Network Working Group                                            L. Yang
Request for Comments: 4118                                   Intel Corp.
Category: Informational                                        P. Zerfos
                                                                   UCLA
                                                               E. Sadot
                                                                  Avaya
                                                              June 2005


                      Architecture Taxonomy for
     Control and Provisioning of Wireless Access Points (CAPWAP)

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  This document provides a taxonomy of the architectures employed in
  the existing IEEE 802.11 products in the market, by analyzing
  Wireless LAN (WLAN) functions and services and describing the
  different variants in distributing these functions and services among
  the architectural entities.

Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . .   2
      1.1.  IEEE 802.11 WLAN Functions . . . . . . . . . . . . . .   3
      1.2.  CAPWAP Functions . . . . . . . . . . . . . . . . . . .   5
      1.3.  WLAN Architecture Proliferation  . . . . . . . . . . .   6
      1.4.  Taxonomy Methodology and Document Organization . . . .   8
  2.  Conventions  . . . . . . . . . . . . . . . . . . . . . . . .   9
  3.  Definitions  . . . . . . . . . . . . . . . . . . . . . . . .   9
      3.1.  IEEE 802.11 Definitions  . . . . . . . . . . . . . . .   9
      3.2.  Terminology Used in This Document  . . . . . . . . . .  11
      3.3.  Terminology Used Historically but Not Recommended  . .  13
  4.  Autonomous Architecture  . . . . . . . . . . . . . . . . . .  13
      4.1.  Overview  . . . . . . . . . . . . . . . . . . . . .  .  13
      4.2.  Security . . . . . . . . . . . . . . . . . . . . . . .  14
  5.  Centralized WLAN Architecture  . . . . . . . . . . . . . . .  15
      5.1.  Interconnection between WTPs and ACs . . . . . . . . .  16




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      5.2.  Overview of Three Centralized WLAN Architecture
            Variants . . . . . . . . . . . . . . . . . . . . . . .  17
      5.3.  Local MAC  . . . . . . . . . . . . . . . . . . . . . .  19
      5.4.  Split MAC  . . . . . . . . . . . . . . . . . . . . . .  22
      5.5.  Remote MAC . . . . . . . . . . . . . . . . . . . . . .  27
      5.6.  Comparisons of Local MAC, Split MAC, and Remote MAC. .  27
      5.7.  Communication Interface between WTPs and ACs . . . . .  29
      5.8.  Security . . . . . . . . . . . . . . . . . . . . . . .  29
            5.8.1.  Client Data Security . . . . . . . . . . . . .  30
            5.8.2.  Security of Control Channel between
                    the WTP and AC . . . . . . . . . . . . . . . .  30
            5.8.3.  Physical Security of WTPs and ACs  . . . . . .  31
  6.  Distributed Mesh Architecture  . . . . . . . . . . . . . . .  32
      6.1.  Common Characteristics . . . . . . . . . . . . . . . .  32
      6.2.  Security . . . . . . . . . . . . . . . . . . . . . . .  33
  7.  Summary and Conclusions  . . . . . . . . . . . . . . . . . .  33
  8.  Security Considerations  . . . . . . . . . . . . . . . . . .  36
  9.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . .  37
  10. Normative References . . . . . . . . . . . . . . . . . . . .  39

1.  Introduction

  As IEEE 802.11 Wireless LAN (WLAN) technology matures, large scale
  deployment of WLAN networks is highlighting certain technical
  challenges.  As outlined in [2], management, monitoring, and control
  of large number of Access Points (APs) in the network may prove to be
  a significant burden for network administration.  Distributing and
  maintaining a consistent configuration throughout the entire set of
  APs in the WLAN is a difficult task.  The shared and dynamic nature
  of the wireless medium also demands effective coordination among the
  APs to minimize radio interference and maximize network performance.
  Network security issues, which have always been a concern in WLANs,
  present even more challenges in large deployments and new
  architectures.

  Recently many vendors have begun offering partially proprietary
  solutions to address some or all of the above mentioned problems.
  Since interoperable systems allow for a broader choice of solutions,
  a standardized interoperable solution addressing the aforementioned
  problems is desirable.  As the first step toward establishing
  interoperability in the market place, this document provides a
  taxonomy of the architectures employed in existing WLAN products.  We
  hope to provide a cohesive understanding of the market practices for
  the standard bodies involved (including the IETF and IEEE 802.11).
  This document may be reviewed and utilized by the IEEE 802.11 Working
  Group as input in defining the functional architecture of an AP.





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1.1.  IEEE 802.11 WLAN Functions

  The IEEE 802.11 specifications are wireless standards that specify an
  "over-the-air" interface between a wireless client Station (STA) and
  an Access Point (AP), and also among wireless clients.  802.11 also
  describes how mobile devices can associate into a basic service set
  (BSS).  A BSS is identified by a basic service set identifier (BSSID)
  or name.  The WLAN architecture can be considered as a type of 'cell'
  architecture, in which each cell is the Basic Service Set (BSS), and
  each BSS is controlled by the AP.  When two or more APs are connected
  via a broadcast layer 2 network and all are using the same SSID, an
  extended service set (ESS) is created.

  The architectural component used to interconnect BSSs is the
  distribution system (DS).  An AP is an STA that provides access to
  the DS by providing DS services, as well as acting as an STA.
  Another logical architectural component, portal, is introduced to
  integrate the IEEE 802.11 architecture with a traditional wired LAN.
  It is possible for one device to offer both the functions of an AP
  and a portal.

  IEEE 802.11 does not specify the details of DS implementations
  explicitly.  Instead, the 802.11 standard defines services that
  provide functions that the LLC layer requires for sending MAC Service
  Data Units (MSDUs) between two entities on the network.  These
  services can be classified into two categories: the station service
  (SS) and the distribution system service (DSS).  Both categories of
  service are used by the IEEE 802.11 MAC sublayer.  Station services
  consist of the following four services:

  o  Authentication: Establishes the identity of one station as a
     member of the set of stations that are authorized to associate
     with one another.

  o  De-authentication: Voids an existing authentication relationship.

  o  Confidentiality: Prevents the content of messages from being read
     by others than the intended recipients.

  o  MSDU Delivery: Delivers the MAC service data unit (MSDU) for the
     stations.

     Distribution system services consist of the following five
     services:

  o  Association: Establishes Access Point/Station (AP/STA) mapping and
     enables STA invocation of the distribution system services.




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  o  Disassociation: Removes an existing association.

  o  Reassociation: Enables an established association (between AP and
     STA) to be transferred from one AP to another or the same AP.

  o  Distribution: Provides MSDU forwarding by APs for the STAs
     associated with them.  MSDUs can be either forwarded to the
     wireless destination or to the wired (Ethernet) destination (or
     both) using the "Distribution System" concept of 802.11.

  o  Integration: Translates the MSDU received from the Distribution
     System to a non-802.11 format and vice versa.  Any MSDU that is
     received from the DS invokes the 'Integration' services of the DSS
     before the 'Distribution' services are invoked.  The point of
     connection of the DS to the wired LAN is termed as 'portal'.

  Apart from these services, the IEEE 802.11 also defines additional
  MAC services that must be implemented by the APs in the WLAN.  For
  example:

  o  Beacon Generation

  o  Probe Response/Transmission

  o  Processing of Control Frames: RTS/CTS/ACK/PS-Poll/CF-End/CF-ACK

  o  Synchronization

  o  Retransmissions

  o  Transmission Rate Adaptation

  o  Privacy: 802.11 Encryption/Decryption

  In addition to the services offered by the 802.11, the IEEE 802.11 WG
  is also developing technologies to support Quality of Service
  (802.11e), Security Algorithms (802.11i), Inter-AP Protocol (IAPP, or
  802.11F -- recommended practice) to update APs when a STA roams from
  one BSS to another, Radio Resource Measurement Enhancements
  (802.11k), etc.

  IEEE 802.11 does not specify exactly how these functions are
  implemented, nor does it specify that they be implemented in one
  physical device.  It only requires that the APs and the rest of the
  DS together implement all these services.  Typically, vendors
  implement not only the services defined in the IEEE 802.11 standard,
  but also a variety of value-added services or functions, such as load
  balancing support, QoS, station mobility support, and rogue AP



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  detection.  What becomes clear from this document is that vendors
  take advantage of the flexibility in the 802.11 architecture, and
  have come up with many different flavors of architectures and
  implementations of the WLAN services.

