Network Working Group                                            J. Park
Request for Comments: 4683                                        J. Lee
Category: Standards Track                                         H. Lee
                                                                   KISA
                                                                S. Park
                                                                  BCQRE
                                                                T. Polk
                                                                   NIST
                                                           October 2006


               Internet X.509 Public Key Infrastructure
                 Subject Identification Method (SIM)


Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document defines the Subject Identification Method (SIM) for
  including a privacy-sensitive identifier in the subjectAltName
  extension of a certificate.

  The SIM is an optional feature that may be used by relying parties to
  determine whether the subject of a particular certificate is also the
  person corresponding to a particular sensitive identifier.















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RFC 4683             Subject Identification Method          October 2006


Table of Contents

  1. Introduction ....................................................2
     1.1. Key Words ..................................................5
  2. Symbols .........................................................6
  3. Requirements ....................................................6
     3.1. Security Requirements ......................................6
     3.2. Usability Requirements .....................................7
     3.3. Solution ...................................................7
  4. Procedures ......................................................8
     4.1. SII and SIItype ............................................8
     4.2. User Chosen Password .......................................9
     4.3. Random Number Generation ...................................9
     4.4. Generation of SIM ..........................................9
     4.5. Encryption of PEPSI .......................................10
     4.6. Certification Request .....................................10
     4.7. Certification .............................................11
  5. Definition .....................................................11
     5.1. SIM Syntax ................................................11
     5.2. PEPSI .....................................................12
     5.3. Encrypted PEPSI ...........................................12
  6. Example Usage of SIM ...........................................13
  7. Name Constraints ...............................................13
  8. Security Considerations ........................................14
  9. Acknowledgements ...............................................15
  10. IANA Considerations ...........................................15
  11. References ....................................................15
     11.1. Normative References .....................................15
     11.2. Informative References ...................................15
  Appendix A.  "Compilable" ASN.1 Module, 1988 Syntax ...............18

1.  Introduction

  A Certification Authority (CA) issues X.509 public key certificates
  to bind a public key to a subject.  The subject is specified through
  one or more subject names in the "subject" or "subjectAltName" fields
  of a certificate.  The "subject" field contains a hierarchically
  structured distinguished name.  The "subjectAltName field" may
  contain an electronic mail address, IP address, or other name forms
  that correspond to the subject.

  For each particular CA, a subject name corresponds to a unique
  person, device, group, or role.  The CA will not knowingly issue
  certificates to multiple entities under the same subject name.  That
  is, for a particular certificate issuer, all currently valid
  certificates asserting the same subject name(s) are bound to the same
  entity.




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  Where the subject is a person, the name that is specified in the
  subject field of the certificate may reflect the name of the
  individual and affiliated entities (e.g., their corporate
  affiliation).  In reality, however, there are individuals or
  corporations that have the same or similar names.  It may be
  difficult for a relying party (e.g., a person or application) to
  associate the certificate with a specific person or organization
  based solely on the subject name.  This ambiguity presents a problem
  for many applications.

  In some cases, applications or relying parties need to ensure that
  the subject of certificates issued by different CAs are in fact the
  same entity.  This requirement may be met by including a "permanent
  identifier" in all certificates issued to the same subject, which is
  unique across multiple CAs.  By comparing the "permanent identifier",
  the relying party may identify certificates from different CAs that
  are bound to the same subject.  This solution is defined in [RFC
  4043].

  In many cases, a person's or corporation's identifier (e.g., a Social
  Security Number) is regarded as sensitive, private, or personal data.
  Such an identifier cannot simply be included as part of the subject
  field, since its disclosure may lead to misuse.  Therefore, privacy-
  sensitive identifiers of this sort should not be included in
  certificates in plaintext form.

  On the other hand, such an identifier is not actually a secret.
  People choose to disclose these identifiers for certain classes of
  transactions.  For example, a person may disclose a Social Security
  Number to open a bank account or obtain a loan.  This is typically
  corroborated by presenting physical credentials (e.g., a driver's
  license) that confirm the person's name or address.

