Network Working Group                                   J. Schoenwaelder
Request for Comments: 5343                      Jacobs University Bremen
Updates: 3411                                             September 2008
Category: Standards Track


 Simple Network Management Protocol (SNMP) Context EngineID Discovery

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Abstract

  The Simple Network Management Protocol (SNMP) version three (SNMPv3)
  requires that an application know the identifier (snmpEngineID) of
  the remote SNMP protocol engine in order to retrieve or manipulate
  objects maintained on the remote SNMP entity.

  This document introduces a well-known localEngineID and a discovery
  mechanism that can be used to learn the snmpEngineID of a remote SNMP
  protocol engine.  The proposed mechanism is independent of the
  features provided by SNMP security models and may also be used by
  other protocol interfaces providing access to managed objects.

  This document updates RFC 3411.

Table of Contents

  1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 2
  2.  Background  . . . . . . . . . . . . . . . . . . . . . . . . . . 2
  3.  Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
    3.1.  Local EngineID  . . . . . . . . . . . . . . . . . . . . . . 4
    3.2.  EngineID Discovery  . . . . . . . . . . . . . . . . . . . . 4
  4.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 5
  5.  Security Considerations . . . . . . . . . . . . . . . . . . . . 6
  6.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . 7
  7.  References  . . . . . . . . . . . . . . . . . . . . . . . . . . 7
    7.1.  Normative References  . . . . . . . . . . . . . . . . . . . 7
    7.2.  Informative References  . . . . . . . . . . . . . . . . . . 7







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1.  Introduction

  To retrieve or manipulate management information using the third
  version of the Simple Network Management Protocol (SNMPv3) [RFC3410],
  it is necessary to know the identifier of the remote SNMP protocol
  engine, the so-called snmpEngineID [RFC3411].  While an appropriate
  snmpEngineID can in principle be configured on each management
  application for each SNMP agent, it is often desirable to discover
  the snmpEngineID automatically.

  This document introduces a discovery mechanism that can be used to
  learn the snmpEngineID of a remote SNMP protocol engine.  The
  proposed mechanism is independent of the features provided by SNMP
  security models.  The mechanism has been designed to coexist with
  discovery mechanisms that may exist in SNMP security models, such as
  the authoritative engine identifier discovery of the User-based
  Security Model (USM) of SNMP [RFC3414].

  This document updates RFC 3411 [RFC3411] by clarifying the IANA rules
  for the maintenance of the SnmpEngineID format registry.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].

2.  Background

  Within an administrative domain, an SNMP engine is uniquely
  identified by an snmpEngineID value [RFC3411].  An SNMP entity, which
  consists of an SNMP engine and several SNMP applications, may provide
  access to multiple contexts.

  An SNMP context is a collection of management information accessible
  by an SNMP entity.  An item of management information may exist in
  more than one context and an SNMP entity potentially has access to
  many contexts [RFC3411].  A context is identified by the snmpEngineID
  value of the entity hosting the management information (also called a
  contextEngineID) and a context name that identifies the specific
  context (also called a contextName).

  To identify an individual item of management information within an
  administrative domain, a four tuple is used consisting of

  1.  a contextEngineID,

  2.  a contextName,





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  3.  an object type, and

  4.  its instance identification.

  The last two elements are encoded in an object identifier (OID)
  value.  The contextName is a character string (following the
  SnmpAdminString textual convention of the SNMP-FRAMEWORK-MIB
  [RFC3411]) while the contextEngineID is an octet string constructed
  according to the rules defined as part of the SnmpEngineID textual
  convention of the SNMP-FRAMEWORK-MIB [RFC3411].

  The SNMP protocol operations and the protocol data units (PDUs)
  operate on OIDs and thus deal with object types and instances
  [RFC3416].  The SNMP architecture [RFC3411] introduces the concept of
  a scopedPDU as a data structure containing a contextEngineID, a
  contextName, and a PDU.  The SNMP version 3 (SNMPv3) message format
  uses ScopedPDUs to exchange management information [RFC3412].

  Within the SNMP framework, contextEngineIDs serve as end-to-end
  identifiers.  This becomes important in situations where SNMP proxies
  are deployed to translate between protocol versions or to cross
  middleboxes such as network address translators.  In addition,
  snmpEngineIDs separate the identification of an SNMP engine from the
  transport addresses used to communicate with an SNMP engine.  This
  property can be used to correlate management information easily, even
  in situations where multiple different transports were used to
  retrieve the information or where transport addresses can change
  dynamically.