  Because many vendors choose to implement these WLAN services across
  multiple network elements, we want to make a clear distinction
  between the logical WLAN access network functions and the individual
  physical devices by adopting different terminology.  We use "AP" to
  refer to the logical entity that provides access to the distribution
  services, and "WTP" (Wireless Termination Point) to the physical
  device that allows the RF antenna and 802.11 PHY to transmit and
  receive station traffic in the BSS network.  In the Centralized
  Architecture (see section 5), the combination of WTPs with Access
  Controller (AC) implements all the logical functions.  Each of these
  physical devices (WTP or AC) may implement only part of the logical
  functions.  But the DS, including all the physical devices as a
  whole, implements all or most of the functions.

1.2.  CAPWAP Functions

  To address the four problems identified in [2] (management,
  consistent configuration, RF control, security) additional functions,
  especially in the control and management plane, are typically offered
  by vendors to assist in better coordination and control across the
  entire ESS network.  Such functions are especially important when the
  IEEE 802.11 WLAN functions are implemented over multiple entities in
  a large scale network, instead of within a single entity.  Such
  functions include:

  o  RF monitoring, such as Radar detection, noise and interference
     detection, and measurement.

  o  RF configuration, e.g., for retransmission, channel selection,
     transmission power adjustment.

  o  WTP configuration, e.g., for SSID.

  o  WTP firmware loading, e.g., automatic loading and upgrading of WTP
     firmware for network wide consistency.

  o  Network-wide STA state information database, including the
     information needed to support value-added services, such as
     mobility and load balancing.

  o  Mutual authentication between network entities, e.g., for AC and
     WTP authentication in a Centralized WLAN Architecture.




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  The services listed are concerned with the configuration and control
  of the radio resource ('RF Monitoring' and 'RF Configuration'),
  management and configuration of the WTP device ('WTP Configuration',
  'WTP Firmware upgrade'), and also security regarding the registration
  of the WTP to an AC ('AC/WTP mutual authentication').  Moreover, the
  device from which other services, such as mobility management across
  subnets and load balancing, can obtain state information regarding
  the STA(s) associated with the wireless network, is also reported as
  a service ('STA state info database').

  The above list of CAPWAP functions is not an exhaustive enumeration
  of all additional services offered by vendors.  We included only
  those functions that are commonly represented in the survey data, and
  are pertinent to understanding the central problem of
  interoperability.

  Most of these functions are not explicitly specified by IEEE 802.11,
  but some of the functions are.  For example, the control and
  management of the radio-related functions of an AP are described
  implicitly in the MIB, such as:

  o  Channel Assignment

  o  Transmit Power Control

  o  Radio Resource Measurement (work is currently under way in IEEE
     802.11k)

  The 802.11h [5] amendment to the base 802.11 standard specifies the
  operation of a MAC management protocol to accomplish the requirements
  of some regulatory bodies (principally in Europe, but expanding to
  others) in the following areas:

  o  RADAR detection

  o  Transmit Power Control

  o  Dynamic Channel Selection

1.3.  WLAN Architecture Proliferation

  This document provides a taxonomy of the WLAN network architectures
  developed by the vendor community in an attempt to address some or
  all of the problems outlined in [2].  As the IEEE 802.11 standard
  purposely avoids specifying the details of DS implementations,
  different architectures have proliferated in the market.  While all
  these different architectures conform to the IEEE 802.11 standard as
  a whole, their individual functional components are not standardized.



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  Interfaces between the network architecture components are mostly
  proprietary, and there is no guarantee of cross-vendor
  interoperability of products, even within the same family of
  architectures.

  To achieve interoperability in the market place, the IETF CAPWAP
  working group is first documenting both the functions and the network
  architectures currently offered by the existing WLAN vendors.  The
  end result is this taxonomy document.

  After analyzing more than a dozen different vendors' architectures,
  we believe that the existing 802.11 WLAN access network architectures
  can be broadly categorized into three distinct families, based on the
  characteristics of the Distribution Systems that are employed to
  provide the 802.11 functions.

  o  Autonomous WLAN Architecture: The first architecture family is the
     traditional autonomous WLAN architecture, in which each WTP is a
     single physical device that implements all the 802.11 services,
     including both the distribution and integration services, and the
     portal function.  Such an AP architecture is called Autonomous
     WLAN Architecture because each WTP is autonomous in its
     functionality, and no explicit 802.11 support is needed from
     devices other than the WTP.  In such architecture, the WTP is
     typically configured and controlled individually, and can be
     monitored and managed via typical network management protocols
     like SNMP.  The WTPs are the traditional APs with which most
     people are familiar.  Such WTPs are sometimes referred to as "Fat
     APs" or "Standalone APs".

  o  Centralized WLAN Architecture: The second WLAN architecture family
     is an emerging hierarchical architecture utilizing one or more
     centralized controllers for managing a large number of WTP
     devices.  The centralized controller is commonly referred to as an
     Access Controller (AC), whose main function is to manage, control,
     and configure the WTP devices that are present in the network.  In
     addition to being a centralized entity for the control and
     management plane, it may also become a natural aggregation point
     for the data plane since it is typically situated in a centralized
     location in the wireless access network.  The AC is often co-
     located with an L2 bridge, a switch, or an L3 router, and may be
     referred to as Access Bridge or Access Router in those particular
     cases.  Therefore, an Access Controller could be either an L3 or
     L2 device, and is the generic term we use throughout this
     document.  It is also possible that multiple ACs are present in a
     network for purposes of redundancy, load balancing, etc.  This
     architecture family has several distinct characteristics that are
     worth noting.  First, the hierarchical architecture and the



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     centralized AC affords much better manageability for large scale
     networks.  Second, since the IEEE 802.11 functions and the CAPWAP
     control functions are provided by the WTP devices and the AC
     together, the WTP devices themselves may no longer fully implement
     the 802.11 functions as defined in the standards.  Therefore, it
     can be said that the full 802.11 functions are implemented across
     multiple physical network devices, namely, the WTPs and ACs.
     Since the WTP devices only implement a portion of the functions
     that standalone APs implement, WTP devices in this architecture
     are sometimes referred to as light weight or thin APs.

  o  Distributed WLAN Architecture: The third emerging WLAN
     architecture family is the distributed architecture in which the
     participating wireless nodes are capable of forming a distributed
     network among themselves, via wired or wireless media.  A wireless
     mesh network is one example within the distributed architecture
     family, where the nodes themselves form a mesh network and connect
     with neighboring mesh nodes via 802.11 wireless links.  Some of
     these nodes also have wired Ethernet connections acting as
     gateways to the external network.

1.4.  Taxonomy Methodology and Document Organization

  Before the IETF CAPWAP working group started documenting the various
  WLAN architectures, we conducted an open survey soliciting WLAN
  architecture descriptions via the IETF CAPWAP mailing list.  We
  provided the interested parties with a common template that included
  a number of questions about their WLAN architectures.  We received 16
  contributions in the form of short text descriptions answering those
  questions.  15 of them are from WLAN vendors (AireSpace, Aruba,
  Avaya, Chantry Networks, Cisco, Cranite Systems, Extreme Networks,
  Intoto, Janusys Networks, Nortel, Panasonic, Trapeze, Instant802,
  Strix Systems, Symbol) and one from the academic research community
  (UCLA).  Out of the 16 contributions, one describes an Autonomous
  WLAN Architecture, three are Distributed Mesh Architectures, and the
  remaining twelve entries represent architectures in the family of the
  Centralized WLAN Architecture.

  The main objective of this survey was to identify the general
  categories and trends in WLAN architecture evolution, discover their
  common characteristics, and determine what is performed differently
  among them and why.  In order to represent the survey data in a
  compact format, a "Functional Distribution Matrix" is used in this
  document, (mostly in the Centralized WLAN architecture section), to
  tabulate the various services and functions in the vendors'
  offerings.  These services and functions are classified into three
  main categories:




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  o  Architecture Considerations: The choice of the connectivity
     between the AC and the WTP.  The design choices regarding the
     physical device on which processing of management, control, and
     data frames of the 802.11 takes place.

  o  802.11 Functions: As described in Section 1.1.

  o  CAPWAP Functions: As described in Section 1.2.

  For each one of these categories, the mapping of each individual
  function to network entities implemented by each vendor is shown in
  tabular form.  The rows in the Functional Distribution Matrix
  represent individual functions that are organized into the above
  mentioned three categories.  Each column of the Matrix represents one
  vendor's architecture offering in the survey data.  See Figure 7 as
  an example of the Matrix.

  This Functional Distribution Matrix is intended for the sole purpose
  of organizing the architecture taxonomy data, and represents the
  contributors' views of their architectures from an engineering
  perspective.  It does not necessarily imply that a product exists or
  will be shipped, nor an intent by the vendor to build such a product.

  The next section provides a list of definitions used in this
  document.  The rest of this document is organized around the three
  broad WLAN architecture families that were introduced in Section 1.3.
  Each architecture family is discussed in a separate section.  The
  section on Centralized Architecture contains more in-depth details
  than the other two families, largely due to the large number of the
  survey data (twelve out of sixteen) collected that fall into the
  Centralized Architecture category.  Summary and conclusions are
  provided at the end to highlight the basic findings from this
  taxonomy exercise.

