, when all clients
  join the session in advance.  For improved reliability, bootstrap
  information might be sent a certain number of times.

  A periodic broadcast of the bootstrap information message could also
  be useful when:

  o  the ALC session uses an "on-demand" mode, clients arriving at
     their own discretion;







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  o  some clients experience an intermittent connectivity.  This is
     particularly important when several key chains are used in an ALC
     or NORM session, since there is a risk that a receiver loses all
     the commitments to the new key chain.

  A balance must be found between the signaling overhead and the
  maximum initial waiting time at the receiver before starting the
  delayed authentication process.  A period of a few seconds for the
  transmission of this bootstrap information is often a reasonable
  value.

3.2.2.  Direct Time Synchronization Response

  In direct time synchronization, upon receipt of a synchronization
  request, the sender records its local time, t_s, and sends a response
  message that contains both t_r and t_s (Section 2.4.1).  This message
  is unicast to the receiver.  This direct time synchronization
  response message MUST be digitally signed in order to enable a
  receiver to check the packet source and packet integrity
  (Section 3.3.2).  The receiver MUST also be able to associate this
  response and his request, which is the reason why t_r is included in
  the response message.

3.3.  TESLA Authentication Information

  At a sender, TESLA produces three types of security tags:

  o  an authentication tag, in case of data packets, and which contains
     the MAC of the packet;

  o  a digital signature, in case of one of the two TESLA signaling
     packets, namely a bootstrap information message or a direct time
     synchronization response; and

  o  an optional group authentication tag, that can be added to all the
     packets to mitigate attacks coming from outside of the group.

  Because of interdependencies, their computation MUST follow a strict
  order:

  o  first of all, compute the authentication tag (with data packet) or
     the digital signature (with signaling packet);

  o  finally, compute the Group Mac.







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3.3.1.  Authentication Tags

  All the data packets sent MUST have an authentication tag containing:

  o  the interval index, i, which is also the index of the key used for
     computing the MAC of this packet;

  o  the MAC of the message: MAC(K'_i, M), where K'_i=F'(K_i);

  o  either a disclosed key (which belongs to the current key chain or
     the previous key chain), or a commitment to a new key chain, or no
     key at all.

  The computation of MAC(K'_i, M) MUST include the ALC or NORM header
  (with the various header extensions) and the payload (when
  applicable).  The UDP/IP headers MUST NOT be included.  During this
  computation, the "MAC(K'_i, M)" field of the authentication tag MUST
  be set to 0.

3.3.2.  Digital Signatures

  The bootstrap information message (with the in-band bootstrap scheme)
  and direct time synchronization response message (with the indirect
  time synchronization scheme) both need to be signed by the sender.
  These two messages contain a "Signature" field to hold the digital
  signature.  The bootstrap information message also contains the
  "Signature Encoding Algorithm", the "Signature Cryptographic
  Function", and the "Signature Length" fields that enable a receiver
  to process the "Signature" field.  Note that there are no such
  "Signature Encoding Algorithm", "Signature Cryptographic Function",
  and "Signature Length" fields in the case of a direct time
  synchronization response message since it is assumed that these
  parameters are already known (i.e., the receiver either received a
  bootstrap information message before or these values have been
  communicated out-of-band).

  Several "Signature Encoding Algorithms" can be used, including
  RSASSA-PKCS1-v1_5, the default, and RSASSA-PSS (Section 7).  With
  these encodings, SHA-256 is the default "Signature Cryptographic
  Function".

  The computation of the signature MUST include the ALC or NORM header
  (with the various header extensions) and the payload when applicable.
  The UDP/IP headers MUST NOT be included.  During this computation,
  the "Signature" field MUST be set to 0 as well as the optional Group
  MAC, when present, since this Group MAC is calculated later.





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  More specifically, from [RFC4359]: Digital signature generation is
  performed as described in [RFC3447], Section 8.2.1 for RSASSA-PKCS1-
  v1_5 and Section 8.1.1 for RSASSA-PSS.  The authenticated portion of
  the packet is used as the message M, which is passed to the signature
  generation function.  The signer's RSA private key is passed as K.
  In summary, (when SHA-256 is used), the signature generation process
  computes a SHA-256 hash of the authenticated packet bytes, signs the
  SHA-256 hash using the private key, and encodes the result with the
  specified RSA encoding type.  This process results in a value S,
  which is the digital signature to be included in the packet.

  With RSASSA-PKCS1-v1_5 and RSASSA-PSS signatures, the size of the
  signature is equal to the "RSA modulus", unless the "RSA modulus" is
  not a multiple of 8 bits.  In that case, the signature MUST be
  prepended with between 1 and 7 bits set to zero such that the
  signature is a multiple of 8 bits [RFC4359].  The key size, which in
  practice is also equal to the "RSA modulus", has major security
  implications.  [RFC4359] explains how to choose this value depending
  on the maximum expected lifetime of the session.  This choice is out
  of the scope of this document.

3.3.3.  Group MAC Tags

  An optional Group MAC can be used to mitigate Denial-of-Service (DoS)
  attacks coming from attackers that are not group members [RFC4082].
  This feature assumes that a group key, K_g, is shared by the sender
  and all receivers.  When the attacker is not a group member, the
  benefits of adding a Group MAC to every packet sent are threefold:

  o  a receiver can immediately drop faked packets, without having to
     wait for the disclosure delay, d;

  o  a sender can immediately drop faked direct time synchronization
     requests, and avoid checking the digital signature, a computation
     intensive task;

  o  a receiver can immediately drop faked direct time synchronization
     response and bootstrap messages, without having to verify the
     digital signature, a computation-intensive task.

  The computation of the Group MAC, MAC(K_g, M), MUST include the ALC
  or NORM header (with the various header extensions) and the payload
  when applicable.  The UDP/IP headers MUST NOT be included.  During
  this computation, the "Group MAC" field MUST be set to 0.  However,
  the digital signature (e.g., of a bootstrap message) and the "MAC"
  fields (e.g., of an authentication tag), when present, MUST have been





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  calculated since they are included in the Group MAC calculation
  itself.  Then, the sender truncates the MAC output to keep the n_w
  most significant bits and stores the result in the "Group MAC" field.

  This scheme features a few limits:

  o  it is of no help if a group member (who knows K_g) impersonates
     the sender and sends forged messages to other receivers;

  o  it requires an additional MAC computing for each packet, both at
     the sender and receiver sides;

  o  it increases the size of the TESLA authentication headers.  In
     order to limit this problem, the length of the truncated output of
     the MAC, n_w, SHOULD be kept small (e.g., 32 bits) (see [RFC3711],
     Section 9.5).  As a side effect, the authentication service is
     significantly weakened: the probability of any forged packet being
     successfully authenticated becomes one in 2^32.  Since the Group
     MAC check is only a pre-check that must be followed by the
     standard TESLA authentication check, this is not considered to be
     an issue.

  For a given use case, the benefits brought by the Group MAC must be
  balanced against these limitations.

  Note that the Group MAC function can be different from the TESLA MAC
  function (e.g., it can use a weaker but faster MAC function).  Note
  also that the mechanism by which the group key, K_g, is communicated
  to all group members, and perhaps periodically updated, is out of the
  scope of this document.

3.4.  Format of TESLA Messages and Authentication Tags

  This section specifies the format of the various kinds of TESLA
  messages and authentication tags sent by the session's sender.
  Because these TESLA messages are carried as EXT_AUTH Header
  Extensions of the ALC or NORM packets (Section 5), the following
  formats do not start on 32-bit word boundaries.













