Network Working Group                                            J. Polk
Request for Comments: 4411                                 Cisco Systems
Category: Standards Track                                  February 2006


           Extending the Session Initiation Protocol (SIP)
                 Reason Header for Preemption Events

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2006).

Abstract

  This document proposes an IANA Registration extension to the Session
  Initiation Protocol (SIP) Reason Header to be included in a BYE
  Method Request as a result of a session preemption event, either at a
  user agent (UA), or somewhere in the network involving a
  reservation-based protocol such as the Resource ReSerVation Protocol
  (RSVP) or Next Steps in Signaling (NSIS).  This document does not
  attempt to address routers failing in the packet path; instead, it
  addresses a deliberate tear down of a flow between UAs, and informs
  the terminated UA(s) with an indication of what occurred.




















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RFC 4411        SIP Reason Header for Preemption Events    February 2006


Table of Contents

  1. Introduction ....................................................2
     1.1. Conventions Used in This Document ..........................4
  2. Access Preemption Events ........................................4
     2.1. Effects of Preemption at the User Agent ....................6
     2.2. Reason Header Requirements for Access Preemption Events ....6
  3. Network Preemption Events .......................................7
     3.1. Reason Header Requirements for Network Preemption Events ..10
  4. Including a Hybrid Infrastructure ..............................10
     4.1. Hybrid Infrastructure Requirements ........................11
  5. Preemption Reason Header Cause Codes and Semantics .............11
     5.1. Access Preemption Event Reason Code .......................12
          5.1.1. Access Preemption Event Call Flow ..................12
     5.2. Network Preemption Events Reason Code .....................14
          5.2.1. Network Preemption Event Call Flow .................15
     5.3. Generic Preemption Event Reason Code ......................16
     5.4. Non-IP Preemption Event Reason Code .......................16
          5.4.1. Non-IP Preemption Event Call Flow ..................17
  6. Security Considerations ........................................17
  7. IANA Considerations ............................................17
     7.1. "Preemption" Namespace Registry ...........................18
     7.2. Default Reason-Text IANA Registry for the SIP
          Reason Header .............................................20
  8. Contributions ..................................................20
  9. Acknowledgements ...............................................20
  10. References ....................................................21
     10.1. Normative References .....................................21
     10.2. Informative References ...................................21

1.  Introduction

  With the introduction of the SIP Resource-Priority (R-P) header [4],
  there became the possibility of sessions being torn down for (scarce)
  resource reasons, meaning there weren't enough resources for a
  particular session to continue.  Certain domains will implement this
  mechanism where resources may become constrained either at the user
  agent (UA) or at congested router interfaces where more important
  sessions are to be completed at the expense of less important
  sessions.  Which sessions are more or less important than others will
  not be discussed here.  What is proposed here is a SIP [2] extension
  to synchronize SIP elements as to why a preemption event occurred and
  which type of preemption event occurred, as viewed by the element
  that performed the preemption of a session.

  The SIP Reason Header is an application layer feedback mechanism to
  synchronize SIP elements of events; the particular event explained
  here deals with preemption of a session.  Q.850 [5] provides an



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RFC 4411        SIP Reason Header for Preemption Events    February 2006


  indication for preemption (cause=8) and for preemption "circuit
  reserved for reuse" (cause=9).  Q.850 Cause=9 does not apply to IP,
  as IP has no concept of circuits.  Some domains wish to differentiate
  appropriate IP reasons for preemption of sessions and to indicate
  topologically where the preemption event occurred.  No other means
  exists today to give feedback as to why a session was torn down on
  preemption grounds.

  In the event that a session is terminated for a specific reason that
  can (or should) be shared with SIP Servers and UAs sharing dialog,
  the Reason Header [1] was created to be included in the BYE Request.
  This was not the only Method for this new Header; [1] also discusses
  the CANCEL Method usage.

  This document will define two use cases in which new preemption
  Reason values are necessary:

     Access Preemption Event - This is when a UA receives a new SIP
           session request message with a valid R-P value that is
           higher than the one associated with the currently active
           session at that UA.  The UA must discontinue the existing
           session in order to accept the new one (according to local
           policy of some domains).

