Network Working Group                                        K. Zeilenga
Request for Comments: 4532                           OpenLDAP Foundation
Category: Standards Track                                      June 2006


             Lightweight Directory Access Protocol (LDAP)
                        "Who am I?" Operation

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This specification provides a mechanism for Lightweight Directory
  Access Protocol (LDAP) clients to obtain the authorization identity
  the server has associated with the user or application entity.  This
  mechanism is specified as an LDAP extended operation called the LDAP
  "Who am I?" operation.

1.  Background and Intent of Use

  This specification describes a Lightweight Directory Access Protocol
  (LDAP) [RFC4510] operation that clients can use to obtain the primary
  authorization identity, in its primary form, that the server has
  associated with the user or application entity.  The operation is
  called the "Who am I?" operation.

  This specification is intended to replace the existing Authorization
  Identity Controls [RFC3829] mechanism, which uses Bind request and
  response controls to request and return the authorization identity.
  Bind controls are not protected by security layers established by the
  Bind operation that includes them.  While it is possible to establish
  security layers using StartTLS [RFC4511][RFC4513] prior to the Bind
  operation, it is often desirable to use security layers established
  by the Bind operation.  An extended operation sent after a Bind
  operation is protected by the security layers established by the Bind
  operation.





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  There are other cases where it is desirable to request the
  authorization identity that the server associated with the client
  separately from the Bind operation.  For example, the "Who am I?"
  operation can be augmented with a Proxied Authorization Control
  [RFC4370] to determine the authorization identity that the server
  associates with the identity asserted in the Proxied Authorization
  Control.  The "Who am I?" operation can also be used prior to the
  Bind operation.

  Servers often associate multiple authorization identities with the
  client, and each authorization identity may be represented by
  multiple authzId [RFC4513] strings.  This operation requests and
  returns the authzId that the server considers primary.  In the
  specification, the term "the authorization identity" and "the
  authzId" are generally to be read as "the primary authorization
  identity" and the "the primary authzId", respectively.

1.1.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14 [RFC2119].

2.  The "Who am I?" Operation

  The "Who am I?" operation is defined as an LDAP Extended Operation
  [RFC4511] identified by the whoamiOID Object Identifier (OID).  This
  section details the syntax of the operation's whoami request and
  response messages.

     whoamiOID ::= "1.3.6.1.4.1.4203.1.11.3"

2.1.  The whoami Request

  The whoami request is an ExtendedRequest with a requestName field
  containing the whoamiOID OID and an absent requestValue field.  For
  example, a whoami request could be encoded as the sequence of octets
  (in hex):

     30 1e 02 01 02 77 19 80  17 31 2e 33 2e 36 2e 31
     2e 34 2e 31 2e 34 32 30  33 2e 31 2e 31 31 2e 33










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2.2.  The whoami Response

  The whoami response is an ExtendedResponse where the responseName
  field is absent and the response field, if present, is empty or an
  authzId [RFC4513].  For example, a whoami response returning the
  authzId "u:[email protected]" (in response to the example request)
  would be encoded as the sequence of octets (in hex):

     30 21 02 01 02 78 1c 0a  01 00 04 00 04 00 8b 13
     75 3a 78 78 79 79 7a 40  45 58 41 4d 50 4c 45 2e
     4e 45 54

3.  Operational Semantics

  The "Who am I?" operation provides a mechanism, a whoami Request, for
  the client to request that the server return the authorization
  identity it currently associates with the client.  It also provides a
  mechanism, a whoami Response, for the server to respond to that
  request.

  Servers indicate their support for this extended operation by
  providing a whoamiOID object identifier as a value of the
  'supportedExtension' attribute type in their root DSE.  The server
  SHOULD advertise this extension only when the client is willing and
  able to perform this operation.

  If the server is willing and able to provide the authorization
  identity it associates with the client, the server SHALL return a
  whoami Response with a success resultCode.  If the server is treating
  the client as an anonymous entity, the response field is present but
  empty.  Otherwise, the server provides the authzId [RFC4513]
  representing the authorization identity it currently associates with
  the client in the response field.

  If the server is unwilling or unable to provide the authorization
  identity it associates with the client, the server SHALL return a
  whoami Response with an appropriate non-success resultCode (such as
  operationsError, protocolError, confidentialityRequired,
  insufficientAccessRights, busy, unavailable, unwillingToPerform, or
  other) and an absent response field.

  As described in [RFC4511] and [RFC4513], an LDAP session has an
  "anonymous" association until the client has been successfully
  authenticated using the Bind operation.  Clients MUST NOT invoke the
  "Who am I?" operation while any Bind operation is in progress,
  including between two Bind requests made as part of a multi-stage





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  Bind operation.  Where a whoami Request is received in violation of
  this absolute prohibition, the server should return a whoami Response
  with an operationsError resultCode.