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3.4.1.  Format of a Bootstrap Information Message

  When bootstrap information is sent in-band, the following message is
  used:

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                                 +-+-+-+-+-+-+-+-+  ---
                                                 | V |resvd|S|G|A|  ^
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |
 |       d       |    PRF Type   | MAC Func Type |Gr MAC Fun Type|  | f
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  | i
 |   SigEncAlgo  | SigCryptoFunc |       Signature Length        |  | x
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  | e
 |            Reserved           |             T_int             |  | d
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |
 |                                                               |  | l
 +                  T_0 (NTP timestamp format)                   +  | e
 |                                                               |  | n
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  | g
 |                      N (Key Chain Length)                     |  | t
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  | h
 |                    Current Interval Index i                   |  v
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ---
 |                                                               |
 ~                 Current Key Chain Commitment  +-+-+-+-+-+-+-+-+
 |                                               |   Padding     |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                                                               |
 +                                                               +
 ~                           Signature                           ~
 +                                               +-+-+-+-+-+-+-+-+
 |                                               |    Padding    |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |P|                                                             |
 +-+       D^O_t Extension (optional, present if A==1)           +
 |    (NTP timestamp diff, positive if P==1, negative if P==0)   |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 ~                      Group MAC (optional)                     ~
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                 Figure 2: Bootstrap Information Format









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  The format of the bootstrap information is depicted in Figure 2.  The
  fields are:

  "V" (Version) field (2 bits):

     The "V" field contains the version number of the protocol.  For
     this specification, the value of 0 MUST be used.

  "Reserved" field (3 bits):

     This is a reserved field that MUST be set to zero in this
     specification.

  "S" (Single Key Chain) flag (1 bit):

     The "S" flag indicates whether this TESLA session is restricted to
     a single key chain (S==1) or relies on one or multiple key chains
     (S==0).

  "G" (Group MAC Present) flag (1 bit):

     The "G" flag indicates whether the Group MAC feature is used
     (G==1) or not (G==0).  When it is used, a "Group MAC" field is
     added to all the packets containing a TESLA EXT_AUTH Header
     Extension (including this bootstrap message).

  "A" flag (1 bit):

     The "A" flag indicates whether the "P" flag and "D^O_t" fields are
     present (A==1) or not (A==0).  In indirect time synchronization
     mode, A MUST be equal to 1 since these fields are needed.

  "d" field (8 bits):

     "d" is an unsigned integer that defines the key disclosure delay
     (in number of intervals). d MUST be greater than or equal to 2.

  "PRF Type" field (8 bits):

     The "PRF Type" is the reference number of the f function used to
     derive the F (for key chain) and F' (for MAC keys) functions
     (Section 7).

  "MAC Function Type" field (8 bits):

     The "MAC Function Type" is the reference number of the function
     used to compute the MAC of the packets (Section 7).




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  "Group MAC Function Type" field (8 bits):

     When G==1, this field contains the reference number of the
     cryptographic MAC function used to compute the Group MAC
     (Section 7).  When G==0, this field MUST be set to zero.

  "Signature Encoding Algorithm" field (8 bits):

     The "Signature Encoding Algorithm" is the reference number
     (Section 7) of the digital signature used to authenticate this
     bootstrap information and included in the "Signature" field.

  "Signature Cryptographic Function" field (8 bits):

     The "Signature Cryptographic Function" is the reference number
     (Section 7) of the cryptographic function used within the digital
     signature.

  "Signature Length" field (16 bits):

     The "Signature Length" is an unsigned integer that indicates the
     "Signature" field size in bytes in the "Signature Extension"
     field.  This is also the signature key length, since both
     parameters are equal.

  "Reserved" fields (16 bits):

     This is a reserved field that MUST be set to zero in this
     specification.

  "T_int" field (16 bits):

     "T_int" is an unsigned 16-bit integer that defines the interval
     duration (in milliseconds).

  "T_0" field (64 bits):

     "T_0" is a timestamp in NTP timestamp format that indicates the
     beginning of the session, i.e., the beginning of time interval 0.

  "N" field (32 bits):

     "N" is an unsigned integer that indicates the key chain length.
     There are N + 1 keys per chain.







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  "i" (Interval Index of K_i) field (32 bits):

     "i" is an unsigned integer that indicates the current interval
     index when this bootstrap information message is sent.

  "Current Key Chain Commitment" field (variable size, padded if
  necessary for 32-bit word alignment):

     "Key Chain Commitment" is the commitment to the current key chain,
     i.e., the key chain corresponding to interval i.  For instance,
     with the first key chain, this commitment is equal to F(K_0), with
     the second key chain, this commitment is equal to F(K_{N+1}),
     etc.).  If need be, this field is padded (with 0) up to a multiple
     of 32 bits.

  "Signature" field (variable size, padded if necessary for 32-bit word
  alignment):

     The "Signature" field is mandatory.  It contains a digital
     signature of this message, as specified by the encoding algorithm,
     cryptographic function, and key length parameters.  If the
     signature length is not a multiple of 32 bits, this field is
     padded with 0.

  "P" flag (optional, 1 bit if present):

     The "P" flag is optional and only present if the "A" flag is equal
     to 1.  It is only used in indirect time synchronization mode.
     This flag indicates whether the D^O_t NTP timestamp difference is
     positive (P==1) or negative (P==0).

  "D^O_t" field (optional, 63 bits if present):

     The "D^O_t" field is optional and only present if the "A" flag is
     equal to 1.  It is only used in indirect time synchronization
     mode.  It is the upper bound of the lag of the sender's clock with
     respect to the time reference.  When several time references are
     specified (e.g., several NTP servers), then D^O_t is the maximum
     upper bound of the lag with each time reference.  D^O_t is
     composed of two unsigned integers, as with NTP timestamps: the
     first 31 bits give the time difference in seconds and the
     remaining 32 bits give the sub-second time difference.









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  "Group MAC" field (optional, variable length, multiple of 32 bits):

     This field contains the Group MAC, calculated with the group key,
     K_g, shared by all group members.  The field length, in bits, is
     given by n_w, which is known once the Group MAC function type is
     known (Section 7).

  Note that the first byte and the following seven 32-bit words are
  mandatory fixed-length fields.  The "Current Key Chain Commitment"
  and "Signature" fields are mandatory but variable-length fields.  The
  remaining "D^O_t" and "Group MAC" fields are optional.

