Network Working Group                                            M. Wood
Request for Comments: 4766               Internet Security Systems, Inc.
Category: Informational                                      M. Erlinger
                                                    Harvey Mudd College
                                                             March 2007


          Intrusion Detection Message Exchange Requirements

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The IETF Trust (2007).

Abstract

  The purpose of the Intrusion Detection Exchange Format Working Group
  (IDWG) is to define data formats and exchange procedures for sharing
  information of interest to intrusion detection and response systems
  and to the management systems that may need to interact with them.
  This document describes the high-level requirements for such a
  communication mechanism, including the rationale for those
  requirements where clarification is needed.  Scenarios are used to
  illustrate some requirements.

Table of Contents

  1. Introduction ....................................................3
     1.1. Conventions Used in This Document ..........................3
  2. Overview ........................................................4
     2.1. Rationale for IDMEF ........................................4
     2.2. Intrusion Detection Terms ..................................4
     2.3. Architectural Assumptions ..................................8
     2.4. Organization of This Document ..............................9
     2.5. Document Impact on IDMEF Designs ..........................10
  3. General Requirements ...........................................10
     3.1. Use of Existing RFCs ......................................10
     3.2. IPv4 and IPv6 .............................................10
  4. Message Format Requirements ....................................11
     4.1. Internationalization and Localization .....................11
     4.2. Message Filtering and Aggregation .........................11





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  5. IDMEF Communication Protocol (IDP) Requirements ................12
     5.1. Reliable Message Transmission .............................12
     5.2. Interaction with Firewalls ................................12
     5.3. Mutual Authentication .....................................13
     5.4. Message Confidentiality ...................................13
     5.5. Message Integrity .........................................13
     5.6. Per-source Authentication .................................14
     5.7. Denial of Service .........................................14
     5.8. Message Duplication .......................................14
  6. Message Content Requirements ...................................15
     6.1. Detected Data .............................................15
     6.2. Event Identity ............................................15
     6.3. Event Background Information ..............................16
     6.4. Additional Data ...........................................16
     6.5. Event Source and Target Identity ..........................17
     6.6. Device Address Types ......................................17
     6.7. Event Impact ..............................................17
     6.8. Automatic Response ........................................18
     6.9. Analyzer Location .........................................18
     6.10. Analyzer Identity ........................................19
     6.11. Degree of Confidence .....................................19
     6.12. Alert Identification .....................................19
     6.13. Alert Creation Date and Time .............................20
     6.14. Time Synchronization .....................................21
     6.15. Time Format ..............................................21
     6.16. Time Granularity and Accuracy ............................21
     6.17. Message Extensions .......................................22
     6.18. Message Semantics ........................................22
     6.19. Message Extensibility ....................................22
  7. Security Considerations ........................................23
  8. References .....................................................23
     8.1. Normative References ......................................23
     8.2. Informative References ....................................23
  9. Acknowledgements ...............................................23

















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1.  Introduction

  This document defines requirements for the Intrusion Detection
  Message Exchange Format (IDMEF) [5], a product of the Intrusion
  Detection Exchange Format Working Group (IDWG).  IDMEF was planned to
  be a standard format that automated Intrusion Detection Systems
  (IDSs) [4] could use for reporting what they have deemed to be
  suspicious or of interest.  This document also specifies requirements
  for a communication protocol for communicating IDMEF.  As chartered,
  IDWG has the responsibility to first evaluate existing communication
  protocols before choosing to specify a new one.  Thus the
  requirements in this document can be used to evaluate existing
  communication protocols.  If IDWG determines that a new communication
  protocol is necessary, the requirements in this document can be used
  to evaluate proposed solutions.

1.1.  Conventions Used in This Document

  This is not an IETF standards-track document [2], and thus the key
  words MUST, MUST NOT, SHOULD, and MAY are NOT as in BCP 14, RFC 2119
  [1], but rather:

  o  MUST: This word, or the terms REQUIRED or SHALL, means that the
     described behavior or characteristic is an absolute requirement
     for a proposed IDWG specification.

  o  MUST NOT: This phrase, or the phrase SHALL NOT, means that the
     described behavior or characteristic is an absolute prohibition of
     a proposed IDWG specification.

  o  SHOULD: This word, or the adjective RECOMMENDED, means that there
     may exist valid reasons in particular circumstances for a proposed
     IDWG specification to ignore described behavior or
     characteristics.

  o  MAY: This word, or the adjective OPTIONAL, means that the
     described behavior or characteristic is truly optional for a
     proposed IDWG specification.  One proposed specification may
     choose to include the described behavior or characteristic,
     whereas another proposed specification may omit the same behavior
     or characteristic.










