Network Working Group                                     H. Schulzrinne
Request for Comments: 5012                                   Columbia U.
Category: Informational                                 R. Marshall, Ed.
                                                                    TCS
                                                           January 2008


          Requirements for Emergency Context Resolution with
                        Internet Technologies

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Abstract

  This document defines terminology and enumerates requirements for the
  context resolution of emergency calls placed by the public using
  voice-over-IP (VoIP) and general Internet multimedia systems, where
  Internet protocols are used end to end.

Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  2
  2.  Requirements Terminology . . . . . . . . . . . . . . . . . . .  3
  3.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  3
    3.1.  Emergency Services . . . . . . . . . . . . . . . . . . . .  3
    3.2.  Service Providers  . . . . . . . . . . . . . . . . . . . .  3
    3.3.  Actors . . . . . . . . . . . . . . . . . . . . . . . . . .  4
    3.4.  Call Routing Entities  . . . . . . . . . . . . . . . . . .  5
    3.5.  Location . . . . . . . . . . . . . . . . . . . . . . . . .  5
    3.6.  Identifiers, Numbers, and Dial Strings . . . . . . . . . .  6
    3.7.  Mapping  . . . . . . . . . . . . . . . . . . . . . . . . .  7
  4.  Basic Actors . . . . . . . . . . . . . . . . . . . . . . . . .  8
  5.  High-Level Requirements  . . . . . . . . . . . . . . . . . . . 10
  6.  Identifying the Caller's Location  . . . . . . . . . . . . . . 12
  7.  Emergency Service Identifier . . . . . . . . . . . . . . . . . 14
  8.  Mapping Protocol . . . . . . . . . . . . . . . . . . . . . . . 16
  9.  Security Considerations  . . . . . . . . . . . . . . . . . . . 20
  10. Contributors . . . . . . . . . . . . . . . . . . . . . . . . . 20
  11. Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 21
  12. References . . . . . . . . . . . . . . . . . . . . . . . . . . 21
    12.1. Normative References . . . . . . . . . . . . . . . . . . . 21
    12.2. Informative References . . . . . . . . . . . . . . . . . . 21





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1.  Introduction

  Users of both voice-centric (telephone-like) and non-voice services,
  such as text communication for hearing-disabled users (see [RFC3351]
  and [toip]), expect to be able to initiate a request for help in case
  of an emergency.

  Unfortunately, the existing mechanisms to support emergency calls
  that have evolved within the public circuit-switched telephone
  network (PSTN) are not appropriate to handle evolving IP-based voice,
  text, and real-time multimedia communications.  This document
  outlines the key requirements that IP-based end systems and network
  elements, such as Session Initiation Protocol (SIP) [RFC3261]
  proxies, need to satisfy in order to provide emergency call services,
  which at a minimum, offer the same functionality as existing PSTN
  services, with the additional overall goal of making emergency
  calling more robust, less costly to implement, and multimedia-
  capable.

  This document only focuses on end-to-end IP-based calls, i.e., where
  the emergency call originates from an IP end system and terminates in
  an IP-capable public safety answering point (PSAP), conveyed entirely
  over an IP network.

  We first define terminology in Section 3.  The document then outlines
  various functional issues that relate to placing an IP-based
  emergency call, including a description of baseline requirements
  (Section 5), identification of the emergency caller's location
  (Section 6), use of a service identifier to declare a call to be an
  emergency call (Section 7), and finally, the mapping function
  required to route the call to the appropriate PSAP (Section 8).

  The primary purpose of the mapping protocol is to produce a PSAP URI
  drawn from a preferred set of URI schemes such as SIP or SIPS URIs,
  based on both location information [RFC4119] and a service identifier
  in order to facilitate the IP end-to-end completion of an emergency
  call.

  Aside from obtaining a PSAP URI, the mapping protocol is useful for
  obtaining other information as well.  There may be a case, for
  example, where an appropriate emergency number is not known, only the
  location.  The mapping protocol can then return a geographically
  appropriate emergency number based on the input.








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  Since some PSAPs may not immediately support IP, or because some user
  equipment (UE) may not initially support emergency service
  identifiers, it may be necessary to also support emergency service
  identifiers that utilize less-preferred URI schemes, such as a tel
  URI in order to complete an emergency call via the PSTN.

  Identification of the caller, while not incompatible with the
  requirements for messaging outlined within this document, is
  considered to be outside the scope of this document.

  Location is required for two separate purposes: first, to support the
  routing of the emergency call to the appropriate PSAP and second, to
  display the caller's location to the call taker to help in
  dispatching emergency assistance to the appropriate location.

  This latter use, the display of location information to the PSAP, is
  orthogonal to the mapping protocol, and is outside the scope of this
  document.

2.  Requirements Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119],
  with the important qualification that, unless otherwise stated, these
  terms apply to the design of the mapping protocol, not its
  implementation or application.