     Network Preemption Event - This is when a network element - such
           as a router - reaches capacity on a particular interface and
           has the ability to statefully choose which session(s) will
           remain active when a new session/reservation is signaled for
           under the parameters outlined in SIP Preconditions per [3]
           that would otherwise overload that interface (perhaps
           adversely affecting all sessions).  In this case, the router
           must terminate one or more reservations of lower priority in
           order to allow this higher priority reservation access to
           the requested amount of bandwidth (according to local policy
           of some domains).

  This document will cover the semantics for these two cases and
  request IANA registration of the new protocol value "Preemption" for
  the Reason Header field, with 4 cause values for the above preemption
  conditions.  Additionally, this document will create a new IANA
  Registry for reason-text strings that are not currently defined
  through existing SIP Response codes or Q.850 cause codes.  This new
  Registry will be useful for future protocols used by the SIP Reason
  header.

  This document will emphasize an existing SIP RFC [3] as the starting
  point for network preemption events.  RFC 3312 set rules surrounding
  SIP interaction using a reservation protocol for QoS preconditions,



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RFC 4411        SIP Reason Header for Preemption Events    February 2006


  using RSVP as the example protocol.  That effort did not preclude
  other preconditions or future protocol work from becoming a means of
  preconditions.  NSIS is a new reservation protocol effort that
  specifies a preemption operation similar to RSVP's ResvErr message
  involving the NSIS NOTIFY message in [8] with a Transient error code
  0x04000005 (Resources Pre-empted).

  Note that SIP itself does not cause RSVP or NSIS reservation
  signaling to start or end.  That operation is part of a separate API
  within each UA.

1.1.  Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [6].

2.  Access Preemption Events

  As mentioned previously, Access Preemption Events (APE) occur at the
  user agent.  It does not matter which UA in a unicast or multicast
  session this happens to (the UAC or UAS of a session).  If local
  policy dictates in a particular domain rules regarding the
  functionality of a UA, there must be a means by which that UA (not
  the user) informs the other UA(s) why a session was just torn down
  prematurely.  The appropriate mechanism is the BYE Method.  The user
  of the other far side UA will not understand why that session "just
  went away" without there being a means of informing the UA of what
  occurred (if this event was purposeful).  Through this type of
  indication to the preempted UA, it can indicate to the user of that
  device appropriately.

  The rules within a domain surrounding the UA to be informed can be
  different from the rules for informing the user.  Local policy should
  determine if the user should be informed of the specific reason.
  This indication in SIP will provide a means for the UA to react in a
  locally determined way, if appropriate (play a certain tone or tone
  sequence, point towards a special announcement uri, cause the UA's
  visual display to do something, etc.).

  Figure 1 illustrates the scenario.  UA1 invites UA2 to a session with
  the Resource Priority level of 3 (levels 1 and 2 are higher is this
  domain, and the namespace element is not necessary for this
  discussion).







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RFC 4411        SIP Reason Header for Preemption Events    February 2006


     UA1                      UA2                       UA3
      |                        |                         |
      |      INVITE (R-P:3)    |                         |
      |----------------------->|                         |
      |         200 OK         |                         |
      |<-----------------------|                         |
      |          ACK           |                         |
      |----------------------->|                         |
      |          RTP           |                         |
      |<======================>|                         |
      |                        |      INVITE (R-P:2)     |
      |                        |<------------------------|
      |    BYE (Reason : ? )   |                         |
      |<-----------------------|                         |
      |                        |         200 OK          |
      |                        |------------------------>|
      |         200 OK         |                         |
      |----------------------->|                         |
      |                        |          ACK            |
      |                        |<------------------------|
      |                        |          RTP            |
      |                        |<=======================>|
      |                        |                         |

         Figure 1. Access Preemption with obscure Reason

  After the session between UA1 and UA2 is established, UA3 invites UA2
  to a new session with an R-P of 2 (a higher priority than the current
  session between UA1 and UA2).  Local policy within this domain
  dictates that UA2 must preempt all existing calls of lower priority
  in order to accept a higher priority call.

  What Reason value could be inserted above to mean "preemption" at a
  UA?  There are several choices: 410 "Gone", 480 "Temporarily
  Unavailable", 486 "Busy Here", and 503 "Service Unavailable".  The
  use of any of these here is questionable because the session is
  already established.  It is further complicated if there needs to be
  a difference in the Reason value for an Access versus a Network
  Preemption Event (which is a requirement here).  The limits of Q.850
  [5] have been stated previously in this document.