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2.  Overview

2.1.  Rationale for IDMEF

  The reasons such a format should be useful are as follows:

  1. A number of commercial and free Intrusion Detection Systems are
     available and more are becoming available all the time.  Some
     products are aimed at detecting intrusions on the network, others
     are aimed at host operating systems, while still others are aimed
     at applications.  Even within a given category, the products have
     very different strengths and weaknesses.  Hence it is likely that
     users will deploy more than a single product, and users will want
     to observe the output of these products from one or more
     manager(s).  A standard format for reporting will simplify this
     task greatly.

  2. Intrusions frequently involve multiple organizations as victims,
     or multiple sites within the same organization.  Typically, those
     sites will use different IDSs.  It would be very helpful to
     correlate such distributed intrusions across multiple sites and
     administrative domains.  Having reports from all sites in a common
     format would facilitate this task.

  3. The existence of a common format should allow components from
     different IDSs to be integrated more readily.  Thus, Intrusion
     Detection (ID) research should migrate into commercial products
     more easily.

  4. In addition to enabling communication from an ID analyzer to an ID
     manager, the IDMEF notification system may also enable
     communication between a variety of IDS components.  However, for
     the remainder of this document, we refer to the communication as
     going from an analyzer to a manager.

  All of these reasons suggest that a common format for reporting
  anything deemed suspicious should help the IDS market to grow and
  innovate more successfully, and should result in IDS users obtaining
  better results from deployment of ID systems.

2.2.  Intrusion Detection Terms

  In order to make the rest of the requirements clearer, we define some
  terms about typical IDSs.  These terms are presented in alphabetical
  order.  The diagram at the end of this section illustrates the
  relationships of some of the terms defined herein.





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2.2.1.  Activity

  Elements of the data source or occurrences within the data source
  that are identified by the sensor or analyzer as being of interest to
  the operator.  Examples of this include (but are not limited to)
  network session showing unexpected telnet activity, operating system
  log file entries showing a user attempting to access files to which
  he is not authorized to have access, application log files showing
  persistent login failures, etc.

  Activity can range from extremely serious occurrences (such as an
  unequivocally malicious attack) to less serious occurrences (such as
  unusual user activity that's worth a further look) to neutral
  activity (such as user login).

2.2.2.  Administrator

  The human with overall responsibility for setting the security policy
  of the organization, and, thus, for decisions about deploying and
  configuring the IDS.  This may or may not be the same person as the
  operator of the IDS.  In some organizations, the administrator is
  associated with the network or systems administration groups.  In
  other organizations, it's an independent position.

2.2.3.  Alert

  A message from an analyzer to a manager that an event of interest has
  been detected.  An alert typically contains information about the
  unusual activity that was detected, as well as the specifics of the
  occurrence.

2.2.4.  Analyzer

  The ID component or process that analyzes the data collected by the
  sensor for signs of unauthorized or undesired activity or for events
  that might be of interest to the security administrator.  In many
  existing IDSs, the sensor and the analyzer are part of the same
  component.  In this document, the term analyzer is used generically
  to refer to the sender of the IDMEF message.

2.2.5.  Data Source

  The raw information that an intrusion detection system uses to detect
  unauthorized or undesired activity.  Common data sources include (but
  are not limited to) raw network packets, operating system audit logs,
  application audit logs, and system-generated checksum data.





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2.2.6.  Event

  The occurrence in the data source that is detected by the sensor and
  that may result in an IDMEF alert being transmitted, for example,
  attack.

2.2.7.  IDS

  Intrusion detection system.  Some combination of one or more of the
  following components: sensor, analyzer, manager.

2.2.8.  Manager

  The ID component or process from which the operator manages the
  various components of the ID system.  Management functions typically
  include (but are not limited to) sensor configuration, analyzer
  configuration, event notification management, data consolidation, and
  reporting.

2.2.9.  Notification

  The method by which the IDS manager makes the operator aware of the
  alert occurrence and thus the event.  In many IDSs, this is done via
  the display of a colored icon on the IDS manager screen, the
  transmission of an e-mail or pager message, or the transmission of a
  Simple Network Management Protocol (SNMP) trap, although other
  notification techniques are also used.