3.  Terminology

3.1.  Emergency Services

  Basic emergency service:  Basic emergency service allows a caller to
     reach a PSAP serving its current location, but the PSAP may not be
     able to determine the identity or geographic location of the
     caller, except by the call taker asking the caller.

  Enhanced emergency service:  In enhanced emergency service, the PSAP
     call taker can determine the caller's current location.

3.2.  Service Providers

  Internet Access Provider (IAP):  An organization that provides
     physical and data link (layer 2) network connectivity to its
     customers or users, e.g., through digital subscriber lines, cable
     TV plants, Ethernet, leased lines, or radio frequencies.  Examples
     of such organizations include telecommunication carriers,




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     municipal utilities, larger enterprises with their own network
     infrastructure, and government organizations, such as the
     military.

  Internet Service Provider (ISP):  An organization that provides IP
     network-layer services to its customers or users.  This entity may
     or may not provide the physical-layer and data link (layer-2)
     connectivity, such as fiber or Ethernet, i.e., it may or may not
     play the role of an IAP.

  Application Service Provider (ASP):  The organization or entity that
     provides application-layer services, which may include voice (see
     "Voice Service Provider").  This entity can be a private
     individual, an enterprise, a government, or a service provider.
     An ASP is more general than a Voice Service Provider, since
     emergency calls may use other media beyond voice, including text
     and video.  For a particular user, the ASP may or may not be the
     same organization as his IAP or ISP.

  Voice Service Provider (VSP):  A specific type of Application Service
     Provider that provides voice related services based on IP, such as
     call routing, a SIP URI, or PSTN termination.  In this document,
     unless noted otherwise, any reference to "Voice Service Provider"
     or "VSP" may be used interchangeably with "Application/Voice
     Service Provider" or "ASP/VSP".

3.3.  Actors

  (Emergency) caller:  The term "caller" or "emergency caller" refers
     to the person placing an emergency call or sending an emergency
     instant message (IM).

  User Equipment (UE):  User equipment is the device or software
     operated by the caller to place an emergency call.  A SIP user
     agent (UA) is an example of user equipment.

  Call taker:  A call taker is an agent at the PSAP that accepts calls
     and may dispatch emergency help.  Sometimes the functions of call
     taking and dispatching are handled by different groups of people,
     but these divisions of labor are not generally visible to the
     caller and thus do not concern us here.










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3.4.  Call Routing Entities

  Emergency Service Routing Proxy (ESRP):  An ESRP is an emergency call
     routing support entity that invokes the location-to-PSAP URI
     mapping function, to return an appropriate PSAP URI, or the URI
     for another ESRP.  Client mapping requests could also be performed
     by a number of entities, including entities that instantiate the
     SIP proxy role and the SIP user agent client role.

  Public Safety Answering Point (PSAP):  A PSAP is a facility where
     emergency calls are received under the responsibility of a public
     authority.  (This terminology is used by both the European
     Telecommunications Standards Institute (ETSI), in ETSI SR 002 180,
     and the National Emergency Number Association (NENA).)  In the
     United Kingdom, PSAPs are called Operator Assistance Centres; in
     New Zealand, Communications Centres.  Within this document, it is
     assumed, unless stated otherwise, that PSAPs support the receipt
     of emergency calls over IP, using appropriate application layer
     protocols, such as SIP for call signaling and RTP for media.

3.5.  Location

  Location:  A geographic identification assigned to a region or
     feature based on a specific coordinate system, or by other precise
     information such as a street number and name.  It can be either a
     civic or geographic location.

  Civic location:  A described location based on some reference system,
     such as jurisdictional region or postal delivery grid.  A street
     address is a common example of a civic location.

  Geographic location:  A reference to a point that is able to be
     located, as described by a set of defined coordinates within a
     geographic coordinate system, such as latitude and longitude
     within the WGS-84 datum.  For example, a 2-D geographic location
     is defined as an (x,y) coordinate value pair according to the
     distance north or south of the equator and east or west of the
     prime meridian.

  Location validation:  A caller location is considered valid if the
     civic or geographic location is recognizable within an acceptable
     location reference system (e.g., United States Postal Address or
     the WGS-84 datum) and can be mapped to one or more PSAPs.  While
     it is desirable to determine that a location exists, validation
     may not ensure that such a location exists, but rather may only






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     ensure that the location falls within some range of known values.
     Location validation ensures that a location is able to be
     referenced for mapping, but makes no assumption about the
     association between the caller and the caller's location.

3.6.  Identifiers, Numbers, and Dial Strings

  (Emergency) service number:  The (emergency) service number is a
     string of digits used to reach the (emergency) service.  The
     emergency service number is often just called the emergency
     number.  It is the number typically dialed on devices directly
     connected to the PSTN and the number reserved for emergency calls
     by national or regional numbering authorities.  It only contains
     the digits 0 through 9, #, and *.  The service number may depend
     on the location of the caller.  For example, the general emergency
     service number in the United States is 911 and the poison control
     service number is 18002221222.  In most cases, the service number
     and dial string are the same; they may differ in some private
     phone networks.  A service number may be carried in tel URLs
     [RFC3966], along with a context identifier.  In the North American
     numbering plan, some service numbers are three-digit N11 or
     service codes, but not all emergency numbers have three digits.  A
     caller may have to dial a service dial string (below) that differs
     from the service number when using a PBX.