2.  Conventions

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [3].

3.  Definitions

3.1.  IEEE 802.11 Definitions

  Station (STA): A device that contains an IEEE 802.11 conformant
  medium access control (MAC) and physical layer (PHY) interface to the
  wireless medium (WM).




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  Access Point (AP): An entity that has station functionality and
  provides access to distribution services via the wireless medium (WM)
  for associated stations.

  Basic Service Set (BSS): A set of stations controlled by a single
  coordination function.

  Station Service (SS): The set of services that support transport of
  medium access control (MAC) service data units (MSDUs) between
  stations within a basic service set (BSS).

  Distribution System (DS): A system used to interconnect a set of
  basic service sets (BSSs) and integrated local area networks (LANs)
  to create an extended service set (ESS).

  Extended Service Set (ESS): A set of one or more interconnected basic
  service sets (BSSs) with the same SSID and integrated local area
  networks (LANs), which appears as a single BSS to the logical link
  control layer at any station associated with one of those BSSs.

  Portal: The logical point at which medium access control (MAC)
  service data units (MSDUs) from a non-IEEE 802.11 local area network
  (LAN) enter the distribution system (DS) of an extended service set
  (ESS).

  Distribution System Service (DSS): The set of services provided by
  the distribution system (DS) that enable the medium access control
  (MAC) layer to transport MAC service data units (MSDUs) between
  stations that are not in direct communication with each other over a
  single instance of the wireless medium (WM).  These services include
  the transport of MSDUs between the access points (APs) of basic
  service sets (BSSs) within an extended service set (ESS), transport
  of MSDUs between portals and BSSs within an ESS, and transport of
  MSDUs between stations in the same BSS in cases where the MSDU has a
  multicast or broadcast destination address, or where the destination
  is an individual address, but the station sending the MSDU chooses to
  involve DSS.  DSSs are provided between pairs of IEEE 802.11 MACs.

  Integration: The service that enables delivery of medium access
  control (MAC) service data units (MSDUs) between the distribution
  system (DS) and an existing, non-IEEE 802.11 local area network (via
  a portal).

  Distribution: The service that, by using association information,
  delivers medium access control (MAC) service data units (MSDUs)
  within the distribution system (DS).





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3.2.  Terminology Used in This Document

  One of the motivations in defining new terminology is to clarify
  ambiguity and confusion surrounding some conventional terms.  One
  such term is "Access Point (AP)".  Typically, when people talk about
  "AP", they refer to the physical entity (box) that has an antenna,
  implements 802.11 PHY, and receives/transmits the station (STA)
  traffic over the air.  However, the 802.11 Standard [1] describes the
  AP mostly as a logical entity that implements a set of logical
  services so that station traffic can be received and transmitted
  effectively over the air.  When people refer to "AP functions", they
  usually mean the logical functions the whole WLAN access network
  supports, and not just the subset of functions supported by the
  physical entity (box) that the STAs communicate with directly.  Such
  confusion can be especially acute when logical functions are
  implemented across a network instead of within a single physical
  entity.  To avoid further confusion, we define the following
  terminology:

  CAPWAP: Control and Provisioning of Wireless Access Points

  IEEE 802.11 WLAN Functions: A set of logical functions defined by the
  IEEE 802.11 Working Group, including all the MAC services, Station
  Services, and Distribution Services.  These logical functions are
  required to be implemented in the IEEE 802.11 Wireless LAN (WLAN)
  access networks by the IEEE 802.11 Standard [1].

  CAPWAP Functions: A set of WLAN control functions that are not
  directly defined by IEEE 802.11 Standards, but deemed essential for
  effective control, configuration, and management of 802.11 WLAN
  access networks.

  Wireless Termination Point (WTP): The physical or network entity that
  contains an RF antenna and 802.11 PHY to transmit and receive station
  traffic for the IEEE 802.11 WLAN access networks.  Such physical
  entities were often called "Access Points" (AP), but "AP" can also
  refer to the logical entity that implements 802.11 services.  We
  recommend "WTP" as the generic term that explicitly refers to the
  physical entity with the above property (e.g., featuring an RF
  antenna and 802.11 PHY), applicable to network entities of both
  Autonomous and Centralized WLAN Architecture (see below).

  Autonomous WLAN Architecture: The WLAN access network architecture
  family in which all the logical functions, including both IEEE 802.11
  and CAPWAP functions (wherever applicable), are implemented within
  each Wireless Termination Point (WTP) in the network.  The WTPs in





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  such networks are also called standalone APs, or fat APs, because
  these devices implement the full set of functions that enable the
  devices to operate without any other support from the network.

  Centralized WLAN Architecture: The WLAN access network architecture
  family in which the logical functions, including both IEEE 802.11 and
  CAPWAP functions (wherever applicable), are implemented across a
  hierarchy of network entities.  At the lower level are the WTPs,
  while at the higher level are the Access Controllers (ACs), which are
  responsible for controlling, configuring, and managing the entire
  WLAN access network.

  Distributed WLAN Architecture: The WLAN access network architecture
  family in which some of the control functions (e.g., CAPWAP
  functions) are implemented across a distributed network consisting of
  peer entities.  A wireless mesh network can be considered an example
  of such an architecture.

  Access Controller (AC): The network entity in the Centralized WLAN
  Architecture that provides WTPs access to the centralized
  hierarchical network infrastructure in the data plane, control plane,
  management plane, or a combination therein.

  Standalone WTP: Refers to the WTP in Autonomous WLAN Architecture.

  Controlled WTP: Refers to the WTP in Centralized WLAN Architecture.

  Split MAC Architecture: A subgroup of the Centralized WLAN
  Architecture whereby WTPs in such WLAN access networks only implement
  the delay sensitive MAC services (including all control frames and
  some management frames) for IEEE 802.11, while all the remaining
  management and data frames are tunnelled to the AC for centralized
  processing.  The IEEE 802.11 MAC, as defined by IEEE 802.11 Standards
  in [1], is effectively split between the WTP and AC.

  Remote MAC Architecture: A subgroup of the Centralized WLAN
  Architecture, where the entire set of 802.11 MAC functions (including
  delay-sensitive functions) is implemented at the AC.  The WTP
  terminates the 802.11 PHY functions.

  Local MAC Architecture: A subgroup of the Centralized WLAN
  Architecture, where the majority or entire set of 802.11 MAC
  functions (including most of the 802.11 management frame processing)
  are implemented at the WTP.  Therefore, the 802.11 MAC stays intact
  and local in the WTP, along with PHY.






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3.3.  Terminology Used Historically but Not Recommended

  While some terminology has been used by vendors historically to
  describe "Access Points", we recommend deferring its use, in order to
  avoid further confusion.  A list of such terms and the recommended
  new terminology is provided below:

  Split WLAN Architecture: Use Centralized WLAN Architecture.

  Hierarchical WLAN Architecture: Use Centralized WLAN Architecture.

  Standalone Access Point: Use Standalone WTP.

  Fat Access Point: Use Standalone WTP.

  Thin Access Point: Use Controlled WTP.

  Light weight Access Point: Use Controlled WTP.

  Split AP Architecture: Use Local MAC Architecture.

  Antenna AP Architecture: Use Remote MAC Architecture.

4.  Autonomous Architecture

4.1.  Overview

  Figure 1 shows an example network of the Autonomous WLAN
  Architecture.  This architecture implements all the 802.11
  functionality in a single physical device, the Wireless Termination
  Point (WTP).  An embodiment of this architecture is a WTP that
  translates between 802.11 frames to/from its radio interface and
  802.3 frames to/from an Ethernet interface.  An 802.3 infrastructure
  that interconnects the Ethernet interfaces of different WTPs provides
  the distribution system.  It can also provide portals for integrated
  802.3 LAN segments.















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      +---------------+     +---------------+     +---------------+
      |  802.11 BSS 1 |     |  802.11 BSS 2 |     |  802.11 BSS 3 |
      |  ...          |     |  ...          |     |  ...          |
      |    +-----+    |     |    +-----+    |     |    +-----+    |
      +----| WTP |----+     +----| WTP |----+     +----| WTP |----+
           +--+--+               +--+--+               +--+--+
              |Ethernet             |                     |
              +------------------+  |  +------------------+
                                 |  |  |
                             +---+--+--+---+
                             | Ethernet    |
    802.3 LAN  --------------+ Switch      +-------------- 802.3 LAN
    segment 1                |             |               segment 2
                             +------+------+

          Figure 1: Example of Autonomous WLAN Architecture

  A single physical WTP can optionally be provisioned as multiple
  virtual WTPs by supporting multiple SSIDs to which 802.11 clients may
  associate.  In some cases, this will involve putting a corresponding
  802.1Q VLAN tag on each packet forwarded to the Ethernet
  infrastructure and removing 802.1Q tags prior to forwarding the
  packets to the wireless medium.