2.2.10.  Operator

  The human that is the primary user of the IDS manager.  The operator
  often monitors the output of the ID system and initiates or
  recommends further action.

2.2.11.  Response

  The actions taken in response to an event.  Responses may be
  undertaken automatically by some entity in the IDS architecture or
  may be initiated by a human.  Sending a notification to the operator
  is a very common response.  Other responses include (but are not
  limited to) logging the activity; recording the raw data (from the
  data source) that characterized the event; terminating a network,
  user, or application session; or altering network or system access
  controls.







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2.2.12.  Sensor

  The ID component that collects data from the data source.  The
  frequency of data collection will vary across IDS offerings.  The
  sensor is set up to forward events to the analyzer.

2.2.13.  Signature

  A rule used by the analyzer to identify interesting activity to the
  security administrator.  Signatures represent one of the mechanisms
  (though not necessarily the only mechanism) by which IDSs detect
  intrusions.

2.2.14.  Security Policy

  The predefined, formally documented statement that defines what
  activities are allowed to take place on an organization's network or
  on particular hosts to support the organization's requirements.  This
  includes, but is not limited to, which hosts are to be denied
  external network access.































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   ________
  |        |                   --------
  | Data   |_________ ________|        |  __________
  | Source |     Activity     |Sensor  | |          |
  |________|         |        |________| | Operator |_______
                     |            |      |__________|       |
                    \|/         Event         A             |
                _____V___         |          /|\            |
               |         |        |            \            |
               | Sensor  |__      |         Notification    |
               |_________| Event  |              \         \|/
                     A      |     V_________      \         V
                    /|\     |    |         |       \     Response
                     |       --->| Analyzer|__      |       A
                     |           |         | Alert  |      /|\
                     |           |_________|  |     |       |
                     |                A       |     |       |
                     |               /|\     \|/    |       |
                     |________________|   ____V___  |       |
                         |               |        |_|       |
                         |               | Manager|_________|
                         |               |________|
                         |                  A
                       Security            /|\
       _______________   |  Policy__________|
      |               |  |
      | Administrator |__|
      |_______________|

  The diagram above illustrates the terms above and their
  relationships.  Not every IDS will have all of these separate
  components exactly as shown.  Some IDSs will combine these components
  into a single module; some will have multiple instances of these
  modules.

2.3.  Architectural Assumptions

  In this document, as defined in the terms above, we assume that an
  analyzer determines somehow that a suspicious event has been seen by
  a sensor, and sends an alert to a manager.  The format of that alert
  and the method of communicating it are what IDMEF proposes to
  standardize.

  For the purposes of this document, we assume that the analyzer and
  manager are separate components and that they are communicating
  pairwise across a TCP/IP network.  No other form of communication
  between these entities is contemplated in this document, and no other
  use of IDMEF alerts is considered.  We refer to the communication



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  protocol that communicates IDMEF as the IDMEF Communication Protocol
  (IDP).

  The Trust Model is not specified as a requirement, but is rather left
  to the choice of the IDMEF Communication Protocol, i.e., a design
  decision.  What is specified are individual security-related
  requirements; see Section 5.

  We try to make no further architectural assumptions than those just
  stated.  For example, the following points should not matter:

  o  Whether the sensor and the analyzer are integrated or separate.

  o  Whether the analyzer and manager are isolated or are embedded in
     some large hierarchy or distributed mesh of components.

  o  Whether the manager actually notifies a human, takes action
     automatically, or just analyzes incoming alerts and correlates
     them.

  o  Whether a component might act as an analyzer with respect to one
     component, while also acting as a manager with respect to another.

2.4.  Organization of This Document

  Besides this requirements document, the IDWG should produce two other
  documents.  The first should describe a data format or language for
  exchanging information about suspicious events.  In this, the
  requirements document, we refer to that document as the "data-format
  specification".  The second document to be produced should identify
  existing IETF protocols that are best used for conveying the data so
  formatted, and explain how to package this data in those existing
  formats or the document should specify a new protocol.  We refer to
  this as the IDP (IDMEF Communication Protocol).

  Accordingly, the requirements here are partitioned into four
  sections:

  o  The first of these contains general requirements that apply to all
     aspects of the IDMEF specification (Section 3).

  o  The second section describes requirements on the formatting of
     IDMEF messages (Section 4).

  o  The third section outlines requirements on the communications
     mechanism, IDP, used to move IDMEF messages from the analyzer to
     the manager (Section 5).