  In order to prevent attacks, some parameters MUST NOT be changed
  during the lifetime of the session (Sections 3.1.3 and 3.1.4).  The
  following table summarizes the parameter's status:

  +--------------------------+----------------------------------------+
  |         Parameter        |                 Status                 |
  +--------------------------+----------------------------------------+
  |             V            |     set to 0 in this specification     |
  |             S            |      static (during whole session)     |
  |             G            |      static (during whole session)     |
  |             A            |      static (during whole session)     |
  |            T_O           |      static (during whole session)     |
  |           T_int          |      static (during whole session)     |
  |             d            |      static (during whole session)     |
  |             N            |      static (during whole session)     |
  |    D^O_t (if present)    |      static (during whole session)     |
  |         PRF Type         |      static (during whole session)     |
  |     MAC Function Type    |      static (during whole session)     |
  |    Signature Encoding    |      static (during whole session)     |
  |         Algorithm        |                                        |
  |    Signature Crypto.     |      static (during whole session)     |
  |         Function         |                                        |
  |     Signature Length     |      static (during whole session)     |
  |   Group MAC Func.  Type  |      static (during whole session)     |
  |             i            | dynamic (related to current key chain) |
  |            K_i           | dynamic (related to current key chain) |
  |         signature        |        dynamic, packet dependent       |
  |  Group MAC (if present)  |        dynamic, packet dependent       |
  +--------------------------+----------------------------------------+










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3.4.2.  Format of a Direct Time Synchronization Response

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                                   +-+-+-+-+-+-+-+-+
                                                   |    Reserved   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                     t_s (NTP timestamp)                       +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                     t_r (NTP timestamp)                       +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                                                               +
   ~                           Signature                           ~
   +                                               +-+-+-+-+-+-+-+-+
   |                                               |    Padding    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                     Group MAC (optional)                      ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

       Figure 3: Format of a Direct Time Synchronization Response

  The response to a direct time synchronization request contains the
  following information:

  "Reserved" field (8 bits):

     This is a reserved field that MUST be set to zero in this
     specification.

  "t_s" (NTP timestamp, 64 bits):

     "t_s" is a timestamp in NTP timestamp format that corresponds to
     the sender local time value when receiving the direct time
     synchronization request message.

  "t_r" (NTP timestamp, 64 bits):

     "t_r" is a timestamp in NTP timestamp format that contains the
     receiver local time value received in the direct time
     synchronization request message.






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  "Signature" field (variable size, padded if necessary for 32-bit word
  alignment):

     The "Signature" field is mandatory.  It contains a digital
     signature of this message, as specified by the encoding algorithm,
     cryptographic function, and key length parameters communicated in
     the bootstrap information message (if applicable) or out-of-band.
     If the signature length is not a multiple of 32 bits, this field
     is padded with 0.

  "Group MAC" field (optional, variable length, multiple of 32 bits):

     This field contains the Group MAC, calculated with the group key,
     K_g, shared by all group members.  The field length, in bits, is
     given by n_w, which is known once the Group MAC function type is
     known (Section 7).

3.4.3.  Format of a Standard Authentication Tag

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                                   +-+-+-+-+-+-+-+-+
                                                   |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                i (Interval Index of K'_i)                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                    Disclosed Key K_{i-d}                      ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                       MAC(K'_i, M)            +-+-+-+-+-+-+-+-+
   |                                               |   Padding     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                     Group MAC (optional)                      ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

           Figure 4: Format of the Standard Authentication Tag

  A Standard Authentication Tag is composed of the following fields:

  "Reserved" field (8 bits):

     The "Reserved" field is not used in the current specification and
     MUST be set to zero by the sender.






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  "i" (Interval Index) field (32 bits):

     "i" is the interval index associated with the key (K'_i) used to
     compute the MAC of this packet.

  "Disclosed Key" (variable size, non padded):

     The "Disclosed Key" is the key used for interval i-d: K_{i-d}.
     There is no padding between the "Disclosed Key" and "MAC(K'_i, M)"
     fields, and the latter MAY not start on a 32-bit boundary,
     depending on the n_p parameter.

  "MAC(K'_i, M)" (variable size, padded if necessary for 32-bit word
  alignment):

     "MAC(K'_i, M)" is the truncated message authentication code of the
     current packet.  Only the n_m most significant bits of the MAC
     output are kept [RFC2104].

  "Group MAC" field (optional, variable length, multiple of 32 bits):

     This field contains the Group MAC, calculated with a group key,
     K_g, shared by all group members.  The field length is given by
     n_w, in bits.

  Note that because a key cannot be disclosed before the disclosure
  delay, d, the sender MUST NOT use this tag during the first d
  intervals of the session: {0 .. d-1} (inclusive).  Instead, the
  sender MUST use an Authentication Tag without Key Disclosure.

3.4.4.  Format of an Authentication Tag without Key Disclosure

  The Authentication Tag without Key Disclosure is meant to be used in
  situations where a high number of packets are sent in a given time
  interval.  In such a case, it can be advantageous to disclose the
  K_{i-d} key only in a subset of the packets sent, using a Standard
  Authentication Tag, and to use the shortened version that does not
  disclose the K_{i-d} key in the remaining packets.  It is left to the
  implementer to decide how many packets should disclose the K_{i-d}
  key.  This Authentication Tag without Key Disclosure MUST also be
  used during the first d intervals: {0 .. d-1} (inclusive).










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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                                   +-+-+-+-+-+-+-+-+
                                                   |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                i (Interval Index of K'_i)                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                       MAC(K'_i, M)            +-+-+-+-+-+-+-+-+
   |                                               |   Padding     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                     Group MAC (optional)                      ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Figure 5: Format of the Authentication Tag without Key Disclosure

3.4.5.  Format of an Authentication Tag with a "New Key Chain"
       Commitment

  During the last n_tx_newkcc intervals of the current key chain, the
  sender SHOULD send commitments to the next key chain.  This is done
  by replacing the disclosed key of the Authentication Tag with a New
  Key Chain Commitment, F(K_{N+1}) (or F(K_{2N+2}) in case of a switch
  between the second and third key chains, etc.)  Figure 6 shows the
  corresponding format.

  Note that since there is no padding between the "F(K_{N+1})" and
  "MAC(K'_i, M)" fields, the latter MAY not start on a 32-bit boundary,
  depending on the n_p parameter.






















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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                                   +-+-+-+-+-+-+-+-+
                                                   |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                i (Interval Index of K'_i)                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~              New Key Commitment F(K_{N+1})                    ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                       MAC(K'_i, M)            +-+-+-+-+-+-+-+-+
   |                                               |   Padding     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                     Group MAC (optional)                      ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

               Figure 6: Format of the Authentication Tag
                     with a New Key Chain Commitment

3.4.6.  Format of an Authentication Tag with a "Last Key of Old Chain"
       Disclosure

  During the first n_tx_lastkey intervals of the new key chain after
  the disclosing interval, d, the sender SHOULD disclose the last key
  of the old key chain.  This is done by replacing the disclosed key of
  the Authentication Tag with the Last Key of the Old Chain, K_N (or
  K_{2N+1} in case of a switch between the second and third key chains,
  etc.).  Figure 7 shows the corresponding format.

  Note that since there is no padding between the "K_N" and "MAC(K'_i,
  M)" fields, the latter MAY not start on a 32-bit boundary, depending
  on the n_p parameter.

















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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                                   +-+-+-+-+-+-+-+-+
                                                   |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                i (Interval Index of K'_i)                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                  Last Key of Old Chain, K_N                   ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                       MAC(K'_i, M)            +-+-+-+-+-+-+-+-+
   |                                               |   Padding     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                     Group MAC (optional)                      ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

               Figure 7: Format of the Authentication Tag
                  with an Old Chain Last Key Disclosure

4.  Receiver Operations

  This section describes the TESLA operations at a receiver.

4.1.  Verification of the Authentication Information

  This section details the computation steps required to verify each of
  the three possible authentication information of an incoming packet.
  The verification MUST follow a strict order:

  o  first of all, if the Group MAC is present and if the session uses
     this feature (e.g., if the G bit is set in the bootstrap
     information message), then verify the Group MAC.  A packet that
     does not contain a Group MAC tag, whereas the session uses this
     feature, MUST be dropped immediately.  On the opposite, if a
     packet contains a Group MAC tag whereas the session does not use
     this feature, this tag MUST be ignored;

  o  then, verify the digital signature (with TESLA signaling packets)
     or enter the TESLA authentication process (with data packets).