  To support such applications in an online environment, relying
  parties need to determine whether the subject of a particular
  certificate is also the person corresponding to a particular
  sensitive identifier.  Ideally, applications would leverage the
  applicants' electronic credential (e.g., the X.509 public key
  certificate) to corroborate this identifier, but the subject field of
  a certificate often does not provide sufficient information.

  To fulfill these demands, this specification defines the Subject
  Identification Method (SIM) and the Privacy-Enhanced Protected
  Subject Information (PEPSI) format for including a privacy sensitive
  identifier in a certificate.  Although other solutions for binding
  privacy-sensitive identifiers to a certificate could be developed,
  the method specified in this document has especially attractive
  properties.  This specification extends common PKI practices and



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  mechanisms to allow privacy-sensitive identifiers to be included in
  the certificate as well.  The SIM mechanism also permits the subject
  to control exposure of the sensitive identifier; when the subject
  chooses to expose the sensitive identifier, relying parties can
  verify the binding.  Specifically:

  (1) A Public Key Infrastructure (PKI) depends upon a trusted third
  party -- the CA -- to bind one or more identities to a public key.
  Traditional PKI implementations bind X.501 distinguished names to the
  public key, but identity may also be specified in terms of RFC 822
  addresses or DNS names.  The SIM specification allows the same
  trusted third party -- the CA -- that binds a name to the public key
  to include a privacy-sensitive identifier in the certificate as well.
  Since the relying party (RP) already trusts the CA to issue
  certificates, it is a simple extension to cover verification and
  binding of a sensitive identifier as well.  This binding could be
  established separately, by another trusted third party, but this
  would complicate the infrastructure.

  (2) This specification leverages standard PKI extensions to achieve
  new functional goals with a minimum of new code.  This specification
  encodes the sensitive identifier in the otherName field in the
  alternative subject name extension.  Since otherName field is widely
  used, this solution leverages a certificate field that is often
  populated and processed.  (For example, smart card logon
  implementations generally rely upon names encoded in this field.)
  Whereas implementations of this specification will require some SIM-
  specific code, an alternative format would increase cost without
  enhancing security.  In addition, that has no impact on
  implementations that do not process sensitive identifiers.

  (3) By explicitly binding the public key to the identifier, this
  specification allows the relying party to confirm the claimant's
  identifier and confirm that the claimant is the subject of that
  identifier.  That is, proof of possession of the private key confirms
  that the claimant is the same person whose identity was confirmed by
  the PKI (CA or RA, depending upon the architecture).

  To achieve the same goal in a separate message (e.g., a signed and
  encrypted Secure MIME (S/MIME) object), the message would need to be
  bound to the certificate or an identity in the certificate (e.g., the
  X.501 distinguished name).  The former solution is problematic, since
  certificates expire.  The latter solution may cause problems if names
  are ever reused in the infrastructure.  An explicit binding in the
  certificate is a simpler solution, and more reliable.






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  (4) This specification allows the subject of the privacy-sensitive
  identifier to control the distribution and level of security applied
  to the identifier.  The identifier is only disclosed when the subject
  chooses to disclose it, even if the certificate is posted in a public
  directory.  By choosing a strong password, the subject can ensure
  that the identifier is protected against brute force attacks.  This
  specification permits subjects to selectively disclose an identifier
  where they deem it appropriate, which is consistent with common use
  of such identifiers.

  (5) Certificates that contain a sensitive identifier may still be
  used to support other applications.  A party that obtains a
  certificate containing a sensitive identifier, but to whom the
  subject does not choose to disclose the identifier, must perform a
  brute force attack to obtain the identifier.  By selecting a strong
  hash algorithm, this attack becomes computationally infeasible.
  Moreover, when certificates include privacy-sensitive identifiers as
  described in this specification, each certificate must be attacked
  separately.  Finally, the subjects can use this mechanism to prove
  they possess a certificate containing a particular type of identifier
  without actually disclosing it to the relying party.