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  o  The final section contains requirements on the content and
     semantics of the IDMEF messages (Section 6).

  For each requirement, we attempt to state the requirement as clearly
  as possible without imposing an idea of what a design solution should
  be.  Then we give the rationale for why this requirement is
  important, and state whether this should be an essential feature of
  the specification or is beneficial but could be lacking if it is
  difficult to fulfill.  Finally, where it seems necessary, we give an
  illustrative scenario.  In some cases, we include possible design
  solutions in the scenario.  These are purely illustrative.

2.5.  Document Impact on IDMEF Designs

  It is expected that proposed IDMEF designs will, at a minimum,
  satisfy the requirements expressed in this document.  However, this
  document will be used only as one of many criteria in the evaluation
  of various IDMEF designs and proposed communication protocols.  It is
  recognized that the working group may use additional metrics to
  evaluate competing IDMEF designs and/or communication protocols.

3.  General Requirements

3.1.  Use of Existing RFCs

  The IDMEF SHALL reference and use previously published RFCs where
  possible.

3.1.1.  Rationale

  The IETF has already completed a great deal of research and work into
  the areas of networks and security.  In the interest of time, it is
  smart to use already defined and accepted standards.

3.2.  IPv4 and IPv6

  The IDMEF specification MUST take into account that IDMEF should be
  able to operate in environments that contain IPv4 and IPv6
  implementations.

3.2.1 Rationale

  Since pure IPv4, hybrid IPv6/IPv4, and pure IPv6 environments are
  expected to exist within the time frame of IDMEF implementations, the
  IDMEF specification MUST support IPv6 and IPv4 environments.






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4.  Message Format Requirements

  The IDMEF message format is intended to be independent of the IDMEF
  Communication Protocol (IDP).  It should be possible to use a
  completely different transport mechanism without changing the IDMEF
  format.  The goal behind this requirement is to ensure a clean
  separation between semantics and communication mechanisms.
  Obviously, the IDMEF Communication Protocol is recommended.

4.1.  Internationalization and Localization

  IDMEF message formats SHALL support full internationalization and
  localization.

4.1.1.  Rationale

  Since network security and intrusion detection are areas that cross
  geographic, political, and cultural boundaries, the IDMEF messages
  MUST be formatted such that they can be presented to an operator in a
  local language and adhering to local presentation customs.

4.1.2.  Scenario

  An IDMEF specification might include numeric event identifiers.  An
  IDMEF implementation might translate these numeric event identifiers
  into local language descriptions.  In cases where the messages
  contain strings, the information might be represented using the
  ISO/IEC IS 10646-1 character set and encoded using the UTF-8
  transformation format to facilitate internationalization [3].

4.2.  Message Filtering and Aggregation

  The format of IDMEF messages MUST support filtering and/or
  aggregation of data by the manager.

4.2.1.  Rationale

  Since it is anticipated that some managers might want to perform
  filtering and/or data aggregation functions on IDMEF messages, the
  IDMEF messages MUST be structured to facilitate these operations.

4.2.2.  Scenario

  An IDMEF specification proposal might recommend fixed-format messages
  with strong numerical semantics.  This would lend itself to high-
  performance filtering and aggregation by the receiving station.





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5.  IDMEF Communication Protocol (IDP) Requirements

5.1.  Reliable Message Transmission

  The IDP MUST support reliable transmission of messages.

5.1.1.  Rationale

  IDS managers often rely on receipt of data from IDS analyzers to do
  their jobs effectively.  Since IDS managers will rely on IDMEF
  messages for this purpose, it is important that IDP deliver IDMEF
  messages reliably.

5.2.  Interaction with Firewalls

  The IDP MUST support transmission of messages between ID components
  across firewall boundaries without compromising security.

5.2.1.  Rationale

  Since it is expected that firewalls will often be deployed between
  IDMEF capable analyzers and their corresponding managers, the ability
  to relay messages via proxy or other suitable mechanism across
  firewalls is necessary.  Setting up this communication MUST NOT
  require changes to the intervening firewall(s) that weaken the
  security of the protected network(s).  Nor SHOULD this be achieved by
  mixing IDMEF messages with other kinds of traffic (e.g., by
  overloading the HTTP POST method) since that would make it difficult
  for an organization to apply separate policies to IDMEF traffic and
  other kinds of traffic.

