Network Working Group                                     M. Dohler, Ed.
Request for Comments: 5548                                          CTTC
Category: Informational                                 T. Watteyne, Ed.
                                                      BSAC, UC Berkeley
                                                         T. Winter, Ed.
                                                            Eka Systems
                                                        D. Barthel, Ed.
                                                     France Telecom R&D
                                                               May 2009


     Routing Requirements for Urban Low-Power and Lossy Networks

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (c) 2009 IETF Trust and the persons identified as the
  document authors.  All rights reserved.

  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents in effect on the date of
  publication of this document (http://trustee.ietf.org/license-info).
  Please review these documents carefully, as they describe your rights
  and restrictions with respect to this document.

Abstract

  The application-specific routing requirements for Urban Low-Power and
  Lossy Networks (U-LLNs) are presented in this document.  In the near
  future, sensing and actuating nodes will be placed outdoors in urban
  environments so as to improve people's living conditions as well as
  to monitor compliance with increasingly strict environmental laws.
  These field nodes are expected to measure and report a wide gamut of
  data (for example, the data required by applications that perform
  smart-metering or that monitor meteorological, pollution, and allergy
  conditions).  The majority of these nodes are expected to communicate
  wirelessly over a variety of links such as IEEE 802.15.4, low-power
  IEEE 802.11, or IEEE 802.15.1 (Bluetooth), which given the limited
  radio range and the large number of nodes requires the use of
  suitable routing protocols.  The design of such protocols will be
  mainly impacted by the limited resources of the nodes (memory,
  processing power, battery, etc.) and the particularities of the
  outdoor urban application scenarios.  As such, for a wireless



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  solution for Routing Over Low-Power and Lossy (ROLL) networks to be
  useful, the protocol(s) ought to be energy-efficient, scalable, and
  autonomous.  This documents aims to specify a set of IPv6 routing
  requirements reflecting these and further U-LLNs' tailored
  characteristics.

Table of Contents

  1. Introduction ....................................................3
  2. Terminology .....................................................3
     2.1. Requirements Language ......................................4
  3. Overview of Urban Low-Power and Lossy Networks ..................4
     3.1. Canonical Network Elements .................................4
          3.1.1. Sensors .............................................4
          3.1.2. Actuators ...........................................5
          3.1.3. Routers .............................................6
     3.2. Topology ...................................................6
     3.3. Resource Constraints .......................................7
     3.4. Link Reliability ...........................................7
  4. Urban LLN Application Scenarios .................................8
     4.1. Deployment of Nodes ........................................8
     4.2. Association and Disassociation/Disappearance of Nodes ......9
     4.3. Regular Measurement Reporting ..............................9
     4.4. Queried Measurement Reporting .............................10
     4.5. Alert Reporting ...........................................11
  5. Traffic Pattern ................................................11
  6. Requirements of Urban-LLN Applications .........................13
     6.1. Scalability ...............................................13
     6.2. Parameter-Constrained Routing .............................13
     6.3. Support of Autonomous and Alien Configuration .............14
     6.4. Support of Highly Directed Information Flows ..............15
     6.5. Support of Multicast and Anycast ..........................15
     6.6. Network Dynamicity ........................................16
     6.7. Latency ...................................................16
  7. Security Considerations ........................................16
  8. References .....................................................18
     8.1. Normative References ......................................18
     8.2. Informative References ....................................18
  Appendix A.  Acknowledgements .....................................20
  Appendix B.  Contributors .........................................20











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1.  Introduction

  This document details application-specific IPv6 routing requirements
  for Urban Low-Power and Lossy Networks (U-LLNs).  Note that this
  document details the set of IPv6 routing requirements for U-LLNs in
  strict compliance with the layered IP architecture.  U-LLN use cases
  and associated routing protocol requirements will be described.

  Section 2 defines terminology useful in describing U-LLNs.

  Section 3 provides an overview of U-LLN applications.

  Section 4 describes a few typical use cases for U-LLN applications
  exemplifying deployment problems and related routing issues.

  Section 5 describes traffic flows that will be typical for U-LLN
  applications.

  Section 6 discusses the routing requirements for networks comprising
  such constrained devices in a U-LLN environment.  These requirements
  may overlap with or be derived from other application-specific
  requirements documents [ROLL-HOME] [ROLL-INDUS] [ROLL-BUILD].

  Section 7 provides an overview of routing security considerations of
  U-LLN implementations.