  This feature MUST be used only in conjunction with protocols that
  make use of digital signatures generated using the subject's private
  key.

  In addition, this document defines an Encrypted PEPSI (EPEPSI) so
  that sensitive identifier information can be exchanged during
  certificate issuance processes without disclosing the identifier to
  an eavesdropper.

  This document is organized as follows:

  - Section 3 establishes security and usability requirements;
  - Section 4 provides an overview of the mechanism;
  - Section 5 defines syntax and generation rules; and
  - Section 6 provides example use cases.

1.1.  Key Words

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].








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2.  Symbols

  The following cryptography symbols are defined in this document.

      H()        Cryptographically secure hash algorithm.
                 SHA-1 [FIPS 180-1] or a more secure hash function is
                 required.

      SII        Sensitive Identification Information
                 (e.g., Social Security Number).

      SIItype    Object Identifier that identifies the type of SII.

      P          A user-chosen password.

      R          The random number value generated by a Registration
                 Authority (RA).

      PEPSI      Privacy-Enhanced Protected Subject Information.
                 Calculated from the input value P, R, SIItype, SII
                 using two iteration of H().

      E()        The encryption algorithm to encrypt the PEPSI value.

      EPEPSI     Encrypted PEPSI.

      D()        The decryption algorithm to decrypt the EPEPSI.

3.  Requirements

3.1.  Security Requirements

  We make the following assumptions about the context in which SIM and
  PEPSI are to be employed:

    - Alice, a certificate holder, with a sensitive identifier SIIa
      (such as her Social Security Number)
    - Bob, a relying party who will require knowledge of Alice's SIIa
    - Eve, an attacker who acquires Alice's certificate
    - An RA to whom Alice must divulge her SIIa
    - A CA who will issue Alice's certificate

  We wish to design SIM and PEPSI, using a password that Alice chooses,
  that has the following properties:

    - Alice can prove her SII, SIIa to Bob.





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    - Eve has a large work factor to determine Alice's SIIa from
      Alice's certificate, even if Alice chooses a weak password, and a
      very large work factor if Alice chooses a good password.
    - Even if Eve can determine SIIa, she has an equally hard problem
      to find any other SII values from any other PEPSI; that is, there
      is nothing she can pre-compute that helps her attack PEPSIs in
      other certificates, and nothing she learns from a successful
      attack that helps in any other attack.
    - The CA does not learn Alice's SIIa except in the case where the
      CA needs to validate the SII passed by the RA.
    - The CA can treat the SIM as an additional name form in the
      "subjectAltName" extension with no special processing.
    - Alice cannot find another SII (SIIx), and a password (P), that
      will allow her to use her certificate to assert a false SII.

3.2.  Usability Requirements

  In addition to the security properties stated above, we have the
  following usability requirements:

    - When SIM and PEPSI are used, any custom processing occurs at the
      relying party.  Alice can use commercial off-the-shelf software
      (e.g., a standard browser) without modification in conjunction
      with a certificate containing a SIM value.

3.3.  Solution

  We define SIM as: R || PEPSI
            where PEPSI = H(H( P || R || SIItype || SII))

  The following steps describe construction and use of SIM:

  1.      Alice picks a password P, and gives P, SIItype, and SII to
          the RA (via a secure channel).
  2.      The RA validates SIItype and SII; i.e., it determines that
          the SII value is correctly associated with the subject and
          the SIItype is correct.
  3.      The RA generates a random value R.
  4.      The RA generates the SIM = (R || PEPSI) where PEPSI = H(H(P
          || R || SIItype || SII)).
  5.      The RA sends the SIM to Alice by some out-of-band means and
          also passes it to the CA.
  6.      Alice sends a certRequest to CA.  The CA generates Alice's
          certificate including the SIM as a form of otherName from the
          GeneralName structure in the subjectAltName extension.
  7.      Alice sends Bob her Cert, as well as P, SIItype, and SII.
          The latter values must be communicated via a secure
          communication channel, to preserve their confidentiality.



