Network Working Group                                            S. Legg
Request for Comments: 4792                                       eB2Bcom
Updates: 3641                                               January 2007
Category: Standards Track


                    Encoding Instructions for the
                 Generic String Encoding Rules (GSER)

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The IETF Trust (2007).

Abstract

  Abstract Syntax Notation One (ASN.1) defines a general framework for
  annotating types in an ASN.1 specification with encoding instructions
  that alter how values of those types are encoded according to ASN.1
  encoding rules.  This document defines the supporting notation for
  encoding instructions that apply to the Generic String Encoding Rules
  (GSER) and, in particular, defines an encoding instruction to provide
  a machine-processable representation for the declaration of a GSER
  ChoiceOfStrings type.

Table of Contents

  1. Introduction ....................................................2
  2. Conventions .....................................................2
  3. Notation for GSER Encoding Instructions .........................2
  4. The CHOICE-OF-STRINGS Encoding Instruction ......................3
     4.1. Effect on GSER Encodings ...................................5
     4.2. Replacement of Existing ChoiceOfStrings Declarations .......6
  5. Security Considerations .........................................7
  6. Normative References ............................................7









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1.  Introduction

  Abstract Syntax Notation One (ASN.1) [X.680] defines a general
  framework for annotating types in an ASN.1 specification with
  encoding instructions [X.680-1] that alter how values of those types
  are encoded according to ASN.1 encoding rules.  This document defines
  the supporting notation for encoding instructions that apply to the
  Generic String Encoding Rules (GSER) [GSER], and in particular
  defines an encoding instruction, the CHOICE-OF-STRINGS encoding
  instruction, to provide a machine-processable representation for the
  declaration of a GSER ChoiceOfStrings type.

  The CHOICE-OF-STRINGS encoding instruction SHOULD be used instead of
  simply declaring a ChoiceOfStrings type.

2.  Conventions

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14, RFC 2119
  [BCP14].

  Throughout this document, "type" shall be taken to mean an ASN.1
  type, and "value" shall be taken to mean an ASN.1 abstract value,
  unless qualified otherwise.

  A reference to an ASN.1 production [X.680] (e.g., Type, NamedType) is
  a reference to text in an ASN.1 specification corresponding to that
  production.

3.  Notation for GSER Encoding Instructions

  The grammar of ASN.1 permits the application of encoding instructions
  [X.680-1], through type prefixes and encoding control sections, that
  modify how abstract values are encoded by nominated encoding rules.

  The generic notation for type prefixes and encoding control sections
  is defined by the ASN.1 basic notation [X.680] [X.680-1], and
  includes an encoding reference to identify the specific encoding
  rules that are affected by the encoding instruction.

  The encoding reference that identifies the Generic String Encoding
  Rules is literally GSER.

  The specific notation for an encoding instruction for a particular
  set of encoding rules is left to the specification of those encoding
  rules.  Consequently, this companion document to the GSER
  specification [GSER] defines the notation for GSER encoding



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  instructions.  Specifically, it elaborates the EncodingInstruction
  and EncodingInstructionAssignmentList placeholder productions of the
  ASN.1 basic notation.

  In the context of the GSER encoding reference the EncodingInstruction
  production is defined as follows, using the conventions of the ASN.1
  basic notation:

     EncodingInstruction ::=
         ChoiceOfStringsInstruction

  In the context of the GSER encoding reference the
  EncodingInstructionAssignmentList production (which only appears in
  an encoding control section) is empty:

     EncodingInstructionAssignmentList ::= empty

4.  The CHOICE-OF-STRINGS Encoding Instruction

  The CHOICE-OF-STRINGS encoding instruction allows a GSER encoder to
  encode the alternative of a CHOICE (of restricted string types)
  without the leading identifier.  The optional PrecedenceList also
  allows a specification writer to alter the order in which a GSER
  decoder will consider the alternatives of the CHOICE as it determines
  which alternative has been encoded when the identifier is absent.

  The notation for a CHOICE-OF-STRINGS encoding instruction is defined
  as follows:

     UnionInstruction ::= "CHOICE-OF-STRINGS" AlternativesPrecedence ?

     AlternativesPrecedence ::= "PRECEDENCE" PrecedenceList

     PrecedenceList ::= identifier PrecedenceList ?