2.  Terminology

  The terminology used in this document is consistent with and
  incorporates that described in "Terminology in Low power And Lossy
  Networks" [ROLL-TERM].  This terminology is extended in this document
  as follows:

  Anycast:  Addressing and Routing scheme for forwarding packets to at
            least one of the "nearest" interfaces from a group, as
            described in RFC4291 [RFC4291] and RFC1546 [RFC1546].

  Autonomous:  Refers to the ability of a routing protocol to
               independently function without requiring any external
               influence or guidance.  Includes self-configuration and
               self-organization capabilities.

  DoS:  Denial of Service, a class of attack that attempts to cause
        resource exhaustion to the detriment of a node or network.







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  ISM band:  Industrial, Scientific, and Medical band.  This is a
             region of radio spectrum where low-power, unlicensed
             devices may generally be used, with specific guidance from
             an applicable local radio spectrum authority.

  U-LLN:  Urban Low-Power and Lossy Network.

  WLAN: Wireless Local Area Network.

2.1.  Requirements Language

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

3.  Overview of Urban Low-Power and Lossy Networks

3.1.  Canonical Network Elements

  A U-LLN is understood to be a network composed of three key elements,
  i.e.,

  1.  sensors,

  2.  actuators, and

  3.  routers

  that communicate wirelessly.  The aim of the following sections
  (3.1.1, 3.1.2, and 3.1.3) is to illustrate the functional nature of a
  sensor, actuator, and router in this context.  That said, it must be
  understood that these functionalities are not exclusive.  A
  particular device may act as a simple router or may alternatively be
  a router equipped with a sensing functionality, in which case it will
  be seen as a "regular" router as far as routing is concerned.

3.1.1.  Sensors

  Sensing nodes measure a wide gamut of physical data, including but
  not limited to:

  1.  municipal consumption data, such as smart-metering of gas, water,
      electricity, waste, etc.;

  2.  meteorological data, such as temperature, pressure, humidity, UV
      index, strength and direction of wind, etc.;





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  3.  pollution data, such as gases (sulfur dioxide, nitrogen oxide,
      carbon monoxide, ozone), heavy metals (e.g., mercury), pH,
      radioactivity, etc.;

  4.  ambient data, such as levels of allergens (pollen, dust),
      electromagnetic pollution, noise, etc.

  Sensor nodes run applications that typically gather the measurement
  data and send it to data collection and processing application(s) on
  other node(s) (often outside the U-LLN).

  Sensor nodes are capable of forwarding data.  Sensor nodes are
  generally not mobile in the majority of near-future roll-outs.  In
  many anticipated roll-outs, sensor nodes may suffer from long-term
  resource constraints.

  A prominent example is a "smart grid" application that consists of a
  city-wide network of smart meters and distribution monitoring
  sensors.  Smart meters in an urban "smart grid" application will
  include electric, gas, and/or water meters typically administered by
  one or multiple utility companies.  These meters will be capable of
  advanced sensing functionalities such as measuring the quality of
  electrical service provided to a customer, providing granular
  interval data, or automating the detection of alarm conditions.  In
  addition, they may be capable of advanced interactive
  functionalities, which may invoke an actuator component, such as
  remote service disconnect or remote demand reset.  More advanced
  scenarios include demand response systems for managing peak load, and
  distribution automation systems to monitor the infrastructure that
  delivers energy throughout the urban environment.  Sensor nodes
  capable of providing this type of functionality may sometimes be
  referred to as Advanced Metering Infrastructure (AMI).

3.1.2.  Actuators

  Actuator nodes are capable of controlling urban devices; examples are
  street or traffic lights.  They run applications that receive
  instructions from control applications on other nodes (possibly
  outside the U-LLN).  The amount of actuator points is well below the
  number of sensing nodes.  Some sensing nodes may include an actuator
  component, e.g., an electric meter node with integrated support for
  remote service disconnect.  Actuators are capable of forwarding data.
  Actuators are not likely to be mobile in the majority of near-future
  roll-outs.  Actuator nodes may also suffer from long-term resource
  constraints, e.g., in the case where they are battery powered.






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3.1.3.  Routers

  Routers generally act to close coverage and routing gaps within the
  interior of the U-LLN; examples of their use are:

  1.  prolong the U-LLN's lifetime,

  2.  balance nodes' energy depletion, and

  3.  build advanced sensing infrastructures.

  There can be several routers supporting the same U-LLN; however, the
  number of routers is well below the amount of sensing nodes.  The
  routers are generally not mobile, i.e., fixed to a random or pre-
  planned location.  Routers may, but generally do not, suffer from any
  form of (long-term) resource constraint, except that they need to be
  small and sufficiently cheap.  Routers differ from actuator and
  sensing nodes in that they neither control nor sense.  That being
  said, a sensing node or actuator may also be a router within the
  U-LLN.