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  8.      Bob can compute PEPSI' = H(H(P || R || SIItype || SII)) and
          compare SIM' = R || PEPSI' to the SIM value in Alice's
          certificate, thereby verifying SII.

  If Alice's SII value is not required by Bob (Bob already knows
  Alice's SII and does not require it), then steps 7 and 8 are as
  follows:

  7.      Alice sends Bob her Cert and P.  P must be sent via a secure
          communication channel, to preserve its confidentiality.
  8.      Bob can compute PEPSI' = H(H(P || R || SIItype || SII)) and
          compare SIM' = R || PEPSI' to the value in the SIM, thereby
          verifying SII.

  If Alice wishes to prove she is the subject of an RA-validated
  identifier, without disclosing her identifier to Bob, then steps 7
  and 8 are as follows:

  7.      Alice sends the intermediate value H(P || R || SIItype ||
          SII) and her certificate to Bob.
  8.      Bob can get R from the SIM in the certificate, then compute H
          (intermediate value) and compare it to the value in SIM,
          thereby verifying Alice's knowledge of P and SII.

  Eve has to exhaustively search the H(P || R || SIItype || SII) space
  to find Alice's SII.  This is a fairly hard problem even if Alice
  uses a poor password, because of the size of R (as specified later),
  and a really hard problem if Alice uses a fairly good password (see
  Section 8).

  Even if Eve finds Alice's P and SII, or constructs a massive
  dictionary of P and SII values, it does not help find any other SII
  values, because a new R is used for each PEPSI and SIM.

4.  Procedures

4.1.  SII and SIItype

  The user presents evidence that a particular SII has been assigned to
  him/her.  The SIItype is an Object Identifier (OID) that defines the
  format and scope of the SII value.  For example, in Korea, one
  SIItype is defined as follows:

  -- KISA specific arc
  id-KISA OBJECT IDENTIFIER ::=
    {iso(1) member-body(2) korea(410) kisa(200004)}





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  -- KISA specific OIDs
  id-npki OBJECT IDENTIFIER ::= {id-KISA 10}
  id-attribute OBJECT IDENTIFIER ::= {id-npki 1}
  id-kisa-identifyData OBJECT IDENTIFIER ::= {id-attribute 1}
  id-VID OBJECT IDENTIFIER ::= {id-kisa-identifyData 10}
  id-SII OBJECT IDENTIFIER ::= {id-VID 1}

  For closed communities, the SIItype value may be assigned by the CA
  itself, but it is still recommended that the OID be registered.

4.2.  User Chosen Password

  The user selects a password as one of the input values for computing
  the SIM.  The strength of the password is critical to protection of
  the user's SII, in the following sense.  If an attacker has a
  candidate SII value, and wants to determine whether the SIM value in
  a specific subject certificate, P is the only protection for the SIM.
  The user should be encouraged to select passwords that will be
  difficult to be guessed, and long enough to protect against brute
  force attacks.

  Implementations of this specification MUST permit a user to select
  passwords of up to 28 characters.  RAs SHOULD implement password
  filter rules to prevent user selection of trivial passwords.  See
  [FIPS 112] and [FIPS 180-1] for security criteria for passwords and
  an automated password generator algorithm that randomly creates
  simple pronounceable syllables as passwords.

4.3.  Random Number Generation

  The RA generates a random number, R.  A new R MUST be generated for
  each SIM.  The length of R MUST be the same as the length of the
  output of the hash algorithm H.  For example, if H is SHA-1, the
  random number MUST be 160 bits.

  A Random Number Generator (RNG) that meets the requirements defined
  in [FIPS 140-2] and its use is strongly recommended.

