Network Working Group                                      H. Tschofenig
Request for Comments: 4230                                       Siemens
Category: Informational                                      R. Graveman
                                                           RFG Security
                                                          December 2005


                       RSVP Security Properties

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  This document summarizes the security properties of RSVP.  The goal
  of this analysis is to benefit from previous work done on RSVP and to
  capture knowledge about past activities.



























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Table of Contents

  1.   Introduction . . . . . . . . . . . . . . . . . . . . . . . .   3
  2.   Terminology and Architectural Assumptions  . . . . . . . . .   3
  3.   Overview . . . . . . . . . . . . . . . . . . . . . . . . . .   5
       3.1.  The RSVP INTEGRITY Object  . . . . . . . . . . . . . .   5
       3.2.  Security Associations  . . . . . . . . . . . . . . . .   8
       3.3.  RSVP Key Management Assumptions  . . . . . . . . . . .   8
       3.4.  Identity Representation  . . . . . . . . . . . . . . .   9
       3.5.  RSVP Integrity Handshake   . . . . . . . . . . . . . .  13
  4.   Detailed Security Property Discussion  . . . . . . . . . . .  15
       4.1.  Network Topology   . . . . . . . . . . . . . . . . . .  15
       4.2.  Host/Router  . . . . . . . . . . . . . . . . . . . . .  15
       4.3.  User to PEP/PDP  . . . . . . . . . . . . . . . . . . .  19
       4.4.  Communication between RSVP-Aware Routers . . . . . . .  28
  5.   Miscellaneous Issues . . . . . . . . . . . . . . . . . . . .  29
       5.1.  First-Hop Issue  . . . . . . . . . . . . . . . . . . .  30
       5.2.  Next-Hop Problem . . . . . . . . . . . . . . . . . . .  30
       5.3.  Last-Hop Issue   . . . . . . . . . . . . . . . . . . .  33
       5.4.  RSVP- and IPsec-protected data traffic . . . . . . . .  34
       5.5.  End-to-End Security Issues and RSVP  . . . . . . . . .  36
       5.6.  IPsec protection of RSVP signaling messages  . . . . .  36
       5.7.  Authorization  . . . . . . . . . . . . . . . . . . . .  37
  6.   Conclusions  . . . . . . . . . . . . . . . . . . . . . . . .  38
  7.   Security Considerations  . . . . . . . . . . . . . . . . . .  40
  8.   Acknowledgements . . . . . . . . . . . . . . . . . . . . . .  40
  9.   References . . . . . . . . . . . . . . . . . . . . . . . . .  40
       9.1.  Normative References . . . . . . . . . . . . . . . . .  40
       9.2.  Informative References . . . . . . . . . . . . . . . .  41
  A.   Dictionary Attacks and Kerberos  . . . . . . . . . . . . . .  45
  B.   Example of User-to-PDP Authentication  . . . . . . . . . . .  45
  C.   Literature on RSVP Security  . . . . . . . . . . . . . . . .  46



















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1.  Introduction

  As the work of the NSIS working group began, concerns about security
  and its implications for the design of a signaling protocol were
  raised.  In order to understand the security properties and available
  options of RSVP, a number of documents have to be read.  This
  document summarizes the security properties of RSVP and is part of
  the overall process of analyzing other signaling protocols and
  learning from their design considerations.  This document should also
  provide a starting point for further discussions.

  The content of this document is organized as follows.  Section 2
  introduces the terminology used throughout the document.  Section 3
  provides an overview of the security mechanisms provided by RSVP
  including the INTEGRITY object, a description of the identity
  representation within the POLICY_DATA object (i.e., user
  authentication), and the RSVP Integrity Handshake mechanism.  Section
  4 provides a more detailed discussion of the mechanisms used and
  tries to describe in detail the mechanisms provided.  Several
  miscellaneous issues are covered in Section 5.

  RSVP also supports multicast, but this document does not address
  security aspects for supporting multicast QoS signaling.  Multicast
  is currently outside the scope of the NSIS working group.

  Although a variation of RSVP, namely RSVP-TE, is used in the context
  of MPLS to distribute labels for a label switched path, its usage is
  different from the usage scenarios envisioned for NSIS.  Hence, this
  document does not address RSVP-TE or its security properties.

2.  Terminology and Architectural Assumptions

  This section describes some important terms and explains some
  architectural assumptions.

  o  Chain-of-Trust:

     The security mechanisms supported by RSVP [1] heavily rely on
     optional hop-by-hop protection, using the built-in INTEGRITY
     object.  Hop-by-hop security with the INTEGRITY object inside the
     RSVP message thereby refers to the protection between RSVP-
     supporting network elements.  Additionally, there is the notion of
     policy-aware nodes that understand the POLICY_DATA element within
     the RSVP message.  Because this element also includes an INTEGRITY
     object, there is an additional hop-by-hop security mechanism that
     provides security between policy-aware nodes.  Policy-ignorant
     nodes are not affected by the inclusion of this object in the
     POLICY_DATA element, because they do not try to interpret it.



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     To protect signaling messages that are possibly modified by each
     RSVP router along the path, it must be assumed that each incoming
     request is authenticated, integrity protected, and replay
     protected.  This provides protection against bogus messages
     injected by unauthorized nodes.  Furthermore, each RSVP-aware
     router is assumed to behave in the expected manner.  Outgoing
     messages transmitted to the next-hop network element receive new
     protection according to RSVP security processing.

     Using the mechanisms described above, a chain-of-trust is created
     whereby a signaling message that is transmitted by router A via
     router B and received by router C is supposed to be secure if
     routers A and B and routers B and C share security associations
     and all routers behave as expected.  Hence, router C trusts router
     A although router C does not have a direct security association
     with router A.  We can therefore conclude that the protection
     achieved with this hop-by-hop security for the chain-of-trust is
     no better than the weakest link in the chain.

     If one router is malicious (for example, because an adversary has
     control over this router), then it can arbitrarily modify
     messages, cause unexpected behavior, and mount a number of attacks
     that are not limited to QoS signaling.  Additionally, it must be
     mentioned that some protocols demand more protection than others
     (which depends, in part, on which nodes are executing these
     protocols).  For example, edge devices, where end-users are
     attached, may be more likely to be attacked in comparison with the
     more secure core network of a service provider.  In some cases, a
     network service provider may choose not to use the RSVP-provided
     security mechanisms inside the core network because a different
     security protection is deployed.

     Section 6 of [2] mentions the term chain-of-trust in the context
     of RSVP integrity protection.  In Section 6 of [14] the same term
     is used in the context of user authentication with the INTEGRITY
     object inside the POLICY_DATA element.  Unfortunately, the term is
     not explained in detail and the assumptions behind it are not
     clearly specified.

  o  Host and User Authentication:

     The presence of RSVP protection and a separate user identity
     representation leads to the fact that both user-identity and host-
     identity are used for RSVP protection.  Therefore, user-based
     security and host-based security are covered separately, because
     of the different authentication mechanisms provided.  To avoid
     confusion about the different concepts, Section 3.4 describes the
     concept of user authentication in more detail.



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  o  Key Management:

     It is assumed that most of the security associations required for
     the protection of RSVP signaling messages are already available,
     and hence key management was done in advance.  There is, however,
     an exception with respect to support for Kerberos.  Using
     Kerberos, an entity is able to distribute a session key used for
     RSVP signaling protection.

  o  RSVP INTEGRITY and POLICY_DATA INTEGRITY Objects:

     RSVP uses an INTEGRITY object in two places in a message.  The
     first is in the RSVP message itself and covers the entire RSVP
     message as defined in [1].  The second is included in the
     POLICY_DATA object and defined in [2].  To differentiate the two
     objects by their scope of protection, the two terms RSVP INTEGRITY
     and POLICY_DATA INTEGRITY object are used, respectively.  The data
     structure of the two objects, however, is the same.

  o  Hop versus Peer:

     In the past, the terminology for nodes addressed by RSVP has been
     discussed considerably.  In particular, two favorite terms have
     been used: hop and peer.  This document uses the term hop, which
     is different from an IP hop.  Two neighboring RSVP nodes
     communicating with each other are not necessarily neighboring IP
     nodes (i.e., they may be more than one IP hop away).

3.  Overview

  This section describes the security mechanisms provided by RSVP.
  Although use of IPsec is mentioned in Section 10 of [1], the other
  security mechanisms primarily envisioned for RSVP are described.

3.1.  The RSVP INTEGRITY Object

  The RSVP INTEGRITY object is the major component of RSVP security
  protection.  This object is used to provide integrity and replay
  protection for the content of the signaling message between two RSVP
  participating routers or between an RSVP router and host.
  Furthermore, the RSVP INTEGRITY object provides data origin
  authentication.  The attributes of the object are briefly described:

  o  Flags field:

      The Handshake Flag is the only defined flag.  It is used to
      synchronize sequence numbers if the communication gets out of
      sync (e.g., it allows a restarting host to recover the most



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      recent sequence number).  Setting this flag to one indicates that
      the sender is willing to respond to an Integrity Challenge
      message.  This flag can therefore be seen as a negotiation
      capability transmitted within each INTEGRITY object.

  o  Key Identifier:

      The Key Identifier selects the key used for verification of the
      Keyed Message Digest field and, hence, must be unique for the
      sender.  It has a fixed 48-bit length.  The generation of this
      Key Identifier field is mostly a decision of the local host. [1]
      describes this field as a combination of an address, sending
      interface, and key number.  We assume that the Key Identifier is
      simply a (keyed) hash value computed over a number of fields,
      with the requirement to be unique if more than one security
      association is used in parallel between two hosts (e.g., as is
      the case with security associations having overlapping
      lifetimes).  A receiving system uniquely identifies a security
      association based on the Key Identifier and the sender's IP
      address.  The sender's IP address may be obtained from the
      RSVP_HOP object or from the source IP address of the packet if
      the RSVP_HOP object is not present.  The sender uses the outgoing
      interface to determine which security association to use.  The
      term "outgoing interface" may be confusing.  The sender selects
      the security association based on the receiver's IP address
      (i.e., the address of the next RSVP-capable router).  The process
      of determining which node is the next RSVP-capable router is not
      further specified and is likely to be statically configured.

  o  Sequence Number:

      The sequence number used by the INTEGRITY object is 64 bits in
      length, and the starting value can be selected arbitrarily.  The
      length of the sequence number field was chosen to avoid
      exhaustion during the lifetime of a security association as
      stated in Section 3 of [1].  In order for the receiver to
      distinguish between a new and a replayed message, the sequence
      number must be monotonically incremented (modulo 2^64) for each
      message.  We assume that the first sequence number seen (i.e.,
      the starting sequence number) is stored somewhere.  The modulo-
      operation is required because the starting sequence number may be
      an arbitrary number.  The receiver therefore only accepts packets
      with a sequence number larger (modulo 2^64) than the previous
      packet.  As explained in [1] this process is started by
      handshaking and agreeing on an initial sequence number.  If no
      such handshaking is available then the initial sequence number
      must be part of the establishment of the security association.