5.2.2.  Scenario

  One possible design is the use of TCP to convey IDMEF messages.  The
  general goal in this case is to avoid opening dangerous inbound
  "holes" in the firewall.  When the manager is inside the firewall and
  the analyzers are outside the firewall, this is often achieved by
  having the manager initiate an outbound connection to each analyzer.
  However, it is also possible to place the manager outside the
  firewall and the analyzers on the inside; this can occur when a
  third-party vendor (such as an ISP) is providing monitoring services
  to a user.  In this case, the outbound connections would be initiated
  by each analyzer to the manager.  A mechanism that permits either the
  manager or the analyzer to initiate connections would provide maximum
  flexibility in manager and analyzer deployment.






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5.3.  Mutual Authentication

  The IDP MUST support mutual authentication of the analyzer and the
  manager to each other.  Application-layer authentication is required
  irrespective of the underlying transport layer.

5.3.1.  Rationale

  Since the alert messages are used by a manager to direct responses or
  further investigation related to the security of an enterprise
  network, it is important that the receiver have confidence in the
  identity of the sender and that the sender have confidence in the
  identity of the receiver.  This is peer-to-peer authentication of
  each party to the other.  It MUST NOT be limited to authentication of
  the underlying communications mechanism, for example, because of the
  risk that this authentication process might be subverted or
  misconfigured.

5.4.  Message Confidentiality

  The IDP MUST support confidentiality of the message content during
  message exchange.  The selected design MUST be capable of supporting
  a variety of encryption algorithms and MUST be adaptable to a wide
  variety of environments.

5.4.1.  Rationale

  IDMEF messages potentially contain extremely sensitive information
  (such as passwords) and would be of great interest to an intruder.
  Since it is likely some of these messages will be transmitted across
  uncontrolled network segments, it is important that the content be
  shielded.  Furthermore, since the legal environment for encryption
  technologies is extremely varied and changes often, it is important
  that the design selected be capable of supporting a number of
  different encryption options and be adaptable by the user to a
  variety of environments.

5.5.  Message Integrity

  The IDP MUST ensure the integrity of the message content.  The
  selected design MUST be capable of supporting a variety of integrity
  mechanisms and MUST be adaptable to a wide variety of environments.









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5.5.1.  Rationale

  IDMEF messages are used by the manager to direct action related to
  the security of the protected enterprise network.  It is vital for
  the manager to be certain that the content of the message has not
  been changed after transmission.

5.6.  Per-source Authentication

  The IDP MUST support separate authentication keys for each sender.
  If symmetric algorithms are used, these keys would need to be known
  to the manager it is communicating with.

5.6.1.  Rationale

  Given that sensitive security information is being exchanged via the
  IDMEF, it is important that the manager can authenticate each
  analyzer sending alerts.

5.7.  Denial of Service

  The IDP SHOULD resist protocol denial-of-service attacks.

5.7.1.  Rationale

  A common way to defeat secure communications systems is through
  resource exhaustion.  While this does not corrupt valid messages, it
  can prevent any communication at all.  It is desirable that IDP
  resist such denial-of-service attacks.

5.7.2.  Scenario

  An attacker penetrates a network being defended by an IDS.  Although
  the attacker is not certain that an IDS is present, he is certain
  that application-level encrypted traffic (i.e., IDMEF traffic) is
  being exchanged between components on the network being attacked.  He
  decides to mask his presence and disrupt the encrypted communications
  by initiating one or more flood events.  If the IDP can resist such
  an attack, the probability that the attacker will be stopped
  increases.

5.8.  Message Duplication

  The IDP SHOULD resist malicious duplication of messages.







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5.8.1.  Rationale

  A common way to impair the performance of secure communications
  mechanisms is to duplicate the messages being sent, even though the
  attacker might not understand them, in an attempt to confuse the
  receiver.  It is desirable that the IDP resist such message
  duplication.

5.8.2.  Scenario

  An attacker penetrates a network being defended by an IDS.  The
  attacker suspects that an IDS is present and quickly identifies the
  encrypted traffic flowing between system components as being a
  possible threat.  Even though she cannot read this traffic, she
  copies the messages and directs multiple copies at the receiver in an
  attempt to confuse it.  If the IDP resists such message duplication,
  the probability that the attacker will be stopped increases.

6.  Message Content Requirements

6.1.  Detected Data

  There are many different types of IDSs, such as those based on
  signatures, anomalies, correlation, network monitoring, host
  monitoring, or application monitoring.  The IDMEF design MUST strive
  to accommodate these diverse approaches by concentrating on conveying
  *what* an IDS has detected, rather than *how* it detected it.