  Some routers provide access to wider infrastructures, such as the
  Internet, and are named Low-Power and Lossy Network Border Routers
  (LBRs) in that context.

  LBR nodes in particular may also run applications that communicate
  with sensor and actuator nodes (e.g., collecting and processing data
  from sensor applications, or sending instructions to actuator
  applications).

3.2.  Topology

  Whilst millions of sensing nodes may very well be deployed in an
  urban area, they are likely to be associated with more than one
  network.  These networks may or may not communicate between one
  another.  The number of sensing nodes deployed in the urban
  environment in support of some applications is expected to be in the
  order of 10^2 to 10^7; this is still very large and unprecedented in
  current roll-outs.

  Deployment of nodes is likely to happen in batches, e.g., boxes of
  hundreds to thousands of nodes arrive and are deployed.  The location
  of the nodes is random within given topological constraints, e.g.,
  placement along a road, river, or at individual residences.







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3.3.  Resource Constraints

  The nodes are highly resource constrained, i.e., cheap hardware, low
  memory, and no infinite energy source.  Different node powering
  mechanisms are available, such as:

  1.  non-rechargeable battery;

  2.  rechargeable battery with regular recharging (e.g., sunlight);

  3.  rechargeable battery with irregular recharging (e.g.,
      opportunistic energy scavenging);

  4.  capacitive/inductive energy provision (e.g., passive Radio
      Frequency IDentification (RFID));

  5.  always on (e.g., powered electricity meter).

  In the case of a battery-powered sensing node, the battery shelf life
  is usually in the order of 10 to 15 years, rendering network lifetime
  maximization with battery-powered nodes beyond this lifespan useless.

  The physical and electromagnetic distances between the three key
  elements, i.e., sensors, actuators, and routers, can generally be
  very large, i.e., from several hundreds of meters to one kilometer.
  Not every field node is likely to reach the LBR in a single hop,
  thereby requiring suitable routing protocols that manage the
  information flow in an energy-efficient manner.

3.4.  Link Reliability

  The links between the network elements are volatile due to the
  following set of non-exclusive effects:

  1.  packet errors due to wireless channel effects;

  2.  packet errors due to MAC (Medium Access Control) (e.g.,
      collision);

  3.  packet errors due to interference from other systems;

  4.  link unavailability due to network dynamicity; etc.

  The wireless channel causes the received power to drop below a given
  threshold in a random fashion, thereby causing detection errors in
  the receiving node.  The underlying effects are path loss, shadowing
  and fading.




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  Since the wireless medium is broadcast in nature, nodes in their
  communication radios require suitable medium access control protocols
  that are capable of resolving any arising contention.  Some available
  protocols may not be able to prevent packets of neighboring nodes
  from colliding, possibly leading to a high Packet Error Rate (PER)
  and causing a link outage.

  Furthermore, the outdoor deployment of U-LLNs also has implications
  for the interference temperature and hence link reliability and range
  if Industrial, Scientific, and Medical (ISM) bands are to be used.
  For instance, if the 2.4 GHz ISM band is used to facilitate
  communication between U-LLN nodes, then heavily loaded Wireless Local
  Area Network (WLAN) hot-spots may become a detrimental performance
  factor, leading to high PER and jeopardizing the functioning of the
  U-LLN.

  Finally, nodes appearing and disappearing causes dynamics in the
  network that can yield link outages and changes of topologies.

4.  Urban LLN Application Scenarios

  Urban applications represent a special segment of LLNs with its
  unique set of requirements.  To facilitate the requirements
  discussion in Section 6, this section lists a few typical but not
  exhaustive deployment problems and usage cases of U-LLN.

4.1.  Deployment of Nodes

  Contrary to other LLN applications, deployment of nodes is likely to
  happen in batches out of a box.  Typically, hundreds to thousands of
  nodes are being shipped by the manufacturer with pre-programmed
  functionalities which are then rolled-out by a service provider or
  subcontracted entities.  Prior to or after roll-out, the network
  needs to be ramped-up.  This initialization phase may include, among
  others, allocation of addresses, (possibly hierarchical) roles in the
  network, synchronization, determination of schedules, etc.

  If initialization is performed prior to roll-out, all nodes are
  likely to be in one another's one-hop radio neighborhood.  Pre-
  programmed Media Access Control (MAC) and routing protocols may hence
  fail to function properly, thereby wasting a large amount of energy.
  Whilst the major burden will be on resolving MAC conflicts, any
  proposed U-LLN routing protocol needs to cater for such a case.  For
  instance, zero-configuration and network address allocation needs to
  be properly supported, etc.