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      The generation and storage of sequence numbers is an important
      step in preventing replay attacks and is largely determined by
      the capabilities of the system in the presence of system crashes,
      failures, and restarts.  Section 3 of [1] explains some of the
      most important considerations.  However, the description of how
      the receiver distinguishes proper from improper sequence numbers
      is incomplete: it implicitly assumes that gaps large enough to
      cause the sequence number to wrap around cannot occur.

      If delivery in order were guaranteed, the following procedure
      would work: the receiver keeps track of the first sequence number
      received, INIT-SEQ, and the most recent sequence number received,
      LAST-SEQ, for each key identifier in a security association.
      When the first message is received, set INIT-SEQ = LAST-SEQ =
      value received and accept.  When a subsequent message is
      received, if its sequence number is strictly between LAST-SEQ and
      INIT-SEQ, (modulo 2^64), accept and update LAST-SEQ with the
      value just received.  If it is between INIT-SEQ and LAST-SEQ,
      inclusive, (modulo 2^64), reject and leave the value of LAST-SEQ
      unchanged.  Because delivery in order is not guaranteed, the
      above rules need to be combined with a method of allowing a fixed
      sized window in the neighborhood of LAST-SEQ for out-of-order
      delivery, for example, as described in Appendix C of [3].

  o  Keyed Message Digest:

      The Keyed Message Digest is a security mechanism built into RSVP
      that used to provide integrity protection of a signaling message
      (including its sequence number).  Prior to computing the value
      for the Keyed Message Digest field, the Keyed Message Digest
      field itself must be set to zero and a keyed hash computed over
      the entire RSVP packet.  The Keyed Message Digest field is
      variable in length but must be a multiple of four octets.  If
      HMAC-MD5 is used, then the output value is 16 bytes long.  The
      keyed hash function HMAC-MD5 [4] is required for an RSVP
      implementation, as noted in Section 1 of [1].  Hash algorithms
      other than MD5 [5], like SHA-1 [15], may also be supported.

      The key used for computing this Keyed Message Digest may be
      obtained from the pre-shared secret, which is either manually
      distributed or the result of a key management protocol.  No key
      management protocol, however, is specified to create the desired
      security associations.  Also, no guidelines for key length are
      given.  It should be recommended that HMAC-MD5 keys be 128 bits
      and SHA-1 keys 160 bits, as in IPsec AH [16] and ESP [17].






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3.2.  Security Associations

  Different attributes are stored for security associations of sending
  and receiving systems (i.e., unidirectional security associations).
  The sending system needs to maintain the following attributes in such
  a security association [1]:

     o  Authentication algorithm and algorithm mode

     o  Key

     o  Key Lifetime

     o  Sending Interface

     o  Latest sequence number (received with this key identifier)

  The receiving system has to store the following fields:

     o  Authentication algorithm and algorithm mode

     o  Key

     o  Key Lifetime

     o  Source address of the sending system

     o  List of last n sequence numbers (received with this key
        identifier)

  Note that the security associations need to have additional fields to
  indicate their state.  It is necessary to have overlapping lifetimes
  of security associations to avoid interrupting an ongoing
  communication because of expired security associations.  During such
  a period of overlapping lifetime it is necessary to authenticate with
  either one or both active keys.  As mentioned in [1], a sender and a
  receiver may have multiple active keys simultaneously.  If more than
  one algorithm is supported, then the algorithm used must be specified
  for a security association.

3.3.  RSVP Key Management Assumptions

  RFC 2205 [6] assumes that security associations are already
  available.  An implementation must support manual key distribution as
  noted in Section 5.2 of [1].  Manual key distribution, however, has
  different requirements for key storage; a simple plaintext ASCII file
  may be sufficient in some cases.  If multiple security associations
  with different lifetimes need to be supported at the same time, then



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  a key engine would be more appropriate.  Further security
  requirements listed in Section 5.2 of [1] are the following:

  o  The manual deletion of security associations must be supported.

  o  The key storage should persist during a system restart.

  o  Each key must be assigned a specific lifetime and a specific Key
     Identifier.

3.4.  Identity Representation

  In addition to host-based authentication with the INTEGRITY object
  inside the RSVP message, user-based authentication is available as
  introduced in [2].  Section 2 of [7] states that "Providing policy
  based admission control mechanism based on user identities or
  application is one of the prime requirements."  To identify the user
  or the application, a policy element called AUTH_DATA, which is
  contained in the POLICY_DATA object, is created by the RSVP daemon at
  the user's host and transmitted inside the RSVP message.  The
  structure of the POLICY_DATA element is described in [2].  Network
  nodes acting as policy decision points (PDPs) then use the
  information contained in the AUTH_DATA element to authenticate the
  user and to allow policy-based admission control to be executed.  As
  mentioned in [7], the policy element is processed and the PDP
  replaces the old element with a new one for forwarding to the next
  hop router.

  A detailed description of the POLICY_DATA element can be found in
  [2].  The attributes contained in the authentication data policy
  element AUTH_DATA, which is defined in [7], are briefly explained in
  this Section.  Figure 1 shows the abstract structure of the RSVP
  message with its security-relevant objects and the scope of
  protection.  The RSVP INTEGRITY object (outer object) covers the
  entire RSVP message, whereas the POLICY_DATA INTEGRITY object only
  covers objects within the POLICY_DATA element.















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  +--------------------------------------------------------+
  | RSVP Message                                           |
  +--------------------------------------------------------+
  | Object    |POLICY_DATA Object                         ||
  |           +-------------------------------------------+|
  |           | INTEGRITY +------------------------------+||
  |           | Object    | AUTH_DATA Object             |||
  |           |           +------------------------------+||
  |           |           | Various Authentication       |||
  |           |           | Attributes                   |||
  |           |           +------------------------------+||
  |           +-------------------------------------------+|
  +--------------------------------------------------------+

              Figure 1: Security Relevant Objects and Elements
                        within the RSVP Message.

  The AUTH_DATA object contains information for identifying users and
  applications together with credentials for those identities.  The
  main purpose of these identities seems to be usage for policy-based
  admission control and not authentication and key management.  As
  noted in Section 6.1 of [7], an RSVP message may contain more than
  one POLICY_DATA object and each of them may contain more than one
  AUTH_DATA object.  As indicated in Figure 1 and in [7], one AUTH_DATA
  object may contain more than one authentication attribute.  A typical
  configuration for Kerberos-based user authentication includes at
  least the Policy Locator and an attribute containing the Kerberos
  session ticket.

  Successful user authentication is the basis for executing policy-
  based admission control.  Additionally, other information such as
  time-of-day, application type, location information, group
  membership, etc. may be relevant to the implementation of an access
  control policy.

  The following attributes are defined for use in the AUTH_DATA object:

     o  Policy Locator

        *  ASCII_DN

        *  UNICODE_DN

        *  ASCII_DN_ENCRYPT

        *  UNICODE_DN_ENCRYPT





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        The policy locator string is an X.500 distinguished name (DN)
        used to locate user or application-specific policy information.
        The four types of X.500 DNs are listed above.  The first two
        types are the ASCII and the Unicode representation of the user
        or application DN identity.  The two "encrypted" distinguished
        name types are either encrypted with the Kerberos session key
        or with the private key of the user's digital certificate
        (i.e., digitally signed).  The term "encrypted together with a
        digital signature" is easy to misconceive.  If user identity
        confidentiality is provided, then the policy locator has to be
        encrypted with the public key of the recipient.  How to obtain
        this public key is not described in the document.  This detail
        may be specified in a concrete architecture in which RSVP is
        used.

     o  Credentials

        Two cryptographic credentials are currently defined for a user:
        authentication with Kerberos V5 [8], and authentication with
        the help of digital signatures based on X.509 [18] and PGP
        [19].  The following list contains all defined credential types
        currently available and defined in [7]:

        +--------------+--------------------------------+
        | Credential   |  Description                   |
        |    Type      |                                |
        +===============================================|
        | ASCII_ID     |  User or application identity  |
        |              |  encoded as an ASCII string    |
        +--------------+--------------------------------+
        | UNICODE_ID   |  User or application identity  |
        |              |  encoded as a Unicode string   |
        +--------------+--------------------------------+
        | KERBEROS_TKT |  Kerberos V5 session ticket    |
        +--------------+--------------------------------+
        | X509_V3_CERT |  X.509 V3 certificate          |
        +--------------+--------------------------------+
        | PGP_CERT     |  PGP certificate               |
        +--------------+--------------------------------+

                   Figure 2: Credentials Supported in RSVP.

        The first two credentials contain only a plaintext string, and
        therefore they do not provide cryptographic user
        authentication.  These plaintext strings may be used to
        identify applications, that are included for policy-based
        admission control.  Note that these plain-text identifiers may,
        however, be protected if either the RSVP INTEGRITY or the



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        INTEGRITY object of the POLICY_DATA element is present.  Note
        that the two INTEGRITY objects can terminate at different
        entities depending on the network structure.  The digital
        signature may also provide protection of application
        identifiers.  A protected application identity (and the entire
        content of the POLICY_DATA element) cannot be modified as long
        as no policy-ignorant nodes are encountered in between.

        A Kerberos session ticket, as previously mentioned, is the
        ticket of a Kerberos AP_REQ message [8] without the
        Authenticator.  Normally, the AP_REQ message is used by a
        client to authenticate to a server.  The INTEGRITY object
        (e.g., of the POLICY_DATA element) provides the functionality
        of the Kerberos Authenticator, namely protecting against replay
        and showing that the user was able to retrieve the session key
        following the Kerberos protocol.  This is, however, only the
        case if the Kerberos session was used for the keyed message
        digest field of the INTEGRITY object.  Section 7 of [1]
        discusses some issues for establishment of keys for the
        INTEGRITY object.  The establishment of the security
        association for the RSVP INTEGRITY object with the inclusion of
        the Kerberos Ticket within the AUTH_DATA element may be
        complicated by the fact that the ticket can be decrypted by
        node B, whereas the RSVP INTEGRITY object terminates at a
        different host C.

        The Kerberos session ticket contains, among many other fields,
        the session key.  The Policy Locator may also be encrypted with
        the same session key.  The protocol steps that need to be
        executed to obtain such a Kerberos service ticket are not
        described in [7] and may involve several roundtrips, depending
        on many Kerberos-related factors.  As an optimization, the
        Kerberos ticket does not need to be included in every RSVP
        message, as described in Section 7.1 of [1].  Thus, the
        receiver must store the received service ticket.  If the
        lifetime of the ticket has expired, then a new service ticket
        must be sent.  If the receiver lost its state information
        (because of a crash or restart) then it may transmit an
        Integrity Challenge message to force the sender to re-transmit
        a new service ticket.