  The Type in the EncodingPrefixedType for a CHOICE-OF-STRINGS encoding
  instruction SHALL be:

  (a) a BuiltinType that is a ChoiceType, or

  (b) a ConstrainedType that is not a TypeWithConstraint where the Type
      in the ConstrainedType is one of (a) to (d), or

  (c) a BuiltinType that is a PrefixedType that is a TaggedType where
      the Type in the TaggedType is one of (a) to (d), or






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  (d) a BuiltinType that is a PrefixedType that is an
      EncodingPrefixedType where the Type in the EncodingPrefixedType
      is one of (a) to (d).

  The effect of this condition is to force the CHOICE-OF-STRINGS
  encoding instruction to be textually co-located with the CHOICE type
  definition to which it applies.  This makes it clear to a reader that
  the encoding instruction applies to every use of the CHOICE type no
  matter how it might be referenced.

  The ChoiceType in case (a) is said to be "subject to" the CHOICE-OF-
  STRINGS encoding instruction.

  The Type of each NamedType of the ChoiceType in case (a) MUST be:

  (1) the NumericString, PrintableString, TeletexString (T61String),
      VideotexString, IA5String, GraphicString, VisibleString
      (ISO646String), GeneralString, BMPString, UniversalString, or
      UTF8String type, or

  (2) a type notation that references a type that is one of (1) to (4),
      or

  (3) a constrained type where the type that is constrained is one of
      (1) to (4), or

  (4) a prefixed type where the type that is prefixed is one of (1) to
      (4).

     ASIDE: A tagged type is a special case of a prefixed type.  An
     effect of case (4) is that tagging is not significant.

  The ASN.1 restricted string type in case (1) MUST be different for
  each NamedType in the ChoiceType, i.e., no two alternatives have the
  same restricted string type.

  If case (3) applies to any NamedType, then the constraint in case (3)
  MUST be the same for each NamedType, i.e., either none of the
  alternatives has a constraint, or all of the alternatives have
  exactly the same constraint.

  Each identifier in the PrecedenceList MUST be the identifier of a
  NamedType of the ChoiceType.

  A particular identifier SHALL NOT appear more than once in the same
  PrecedenceList.





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4.1.  Effect on GSER Encodings

  A value of a CHOICE type is encoded according to the <ChoiceValue>
  [GSER] Augmented Backus-Naur Form [ABNF] rule.  The ABNF for
  <ChoiceValue> is reproduced here for convenience:

     ChoiceValue           = IdentifiedChoiceValue /
                             ChoiceOfStringsValue

     IdentifiedChoiceValue = identifier ":" Value
     ChoiceOfStringsValue  = StringValue

  The <IdentifiedChoiceValue> rule MUST be used to encode values of a
  CHOICE type where the ChoiceType is not subject to a CHOICE-OF-
  STRINGS encoding instruction.

  The chosen alternative of a value of a CHOICE type corresponds to
  some NamedType in the definition of the type.  The <identifier> in
  the <IdentifiedChoiceValue> is the identifier of this NamedType.

  Either the <IdentifiedChoiceValue> rule or the <ChoiceOfStringsValue>
  rule is used to encode values of a CHOICE type where the ChoiceType
  is subject to a CHOICE-OF-STRINGS encoding instruction.

  If <ChoiceOfStringsValue> has been used, then a GSER decoder MUST
  determine the chosen alternative by considering the alternatives of
  the CHOICE in the order prescribed below and accepting the first
  alternative that allows all of the characters in the <StringValue>.

  If the CHOICE-OF-STRINGS encoding instruction has a PrecedenceList,
  then the alternatives of the ChoiceType referenced by the
  PrecedenceList are considered in the order identified by that
  PrecedenceList, and then the remaining alternatives are considered in
  the order of their definition in the ChoiceType.  If the CHOICE-OF-
  STRINGS encoding instruction does not have a PrecedenceList, then all
  the alternatives of the ChoiceType are considered in the order of
  their definition in the ChoiceType.

  A GSER encoder MUST use <IdentifiedChoiceValue> if a GSER decoder
  would determine the chosen alternative to be something other than the
  chosen alternative of the CHOICE value being encoded; otherwise,
  <ChoiceOfStringsValue> MAY be used.