  It should be possible to configure UAs receiving a preemption
  indication to indicate to the user that no particular type of
  preemption occurred.  There are some domains that might prefer their
  users to remain unaware of the specifics of network behavior.  This
  should not ever prevent a known preemption indication from being sent
  in a BYE from a UA.




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RFC 4411        SIP Reason Header for Preemption Events    February 2006


2.1.  Effects of Preemption at the User Agent

  If 2 UAs are in a session and one UA must preempt that session to
  accept another session, a BYE Method message is the appropriate
  mechanism to perform this task.  However, taking this a step further,
  if a UA is the common point of a 3-way (or more) ad hoc conference
  and must preempt all sessions in that conference due to receipt of a
  higher-priority session request (that this UA must accept), then a
  BYE message must be sent to all UAs in that ad hoc conference.

2.2.  Reason Header Requirements for Access Preemption Events

  The following is a list of requirements for adding an appropriate
  Reason value for an Access Preemption Event (APE) as described above
  and shown in Figure 1:

     APE_REQ#1 - create a means by which one UA can inform another UA
                 (within the same active session) that the active
                 session between the two devices is being purposely
                 preempted at one UA for a higher-priority session
                 request from another UA.

     APE_REQ#2 - create a means by which all relevant SIP elements can
                 be informed of this Access Preemption Event to a
                 specific session.

  For example: perhaps SIP Servers that have incorporated a Record-
  Route header into that session set up need to be informed of this
  occurrence.

     APE_REQ#3 - create a means of informing all participants in an ad
                 hoc conference that the primary UA (the mixer) has
                 preempted the conference by accepting a higher-
                 priority session request.

     APE_REQ#4 - create a separate indication for the access preemption
                 event than the one used for a Network Preemption Event
                 (described in the next section) in the session BYE
                 message.

     APE_REQ#5 - create a means to generate a specific indication of a
                 preemption event at the user agent to inform all
                 relevant SIP entities, yet have the ability to
                 generalize this indication (based on local policy) to
                 the receiving UA such that this UA cannot display more
                 information than the domain wants the user to see.





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RFC 4411        SIP Reason Header for Preemption Events    February 2006


3.  Network Preemption Events

  Network Preemption Events (NPE) are instances in which an
  intermediate router between SIP user agents preempts one or more
  sessions at one of its interfaces to place a higher-priority session
  through that interface.  Within RSVP, there exists a means to execute
  this functionality per [7]: ResvErr messages, which travel downstream
  towards appropriate receivers.  The ResvErr message has the ability
  to carry within it a code indicating why a reservation is being torn
  down.  The ResvErr does not travel upstream to the other UA.  This
  document proposes that a SIP message be generated to synchronize all
  relevant SIP elements to this preemption event, including the
  upstream UA.  Creating another Reason value describing that a network
  element preempted the session is necessary in certain domains.

  Figures 2 and 3 illustrate a network preemption scenario with RSVP.
  NSIS, not shown in examples here, can be imagined from [8] with a
  NOTIFY error message indicating that a reservation has been preempted
  with the Transient ERROR_SPEC 0x04000005.  SIP behavior will be
  identical using either reservation protocol.

  UA1 invites UA2 to a session with the Resource Priority level of 3
  (levels 1 and 2 are higher in this domain) and is accepted.  This SIP
  signaling translated the Resource Priority value to an appropriate
  RSVP priority level for that flow.  The link between Router 1 and
  Router 2 became saturated with this session reservation between UA1
  and UA2 (in this example).

            UA1                                  UA2
               \                                /
                \                              /
                 +--------+          +--------+
                 |        |          |        |
                 | RTR1   |          |  RTR2  |
                 |       Int7-------Int5      |
                 |        |          |        |
                 +--------+          +--------+
                /                              \
               /                                \
            UA3                                  UA4

               Figure 2. Network Diagram Scenario A

  After the session between UA1 and UA2 is established, UA3 invites UA4
  to a new session with a Resource Priority level of 2 (a higher
  priority than the current reservation between UA1 and UA2).  Again,
  the priority value within the Resource-Priority header of this INVITE
  is translated into an appropriate RSVP priority (that is also higher