4.1.1.  Processing the Group MAC Tag

  Upon receiving a packet containing a Group MAC tag, the receiver
  recomputes the Group MAC and compares it to the value carried in the
  packet.  If the check fails, the packet MUST be dropped immediately.




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  More specifically, recomputing the Group MAC requires saving the
  value of the "Group MAC" field, setting this field to 0, and doing
  the same computation as a sender does (see Section 3.3.3).

4.1.2.  Processing the Digital Signature

  Upon receiving a packet containing a digital signature, the receiver
  verifies the signature as follows.

  The computation of the signature MUST include the ALC or NORM header
  (with the various header extensions) and the payload when applicable.
  The UDP/IP headers MUST NOT be included.  During this computation,
  the "Signature" field MUST be set to 0 as well as the optional Group
  MAC, when present.

  From [RFC4359]: Digital signature verification is performed as
  described in [RFC3447], Section 8.2.2 (RSASSA-PKCS1-v1_5) and
  [RFC3447], Section 8.1.2 (RSASSA-PSS).  Upon receipt, the digital
  signature is passed to the verification function as S.  The
  authenticated portion of the packet is used as the message M, and the
  RSA public key is passed as (n, e).  In summary (when SHA-256 is
  used), the verification function computes a SHA-256 hash of the
  authenticated packet bytes, decrypts the SHA-256 hash in the packet,
  and validates that the appropriate encoding was applied.  The two
  SHA-256 hashes are compared, and if they are identical the validation
  is successful.

  It is assumed that the receivers have the possibility to retrieve the
  sender's public key required to check this digital signature
  (Section 2.2).  This document does not specify how the public key of
  the sender is communicated reliably and in a secure way to all
  possible receivers.

4.1.3.  Processing the Authentication Tag

  When a receiver wants to authenticate a packet using an
  authentication tag and when he has the key for the associated time
  interval (i.e., after the disclosing delay, d), the receiver
  recomputes the MAC and compares it to the value carried in the
  packet.  If the check fails, the packet MUST be immediately dropped.

  More specifically, recomputing the MAC requires saving the value of
  the "MAC" field, setting this field to 0, and doing the same
  computation as a sender does (see Section 3.3.1).







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4.2.  Initialization of a Receiver

  A receiver MUST be initialized before being able to authenticate the
  source of incoming packets.  This can be done by an out-of-band
  mechanism or an in-band mechanism (Section 2.2).  Let us focus on the
  in-band mechanism.  Two actions must be performed:

  o  receive and process a bootstrap information message, and

  o  calculate an upper bound of the sender's local time.  To that
     purpose, the receiver must perform time synchronization.

4.2.1.  Processing the Bootstrap Information Message

  A receiver must first receive a packet containing the bootstrap
  information, digitally signed by the sender.  Once the bootstrap
  information has been authenticated (see Section 4.1), the receiver
  can initialize its TESLA component.  The receiver MUST then ignore
  the following bootstrap information messages, if any.  There is an
  exception though: when a new key chain is used and if a receiver
  missed all the commitments for this new key chain, then this receiver
  MUST process one of the future bootstrap information messages (if
  any) in order to be able to authenticate the incoming packets
  associated to this new key chain.

  Before TESLA has been initialized, a receiver MUST discard incoming
  packets other than the bootstrap information message and direct time
  synchronization response.

4.2.2.  Performing Time Synchronization

  First of all, the receiver must know whether the ALC or NORM session
  relies on direct or indirect time synchronization.  This information
  is communicated by an out-of-band mechanism (for instance, when
  describing the various parameters of an ALC or NORM session).  In
  some cases, both mechanisms might be available and the receiver can
  choose the preferred technique.

4.2.2.1.  Direct Time Synchronization

  In the case of a direct time synchronization, a receiver MUST
  synchronize with the sender.  To that purpose, the receiver sends a
  direct time synchronization request message.  This message includes
  the local time (in NTP timestamp format) at the receiver when sending
  the message.  This timestamp will be copied in the sender's response
  for the receiver to associate the response to the request.





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  The direct time synchronization request message format is the
  following:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                     t_r (NTP timestamp)                       +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                     Group MAC (optional)                      ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

        Figure 8: Format of a Direct Time Synchronization Request

  The direct time synchronization request (Figure 8) contains the
  following information:

  "t_r" (NTP timestamp, 64 bits):

     "t_r" is a timestamp in NTP timestamp format that contains the
     receiver local time value when sending this direct time
     synchronization request message;

  "Group MAC" field (optional, variable length, multiple of 32 bits):

     This field contains the Group MAC, calculated with the group key,
     K_g, shared by all group members.  The field length, in bits, is
     given by n_w, which is known once the Group MAC function type is
     known (Section 7).

  The receiver then awaits a response message (Section 3.4.2).  Upon
  receiving this message, the receiver:

     checks that this response relates to the request, by comparing the
     "t_r" fields;

     checks the Group MAC if present;

     checks the signature;

     retrieves the t_s value and calculates D_t (Section 2.4.1).

  Note that in an ALC session, the direct time synchronization request
  message is sent to the sender by an out-of-band mechanism that is not
  specified by the current document.





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4.2.2.2.  Indirect Time Synchronization

  With the indirect time synchronization method, the sender MAY provide
  out-of-band the URL or IP address of the NTP server(s) he trusts
  along with an OPTIONAL certificate for each NTP server.  When several
  NTP servers are specified, a receiver MUST choose one of them.  This
  document does not specify how the choice is made, but for the sake of
  scalability, the clients SHOULD NOT use the same server if several
  possibilities are offered.  The NTP synchronization between the NTP
  server and the receiver MUST be authenticated, either using the
  certificate provided by the server or another certificate the client
  may obtain for this NTP server.

  Then the receiver computes the time offset between itself and the NTP
  server chosen.  Note that the receiver does not need to update the
  local time, (which often requires root privileges), computing the
  time offset is sufficient.

  Since the offset between the server and the time reference, D^O_t, is
  indicated in the bootstrap information message (or communicated out-
  of-band), the receiver can now calculate an upper bound of the
  sender's local time (Section 2.4.2).

  Note that this scenario assumes that each client trusts the sender
  and accepts aligning its NTP configuration to that of the sender,
  using one of the NTP server(s) suggested.  If this assumption does
  not hold, the client MUST NOT use the NTP indirect time
  synchronization method (Section 2.3.2).

4.3.  Authentication of Received Packets

  The receiver can now authenticate incoming packets (other than
  bootstrap information and direct time synchronization response
  packets).  To that purpose, he MUST follow different steps (see
  [RFC4082], Section 3.5):

  1.  The receiver parses the different packet headers.  If none of the
      four TESLA authentication tags are present, the receiver MUST
      discard the packet.  If the session is in "Single Key Chain" mode
      (e.g., when the "S" flag is set in the bootstrap information
      message), then the receiver MUST discard any packet containing an
      Authentication Tag with a New Key Chain Commitment or an
      Authentication Tag with a Last Key of Old Chain Disclosure.