        If either the X.509 V3 or the PGP certificate is included in
        the policy element, then a digital signature must be added.
        The digital signature computed over the entire AUTH_DATA object
        provides authentication and integrity protection.  The SubType
        of the digital signature authentication attribute is set to
        zero before computing the digital signature.  Whether or not a
        guarantee of freshness with replay protection (either



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        timestamps or sequence numbers) is provided by the digital
        signature is an open issue as discussed in Section 4.3.

     o  Digital Signature

        The digital signature computed over the contents of the
        AUTH_DATA object must be the last attribute.  The algorithm
        used to compute the digital signature depends on the
        authentication mode listed in the credential.  This is only
        partially true, because, for example, PGP again allows
        different algorithms to be used for computing a digital
        signature.  The algorithm identifier used for computing the
        digital signature is not included in the certificate itself.
        The algorithm identifier included in the certificate only
        serves the purpose of allowing the verification of the
        signature computed by the certificate authority (except for the
        case of self-signed certificates).

     o  Policy Error Object

        The Policy Error Object is used in the case of a failure of
        policy-based admission control or other credential
        verification.  Currently available error messages allow
        notification if the credentials are expired
        (EXPIRED_CREDENTIALS), if the authorization process disallowed
        the resource request (INSUFFICIENT_PRIVILEGES), or if the given
        set of credentials is not supported
        (UNSUPPORTED_CREDENTIAL_TYPE).  The last error message returned
        by the network allows the user's host to discover the type of
        credentials supported.  Particularly for mobile environments
        this might be quite inefficient.  Furthermore, it is unlikely
        that a user supports different types of credentials.  The
        purpose of the error message IDENTITY_CHANGED is unclear.
        Also, the protection of the error message is not discussed in
        [7].

3.5.  RSVP Integrity Handshake

  The Integrity Handshake protocol was designed to allow a crashed or
  restarted host to obtain the latest valid challenge value stored at
  the receiving host.  Due to the absence of key management, it must be
  guaranteed that two messages do not use the same sequence number with
  the same key.  A host stores the latest sequence number of a
  cryptographically verified message.  An adversary can replay
  eavesdropped packets if the crashed host has lost its sequence
  numbers.  A signaling message from the real sender with a new
  sequence number would therefore allow the crashed host to update the
  sequence number field and prevent further replays.  Hence, if there



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  is a steady flow of RSVP-protected messages between the two hosts, an
  attacker may find it difficult to inject old messages, because new,
  authenticated messages with higher sequence numbers arrive and get
  stored immediately.

  The following description explains the details of an RSVP Integrity
  Handshake that is started by Node A after recovering from a
  synchronization failure:

                    Integrity Challenge

                 (1) Message (including
   +----------+      a Cookie)            +----------+
   |          |-------------------------->|          |
   |  Node A  |                           |  Node B  |
   |          |<--------------------------|          |
   +----------+      Integrity Response   +----------+
                 (2) Message (including
                     the Cookie and the
                     INTEGRITY object)

                   Figure 3: RSVP Integrity Handshake.

  The details of the messages are as follows:

     CHALLENGE:=(Key Identifier, Challenge Cookie)

     Integrity Challenge Message:=(Common Header, CHALLENGE)

     Integrity Response Message:=(Common Header, INTEGRITY, CHALLENGE)

  The "Challenge Cookie" is suggested to be a MD5 hash of a local
  secret and a timestamp [1].

  The Integrity Challenge message is not protected with an INTEGRITY
  object as shown in the protocol flow above.  As explained in Section
  10 of [1] this was done to avoid problems in situations where both
  communicating parties do not have a valid starting sequence number.

  Using the RSVP Integrity Handshake protocol is recommended although
  it is not mandatory (because it may not be needed in all network
  environments).









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4.  Detailed Security Property Discussion

  This section describes the protection of the RSVP-provided mechanisms
  for authentication, authorization, integrity and replay protection
  individually, user identity confidentiality, and confidentiality of
  the signaling messages,

4.1.  Network Topology

  This paragraph shows the basic interfaces in a simple RSVP network
  architecture.  The architecture below assumes that there is only a
  single domain and that the two routers are RSVP- and policy-aware.
  These assumptions are relaxed in the individual paragraphs, as
  necessary.  Layer 2 devices between the clients and their
  corresponding first-hop routers are not shown.  Other network
  elements like a Kerberos Key Distribution Center and, for example, an
  LDAP server from which the PDP retrieves its policies are also
  omitted.  The security of various interfaces to the individual
  servers (KDC, PDP, etc.) depends very much on the security policy of
  a specific network service provider.

                           +--------+
                           | Policy |
                      +----|Decision|
                      |    | Point  +---+
                      |    +--------+   |
                      |                 |
                      |                 |
    +------+       +-+----+        +---+--+          +------+
    |Client|       |Router|        |Router|          |Client|
    |  A   +-------+  1   +--------+  2   +----------+  B   |
    +------+       +------+        +------+          +------+

                    Figure 4: Simple RSVP Architecture.

4.2.  Host/Router

  When considering authentication in RSVP, it is important to make a
  distinction between user and host authentication of the signaling
  messages.  The host is authenticated using the RSVP INTEGRITY object,
  whereas credentials inside the AUTH_DATA object can be used to
  authenticate the user.  In this section, the focus is on host
  authentication, whereas the next section covers user authentication.

  (1) Authentication

      The term "host authentication" is used above, because the
      selection of the security association is bound to the host's IP



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      address, as mentioned in Section 3.1 and Section 3.2.  Depending
      on the key management protocol used to create this security
      association and the identity used, it is also possible to bind a
      user identity to this security association.  Because the key
      management protocol is not specified, it is difficult to evaluate
      this part, and hence we speak about data-origin authentication
      based on the host's identity for RSVP INTEGRITY objects.  The
      fact that the host identity is used for selecting the security
      association has already been described in Section 3.1.

      Data-origin authentication is provided with a keyed hash value
      computed over the entire RSVP message, excluding the keyed
      message digest field itself.  The security association used
      between the user's host and the first-hop router is, as
      previously mentioned, not established by RSVP, and it must
      therefore be available before signaling is started.

      *  Kerberos for the RSVP INTEGRITY object

         As described in Section 7 of [1], Kerberos may be used to
         create the key for the RSVP INTEGRITY object.  How to learn
         the principal name (and realm information) of the other node
         is outside the scope of [1]. [20] describes a way to
         distribute principal and realm information via DNS, which can
         be used for this purpose (assuming that the FQDN or the IP
         address of the other node for which this information is
         desired is known).  All that is required is to encapsulate the
         Kerberos ticket inside the policy element.  It is furthermore
         mentioned that Kerberos tickets with expired lifetime must not
         be used, and the initiator is responsible for requesting and
         exchanging a new service ticket before expiration.

         RSVP multicast processing in combination with Kerberos
         involves additional considerations.  Section 7 of [1] states
         that in the multicast case all receivers must share a single
         key with the Kerberos Authentication Server (i.e., a single
         principal used for all receivers).  From a personal discussion
         with Rodney Hess, it seems that there is currently no other
         solution available in the context of Kerberos.  Multicast
         handling therefore leaves some open questions in this context.

         In the case where one entity crashed, the established security
         association is lost and therefore the other node must
         retransmit the service ticket.  The crashed entity can use an
         Integrity Challenge message to request a new Kerberos ticket
         to be retransmitted by the other node.  If a node receives
         such a request, then a reply message must be returned.




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  (2) Integrity protection

      Integrity protection between the user's host and the first-hop
      router is based on the RSVP INTEGRITY object.  HMAC-MD5 is
      preferred, although other keyed hash functions may also be used
      within the RSVP INTEGRITY object.  In any case, both
      communicating entities must have a security association that
      indicates the algorithm to use.  This may, however, be difficult,
      because no negotiation protocol is defined to agree on a specific
      algorithm.  Hence, if RSVP is used in a mobile environment, it is
      likely that HMAC-MD5 is the only usable algorithm for the RSVP
      INTEGRITY object.  Only in local environments may it be useful to
      switch to a different keyed hash algorithm.  The other possible
      alternative is that every implementation support the most
      important keyed hash algorithms. e.g., MD5, SHA-1, RIPEMD-160,
      etc.  HMAC-MD5 was chosen mainly because of its performance
      characteristics.  The weaknesses of MD5 [21] are known and were
      initially described in [22].  Other algorithms like SHA-1 [15]
      and RIPEMD-160 [21] have stronger security properties.

  (3) Replay Protection

      The main mechanism used for replay protection in RSVP is based on
      sequence numbers, whereby the sequence number is included in the
      RSVP INTEGRITY object.  The properties of this sequence number
      mechanism are described in Section 3.1 of [1].  The fact that the
      receiver stores a list of sequence numbers is an indicator for a
      window mechanism.  This somehow conflicts with the requirement
      that the receiver only has to store the highest number given in
      Section 3 of [1].  We assume that this is an oversight.  Section
      4.2 of [1] gives a few comments about the out-of-order delivery
      and the ability of an implementation to specify the replay
      window.  Appendix C of [3] describes a window mechanism for
      handling out-of-sequence delivery.

  (4) Integrity Handshake

      The mechanism of the Integrity Handshake is explained in Section
      3.5.  The Cookie value is suggested to be a hash of a local
      secret and a timestamp.  The Cookie value is not verified by the
      receiver.  The mechanism used by the Integrity Handshake is a
      simple Challenge/Response message, which assumes that the key
      shared between the two hosts survives the crash.  If, however,
      the security association is dynamically created, then this
      assumption may not be true.






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      In Section 10 of [1], the authors note that an adversary can
      create a faked Integrity Handshake message that includes
      challenge cookies.  Subsequently, it could store the received
      response and later try to replay these responses while a
      responder recovers from a crash or restart.  If this replayed
      Integrity Response value is valid and has a lower sequence number
      than actually used, then this value is stored at the recovering
      host.  In order for this attack to be successful, the adversary
      must either have collected a large number of challenge/response
      value pairs or have "discovered" the cookie generation mechanism
      (for example by knowing the local secret).  The collection of
      Challenge/Response pairs is even more difficult, because they
      depend on the Cookie value, the sequence number included in the
      response message, and the shared key used by the INTEGRITY
      object.

  (5) Confidentiality

      Confidentiality is not considered to be a security requirement
      for RSVP.  Hence, it is not supported by RSVP, except as
      described in paragraph d) of Section 4.3.  This assumption may
      not hold, however, for enterprises or carriers who want to
      protect billing data, network usage patterns, or network
      configurations, in addition to users' identities, from
      eavesdropping and traffic analysis.  Confidentiality may also
      help make certain other attacks more difficult.  For example, the
      PathErr attack described in Section 5.2 is harder to carry out if
      the attacker cannot observe the Path message to which the PathErr
      corresponds.

  (6) Authorization

      The task of authorization consists of two subcategories: network
      access authorization and RSVP request authorization.  Access
      authorization is provided when a node is authenticated to the
      network, e.g., using EAP [23] in combination with AAA protocols
      (for example, RADIUS [24] or DIAMETER [9]).  Issues related to
      network access authentication and authorization are outside the
      scope of RSVP.