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RFC 4411        SIP Reason Header for Preemption Events    February 2006


  in relative priority to the UA1_UA2 session/RSVP flow).  When this
  second, higher-priority session is signaled, one Path message goes
  from UA3 to UA4, resulting in the RESV message going from UA4 back to
  UA3.  Because this link between the two routers is at capacity (at
  Int7 in Figure 5), Router 1 will (in this example) make the decision
  or will communicate with another network entity that will make the
  decision to preempt lower-priority BW to ensure that this higher-
  priority session reservation is completed.  A ResvErr message is sent
  to UA2.  The result is that UA2 will know that there has been a
  preemption event in a router (because the ResvErr message has a error
  code within it, stating "preemption").  At this point, UA1 will not
  know anything of this preemption.  If there are any SIP Proxies
  between UAs 1 and 2 (perhaps that inserted a Record-Route Header),
  each will also need to be informed as to why this reservation was
  torn down.

  Figure 3 shows the call flow with Router 2 from Figure 2 included at
  the RSVP layer sending the ResvErr message.  A complete call flow
  including all UAs and Routers is not shown here for diagram
  complexity reasons.  The complete signaling between UA3 and UA4 is
  also not included.






























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RFC 4411        SIP Reason Header for Preemption Events    February 2006


     UA1                      Rtr2                      UA2
      |                        |                         |
      |         INVITE with QoS Preconditions (R-P:3)    |
      |------------------------------------------------->|
      |    ********************************************  |
      |    *  - QoS Preconditions established UA1-UA2 *  |
      |    *  - SIP signaling continues...            *  |
      |    ********************************************  |
      |         200 OK                                   |
      |<-------------------------------------------------|
      |          ACK                                     |
      |------------------------------------------------->|
      |          RTP                                     |
      |<================================================>|
      |    ********************************************  |
      |    *  -UA3 sends INV with QoS Preconditions   *  |
      |    *     to UA4 w/ RP:2;                      *  |
      |    *  -Reservation set-up occurs between UA3  *  |
      |    *     and UA4                              *  |
      |    *  -Router 2 in Figure 2 must preempt      *  |
      |    *     reservation between UA1 & UA2        *  |
      |    * ******************************************  |
      |                                                  |
      |                        |     ResvErr             |
      |                        |------------------------>|
      |                        |                         |
      |                                                  |
      |                          BYE (Reason : ? )       |
      |<-------------------------------------------------|
      |                              200 OK              |
      |------------------------------------------------->|
      |                                                  |

         Figure 3. Network Preemption with obscure Reason

  What Reason value could be inserted above to mean "preemption at a
  router interface"?  There are several choices: 410 "Gone", 480
  "Temporarily Unavailable", 486 "Busy Here", and 503 "Service
  Unavailable".  The use of any of these here is questionable because
  the session is already established.  It is further complicated if
  there needs to be a difference between the Reason value for an Access
  Preemption Event versus a Network Preemption Event.  The limits of
  Q.850 [5] have already been stated previously, showing there is
  nothing in that spec to indicate a problem in an IP network.

  To state that all preemptions are equal is possible, but will not
  provide adequate information.  Therefore, another Reason Header value
  is necessary to differentiate the APE from the NPE.



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RFC 4411        SIP Reason Header for Preemption Events    February 2006


3.1.  Reason Header Requirements for Network Preemption Events

  The following are the requirements for the appropriate SIP signaling
  in reaction to a Network Preemption Event (NPE):

     NPE_REQ#1 - create a means of informing the far-end UA that a
                 Network Preemption Event has occurred in an
                 intermediate router.

     NPE_REQ#2 - create a means by which all relevant SIP elements can
                 be informed of a Network Preemption Event to a
                 specific session.

  For example: perhaps SIP Servers have incorporated a Record-Route
  header into that session set up.

     NPE_REQ#3 - create a means of informing all participants in an ad
                 hoc conference that the primary UA (the mixer) has
                 been preempted by a Network Preemption Event.

     NPE_REQ#4 - create a separate description of the Network
                 Preemption Event relative to an Access Preemption
                 Event in SIP.