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  After roll-out, nodes will have a finite set of one-hop neighbors,
  likely of low cardinality (in the order of 5 to 10).  However, some
  nodes may be deployed in areas where there are hundreds of
  neighboring devices.  In the resulting topology, there may be regions
  where many (redundant) paths are possible through the network.  Other
  regions may be dependent on critical links to achieve connectivity
  with the rest of the network.  Any proposed LLN routing protocol
  ought to support the autonomous self-organization and self-
  configuration of the network at lowest possible energy cost [Lu2007],
  where autonomy is understood to be the ability of the network to
  operate without external influence.  The result of such organization
  should be that each node or set of nodes is uniquely addressable so
  as to facilitate the set up of schedules, etc.

  Unless exceptionally needed, broadcast forwarding schemes are not
  advised in urban sensor networking environments.

4.2.  Association and Disassociation/Disappearance of Nodes

  After the initialization phase and possibly some operational time,
  new nodes may be injected into the network as well as existing nodes
  removed from the network.  The former might be because a removed node
  is replaced as part of maintenance, or new nodes are added because
  more sensors for denser readings/actuations are needed, or because
  routing protocols report connectivity problems.  The latter might be
  because a node's battery is depleted, the node is removed for
  maintenance, the node is stolen or accidentally destroyed, etc.

  The protocol(s) hence should be able to convey information about
  malfunctioning nodes that may affect or jeopardize the overall
  routing efficiency, so that self-organization and self-configuration
  capabilities of the sensor network might be solicited to facilitate
  the appropriate reconfiguration.  This information may include, e.g.,
  exact or relative geographical position, etc.  The reconfiguration
  may include the change of hierarchies, routing paths, packet
  forwarding schedules, etc.  Furthermore, to inform the LBR(s) of the
  node's arrival and association with the network as well as freshly
  associated nodes about packet forwarding schedules, roles, etc.,
  appropriate updating mechanisms should be supported.

4.3.  Regular Measurement Reporting

  The majority of sensing nodes will be configured to report their
  readings on a regular basis.  The frequency of data sensing and
  reporting may be different but is generally expected to be fairly
  low, i.e., in the range of once per hour, per day, etc.  The ratio
  between data sensing and reporting frequencies will determine the
  memory and data aggregation capabilities of the nodes.  Latency of an



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  end-to-end delivery and acknowledgements of a successful data
  delivery may not be vital as sensing outages can be observed at data
  collection applications -- when, for instance, there is no reading
  arriving from a given sensor or cluster of sensors within a day.  In
  this case, a query can be launched to check upon the state and
  availability of a sensing node or sensing cluster.

  It is not uncommon to gather data on a few servers located outside of
  the U-LLN.  In such cases, a large number of highly directional
  unicast flows from the sensing nodes or sensing clusters are likely
  to transit through a LBR.  Thus, the protocol(s) should be optimized
  to support a large number of unicast flows from the sensing nodes or
  sensing clusters towards a LBR, or highly directed multicast or
  anycast flows from the nodes towards multiple LBRs.

  Route computation and selection may depend on the transmitted
  information, the frequency of reporting, the amount of energy
  remaining in the nodes, the recharging pattern of energy-scavenged
  nodes, etc.  For instance, temperature readings could be reported
  every hour via one set of battery-powered nodes, whereas air quality
  indicators are reported only during the daytime via nodes powered by
  solar energy.  More generally, entire routing areas may be avoided
  (e.g., at night) but heavily used during the day when nodes are
  scavenging energy from sunlight.

4.4.  Queried Measurement Reporting

  Occasionally, network-external data queries can be launched by one or
  several applications.  For instance, it is desirable to know the
  level of pollution at a specific point or along a given road in the
  urban environment.  The queries' rates of occurrence are not regular
  but rather random, where heavy-tail distributions seem appropriate to
  model their behavior.  Queries do not necessarily need to be reported
  back to the same node from where the query was launched.  Round-trip
  times, i.e., from the launch of a query from a node until the
  delivery of the measured data to a node, are of importance.  However,
  they are not very stringent where latencies should simply be
  sufficiently smaller than typical reporting intervals; for instance,
  in the order of seconds or minutes.  The routing protocol(s) should
  consider the selection of paths with appropriate (e.g., latency)
  metrics to support queried measurement reporting.  To facilitate the
  query process, U-LLN devices should support unicast and multicast
  routing capabilities.