6.1.1.  Rationale

  There are many types of IDSs that analyze a variety of data sources.
  Some are profile based and operate on log files, attack signatures,
  etc.  Others are anomaly based and define normal behavior and detect
  deviations from the established baseline.  Each of these IDSs reports
  different data that, in part, depends on their intrusion detection
  methodology.  All MUST be supported by this standard.

6.2.  Event Identity

  The content of IDMEF messages MUST contain the identified name of the
  event (event identity) if it is known.  This name MUST be drawn from
  a standardized list of events (if available) or will be an
  implementation-specific name if the event identity has not yet been
  standardized.  It is not known how this standardized list will be
  defined or updated.  Requirements on the creation of this list are
  beyond our efforts.  Other groups within the security arena are
  investigating the creation of such lists.




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6.2.1.  Rationale

  Given that this document presents requirements on standardizing ID
  message formats so that an ID manager is able to receive alerts from
  analyzers from multiple implementations, it is important that the
  manager understand the semantics of the reported events.  There is,
  therefore, a need to identify known events and store information
  concerning their methods and possible fixes to these events.  Some
  events are well known and this recognition can help the operator.

6.2.2.  Scenario

  Intruder launches an attack that is detected by two different
  analyzers from two distinct implementations.  Both report the same
  event identity to the ID manager, even though the algorithms used to
  detect the attack by each analyzer might have been different.

6.3.  Event Background Information

  The IDMEF message design MUST include information, which the sender
  should provide, that allows a receiver to locate background
  information on the kind of event that is being reported in the alert.

6.3.1.  Rationale

  This information is used by administrators to report and fix
  problems.

6.3.2.  Scenario

  Attacker performs a well-known attack.  A reference to a URL to
  background information on the attack is included in the IDMEF
  message.  The operator uses this information to initiate repairs on
  the vulnerable system.

6.4.  Additional Data

  The IDMEF message MUST be able to reference additional detailed data
  related to this specific underlying event.  It is OPTIONAL for
  implementations to use this field.  No requirements are placed on the
  format or content of this field.  It is expected that this will be
  defined and described by the implementor.

6.4.1.  Rationale

  Operators might want more information on specifics of an event.  This
  field, if filled in by the analyzer, MAY point to additional or more
  detailed information about the event.



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6.5.  Event Source and Target Identity

  The IDMEF message MUST contain the identity of the source of the
  event and target component identifier if it is known.  In the case of
  a network-based event, this will be the source and destination IP
  address of the session used to launch the event.  Note that the
  identity of source and target will vary for other types of events,
  such as those launched/detected at the operating system or
  application level.

6.5.1.  Rationale

  This will allow the operator to identify the source and target of the
  event.

6.6.  Device Address Types

  The IDMEF message MUST support the representation of different types
  of device addresses.

6.6.1.  Rationale

  A device is a uniquely addressable element on the network (i.e., not
  limited to computers or networks or a specific level of the network
  protocol hierarchy).  In addition, devices involved in an intrusion
  event might use addresses that are not IP-centric.

6.6.2.  Scenario

  The IDS recognizes an intrusion on a particular device and includes
  both the IP address and the MAC address of the device in the IDMEF
  message.  In another situation, the IDS recognizes an intrusion on a
  device that has only a MAC address and includes only that address in
  the IDMEF message.  Another situation involves analyzers in an
  Asynchronous Transfer Mode (ATM) switch fabric that use E.164 address
  formats.

6.7.  Event Impact

  The IDMEF message MUST contain an indication of the possible impact
  of this event on the target.  The IDMEF design document MUST define
  the scope of this value.









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6.7.1.  Rationale

  Information concerning the possible impact of the event on the target
  system provides an indication of what the intruder is attempting to
  do and is critical data for the operator to perform damage
  assessment.  Not all systems will be able to determine this, but it
  is important data to transmit for those systems that can.  This
  requirement places no requirements on the list itself (e.g.,
  properties of the list, maintenance, etc.), rather the requirement
  only specifies that the IDMEF must contain a field for specifying the
  impact and that the IDMEF must define the scope of such values.

6.8.  Automatic Response

  The IDMEF message MUST provide information about the automatic
  actions taken by the analyzer in response to the event (if any).

6.8.1.  Rationale

  It is very important for the operator to know if there was an
  automated response and what that response was.  This will help
  determine what further action to take, if any.

6.9.  Analyzer Location

  The IDMEF message MUST include information that would make it
  possible to later identify and locate the individual analyzer that
  reported the event.