4.  Including a Hybrid Infrastructure

  If User 1 is in a non-IP portion of infrastructure (using a TDM
  phone) in a session with a UA through a SIP gateway, and if the TDM
  portion had the ability to preempt the session and indicate to the
  SIP gateway when it did such a preemption, the SIP GW would need to
  be able to convey this preemption event into the SIP portion of this
  session just as if User 1 were a UA in the session.  Below is a
  diagram of this:

      **************************
      *       TDM network      *
      *                    +---------+
      *   User 1           |         |
      *     O   ==========>| SIP GW1 |================> UA2
      *    /|\  ^          |         |                   |
      *    / \  |          +---------+                   |
      *         |              *                         |
      **********|***************  |                      |
                |                 |   Preemption         |
           Preemption  ---------> |--------------------->|
              Event                   Indication

                Figure 4. TDM/IP Preemption Event



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RFC 4411        SIP Reason Header for Preemption Events    February 2006


4.1.  Hybrid Infrastructure Requirements

  The following are the requirements unique to the topology involving
  both IP infrastructure and TDM (or non-IP) infrastructure.

     HYB_REQ#1 - create a means of informing the far-end UA in a dialog
                 through a SIP gateway with a non-IP phone that the TDM
                 portion of the session indicated to the SIP gateway
                 that a preemption event terminated the session.

     HYB_REQ#2 - create a means of identifying this preemption event
                 uniquely with respect to an access preemption and
                 network preemption event.

5.  Preemption Reason Header Cause Codes and Semantics

  This document defines the following new protocol value for the
  protocol field of the Reason header field in RFC 3326 [1]:

     Preemption: The cause parameter contains a preemption cause code.

  We define the following preemption cause codes:

  Value    Default Text        Description

    1      UA Preemption       The session has been preempted by a UA.

    2      Reserved Resources  The session preemption has been
           Preempted           initiated within the network via a
                               purposeful RSVP preemption occurrence,
                               and not a link error.

    3      Generic Preemption  This is a limited-use preemption
                               indication to be used on the final leg
                               to the preempted UA to generalize the
                               event.

    4      Non-IP Preemption   The session preemption has occurred in
                               a non-IP portion of the infrastructure,
                               and this is the Reason cause code given
                               by the SIP Gateway.

  Example syntax for the above preemption types are as follows:

     Reason: preemption ;cause=1 ;text="UA Preemption"
     Reason: preemption ;cause=2 ;text="Reserved Resources Preempted"
     Reason: preemption ;cause=3 ;text="Generic Preemption"
     Reason: preemption ;cause=4 ;text="Non-IP Preemption"



Polk                        Standards Track                    [Page 11]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


  Sections 5.1, 5.2, 5.3, and 5.4 provide use cases and extended
  definitions for the above four cause codes with message flow
  diagrams.

5.1.  Access Preemption Event Reason Code

  A more elaborate description of the Access Preemption Event cause=1
  is as follows:

     A user agent in a session has purposely preempted a session and is
     informing the far-end user agent, or user agents (if part of a
     conference), and SIP Proxies (if stateful of the session's
     transactions)

  An example usage of this header value would be:

     Reason: preemption ;cause=1 ;text="UA Preemption"

5.1.1.  Access Preemption Event Call Flow

  Figure 5 replicates the call flow from Figure 1, but with an
  appropriate Reason value indication that was proposed in Section 4.1,
  above:




























Polk                        Standards Track                    [Page 12]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


     UA1                                 UA2                  UA3
      |                                   |                    |
      |         INVITE (R-P:3)            |                    |
      |---------------------------------->|                    |
      |           200 OK                  |                    |
      |<----------------------------------|                    |
      |            ACK                    |                    |
      |---------------------------------->|                    |
      |            RTP                    |                    |
      |<=================================>|                    |
      |                                   |    INVITE (R-P:2)  |
      |                                   |<-------------------|
      |    BYE (Reason: Preemption ;      |                    |
      |    cause=1 ;text="UA Preemption") |                    |
      |<----------------------------------|                    |
      |                                   |        200 OK      |
      |                                   |------------------->|
      |         200 OK                    |                    |
      |---------------------------------->|                    |
      |                                   |        ACK         |
      |                                   |<-------------------|
      |                                   |        RTP         |
      |                                   |<==================>|
      |                                   |                    |

       Figure 5. Access Preemption with Reason: UA Preemption

  UA1 invites UA2 to a session with the Resource Priority level of 3
  (levels 1 and 2 are higher in this domain).  After the session
  between UA1 and UA2 is established, UA3 invites UA2 to a new session
  with an R-P of 2 (a higher priority than the current session to UA1).
  Local policy within this domain dictates that UA2 must preempt all
  existing calls of lower priority in order to accept a higher-priority
  call.