  2.  Safe packet test: When the receiver receives packet P_j, it first
      records the local time T at which the packet arrived.  The
      receiver then computes an upper bound t_j on the sender's clock
      at the time when the packet arrived: t_j = T + D_t.  The receiver



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      then computes the highest interval the sender could possibly be
      in: highest_i = floor((t_j - T_0) / T_int).  He also retrieves
      the "i" interval index from the authentication tag.  The receiver
      can now proceed with the "safe packet" test.  If highest_i < i +
      d, then the sender is not yet in the interval during which it
      discloses the key K_i.  The packet is safe (but not necessarily
      authentic).  If the test fails, the packet is unsafe, and the
      receiver MUST discard the packet.

  3.  Group MAC test: if the optional Group MAC tag is present and if
      the session uses this feature, then verify the Group MAC
      (Section 4.1.1).  If the verification fails, the packet MUST be
      immediately dropped.  A packet that does not contain a Group MAC
      tag whereas the session uses this feature MUST be immediately
      dropped.  On the opposite, if a packet contains a Group MAC tag
      whereas the session does not use this feature, this tag MUST be
      ignored.

  4.  Disclosed Key processing: When the packet discloses a key (i.e.,
      with a Standard Authentication Tag, or with an Authentication Tag
      with a Last Key of Old Chain Disclosure), the following tests are
      performed:

      *  New key index test: the receiver checks whether a legitimate
         key already exists with the same index (i.e., i-d).  If such a
         legitimate key exists, the receiver compares its value with
         the current disclosed key and if they are identical, skips the
         "Unverifiable key test" and "Key verification test".  If such
         a legitimate key exists but the values differ, the receiver
         MUST discard the packet.

      *  Unverifiable key test: when the disclosed key index is new, it
         is possible that no earlier disclosed and legitimate key
         exists for this key chain, thereby preventing the verification
         of the disclosed key.  This happens when the disclosed key
         belongs to the old key chain and no commitment to this old key
         chain has ever been received (e.g., because the first
         bootstrap packet received by a latecomer is for the current
         key chain, and therefore includes a commitment to the current
         key chain, not the previous one).  When this happens, the
         receiver MUST ignore the disclosed key (anyway useless) and
         skip the Key verification test.

      *  Key verification test: If the disclosed key index is new and
         the key can be verified, the receiver checks the legitimacy of
         K_{i-d} by verifying, for some earlier disclosed and
         legitimate key K_v (with v < i-d), that K_v and F^{i-d-
         v}(K_{i-d}) are identical.  In other words, the receiver



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         checks the disclosed key by computing the necessary number of
         PRF functions to obtain a previously disclosed and legitimate
         (i.e., verified) key.  If the key verification fails, the
         receiver MUST discard the packet.  If the key verification
         succeeds, this key is said to be legitimate and is stored by
         the receiver, as well as all the keys between indexes v and
         i-d.

  5.  When applicable, the receiver performs any congestion control
      related action (i.e., the ALC or NORM headers are used by the
      associated congestion control building block, if any), even if
      the packet has not yet been authenticated [RFC5651].  If this
      feature leads to a potential DoS attack (the attacker can send a
      faked packet with a wrong sequence number to simulate packet
      losses), it does not compromise the security features offered by
      TESLA and enables a rapid reaction in front of actual congestion
      problems.

  6.  The receiver then buffers the packet for a later authentication,
      once the corresponding key will be disclosed (after d time
      intervals) or deduced from another key (if all packets disclosing
      this key are lost).  In some situations, this packet might also
      be discarded later, if it turns out that the receiver will never
      be able to deduce the associated key.

  7.  Authentication test: Let v be the smallest index of the
      legitimate keys known by the receiver so far.  For all the new
      keys K_w, with v < w <= i-d, that have been either disclosed by
      this packet (i.e., K_{i-d}) or derived by K_{i-d} (i.e., keys in
      interval {v+1,.. i-d-1}), the receiver verifies the authenticity
      of the safe packets buffered for the corresponding interval w.
      To authenticate one of the buffered packets P_h containing
      message M_h protected with a MAC that used key index w, the
      receiver will compute K'_w = F'(K_w) from which it can compute
      MAC( K'_w, M_h).  If this MAC does not equal the MAC stored in
      the packet, the receiver MUST discard the packet.  If the two
      MACs are equal, the packet is successfully authenticated and the
      receiver continues processing it.

  8.  Authenticated new key chain commitment processing: If the
      authenticated packet contains a new key chain commitment and if
      no verified commitment already exists, then the receiver stores
      the commitment to the new key chain.  Then, if there are non-
      authenticated packets for a previous chain (i.e., the key chain
      before the current one), all these packets can be discarded
      (Section 4.4).





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  9.  The receiver continues the ALC or NORM processing of all the
      packets authenticated during the authentication test.

  In this specification, a receiver using TESLA MUST immediately drop
  unsafe packets.  But the receiver MAY also decide, at any time, to
  continue an ALC or NORM session in unsafe (insecure) mode, ignoring
  TESLA extensions.  There SHOULD be an explicit user action to that
  purpose.

4.3.1.  Discarding Unnecessary Packets Earlier

  Following strictly the above steps can lead to excessive processing
  overhead in certain situations.  This is the case when a receiver
  receives packets for an unwanted object with the ALC or NORM
  protocols, i.e., an object in which the application (or the end user)
  explicitly mentioned it is not interested.  This is also the case
  when a receiver receives packets for an already decoded object, or
  when this object has been partitioned in several blocks, for an
  already decoded block.  When such a packet is received, which is
  easily identified by looking at the receiver's status for the
  incoming ALC or NORM packet, the receiver MUST also check that the
  packet is a pure data packet that does not contain any signaling
  information of importance for the session.

  With ALC, a packet containing an "A" flag ("Close Session") or a "B"
  flag ("Close Object") MUST NOT be discarded before having been
  authenticated and processed normally.  Otherwise, the receiver can
  safely discard the incoming packet for instance just after step 1 of
  Section 4.3.  This optimization can dramatically reduce the
  processing overhead by avoiding many useless authentication checks.

4.4.  Flushing the Non-Authenticated Packets of a Previous Key Chain

  In some cases, a receiver having experienced a very long
  disconnection might have lost all the disclosures of the last key(s)
  of a previous key chain.  Let j be the index of this key chain for
  which there remains non-authenticated packets.  This receiver can
  flush all the packets of the key chain j if he determines that:

  o  he has just switched to a chain of index j+2 (inclusive) or
     higher;

  o  the sender has sent a commitment to the new key chain of index j+2
     (Section 3.1.2.3).  This situation requires that the receiver has
     received a packet containing such a commitment and that he has
     been able to check its integrity.  In some cases, it might require
     receiving a bootstrap information message for the current key
     chain.



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  If one of the above two tests succeeds, the sender can discard all
  the awaiting packets since there is no way to authenticate them.

5.  Integration in the ALC and NORM Protocols

5.1.  Authentication Header Extension Format

  The integration of TESLA in ALC or NORM is similar and relies on the
  header extension mechanism defined in both protocols.  More
  precisely, this document details the EXT_AUTH==1 header extension
  defined in [RFC5651].

  Several fields are added in addition to the "HET" (Header Extension
  Type) and "HEL" (Header Extension Length) fields (Figure 9).