4.4.  Generation of SIM

  The SIM in the subjectAltName extension within a certificate
  identifies an entity, even if multiple subjectAltNames appear in a
  certificate.  RAs MUST calculate the SIM value with the designated
  inputs according to the following algorithm:

  SIM = R || PEPSI
     where PEPSI = H(H(P || R || SIItype || SII))




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  The SII is made known to an RA at user enrollment.  Both SHA-1 and
  SHA-256 MUST be supported for generation and verification of PEPSI
  values.  This specification does not preclude use of other one-way
  hash functions, but SHA-1 or SHA-256 SHOULD be used wherever
  interoperability is a concern.

  Note that a secure communication channel MUST be used to pass P and
  SII passing from the end entity to the RA, to protect them from
  disclosure or modification.

  The syntax and the associated OID for SIM are also provided in the
  ASN.1 modules in Section 5.1.  Also, Section 5.2 describes the syntax
  for PEPSI in the ASN.1 modules.

4.5.  Encryption of PEPSI

  It may be required that the CA (not just the RA) verifies SII before
  issuing a certificate.  To meet this requirement, RA SHOULD encrypt
  the SIItype, SII, and SIM and send the result to the CA by a secure
  channel.  The user SHOULD also encrypt the same values and send the
  result to the CA in his or her certificate request message.  Then the
  CA compares these two results for verifying the user's SII.

  Where the results from RA and the user are the EPEPSI.

     EPEPSI = E(SIItype || SII || SIM)

  When the EPEPSI is used in a user certificate request, it is in
  regInfo of [RFC4211] and [RFC2986].

  Note: Specific encryption/decryption methods are not defined in this
        document.  For transmission of the PEPSI value from a user to a
        CA, the certificate request protocol employed defines how
        encryption is performed.  For transmission of this data between
        an RA and a CA, the details of how encryption is performed is a
        local matter.

  The syntax and the associated OID for EPEPSI is provided in the ASN.1
  modules in Section 5.3.

4.6.  Certification Request

  As described above, a certificate request message MAY contain the
  SIM.  [RFC2986] and [RFC4211] are widely used message syntaxes for
  certificate requests.

  Basically, a PKCS#10 message consists of a distinguished name, a
  public key, and an optional set of attributes, collectively signed by



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  the end entity.  The SIM alternative name MUST be placed in the
  subjectAltName extension if this certificate request format is used.
  If a CA verifies SII before issuing the certificate, the value of SIM
  in the certification request MUST be conveyed in the EPEPSI form and
  provided by the subject.

4.7.  Certification

  A CA that issues certificates containing the SIM includes the SIM as
  a form of otherName from the GeneralName structure in the
  "subjectAltName" extension.

  In an environment where a CA verifies SII before issuing the
  certificate, a CA decrypts the EPEPSI values it receives from both
  the user and the RA, and compares them.  It then validates that the
  SII value is correctly bound to the subject.

     SIItype, SII, SIM = D(EPEPSI)

5.  Definition

5.1.  SIM Syntax

  This section specifies the syntax for the SIM name form included in
  the subjectAltName extension.  The SIM is composed of the three
  fields:  the hash algorithm identifier, the authority-chosen random
  value, and the value of the PEPSI itself.

     id-pkix     OBJECT IDENTIFIER  ::=
           { iso(1) identified-organization(3) dod(6) internet(1)
             security(5) mechanisms(5) pkix(7) }

     id-on       OBJECT IDENTIFIER ::= { id-pkix 8 }
     id-on-SIM   OBJECT IDENTIFIER ::= { id-on 6 }

       SIM ::= SEQUENCE {
           hashAlg          AlgorithmIdentifier,
           authorityRandom  OCTET STRING,   -- RA-chosen random number
                                            -- used in computation of
                                            -- pEPSI
           pEPSI            OCTET STRING    -- hash of HashContent
                                            -- with algorithm hashAlg
       }








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5.2.  PEPSI

  This section specifies the syntax for the PEPSI.  The PEPSI is
  generated by performing the same hash function twice.  The PEPSI is
  generated over the ASN.1 structure HashContent.  HashContent has four
  values:  the user-selected password, the authority-chosen random
  number, the identifier type, and the identifier itself.