  UA2 sends a BYE Request message with a Reason header with a value of
  UA Preemption.  This will inform the far-end UA (UA1) and all
  relevant SIP elements (for example, SIP Proxies).  The cause code is
  unique to what is proposed in the RSVP Preemption Event for
  differentiation purposes.











Polk                        Standards Track                    [Page 13]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


5.2.  Network Preemption Events Reason Code

  A more elaborate description of the Reserved Resources Preempted
  Event cause=2 is as follows:

     A router has preempted a reservation flow and generated a
     reservation error message: a ResvErr traveling downstream in RSVP,
     and a NOTIFY in NSIS.  The UA receiving the preemption error
     message generates a BYE request towards the far-side UA with a
     Reason Header with this value indicating that somewhere between
     two or more UAs, a router has administratively preempted this
     session.

  An example usage of this header value would be:

     Reason: Preemption :cause=2 ;text="Reserved Resources Preempted"



































Polk                        Standards Track                    [Page 14]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


5.2.1.  Network Preemption Event Call Flow

  Figure 6 replicates the call flow from Figure 5, but with an
  appropriate Reason value indication that was proposed in Section 4.2,
  above.

     UA1                         Rtr2                      UA2
      |                           |                         |
      |         INVITE with QoS Preconditions (R-P:3)       |
      |---------------------------------------------------->|
      |    ********************************************     |
      |    *  - QoS Preconditions established UA1-UA2 *     |
      |    *  - SIP signaling continues...              *   |
      |    ********************************************     |
      |         200 OK                                      |
      |<----------------------------------------------------|
      |          ACK                                        |
      |---------------------------------------------------->|
      |          RTP                                        |
      |<===================================================>|
      |    ********************************************     |
      |    *  -UA3 sends INV with QoS Preconditions   *     |
      |    *     to UA4 w/ RP:2;                      *     |
      |    *  -Reservation set-up occurs between UA3  *     |
      |    *     and UA4                              *     |
      |    *  -Router 2 in Figure 2 must preempt      *     |
      |    *     reservation between UA1 & UA2        *     |
      |    * *********************************************  |
      |                                                     |
      |                           |     ResvErr             |
      |                           |------------------------>|
      |                           |                         |
      |                                                     |
      |           BYE (Reason : Preemption ;cause=2 ;       |
      |                text="Reserved Resources Preempted") |
      |<----------------------------------------------------|
      |                         200 OK                      |
      |---------------------------------------------------->|
      |                                                     |

     Figure 6. Network Preemption with "Reserved Resources Preempted"

  Above is the call flow with Router 2 from Figure 2 included at the
  RSVP layer sending the Resv messages.  A complete call flow including
  all UAs and Routers is not included for diagram complexity reasons.
  The signaling between UA3 and UA4 is also not included.





Polk                        Standards Track                    [Page 15]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


  Upon receipt of the ResvErr message with the preemption error code,
  UA2 can now appropriately inform UA1 why this event occurred.  This
  BYE message will also inform all relevant SIP elements, synchronizing
  them.  The cause value is unique to that proposed in Section 4.1 for
  Access Preemption Events for differentiation purposes.

5.3.  Generic Preemption Event Reason Code

  A more elaborate description of the Generic Preemption Event cause=3
  is as follows:

     This cause code is for infrastructures that do not wish to provide
     the preempted UA with a more precise reason than just
     "preemption".  It is possible that UAs will have code that will
     indicate the type of preemption event that is contained in the
     Reason header, and certain domains have expressed this as not
     being optimal, and wanted to generalize the indication.  This MUST
     NOT be the initial indication within these domains, as valuable
     traffic analysis and other NM applications will be generalized as
     well.  If this cause value is to be implemented, it SHOULD only be
     done at the final SIP Proxy in such a way that the cause value
     indicating which type of preemption event actually occurred is
     changed to this generalized preemption indication to be received
     by the preempted UA.

  An example usage of this header value would be:

     Reason: preemption ;cause=3 ;text="Generic Preemption"

5.4.  Non-IP Preemption Event Reason Code

  A more elaborate description of the Non-IP Preemption Event cause=4
  is as follows:

     A session exists in a hybrid IP/non-IP infrastructure and the
     preemption event occurs in the non-IP portion, and was indicated
     by that portion that this call termination was due to preemption.
     This is the indication that would be generated by a SIP Gateway
     towards the SIP UA that is being preempted, traversing whichever
     SIP Proxies are involved in session signaling (a question of
     server state).

