Network Working Group                                            E. Chen
Request for Comments: 5291                                 Cisco Systems
Category: Standards Track                                     Y. Rekhter
                                                       Juniper Networks
                                                            August 2008


            Outbound Route Filtering Capability for BGP-4

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Abstract

  This document defines a BGP-based mechanism that allows a BGP speaker
  to send to its BGP peer a set of Outbound Route Filters (ORFs) that
  the peer would use to constrain/filter its outbound routing updates
  to the speaker.

1.  Introduction

  Currently, it is not uncommon for a BGP speaker [BGP-4] to receive,
  and then filter out some unwanted routes from its peers based on its
  local routing policy.  Since the generation and transmission of
  routing updates by the sender, as well as the processing of routing
  updates by the receiver consume resources, it may be beneficial if
  the generation of such unwanted routing updates can be avoided in the
  first place.

  This document defines a BGP-based mechanism that allows a BGP speaker
  to send to its BGP peer a set of Outbound Route Filters (ORFs).  The
  peer would then apply these filters, in addition to its locally
  configured outbound filters (if any), to constrain/filter its
  outbound routing updates to the speaker.

2.  Specification of Requirements

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].






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3.  Outbound Route Filter (ORF)

  This document uses the terms "Address Family Identifier (AFI)" and
  "Subsequent Address Family Identifier (SAFI)".  In the context of
  this document, the meaning of these terms is the same as in [BGP-MP].

  Conceptually, an ORF entry is a tuple of the form <AFI/SAFI, ORF-
  Type, Action, Match, ORF-value>; an ORF consists of one or more ORF
  entries that have a common AFI/SAFI and ORF-Type.  An ORF is
  identified by <AFI/SAFI, ORF-Type>.

  The "AFI/SAFI" component provides a coarse granularity control by
  limiting the ORF to only the routes whose Network Layer Reachability
  Information (NLRI) matches the "AFI/SAFI" component of the ORF.

  The "ORF-Type" component determines the content of the ORF-value.

  The "Action" component controls handling of the ORF Request by the
  remote peer.  Action can be one of ADD, REMOVE, REMOVE-ALL.  ADD adds
  an ORF entry to the ORF on the remote peer; REMOVE deletes a
  previously installed ORF entry on the remote peer; REMOVE-ALL deletes
  the previously installed entries in the specified ORF on the remote
  peer.

  The "Match" component is used to support matching granularity on a
  per ORF entry basis.  It can be either PERMIT or DENY.  The semantics
  of PERMIT is to ask the peer to pass updates for the set of routes
  that match the ORF entry.  The semantics of DENY is to ask the peer
  not to pass updates for the set of routes that match the ORF entry.

  When an ORF is defined, an ORF-specific matching rule MUST be
  specified so that there is no ambiguity regarding which ORF entry is
  considered as the matching entry in the ORF when a route is passed
  through the ORF.

















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4.  Carrying ORF Entries in BGP

  ORF entries are carried in the BGP ROUTE-REFRESH message [BGP-RR].

  A BGP speaker can distinguish an incoming ROUTE-REFRESH message that
  carries one or more ORF entries from an incoming plain ROUTE-REFRESH
  message by using the Message Length field in the BGP message header.

  A single ROUTE-REFRESH message MAY carry multiple ORF entries in one
  or more ORFs, as long as all these entries share the same AFI/SAFI.

  From the encoding point of view, each ORF entry consists of a common
  part and type-specific part, as shown in Figures 1 and 2.

  The common part consists of <AFI/SAFI, ORF-Type, Action, Match>, and
  is encoded as follows:

     The AFI/SAFI component of an ORF entry is encoded in the AFI/SAFI
     field of the ROUTE-REFRESH message.

     Following the AFI/SAFI component is the one-octet When-to-refresh
     field.  The value of this field can be either IMMEDIATE (0x01) or
     DEFER (0x02).  The semantics of IMMEDIATE and DEFER are discussed
     in the "Operation" section of this document.

     Following the When-to-refresh field is a collection of one or more
     ORFs, grouped by ORF-Type.

     The ORF-Type component is encoded as a one-octet field.

     The "Length of ORF entries" component is a two-octet field that
     contains the total length (in octets) of the ORF entries that
     follows for the specified ORF type.


