  (Emergency) service dial string:  The service dial string identifies
     the string of digits that a caller must dial to reach a particular
     (emergency) service.  In devices directly connected to the PSTN,
     the service dial string is the same as the service number and may
     thus depend on the location of the caller.  However, in private
     phone networks, such as in PBXs, the service dial string consists
     of a dialing prefix to reach an outside line, followed by the
     emergency number.  For example, in a hotel, the dial string for
     emergency services in the United States might be 9911.  Dial
     strings may contain indications of pauses or wait-for-secondary-
     dial-tone indications.  Service dial strings are outside the scope
     of this document.

  (Emergency) service identifier:  The (emergency) service identifier
     describes the emergency service, independent of the user interface
     mechanism, the signaling protocol that is used to reach the
     service, or the caller's geographic location.  It is a protocol
     constant and used within the mapping and signaling protocols.  An
     example is the service URN [RFC5031].







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  (Emergency) service URL:  The service URL is a protocol-specific
     (e.g., SIP) or protocol-agnostic (e.g., im: [RFC3860]) identifier
     that contains the address of the PSAP or other emergency service.
     It depends on the specific signaling or data transport protocol
     used to reach the emergency service.

  Service URN:  A service URN is an implementation of a service
     identifier, which can be applied to both emergency and non-
     emergency contexts, e.g., urn:service:sos or
     urn:service:counseling.  Within this document, service URNs are
     referred to as 'emergency service URNs' [RFC5031].

  Home emergency number:  A home emergency number is the emergency
     number valid at the caller's customary home location, e.g., his
     permanent residence.  The home location may or may not coincide
     with the service area of the caller's VSP.

  Home emergency dial string:  A home dial string is the dial string
     valid at the caller's customary home location, e.g., his permanent
     residence.

  Visited emergency number:  A visited emergency number is the
     emergency number valid at the caller's current physical location.
     We distinguish the visited emergency number if the caller is
     traveling outside his home region.

  Visited emergency dial string:  A visited emergency dial string is
     the dial string number valid at the caller's current physical
     location.

3.7.  Mapping

  Mapping:  Mapping is the process of resolving a location to one or
     more PSAP URIs that directly identify a PSAP, or point to an
     intermediary that knows about a PSAP and that is designated as
     responsible for serving that location.

  Mapping client:  A mapping client interacts with the mapping server
     to learn one or more PSAP URIs for a given location.

  Mapping protocol:  A protocol used to convey the mapping request and
     response.

  Mapping server:  The mapping server holds information about the
     location-to-PSAP URI mapping.






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  Mapping service:  A network service that uses a distributed mapping
     protocol to perform a mapping between a location and a PSAP, or
     intermediary that knows about the PSAP, and is used to assist in
     routing an emergency call.

4.  Basic Actors

  In order to support emergency services covering a large physical
  area, various infrastructure elements are necessary, including
  Internet Access Providers (IAPs), Application/Voice Service Providers
  (ASP/VSPs), Emergency Service Routing Proxy (ESRP) providers, mapping
  service providers, and PSAPs.

  This section outlines which entities will be considered in the
  routing scenarios discussed.

     Location
     Information     +-----------------+
         |(1)        |Internet         |   +-----------+
         v           |Access           |   |           |
    +-----------+    |Provider         |   | Mapping   |
    |           |    | (3)             |   | Service   |
    | Emergency |<---+-----------------+-->|           |
    | Caller    |    | (2)             |   +-----------+
    |           |<---+-------+         |          ^
    +-----------+    |  +----|---------+------+   |
         ^           |  |   Location   |      |   |
         |           |  |   Information<-+    |   |
         |           +--+--------------+ |(5) |   | (6)
         |              |                |    |   |
         |              |    +-----------v+   |   |
         |   (4)        |    |            |   |   |
         +--------------+--->|    ESRP    |<--+---+
         |              |    |            |   |
         |              |    +------------+   |
         |              |          ^          |
         |              |      (7) |          |  +----+--+
         |    (8)       |          +------------>|       |
         +--------------+----------------------->| PSAP  |
                        |                     |  |       |
                        |Application/         |  +----+--+
                        |Voice                |
                        |Service              |
                        |Provider             |
                        +---------------------+

             Figure 1: Framework for Emergency Call Routing




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  Figure 1 shows the interaction between the entities involved in the
  call.  There are a number of different deployment choices, as can be
  easily seen from the figure.