       HashContent ::= SEQUENCE {
          userPassword     UTF8String,
                           -- user-supplied password
          authorityRandom  OCTET STRING,
                           -- RA-chosen random number
          identifierType   OBJECT IDENTIFIER,  -- SIItype
          identifier       UTF8String          -- SII
       }

  Before calculating a PEPSI, conforming implementations MUST process
  the userPassword with the six-step [LDAPBIS STRPREP] string
  preparation algorithm, with the following changes:

     * In step 2, Map, the mapping shall include processing of
       characters commonly mapped to nothing, as specified in Appendix
       B.1 of [RFC3454].
     * Omit step 6, Insignificant Character Removal.

5.3.  Encrypted PEPSI

  This section describes the syntax for the Encrypted PEPSI.  The
  Encrypted PEPSI has three fields: identifierType, identifier, and
  SIM.

       EncryptedPEPSI ::= SEQUENCE {
          identifierType  OBJECT IDENTIFIER, -- SIItype
          identifier      UTF8String,        -- SII
          sIM             SIM                -- Value of the SIM
       }

  When it is used in a certificate request, the OID in 'regInfo' of
  [RFC4211] and [RFC2986] is as follows:

  id-regEPEPSI OBJECT IDENTIFIER ::= { id-pkip 3 }









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6.  Example Usage of SIM

  Depending on different security environments, there are three
  possible use cases with SIM.

    1.     When a relying party does not have any information about the
           certificate user.
    2.     When a relying party already knows the SII of the
           certificate user.
    3.     When the certificate user does not want to disclose his SII.

  For the use case 1, the SII and a user-chosen password P (which only
  the user knows) must be sent to a relying party via a secure
  communication channel; the certificate including the SIM also must be
  transmitted.  The relying party acquires R from the certificate.  The
  relying party can verify that the SII was validated by the CA (or RA)
  and is associated with the entity that presented the password and
  certificate.  In this case, the RP learns which SII is bound to the
  subject as a result of the procedure.

  In case 2, a certificate user transmits only the password, P, and the
  certificate.  The rest of the detailed procedure is the same as case
  1, but here the relying party supplies the SII value, based on its
  external knowledge of that value.  The purpose in this case is to
  enable the RP to verify that the subject is bound to the SII,
  presumably because the RP identifies the subject based on this SII.

  In the last case, the certificate user does not want to disclose his
  or her SII because of privacy concerns.  Here the only information
  sent by a certificate subject is the intermediate value of the PEPSI,
  H(R || P || SIItype || SII).  This value MUST be transmitted via a
  secure channel, to preserve its confidentiality.  Upon receiving this
  value, the relying party applies the hash function to the
  intermediate PEPSI value sent by the user, and matches it against the
  SIM value in the user's certificate.  The relying party does not
  learn the user's SII value as a result of this processing, but the
  relying party can verify the fact that the user knows the right SII
  and password.  This gives the relying party more confidence that the
  user is the certificate subject.  Note that this form of user
  identity verification is NOT to be used in lieu of standard
  certificate validation procedures, but rather in addition to such
  procedures.

7.  Name Constraints

  The SIM value is stored as an otherName of a subject alternative
  name; however, there are no constraints that can be placed on this
  form of the name.



Park, et al.                Standards Track                    [Page 13]

RFC 4683             Subject Identification Method          October 2006


8.  Security Considerations

  Confidentiality for a SIM value is created by the iterated hashing of
  the R, P, and SII values.  A SIM value depends on two properties of a
  hash function: the fact that it cannot be inverted and the fact that
  collisions (especially with formatted data) are rare.  The current
  attacks by [WANG] are not applicable to SIM values since the end
  entity supplying the SII and SIItype values does not supply all of
  the data being hashed; i.e., the RA provides the R value.