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        +--------------------------------------------------+
        | Address Family Identifier (2 octets)             |
        +--------------------------------------------------+
        | Reserved (1 octet)                               |
        +--------------------------------------------------+
        | Subsequent Address Family Identifier (1 octet)   |
        +--------------------------------------------------+
        | When-to-refresh (1 octet)                        |
        +--------------------------------------------------+
        | ORF Type (1 octet)                               |
        +--------------------------------------------------+
        | Length of ORF entries (2 octets)                 |
        +--------------------------------------------------+
        | First ORF entry (variable)                       |
        +--------------------------------------------------+
        | Second ORF entry (variable)                      |
        +--------------------------------------------------+
        | ...                                              |
        +--------------------------------------------------+
        | N-th ORF entry (variable)                        |
        +--------------------------------------------------+
        | ORF Type (1 octet)                               |
        +--------------------------------------------------+
        | Length of ORF entries (2 octets)                 |
        +--------------------------------------------------+
        | First ORF entry (variable)                       |
        +--------------------------------------------------+
        | Second ORF entry (variable)                      |
        +--------------------------------------------------+
        | ...                                              |
        +--------------------------------------------------+
        | N-th ORF entry (variable)                        |
        +--------------------------------------------------+
        | ...                                              |
        +--------------------------------------------------+

        Figure 1: Carrying ORF Entries in the ROUTE-REFRESH Message














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  The rest of the components in the common part are encoded in the
  first octet of each ORF-entry (from the most significant to the least
  significant bit) as shown in Figure 2:

     Action is a two-bit field.  The value of this field is 0 for ADD,
     1 for REMOVE, and 2 for REMOVE-ALL.

     Match is a one-bit field.  The value of this field is 0 for PERMIT
     and 1 for DENY.  This field is significant only when the value of
     the Action field is either ADD or REMOVE.

     Reserved is a 5-bit field.  It is set to 0 on transmit and ignored
     on receipt.

        +---------------------------------+
        |   Action (2 bit)                |
        +---------------------------------+
        |   Match (1 bit)                 |
        +---------------------------------+
        |   Reserved (5 bits)             |
        +---------------------------------+
        |   Type specific part (variable) |
        +---------------------------------+

            Figure 2: ORF Entry Encoding

     When the Action component of an ORF entry specifies REMOVE-ALL,
     the entry consists of only the common part.























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5.  Outbound Route Filtering Capability

  A BGP speaker that is willing to receive ORF entries from its peer,
  or a BGP speaker that would like to send ORF entries to its peer,
  advertises this to the peer by using the Outbound Route Filtering
  Capability, as described below.

  The Outbound Route Filtering Capability is a new BGP Capability
  [BGP-CAP] defined as follows:

     Capability code: 3

     Capability length: variable

     Capability value: one or more of the entries as shown in Figure 3.

        +--------------------------------------------------+
        | Address Family Identifier (2 octets)             |
        +--------------------------------------------------+
        | Reserved (1 octet)                               |
        +--------------------------------------------------+
        | Subsequent Address Family Identifier (1 octet)   |
        +--------------------------------------------------+
        | Number of ORFs (1 octet)                         |
        +--------------------------------------------------+
        | ORF Type (1 octet)                               |
        +--------------------------------------------------+
        | Send/Receive (1 octet)                           |
        +--------------------------------------------------+
        | ...                                              |
        +--------------------------------------------------+
        | ORF Type (1 octet)                               |
        +--------------------------------------------------+
        | Send/Receive (1 octet)                           |
        +--------------------------------------------------+

        Figure 3: Outbound Route Filtering Capability Encoding

  The use and meaning of these fields are as follows:

     Address Family Identifier (AFI):

        This field is the same as the one used in [BGP-MP].

     Subsequent Address Family Identifier (SAFI):

        This field is the same as the one used in [BGP-MP].




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     Number of ORF Types:

        This field contains the number of Filter Types to be listed in
        the following fields.

     ORF Type:

        This field contains the value of an ORF Type.

     Send/Receive:

        This field indicates whether the sender is (a) willing to
        receive ORF entries from its peer (value 1), (b) would like to
        send ORF entries to its peer (value 2), or (c) both (value 3)
        for the ORF Type.