  The scope of the ESS(s) created by interconnecting the WTPs will be
  confined by the constraints imposed by the Ethernet infrastructure.

  Authentication of 802.11 clients may be performed locally by the WTP
  or by using a centralized authentication server.

4.2.  Security

  Since both the 802.11 and CAPWAP functions are tightly integrated
  into a single physical device, security issues with this architecture
  are confined to the WTP.  There are no extra implications from the
  client authentication and encryption/decryption perspective, as the
  AAA interface and the key generation mechanisms required for 802.11i
  encryption/decryption are integrated into the WTP.

  One of the security needs in this architecture is for mutual
  authentication between the WTP and the Ethernet infrastructure.  This
  can be ensured by existing mechanisms such as 802.1X between the WTP
  and the Ethernet switch to which it connects.  Another critical
  security issue is the fact that the WTP is most likely not under lock
  and key, but contains secret information to communicate with back-end
  systems, such as AAA and SNMP.  Because IT personnel uses the common
  management method of pushing a "template" to all devices, theft of
  such a device would potentially compromise the wired network.



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5.  Centralized WLAN Architecture

  Centralized WLAN Architecture is an emerging architecture family in
  the WLAN market.  Contrary to the Autonomous WLAN Architecture, where
  the 802.11 functions and network control functions are all
  implemented within each Wireless Termination Point (WTP), the
  Centralized WLAN Architecture employs one or more centralized
  controllers, called Access Controller(s), to enable network-wide
  monitoring, improve management scalability, and facilitate dynamic
  configurability.

  The following figure schematically shows the Centralized WLAN
  Architecture network diagram, where the Access Controller (AC)
  connects to multiple Wireless Termination Points (WTPs) via an
  interconnection medium.  This can be a direct connection, an L2-
  switched, or an L3-routed network as described in Section 5.1.  The
  AC exchanges configuration and control information with the WTP
  devices, allowing the management of the network from a centralized
  point.  Designs of the Centralized WLAN Architecture family do not
  presume (as the diagram might suggest) that the AC necessarily
  intercedes in the data plane to/from the WTP(s).  More details are
  provided later in this section.

   +---------------+     +---------------+     +---------------+
   |  802.11 BSS 1 |     |  802.11 BSS 2 |     |  802.11 BSS 3 |
   |  ...          |     |  ...          |     |  ...          |
   |    +-------+  |     |    +-------+  |     |    +-------+  |
   +----|  WTP  |--+     +----|  WTP  |--+     +----|  WTP  |--+
        +---+---+             +---+---+             +---+---+
            |                     |                     |
            +------------------+  |   +-----------------+
                               |  |...|
                          +----+--+---+--------+
                          |  Interconnection   |
                          +-------+------------+
                                  |
                                  |
                            +-----+----+
                            |    AC    |
                            +----------+

           Figure 2: Centralized WLAN Architecture Diagram









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  In the diagram above, the AC is shown as a single physical entity
  that provides all of the CAPWAP functions listed in Section 1.2.
  However, this may not always be the case.  Closer examination of the
  functions reveals that their different resource requirements (e.g.,
  CPU, memory, storage) may be distributed across different devices.
  For instance, complex radio control algorithms can be CPU intensive.
  Storing and downloading images and configurations can be storage
  intensive.  Therefore, different CAPWAP functions might be
  implemented on different physical devices due to the different nature
  of their resource requirements.  The network entity marked 'AC' in
  the diagram above should be thought of as a multiplicity of logical
  functions, and not necessarily as a single physical device.  The ACs
  may also choose to implement some control functions locally, and
  provide interfaces to access other global network management
  functions, which are typically implemented on separate boxes, such as
  a SNMP Network Management Station and an AAA back-end server (e.g.,
  Radius Authentication Server).

5.1.  Interconnection between WTPs and ACs

  There are several connectivity options to consider between the AC(s)
  and the WTPs, including direct connection, L2 switched connection,
  and L3 routed connection, as shown in Figures 3, 4, and 5.

                            -------+------ LAN
                                   |
                           +-------+-------+
                           |      AC       |
                           +----+-----+----+
                                |     |
                            +---+     +---+
                            |             |
                         +--+--+       +--+--+
                         | WTP |       | WTP |
                         +--+--+       +--+--+

                     Figure 3: Directly Connected














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                            -------+------ LAN
                                   |
                           +-------+-------+
                           |      AC       |
                           +----+-----+----+
                                |     |
                            +---+     +---+
                            |             |
                         +--+--+    +-----+-----+
                         | WTP |    |   Switch  |
                         +--+--+    +---+-----+-+
                                        |     |
                                     +-----+  +-----+
                                     | WTP |  | WTP |
                                     +-----+  +-----+

                      Figure 4: Switched Connections


                           +-------+-------+
                           |      AC       |
                           +-------+-------+
                                   |
                           --------+------ LAN
                                   |
                           +-------+-------+
                           |     Router    |
                           +-------+-------+
                                   |
                           -----+--+--+--- LAN
                                |     |
                            +---+     +---+
                            |             |
                         +--+--+       +--+--+
                         | WTP |       |  WTP|
                         +--+--+       +--+--+

                      Figure 5: Routed Connections

5.2.  Overview of Three Centralized WLAN Architecture Variants

  Dynamic and consistent network management is one of the primary
  motivations for the Centralized Architecture.  The survey data from
  vendors also shows that different varieties of this architecture
  family have emerged to meet a complex set of different requirements
  for various possible deployment scenarios.  This is also a direct
  result of the inherent flexibility in the 802.11 standard [1]
  regarding the implementation of the logical functions that are



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  broadly described under the term "Access Point (AP)".  Because there
  is no standard mapping of these AP functions to physical network
  entities, several design choices have been made by vendors that offer
  related products.  Moreover, the increased demand for monitoring and
  consistent configuration of large wireless networks has resulted in a
  set of 'value-added' services provided by the various vendors, most
  of which share common design properties and service goals.

  In the following, we describe the three main variants observed from
  the survey data within the family of Centralized WLAN Architecture,
  namely the Local MAC, Split MAC, and Remote MAC approaches.  For each
  approach, we provide the mapping characteristics of the various
  functions into the network entities from each vendor.  The naming of
  Local MAC, Split MAC, and Remote MAC reflects how the functions, and
  especially the 802.11 MAC functions, are mapped onto the network
  entities.  Local MAC indicates that the MAC functions stay intact and
  local to WTPs, while Remote MAC denotes that the MAC has moved away
  from the WTP to a remote AC in the network.  Split MAC shows the MAC
  being split between the WTPs and ACs, largely along the line of
  realtime sensitivity.  Typically, Split MAC vendors choose to put
  realtime functions on the WTPs while leaving non-realtime functions
  to the ACs.  802.11 does not clearly specify what constitutes
  realtime functions versus non-realtime functions, and so a clear and
  definitive line does not exist.  As shown in Section 5.4, each vendor
  has its own interpretation on this, and there are some discrepancies
  about where to draw the line between realtime and non-realtime
  functions.  However, vendors agree on the characterization of the
  majority of MAC functions.  For example, every vendor classifies the
  DCF as a realtime function.

  The differences among Local MAC, Split MAC and Remote MAC
  architectures are shown graphically in the following figure:

     +--------------+---    +---------------+---    +--------------+---
     |  CAPWAP      |       |  CAPWAP       |       |  CAPWAP      |
     |  functions   |AC     |  functions    |AC     |  functions   |
     |==============|===    |---------------|       |--------------|
     |              |       |  non RT MAC   |       |              |AC
     |  802.11 MAC  |       |===============|===    |  802.11 MAC  |
     |              |WTP    | Realtime MAC  |       |              |
     |--------------|       |---------------|WTP    |==============|===
     |  802.11 PHY  |       |  802.11 PHY   |       |  802.11 PHY  |WTP
     +--------------+---    +---------------+---    +--------------+---

      (a) "Local MAC"         (b) "Split MAC"        (c) "Remote MAC"

      Figure 6: Three Architectural Variants within the Centralized
                        WLAN Architecture Family



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5.3.  Local MAC

  The main motivation of the Local MAC architecture model, as shown in
  Figure 6 (a), is to offload network access policies and management
  functions (CAPWAP functions described in Section 1.2) to the AC
  without splitting the 802.11 MAC functionality between WTPs and AC.
  The whole 802.11 MAC resides on the WTPs locally, including all the
  802.11 management and control frame processing for the STAs.  On the
  other hand, information related to management and configuration of
  the WTP devices is communicated with a centralized AC to facilitate
  management of the network and maintain a consistent network-wide
  configuration for the WTP devices.