  An example usage of this header value would be:

     Reason: preemption ;cause=4 ;text="Non-IP Preemption"






Polk                        Standards Track                    [Page 16]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


5.4.1.  Non-IP Preemption Event Call Flow

  Figure 7 is a simple call flow diagram of the Non-IP Preemption
  Event.

                                                          ............
     UA1                                   SIP GW1        .  User3   .
      |                                       |           .          .
      |         INVITE (R-P:1)                |           .          .
      |-------------------------------------->|           .  Non-IP  .
      |           200 OK                      |           .          .
      |<--------------------------------------|           .  Network .
      |            ACK                        |           .          .
      |-------------------------------------->|           .          .
      |            RTP                        |           .          .
      |<=====================================>|           .          .
      |                                       |           .          .
      |    BYE (Reason: Preemption ;          |<==Preemption Indication
      |    cause=4 ;text="Non-IP Preemption") |           .          .
      |<--------------------------------------|           .          .
      |                                       |           ............

                 Figure 7. Non-IP Preemption Flow

  In this case, UA1 signals User3 to a session.  Once established,
  there is a preemption event in the non-IP portion of the
  session/call, and the TDM portion has the ability to inform the SIP
  GW of this type of event.  This non-IP signal can be translated into
  SIP signaling (into the BYE session termination message).  Within
  this BYE, there should be a Reason header indicating such an event to
  synchronize all SIP elements.

6.  Security Considerations

  Eavesdropping on this header field should not prevent proper
  operation of the SIP protocol, although some domains utilizing this
  mechanism for notifying and synchronizing SIP elements will likely
  want the integrity to be assured.  It is therefore RECOMMENDED that
  integrity protection be applied when using this header to prevent
  unwanted changes to the field and snooping of the messages.  The
  accepted choices for providing integrity protection in SIP are TLS
  and S/MIME.

7.  IANA Considerations

  This document adds to one existing IANA Registry and creates one new
  Registry.  The existing IANA Registry for the SIP Reason Header is as
  follows:



Polk                        Standards Track                    [Page 17]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


  Protocol Value   Protocol Cause            Reference
  --------------   --------------            ---------
  SIP              Status code               RFC 3261
  Q.850            Cause value in decimal    ITU-T Q.850

  This document adds to that Registry with the following entry
  (including the '*' comment):

  Protocol Value   Protocol Cause            Reference
  --------------   --------------            ---------
  Preemption       Cause value in decimal*   RFC 4411

  * See the separate "Preemption" Registry for default reason-text
    strings.

  The cause values created by the Preemption Protocol namespace in this
  document are defined in Section 7.1.  Each cause value has a Reason-
  text string as a general description of what the cause value is for.
  This is shown for the existing Reason header in Section 2 of RFC
  3326.  Before this document, the Reason-text was taken from the SIP
  Response code string from all SIP Response codes, or the default
  description from Q.850 cause codes.  Currently, there is no place to
  register new reason-text strings other than from those two sources.
  Because this document defines a new Reason header protocol namespace,
  a new IANA Registry is created in Section 7.2 just for this and
  future Reason header protocol namespaces (other than SIP Response
  codes or Q.850 cause values) to register their respective general
  descriptive text strings.  These text strings are non-binding and
  merely the default for human understanding, but they are deemed
  important enough to have their own Registry.

7.1.  "Preemption" Namespace Registry

  RFC 4411 creates the new SIP "Reason Header" [1] protocol namespace:
  "Preemption", with 4 defined cause codes:

     In instances where this namespace is used to indicate preemption
     at a UA, the following syntax shall be used (the reason-text is a
     default string; it is not mandatory, and may be different):

        Reason: preemption ;cause=1 ;text="UA Preemption"

        Section 5.1 of this document describes in detail the semantics
        of this cause code.

        The default text above is part of a new IANA Registry for
        default text strings for any new protocol namespace cause code.
        See Section 7.2 for details.



Polk                        Standards Track                    [Page 18]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


     In instances where this namespace is used to indicate preemption
     because an RSVP ResvErr message was received at a SIP UA, the
     following syntax shall be used (the reason-text is a default
     string; it is not mandatory, and may be different):

     Reason: preemption ;cause=2 ;text="Reserved Resources Preempted"

        Section 5.2 of this document describes in detail the semantics
        of this cause code.