6.  Operation

  A BGP speaker that is willing to receive ORF entries from its peer,
  or would like to send ORF entries to its peer SHOULD advertise the
  Outbound Route Filtering Capability to the peer using BGP
  Capabilities advertisement [BGP-CAP].

  A BGP speaker that implements the Outbound Route Filtering Capability
  MUST support the BGP ROUTE-REFRESH message, as defined in [BGP-RR].
  A BGP speaker that advertises the Outbound Route Filtering Capability
  to a peer using BGP Capabilities advertisement [BGP-CAP] does not
  have to advertise the BGP Route Refresh Capability to that peer.

  Consider a BGP speaker that advertises the Outbound Route Filtering
  Capability indicating its willingness to receive a particular set of
  <AFI/SAFI, ORF-Type> from its peer, and that receives the Outbound
  Route Filtering Capability indicating the desire of the peer to send
  a particular set <AFI/SAFI, ORF-Type> to the speaker.  If for a given
  AFI/SAFI the intersection between these two sets is non-empty, the
  speaker SHOULD NOT advertise to the peer any routes with that
  AFI/SAFI prior to receiving from the peer any ROUTE-REFRESH message
  carrying that AFI/SAFI, where the message could be either without any
  ORF entries, or with one or more ORF entry and the When-to-refresh
  field set to IMMEDIATE.  If, on the other hand, for a given AFI/SAFI
  the intersection between these two sets is empty, the speaker MUST
  follow normal BGP procedures.

  A BGP speaker may send a ROUTE-REFRESH message with one or more ORF
  entries to its peer only if the peer advertises to the speaker the
  Outbound Route Filtering Capability indicating its willingness to
  receive ORF entries from the speaker, and the speaker advertises to
  the peer the Outbound Route Filtering Capability indicating its



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  desire to send ORF entries to the peer.  The message may contain only
  ORF entries of <AFI/SAFI, ORF-type> that the peer is willing to
  receive, as advertised to the speaker in the Outbound Route Filtering
  Capability.

  When a BGP speaker receives a ROUTE-REFRESH message with one or more
  ORF entries from its peer, then the speaker performs the following
  actions.  If an <AFI/SAFI, ORF-type> carried by the message does not
  match <AFI/SAFI, ORF-type> that the speaker is willing to receive
  from the peer (as advertised to the peer in the Outbound Route
  Filtering Capability), the specified ORF entries in the message are
  ignored.  Otherwise, the speaker modifies the specified ORF
  previously received, according to the ORF entries carried in the
  message.  If any of the fields of an ORF entry in the message
  contains an unrecognized value, the whole specified ORF previously
  received is removed.

  If the Action component of an ORF entry is REMOVE, but the ORF
  previously received does not contain the specified entry, the ORF
  entry in the message is ignored.

  ORF entries with either REMOVE or REMOVE-ALL cannot remove locally
  configured outbound route filters.

  If the When-to-refresh indicates IMMEDIATE, then after processing all
  the ORF entries carried in the message the speaker re-advertises to
  the peer routes from the Adj-RIB-Out associated with the peer that
  have the same AFI/SAFI as what is carried in the message, and taking
  into account all the ORF entries for that AFI/SAFI received from the
  peer.  The speaker MUST re-advertise all the routes that have been
  affected by the ORF entries carried in the message, but MAY also re-
  advertise the routes that have not been affected by the ORF entries
  carried in the message.

  If the When-to-refresh indicates DEFER, then after processing all the
  ORF entries carried in the message the speaker defers re-
  advertisement to the peer routes from the Adj-RIB-Out associated with
  the peer that have the same AFI/SAFI as what is carried in the
  message, and taking into account all the ORF entries received from
  the peer until the speaker receives a subsequent ROUTE-REFRESH
  message for the same AFI/SAFI either without any ORF entries, or with
  one or more ORF entries and When-to-refresh set to IMMEDIATE.

  If the speaker receives from the peer a ROUTE-REFRESH message without
  any ORF entries, then the speaker sends to the peer all routes from
  the Adj-RIB-Out associated with the peer whose AFI/SAFI is the same
  as what is carried in the message and taking into account the ORFs
  (if any) previously received from the peer.