      The second authorization refers to RSVP itself.  Depending on the
      network configuration:

      *  the router either forwards the received RSVP request to the
         policy decision point (e.g., using COPS [10] and [11]) to
         request that an admission control procedure be executed, or





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      *  the router supports the functionality of a PDP and, therefore,
         there is no need to forward the request, or

      *  the router may already be configured with the appropriate
         policy information to decide locally whether to grant this
         request.

      Based on the result of the admission control, the request may be
      granted or rejected.  Information about the resource-requesting
      entity must be available to provide policy-based admission
      control.

  (7) Performance

      The computation of the keyed message digest for an RSVP INTEGRITY
      object does not represent a performance problem.  The protection
      of signaling messages is usually not a problem, because these
      messages are transmitted at a low rate.  Even a high volume of
      messages does not cause performance problems for an RSVP router
      due to the efficiency of the keyed message digest routine.

      Dynamic key management, which is computationally more demanding,
      is more important for scalability.  Because RSVP does not specify
      a particular key exchange protocol, it is difficult to estimate
      the effort needed to create the required security associations.
      Furthermore, the number of key exchanges to be triggered depends
      on security policy issues like lifetime of a security
      association, required security properties of the key exchange
      protocol, authentication mode used by the key exchange protocol,
      etc.  In a stationary environment with a single administrative
      domain, manual security association establishment may be
      acceptable and may provide the best performance characteristics.
      In a mobile environment, asymmetric authentication methods are
      likely to be used with a key exchange protocol, and some sort of
      public key or certificate verification needs to be supported.

4.3.  User to PEP/PDP

  As noted in the previous section, RSVP supports both user-based and
  host-based authentication.  Using RSVP, a user may authenticate to
  the first hop router or to the PDP as specified in [1], depending on
  the infrastructure provided by the network domain or the architecture
  used (e.g., the integration of RSVP and Kerberos V5 into the Windows
  2000 Operating System [25]).  Another architecture in which RSVP is
  tightly integrated is the one specified by the PacketCable
  organization.  The interested reader is referred to [26] for a
  discussion of their security architecture.




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  (1) Authentication

      When a user sends an RSVP PATH or RESV message, this message may
      include some information to authenticate the user. [7] describes
      how user and application information is embedded into the RSVP
      message (AUTH_DATA object) and how to protect it.  A router
      receiving such a message can use this information to authenticate
      the client and forward the user or application information to the
      policy decision point (PDP).  Optionally, the PDP itself can
      authenticate the user, which is described in the next section.
      To be able to authenticate the user, to verify the integrity, and
      to check for replays, the entire POLICY_DATA element has to be
      forwarded from the router to the PDP (e.g., by including the
      element into a COPS message).  It is assumed, although not
      clearly specified in [7], that the INTEGRITY object within the
      POLICY_DATA element is sent to the PDP along with all other
      attributes.

      *  Certificate Verification

         Using the policy element as described in [7], it is not
         possible to provide a certificate revocation list or other
         information to prove the validity of the certificate inside
         the policy element.  A specific mechanism for certificate
         verification is not discussed in [7] and hence a number of
         them can be used for this purpose.  For certificate
         verification, the network element (a router or the policy
         decision point) that has to authenticate the user could
         frequently download certificate revocation lists or use a
         protocol like the Online Certificate Status Protocol (OCSP)
         [27] and the Simple Certificate Validation Protocol (SCVP)
         [28] to determine the current status of a digital certificate.

      *  User Authentication to the PDP

         This alternative authentication procedure uses the PDP to
         authenticate the user instead of the first-hop router.  In
         Section 4.2.1 of [7], the choice is given for the user to
         obtain a session ticket either for the next hop router or for
         the PDP.  As noted in the same section, the identity of the
         PDP or the next hop router is statically configured or
         dynamically retrieved.  Subsequently, user authentication to
         the PDP is considered.

      *  Kerberos-based Authentication to the PDP

         If Kerberos is used to authenticate the user, then a session
         ticket for the PDP must be requested first.  A user who roams



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         between different routers in the same administrative domain
         does not need to request a new service ticket, because the
         same PDP is likely to be used by most or all first-hop routers
         within the same administrative domain.  This is different from
         the case in which a session ticket for a router has to be
         obtained and authentication to a router is required.  The
         router therefore plays a passive role of simply forwarding the
         request to the PDP and executing the policy decision returned
         by the PDP.  Appendix B describes one example of user-to-PDP
         authentication.

         User authentication with the policy element provides only
         unilateral authentication, whereby the client authenticates to
         the router or to the PDP.  If an RSVP message is sent to the
         user's host and public-key-based authentication is not used,
         then the message does not contain a certificate and digital
         signature.  Hence, no mutual authentication can be assumed.
         In case of Kerberos, mutual authentication may be accomplished
         if the PDP or the router transmits a policy element with an
         INTEGRITY object computed with the session key retrieved from
         the Kerberos ticket, or if the Kerberos ticket included in the
         policy element is also used for the RSVP INTEGRITY object as
         described in Section 4.2.  This procedure only works if a
         previous message was transmitted from the end host to the
         network and such key is already established.  Reference [7]
         does not discuss this issue, and therefore there is no
         particular requirement for transmitting network-specific
         credentials back to the end-user's host.

  (2) Integrity Protection

         Integrity protection is applied separately to the RSVP message
         and the POLICY_DATA element, as shown in Figure 1.  In case of
         a policy-ignorant node along the path, the RSVP INTEGRITY
         object and the INTEGRITY object inside the policy element
         terminate at different nodes.  Basically, the same is true for
         the user credentials if they are verified at the policy
         decision point instead of the first hop router.

      *  Kerberos

         If Kerberos is used to authenticate the user to the first hop
         router, then the session key included in the Kerberos ticket
         may be used to compute the INTEGRITY object of the policy
         element.  It is the keyed message digest that provides the
         authentication.  The existence of the Kerberos service ticket
         inside the AUTH_DATA object does not provide authentication or
         a guarantee of freshness for the receiving host.



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         Authentication and guarantee of freshness are provided by the
         keyed hash value of the INTEGRITY object inside the
         POLICY_DATA element.  This shows that the user actively
         participated in the Kerberos protocol and was able to obtain
         the session key to compute the keyed message digest.  The
         Authenticator used in the Kerberos V5 protocol provides
         similar functionality, but replay protection is based on
         timestamps (or on a sequence number if the optional seq-number
         field inside the Authenticator is used for KRB_PRIV/KRB_SAFE
         messages as described in Section 5.3.2 of [8]).

      *  Digital Signature

         If public-key-based authentication is provided, then user
         authentication is accomplished with a digital signature.  As
         explained in Section 3.3.3 of [7], the DIGITAL_SIGNATURE
         attribute must be the last attribute in the AUTH_DATA object,
         and the digital signature covers the entire AUTH_DATA object.
         In the case of PGP, which hash algorithm and public key
         algorithm are used for the digital signature computation is
         described in [19].  In the case of X.509 credentials, the
         situation is more complex because different mechanisms like
         CMS [29] or PKCS#7 [30] may be used for digitally signing the
         message element.  X.509 only provides the standard for the
         certificate layout, which seems to provide insufficient
         information for this purpose.  Therefore, X.509 certificates
         are supported, for example, by CMS or PKCS#7. [7], however,
         does not make any statements about the usage of CMS or PKCS#7.
         Currently, there is no support for CMS or for PKCS#7 [7],
         which provides more than just public-key-based authentication
         (e.g., CRL distribution, key transport, key agreement, etc.).
         Furthermore, the use of PGP in RSVP is vaguely defined,
         because there are different versions of PGP (including OpenPGP
         [19]), and no indication is given as to which should be used.

         Supporting public-key-based mechanisms in RSVP might increase
         the risks of denial-of-service attacks.  The large processing,
         memory, and bandwidth requirements should also be considered.
         Fragmentation might also be an issue here.

         If the INTEGRITY object is not included in the POLICY_DATA
         element or not sent to the PDP, then we have to make the
         following observations:

            For the digital signature case, only the replay protection
            provided by the digital signature algorithm can be used.
            It is not clear, however, whether this usage was
            anticipated or not.  Hence, we might assume that replay



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            protection is based on the availability of the RSVP
            INTEGRITY object used with a security association that is
            established by other means.

            Including only the Kerberos session ticket is insufficient,
            because freshness is not provided (because the Kerberos
            Authenticator is missing).  Obviously there is no guarantee
            that the user actually followed the Kerberos protocol and
            was able to decrypt the received TGS_REP (or, in rare
            cases, the AS_REP if a session ticket is requested with the
            initial AS_REQ).

  (3) Replay Protection

      Figure 5 shows the interfaces relevant for replay protection of
      signaling messages in a more complicated architecture.  In this
      case, the client uses the policy data element with PEP2, because
      PEP1 is not policy-aware.  The interfaces between the client and
      PEP1 and between PEP1 and PEP2 are protected with the RSVP
      INTEGRITY object.  The link between the PEP2 and the PDP is
      protected, for example, by using the COPS built-in INTEGRITY
      object.  The dotted line between the Client and the PDP indicates
      the protection provided by the AUTH_DATA element, which has no
      RSVP INTEGRITY object included.

                       AUTH_DATA                         +----+
     +---------------------------------------------------+PDP +-+
     |                                                   +----+ |
     |                                                          |
     |                                                          |
     |                                                 COPS     |
     |                                                 INTEGRITY|
     |                                                          |
     |                                                          |
     |                                                          |
  +--+---+   RSVP INTEGRITY  +----+    RSVP INTEGRITY    +----+ |
  |Client+-------------------+PEP1+----------------------+PEP2+-+
  +--+---+                   +----+                      +-+--+
     |                                                     |
     +-----------------------------------------------------+
                      POLICY_DATA INTEGRITY

                      Figure 5: Replay Protection.

      Host authentication with the RSVP INTEGRITY object and user
      authentication with the INTEGRITY object inside the POLICY_DATA
      element both use the same anti-replay mechanism.  The length of




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      the Sequence Number field, sequence number rollover, and the
      Integrity Handshake have already been explained in Section 3.1.

      Section 9 of [7] states: "RSVP INTEGRITY object is used to
      protect the policy object containing user identity information
      from security (replay) attacks."  When using public-key-based
      authentication, RSVP-based replay protection is not supported,
      because the digital signature does not cover the POLICY_DATA
      INTEGRITY object with its Sequence Number field.  The digital
      signature covers only the entire AUTH_DATA object.

      The use of public key cryptography within the AUTH_DATA object
      complicates replay protection.  Digital signature computation
      with PGP is described in [31] and in [19].  The data structure
      preceding the signed message digest includes information about
      the message digest algorithm used and a 32-bit timestamp of when
      the signature was created ("Signature creation time").  The
      timestamp is included in the computation of the message digest.
      The IETF standardized version of OpenPGP [19] contains more
      information and describes the different hash algorithms (MD2,
      MD5, SHA-1, RIPEMD-160) supported. [7] does not make any
      statements as to whether the "Signature creation time" field is
      used for replay protection.  Using timestamps for replay
      protection requires different synchronization mechanisms in the
      case of clock-skew.  Traditionally, these cases assume "loosely
      synchronized" clocks but also require specifying a replay window.