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   HET (=1)    |      HEL      |  ASID |  Type |               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+               +
   |                                                               |
   ~                                                               ~
   |                            Content                            |
   ~                                                               ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

         Figure 9: Format of the TESLA EXT_AUTH Header Extension

  The fields of the TESLA EXT_AUTH Header Extension are:

  "ASID" (Authentication Scheme IDentifier) field (4 bits):

     The "ASID" identifies the source authentication scheme or protocol
     in use.  The association between the "ASID" value and the actual
     authentication scheme is defined out-of-band, at session startup.

  "Type" field (4 bits):

     The "Type" field identifies the type of TESLA information carried
     in this header extension.  This specification defines the
     following types:

     *  0: Bootstrap information, sent by the sender periodically or
        after a direct time synchronization request;

     *  1: Standard Authentication Tag for the ongoing key chain, sent
        by the sender along with a packet;



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     *  2: Authentication Tag without Key Disclosure, sent by the
        sender along with a packet;

     *  3: Authentication Tag with a New Key Chain Commitment, sent by
        the sender when approaching the end of a key chain;

     *  4: Authentication Tag with a Last Key of Old Chain Disclosure,
        sent by the sender some time after moving to a new key chain;

     *  5: Direct time synchronization request, sent by a NORM
        receiver.  This type of message is invalid in the case of an
        ALC session since ALC is restricted to unidirectional
        transmissions.  Yet, an external mechanism may provide the
        direct time synchronization functionality;

     *  6: Direct time synchronization response, sent by a NORM sender.
        This type of message is invalid in the case of an ALC session
        since ALC is restricted to unidirectional transmissions.  Yet,
        an external mechanism may provide the direct time
        synchronization functionality.

  "Content" field (variable length):

     This is the TESLA information carried in the header extension,
     whose type is given by the "Type" field.

5.2.  Use of Authentication Header Extensions

  Each packet sent by the session's sender MUST contain exactly one
  TESLA EXT_AUTH Header Extension.

  All receivers MUST recognize EXT_AUTH but MAY not be able to parse
  its content, for instance, because they do not support TESLA.  In
  that case, these receivers MUST ignore the TESLA EXT_AUTH extensions.
  In the case of NORM, the packets sent by receivers MAY contain a
  direct synchronization request but MUST NOT contain any of the other
  five TESLA EXT_AUTH Header Extensions.

5.2.1.  EXT_AUTH Header Extension of Type Bootstrap Information

  The "bootstrap information" TESLA EXT_AUTH (Type==0) MUST be sent in
  a stand-alone control packet, rather than in a packet containing
  application data.  The reason for that is the large size of this
  bootstrap information.  By using stand-alone packets, the maximum
  payload size of data packets is only affected by the (mandatory)
  authentication information header extension.





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  With ALC, the "bootstrap information" TESLA EXT_AUTH MUST be sent in
  a control packet, i.e., containing no encoding symbol.

  With NORM, the "bootstrap information" TESLA EXT_AUTH MUST be sent in
  a NORM_CMD(APPLICATION) message.














































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  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ---
 |   HET (=1)    |    HEL (=46)  |  ASID |   0   | 0 |  0  |0|1|0|  ^
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |
 |       d       |       2       |       2       |       2       |  |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |
 |       1       |       3       |              128              |  |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |
 |         0 (reserved)          |             T_int             |  |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |
 |                                                               |  |
 +                  T_0 (NTP timestamp format)                   +  | 5
 |                                                               |  | 2
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |
 |                      N (Key Chain Length)                     |  | b
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  | y
 |                    Current Interval Index i                   |  | t
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  | e
 |                                                               |  | s
 +                                                               +  |
 |                                                               |  |
 +                 Current Key Chain Commitment                  +  |
 |                          (20 bytes)                           |  |
 +                                                               +  |
 |                                                               |  |
 +                                                               +  |
 |                                                               |  v
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ---
 |                                                               |  ^ 1
 +                                                               +  | 2
 |                                                               |  | 8
 .                                                               .  |
 .                           Signature                           .  | b
 .                          (128 bytes)                          .  | y
 |                                                               |  | t
 +                                                               +  | e
 |                                                               |  v s
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ---
 |                           Group MAC                           |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Figure 10: Example: Format of the Bootstrap Information Message
               (Type 0) Using SHA-256/1024-Bit Signatures,
                the Default HMAC-SHA-256, and a Group MAC






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  For instance, Figure 10 shows the bootstrap information message when
  using the HMAC-SHA-256 transform for the PRF, MAC, and Group MAC
  functions, along with SHA-256/128 byte (1024 bit) key digital
  signatures (which also means that the "Signature" field is 128 bytes
  long).  The TESLA EXT_AUTH Header Extension is then 184 bytes long
  (i.e., 46 words of 32 bits).

5.2.2.  EXT_AUTH Header Extension of Type Authentication Tag

  The four "authentication tag" TESLA EXT_AUTH Header Extensions (Type
  1, 2, 3, and 4) MUST be attached to the ALC or NORM packet (data or
  control packet) that they protect.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   HET (=1)    |   HEL (=10)   |  ASID |   1   |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                i (Interval Index of K'_i)                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                                                               +
   |                                                               |
   +                     Disclosed Key K_{i-d}                     +
   |                          (20 bytes)                           |
   +                                                               +
   |                                                               |
   +                                                               +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                                                               +
   |                         MAC(K'_i, M)                          |
   +                          (16 bytes)                           +
   |                                                               |
   +                                                               +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

      Figure 11: Example: Format of the Standard Authentication Tag
                 (Type 1) Using the Default HMAC-SHA-256










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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   HET (=1)    |   HEL (=5)    |  ASID |   2   |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                i (Interval Index of K'_i)                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                                                               +
   |                         MAC(K'_i, M)                          |
   +                          (16 bytes)                           +
   |                                                               |
   +                                                               +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

      Figure 12: Example: Format of the Authentication Tag without
         Key Disclosure (Type 2) Using the Default HMAC-SHA-256

  For instance, Figures 11 and 12 show the format of the authentication
  tags, respectively with and without the K_{i-d} key disclosure, when
  using the (default) HMAC-SHA-256 transform for the PRF and MAC
  functions.  In these examples, the Group MAC feature is not used.

5.2.3.  EXT_AUTH Header Extension of Type Direct Time Synchronization
       Request

  With NORM, the "direct time synchronization request" TESLA EXT_AUTH
  (Type==7) MUST be sent by a receiver in a NORM_CMD(APPLICATION) NORM
  packet.

  With ALC, the "direct time synchronization request" TESLA EXT_AUTH
  cannot be included in an ALC packet, since ALC is restricted to
  unidirectional transmissions, from the session's sender to the
  receivers.  An external mechanism must be used with ALC for carrying
  direct time synchronization requests to the session's sender.

  In the case of direct time synchronization, it is RECOMMENDED that
  the receivers spread the transmission of direct time synchronization
  requests over the time (Section 2.3.1).

5.2.4.  EXT_AUTH Header Extension of Type Direct Time Synchronization
       Response

  With NORM, the "direct time synchronization response" TESLA EXT_AUTH
  (Type==8) MUST be sent by the sender in a NORM_CMD(APPLICATION)
  message.




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  With ALC, the "direct time synchronization response" TESLA EXT_AUTH
  can be sent in an ALC control packet (i.e., containing no encoding
  symbol) or through the external mechanism used to carry the direct
  time synchronization request.