  The same approach is also applicable for schedule update,
  provisioning of patches and upgrades, etc.  In this case, however,
  the provision of acknowledgements and the support of unicast,
  multicast, and anycast are of importance.



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4.5.  Alert Reporting

  Rarely, the sensing nodes will measure an event that classifies as an
  alarm where such a classification is typically done locally within
  each node by means of a pre-programmed or prior-diffused threshold.
  Note that on approaching the alert threshold level, nodes may wish to
  change their sensing and reporting cycles.  An alarm is likely being
  registered by a plurality of sensing nodes where the delivery of a
  single alert message with its location of origin suffices in most,
  but not all, cases.  One example of alert reporting is if the level
  of toxic gases rises above a threshold; thereupon, the sensing nodes
  in the vicinity of this event report the danger.  Another example of
  alert reporting is when a recycling glass container -- equipped with
  a sensor measuring its level of occupancy -- reports that the
  container is full and hence needs to be emptied.

  Routes clearly need to be unicast (towards one LBR) or multicast
  (towards multiple LBRs).  Delays and latencies are important;
  however, for a U-LLN deployed in support of a typical application,
  deliveries within seconds should suffice in most of the cases.

5.  Traffic Pattern

  Unlike traditional ad hoc networks, the information flow in U-LLNs is
  highly directional.  There are three main flows to be distinguished:

  1.  sensed information from the sensing nodes to applications outside
      the U-LLN, going through one or a subset of the LBR(s);

  2.  query requests from applications outside the U-LLN, going through
      the LBR(s) towards the sensing nodes;

  3.  control information from applications outside the U-LLN, going
      through the LBR(s) towards the actuators.

  Some of the flows may need the reverse route for delivering
  acknowledgements.  Finally, in the future, some direct information
  flows between field devices without LBRs may also occur.

  Sensed data is likely to be highly correlated in space, time, and
  observed events; an example of the latter is when temperature
  increase and humidity decrease as the day commences.  Data may be
  sensed and delivered at different rates with both rates being
  typically fairly low, i.e., in the range of minutes, hours, days,
  etc.  Data may be delivered regularly according to a schedule or a
  regular query; it may also be delivered irregularly after an
  externally triggered query; it may also be triggered after a sudden
  network-internal event or alert.  Schedules may be driven by, for



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  example, a smart-metering application where data is expected to be
  delivered every hour, or an environmental monitoring application
  where a battery-powered node is expected to report its status at a
  specific time once a day.  Data delivery may trigger acknowledgements
  or maintenance traffic in the reverse direction.  The network hence
  needs to be able to adjust to the varying activity duty cycles, as
  well as to periodic and sporadic traffic.  Also, sensed data ought to
  be secured and locatable.

  Some data delivery may have tight latency requirements, for example,
  in a case such as a live meter reading for customer service in a
  smart-metering application, or in a case where a sensor reading
  response must arrive within a certain time in order to be useful.
  The network should take into consideration that different application
  traffic may require different priorities in the selection of a route
  when traversing the network, and that some traffic may be more
  sensitive to latency.

  A U-LLN should support occasional large-scale traffic flows from
  sensing nodes through LBRs (to nodes outside the U-LLN), such as
  system-wide alerts.  In the example of an AMI U-LLN, this could be in
  response to events such as a city-wide power outage.  In this
  scenario, all powered devices in a large segment of the network may
  have lost power and be running off of a temporary "last gasp" source
  such as a capacitor or small battery.  A node must be able to send
  its own alerts toward an LBR while continuing to forward traffic on
  behalf of other devices that are also experiencing an alert
  condition.  The network needs to be able to manage this sudden large
  traffic flow.

  A U-LLN may also need to support efficient large-scale messaging to
  groups of actuators.  For example, an AMI U-LLN supporting a city-
  wide demand response system will need to efficiently broadcast
  demand-response control information to a large subset of actuators in
  the system.

  Some scenarios will require internetworking between the U-LLN and
  another network, such as a home network.  For example, an AMI
  application that implements a demand-response system may need to
  forward traffic from a utility, across the U-LLN, into a home
  automation network.  A typical use case would be to inform a customer
  of incentives to reduce demand during peaks, or to automatically
  adjust the thermostat of customers who have enrolled in such a demand
  management program.  Subsequent traffic may be triggered to flow back
  through the U-LLN to the utility.






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6.  Requirements of Urban-LLN Applications

  Urban Low-Power and Lossy Network applications have a number of
  specific requirements related to the set of operating conditions, as
  exemplified in the previous sections.