  Figure 7 shows a tabular representation of the design choices made by
  the six vendors in the survey that follow the Local MAC approach,
  with respect to the above mentioned architecture considerations.
  "WTP-AC connectivity" shows the type connectivity between the WTPs
  and AC that every vendor's architecture can support.  Clearly, all
  the vendors can support L3 routed network connectivity between WTPs
  and the AC, which implies that direct connections and L2 switched
  networks are also supported by all vendors.  By '802.11 mgmt
  termination', and '802.11 control termination', we denote the
  physical network device on which processing of the 802.11 management
  and control frames is done respectively.  All the vendors here choose
  to terminate 802.11 management and control frames at the WTPs.  The
  last row of the table, '802.11 data aggregation', refers to the
  device on which aggregation and delivery of 802.11 data frames from
  one STA to another (possibly through a DS) is performed.  As shown by
  the table, vendors make different choices as to whether all the
  802.11 data traffic is aggregated and routed through the AC.  The
  survey data shows that some vendors choose to tunnel or encapsulate
  all the station traffic to or from the ACs, implying that the AC also
  acts as the access router for this WLAN access network.  Other
  vendors choose to separate the control and data plane by letting the
  station traffic be bridged or routed locally, while keeping the
  centralized control at the AC.















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                       Arch7   Arch8   Arch9   Arch10   Arch11
                       -----   -----   -----   ------   ------
     WTP-AC
     connectivity       L3      L3       L3      L3      L3

     802.11 mgmt
     termination        WTP     WTP      WTP     WTP     WTP

     802.11 control
     termination        WTP     WTP      WTP     WTP     WTP

     802.11 data
     aggregation        AC      AC       WTP     AC      WTP


      Figure 7: Architecture Considerations for Local MAC Architecture

  Figure 8 reveals that most of the CAPWAP functions, as described in
  Section 1.2, are implemented at the AC with help from WTPs to monitor
  RF channels, and collect statistics and state information from the
  STAs, as the AC offers the advantages of network-wide visibility,
  which is essential for many of the control, configuration, and
  value-added services.

                   Arch7   Arch8   Arch9   Arch10   Arch11
                   -----   -----   -----   ------   ------
      RF
      Monitoring    WTP     WTP    AC/WTP    WTP     WTP

      RF
      Config.       AC       AC      AC      AC      AC

      WTP config.   AC       AC      AC      AC      AC

      WTP
      Firmware      AC       AC      AC      AC      AC

      STA state
      info
      database      AC     AC/WTP  AC/WTP  AC/WTP    AC

      AC/WTP
      mutual
      authent.     AC/WTP  AC/WTP  AC/WTP  AC/WTP  AC/WTP

    Figure 8: Mapping of CAPWAP Functions for Local MAC Architecture





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  The matrix in Figure 9 shows that most of the 802.11 functions are
  implemented at the WTPs for Local MAC Architecture, with some minor
  differences among the vendors regarding distribution service, 802.11e
  scheduling, and 802.1X/EAP authentication.  The difference in
  distribution service is consistent with that described earlier
  regarding "802.11 data aggregation" in Figure 7.

                   Arch7   Arch8   Arch9   Arch10   Arch11
                   -----   -----   -----   ------   ------
      Distribution
      Service       AC      AC      WTP     AC       WTP

      Integration
      Service       WTP    WTP      WTP      WTP     WTP

      Beacon
      Generation    WTP    WTP      WTP      WTP     WTP

      Probe
      Response      WTP    WTP      WTP      WTP     WTP

      Power mgmt
      Packet
      Buffering     WTP    WTP      WTP      WTP     WTP

      Fragmentation/
      Defragment.   WTP    WTP      WTP      WTP     WTP

      Association
      Disassoc.
      Reassociation AC     WTP      WTP      WTP     WTP

      WME/11e
      --------------
      classifying   AC                               WTP

      scheduling    WTP   AC/WTP    WTP      WTP     WTP

      queuing       WTP             WTP      WTP     WTP












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      Authentication
      and Privacy
      --------------
      802.1X/EAP    AC      AC     AC/WTP    AC     AC/WTP

      Keys
      Management    AC      AC      WTP      AC       AC

      802.11
      Encryption/
      Decryption    WTP     WTP     WTP      WTP      WTP

    Figure 9: Mapping of 802.11 Functions for Local MAC Architecture

  From Figures 7, 8, and 9, it is clear that differences among vendors
  in the Local MAC Architecture are relatively minor, and most of the
  functional mapping appears to be common across vendors.

5.4.  Split MAC

  As depicted in Figure 6 (b), the main idea behind the Split MAC
  architecture is to implement part of the 802.11 MAC functionality on
  a centralized AC instead of the WTPs, in addition to providing the
  required services for managing and monitoring the WTP devices.
  Usually, the decision of which functions of the 802.11 MAC need to be
  provided by the AC is based on the time-criticality of the services
  considered.

  In the Split MAC architecture, the WTP terminates the infrastructure
  side of the wireless physical link, provides radio-related
  management, and also implements time-critical functionality of the
  802.11 MAC.  In addition, the non-realtime management functions are
  handled by a centralized AC, along with higher level services, such
  as configuration, QoS, policies for load balancing, and access
  control lists.  The key distinction between Local MAC and Split MAC
  relates to non-realtime functions: in Split MAC architecture, the AC
  terminates 802.11 non realtime functions, whereas in Local MAC
  architecture, the WTP terminates the 802.11 non-realtime functions
  and consequently sends appropriate messages to the AC.

  There are several motivations for taking the Split MAC approach.  The
  first is to offload functionality that is specific and relevant only
  to the locality of each BSS to the WTP, in order to allow the AC to
  scale to a large number of 'light weight' WTP devices.  Moreover,
  realtime functionality is subject to latency constraints and cannot
  tolerate delays due to transmission of 802.11 control frames (or
  other realtime information) over multiple-hops.  The latter would
  limit the available choices for connectivity between the AC and the



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  WTP.  Therefore, the realtime criterion is usually employed to
  separate MAC services between the devices.  Another consideration is
  cost reduction of the WTP to make it as cheap and simple as possible.
  Finally, moving functions like encryption and decryption to the AC
  reduces vulnerabilities from a compromised WTP, since user encryption
  keys no longer reside on the WTP.  As a result, any advancements in
  security protocol and algorithm designs do not necessarily obsolete
  the WTPs; the ACs implement the new security schemes instead, which
  simplifies the management and update task.  Additionally, the network
  is protected against LAN-side eavesdropping.

  Since there is no clear definition in the 802.11 specification as to
  which 802.11 MAC functions are considered "realtime", each vendor
  interprets this in their own way.  Most vendors agree that the
  following services of 802.11 MAC are examples of realtime services,
  and are chosen to be implemented on the WTPs.

  o  Beacon Generation

  o  Probe Response/Transmission

  o  Processing of Control Frames: RTS/CTS/ACK/PS-Poll/CF-End/CF-ACK

  o  Synchronization

  o  Retransmissions

  o  Transmission Rate Adaptation

  The following list includes examples of non-realtime MAC functions as
  interpreted by most vendors:

  o  Authentication/De-authentication

  o  Association/Disassociation/Reassociation/Distribution

  o  Integration Services: Bridging between 802.11 and 802.3

  o  Privacy: 802.11 Encryption/Decryption

  o  Fragmentation/Defragmentation

  However, some vendors may choose to classify some of the above "non-
  realtime" functions as realtime functions in order to support
  specific applications with strict QoS requirements.  For example,
  Reassociation is sometimes implemented as a "realtime" function to
  support VoIP applications.




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  The non-realtime aspects of the 802.11 MAC are handled by the AC
  through the processing of raw 802.11 management frames (Split MAC).
  The following matrix in Figure 10 offers a tabular representation of
  the design choices made by the six vendors that follow the Split MAC
  design regarding the architecture considerations.  While most vendors
  support L3 connectivity between WTPs and ACs, some can only support
  L2 switched connections due to the tighter delay constraint resulting
  from splitting MAC between two physical entities across a network.
  In Figure 7, it is clear that the WTP processes the 802.11 control
  frames in both the Split MAC and Local MAC.  The difference between
  the two lies in the termination point for 802.11 management frames.
  Local MAC terminates 802.11 management frames at WTP, while at least
  some of the 802.11 management frames are terminated at the AC for the
  Split MAC Architecture.  Since in most cases WTP devices are IP-
  addressable, any of the direct connection, L2-switched, or L3-routed
  connections of Section 1.2 can be used.  If only Ethernet-
  encapsulation is performed (e.g., as in Architecture 4), then only
  direct connection and L2-switched connections are supported.