6.  Security Considerations

  [RFC4082] discusses the security of TESLA in general.  These
  considerations apply to the present specification, namely:

  o  great care must be taken in the timing aspects.  In particular,
     the D_t parameter is critical and must be correctly initialized;

  o  if the sender realizes that the key disclosure schedule is not
     appropriate, then the current session MUST be closed and a new one
     created.  Indeed, Section 3.1.3 requires that these parameters be
     fixed during the whole session.

  o  when the verifier that authenticates the incoming packets and the
     application that uses the data are two different components, there
     is a risk that an attacker located between these components inject
     faked data.  Similarly, when the verifier and the secure timing
     system are two different components, there is a risk that an
     attacker located between these components inject faked timing
     information.  For instance, when the verifier reads the local time
     by means of a dedicated system call (e.g., gettimeofday()), if an
     attacker controls the host, he may catch the system call and
     return a faked time information.

  The current specification discusses additional aspects with more
  details.

6.1.  Dealing with DoS Attacks

  TESLA introduces new opportunities for an attacker to mount DoS
  attacks.  For instance, an attacker can try to saturate the
  processing capabilities of the receiver (faked packets are easy to
  create but checking them requires computing a MAC over the packet or
  sometimes checking a digital signature as with the bootstrap and
  direct time synchronization response messages).  An attacker can also
  try to saturate the receiver's memory (since authentication is
  delayed and non-authenticated packets will accumulate), or to make
  the receiver believe that a congestion has happened (since congestion
  control MUST be performed before authenticating incoming packets,
  Section 4.3).






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  In order to mitigate these attacks, it is RECOMMENDED to use the
  Group MAC scheme (Section 3.3.3).  No mitigation is possible if a
  group member acts as an attacker with Group MAC.

  Generally, it is RECOMMENDED that the amount of memory used to store
  incoming packets waiting to be authenticated be limited to a
  reasonable value.

6.2.  Dealing With Replay Attacks

  Replay attacks, whereby an attacker stores a valid message and
  replays it later, can have significant impacts, depending on the
  message type.  Two levels of impacts must be distinguished:

  o  within the TESLA protocol, and

  o  within the ALC or NORM protocol.

6.2.1.  Impacts of Replay Attacks on TESLA

  Replay attacks can impact the TESLA component itself.  We review here
  the potential impacts of such an attack depending on the TESLA
  message type:

  o  bootstrap information: Since most parameters contained in a
     bootstrap information message are static, replay attacks have no
     consequences.  The fact that the "i" and "K_i" fields can be
     updated in subsequent bootstrap information messages does not
     create a problem either, since all "i" and "K_i" fields sent
     remain valid.  Finally, a receiver that successfully initialized
     its TESLA component MUST ignore the following messages (see
     Section 4.2.1 for an exception to this rule), which voids replay
     attacks, unless he missed all the commitments to a new key chain
     (e.g., after a long disconnection) (Section 3.2.1).

  o  direct time synchronization request: If the Group MAC scheme is
     used, an attacker that is not a member of the group can replay a
     packet and oblige the sender to respond, which requires digitally
     signing the response, a time-consuming process.  If the Group MAC
     scheme is not used, an attacker can easily forge a request anyway.
     In both cases, the attack will not compromise the TESLA component,
     but might create a DoS.  If this is a concern, it is RECOMMENDED,
     when the Group MAC scheme is used, that the sender verify the
     "t_r" NTP timestamp contained in the request and respond only if
     this value is strictly larger than the previous one received from
     this receiver.  When the Group MAC scheme is not used, this attack
     can be mitigated by limiting the number of requests per second
     that will be processed.



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  o  direct time synchronization response: Upon receiving a response, a
     receiver who has no pending request MUST immediately drop the
     packet.  If this receiver has previously issued a request, he
     first checks the Group MAC (if applicable), then the "t_r" field,
     to be sure it is a response to his request, and finally the
     digital signature.  A replayed packet will be dropped during these
     verifications, without compromising the TESLA component.

  o  other messages, containing an authentication tag: Replaying a
     packet containing a TESLA authentication tag will never compromise
     the TESLA component itself (but perhaps the underlying ALC or NORM
     component, see below).

  To conclude, TESLA itself is robust in front of replay attacks.

6.2.2.  Impacts of Replay Attacks on NORM

  We review here the potential impacts of a replay attack on the NORM
  component.  Note that we do not consider here the protocols that
  could be used along with NORM, for instance, the congestion control
  protocols.

  First, let us consider replay attacks within a given NORM session.
  NORM defines a "sequence" field that can be used to protect against
  replay attacks [RFC5740] within a given NORM session.  This
  "sequence" field is a 16-bit value that is set by the message
  originator (sender or receiver) as a monotonically increasing number
  incremented with each NORM message transmitted.  It is RECOMMENDED
  that a receiver check this "sequence" field and drop messages
  considered as replayed.  Similarly, it is RECOMMENDED that a sender
  check this sequence, for each known receiver, and drop messages
  considered as replayed.  In both cases, checking this "sequence"
  field SHOULD be done before TESLA processing of the packet: if the
  "sequence" field has not been corrupted, the replay attack will
  immediately be identified; otherwise, the packet will fail the TESLA
  authentication test.  This analysis shows that NORM itself is robust
  in front of replay attacks within the same session.

  Now let us consider replay attacks across several NORM sessions.
  Since the key chain used in each session MUST differ, a packet
  replayed in a subsequent session will be identified as unauthentic.
  Therefore, NORM is robust in front of replay attacks across different
  sessions.








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6.2.3.  Impacts of Replay Attacks on ALC

  We review here the potential impacts of a replay attack on the ALC
  component.  Note that we do not consider here the protocols that
  could be used along with ALC, for instance, the layered or wave-based
  congestion control protocols.

  First, let us consider replay attacks within a given ALC session:

  o  Regular packets containing an authentication tag: a replayed
     message containing an encoding symbol will be detected once
     authenticated, thanks to the object/block/symbol identifiers, and
     will be silently discarded.  This kind of replay attack is only
     penalizing in terms of memory and processing load, but does not
     compromise the ALC behavior.

  o  Control packets containing an authentication tag: ALC control
     packets, by definition, do not include any encoding symbol and
     therefore do not include any object/block/symbol identifier that
     would enable a receiver to identify duplicates.  However, a sender
     has a very limited number of reasons to send control packets.
     More precisely:

     *  At the end of the session, a "Close Session" ("A" flag) packet
        is sent.  Replaying this packet has no impact since the
        receivers already left.

     *  Similarly, replaying a packet containing a "Close Object" ("B"
        flag) has no impact since this object is probably already
        marked as closed by the receiver.

  This analysis shows that ALC itself is robust in front of replay
  attacks within the same session.

  Now let us consider replay attacks across several ALC sessions.
  Since the key chain used in each session MUST differ, a packet
  replayed in a subsequent session will be identified as unauthentic.
  Therefore, ALC is robust in front of replay attacks across different
  sessions.

6.3.  Security of the Back Channel

  As specified in Section 1.1, this specification does not consider the
  packets that may be sent by receivers, for instance, NORM's feedback
  packets.  When a back channel is used, its security is critical to
  the global security, and an appropriate security mechanism MUST be
  used.  [RMT-SIMPLE-AUTH] describes several techniques that can be
  used to that purpose.  However, the authentication and integrity



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  verification of the packets sent by receivers on the back channel, if
  any, is out of the scope of this document.