6.1.  Scalability

  The large and diverse measurement space of U-LLN nodes -- coupled
  with the typically large urban areas -- will yield extremely large
  network sizes.  Current urban roll-outs are composed of sometimes
  more than one hundred nodes; future roll-outs, however, may easily
  reach numbers in the tens of thousands to millions.  One of the
  utmost important LLN routing protocol design criteria is hence
  scalability.

  The routing protocol(s) MUST be capable of supporting the
  organization of a large number of sensing nodes into regions
  containing on the order of 10^2 to 10^4 sensing nodes each.

  The routing protocol(s) MUST be scalable so as to accommodate a very
  large and increasing number of nodes without deteriorating selected
  performance parameters below configurable thresholds.  The routing
  protocols(s) SHOULD support the organization of a large number of
  nodes into regions of configurable size.

6.2.  Parameter-Constrained Routing

  Batteries in some nodes may deplete quicker than in others; the
  existence of one node for the maintenance of a routing path may not
  be as important as of another node; the energy-scavenging methods may
  recharge the battery at regular or irregular intervals; some nodes
  may have a constant power source; some nodes may have a larger memory
  and are hence be able to store more neighborhood information; some
  nodes may have a stronger CPU and are hence able to perform more
  sophisticated data aggregation methods, etc.

  To this end, the routing protocol(s) MUST support parameter-
  constrained routing, where examples of such parameters (CPU, memory
  size, battery level, etc.) have been given in the previous paragraph.
  In other words, the routing protocol MUST be able to advertise node
  capabilities that will be exclusively used by the routing protocol
  engine for routing decision.  For the sake of example, such a
  capability could be related to the node capability itself (e.g.,
  remaining power) or some application that could influence routing
  (e.g., capability to aggregate data).





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  Routing within urban sensor networks SHOULD require the U-LLN nodes
  to dynamically compute, select, and install different paths towards
  the same destination, depending on the nature of the traffic.  Such
  functionality in support of, for example, data aggregation, may imply
  use of some mechanisms to mark/tag the traffic for appropriate
  routing decision using the IPv6 packet format (e.g., use of Diffserv
  Code Point (DSCP), Flow Label) based on an upper-layer marking
  decision.  From this perspective, such nodes MAY use node
  capabilities (e.g., to act as an aggregator) in conjunction with the
  anycast endpoints and packet marking to route the traffic.

6.3.  Support of Autonomous and Alien Configuration

  With the large number of nodes, manually configuring and
  troubleshooting each node is not efficient.  The scale and the large
  number of possible topologies that may be encountered in the U-LLN
  encourages the development of automated management capabilities that
  may (partly) rely upon self-organizing techniques.  The network is
  expected to self-organize and self-configure according to some prior
  defined rules and protocols, as well as to support externally
  triggered configurations (for instance, through a commissioning tool
  that may facilitate the organization of the network at a minimum
  energy cost).

  To this end, the routing protocol(s) MUST provide a set of features
  including zero-configuration at network ramp-up, (network-internal)
  self-organization and configuration due to topological changes, and
  the ability to support (network-external) patches and configuration
  updates.  For the latter, the protocol(s) MUST support multicast and
  anycast addressing.  The protocol(s) SHOULD also support the
  formation and identification of groups of field devices in the
  network.

  The routing protocol(s) SHOULD be able to dynamically adapt, e.g.,
  through the application of appropriate routing metrics, to ever-
  changing conditions of communication (possible degradation of quality
  of service (QoS), variable nature of the traffic (real-time versus
  non-real-time, sensed data versus alerts), node mobility, a
  combination thereof, etc.).

  The routing protocol(s) SHOULD be able to dynamically compute,
  select, and possibly optimize the (multiple) path(s) that will be
  used by the participating devices to forward the traffic towards the
  actuators and/or a LBR according to the service-specific and traffic-
  specific QoS, traffic engineering, and routing security policies that






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  will have to be enforced at the scale of a routing domain (that is, a
  set of networking devices administered by a globally unique entity),
  or a region of such domain (e.g., a metropolitan area composed of
  clusters of sensors).

6.4.  Support of Highly Directed Information Flows

  As pointed out in Section 4.3, it is not uncommon to gather data on a
  few servers located outside of the U-LLN.  In this case, the
  reporting of the data readings by a large amount of spatially
  dispersed nodes towards a few LBRs will lead to highly directed
  information flows.  For instance, a suitable addressing scheme can be
  devised that facilitates the data flow.  Also, as one gets closer to
  the LBR, the traffic concentration increases, which may lead to high
  load imbalances in node usage.

  To this end, the routing protocol(s) SHOULD support and utilize the
  large number of highly directed traffic flows to facilitate
  scalability and parameter-constrained routing.

