Network Working Group                                        K. Zeilenga
Request for Comments: 4527                           OpenLDAP Foundation
Category: Standards Track                                      June 2006


             Lightweight Directory Access Protocol (LDAP)
                         Read Entry Controls


Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document specifies an extension to the Lightweight Directory
  Access Protocol (LDAP) to allow the client to read the target entry
  of an update operation.  The client may request to read the entry
  before and/or after the modifications are applied.  These reads are
  done as an atomic part of the update operation.

Table of Contents

  1. Background and Intent of Use ....................................2
  2. Terminology .....................................................2
  3. Read Entry Controls .............................................3
     3.1. The Pre-Read Controls ......................................3
     3.2. The Post-Read Controls .....................................3
  4. Interaction with Other Controls .................................4
  5. Security Considerations .........................................4
  6. IANA Considerations .............................................5
     6.1. Object Identifier ..........................................5
     6.2. LDAP Protocol Mechanisms ...................................5
  7. Acknowledgement .................................................5
  8. References ......................................................6
     8.1. Normative References .......................................6
     8.2. Informative References .....................................7






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1.  Background and Intent of Use

  This document specifies an extension to the Lightweight Directory
  Access Protocol (LDAP) [RFC4510] to allow the client to read the
  target entry of an update operation (e.g., Add, Delete, Modify,
  ModifyDN).  The extension utilizes controls [RFC4511] attached to
  update requests to request and return copies of the target entry.
  One request control, called the Pre-Read request control, indicates
  that a copy of the entry before application of update is to be
  returned.  Another control, called the Post-Read request control,
  indicates that a copy of the entry after application of the update is
  to be returned.  Each request control has a corresponding response
  control used to return the entry.

  To ensure proper isolation, the controls are processed as an atomic
  part of the update operation.

  The functionality offered by these controls is based upon similar
  functionality in the X.500 Directory Access Protocol (DAP) [X.511].

  The Pre-Read controls may be used to obtain replaced or deleted
  values of modified attributes or a copy of the entry being deleted.

  The Post-Read controls may be used to obtain values of operational
  attributes, such as the 'entryUUID' [RFC4530] and 'modifyTimestamp'
  [RFC4512] attributes, updated by the server as part of the update
  operation.

2. Terminology

  Protocol elements are described using ASN.1 [X.680] with implicit
  tags.  The term "BER-encoded" means the element is to be encoded
  using the Basic Encoding Rules [X.690] under the restrictions
  detailed in Section 5.1 of [RFC4511].

  DN stands for Distinguished Name.
  DSA stands for Directory System Agent (i.e., a directory server).
  DSE stands for DSA-specific Entry.

  In this document, the key words "MUST", "MUST NOT", "REQUIRED",
  "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
  and "OPTIONAL" are to be interpreted as described in BCP 14
  [RFC2119].








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3.  Read Entry Controls

3.1.  The Pre-Read Controls

  The Pre-Read request and response controls are identified by the
  1.3.6.1.1.13.1 object identifier.  Servers implementing these
  controls SHOULD publish 1.3.6.1.1.13.1 as a value of the
  'supportedControl' [RFC4512] in their root DSE.

  The Pre-Read request control is a LDAP Control [RFC4511] whose
  controlType is 1.3.6.1.1.13.1 and whose controlValue is a BER-encoded
  AttributeSelection [RFC4511], as extended by [RFC3673].  The
  criticality may be TRUE or FALSE.  This control is appropriate for
  the modifyRequest, delRequest, and modDNRequest LDAP messages.

  The corresponding response control is a LDAP Control whose
  controlType is 1.3.6.1.1.13.1 and whose the controlValue, an OCTET
  STRING, contains a BER-encoded SearchResultEntry.  The criticality
  may be TRUE or FALSE.  This control is appropriate for the
  modifyResponse, delResponse, and modDNResponse LDAP messages with a
  resultCode of success (0).

  When the request control is attached to an appropriate update LDAP
  request, the control requests the return of a copy of the target
  entry prior to the application of the update.  The AttributeSelection
  indicates, as discussed in [RFC4511][RFC3673], which attributes are
  requested to appear in the copy.  The server is to return a
  SearchResultEntry containing, subject to access controls and other
  constraints, values of the requested attributes.

  The normal processing of the update operation and the processing of
  this control MUST be performed as one atomic action isolated from
  other update operations.

  If the update operation fails (in either normal or control
  processing), no Pre-Read response control is provided.

3.2.  The Post-Read Controls

  The Post-Read request and response controls are identified by the
  1.3.6.1.1.13.2 object identifier.  Servers implementing these
  controls SHOULD publish 1.3.6.1.1.13.2 as a value of the
  'supportedControl' [RFC4512] in their root DSE.

  The Post-Read request control is a LDAP Control [RFC4511] whose
  controlType is 1.3.6.1.1.13.2 and whose controlValue, an OCTET
  STRING, contains a BER-encoded AttributeSelection [RFC4511], as
  extended by [RFC3673].  The criticality may be TRUE or FALSE.  This



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  control is appropriate for the addRequest, modifyRequest, and
  modDNRequest LDAP messages.