                  Arch1   Arch2   Arch3   Arch4   Arch5   Arch6
                  -----   -----   -----   -----   -----   -----
     WTP-AC
     connectivity   L3     L3      L3      L2      L3      L3

     802.11 mgmt
     termination    AC     AC      AC      AC    AC/WTP    AC

     802.11 control
     termination    WTP    WTP    WTP     WTP      WTP     WTP

     802.11 data
     aggregation    AC     AC       AC      AC     AC      AC


     Figure 10: Architecture Considerations for Split MAC Architecture
















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  Similar to the Local MAC Architecture, the matrix in Figure 11 shows
  that most of the CAPWAP control functions are implemented at the AC.
  The exception is RF monitoring, and in some cases RF configuration,
  which are performed locally at the WTPs.

                   Arch1   Arch2   Arch3   Arch4   Arch5   Arch6
                   -----   -----   -----   -----   -----   -----
     RF
     Monitoring    WTP     WTP      WTP    WTP     WTP     WTP

     RF
     Config.       AC/WTP          AC/WTP  AC      AC      AC

     WTP config.   AC               AC     AC      AC      AC

     WTP
     Firmware      AC               AC     AC      AC      AC

     STA state
     info
     database      AC               AC     AC      AC       AC

     AC/WTP
     mutual
     authent.     AC/WTP  AC/WTP  AC/WTP   AC/WTP


     Figure 11: Mapping of CAPWAP Functions for Split MAC Architecture























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  The most interesting matrix for Split MAC Architecture is the
  Functional Distribution Matrix for 802.11 functions, as shown below
  in Figure 12.  Vendors map the functions onto the WTPs and AC with a
  certain regularity.  For example, all vendors choose to implement
  Distribution, Integration Service at the AC, along with 802.1X/EAP
  authentication and keys management.  All vendors also choose to
  implement beacon generation at WTPs.  On the other hand, vendors
  sometimes choose to map many of the other functions differently.
  Therefore, Split MAC Architectures are not consistent regarding the
  exact way the MAC is split.

                   Arch1   Arch2   Arch3   Arch4    Arch5   Arch6
                   -----   -----   -----   ------   -----   -----
     Distribution
     Service       AC      AC      AC      AC       AC      AC

     Integration
     Service       AC      AC      AC      AC       AC      AC

     Beacon
     Generation    WTP     WTP     WTP     WTP      WTP     WTP

     Probe
     Response      WTP     AC/WTP  WTP     WTP      WTP     WTP

     Power mgmt
     Packet
     Buffering     WTP     WTP     WTP     AC       AC/WTP  WTP

     Fragmentation
     Defragment.   WTP             WTP     AC       AC      AC

     Association
     Disassoc.
     Reassociation AC      AC      AC      AC       WTP     AC

     WME/11e
     --------------
     classifying                   AC      AC       AC      AC

     scheduling    WTP/AC  AC      WTP     AC       AC      WTP/AC

     queuing       WTP/AC  WTP     WTP     AC       WTP     WTP








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    Authentication
     and Privacy
     --------------

     802.1X/EAP    AC      AC      AC      AC       AC      AC

     Keys
     Management    AC      AC      AC      AC       AC      AC

     802.11
     Encryption/
     Decryption    WTP     AC      WTP     AC       AC      AC

     Figure 12: Mapping of 802.11 Functions for Split MAC Architecture

5.5.  Remote MAC

  One of the main motivations for the Remote MAC Architecture is to
  keep the WTPs as light weight as possible, by having only the radio
  interfaces on the WTPs and offloading the entire set of 802.11 MAC
  functions (including delay-sensitive ones) to the Access Controller.
  This leaves all the complexities of the MAC and other CAPWAP control
  functions to the centralized controller.

  The WTP acts only as a pass-through between the Wireless LAN clients
  (STA) and the AC, though they may have an additional feature to
  convert the frames from one format (802.11) to the other (i.e.,
  Ethernet, TR, Fiber).  The centralized controller provides network
  monitoring, management and control, an entire set of 802.11 AP
  services, security features, resource management, channel selection
  features, and guarantees Quality of Service to the users.  Because
  the MAC is separated from the PHY, we call this the "Remote MAC
  Architecture".  Typically, such architecture is deployed with special
  attention to the connectivity between the WTPs and AC so that the
  delay is minimized.  The Radio over Fiber (RoF) from Architecture 5
  is an example of Remote MAC Architecture.

5.6.  Comparisons of Local MAC, Split MAC, and Remote MAC

  Two commonalities across all three Centralized Architectures (Local
  MAC, Split MAC, and Remote MAC) are:

  o  Most of the CAPWAP functions related to network control and
     configuration reside on the AC.

  o  IEEE 802.11 PHY resides on the WTP.





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  There is a clear difference between Remote MAC and the other two
  Centralized Architectures (namely, Local MAC and Split MAC), as the
  802.11 MAC is completely separated from the PHY in the former, while
  the other two keep some portion of the MAC functions together with
  PHY at the WTPs.  The implication of PHY and MAC separation is that
  it severely limits the kind of interconnection between WTPs and ACs,
  so that the 802.11 timing constraints are satisfied.  As pointed out
  earlier, this usually results in tighter constraint over the
  interconnection between WTP and AC for the Remote MAC Architecture.
  The advantage of Remote MAC Architecture is that it offers the
  lightest possible WTPs for certain deployment scenarios.

  The commonalities and differences between Local MAC and Split MAC are
  most clearly seen by comparing Figure 7 to Figure 10.  The
  commonality is that 802.11 control frames are terminated at WTPs in
  both cases.  The main difference between Local MAC and Split MAC is
  that the WTP terminates only the 802.11 control frames in the Split
  MAC, while the WTP may terminate all 802.11 frames in the Local MAC.
  An interesting consequence of this difference is that the Integration
  Service, which essentially refers to bridging between 802.11 and
  802.3 frames, is implemented by the AC in the Split MAC and by the
  WTP in the Local MAC, as shown in Figures 9 and 12, respectively.

  As a second note, the Distribution Service, although usually provided
  by the AC, can also be implemented at the WTP in some Local MAC
  architectures.  This approach is meant to increase performance in
  delivering STAs data traffic by avoiding tunneling it to the AC, and
  relaxing the dependency of the WTP from the AC.  Therefore, it is
  possible for the data and control planes to be separated in the Local
  MAC Architecture.

  Even though all the 802.11 traffic is aggregated at ACs in the case
  of Split MAC Architecture, the data and control planes can still be
  separated by employing multiple ACs.  For example, one AC can
  implement most of the CAPWAP functions (control plane), while other
  ACs can be used for 802.11 frames bridging (data plane).

  Each of the three architectural variants may be advantageous for
  certain deployment scenarios.  While the Local MAC retains most of
  the STA's state information at the local WTPs, Remote MAC centralizes
  most of the state into the back-end AC.  Split MAC sits somewhat in
  the middle of this spectrum, keeping some state information locally
  at the WTPs, and the rest centrally at the AC.  Many factors should
  be taken into account to determine the exact balance desired between
  the centralized and decentralized state.  The impact of such balance
  on network manageability is currently a matter of dispute within the
  technical community.




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5.7.  Communication Interface between WTPs and ACs

  Before any messages can be exchanged between an AC and WTP, the WTP
  needs to discover, authenticate, and register with the AC first, then
  download the firmware and establish a control channel with the AC.
  Message exchanges between the WTP and AC for control and
  configuration can happen after that.  The following list outlines the
  basic operations that are typically performed between the WTP and the
  AC in their typical order:

  1.  Discovery: The WTPs discover the AC with which they will be bound
      to and controlled by.  The discovery procedure can employ either
      static or dynamic configuration.  In the latter case, a protocol
      is used in order for the WTP to discover candidate AC(s).

  2.  Authentication: After discovery, the WTP device authenticates
      itself with the AC.  However, mutual authentication, in which the
      WTP also authenticates the AC, is not always supported since some
      vendors strive for zero-configuration on the WTP side.  This is
      not necessarily secure as it leaves the possible vulnerability of
      the WTP being attached to a rogue AC.

  3.  WTP Association: After successful authentication, a WTP registers
      with the AC in order to start receiving management and
      configuration messages.

  4.  Firmware Download: After successful association, the WTP may
      pull, or the AC may push, the WTPs firmware, which may be
      protected in some manner, such as digital signatures.

  5.  Control Channel Establishment: The WTP establishes either an IP-
      tunnel or performs Ethernet encapsulation with the AC in order to
      transfer data traffic and management frames.

  6.  Configuration Download: Following the control channel
      establishment process, the AC may push configuration parameters
      to the WTPs.