      If the "Signature creation time" is not used for replay
      protection, then a malicious, policy-ignorant node can use this
      weakness to replace the AUTH_DATA object without destroying the
      digital signature.  If this was not simply an oversight, it is
      therefore assumed that replay protection of the user credentials
      was not considered an important security requirement, because the
      hop-by-hop processing of the RSVP message protects the message
      against modification by an adversary between two communicating
      nodes.

      The lifetime of the Kerberos ticket is based on the fields
      starttime and endtime of the EncTicketPart structure in the
      ticket, as described in Section 5.3.1 of [8].  Because the ticket
      is created by the KDC located at the network of the verifying
      entity, it is not difficult to have the clocks roughly
      synchronized for the purpose of lifetime verification.
      Additional information about clock-synchronization and Kerberos
      can be found in [32].






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      If the lifetime of the Kerberos ticket expires, then a new ticket
      must be requested and used.  Rekeying is implemented with this
      procedure.

  (4) (User Identity) Confidentiality

      This section discusses privacy protection of identity information
      transmitted inside the policy element.  User identity
      confidentiality is of particular interest because there is no
      built-in RSVP mechanism for encrypting the POLICY_DATA object or
      the AUTH_DATA elements.  Encryption of one of the attributes
      inside the AUTH_DATA element, the POLICY_LOCATOR attribute, is
      discussed.

      To protect the user's privacy, it is important not to reveal the
      user's identity to an adversary located between the user's host
      and the first-hop router (e.g., on a wireless link).
      Furthermore, user identities should not be transmitted outside
      the domain of the visited network provider.  That is, the user
      identity information inside the policy data element should be
      removed or modified by the PDP to prevent revealing its contents
      to other (unauthorized) entities along the signaling path.  It is
      not possible (with the offered mechanisms) to hide the user's
      identity in such a way that it is not visible to the first
      policy-aware RSVP node (or to the attached network in general).

      The ASCII or Unicode distinguished name of the user or
      application inside the POLICY_LOCATOR attribute of the AUTH_DATA
      element may be encrypted as specified in Section 3.3.1 of [7].
      The user (or application) identity is then encrypted with either
      the Kerberos session key or with the private key in case of
      public-key-based authentication.  When the private key is used,
      we usually speak of a digital signature that can be verified by
      everyone possessing the public key.  Because the certificate with
      the public key is included in the message itself, decryption is
      no obstacle.  Furthermore, the included certificate together with
      the additional (unencrypted) information in the RSVP message
      provides enough identity information for an eavesdropper.  Hence,
      the possibility of encrypting the policy locator in case of
      public-key-based authentication is problematic.  To encrypt the
      identities using asymmetric cryptography, the user's host must be
      able somehow to retrieve the public key of the entity verifying
      the policy element (i.e., the first policy-aware router or the
      PDP).  Then, this public key could be used to encrypt a symmetric
      key, which in turn encrypts the user's identity and certificate,
      as is done, e.g., by PGP.  Currently, no such mechanism is
      defined in [7].




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      The algorithm used to encrypt the POLICY_LOCATOR with the
      Kerberos session key is assumed to be the same as the one used
      for encrypting the service ticket.  The information about the
      algorithm used is available in the etype field of the
      EncryptedData ASN.1 encoded message part.  Section 6.3 of [8]
      lists the supported algorithms. [33] defines newer encryption
      algorithms (Rijndael, Serpent, and Twofish).

      Evaluating user identity confidentiality also requires looking at
      protocols executed outside of RSVP (for example, the Kerberos
      protocol).  The ticket included in the CREDENTIAL attribute may
      provide user identity protection by not including the optional
      cname attribute inside the unencrypted part of the Ticket.
      Because the Authenticator is not transmitted with the RSVP
      message, the cname and the crealm of the unencrypted part of the
      Authenticator are not revealed.  In order for the user to request
      the Kerberos session ticket for inclusion in the CREDENTIAL
      attribute, the Kerberos protocol exchange must be executed.  Then
      the Authenticator sent with the TGS_REQ reveals the identity of
      the user.  The AS_REQ must also include the user's identity to
      allow the Kerberos Authentication Server to respond with an
      AS_REP message that is encrypted with the user's secret key.
      Using Kerberos, it is therefore only possible to hide the content
      of the encrypted policy locator, which is only useful if this
      value differs from the Kerberos principal name.  Hence, using
      Kerberos it is not "entirely" possible to provide user identity
      confidentiality.

      It is important to note that information stored in the policy
      element may be changed by a policy-aware router or by the policy
      decision point.  Which parts are changed depends upon whether
      multicast or unicast is used, how the policy server reacts, where
      the user is authenticated, whether the user needs to be re-
      authenticated in other network nodes, etc.  Hence, user-specific
      and application-specific information can leak after the messages
      leave the first hop within the network where the user's host is
      attached.  As mentioned at the beginning of this section, this
      information leakage is assumed to be intentional.

  (5) Authorization

      In addition to the description of the authorization steps of the
      Host-to-Router interface, user-based authorization is performed
      with the policy element providing user credentials.  The
      inclusion of user and application specific information enables
      policy-based admission control with special user policies that
      are likely to be stored at a dedicated server.  Hence, a Policy
      Decision Point can query, for example, an LDAP server for a



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      service level agreement that states the amount of resources a
      certain user is allowed to request.  In addition to the user
      identity information, group membership and other non-security-
      related information may contribute to the evaluation of the final
      policy decision.  If the user is not registered to the currently
      attached domain, then there is the question of how much
      information the home domain of the user is willing to exchange.
      This also impacts the user's privacy policy.

      In general, the user may not want to distribute much of this
      policy information.  Furthermore, the lack of a standardized
      authorization data format may create interoperability problems
      when exchanging policy information.  Hence, we can assume that
      the policy decision point may use information from an initial
      authentication and key agreement protocol (which may have already
      required cross-realm communication with the user's home domain,
      if only to show that the home domain knows the user and that the
      user is entitled to roam), to forward accounting messages to this
      domain.  This represents the traditional subscriber-based
      accounting scenario.  Non-traditional or alternative means of
      access might be deployed in the near future that do not require
      any type of inter-domain communication.

      Additional discussions are required to determine the expected
      authorization procedures. [34] and [35] discuss authorization
      issues for QoS signaling protocols.  Furthermore, a number of
      mobility implications for policy handling in RSVP are described
      in [36].

  (6) Performance

      If Kerberos is used for user authentication, then a Kerberos
      ticket must be included in the CREDENTIAL Section of the
      AUTH_DATA element.  The Kerberos ticket has a size larger than
      500 bytes, but it only needs to be sent once because a
      performance optimization allows the session key to be cached as
      noted in Section 7.1 of [1].  It is assumed that subsequent RSVP
      messages only include the POLICY_DATA INTEGRITY object with a
      keyed message digest that uses the Kerberos session key.
      However, this assumes that the security association required for
      the POLICY_DATA INTEGRITY object is created (or modified) to
      allow the selection of the correct key.  Otherwise, it difficult
      to say which identifier is used to index the security
      association.

      If Kerberos is used as an authentication system then, from a
      performance perspective, the message exchange to obtain the
      session key needs to be considered, although the exchange only



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      needs to be done once in the lifetime of the session ticket.
      This is particularly true in a mobile environment with a fast
      roaming user's host.

      Public-key-based authentication usually provides the best
      scalability characteristics for key distribution, but the
      protocols are performance demanding.  A major disadvantage of the
      public-key-based user authentication in RSVP is the lack of a
      method to derive a session key.  Hence, every RSVP PATH or RESV
      message includes the certificate and a digital signature, which
      is a huge performance and bandwidth penalty.  For a mobile
      environment with low power devices, high latency, channel noise,
      and low-bandwidth links, this seems to be less encouraging.  Note
      that a public key infrastructure is required to allow the PDP (or
      the first-hop router) to verify the digital signature and the
      certificate.  To check for revoked certificates, certificate
      revocation lists or protocols like the Online Certificate Status
      Protocol [27] and the Simple Certificate Validation Protocol [28]
      are needed.  Then the integrity of the AUTH_DATA object can be
      verified via the digital signature.

4.4.  Communication between RSVP-Aware Routers

  (1) Authentication

      RSVP signaling messages have data origin authentication and are
      protected against modification and replay with the RSVP INTEGRITY
      object.  The RSVP message flow between routers is protected based
      on the chain of trust, and hence each router needs only a
      security association with its neighboring routers.  This
      assumption was made because of performance advantages and because
      of special security characteristics of the core network to which
      no user hosts are directly attached.  In the core network the
      network structure does not change frequently and the manual
      distribution of shared secrets for the RSVP INTEGRITY object may
      be acceptable.  The shared secrets may be either manually
      configured or distributed by using appropriately secured network
      management protocols like SNMPv3.

      Independent of the key distribution mechanism, host
      authentication with built-in RSVP mechanisms is accomplished
      using the keyed message digest in the RSVP INTEGRITY object,
      computed using the previously exchanged symmetric key.

  (2) Integrity Protection

      Integrity protection is accomplished with the RSVP INTEGRITY
      object with the variable length Keyed Message Digest field.



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  (3) Replay Protection

      Replay protection with the RSVP INTEGRITY object is extensively
      described in previous sections.  To enable crashed hosts to learn
      the latest sequence number used, the Integrity Handshake
      mechanism is provided in RSVP.

  (4) Confidentiality

      Confidentiality is not provided by RSVP.

  (5) Authorization

      Depending on the RSVP network, QoS resource authorization at
      different routers may need to contact the PDP again.  Because the
      PDP is allowed to modify the policy element, a token may be added
      to the policy element to increase the efficiency of the re-
      authorization procedure.  This token is used to refer to an
      already computed policy decision.  The communications interface
      from the PEP to the PDP must be properly secured.

  (6) Performance

      The performance characteristics for the protection of the RSVP
      signaling messages is largely determined by the key exchange
      protocol, because the RSVP INTEGRITY object is only used to
      compute a keyed message digest of the transmitted signaling
      messages.

      The security associations within the core network, that is,
      between individual routers (in comparison with the security
      association between the user's host and the first-hop router or
      with the attached network in general), can be established more
      easily because of the normally strong trust assumptions.
      Furthermore, it is possible to use security associations with an
      increased lifetime to avoid frequent rekeying.  Hence, there is
      less impact on the performance compared with the user-to-network
      interface.  The security association storage requirements are
      also less problematic.

5.  Miscellaneous Issues

  This section describes a number of issues that illustrate some of the
  shortcomings of RSVP with respect to security.







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5.1.  First-Hop Issue

  In case of end-to-end signaling, an end host starts signaling to its
  attached network.  The first-hop communication is often more
  difficult to secure because of the different requirements and a
  missing trust relationship.  An end host must therefore obtain some
  information to start RSVP signaling:

      o  Does this network support RSVP signaling?

      o  Which node supports RSVP signaling?

      o  To which node is authentication required?

      o  Which security mechanisms are used for authentication?

      o  Which algorithms are required?

      o  Where should the keys and security associations come from?

      o  Should a security association be established?