4.  Extending the "Who am I?" Operation with Controls

  Future specifications may extend the "Who am I?" operation using the
  control mechanism [RFC4511].  When extended by controls, the "Who am
  I?" operation requests and returns the authorization identity the
  server associates with the client in a particular context indicated
  by the controls.

4.1.  Proxied Authorization Control

  The Proxied Authorization Control [RFC4370] is used by clients to
  request that the operation it is attached to operate under the
  authorization of an assumed identity.  The client provides the
  identity to assume in the Proxied Authorization request control.  If
  the client is authorized to assume the requested identity, the server
  executes the operation as if the requested identity had issued the
  operation.

  As servers often map the asserted authzId to another identity
  [RFC4513], it is desirable to request that the server provide the
  authzId it associates with the assumed identity.

  When a Proxied Authorization Control is be attached to the "Who am
  I?"  operation, the operation requests the return of the authzId the
  server associates with the identity asserted in the Proxied
  Authorization Control.  The authorizationDenied (123) result code is
  used to indicate that the server does not allow the client to assume
  the asserted identity.

5.  Security Considerations

  Identities associated with users may be sensitive information.  When
  they are, security layers [RFC4511][RFC4513] should be established to
  protect this information.  This mechanism is specifically designed to
  allow security layers established by a Bind operation to protect the
  integrity and/or confidentiality of the authorization identity.

  Servers may place access control or other restrictions upon the use
  of this operation.  As stated in Section 3, the server SHOULD
  advertise this extension when it is willing and able to perform the
  operation.

  As with any other extended operations, general LDAP security
  considerations [RFC4510] apply.



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6.  IANA Considerations

  The OID 1.3.6.1.4.1.4203.1.11.3 is used to identify the LDAP "Who am
  I?" extended operation.  This OID was assigned [ASSIGN] by the
  OpenLDAP Foundation, under its IANA-assigned private enterprise
  allocation [PRIVATE], for use in this specification.

  Registration of this protocol mechanism [RFC4520] has been completed
  by the IANA.

  Subject: Request for LDAP Protocol Mechanism Registration
  Object Identifier: 1.3.6.1.4.1.4203.1.11.3
  Description: Who am I?
  Person & email address to contact for further information:
       Kurt Zeilenga <[email protected]>
  Usage: Extended Operation
  Specification: RFC 4532
  Author/Change Controller: IESG
  Comments: none

7.  Acknowledgement

  This document borrows from prior work in this area, including
  "Authentication Response Control" [RFC3829] by Rob Weltman, Mark
  Smith, and Mark Wahl.

  The LDAP "Who am I?" operation takes it's name from the UNIX
  whoami(1) command.  The whoami(1) command displays the effective user
  ID.

8.  References

8.1.  Normative References

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC4370] Weltman, R., "Lightweight Directory Access Protocol (LDAP)
            Proxied Authorization Control", RFC 4370, February 2006.

  [RFC4510] Zeilenga, K., Ed., "Lightweight Directory Access Protocol
            (LDAP): Technical Specification Road Map", RFC 4510, June
            2006.

  [RFC4511] Sermersheim, J., Ed., "Lightweight Directory Access
            Protocol (LDAP): The Protocol", RFC 4511, June 2006.





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  [RFC4513] Harrison, R., Ed., "Lightweight Directory Access Protocol
            (LDAP): Authentication Methods and Security Mechanisms",
            RFC 4513, June 2006.

8.2.  Informative References

  [RFC3829] Weltman, R., Smith, M., and M. Wahl, "Lightweight Directory
            Access Protocol (LDAP) Authorization Identity Request and
            Response Controls", RFC 3829, July 2004.

  [RFC4520] Zeilenga, K., "Internet Assigned Numbers Authority (IANA)
            Considerations for the Lightweight Directory Access
            Protocol (LDAP)", BCP 64, RFC 4520, June 2006.

  [ASSIGN]  OpenLDAP Foundation, "OpenLDAP OID Delegations",
            http://www.openldap.org/foundation/oid-delegate.txt.

  [PRIVATE] IANA, "Private Enterprise Numbers",
            http://www.iana.org/assignments/enterprise-numbers.

Author's Address

  Kurt D. Zeilenga
  OpenLDAP Foundation

  EMail: [email protected]

























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Full Copyright Statement

  Copyright (C) The Internet Society (2006).

  This document is subject to the rights, licenses and restrictions
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Acknowledgement

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