  Is the Internet Access Provider also the Application/Voice Service
  Provider?  In the Internet today, the roles of Internet access
  provider and application/voice service provider are typically
  provided by different entities.  As a consequence, the Application/
  Voice Service Provider is typically not able to directly determine
  the physical location of the emergency caller.

  The overlapping squares in the figure indicate that some functions
  can be collapsed into a single entity.  As an example, the
  Application/Voice Service Provider might be the same entity as the
  Internet Access Provider.  There is, however, no requirement that
  this must be the case.  Additionally, we consider that end systems
  might act as their own ASP/VSP, e.g., either for enterprises or for
  residential users.

  Various potential interactions between the entities depicted in
  Figure 1 are described below:

  1.  Location information might be available to the end host itself.

  2.  Location information might, however, also be obtained from the
      Internet Access Provider.

  3.  The emergency caller might need to consult a mapping service to
      determine the PSAP (or other relevant information) that is
      appropriate for the physical location of the emergency caller,
      possibly considering other attributes, such as appropriate
      language support by the emergency call taker.

  4.  The emergency caller might get assistance for emergency call
      routing by infrastructure elements that are emergency call
      routing support entities, such as an Emergency Service Routing
      Proxy (ESRP) in SIP.

  5.  Location information is used by emergency call routing support
      entities for subsequent mapping requests.

  6.  Emergency call routing support entities might need to consult a
      mapping service to determine where to route the emergency call.

  7.  For infrastructure-based emergency call routing (in contrast to
      UE-based emergency call routing), the emergency call routing
      support entity needs to forward the call to the PSAP.




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  8.  The emergency caller may interact directly with the PSAP, where
      the UE invokes mapping, and initiates a connection, without
      relying on any intermediary emergency call routing support
      entities.

5.  High-Level Requirements

  Below, we summarize high-level architectural requirements that guide
  some of the component requirements detailed later in the document.

  Re1.  Application/Voice service provider existence:  The initiation
     of an IP-based emergency call SHOULD NOT assume the existence of
     an Application/Voice Service Provider (ASP/VSP).

     Motivation: The caller may not have an application/voice service
     provider.  For example, a residence may have its own DNS domain
     and run its own SIP proxy server for that domain.  On a larger
     scale, a university might provide voice services to its students
     and staff, but might not be a telecommunication provider.

  Re2.  International applicability:  Regional, political, and
     organizational aspects MUST be considered during the design of
     protocols and protocol extensions that support IP-based emergency
     calls.

     Motivation: It must be possible for a device or software developed
     or purchased in one country to place emergency calls in another
     country.  System components should not be biased towards a
     particular set of emergency numbers or languages.  Also, different
     countries have evolved different ways of organizing emergency
     services, e.g., either centralizing them or having smaller
     regional subdivisions, such as the United States or
     municipalities, handle emergency calls within their jurisdiction.

  Re3.  Distributed administration:  Deployment of IP-based emergency
     services MUST NOT depend on a single central administrative
     authority.

     Motivation: The design of the mapping protocol must make it
     possible to deploy and administer emergency calling features on a
     regional or national basis without requiring coordination with
     other regions or nations.  The system cannot assume, for example,
     that there is a single global entity issuing certificates for
     PSAPs, ASP/VSPs, IAPs, or other participants.







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  Re4.  Multi-mode communication:  IP-based emergency calls MUST
     support multiple communication modes, including, for example,
     audio, video, and text.

     Motivation: Within the PSTN, voice and text telephony (often
     called TTY or text-phone in North America) are the only commonly
     supported media.  Emergency calling must support a variety of
     media.  Such media should include voice, conversational text (RFC
     4103 [RFC4103]), instant messaging, and video.

  Re5.  Mapping result usability:  The mapping protocol MUST return one
     or more URIs that are usable within a standard signaling protocol
     (i.e., without special emergency extensions).

     Motivation: For example, a SIP URI that is returned by the mapping
     protocol needs to be usable by any SIP-capable phone within a SIP-
     initiated emergency call.  This is in contrast to a "special
     purpose" URI, which may not be recognizable by a legacy SIP
     device.

  Re6.  PSAP URI accessibility:  The mapping protocol MUST support
     interaction between the client and server where no enrollment to a
     mapping service exists or is required.

     Motivation: The mapping server may well be operated by a service
     provider, but access to the server offering the mapping must not
     require use of a specific ISP or ASP/VSP.

  Re7.  Common data structures and formats:  The mapping protocol
     SHOULD support common formats (e.g., PIDF-LO) for location data.

     Motivation: Location databases should not need to be transformed
     or modified in any unusual or unreasonable way in order for the
     mapping protocol to use the data.  For example, a database that
     contains civic addresses used by location servers may be used for
     multiple purposes and applications beyond emergency service
     location-to-PSAP URI mapping.

  Re8.  Anonymous mapping:  The mapping protocol MUST NOT require the
     true identity of the target for which the location information is
     attributed.