  To retrieve data from an SNMPv3 agent, it is necessary to know the
  appropriate contextEngineID.  The User-based Security Model (USM) of
  SNMPv3 provides a mechanism to discover the snmpEngineID of the
  remote SNMP engine, since this is needed for security processing
  reasons.  The discovered snmpEngineID can subsequently be used as a
  contextEngineID in a ScopedPDU to access management information local
  to the remote SNMP engine.  Other security models, such as the
  Transport Security Model (TSM) [TSM], lack such a procedure and may
  use the discovery mechanism defined in this memo.

3.  Procedure

  The proposed discovery mechanism consists of two parts, namely (i)
  the definition of a special well-known snmpEngineID value, called the
  localEngineID, which always refers to a local default context, and
  (ii) the definition of a procedure to acquire the snmpEngineID scalar
  of the SNMP-FRAMEWORK-MIB [RFC3411] using the special well-known
  local localEngineID value.




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3.1.  Local EngineID

  An SNMP command responder implementing this specification MUST
  register their pduTypes using the localEngineID snmpEngineID value
  (defined below) by invoking the registerContextEngineID() Abstract
  Service Interface (ASI) defined in RFC 3412 [RFC3412].  This
  registration is done in addition to the normal registration under the
  SNMP engine's snmpEngineID.  This is consistent with the SNMPv3
  specifications since they explicitly allow registration of multiple
  engineIDs and multiple pduTypes [RFC3412].

  The SnmpEngineID textual convention [RFC3411] defines that an
  snmpEngineID value MUST be between 5 and 32 octets long.  This
  specification proposes to use the variable length format 3) of the
  SnmpEngineID textual convention and to allocate the reserved, unused
  format value 6, using the enterprise ID 0 for the localEngineID.  An
  ASN.1 definition for localEngineID would look like this:

              localEngineID OCTET STRING ::= '8000000006'H

  The localEngineID value always provides access to the default context
  of an SNMP engine.  Note that the localEngineID value is intended to
  be used as a special value for the contextEngineID field in the
  ScopedPDU.  It MUST NOT be used as a value to identify an SNMP
  engine; that is, this value MUST NOT be used in the snmpEngineID.0
  scalar [RFC3418] or in the msgAuthoritativeEngineID field in the
  securityParameters of the User-based Security Model (USM) [RFC3414].

3.2.  EngineID Discovery

  Discovery of the snmpEngineID is done by sending a Read Class
  protocol operation (see Section 2.8 of [RFC3411]) to retrieve the
  snmpEngineID scalar using the localEngineID defined above as a
  contextEngineID value.  Implementations SHOULD only perform this
  discovery step when it is needed.  In particular, if security models
  are used that already discover the remote snmpEngineID (such as USM),
  then no further discovery is necessary.  The same is true in
  situations where the application already knows a suitable
  snmpEngineID value.

  The procedure to discover the snmpEngineID of a remote SNMP engine
  can be described as follows:

  1.  Check whether a suitable contextEngineID value is already known.
      If yes, use the provided contextEngineID value and stop the
      discovery procedure.





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  2.  Check whether the selected security model supports discovery of
      the remote snmpEngineID (e.g., USM with its discovery mechanism).
      If yes, let the security model perform the discovery.  If the
      remote snmpEngineID value has been successfully determined,
      assign it to the contextEngineID and stop the discovery
      procedure.

  3.  Send a Read Class operation to the remote SNMP engine using the
      localEngineID value as the contextEngineID in order to retrieve
      the scalar snmpEngineID.0 of the SNMP-FRAMEWORK-MIB [RFC3411].
      If successful, set the contextEngineID to the retrieved value and
      stop the discovery procedure.

  4.  Return an error indication that a suitable contextEngineID could
      not be discovered.

  The procedure outlined above is an example and can be modified to
  retrieve more variables in step 3, such as the sysObjectID.0 scalar
  or the snmpSetSerialNo.0 scalar of the SNMPv2-MIB [RFC3418].

4.  IANA Considerations

  RFC 3411 requested that IANA create a registry for SnmpEngineID
  formats.  However, RFC 3411 did not ask IANA to record the initial
  assignments made by RFC 3411 nor did RFC 3411 spell out the precise
  allocation rules.  To address this issue, the following rules are
  hereby established.

  IANA maintains a registry for SnmpEngineID formats.  The first four
  octets of an SnmpEngineID carry an enterprise number, while the fifth
  octet in a variable length SnmpEngineID value, called the format
  octet, indicates how the following octets are formed.  The following
  format values were allocated in [RFC3411]:

    Format    Description                     References
    -------   -----------                     ----------
         0    reserved, unused                 [RFC3411]
         1    IPv4 address                     [RFC3411]
         2    IPv6 address                     [RFC3411]
         3    MAC address                      [RFC3411]
         4    administratively assigned text   [RFC3411]
         5    administratively assigned octets [RFC3411]
      6-127   reserved, unused                 [RFC3411]
    128-255   enterprise specific              [RFC3411]

  IANA can assign new format values out of the originally assigned and
  reserved number space 1-127.  For new assignments in this number




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  space, a specification is required as per [RFC5226].  The number
  space 128-255 is enterprise specific and is not controlled by IANA.