  RSVP, as specified today, is used as a building block.  Hence, these
  questions have to be answered as part of overall architectural
  considerations.  Without answers to these questions, ad hoc RSVP
  communication by an end host roaming to an unknown network is not
  possible.  A negotiation of security mechanisms and algorithms is not
  supported for RSVP.

5.2.  Next-Hop Problem

  Throughout the document it was assumed that the next RSVP node along
  the path is always known.  Knowing the next hop is important to be
  able to select the correct key for the RSVP Integrity object and to
  apply the proper protection.  In the case in which an RSVP node
  assumes it knows which node is the next hop, the following protocol
  exchange can occur:














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                     Integrity
                         (A<->C)               +------+
                                     (3)       | RSVP |
                                +------------->+ Node |
                                |              |  B   |
                   Integrity    |              +--+---+
                    (A<->C)     |                 |
         +------+    (2)     +--+----+            |
    (1)  | RSVP +----------->+Router |            |  Error
   ----->| Node |            | or    +<-----------+ (I am B)
         |  A   +<-----------+Network|       (4)
         +------+    (5)     +--+----+
                    Error       .
                   (I am B)     .              +------+
                                .              | RSVP |
                                ...............+ Node |
                                               |  C   |
                                               +------+

                        Figure 6: Next-Hop Issue.

  When RSVP node A in Figure 6 receives an incoming RSVP Path message,
  standard RSVP message processing takes place.  Node A then has to
  decide which key to select to protect the signaling message.  We
  assume that some unspecified mechanism is used to make this decision.
  In this example, node A assumes that the message will travel to RSVP
  node C.  However, for some reasons (e.g., a route change, inability
  to learn the next RSVP hop along the path, etc.) the message travels
  to node B via a non-RSVP supporting router that cannot verify the
  integrity of the message (or cannot decrypt the Kerberos service
  ticket).  The processing failure causes a PathErr message to be
  returned to the originating sender of the Path message.  This error
  message also contains information about the node that recognized the
  error.  In many cases, a security association might not be available.
  Node A receiving the PathErr message might use the information
  returned with the PathErr message to select a different security
  association (or to establish one).

  Figure 6 describes a behavior that might help node A learn that an
  error occurred.  However, the description in Section 4.2 of [1]
  states in step (5) that a signaling message is silently discarded if
  the receiving host cannot properly verify the message: "If the
  calculated digest does not match the received digest, the message is
  discarded without further processing."  For RSVP Path and similar
  messages, this functionality is not really helpful.






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  The RSVP Path message therefore provides a number of functions: path
  discovery, detecting route changes, discovery of QoS capabilities
  along the path using the Adspec object (with some interpretation),
  next-hop discovery, and possibly security association establishment
  (for example, in the case of Kerberos).

  From a security point of view, there are conflicts between:

  o  Idempotent message delivery and efficiency

     The RSVP Path message especially performs a number of functions.
     Supporting idempotent message delivery somehow contradicts with
     security association establishment, efficient message delivery,
     and message size.  For example, a "real" idempotent signaling
     message would contain enough information to perform security
     processing without depending on a previously executed message
     exchange.  Adding a Kerberos ticket with every signaling message
     is, however, inefficient.  Using public-key-based mechanisms is
     even more inefficient when included in every signaling message.
     With public-key-based protection for idempotent messages, there is
     the additional risk of introducing denial-of-service attacks.

  o  RSVP Path message functionality and next-hop discovery

     To protect an RSVP signaling message (and an RSVP Path message in
     particular) it is necessary to know the identity of the next
     RSVP-aware node (and some other parameters).  Without a mechanism
     for next-hop discovery, an RSVP Path message is also responsible
     for this task.  Without knowing the identity of the next hop, the
     Kerberos principal name is also unknown.  The so-called Kerberos
     user-to-user authentication mechanism, which would allow the
     receiver to trigger the process of establishing Kerberos
     authentication, is not supported.  This issue will again be
     discussed in relationship with the last-hop problem.

     It is fair to assume that an RSVP-supporting node might not have
     security associations with all immediately neighboring RSVP nodes.
     Especially for inter-domain signaling, IntServ over DiffServ, or
     some new applications such as firewall signaling, the next RSVP-
     aware node might not be known in advance.  The number of next RSVP
     nodes might be considerably large if they are separated by a large
     number of non-RSVP aware nodes.  Hence, a node transmitting an
     RSVP Path message might experience difficulties in properly
     protecting the message if it serves as a mechanism to detect both
     the next RSVP node (i.e., Router Alert Option added to the
     signaling message and addressed to the destination address) and to
     detect route changes.  It is fair to note that, in the intra-




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     domain case with a dense distribution of RSVP nodes, protection
     might be possible with manual configuration.

     Nothing prevents an adversary from continuously flooding an RSVP
     node with bogus PathErr messages, although it might be possible to
     protect the PathErr message with an existing, available security
     association.  A legitimate RSVP node would believe that a change
     in the path took place.  Hence, this node might try to select a
     different security association or try to create one with the
     indicated node.  If an adversary is located somewhere along the
     path, and either authentication or authorization is not performed
     with the necessary strength and accuracy, then it might also be
     possible to act as a man-in-the-middle.  One method of reducing
     susceptibility to this attack is as follows: when a PathErr
     message is received from a node with which no security association
     exists, attempt to establish a security association and then
     repeat the action that led to the PathErr message.

5.3.  Last-Hop Issue

  This section tries to address practical difficulties when
  authentication and key establishment are accomplished with a two-
  party protocol that shows some asymmetry in message processing.
  Kerberos is such a protocol and also the only supported protocol that
  provides dynamic session key establishment for RSVP.  For first-hop
  communication, authentication is typically done between a user and
  some router (for example the access router).  Especially in a mobile
  environment, it is not feasible to authenticate end hosts based on
  their IP or MAC address.  To illustrate this problem, the typical
  processing steps for Kerberos are shown for first-hop communication:

  (1) The end host A learns the identity (i.e., Kerberos principal
      name) of some entity B.  This entity B is either the next RSVP
      node, a PDP, or the next policy-aware RSVP node.

  (2) Entity A then requests a ticket granting ticket for the network
      domain.  This assumes that the identity of the network domain is
      known.

  (3) Entity A then requests a service ticket for entity B, whose name
      was learned in step (1).

  (4) Entity A includes the service ticket with the RSVP signaling
      message (inside the policy object).  The Kerberos session key is
      used to protect the integrity of the entire RSVP signaling
      message.





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  For last-hop communication, this processing theoretically has to be
  reversed: entity A is then a node in the network (for example, the
  access router) and entity B is the other end host (under the
  assumption that RSVP signaling is accomplished between two end hosts
  and not between an end host and an application server).  However, the
  access router in step (1) might not be able to learn the user's
  principal name because this information might not be available.
  Entity A could reverse the process by triggering an IAKERB exchange.
  This would cause entity B to request a service ticket for A as
  described above.  However, IAKERB is not supported in RSVP.

5.4.  RSVP- and IPsec-Protected Data Traffic

  QoS signaling requires flow information to be established at routers
  along a path.  This flow identifier installed at each device tells
  the router which data packets should receive QoS treatment.  RSVP
  typically establishes a flow identifier based on the 5-tuple (source
  IP address, destination IP address, transport protocol type, source
  port, and destination port).  If this 5-tuple information is not
  available, then other identifiers have to be used.  ESP-encrypted
  data traffic is such an example where the transport protocol and the
  port numbers are not accessible.  Hence, the IPsec SPI is used as a
  substitute for them. [12] considers these IPsec implications for RSVP
  and is based on three assumptions:

  (1) An end host that initiates the RSVP signaling message exchange
      has to be able to retrieve the SPI for a given flow.  This
      requires some interaction with the IPsec security association
      database (SAD) and security policy database (SPD) [3].  An
      application usually does not know the SPI of the protected flow
      and cannot provide the desired values.  It can provide the
      signaling protocol daemon with flow identifiers.  The signaling
      daemon would then need to query the SAD by providing the flow
      identifiers as input parameters and receiving the SPI as an
      output parameter.

  (2) [12] assumes end-to-end IPsec protection of the data traffic.  If
      IPsec is applied in a nested fashion, then parts of the path do
      not experience QoS treatment.  This can be treated as a problem
      of tunneling that is initiated by the end host.  The following
      figure better illustrates the problem in the case of enforcing
      secure network access:









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   +------+          +---------------+      +--------+          +-----+
   | Host |          | Security      |      | Router |          | Host|
   |  A   |          | Gateway (SGW) |      |   Rx   |          |  B  |
   +--+---+          +-------+-------+      +----+---+          +--+--+
      |                      |                   |                 |
      |IPsec-Data(           |                   |                 |
      | OuterSrc=A,          |                   |                 |
      | OuterDst=SGW,        |                   |                 |
      | SPI=SPI1,            |                   |                 |
      | InnerSrc=A,          |                   |                 |
      | InnerDst=B,          |                   |                 |
      | Protocol=X,          |IPsec-Data(        |                 |
      | SrcPort=Y,           | SrcIP=A,          |                 |
      | DstPort=Z)           | DstIP=B,          |                 |
      |=====================>| Protocol=X,       |IPsec-Data(      |
      |                      | SrcPort=Y,        | SrcIP=A,        |
      | --IPsec protected->  | DstPort=Z)        | DstIP=B,        |
      |    data traffic      |------------------>| Protocol=X,     |
      |                      |                   | SrcPort=Y,      |
      |                      |                   | DstPort=Z)      |
      |                      |                   |---------------->|
      |                      |                   |                 |
      |                      |     --Unprotected data traffic--->  |
      |                      |                   |                 |

             Figure 7: RSVP and IPsec protected data traffic.

      Host A, transmitting data traffic, would either indicate a 3-
      tuple <A, SGW, SPI1> or a 5-tuple <A, B, X, Y, Z>.  In any case,
      it is not possible to make a QoS reservation for the entire path.
      Two similar examples are remote access using a VPN and protection
      of data traffic between a home agent (or a security gateway in
      the home network) and a mobile node.  The same problem occurs
      with a nested application of IPsec (for example, IPsec between A
      and SGW and between A and B).

      One possible solution to this problem is to change the flow
      identifier along the path to capture the new flow identifier
      after an IPsec endpoint.

      IPsec tunnels that neither start nor terminate at one of the
      signaling end points (for example between two networks) should be
      addressed differently by recursively applying an RSVP signaling
      exchange for the IPsec tunnel.  RSVP signaling within tunnels is
      addressed in [13].