     Motivation: Ideally, no identity information is provided via the
     mapping protocol.  Where identity information is provided, it may
     be in the form of an unlinked pseudonym (RFC 3693 [RFC3693]).






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6.  Identifying the Caller's Location

  Location can either be provided directly (by value), or via a pointer
  (by reference), and represents either a civic location, or a
  geographic location.  An important question is how and when to attach
  location information to the VoIP emergency signaling messages.  In
  general, we can distinguish three modes of operation of how a
  location is associated with an emergency call:

  UA-inserted:  The caller's user agent inserts the location
     information into the call-signaling message.

  UA-referenced:  The caller's user agent provides a pointer (i.e., a
     location reference), via a permanent or temporary identifier, to
     the location information, which is stored by a location server
     somewhere else and then retrieved by the PSAP, ESRP, or other
     authorized entity.

  Proxy-inserted:  A proxy along the call path inserts the location or
     location reference.

  The following requirements apply:

  Lo1.  Reference datum:  The mapping protocol MUST support the WGS-84
     coordinate reference system and MAY support other coordinate
     reference systems.

     Motivation: Though many different datums exist around the world,
     this document recommends the WGS-84 datum since it is designed to
     describe the whole earth, rather than a single continent or other
     region, and is commonly used to represent Global Positioning
     System coordinates.

  Lo2.  Location delivery by-value:  The mapping protocol MUST support
     the delivery of location information using a by-value method,
     though it MAY also support de-referencing a URL that references a
     location object.

     Motivation: The mapping protocol is not required to support the
     ability to de-reference specific location references.

  Lo3.  Alternate community names:  The mapping protocol MUST support
     both the jurisdictional community name and the postal community
     name fields within the PIDF-LO [RFC4119] data.







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     Motivation: The mapping protocol must accept queries with either a
     postal or jurisdictional community name field, or both, and
     provide appropriate responses.  If a mapping query contains only
     one community name and the database contains both jurisdictional
     and postal community names, the mapping protocol response SHOULD
     return both community names.

  Lo4.  Validation of civic location:  The mapping protocol MUST be
     able to report the results of validating civic locations (street
     addresses).

     Motivation: Location validation provides an opportunity to help
     ascertain ahead of time whether or not a successful mapping to the
     appropriate PSAP will likely occur when it is required.
     Validation may also help to avoid delays during emergency call
     setup due to invalid location data.

  Lo5.  Information about location data used for mapping:  The mapping
     protocol MUST support the ability to provide ancillary information
     about the resolution of location data used to retrieve a PSAP URI.

     Motivation: The mapping server may not use all the data elements
     in the provided location information to determine a match, or may
     be able to find a match based on all of the information except for
     some specific data elements.  The uniqueness of this information
     set may be used to differentiate among emergency jurisdictions.
     Precision or resolution in the context of this requirement might
     mean, for example, explicit identification of the data elements
     that were used successfully in the mapping.

  Lo6.  Contact for location problems:  The mapping protocol MUST
     support a mechanism to contact an appropriate authority to resolve
     mapping-related issues for the queried location.  For example, the
     querier may want to report problems with the response values or
     indicate that the mapping database is mistaken on declaring a
     civic location as non-existent.

     Motivation: Initially, authorities may provide URLs where a human
     user can report problems with an address or location.  In
     addition, web services may be defined to automate such reporting.
     For example, the querier may wish to report that the mapping
     database may be missing a newly built or renamed street or house
     number.

  Lo7.  Limits to validation:  Successful validation of a civic
     location MUST NOT be required to place an emergency call.





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     Motivation: In some cases, a civic location may not be considered
     valid.  This fact should not result in the call being dropped or
     rejected by any entity along the call setup signaling path to the
     PSAP.

  Lo8. 3D sensitive mapping:  The mapping protocol MUST implement
     support for both 2D and 3D location information, and MAY accept
     either a 2D or 3D mapping request as input.

     Motivation: It is expected that queriers may provide either 2D or
     3D data.  When a 3D request is presented within an area only
     defined by 2D data within the mapping server, the mapping result
     would be the same as if the height or altitude coordinate had been
     omitted from the mapping request.

  Lo9.  Database type indicator:  The mapping protocol MAY support a
     mechanism that provides an indication describing a specific type
     of location database used.

     Motivation: It is useful to know the source of the data stored in
     the database used for location validation, either for civic or
     geographic location matching.  In the United States, sources of
     data could include the United States Postal Service, the Master
     Street Address Guide (MSAG), or commercial map data providers.

7.  Emergency Service Identifier

  Emergency service identifiers are protocol constants that allow
  protocol entities, such as SIP proxy servers, to distinguish
  emergency calls from non-emergency calls and to identify the specific
  emergency service desired.  Emergency service identifiers are a
  subclass of service identifiers that more generally identify services
  reachable by callers.  An example of a service identifier is the
  service URN [RFC5031], but other identifiers, such as tel URIs
  [RFC3966], may also serve this role during a transition period.