  The corresponding response control is a LDAP Control whose
  controlType is 1.3.6.1.1.13.2 and whose controlValue is a BER-encoded
  SearchResultEntry.  The criticality may be TRUE or FALSE.  This
  control is appropriate for the addResponse, modifyResponse, and
  modDNResponse LDAP messages with a resultCode of success (0).

  When the request control is attached to an appropriate update LDAP
  request, the control requests the return of a copy of the target
  entry after the application of the update.  The AttributeSelection
  indicates, as discussed in [RFC4511][RFC3673], which attributes are
  requested to appear in the copy.  The server is to return a
  SearchResultEntry containing, subject to access controls and other
  constraints, values of the requested attributes.

  The normal processing of the update operation and the processing of
  this control MUST be performed as one atomic action isolated from
  other update operations.

  If the update operation fails (in either normal or control
  processing), no Post-Read response control is provided.

4.  Interaction with Other Controls

  The Pre-Read and Post-Read controls may be combined with each other
  and/or with a variety of other controls.  When combined with the
  assertion control [RFC4528] and/or the manageDsaIT control [RFC3296],
  the semantics of each control included in the combination applies.
  The Pre-Read and Post-Read controls may be combined with other
  controls as detailed in other technical specifications.

5.  Security Considerations

  The controls defined in this document extend update operations to
  support read capabilities.  Servers MUST ensure that the client is
  authorized for reading of the information provided in this control
  and that the client is authorized to perform the requested directory
  update.

  Security considerations for the update operations [RFC4511] extended
  by this control, as well as general LDAP security considerations
  [RFC4510], generally apply to implementation and use of this
  extension






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6.  IANA Considerations

  Registration of the following protocol values [RFC4520] have been
  completed by the IANA.

6.1.  Object Identifier

  The IANA has registered an LDAP Object Identifier to identify LDAP
  protocol elements defined in this document.

      Subject: Request for LDAP Object Identifier Registration
      Person & email address to contact for further information:
           Kurt Zeilenga <[email protected]>
      Specification: RFC 4527
      Author/Change Controller: IESG
      Comments: Identifies the LDAP Read Entry Controls

6.2.  LDAP Protocol Mechanisms

  The IANA has registered the LDAP Protocol Mechanism described in this
  document.

      Subject: Request for LDAP Protocol Mechanism Registration
      Object Identifier: 1.3.6.1.1.13.1
      Description: LDAP Pre-read Control
      Person & email address to contact for further information:
           Kurt Zeilenga <[email protected]>
      Usage: Control
      Specification: RFC 4527
      Author/Change Controller: IESG
      Comments: none

      Subject: Request for LDAP Protocol Mechanism Registration
      Object Identifier: 1.3.6.1.1.13.2
      Description: LDAP Post-read Control
      Person & email address to contact for further information:
           Kurt Zeilenga <[email protected]>
      Usage: Control
      Specification: RFC 4527
      Author/Change Controller: IESG
      Comments: none

7.  Acknowledgement

  The LDAP Pre-Read and Post-Read controls are modeled after similar
  capabilities offered in the DAP [X.511].





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8.  References

8.1.  Normative References

  [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC3296]     Zeilenga, K., "Named Subordinate References in
                Lightweight Directory Access Protocol (LDAP)
                Directories", RFC 3296, July 2002.

  [RFC3673]     Zeilenga, K., "Lightweight Directory Access Protocol
                version 3 (LDAPv3): All Operational Attributes", RFC
                3673, December 2003.

  [RFC4510]     Zeilenga, K., Ed, "Lightweight Directory Access
                Protocol (LDAP): Technical Specification Road Map", RFC
                4510, June 2006.

  [RFC4511]     Sermersheim, J., Ed., "Lightweight Directory Access
                Protocol (LDAP): The Protocol", RFC 4511, June 2006.

  [RFC4512]     Zeilenga, K., "Lightweight Directory Access Protocol
                (LDAP): Directory Information Models", RFC 4512, June
                2006.

  [RFC4528]     Zeilenga, K., "Lightweight Directory Access Protocol
                (LDAP) Assertion Control", RFC 4528, June 2006.

  [X.680]       International Telecommunication Union -
                Telecommunication Standardization Sector, "Abstract
                Syntax Notation One (ASN.1) - Specification of Basic
                Notation", X.680(1997) (also ISO/IEC 8824-1:1998).

  [X.690]       International Telecommunication Union -
                Telecommunication Standardization Sector,
                "Specification of ASN.1 encoding rules: Basic Encoding
                Rules (BER), Canonical Encoding Rules (CER), and
                Distinguished Encoding Rules (DER)", X.690(1997) (also
                ISO/IEC 8825-1:1998).











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8.2.  Informative References

  [RFC4520]     Zeilenga, K., "Internet Assigned Numbers Authority
                (IANA) Considerations for the Lightweight Directory
                Access Protocol (LDAP)", BCP 64, RFC 4520, June 2006.

  [RFC4530]     Zeilenga, K., "Lightweight Directory Access Protocol
                (LDAP) EntryUUID Operational Attribute", RFC 4530, June
                2006.

  [X.511]       International Telecommunication Union -
                Telecommunication Standardization Sector, "The
                Directory: Abstract Service Definition", X.511(1993)
                (also ISO/IEC 9594-3:1993).

Author's Address

  Kurt D. Zeilenga
  OpenLDAP Foundation

  EMail: [email protected]






























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Full Copyright Statement

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