  In addition, a fairly good password is needed to protect against
  guessing attacks on SIMs.  Due to the short length of many SIIs, it
  is possible that an attacker may be able to guess it with partial
  information about gender, age, and date of birth.  SIItype values are
  very limited.  Therefore, it is important for users to select a
  fairly good password to prevent an attacker from determining whether
  a guessed SII is accurate.

  This protocol assumes that Bob is a trustworthy relying party who
  will not reuse the Alice's information.  Otherwise, Bob could
  "impersonate" Alice if only knowledge of P and SII were used to
  verify a subject's claimed identity.  Thus, this protocol MUST be
  used only with the protocols that make use of digital signatures
  generated using the subject's private key.

  Digital signatures are used by a message sender to demonstrate
  knowledge of the private key corresponding to the public key in a
  certificate, and thus to authenticate and bind his or her identity to
  a signed message.  However, managing a private key is vulnerable
  under certain circumstances.  It is not fully guaranteed that the
  claimed private key is bound to the subject of a certificate.  So,
  the SIM can enhance verification of user identity.

  Whenever a certificate needs to be updated, a new R SHOULD be
  generated and the SIM SHOULD be recomputed.  Repeating the value of
  the SIM from a previous certificate permits an attacker to identify
  certificates associated with the same individual, which may be
  undesirable for personal privacy purposes.













Park, et al.                Standards Track                    [Page 14]

RFC 4683             Subject Identification Method          October 2006


9.  Acknowledgements

  Jim Schaad (Soaring Hawk Consulting), Seungjoo Kim, Jaeho Yoon,
  Baehyo Park (KISA), Bill Burr, Morrie Dworkin (NIST), and the
  Internet Security Technology Forum (ISTF) have significantly
  contributed to work on the SIM and PEPSI concept and identified a
  potential security attack.  Also their comments on the set of
  desirable properties for the PEPSI and enhancements to the PEPSI were
  most illumination.  Also, thanks to Russell Housley, Stephen Kent,
  and Denis Pinkas for their contributions to this document.

10.  IANA Considerations

  In the future, IANA may be asked to establish a registry of object
  identifiers to promote interoperability in the specification of SII
  types.

11.  References

11.1.  Normative References

  [RFC2119]         Bradner, S., "Key words for use in RFCs to Indicate
                    Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2986]         Nystrom, M. and B. Kaliski, "PKCS #10:
                    Certification Request Syntax Specification Version
                    1.7", RFC 2986, November 2000.

  [RFC3454]         Hoffman, P. and M. Blanchet, "Preparation of
                    Internationalized Strings ("stringprep")", RFC
                    3454, December 2002.

  [RFC4043]         Pinkas, D. and T. Gindin, "Internet X.509 Public
                    Key Infrastructure Permanent Identifier", RFC 4043,
                    May 2005.

  [RFC4211]         Schaad, J., "Internet X.509 Public Key
                    Infrastructure Certificate Request Message Format
                    (CRMF)", RFC 4211, September 2005.

11.2.  Informative References

  [LDAPBIS STRPREP] Zeilenga, K., "LDAP: Internationalized String
                    Preparation", Work in Progress.

  [FIPS 112]        Fedreal Information Processing Standards
                    Publication (FIPS PUB) 112, "Password Usage", 30
                    May 1985.



Park, et al.                Standards Track                    [Page 15]

RFC 4683             Subject Identification Method          October 2006


  [FIPS 180-1]      Federal Information Processing Standards
                    Publication (FIPS PUB) 180-1, "Secure Hash
                    Standard", 17 April 1995.

  [FIPS 140-2]      Federal Information Processing Standards
                    Publication (FIPS PUB) 140-2, "Security
                    Requirements for Cryptographic Modules", 25 May
                    2001.