  Since this document only addresses emergency services, we use the
  terms "emergency service identifier" and "service identifier"
  interchangeably.  Requirements for these identifiers include:

  Id1.  Multiple emergency services:  The mapping protocol MUST be able
     to support different emergency services distinguished by different
     service identifiers.

     Motivation: Some jurisdictions may offer multiple types of
     emergency services that operate independently and can be contacted
     directly; for example, fire, police, and ambulance services.




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  Id2.  Extensible emergency service identifiers:  The mapping protocol
     MUST support an extensible list of emergency identifiers, though
     it is not required to provide mappings for every possible service.

     Motivation: Extensibility is required since new emergency services
     may be introduced over time, either globally or in some
     jurisdictions.  The availability of emergency services depends on
     the locations.  For example, the Netherlands are unlikely to offer
     a mountain rescue service.

  Id3.  Discovery of emergency number:  The mapping protocol MUST be
     able to return the location-dependent emergency number for the
     location indicated in the query.

     Motivation: Users are trained to dial the appropriate emergency
     number to reach emergency services.  There needs to be a way to
     figure out the emergency number at the current location of the
     caller.

  Id4.  Home emergency number recognition:  User equipment MUST be able
     to translate a home emergency number into an emergency service
     identifier.

     Motivation: The UE could be pre-provisioned with the appropriate
     information in order to perform such a translation or could
     discover the emergency number by querying the mapping protocol
     with its home location.

  Id5.  Emergency number replacement:  There SHOULD be support for
     replacement of the emergency number with the appropriate emergency
     service identifier for each signaling protocol used for an
     emergency call, based on local conventions, regulations, or
     preference (e.g., as in the case of an enterprise).

     Motivation: Any signaling protocol requires the use of some
     identifier to indicate the called party, and the user equipment
     may lack the capability to determine the actual service URL (PSAP
     URI).  The use of local conventions may be required as a
     transition mechanism.  Since relying on recognizing local
     numbering conventions makes it difficult for devices to be used
     outside their home context and for external devices to be
     introduced into a network, protocols should use standardized
     emergency service identifiers.

  Id6.  Emergency service identifier marking:  Signaling protocols MUST
     support emergency service identifiers to mark a call as an
     emergency call.




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     Motivation: Marking ensures proper handling as an emergency call
     by downstream elements that may not recognize, for example, a
     local variant of a logical emergency address.  This marking
     mechanism is related to, but independent of, marking calls for
     prioritized call handling [RFC4412].

  Id7.  Handling unrecognized emergency service identifiers:  There
     MUST be support for calls that are initiated as emergency calls
     even if the specific emergency service requested is not recognized
     by the ESRP.  Such calls will then be routed to a generic
     emergency service.

     Motivation: Fallback routing allows new emergency services to be
     introduced incrementally, while avoiding non-routable emergency
     calls.  For example, a call for marine rescue services would be
     routed to a general PSAP if the caller's location does not offer
     marine rescue services yet.

  Id8.  Return fallback service identifier:  The mapping protocol MUST
     be able to report back the actual service mapped if the mapping
     protocol substitutes another service for the one requested.

     Motivation: A mapping server may be configured to automatically
     look up the PSAP for another service if the user-requested service
     is not available for that location.  For example, if there is no
     marine rescue service, the mapping protocol might return the PSAP
     URL for general emergencies and include the "urn:service.sos"
     identifier in the response to alert the querier to that fact.

  Id9.  Discovery of visited emergency numbers:  The mapping protocol
     MUST support a mechanism to allow the end device to learn visited
     emergency numbers.

     Motivation: Travelers visiting a foreign country may observe the
     local emergency number, e.g., seeing it painted on the side of a
     fire truck, and then rightfully expect to be able to dial that
     emergency number.  Similarly, a local "good Samaritan" may use a
     tourist's cell phone to summon help.

8.  Mapping Protocol

  There are two basic approaches to invoke the mapping protocol.  We
  refer to these as caller-based and mediated.  In each case, the
  mapping client initiates a request to a mapping server via a mapping
  protocol.  A proposed mapping protocol, LoST, is outlined in [lost].

  For caller-based resolution, the caller's user agent invokes the
  mapping protocol to determine the appropriate PSAP based on the



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  location provided.  The resolution may take place well before the
  actual emergency call is placed, or at the time of the call.

  For mediated resolution, an emergency call routing support entity,
  such as a SIP (outbound) proxy or redirect server, invokes the
  mapping service.

  Since servers may be used as outbound proxy servers by clients that
  are not in the same geographic area as the proxy server, any proxy
  server has to be able to translate any caller location to the
  appropriate PSAP.  (A traveler may, for example, accidentally or
  intentionally configure its home proxy server as its outbound proxy
  server, even while far away from home.)

  Ma1.  Baseline query protocol:  A mandatory-to-implement protocol
     MUST be specified.