  The routing protocol MUST be able to accommodate traffic bursts by
  dynamically computing and selecting multiple paths towards the same
  destination.

6.5.  Support of Multicast and Anycast

  Routing protocols activated in urban sensor networks MUST support
  unicast (traffic is sent to a single field device), multicast
  (traffic is sent to a set of devices that are subscribed to the same
  multicast group), and anycast (where multiple field devices are
  configured to accept traffic sent on a single IP anycast address)
  transmission schemes.

  The support of unicast, multicast, and anycast also has an
  implication on the addressing scheme, but it is beyond the scope of
  this document that focuses on the routing requirements.

  Some urban sensing systems may require low-level addressing of a
  group of nodes in the same subnet, or for a node representative of a
  group of nodes, without any prior creation of multicast groups.  Such
  addressing schemes, where a sender can form an addressable group of
  receivers, are not currently supported by IPv6, and not further
  discussed in this specification [ROLL-HOME].

  The network SHOULD support internetworking when identical protocols
  are used, while giving attention to routing security implications of
  interfacing, for example, a home network with a utility U-LLN.  The




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  network may support the ability to interact with another network
  using a different protocol, for example, by supporting route
  redistribution.

6.6.  Network Dynamicity

  Although mobility is assumed to be low in urban LLNs, network
  dynamicity due to node association, disassociation, and
  disappearance, as well as long-term link perturbations is not
  negligible.  This in turn impacts reorganization and reconfiguration
  convergence as well as routing protocol convergence.

  To this end, local network dynamics SHOULD NOT impact the entire
  network to be reorganized or re-reconfigured; however, the network
  SHOULD be locally optimized to cater for the encountered changes.
  The routing protocol(s) SHOULD support appropriate mechanisms in
  order to be informed of the association, disassociation, and
  disappearance of nodes.  The routing protocol(s) SHOULD support
  appropriate updating mechanisms in order to be informed of changes in
  connectivity.  The routing protocol(s) SHOULD use this information to
  initiate protocol-specific mechanisms for reorganization and
  reconfiguration as necessary to maintain overall routing efficiency.
  Convergence and route establishment times SHOULD be significantly
  lower than the smallest reporting interval.

  Differentiation SHOULD be made between node disappearance, where the
  node disappears without prior notification, and user- or node-
  initiated disassociation ("phased-out"), where the node has enough
  time to inform the network about its pending removal.

6.7.  Latency

  With the exception of alert-reporting solutions and (to a certain
  extent) queried reporting, U-LLNs are delay tolerant as long as the
  information arrives within a fraction of the smallest reporting
  interval, e.g., a few seconds if reporting is done every 4 hours.

  The routing protocol(s) SHOULD also support the ability to route
  according to different metrics (one of which could, e.g., be
  latency).

7.  Security Considerations

  As every network, U-LLNs are exposed to routing security threats that
  need to be addressed.  The wireless and distributed nature of these
  networks increases the spectrum of potential routing security
  threats.  This is further amplified by the resource constraints of
  the nodes, thereby preventing resource-intensive routing security



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  approaches from being deployed.  A viable routing security approach
  SHOULD be sufficiently lightweight that it may be implemented across
  all nodes in a U-LLN.  These issues require special attention during
  the design process, so as to facilitate a commercially attractive
  deployment.

  The U-LLN MUST deny any node that has not been authenticated to the
  U-LLN and authorized to participate to the routing decision process.

  An attacker SHOULD be prevented from manipulating or disabling the
  routing function, for example, by compromising routing control
  messages.  To this end, the routing protocol(s) MUST support message
  integrity.

  Further examples of routing security issues that may arise are the
  abnormal behavior of nodes that exhibit an egoistic conduct, such as
  not obeying network rules or forwarding no or false packets.  Other
  important issues may arise in the context of denial-of-service (DoS)
  attacks, malicious address space allocations, advertisement of
  variable addresses, a wrong neighborhood, etc.  The routing
  protocol(s) SHOULD support defense against DoS attacks and other
  attempts to maliciously or inadvertently cause the mechanisms of the
  routing protocol(s) to over-consume the limited resources of LLN
  nodes, e.g., by constructing forwarding loops or causing excessive
  routing protocol overhead traffic, etc.