        The default text above is part of a new IANA Registry for
        default text strings for any new protocol namespace cause code.
        See section 7.2 for details.

     In instances where this namespace is used to indicate a
     generalized preemption event to the destination UA from a Proxy
     that modifies the Reason value only during this last SIP hop, the
     following syntax shall be used (the reason-text is a default
     string; it is not mandatory, and may be different):

        Reason: preemption ;cause=3 ;text="Generic Preemption"

        Section 5.3 of this document describes in detail the semantics
        of this cause code.

        The default text above is part of a new IANA Registry for
        default text strings for any new protocol namespace cause code.
        See Section 7.2 for details.

     In instances where this namespace is used to indicate preemption
     from a non-IP portion of a call leg, a SIP Gateway shall use the
     following syntax to inform the SIP infrastructure of this event
     (the reason-text is a default string; it is not mandatory, and may
     be different):

        Reason: preemption ;cause=4 ;text=" Non-IP Preemption"

        Section 5.4 of this document describes in detail the semantics
        of this cause code.

        The default text above is part of a new IANA Registry for
        default text strings for any new protocol namespace cause code.
        See Section 7.2 for details.

  Additional definitions of the preemption namespace and its cause
  codes MUST be defined in Standards Track documents.





Polk                        Standards Track                    [Page 19]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


7.2.  Default Reason-Text IANA Registry for the SIP Reason Header

  Below is a new IANA Registry for SIP Reason Header reason-text
  strings, associated with their respective protocol type and Reason-
  param cause values.  Per RFC 3326, the Reason-text string is a quoted
  default string with only human understandability meant.  These
  strings can be changed by local policy.

               Reason-
  Protocol     param      Reason-Text         Reference
  --------     -------    ------------        ---------
  Preemption   Cause=1    UA Preemption       RFC 4411
  Preemption   Cause=2    Reserved Resources  RFC 4411
                            Preempted
  Preemption   Cause=3    Generic Preemption  RFC 4411
  Preemption   Cause=4    Non-IP Preemption   RFC 4411

8.  Contributions

  The following individuals contributed to this effort:

     Subhasri Dhesikan
     Gonzalo Camarillo
     Dave Oran

  The author thanks these individuals greatly for their aid in this
  effort.

9.  Acknowledgements

  To Haluk Keskiner for providing a valued sanity check.  To Dean
  Willis, Rohan Mahy, and Allison Mankin for their belief in and
  backing of this effort.  To Adam Roach and Arun Kumar for helpful
  comments to this document.

  Thanks to Mike Pierce for helpful comments and catching a flaw in
  this spec late in the process (before it was too late).














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RFC 4411        SIP Reason Header for Preemption Events    February 2006


10.  References

10.1.  Normative References

  [1] Schulzrinne, H., Oran, D., and G. Camarillo, "The Reason Header
      Field for the Session Initiation Protocol (SIP)", RFC 3326,
      December 2002.

  [2] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
      Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:
      Session Initiation Protocol", RFC 3261, June 2002.

  [3] Camarillo, G., Marshall, W., and J. Rosenberg, "Integration of
      Resource Management and Session Initiation Protocol (SIP)", RFC
      3312, October 2002.

  [4] Schulzrinne, H. and J. Polk, "Communications Resource-Priority
      Header in the Session Initiation Protocol (SIP)", RFC 4412,
      February 2006.

  [5] ITU-T Recommendation Q.850 (1993)

  [6] Bradner, S., "Key words for use in RFCs to Indicate Requirement
      Levels", BCP 14, RFC 2119, March 1997.

  [7] Braden, R., Zhang, L., Berson, S., Herzog, S., and S. Jamin,
      "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional
      Specification", RFC 2205, September 1997.

10.2.  Informative References

  [8] J. Manner, G. Karagiannis, A. McDonald, S. Van den Bosch, "NSLP
      for Quality-of-Service signalling", Work in Progress, September
      2005.

Author Information

  James M. Polk
  Cisco Systems
  2200 East President George Bush Turnpike
  Richardson, Texas 75082 USA

  EMail: [email protected]








Polk                        Standards Track                    [Page 21]

RFC 4411        SIP Reason Header for Preemption Events    February 2006


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