  Per this document, IANA has made the following assignment:

    Format    Description                     References
    -------   -----------                     ----------
         6    local engine                     [RFC5343]

5.  Security Considerations

  SNMP version 3 (SNMPv3) provides cryptographic security to protect
  devices from unauthorized access.  This specification recommends use
  of the security services provided by SNMPv3.  In particular, it is
  RECOMMENDED to protect the discovery exchange.

  An snmpEngineID can contain information such as a device's MAC
  address, IPv4 address, IPv6 address, or administratively assigned
  text.  An attacker located behind a router / firewall / network
  address translator may not be able to obtain this information
  directly, and he therefore might discover snmpEngineID values in
  order to obtain this kind of device information.

  In many environments, making snmpEngineID values accessible via a
  security level of noAuthNoPriv will benefit legitimate tools that try
  to algorithmically determine some basic information about a device.
  For this reason, the default View-based Access Control Model (VACM)
  configuration in Appendix A of RFC 3415 [RFC3415] gives noAuthNoPriv
  read access to the snmpEngineID.  Furthermore, the USM discovery
  mechanism defined in RFC 3414 [RFC3414] uses unprotected messages and
  reveals snmpEngineID values.

  In highly secure environments, snmpEngineID values can be protected
  by using the discovery mechanism described in this document together
  with a security model that does not exchange cleartext SNMP messages,
  such as the Transport Security Model (TSM) [TSM].

  The isAccessAllowed() abstract service primitive of the SNMP access
  control subsystem does not take the contextEngineID into account when
  checking access rights [RFC3411].  As a consequence, it is not
  possible to define a special view for context engineID discovery.  A
  request with a localEngineID is thus treated like a request with the
  correct snmpEngineID by the access control subsystem.  This is inline
  with the SNMPv3 design where the authenticated identity is the
  securityName (together with the securityModel and securityLevel
  information), and transport addresses or knowledge of contextEngineID
  values do not impact the access-control decision.




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6.  Acknowledgments

  Dave Perkins suggested the introduction of a "local" contextEngineID
  during the interim meeting of the ISMS (Integrated Security Model for
  SNMP) working group in Boston, 2006.  Joe Fernandez, David
  Harrington, Dan Romascanu, and Bert Wijnen provided helpful review
  and feedback, which helped to improve this document.

7.  References

7.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3411]  Harrington, D., Presuhn, R., and B. Wijnen, "An
             Architecture for Describing Simple Network Management
             Protocol (SNMP) Management Frameworks", STD 62, RFC 3411,
             December 2002.

  [RFC3412]  Case, J., Harrington, D., Presuhn, R., and B. Wijnen,
             "Message Processing and Dispatching for the Simple Network
             Management Protocol (SNMP)", STD 62, RFC 3412,
             December 2002.

  [RFC3414]  Blumenthal, U. and B. Wijnen, "User-based Security Model
             (USM) for version 3 of the Simple Network Management
             Protocol (SNMPv3)", STD 62, RFC 3414, December 2002.

  [RFC3416]  Presuhn, R., "Version 2 of the Protocol Operations for the
             Simple Network Management Protocol (SNMP)", STD 62,
             RFC 3416, December 2002.

  [RFC3418]  Presuhn, R., "Management Information Base (MIB) for the
             Simple Network Management Protocol (SNMP)", STD 62,
             RFC 3418, December 2002.

  [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
             IANA Considerations Section in RFCs", BCP 26, RFC 5226,
             May 2008.

7.2.  Informative References

  [RFC3410]  Case, J., Mundy, R., Partain, D., and B. Stewart,
             "Introduction and Applicability Statements for Internet-
             Standard Management Framework", RFC 3410, December 2002.





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RFC 5343            SNMP Context EngineID Discovery       September 2008


  [RFC3415]  Wijnen, B., Presuhn, R., and K. McCloghrie, "View-based
             Access Control Model (VACM) for the Simple Network
             Management Protocol (SNMP)", STD 62, RFC 3415,
             December 2002.

  [TSM]      Harrington, D., "Transport Security Model for SNMP", Work
             in Progress, July 2008.

Author's Address

  Juergen Schoenwaelder
  Jacobs University Bremen
  Campus Ring 1
  28725 Bremen
  Germany

  Phone: +49 421 200-3587
  EMail: [email protected]

































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RFC 5343            SNMP Context EngineID Discovery       September 2008


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