  [WANG]            Xiaoyun Wang, Yiqun Lisa Yin, and Hongbo Yu,
                    "Finding Collisions in the Full SHA-1", Crypto'05.
                    <http://www.infosec.sdu.edu.cn/paper/sha1-crypto-
                    auth-new-2-yao.pdf>

Authors' Addresses

  Jongwook Park
  Korea Information Security Agency
  78, Garak-Dong, Songpa-Gu, Seoul, 138-803
  REPUBLIC OF KOREA

  Phone: 2-405-5432
  EMail: [email protected]


  Jaeil Lee
  78, Garak-Dong, Songpa-Gu, Seoul, 138-803
  REPUBLIC OF KOREA
  Korea Information Security Agency

  Phone: 2-405-5300
  EMail: [email protected]


  Hongsub Lee
  Korea Information Security Agency
  78, Garak-Dong, Songpa-Gu, Seoul, 138-803
  REPUBLIC OF KOREA

  Phone: 2-405-5100
  EMail: [email protected]










Park, et al.                Standards Track                    [Page 16]

RFC 4683             Subject Identification Method          October 2006


  Sangjoon Park
  BCQRE Co.,Ltd
  Yuil Bldg. Dogok-dong 411-14, Kangnam-ku, Seoul, 135-270
  REPUBLIC OF KOREA

  EMail: [email protected]


  Tim Polk
  National Institute of Standards and Technology
  100 Bureau Drive, MS 8930
  Gaithersburg, MD 20899

  EMail: [email protected]





































Park, et al.                Standards Track                    [Page 17]

RFC 4683             Subject Identification Method          October 2006


Appendix A.  "Compilable" ASN.1 Module, 1988 Syntax

  PKIXSIM {iso(1) identified-organization(3) dod(6) internet(1)
     security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-sim2005(38) }

  DEFINITIONS EXPLICIT TAGS ::=

  BEGIN

  -- EXPORTS ALL

   IMPORTS

   AlgorithmIdentifier, AttributeTypeAndValue FROM PKIX1Explicit88
     {iso(1) identified-organization(3) dod(6) internet(1) security(5)
      mechanisms(5) pkix(7) id-mod(0) id-pkix1-explicit(18)}

  -- SIM

  -- SIM certificate OID

      id-pkix    OBJECT IDENTIFIER  ::=
           { iso(1) identified-organization(3) dod(6) internet(1)
             security(5) mechanisms(5) pkix(7) }

     id-on       OBJECT IDENTIFIER ::= { id-pkix 8 }
      id-on-SIM  OBJECT IDENTIFIER ::= { id-on 6 }

  -- Certificate Syntax

      SIM ::= SEQUENCE {
            hashAlg          AlgorithmIdentifier,
            authorityRandom  OCTET STRING,   -- RA-chosen random number
                                             -- used in computation of
                                             -- pEPSI
            pEPSI            OCTET STRING    -- hash of HashContent
                                             -- with algorithm hashAlg
        }

  -- PEPSI

      UTF8String ::= [UNIVERSAL 12] IMPLICIT OCTET STRING
      -- The content of this type conforms to RFC 2279

      HashContent ::= SEQUENCE {
           userPassword     UTF8String,
                            -- user-supplied password
           authorityRandom  OCTET STRING,



Park, et al.                Standards Track                    [Page 18]

RFC 4683             Subject Identification Method          October 2006


                            -- RA-chosen random number
           identifierType   OBJECT IDENTIFIER,  -- SIItype
           identifier       UTF8String          -- SII
        }

  -- Encrypted PEPSI

  -- OID for encapsulated content type

      id-regEPEPSI OBJECT IDENTIFIER ::= { id-pkip 3 }

        EncryptedPEPSI ::= SEQUENCE {
           identifierType  OBJECT IDENTIFIER, -- SIItype
           identifier      UTF8String,        -- SII
           sIM             SIM                -- Value of the SIM
        }

  END

































Park, et al.                Standards Track                    [Page 19]

RFC 4683             Subject Identification Method          October 2006


Full Copyright Statement

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Acknowledgement

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