6.9.1.  Rationale

  The identity of the detecting analyzer often proves to be a valuable
  piece of data to have in determining how to respond to a particular
  event.

6.9.2.  Scenario

  One interesting scenario involves the progress of an intrusion event
  throughout a network.  If the same event is detected and reported by
  multiple analyzers, the identity of the analyzer (in the case of a
  network-based analyzer) might provide some indication of the network
  location of the target systems and might warrant a specific type of
  response.  This might be implemented as an IP address.








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6.10.  Analyzer Identity

  The IDMEF message MUST be able to contain the identity of the
  implementor and the analyzer that detected the event.

6.10.1.  Rationale

  Users might run multiple IDSs to protect their enterprise.  This data
  will help the systems administrator determine which implementor and
  analyzer detected the event.

6.10.2.  Scenario

  Analyzer X from implementor Y detects a potential intrusion.  A
  message is sent reporting that it found a potential break-in with X
  and Y specified.  The operator is therefore able to include the known
  capabilities or weaknesses of analyzer X in his decision regarding
  further action.

6.11.  Degree of Confidence

  The IDMEF message MUST be able to state the degree of confidence of
  the report.  The completion of this field by an analyzer is OPTIONAL,
  as this data might not be available at all analyzers.

6.11.1.  Rationale

  Many IDSs contain thresholds to determine whether or not to generate
  an alert.  This might influence the degree of confidence one has in
  the report or perhaps would indicate the likelihood of the report
  being a false alarm.

6.11.2.  Scenario

  The alarm threshold monitor is set at a low level to indicate that an
  organization wants reports on any suspicious activity, regardless of
  the probability of a real attack.  The degree-of-confidence measure
  is used to indicate whether this is a low-probability or high-
  probability event.

6.12.  Alert Identification

  The IDMEF message MUST be uniquely identifiable in that it can be
  distinguished from other IDMEF messages.







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6.12.1.  Rationale

  An IDMEF message might be sent by multiple geographically-distributed
  analyzers at different times.  A unique identifier will allow an
  IDMEF message to be identified efficiently for data reduction and
  correlation purposes.

6.12.2.  Scenario

  The unique identifier might consist of a unique originator identifier
  (e.g., IPv4 or IPv6 address) concatenated with a unique sequence
  number generated by the originator.  In a typical IDS deployment, a
  low-level event analyzer will log the raw sensor information into,
  e.g., a database while analyzing and reporting results to higher
  levels.  In this case, the unique raw message identifier can be
  included in the result message as supporting evidence.  Higher-level
  analyzers can later use this identifier to retrieve the raw message
  from the database if necessary.

6.13.  Alert Creation Date and Time

  The IDMEF MUST support reporting alert creation date and time in each
  event, where the creation date and time refer to the date and time
  that the analyzer decided to create an alert.  The IDMEF MAY support
  additional dates and times, such as the date and time the event
  reference by the alert began.

6.13.1.  Rationale

  Time is important from both a reporting and correlation point of
  view.  Event onset time might differ from the alert creation time
  because it might take some time for the sensor to accumulate
  information about a monitored activity before generating the event,
  and additional time for the analyzer to receive the event and create
  an alert.  The event onset time is therefore more representative of
  the actual time that the reported activity began than is the alert
  creation time.

6.13.2.  Scenario

  If an event is reported in the quiet hours of the night, the operator
  might assign a higher priority to it than she would to the same event
  reported in the busy hours of the day.  Furthermore, an event (such
  as a lengthy port scan) may take place over a long period of time and
  it would be useful for the analyzer to report the time of the alert
  as well as the time the event began.





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6.14.  Time Synchronization

  Time SHALL be reported such that events from multiple analyzers in
  different time zones can be received by the same manager and that the
  local time at the analyzer can be inferred.

6.14.1.  Rationale

  For event correlation purposes, it is important that the manager be
  able to normalize the time information reported in the IDMEF alerts.

6.14.2.  Scenario

  A distributed ID system has analyzers located in multiple time zones,
  all reporting to a single manager.  An intrusion occurs that spans
  multiple time zones as well as multiple analyzers.  The central
  manager requires sufficient information to normalize these alerts and
  determine that all were reported near the same "time" and that they
  are part of the same attack.

6.15.  Time Format

  The format for reporting the date MUST be compliant with all current
  standards for Year 2000 rollover, and it MUST have sufficient
  capability to continue reporting date values past the year 2038.