  The properties of self-configuration and self-organization that are
  desirable in a U-LLN introduce additional routing security
  considerations.  Mechanisms MUST be in place to deny any node that
  attempts to take malicious advantage of self-configuration and self-
  organization procedures.  Such attacks may attempt, for example, to
  cause DoS, drain the energy of power-constrained devices, or to
  hijack the routing mechanism.  A node MUST authenticate itself to a
  trusted node that is already associated with the U-LLN before the
  former can take part in self-configuration or self-organization.  A
  node that has already authenticated and associated with the U-LLN
  MUST deny, to the maximum extent possible, the allocation of
  resources to any unauthenticated peer.  The routing protocol(s) MUST
  deny service to any node that has not clearly established trust with
  the U-LLN.

  Consideration SHOULD be given to cases where the U-LLN may interface
  with other networks such as a home network.  The U-LLN SHOULD NOT
  interface with any external network that has not established trust.
  The U-LLN SHOULD be capable of limiting the resources granted in
  support of an external network so as not to be vulnerable to DoS.





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  With low computation power and scarce energy resources, U-LLNs' nodes
  may not be able to resist any attack from high-power malicious nodes
  (e.g., laptops and strong radios).  However, the amount of damage
  generated to the whole network SHOULD be commensurate with the number
  of nodes physically compromised.  For example, an intruder taking
  control over a single node SHOULD NOT be able to completely deny
  service to the whole network.

  In general, the routing protocol(s) SHOULD support the implementation
  of routing security best practices across the U-LLN.  Such an
  implementation ought to include defense against, for example,
  eavesdropping, replay, message insertion, modification, and man-in-
  the-middle attacks.

  The choice of the routing security solutions will have an impact on
  the routing protocol(s).  To this end, routing protocol(s) proposed
  in the context of U-LLNs MUST support authentication and integrity
  measures and SHOULD support confidentiality (routing security)
  measures.

8.  References

8.1.  Normative References

  [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.

8.2.  Informative References

  [Lu2007]      Lu, JL., Valois, F., Barthel, D., and M. Dohler,
                "FISCO: A Fully Integrated Scheme of Self-Configuration
                and Self-Organization for WSN", 11-15 March 2007,
                pp. 3370-3375, IEEE WCNC 2007, Hong Kong, China.

  [RFC1546]     Partridge, C., Mendez, T., and W. Milliken, "Host
                Anycasting Service", RFC 1546, November 1993.

  [RFC4291]     Hinden, R. and S. Deering, "IP Version 6 Addressing
                Architecture", RFC 4291, February 2006.

  [ROLL-BUILD]  Martocci, J., Ed., De Mil, P., Vermeylen, W., and N.
                Riou, "Building Automation Routing Requirements in Low
                Power and Lossy Networks", Work in Progress,
                February 2009.

  [ROLL-HOME]   Brandt, A. and G. Porcu, "Home Automation Routing
                Requirements in Low Power and Lossy Networks", Work
                in Progress, November 2008.



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  [ROLL-INDUS]  Pister, K., Ed., Thubert, P., Ed., Dwars, S., and T.
                Phinney, "Industrial Routing Requirements in Low Power
                and Lossy Networks", Work in Progress, April 2009.

  [ROLL-TERM]   Vasseur, J., "Terminology in Low power And Lossy
                Networks", Work in Progress, October 2008.













































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Appendix A.  Acknowledgements

  The in-depth feedback of JP Vasseur, Jonathan Hui, Iain Calder, and
  Pasi Eronen is greatly appreciated.

Appendix B.  Contributors

  Christian Jacquenet
  France Telecom R&D
  4 rue du Clos Courtel BP 91226
  35512 Cesson Sevigne
  France

  EMail: [email protected]


  Giyyarpuram Madhusudan
  France Telecom R&D
  28 Chemin du Vieux Chene
  38243 Meylan Cedex
  France

  EMail: [email protected]


  Gabriel Chegaray
  France Telecom R&D
  28 Chemin du Vieux Chene
  38243 Meylan Cedex
  France

  EMail: [email protected]



















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Authors' Addresses

  Mischa Dohler (editor)
  CTTC
  Parc Mediterrani de la Tecnologia
  Av. Canal Olimpic S/N
  08860 Castelldefels, Barcelona
  Spain

  EMail: [email protected]


  Thomas Watteyne (editor)
  Berkeley Sensor & Actuator Center, University of California, Berkeley
  497 Cory Hall #1774
  Berkeley, CA  94720-1774
  USA

  EMail: [email protected]


  Tim Winter (editor)
  Eka Systems
  20201 Century Blvd. Suite 250
  Germantown, MD  20874
  USA

  EMail: [email protected]


  Dominique Barthel (editor)
  France Telecom R&D
  28 Chemin du Vieux Chene
  38243 Meylan Cedex
  France

  EMail: [email protected]














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