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  The set of ORF entries that the speaker sends to the peer expresses
  the speaker's local preference, that the peer may or may not decide
  to honor.

  During a single BGP session, the speaker MAY pass multiple ORF
  entries to the peer.

  After a BGP speaker makes changes to the ORF entries previously sent
  to a peer, the speaker MUST send to the peer the updated ORF entries
  with either (a) When-to-refresh set to IMMEDIATE, or (b) When-to-
  refresh set to DEFER followed by a plain ROUTE-REFRESH message.  The
  latter MUST be used by the speaker when there are other policy
  changes (in addition to the ORF entries) that require the peer to
  re-advertise all the routes.

  The lifetime of an ORF is the duration of the BGP session during
  which the ORF is exchanged.

  An ORF is removed when the last ORF entry is removed (either via
  REMOVE-ALL, or via a sequence of REMOVE).

  If a particular route maintained by a BGP speaker does not match any
  of the ORF entries of any of the (non-empty) ORFs associated with a
  particular peer, then this route SHOULD NOT be advertised to the
  peer.

  If a BGP speaker maintains multiple ORFs of different ORF-Types for a
  particular peer, then the decision by the speaker to advertise a
  route to the peer is determined by passing the route through each
  such ORF, and combining the results (combining of PERMIT and DENY
  results in DENY).

7.  IANA Considerations

  This document defines a new BGP Capability - Outbound Route Filtering
  Capability.  The Capability Code for the Outbound Route Filtering
  Capability is 3.

  As specified in this document, an ORF entry contains the ORF-Type
  field for which IANA has created and now maintains a registry
  entitled "BGP Outbound Route Filtering (ORF) Types".










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  IANA maintains and registers values for ORF-Type field as follows:

     - ORF-Type value 0 is reserved.

     - ORF-Type values 1 through 63 are to be assigned by IANA using
       either the Standards Action process defined in RFC 5226
       [RFC5226], or the Early IANA Allocation process defined in RFC
       4020 [RFC4020].

     - ORF-Type values 64 through 127 are to be assigned by IANA, using
       the "First Come First Served" policy defined in RFC 5226
       [RFC5226].

     - ORF-Type values 128 through 255 are vendor-specific, and values
       in this range are not to be assigned by IANA.

8.  Manageability Considerations

  The management objects for BGP ORFs will be defined separately,
  outside this document.  However, it is suggested that the following
  management objects be defined:

  The ORF Capability object, which describes the ORF Capability
  exchanged over a BGP session, should include the ORF types and the
  Send/Receive values advertised and received for a BGP peer.

  The ORF entry object should contain the ORF entries of each ORF sent
  and received for a BGP peer.

9.  Security Considerations

  This extension to BGP does not change the underlying security issues
  [BGP-4].

10.  Acknowledgments

  Some of the material in the document is adapted from a proposal for
  selective updates by Yakov Rekhter, Kannan Varadhan, and Curtis
  Villamizar.

11.  Normative References

  [BGP-4]   Rekhter, Y., Ed., Li, T., Ed., and S. Hares, Ed., "A Border
            Gateway Protocol 4 (BGP-4)", RFC 4271, January 2006.

  [BGP-MP]  Bates, T., Chandra, R., Katz, D., and Y. Rekhter,
            "Multiprotocol Extensions for BGP-4", RFC 4760, January
            2007.



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RFC 5291                ORF Capability for BGP-4             August 2008


  [BGP-CAP] Chandra, R. and J. Scudder, "Capabilities Advertisement
            with BGP-4", RFC 3392, November 2002.

  [BGP-RR]  Chen, E., "Route Refresh Capability for BGP-4", RFC 2918,
            September 2000.

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC4020] Kompella, K. and A. Zinin, "Early IANA Allocation of
            Standards Track Code Points", BCP 100, RFC 4020, February
            2005.

  [RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an
            IANA Considerations Section in RFCs", BCP 26, RFC 5226, May
            2008.

Authors' Addresses

  Enke Chen
  Cisco Systems, Inc.
  170 W. Tasman Dr.
  San Jose, CA 95134

  Email: [email protected]


  Yakov Rekhter
  Juniper Networks
  1194 N. Mathilda Ave
  Sunnyvale, CA 94089

  Email: [email protected]


















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