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  (3) It is assumed that SPIs do not change during the lifetime of the
      established QoS reservation.  If a new IPsec SA is created, then

      a new SPI is allocated for the security association.  To reflect
      this change, either a new reservation has to be established or
      the flow identifier of the existing reservation has to be
      updated.  Because IPsec SAs usually have a longer lifetime, this
      does not seem to be a major issue.  IPsec protection of SCTP data
      traffic might more often require an IPsec SA (and SPI) change to
      reflect added and removed IP addresses from an SCTP association.

5.5.   End-to-End Security Issues and RSVP

  End-to-end security for RSVP has not been discussed throughout the
  document.  In this context, end-to-end security refers to credentials
  transmitted between the two end hosts using RSVP.  It is obvious that
  care must be taken to ensure that routers along the path are able to
  process and modify the signaling messages according to prescribed
  processing procedures.  However, some objects or mechanisms could be
  used for end-to-end protection.  The main question, however, is the
  benefit of such end-to-end security.  First, there is the question of
  how to establish the required security association.  Between two
  arbitrary hosts on the Internet, this might turn out to be quite
  difficult.  Second, the usefulness of end-to-end security depends on
  the architecture in which RSVP is deployed.  If RSVP is used only to
  signal QoS information into the network, and other protocols have to
  be executed beforehand to negotiate the parameters and to decide
  which entity is charged for the QoS reservation, then no end-to-end
  security is likely to be required.  Introducing end-to-end security
  to RSVP would then cause problems with extensions like RSVP proxy
  [37], Localized RSVP [38], and others that terminate RSVP signaling
  somewhere along the path without reaching the destination end host.
  Such a behavior could then be interpreted as a man-in-the-middle
  attack.

5.6.  IPsec Protection of RSVP Signaling Messages

  It is assumed throughout that RSVP signaling messages can also be
  protected by IPsec [3] in a hop-by-hop fashion between two adjacent
  RSVP nodes.  RSVP, however, uses special processing of signaling
  messages, which complicates IPsec protection.  As explained in this
  section, IPsec should only be used for protection of RSVP signaling
  messages in a point-to-point communication environment (i.e., an RSVP
  message can only reach one RSVP router and not possibly more than
  one).  This restriction is caused by the combination of signaling
  message delivery and discovery into a single message.  Furthermore,
  end-to-end addressing complicates IPsec handling considerably.  This
  section describes at least some of these complications.



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  RSVP messages are transmitted as raw IP packets with protocol number
  46.  It might be possible to encapsulate them in UDP as described in
  Appendix C of [6].  Some RSVP messages (Path, PathTear, and ResvConf)
  must have the Router Alert IP Option set in the IP header.  These
  messages are addressed to the (unicast or multicast) destination
  address and not to the next RSVP node along the path.  Hence, an
  IPsec traffic selector can only use these fields for IPsec SA
  selection.  If there is only a single path (and possibly all traffic
  along it is protected) then there is no problem for IPsec protection
  of signaling messages.  This type of protection is not common and
  might only be used to secure network access between an end host and
  its first-hop router.  Because the described RSVP messages are
  addressed to the destination address instead of the next RSVP node,
  it is not possible to use IPsec ESP [17] or AH [16] in transport
  mode--only IPsec in tunnel mode is possible.

  If an RSVP message can taket more than one possible path, then the
  IPsec engine will experience difficulties protecting the message.
  Even if the RSVP daemon installs a traffic selector with the
  destination IP address, still, no distinguishing element allows
  selection of the correct security association for one of the possible
  RSVP nodes along the path.  Even if it possible to apply IPsec
  protection (in tunnel mode) for RSVP signaling messages by
  incorporating some additional information, there is still the
  possibility that the tunneled messages do not recognize a path change
  in a non-RSVP router.  In this case the signaling messages would
  simply follow a different path than the data.

  RSVP messages like RESV can be protected by IPsec, because they
  contain enough information to create IPsec traffic selectors that
  allow differentiation between various next RSVP nodes.  The traffic
  selector would then contain the protocol number and the source and
  destination address pair of the two communicating RSVP nodes.

  One benefit of using IPsec is the availability of key management
  using either IKE [39], KINK [40] or IKEv2 [41].

5.7.  Authorization

  [34] describes two trust models (NJ Turnpike and NJ Parkway) and two
  authorization models (per-session and per-channel financial
  settlement).  The NJ Turnpike model gives a justification for hop-by-
  hop security protection.  RSVP focuses on the NJ Turnpike model,
  although the different trust models are not described in detail.
  RSVP supports the NJ Parkway model and per-channel financial
  settlement only to a certain extent.  Authentication of the user (or
  end host) can be provided with the user identity representation




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  mechanism, but authentication might, in many cases, be insufficient
  for authorization.  The communication procedures defined for policy

  objects [42] can be improved to support the more efficient per-
  channel financial settlement model by avoiding policy handling
  between inter-domain networks at a signaling message granularity.
  Additional information about expected behavior of policy handling in
  RSVP can also be obtained from [43].

  [35] and [36] provide additional information on authorization.  No
  good and agreed mechanism for dealing with authorization of QoS
  reservations in roaming environments is provided.  Price distribution
  mechanisms are only described in papers and never made their way
  through standardization.  RSVP focuses on receiver-initiated
  reservations with authorization for the QoS reservation by the data
  receiver, which introduces a fair amount of complexity for mobility
  handling as described, for example, in [36].

6.  Conclusions

  RSVP was the first QoS signaling protocol that provided some security
  protection.  Whether RSVP provides appropriate security protection
  heavily depends on the environment where it is deployed.  RSVP as
  specified today should be viewed as a building block that has to be
  adapted to a given architecture.

  This document aims to provide more insight into the security of RSVP.
  It cannot be interpreted as a pass or fail evaluation of the security
  provided by RSVP.

  Certainly this document is not a complete description of all security
  issues related to RSVP.  Some issues that require further
  consideration are RSVP extensions (for example [12]), multicast
  issues, and other security properties like traffic analysis.
  Additionally, the interaction with mobility protocols (micro- and
  macro-mobility) demands further investigation from a security point
  of view.

  What can be learned from practical protocol experience and from the
  increased awareness regarding security is that some of the available
  credential types have received more acceptance than others.  Kerberos
  is a system that is integrated into many IETF protocols today.
  Public-key-based authentication techniques are, however, still
  considered to be too heavy-weight (computationally and from a
  bandwidth perspective) to be used for per-flow signaling.  The
  increased focus on denial of service attacks puts additional demands
  on the design of public-key-based authentication.




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  The following list briefly summarizes a few security or architectural
  issues that deserve improvement:

  o  Discovery and signaling message delivery should be separated.

  o  For some applications and scenarios, it cannot be assumed that
     neighboring RSVP-aware nodes know each other.  Hence, some in-path
     discovery mechanism should be provided.

  o  Addressing for signaling messages should be done in a hop-by-hop
     fashion.

  o  Standard security protocols (IPsec, TLS, or CMS) should be used
     whenever possible.  Authentication and key exchange should be
     separated from signaling message protection.  In general, it is
     necessary to provide key management to establish security
     associations dynamically for signaling message protection.
     Relying on manually configured keys between neighboring RSVP nodes
     is insufficient.  A separate, less frequently executed key
     management and security association establishment protocol is a
     good place to perform entity authentication, security service
     negotiation and selection, and agreement on mechanisms,
     transforms, and options.

  o  The use of public key cryptography in authorization tokens,
     identity representations, selective object protection, etc. is
     likely to cause fragmentation, the need to protect against denial
     of service attacks, and other problems.

  o  Public key authentication and user identity confidentiality
     provided with RSVP require some improvement.

  o  Public-key-based user authentication only provides entity
     authentication.  An additional security association is required to
     protect signaling messages.

  o  Data origin authentication should not be provided by non-RSVP
     nodes (such as the PDP).  Such a procedure could be accomplished
     by entity authentication during the authentication and key
     exchange phase.

  o  Authorization and charging should be better integrated into the
     base protocol.

  o  Selective message protection should be provided.  A protected
     message should be recognizable from a flag in the header.





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  o  Confidentiality protection is missing and should therefore be
     added to the protocol.  The general principle is that protocol
     designers can seldom foresee all of the environments in which
     protocols will be run, so they should allow users to select from a
     full range of security services, as the needs of different user
     communities vary.

  o  Parameter and mechanism negotiation should be provided.

7.  Security Considerations

  This document discusses security properties of RSVP and, as such, it
  is concerned entirely with security.

8.  Acknowledgements

  We would like to thank Jorge Cuellar, Robert Hancock, Xiaoming Fu,
  Guenther Schaefer, Marc De Vuyst, Bob Grillo, and Jukka Manner for
  their comments.  Additionally, Hannes would like to thank Robert and
  Jorge for their time discussing various issues.

  Finally, we would like to thank Allison Mankin and John Loughney for
  their guidance and input.

9.  References

9.1.  Normative References

  [1]   Baker, F., Lindell, B., and M. Talwar, "RSVP Cryptographic
        Authentication", RFC 2747, January 2000.

  [2]   Herzog, S., "RSVP Extensions for Policy Control", RFC 2750,
        January 2000.

  [3]   Kent, S. and R. Atkinson, "Security Architecture for the
        Internet Protocol", RFC 2401, November 1998.

  [4]   Krawczyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed-Hashing
        for Message Authentication", RFC 2104, February 1997.

  [5]   Rivest, R., "The MD5 Message-Digest Algorithm", RFC 1321, April
        1992.

  [6]   Braden, B., Zhang, L., Berson, S., Herzog, S., and S. Jamin,
        "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional
        Specification", RFC 2205, September 1997.





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  [7]   Yadav, S., Yavatkar, R., Pabbati, R., Ford, P., Moore, T.,
        Herzog, S., and R. Hess, "Identity Representation for RSVP",
        RFC 3182, October 2001.

  [8]   Kohl, J. and C. Neuman, "The Kerberos Network Authentication
        Service (V5)", RFC 1510, September 1993.  Obsoleted by RFC
        4120.

  [9]   Calhoun, P., Loughney, J., Guttman, E., Zorn, G., and J. Arkko,
        "Diameter Base Protocol", RFC 3588, September 2003.

  [10]  Durham, D., Boyle, J., Cohen, R., Herzog, S., Rajan, R., and A.
        Sastry, "The COPS (Common Open Policy Service) Protocol", RFC
        2748, January 2000.

  [11]  Herzog, S., Boyle, J., Cohen, R., Durham, D., Rajan, R., and A.
        Sastry, "COPS usage for RSVP", RFC 2749, January 2000.

  [12]  Berger, L. and T. O'Malley, "RSVP Extensions for IPSEC Data
        Flows", RFC 2207, September 1997.

  [13]  Terzis, A., Krawczyk, J., Wroclawski, J., and L. Zhang, "RSVP
        Operation Over IP Tunnels", RFC 2746, January 2000.

9.2.  Informative References

  [14]  Hess, R. and S. Herzog, "RSVP Extensions for Policy Control",
        Work in Progress, June 2001.

  [15]  "Secure Hash Standard, NIST, FIPS PUB 180-1", Federal
        Information Processing Society, April 1995.