5.8.  Security

  Given the varied distribution of functionalities for the Centralized
  Architecture, as surveyed in Section 4.3, it is obvious that an extra
  network binding is created between the WTP and the AC.  This brings
  new and unique security issues and subsequent requirements.







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5.8.1.  Client Data Security

  The survey shows clearly that the termination point for "over the
  air" 802.11 encryption [4] can be implemented either in the WTP or in
  the AC.  Furthermore, the 802.1X/EAP [6] functionality is distributed
  between the WTP and the AC where, in most cases, the AC performs the
  necessary functions as the authenticator in the 802.1X exchange.

  If the STA and AC are the parties in the 4-way handshake (defined in
  [4]), and 802.11i traffic encryption terminates at the WTP, then the
  Pairwise Transient Key (PTK) has to be transferred from the AC to the
  WTP.  Since the keying material is part of the control and
  provisioning of the WTPs, a secure encrypted tunnel for control
  frames is employed to transport the keying material.

  The centralized model encourages AC implementations to use one PMK
  for many different WTPs.  This practice facilitates speedy transition
  by an STA from one WTP to another that is connected to the same AC
  without establishing a separate PMK.  However, this leaves the STA in
  a difficult position, as the STA cannot distinguish between a
  compromised PMK and one that is intentionally being shared.  This
  issue must be resolved, but the resolution is beyond the scope of the
  CAPWAP working group.  The venue for this resolution is to be
  determined by the IEEE 802 and IETF liaisons.

  When the 802.11i encryption/decryption is performed in the AC, the
  key exchange and state transitions occur between the AC and the STA.
  Therefore, there is no need to transfer any crypto material between
  the AC and the WTP.

  Regardless of where the 802.11i termination point occurs, the
  Centralized WLAN Architecture records two practices for "over the
  wire" client data security.  In some cases there is an encrypted
  tunnel (IPsec or SSL) between the WTP and AC, which assumes that the
  security boundary is in the AC.  In other cases, an end-to-end
  mutually authenticated secure VPN tunnel is assumed between the
  client and AC, other security gateway, or end host entity.

5.8.2.  Security of Control Channel between the WTP and AC

  In order for the CAPWAP functions to be implemented in the
  Centralized WLAN Architecture, a control channel is necessary between
  the WTP and AC.








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  To address potential security threats against the control channel,
  existing implementations feature one or more of the following
  security mechanisms:

  1.  Secure discovery of WTP and AC.

  2.  Authentication of the WTPs to the ACs (and possibly mutual
      authentication).

  3.  Confidentiality, integrity, and replay protection of control
      channel frames.

  4.  Secure management of WTPs and ACs, including mechanisms for
      securely setting and resetting secrets and state.

  Discovery and authentication of WTPs are addressed in the submissions
  by implementing authentication mechanisms that range from X.509
  certificates, AAA authentication to pre-shared credential
  authentication.  In all cases, confidentiality, integrity, and
  protection against man-in-the-middle attacks of the control frames
  are addressed by a secure encrypted tunnel between the WTP and AC(s),
  utilizing keys derived from the authentication methods mentioned
  previously.  Finally, one of the motivations for the Centralized WLAN
  Architecture is to minimize the storage of cryptographic and security
  sensitive information, in addition to operational configuration
  parameters within the WTPs.  It is for that reason that the majority
  of the submissions under the Centralized Architecture category have
  employed a post WTP authenticated discovery phase of configuration
  provisioning, which in turn protects against the theft of WTPs.

5.8.3.  Physical Security of WTPs and ACs

  To provide comprehensive radio coverage, WTPs are often installed in
  locations that are difficult to secure physically; it is relatively
  easier to secure the AC physically.  If high-value secrets, such as a
  RADIUS shared secret, are stored in the AC instead of WTPs, then the
  physical loss of an WTP does not compromise these secrets.  Hence,
  the Centralized Architecture may reduce the security consequences of
  a stolen WTP.  On the other hand, concentrating all the high-value
  secrets in one place makes the AC an attractive target that requires
  strict physical, procedural, and technical controls to protect the
  secrets.









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6.  Distributed Mesh Architecture

  Out of the sixteen architecture survey submissions, three belong to
  the Distributed Mesh Architecture family.  An example of the
  Distributed Mesh Architecture is shown in Figure 13, and reflects
  some of the common characteristics found in these three submissions.

      +-----------------+         +-----------------+
      |  802.11 BSS 1   |         |  802.11 BSS 2   |
      |  ...            |         |  ...            |
      |    +---------+  |         |    +---------+  |
      +----|mesh node|--+         +----|mesh node|--+
           +-+---+---+                 +-+-+-----+
             |   |                       | |
             |   |                       | |           +----------+
             |   +-----------------------+ |  Ethernet | Ethernet |
             |    802.11 wireless links    |  +--------+ Switch   |
             |   +-----------------------+ |  |        |          |
             |   |                       | |  |        +----------+
           +-+---+---+                   +-+--+----+
      +----|mesh node|--+           +----|mesh node|--+
      |    +---------+  |           |    +---------+  |
      |  ...            |           |  ...            |
      |  802.11 BSS 4   |           |  802.11 BSS 3   |
      +-----------------+           +-----------------+

            Figure 13: Example of Distributed Mesh Architecture

6.1.  Common Characteristics

  To provide wider wireless coverage, mesh nodes in the network may act
  as APs to client stations in their respective BSS, as well as traffic
  relays to neighboring mesh nodes via 802.11 wireless links.  It is
  also possible that some mesh nodes in the network may serve only as
  wireless traffic relays for other mesh nodes, but not as APs for any
  client stations.  Instead of pulling Ethernet cable connections to
  every AP, wireless mesh networks provide an attractive alternative to
  relaying backhaul traffic.

  Mesh nodes can also keep track of the state of their neighboring
  nodes, or even nodes beyond their immediate neighborhood by
  exchanging information periodically amongst them; this way, mesh
  nodes can be fully aware of the dynamic network topology and RF
  conditions around them.  Such peer-to-peer communication model allows
  mesh nodes to actively coordinate among themselves to achieve self-
  configuration and self-healing.  This is the major distinction
  between this Distributed Architecture family and the Centralized
  Architecture -- much of the CAPWAP functions can be implemented



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  across the mesh nodes in a distributed fashion, without a centralized
  entity making all the control decisions.

  It is worthwhile to point out that mesh networks do not necessarily
  preclude the use of centralized control.  It is possible that a
  combination of centralized and distributed control co-exists in mesh
  networks.  Some global configuration or policy change may be better
  served in a coordinated fashion if some form of Access Controller
  (AC) exists in the mesh network (even if not the full blown version
  of the AC, as defined in the Centralized WLAN Architecture).  For
  example, a centralized management entity can be used to update every
  mesh node's default configuration.  It may also be more desirable to
  leave certain functions, such as user authentication to a single
  centralized end point (such as a RADIUS server), but mesh networks
  allow each mesh AP to directly talk to the RADIUS server.  This
  eliminates the single point of failure and takes advantage of the
  client distribution in the network.

  The backhaul transport network of the mesh network can be either an
  L2 or L3 networking technology.  Currently, vendors are using
  proprietary mesh technologies on top of standard 802.11 wireless
  links to enable peer-to-peer communication between the mesh nodes.
  Hence, there is no interoperability among mesh nodes from different
  vendors.  The IEEE 802.11 WG has recently started a new Task Group
  (TGs) to define the mesh standard for 802.11.

6.2.  Security

  Similar security concerns for client data security, as described in
  Section 5.8.1, also apply to the Distributed Mesh Architecture.
  Additionally, one important security consideration for the mesh
  networks is that the mesh nodes must authenticate each other within
  the same administrative domain.  To protect user and management data
  that may not be secured at layer 3, data transmission among
  neighboring nodes should be secured by a layer 2 mechanism of
  confidentiality, integrity, and replay protection.

7.  Summary and Conclusions

  We requested existing WLAN vendors and other interested parties to
  submit a short description of existing or desired WLAN access network
  architectures to define a taxonomy of possible WLAN access network
  architectures.  The information from the 16 submissions was condensed
  and summarized in this document.

  New terminology has been defined wherever existing terminology was
  found to be either insufficient or ambiguous in describing the WLAN
  architectures and supporting functions listed in the document.  For



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  example, the broad set of Access Point functions has been divided
  into two categories: 802.11 functions, which include those that are
  required by the IEEE 802.11 standards, and CAPWAP functions, which
  include those that are not required by the IEEE 802.11, but are
  deemed essential for control, configuration, and management of 802.11
  WLAN access networks.  Another term that has caused considerable
  ambiguity is "Access Point", which usually reflected a physical box
  that has the antennas, but did not have a uniform set of externally
  consistent behavior across submissions.  To remove this ambiguity, we
  have redefined the AP as the set of 802.11 and CAPWAP functions,
  while the physical box that terminates the 802.11 PHY is called the
  Wireless Termination Point.