     Motivation: An over-abundance of similarly capable choices appears
     undesirable for interoperability.

  Ma2.  Extensible protocol:  The mapping protocol MUST be designed to
     support the extensibility of location data elements, both for new
     and existing fields.

     Motivation: This is needed, for example, to accommodate future
     extensions-to-location information that might be included in the
     PIDF-LO ([RFC4119]).

  Ma3.  Incrementally deployable:  The mapping protocol MUST be
     designed to support its incremental deployment.

     Motivation: It must not be necessary, for example, to have a
     global street level database before deploying the system.  It is
     acceptable to have some misrouting of calls when the database does
     not (yet) contain accurate PSAP service area information.

  Ma4.  Any time mapping:  The mapping protocol MUST support the
     ability of the mapping function to be invoked at any time,
     including while an emergency call is in process and before an
     emergency call is initiated.

     Motivation: If the mapping query fails at call time, it may be
     advantageous to be able to fall back to the result of an earlier
     mapping query.  This prior knowledge would be obtained by
     performing a mapping query at any time prior to an emergency call.






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  Ma5.  Anywhere mapping:  The mapping protocol MUST support the
     ability to provide mapping information in response to an
     individual query from any (earthly) location, regardless of where
     the mapping client is located, either geographically or by network
     location.

     Motivation: The mapping client, such as an ESRP, may not
     necessarily be anywhere close to the caller or the appropriate
     PSAP, but must still be able to obtain mapping information.

  Ma6.  Appropriate PSAP:  The mapping protocol MUST support the
     routing of an emergency call to the PSAP responsible for a
     particular geographic area.

     Motivation: Routing to the wrong PSAP will result in delays in
     handling emergencies as calls are redirected, and therefore will
     also result in inefficient use of PSAP resources at the initial
     point of contact.  It is important that the location determination
     mechanism not be fooled by the location of IP telephony gateways
     or dial-in lines into a corporate LAN (and dispatch emergency help
     to the gateway or campus, rather than the caller), multi-site LANs
     and similar arrangements.

  Ma7.  Multiple PSAP URIs:  The mapping protocol MUST support a method
     to return multiple PSAP URIs, which cover the same geographic
     area.

     Motivation: Different contact protocols (e.g., PSTN via tel URIs
     and IP via SIP URIs) may be routed to different PSAPs.  Less
     likely, two PSAPs may overlap in their coverage region.

  Ma8.  Single primary URI per contact protocol:  Though the mapping
     protocol may be able to include multiple URIs in the response, it
     SHOULD return only one primary URI per contact protocol used, so
     that clients are not required to select among different targets
     for the same contact protocol.

     Motivation: There may be two or more URIs returned when multiple
     contact protocols are available (e.g., SIP and SMS).  The client
     may select among multiple contact protocols based on its
     capabilities, preference settings, or availability.

  Ma9.  Non-preferred URI schemes:  The mapping protocol MAY support
     the return of a less-preferred URI scheme, such as a tel URI.

     Motivation: In order to provide incremental support to non-IP
     PSAPs, it may be necessary to be able to complete an emergency
     call via the PSTN.



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  Ma10.  URI properties:  The mapping protocol MUST support the ability
     to provide ancillary information about a contact that allows the
     mapping client to determine relevant properties of the PSAP URI.

     Motivation: In some cases, the same geographic area is served by
     several PSAPs; for example, a corporate campus might be served by
     both a corporate security department and the municipal PSAP.  The
     mapping protocol should then return URIs for both, with
     information allowing the querying entity to choose one or the
     other.  This determination could be made by either an ESRP, based
     on local policy, or by direct user choice, in the case of caller-
     based methods.

  Ma11.  Mapping referral:  The mapping protocol MUST support a
     mechanism for the mapping client to contact any mapping server and
     be referred to another mapping server that is more qualified to
     answer the query.

     Motivation: Referrals help mitigate the impact of incorrect
     configuration that directs a client to the wrong initial mapping
     server.

  Ma12.  Split responsibility:  The mapping protocol MUST support the
     division of data subset handling between multiple mapping servers
     within a single level of a civic location hierarchy.

     Motivation: For example, two mapping servers for the same city or
     county may handle different streets within that city or county.

  Ma13.  URL for error reporting:  The mapping protocol MUST support
     the ability to return a URL that can be used to report a suspected
     or known error within the mapping database.

     Motivation: If an error is returned, for example, there needs to
     be a URL that points to a resource that can explain or potentially
     help resolve the error.

  Ma14.  Resilience to mapping server failure:  The mapping protocol
     MUST support a mechanism that enables the client to fail over to
     different (replica) mapping server.

     Motivation: The failure of a mapping server should not preclude
     the mapping client from receiving an answer to its query.

  Ma15.  Traceable resolution:  The mapping protocol SHOULD support the
     ability of the mapping client to be able to determine the entity
     or entities that provided the emergency address resolution
     information.