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  Example

     Consider this type definition:

        [GSER:CHOICE-OF-STRINGS PRECEDENCE basicName] CHOICE {
            extendedName  UTF8String,
            basicName     PrintableString
        }

     If a <ChoiceOfStringsValue> has been used, then a GSER decoder
     would first consider whether the <StringValue> was a valid
     basicName (a PrintableString) before considering whether it was a
     valid extendedName (a UTF8String).

4.2.  Replacement of Existing ChoiceOfStrings Declarations

  In line with the previous declaration [GSER] of the DirectoryString
  type as a ChoiceOfStrings type, applications using GSER MUST add this
  encoding instruction:

     [GSER:CHOICE-OF-STRINGS PRECEDENCE printableString uTF8String]

  immediately before the "CHOICE" keyword in the definition of the
  DirectoryString type in the third and every subsequent edition of the
  SelectedAttributeTypes ASN.1 module of X.520 [X.520-3] [X.520-4]
  [X.520-5].

  For example, this is how the DirectoryString definition would appear
  in the third, fourth and fifth editions:

     DirectoryString{INTEGER:maxSize} ::=
     [GSER:CHOICE-OF-STRINGS PRECEDENCE printableString uTF8String]
     CHOICE {
         teletexString     TeletexString(SIZE (1..maxSize)),
         printableString   PrintableString(SIZE (1..maxSize)),
         universalString   UniversalString(SIZE (1..maxSize)),
         bmpString         BMPString(SIZE (1..maxSize)),
         uTF8String        UTF8String(SIZE (1..maxSize))
     }

  The uTF8String alternative did not appear in the second edition of
  the SelectedAttributeTypes ASN.1 module of X.520 [X.520-2].  For
  compatibility, applications using GSER with the second edition of
  X.520 MUST add this encoding instruction:

     [GSER:CHOICE-OF-STRINGS PRECEDENCE printableString]





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  immediately before the "CHOICE" keyword in the definition of the
  DirectoryString type.

  For example, this is how the DirectoryString definition would appear
  in the second edition:

     DirectoryString{INTEGER:maxSize} ::=
     [GSER:CHOICE-OF-STRINGS PRECEDENCE printableString]
     CHOICE {
         teletexString     TeletexString(SIZE (1..maxSize)),
         printableString   PrintableString(SIZE (1..maxSize)),
         universalString   UniversalString(SIZE (1..maxSize))
     }

5.  Security Considerations

  This specification changes the manner in which ChoiceOfStrings types
  are declared but does not alter the existing behaviour of GSER
  implementations.  The security considerations for GSER are unchanged
  (see [GSER]).

6.  Normative References

  [BCP14]    Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [GSER]     Legg, S., "Generic String Encoding Rules (GSER) for ASN.1
             Types", RFC 3641, October 2003.

  [ABNF]     Crocker, D., Ed., and P. Overell, "Augmented BNF for
             Syntax Specifications: ABNF", RFC 4234, October 2005.

  [X.520-2]  ITU-T Recommendation X.520 (1993) | ISO/IEC 9594-6:1994,
             Information Technology - Open Systems Interconnection -
             The Directory: Selected attribute types

  [X.520-3]  ITU-T Recommendation X.520 (08/97) | ISO/IEC 9594-6:1998,
             Information Technology - Open Systems Interconnection -
             The Directory: Selected attribute types

  [X.520-4]  ITU-T Recommendation X.520 (02/01) | ISO/IEC 9594-6:2001,
             Information technology - Open Systems Interconnection -
             The Directory: Selected attribute types

  [X.520-5]  ITU-T Recommendation X.520 (08/05) | ISO/IEC 9594-6:2005,
             Information technology - Open Systems Interconnection -
             The Directory: Selected attribute types




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  [X.680]    ITU-T Recommendation X.680 (07/02) | ISO/IEC 8824-1,
             Information technology - Abstract Syntax Notation One
             (ASN.1): Specification of basic notation.

  [X.680-1]  ITU-T Recommendation X.680 (2002) Amendment 1 (10/03) |
             ISO/IEC 8824-1:2002/Amd 1:2004, Support for EXTENDED-XER.

Author's Address

  Dr. Steven Legg
  eB2Bcom
  Suite 3, Woodhouse Corporate Centre
  935 Station Street
  Box Hill North, Victoria 3129
  AUSTRALIA

  Phone: +61 3 9896 7830
  Fax:   +61 3 9896 7801
  EMail: [email protected]
































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Acknowledgement

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