  [16]  Kent, S. and R. Atkinson, "IP Authentication Header", RFC 2402,
        November 1998.

  [17]  Kent, S. and R. Atkinson, "IP Encapsulating Security Payload
        (ESP)", RFC 2406, November 1998.

  [18]  Fowler, D., "Definitions of Managed Objects for the DS1, E1,
        DS2 and E2 Interface Types", RFC 2495, January 1999.

  [19]  Callas, J., Donnerhacke, L., Finney, H., and R. Thayer,
        "OpenPGP Message Format", RFC 2440, November 1998.

  [20]  Hornstein, K. and J. Altman, "Distributing Kerberos KDC and
        Realm Information with DNS", Work in Progress, July 2002.





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RFC 4230                RSVP Security Properties           December 2005


  [21]  Dobbertin, H., Bosselaers, A., and B. Preneel, "RIPEMD-160: A
        strengthened version of RIPEMD in Fast Software Encryption",
        LNCS vol. 1039, pp. 71-82, 1996.

  [22]  Dobbertin, H., "The Status of MD5 After a Recent Attack", RSA
        Laboratories CryptoBytes, vol. 2, no. 2, 1996.

  [23]  Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.
        Levkowetz, "Extensible Authentication Protocol (EAP)", RFC
        3748, June 2004.

  [24]  Rigney, C., Willens, S., Rubens, A., and W. Simpson, "Remote
        Authentication Dial In User Service (RADIUS)", RFC 2865, June
        2000.

  [25]  "Microsoft Authorization Data Specification v. 1.0 for
        Microsoft Windows 2000 Operating Systems", April 2000.

  [26]  Cable Television Laboratories, Inc., "PacketCable Security
        Specification, PKT-SP-SEC-I01-991201", website:
        http://www.PacketCable.com/, June 2003.

  [27]  Myers, M., Ankney, R., Malpani, A., Galperin, S., and C. Adams,
        "X.509 Internet Public Key Infrastructure Online Certificate
        Status Protocol - OCSP", RFC 2560, June 1999.

  [28]  Malpani, A., Housley, R., and T. Freeman, "Simple Certificate
        Validation Protocol (SCVP)", Work in Progress, October 2005.

  [29]  Housley, R., "Cryptographic Message Syntax (CMS)", RFC 3369,
        August 2002.

  [30]  Kaliski, B., "PKCS #7: Cryptographic Message Syntax Version
        1.5", RFC 2315, March 1998.

  [31]  "Specifications and standard documents", website:
        http://www.PacketCable.com/, March 2002.

  [32]  Davis, D. and D. Geer, "Kerberos With Clocks Adrift: History,
        Protocols and Implementation", USENIX Computing Systems, vol 9
        no. 1, Winter 1996.

  [33]  Raeburn, K., "Encryption and Checksum Specifications for
        Kerberos 5", RFC 3961, February 2005.

  [34]  Tschofenig, H., Buechli, M., Van den Bosch, S., and H.
        Schulzrinne, "NSIS Authentication, Authorization and Accounting
        Issues", Work in Progress, March 2003.



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RFC 4230                RSVP Security Properties           December 2005


  [35]  Tschofenig, H., Buechli, M., Van den Bosch, S., Schulzrinne,
        H., and T. Chen, "QoS NSLP Authorization Issues", Work in
        Progress, June 2003.

  [36]  Thomas, M., "Analysis of Mobile IP and RSVP Interactions", Work
        in Progress, October 2002.

  [37]  Gai, S., Gaitonde, S., Elfassy, N., and Y. Bernet, "RSVP
        Proxy", Work in Progress, March 2002.

  [38]  Manner, J., Suihko, T., Kojo, M., Liljeberg, M., and K.
        Raatikainen, "Localized RSVP", Work in Progress, September
        2004.

  [39]  Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",
        RFC 2409, November 1998.

  [40]  Thomas, M., "Kerberized Internet Negotiation of Keys (KINK)",
        Work in Progress, October 2005.

  [41]  Kaufman, C., "Internet Key Exchange (IKEv2) Protocol", RFC
        4306, November 2005.

  [42]  Herzog, S., "Accounting and Access Control in RSVP", PhD
        Dissertation, USC, Work in Progress, November 1995.

  [43]  Herzog, S., "Accounting and Access Control for Multicast
        Distributions: Models and Mechanisms", June 1996.

  [44]  Pato, J., "Using Pre-Authentication to Avoid Password Guessing
        Attacks", Open Software Foundation DCE Request for Comments,
        December 1992.

  [45]  Tung, B. and L. Zhu, "Public Key Cryptography for Initial
        Authentication in Kerberos", Work in Progress, November 2005.

  [46]  Wu, T., "A Real-World Analysis of Kerberos Password Security",
        in Proceedings of the 1999 Internet Society Network and
        Distributed System Security Symposium, San Diego, February
        1999.

  [47]  Wu, T., Wu, F., and F. Gong, "Securing QoS: Threats to RSVP
        Messages and Their Countermeasures", IEEE IWQoS, pp. 62-64,
        1999.

  [48]  Talwar, V., Nahrstedt, K., and F. Gong, "Securing RSVP For
        Multimedia Applications", Proc ACM Multimedia 2000 (Multimedia
        Security Workshop), November 2000.



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RFC 4230                RSVP Security Properties           December 2005


  [49]  Talwar, V., Nahrstedt, K., and S. Nath, "RSVP-SQoS: A Secure
        RSVP Protocol", International Conf on Multimedia and
        Exposition, Tokyo, Japan, August 2001.

  [50]  Jablon, D., "Strong Password-only Authenticated Key Exchange",
        ACM Computer Communication Review, 26(5), pp. 5-26, October
        1996.












































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Appendix A.  Dictionary Attacks and Kerberos

  Kerberos might be used with RSVP as described in this document.
  Because dictionary attacks are often mentioned in relationship with
  Kerberos, a few issues are addressed here.

  The initial Kerberos AS_REQ request (without pre-authentication,
  without various extensions, and without PKINIT) is unprotected.  The
  response message AS_REP is encrypted with the client's long-term key.
  An adversary can take advantage of this fact by requesting AS_REP
  messages to mount an off-line dictionary attack.  Pre-authentication
  ([44]) can be used to reduce this problem.  However, pre-
  authentication does not entirely prevent dictionary attacks by an
  adversary who can still eavesdrop on Kerberos messages along the path
  between a mobile node and a KDC.  With mandatory pre-authentication
  for the initial request, an adversary cannot request a Ticket
  Granting Ticket for an arbitrary user.  On-line password guessing
  attacks are still possible by choosing a password (e.g., from a
  dictionary) and then transmitting an initial request that includes a
  pre-authentication data field.  An unsuccessful authentication by the
  KDC results in an error message and thus gives the adversary a hint
  to restart the protocol and try a new password.

  There are, however, some proposals that prevent dictionary attacks.
  The use of Public Key Cryptography for initial authentication [45]
  (PKINIT) is one such solution.  Other proposals use strong-password-
  based authenticated key agreement protocols to protect the user's
  password during the initial Kerberos exchange. [46] discusses the
  security of Kerberos and also discusses mechanisms to prevent
  dictionary attacks.

Appendix B.  Example of User-to-PDP Authentication

  The following Section describes an example of user-to-PDP
  authentication.  Note that the description below is not fully covered
  by the RSVP specification and hence it should only be viewed as an
  example.

  Windows 2000, which integrates Kerberos into RSVP, uses a
  configuration with the user authentication to the PDP as described in
  [25].  The steps for authenticating the user to the PDP in an intra-
  realm scenario are the following:

  o  Windows 2000 requires the user to contact the KDC and to request a
     Kerberos service ticket for the PDP account AcsService in the
     local realm.





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  o  This ticket is then embedded into the AUTH_DATA element and
     included in either the PATH or the RESV message.  In the case of
     Microsoft's implementation, the user identity encoded as a
     distinguished name is encrypted with the session key provided with
     the Kerberos ticket.  The Kerberos ticket is sent without the
     Kerberos authdata element that contains authorization information,
     as explained in [25].

  o  The RSVP message is then intercepted by the PEP, which forwards it
     to the PDP. [25] does not state which protocol is used to forward
     the RSVP message to the PDP.

  o  The PDP that finally receives the message and decrypts the
     received service ticket.  The ticket contains the session key used
     by the user's host to

     *  Encrypt the principal name inside the policy locator field of
        the AUTH_DATA object and to

     *  Create the integrity-protected Keyed Message Digest field in
        the INTEGRITY object of the POLICY_DATA element.  The
        protection described here is between the user's host and the
        PDP.  The RSVP INTEGRITY object on the other hand is used to
        protect the path between the user's host and the first-hop
        router, because the two message parts terminate at different
        nodes, and different security associations must be used.  The
        interface between the message-intercepting, first-hop router
        and the PDP must be protected as well.

     *  The PDP does not maintain a user database, and [25] describes
        how the PDP may query the Active Directory (a LDAP based
        directory service) for user policy information.

Appendix C.  Literature on RSVP Security

  Few documents address the security of RSVP signaling.  This section
  briefly describes some important documents.

  Improvements to RSVP are proposed in [47] to deal with insider
  attacks.  Insider attacks are caused by malicious RSVP routers that
  modify RSVP signaling messages in such a way that they cause harm to
  the nodes participating in the signaling message exchange.

  As a solution, non-mutable RSVP objects are digitally signed by the
  sender.  This digital signature is added to the RSVP PATH message.
  Additionally, the receiver attaches an object to the RSVP RESV
  message containing a "signed" history.  This value allows




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  intermediate RSVP routers (by examining the previously signed value)
  to detect a malicious RSVP node.

  A few issues are, however, left open in this document.  Replay
  attacks are not covered, and it is therefore assumed that timestamp-
  based replay protection is used.  To identify a malicious node, it is
  necessary that all routers along the path are able to verify the
  digital signature.  This may require a global public key
  infrastructure and also client-side certificates.  Furthermore, the
  bandwidth and computational requirements to compute, transmit, and
  verify digital signatures for each signaling message might place a
  burden on a real-world deployment.

  Authorization is not considered in the document, which might have an
  influence on the implications of signaling message modification.
  Hence, the chain-of-trust relationship (or this step in a different
  direction) should be considered in relationship with authorization.

  In [48], the above-described idea of detecting malicious RSVP nodes
  is improved by addressing performance aspects.  The proposed solution
  is somewhere between hop-by-hop security and the approach in [47],
  insofar as it separates the end-to-end path into individual networks.
  Furthermore, some additional RSVP messages (e.g., feedback messages)
  are introduced to implement a mechanism called "delayed integrity
  checking."  In [49], the approach presented in [48] is enhanced.

Authors' Addresses

  Hannes Tschofenig
  Siemens
  Otto-Hahn-Ring 6
  Munich, Bavaria  81739
  Germany

  EMail: [email protected]


  Richard Graveman
  RFG Security
  15 Park Avenue
  Morristown, NJ  07960
  USA

  EMail: [email protected]







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