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     Motivation: To improve reliability and performance, it is
     important to be able to trace which servers contributed to the
     resolution of a query.

  Ma16.  Minimal additional delay:  Mapping protocol execution SHOULD
     minimize the amount of delay within the overall call-setup time.

     Motivation: Since outbound proxies will likely be asked to resolve
     the same geographic coordinates repeatedly, a suitable time-
     limited caching mechanism should be supported.

  Ma17.  Freshness indication:  The mapping protocol SHOULD support an
     indicator describing how current the information provided by the
     mapping source is.

     Motivation: This is especially useful when an alternate mapping is
     requested, and alternative sources of mapping data may not have
     been created or updated with the same set of information or within
     the same time frame.  Differences in currency between mapping data
     contained within mapping sources should be minimized.

9.  Security Considerations

  Threats and security requirements are discussed in a separate
  document [RFC5069].

10.  Contributors

  The information in this document is partially derived from text
  written by the following contributors:

  Nadine Abbott          [email protected]

  Hideki Arai            [email protected]

  Martin Dawson          [email protected]

  Motoharu Kawanishi     [email protected]

  Brian Rosen            [email protected]

  Richard Stastny        [email protected]

  Martin Thomson         [email protected]

  James Winterbottom     [email protected]





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11.  Acknowledgments

  In addition to thanking those listed above, we would like to also
  thank Guy Caron, Barry Dingle, Keith Drage, Tim Dunn, Patrik
  Faltstrom, Clive D.W. Feather, Raymond Forbes, Randall Gellens,
  Michael Haberler, Michael Hammer, Ted Hardie, Gunnar Hellstrom,
  Cullen Jennings, Marc Linsner, Rohan Mahy, Patti McCalmont, Don
  Mitchell, John Morris, Andrew Newton, Steve Norreys, Jon Peterson,
  James Polk, Benny Rodrig, John Rosenberg, Jonathan Rosenberg, John
  Schnizlein, Shida Schubert, James Seng, Byron Smith, Barbara Stark,
  Richard Stastny, Tom Taylor, Hannes Tschofenig, and Nate Wilcox for
  their helpful input.

12.  References

12.1.  Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

12.2.  Informative References

  [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
             A., Peterson, J., Sparks, R., Handley, M., and E.
             Schooler, "SIP: Session Initiation Protocol", RFC 3261,
             June 2002.

  [RFC3351]  Charlton, N., Gasson, M., Gybels, G., Spanner, M., and A.
             van Wijk, "User Requirements for the Session Initiation
             Protocol (SIP) in Support of Deaf, Hard of Hearing and
             Speech-impaired Individuals", RFC 3351, August 2002.

  [RFC3693]  Cuellar, J., Morris, J., Mulligan, D., Peterson, J., and
             J. Polk, "Geopriv Requirements", RFC 3693, February 2004.

  [RFC3860]  Peterson, J., "Common Profile for Instant Messaging
             (CPIM)", RFC 3860, August 2004.

  [RFC3966]  Schulzrinne, H., "The tel URI for Telephone Numbers",
             RFC 3966, December 2004.

  [RFC4103]  Hellstrom, G. and P. Jones, "RTP Payload for Text
             Conversation", RFC 4103, June 2005.

  [RFC4119]  Peterson, J., "A Presence-based GEOPRIV Location Object
             Format", RFC 4119, December 2005.





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  [RFC4412]  Schulzrinne, H. and J. Polk, "Communications Resource
             Priority for the Session Initiation Protocol (SIP)",
             RFC 4412, February 2006.

  [RFC5031]  Schulzrinne, H., "A Uniform Resource Name (URN) for
             Emergency and Other Well-Known Services", RFC 5031,
             January 2008.

  [RFC5069]  Taylor, T., Ed., Tschofenig, H., Schulzrinne, H., and M.
             Shanmugam, "Security Threats and Requirements for
             Emergency Call Marking and Mapping", RFC 5069,
             January 2008.

  [lost]     Hardie, T., "LoST: A Location-to-Service Translation
             Protocol", Work in Progress, August 2007.

  [toip]     Wijk, A. and G. Gybels, "Framework for real-time text over
             IP using the Session Initiation Protocol  (SIP)", Work
             in Progress, August 2006.

Authors' Addresses

  Henning Schulzrinne
  Columbia University
  Department of Computer Science
  450 Computer Science Building
  New York, NY  10027
  US

  Phone: +1 212 939 7004
  EMail: [email protected]
  URI:   http://www.cs.columbia.edu


  Roger Marshall (editor)
  TeleCommunication Systems, Inc.
  2401 Elliott Avenue
  2nd Floor
  Seattle, WA  98121
  US

  Phone: +1 206 792 2424
  EMail: [email protected]
  URI:   http://www.telecomsys.com







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  copyrights, patents or patent applications, or other proprietary
  rights that may cover technology that may be required to implement
  this standard.  Please address the information to the IETF at
  [email protected].












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