7.  IANA Considerations

  IANA has registered the following attributes according to this
  document.  The registries are provided by [RFC4442] under the "Timed
  Efficient Stream Loss-tolerant Authentication (TESLA) Parameters"
  registry [TESLA-REG].  Following the policies outlined in [RFC4442],
  the values in the range up to 240 (including 240) for the following
  attributes are assigned after expert review by the MSEC working group
  or its designated successor.  The values in the range from 241 to 255
  are reserved for private use.

  Cryptographic Pseudo-Random Function, TESLA-PRF: All implementations
  MUST support HMAC-SHA-256 (default).

                   +------------------------+-------+
                   |        PRF name        | Value |
                   +------------------------+-------+
                   |        HMAC-SHA1       |   0   |
                   |      HMAC-SHA-224      |   1   |
                   | HMAC-SHA-256 (default) |   2   |
                   |      HMAC-SHA-384      |   3   |
                   |      HMAC-SHA-512      |   4   |
                   +------------------------+-------+

  Cryptographic Message Authentication Code (MAC) Function, TESLA-MAC:
  All implementations MUST support HMAC-SHA-256 (default).  These MAC
  schemes are used both for the computing of regular MAC and the Group
  MAC (if applicable).

                   +------------------------+-------+
                   |        MAC name        | Value |
                   +------------------------+-------+
                   |        HMAC-SHA1       |   0   |
                   |      HMAC-SHA-224      |   1   |
                   | HMAC-SHA-256 (default) |   2   |
                   |      HMAC-SHA-384      |   3   |
                   |      HMAC-SHA-512      |   4   |
                   +------------------------+-------+

  Furthermore, IANA has created two new registries.  Here also, the
  values in the range up to 240 (including 240) for the following
  attributes are assigned after expert review by the MSEC working group
  or its designated successor.  The values in the range from 241 to 255
  are reserved for private use.




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  Signature Encoding Algorithm, TESLA-SIG-ALGO: All implementations
  MUST support RSASSA-PKCS1-v1_5 (default).

                 +-----------------------------+-------+
                 |   Signature Algorithm Name  | Value |
                 +-----------------------------+-------+
                 |           INVALID           |   0   |
                 | RSASSA-PKCS1-v1_5 (default) |   1   |
                 |          RSASSA-PSS         |   2   |
                 +-----------------------------+-------+

  Signature Cryptographic Function, TESLA-SIG-CRYPTO-FUNC: All
  implementations MUST support SHA-256 (default).

                 +-----------------------------+-------+
                 | Cryptographic Function Name | Value |
                 +-----------------------------+-------+
                 |           INVALID           |   0   |
                 |            SHA-1            |   1   |
                 |           SHA-224           |   2   |
                 |      SHA-256 (default)      |   3   |
                 |           SHA-384           |   4   |
                 |           SHA-512           |   5   |
                 +-----------------------------+-------+

8.  Acknowledgments

  The authors are grateful to Yaron Sheffer, Brian Weis, Ramu
  Panayappan, Ran Canetti, David L. Mills, Brian Adamson, and Lionel
  Giraud for their valuable comments while preparing this document.
  The authors are also grateful to Brian Weis for the digital signature
  details.

9.  References

9.1.  Normative References

  [RFC1305]          Mills, D., "Network Time Protocol (Version 3)
                     Specification, Implementation", RFC 1305,
                     March 1992.

  [RFC2119]          Bradner, S., "Key words for use in RFCs to
                     Indicate Requirement Levels", BCP 14, RFC 2119,
                     March 1997.







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  [RFC4082]          Perrig, A., Song, D., Canetti, R., Tygar, J., and
                     B. Briscoe, "Timed Efficient Stream Loss-Tolerant
                     Authentication (TESLA): Multicast Source
                     Authentication Transform Introduction", RFC 4082,
                     June 2005.

  [RFC5651]          Luby, M., Watson, M., and L. Vicisano, "Layered
                     Coding Transport (LCT) Building Block", RFC 5651,
                     October 2009.

  [RFC5740]          Adamson, B., Bormann, C., Handley, M., and J.
                     Macker, "NACK-Oriented Reliable Multicast (NORM)
                     Transport Protocol", RFC 5740, November 2009.

  [RFC5775]          Luby, M., Watson, M., and L. Vicisano,
                     "Asynchronous Layered Coding (ALC) Protocol
                     Instantiation", RFC 5775, April 2010.

  [TESLA-REG]        "TESLA Parameters IANA Registry",
                      http://www.iana.org.

9.2.  Informative References

  [NTP-NTPv4]        Burbank, J., Kasch, W., Martin, J., Ed., and D.
                     Mills, "The Network Time Protocol Version 4
                     Protocol And Algorithm Specification", Work
                     in Progress, October 2009.

  [Perrig04]         Perrig, A. and J. Tygar, "Secure Broadcast
                     Communication in Wired and Wireless Networks",
                     Kluwer Academic Publishers ISBN 0-7923-7650-1,
                     2004.

  [RFC2104]          Krawczyk, H., Bellare, M., and R. Canetti, "HMAC:
                     Keyed-Hashing for Message Authentication",
                     RFC 2104, February 1997.

  [RFC3447]          Jonsson, J. and B. Kaliski, "Public-Key
                     Cryptography Standards (PKCS) #1: RSA Cryptography
                     Specifications Version 2.1", RFC 3447,
                     February 2003.

  [RFC3711]          Baugher, M., McGrew, D., Naslund, M., Carrara, E.,
                     and K. Norrman, "The Secure Real-time Transport
                     Protocol (SRTP)", RFC 3711, March 2004.






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  [RFC4330]          Mills, D., "Simple Network Time Protocol (SNTP)
                     Version 4 for IPv4, IPv6 and OSI", RFC 4330,
                     January 2006.

  [RFC4359]          Weis, B., "The Use of RSA/SHA-1 Signatures within
                     Encapsulating Security Payload (ESP) and
                     Authentication Header (AH)", RFC 4359,
                     January 2006.

  [RFC4383]          Baugher, M. and E. Carrara, "The Use of Timed
                     Efficient Stream Loss-Tolerant Authentication
                     (TESLA) in the Secure Real-time Transport Protocol
                     (SRTP)", RFC 4383, February 2006.

  [RFC4442]          Fries, S. and H. Tschofenig, "Bootstrapping Timed
                     Efficient Stream Loss-Tolerant Authentication
                     (TESLA)", RFC 4442, March 2006.

  [RMT-FLUTE]        Paila, T., Walsh, R., Luby, M., Lehtonen, R., and
                     V. Roca, "FLUTE - File Delivery over
                     Unidirectional Transport", Work in Progress,
                     August 2009.

  [RMT-SIMPLE-AUTH]  Roca, V., "Simple Authentication Schemes for the
                     ALC and NORM Protocols", Work in Progress,
                     October 2009.

























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Authors' Addresses

  Vincent Roca
  INRIA
  655, av. de l'Europe
  Inovallee; Montbonnot
  ST ISMIER cedex  38334
  France

  EMail: [email protected]
  URI:   http://planete.inrialpes.fr/~roca/


  Aurelien Francillon
  INRIA
  655, av. de l'Europe
  Inovallee; Montbonnot
  ST ISMIER cedex  38334
  France

  EMail: [email protected]
  URI:   http://planete.inrialpes.fr/~francill/


  Sebastien Faurite
  INRIA
  655, av. de l'Europe
  Inovallee; Montbonnot
  ST ISMIER cedex  38334
  France

  EMail: [email protected]



















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