6.15.1.  Rationale

  It is desirable that the IDMEF have a long lifetime and that
  implementations be suitable for use in a variety of environments.
  Therefore, characteristics that limit the lifespan of the IDMEF (such
  as 2038 date representation limitation) MUST be avoided.

6.16.  Time Granularity and Accuracy

  Time granularity and time accuracy in event messages SHALL NOT be
  specified by the IDMEF.

6.16.1.  Rationale

  The IDMEF cannot assume a certain clock granularity on sensing
  elements, and so cannot impose any requirements on the granularity of
  the event timestamps.  Nor can the IDMEF assume that the clocks being
  used to timestamp the events have a specified accuracy.







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6.17.  Message Extensions

  The IDMEF message MUST support an extension mechanism used by
  implementors to define implementation-specific data.  The use of this
  mechanism by the implementor is OPTIONAL.  This data contains
  implementation-specific information determined by each implementor.
  The implementor MUST indicate how to interpret these extensions,
  although there are no specific requirements placed on how
  implementors describe their implementation-specific extensions.  The
  lack or presence of such message extensions for implementation-
  specific data MUST NOT break interoperation.

6.17.1.  Rationale

  Implementors might wish to supply extra data such as the version
  number of their product or other data that they believe provides
  value added due to the specific nature of their product.
  Implementors may publish a document or web site describing their
  extensions; they might also use an in-band extension mechanism that
  is self-describing.  Such extensions are not a license to break the
  interoperation of IDMEF messages.

6.18.  Message Semantics

  The semantics of the IDMEF message MUST be well defined.

6.18.1.  Rationale

  Good semantics are key to understanding what the message is trying to
  convey so there are no errors.  Operators will decide what action to
  take based on these messages, so it is important that they can
  interpret them correctly.

6.18.2.  Scenario

  Without this requirement, the operator receives an IDMEF message and
  interprets it one way.  The implementor who constructed the message
  intended it to have a different meaning from the operator's
  interpretation.  The resulting corrective action is therefore
  incorrect.

6.19.  Message Extensibility

  The IDMEF itself MUST be extensible.  As new ID technologies emerge
  and as new information about events becomes available, the IDMEF
  message format MUST be able to include this new information.  Such
  message extensibility must occur in such a manner that
  interoperability is NOT impacted.



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6.19.1.  Rationale

  As intrusion detection technology continues to evolve, it is likely
  that additional information relating to detected events will become
  available.  The IDMEF message format MUST be able to be extended by a
  specific implementation to encompass this new information.  Such
  extensions are not a license to break the interoperation of IDMEF
  messages.

7.  Security Considerations

  This document does not treat security matters, except that Section 5
  specifies security requirements for the protocols to be developed.

8.  References

8.1.  Normative References

  [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

8.2.  Informative References

  [2]  Bradner, S., "The Internet Standards Process -- Revision 3", BCP
       9, RFC 2026, October 1996.

  [3]  Alvestrand, H., "IETF Policy on Character Sets and Languages",
       BCP 18, RFC 2277, January 1998.

  [4]  Shirey, R., "Internet Security Glossary", RFC 2828, May 2000.

  [5]  Debar, H., Curry, D., and B. Feinstein, "The Intrusion Detection
       Message Exchange Format (IDMEF)", RFC 4765, March 2007.

9.  Acknowledgements

  The following individuals contributed substantially to this document
  and should be recognized for their efforts.  This document would not
  exist without their help:

  Mark Crosbie, Hewlett-Packard

  David Curry, IBM Emergency Response Services

  David Donahoo, Air Force Information Warfare Center

  Mike Erlinger, Harvey Mudd College




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  Fengmin Gong, Microcomputing Center of North Carolina

  Dipankar Gupta, Hewlett-Packard

  Glenn Mansfield, Cyber Solutions, Inc.

  Jed Pickel, CERT Coordination Center

  Stuart Staniford-Chen, Silicon Defense

  Maureen Stillman, Nokia IP Telephony

Authors' Addresses

  Mark Wood
  Internet Security Systems, Inc.
  6303 Barfield Road
  Atlanta, GA  30328
  US

  EMail: [email protected]


  Michael A. Erlinger
  Harvey Mudd College
  Computer Science Dept
  301 East 12th Street
  Claremont, CA  91711
  US

  EMail: [email protected]
  URI:   http://www.cs.hmc.edu/



















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Full Copyright Statement

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