  Based on the submissions during the architecture survey phase, we
  have classified the existing WLAN architectures into three broad
  classes:

  1. Autonomous WLAN Architecture: Indicates a family of architectures
     in which all the 802.11 functions and, where applicable, CAPWAP
     functions are implemented in the WTPs.

  2. Centralized WLAN Architecture: Indicates a family of architectures
     in which the AP functions are split between the WTPs and the AC,
     with the AC acting as a centralized control point for multiple
     WTPs.

  3. Distributed WLAN Architecture: Indicates a family of architectures
     in which part of the control functions is implemented across a
     distributed network of peer entities.

  Within the Centralized WLAN Architecture, there are a few visible
  sub-categories that depend on how one maps the MAC functions (at a
  high-level), between the WTP and the AC.  Three prominent sub-
  categories emerged from the information in the submissions:

  1. Split MAC Architecture: The 802.11 MAC functions are split between
     the WTP and the AC.  This subgroup includes all architectures that
     split the 802.11 MAC functions even though individual submissions
     differed on the specifics of the split.

  2. Local MAC Architecture: The entire set of 802.11 MAC functions is
     implemented on the WTP.

  3. Remote MAC Architecture: The entire set of 802.11 MAC functions is
     implemented on the AC.






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  The following tree diagram summarizes the architectures documented in
  this taxonomy.

                   +----------------+
                   |Autonomous      |
       +---------->|Architecture    |
       |           |Family          |
       |           +----------------+
       |                                     +--------------+
       |                                     |Local         |
       |                               +---->|MAC           |
       |                               |     |Architecture  |
       |                               |     +--------------+
       |                               |
       |           +----------------+  |     +--------------+
       |           |Centralized     |  |     |Split         |
       +---------->|Architecture    |--+---->|MAC           |
       |           |Family          |  |     |Architecture  |
       |           +----------------+  |     +--------------+
       |                               |
       |                               |     +--------------+
       |                               |     |Remote        |
       |                               +---->|MAC           |
       |                                     |Architecture  |
       |                                     +--------------+
       |           +----------------+
       |           |Distributed Mesh|
       +---------->|Architecture    |
                   |Family          |
                   +----------------+

  A majority of the submitted WLAN access network architectures (twelve
  out of sixteen) followed the Centralized WLAN Architecture.  All but
  one of the Centralized WLAN Architecture submissions were grouped
  into either a Split MAC Architecture or a Local MAC Architecture.
  One submission followed the Autonomous WLAN Architecture, and three
  followed the Distributed WLAN Architecture.

  The WLAN access network architectures in the submissions indicated
  that the connectivity assumptions were:

  o  Direct connection between the WTP and the AC.

  o  L2 switched connection between the WTP and the AC.

  o  L3 routed connection between the WTP and the AC.





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  o  Wireless connection between the mesh nodes in the distributed mesh
     architecture.

  Interoperability between equipment from different vendors is one of
  the fundamental problems in the WLAN market today.  To achieve
  interoperability via open standard development, the following steps
  are suggested for IETF and IEEE 802.11.

  Using this taxonomy, a functional model of an Access Point should be
  defined by the new study group recently formed within the IEEE
  802.11.  The functional model will consist of defining functional
  elements of an 802.11 Access Point that are considered atomic, i.e.,
  not subject to further splitting across multiple network elements.
  Such a functional model should serve as a common foundation to
  support the existing WLAN architectures as outlined in this taxonomy,
  and any further architecture development within or outside the IEEE
  802.11 group.  It is possible, and even recommended, that work on the
  functional model definition may also include impact analysis of
  implementing each functional element on either the WTP or the AC.

  As part of the functional model definition, interfaces must be
  defined as primitives between these functional elements.  If a pair
  of functional elements that have an interface defined between them is
  being implemented on two different network entities, then a protocol
  specification definition between such a pair of network elements is
  required, and should be developed by the IETF.

8.  Security Considerations

  This document does not intend to provide a comprehensive threat
  analysis of all of the security issues with the different WLAN
  architectures.  Nevertheless, in addition to documenting the
  architectures employed in the existing IEEE 802.11 products in the
  market, this taxonomy document also catalogues the security issues
  that arise and the manner in which vendors address these security
  threats.  The WLAN architectures are broadly categorized into three
  families: Autonomous Architecture, Centralized Architecture, and
  Distributed Architecture.  While Sections 4, 5, and 6 are devoted to
  each of these three architecture families, respectively, each section
  also contains a subsection to address the security issues within each
  architecture family.

  In summary, the main security concern in the Autonomous Architecture
  is the mutual authentication between the WTP and the wired (Ethernet)
  infrastructure equipment.  Physical security of the WTPs is also a
  network security concern because the WTPs contain secret information
  and theft of these devices could potentially compromise even the
  wired network.



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  In the Centralized Architecture there are a few new security concerns
  due to the new network binding between the WTP and AC.  The following
  security concerns are raised for this architecture family: keying
  material for mobile client traffic may need to be securely
  transported from the AC to WTP; secure discovery of the WTP and AC is
  required, as well as mutual authentication between the WTPs and AC;
  man-in-the-middle attacks to the control channel between WTP and AC,
  confidentiality, integrity and replay protection of control channel
  frames, and theft of WTPs for extraction of embedded secrets within.
  Each of the survey results for this broad architecture category has
  presented mechanisms to address these security issues.

  The new security issue in the Distributed Mesh Architecture is the
  need for mesh nodes to authenticate each other before forming a
  secure mesh network.  Encrypted communication between mesh nodes is
  recommended to protect both control and user data.

9.  Acknowledgements

  This taxonomy is truly a collaborative effort with contributions from
  a large group of people.  First, we want to thank all the CAPWAP
  Architecture Design Team members who have spent many hours in the
  teleconference calls, over e-mails, and in writing and reviewing the
  document.  The full Design Team is listed here:

  o  Peyush Agarwal
     STMicroelectronics
     Plot# 18, Sector 16A
     Noida, U.P  201301
     India
     Phone: +91-120-2512021
     EMail: [email protected]

  o  Dave Hetherington
     Roving Planet
     4750 Walnut St., Suite 106
     Boulder, CO  80027
     United States
     Phone: +1-303-996-7560
     EMail: [email protected]

  o  Matt Holdrege
     Strix Systems
     26610 Agoura Road
     Calabasas, CA  91302
     Phone: +1 818-251-1058
     EMail: [email protected]




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  o  Victor Lin
     Extreme Networks
     3585 Monroe Street
     Santa Clara, CA  95051
     Phone: +1 408-579-3383
     EMail: [email protected]

  o  James M. Murphy
     Trapeze Networks
     5753 W.  Las Positas Blvd.
     Pleasanton, CA  94588
     Phone: +1 925-474-2233
     EMail: [email protected]

  o  Partha Narasimhan
     Aruba Wireless Networks
     180 Great Oaks Blvd
     San Jose, CA  95119
     Phone: +1 408-754-3018
     EMail: [email protected]

  o  Bob O'Hara
     Airespace
     110 Nortech Parkway
     San Jose, CA  95134
     Phone: +1 408-635-2025
     EMail: [email protected]

  o  Emek Sadot (see Authors' Addresses)

  o  Ajit Sanzgiri
     Cisco Systems
     170 W Tasman Drive
     San Jose, CA  95134
     Phone: +1 408-527-4252
     EMail: [email protected]

  o  Singh
     Chantry Networks
     1900 Minnesota Court
     Mississauga, Ontario  L5N 3C9
     Canada
     Phone: +1 905-567-6900
     EMail: [email protected]

  o  L. Lily Yang (Editor, see Authors' Addresses)

  o  Petros Zerfos (see Authors' Addresses)



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  In addition, we would also like to acknowledge contributions from the
  following individuals who participated in the architecture survey and
  provided detailed input data in preparation of the taxonomy: Parviz
  Yegani, Cheng Hong, Saravanan Govindan, Bob Beach, Dennis Volpano,
  Shankar Narayanaswamy, Simon Barber, Srinivasa Rao Addepalli,
  Subhashini A. Venkataramanan, Kue Wong, Kevin Dick, Ted Kuo, and
  Tyan-shu Jou.  It is simply impossible to write this taxonomy without
  the large set of representative data points that they provided to us.
  We would also like to thank our CAPWAP WG co-chairs, Mahalingam Mani
  and Dorothy Gellert, and our Area Director, Bert Wijnen, for their
  unfailing support.

10.  Normative References

  [1]  "IEEE WLAN MAC and PHY Layer Specifications", August 1999, <IEEE
       802.11-99>.

  [2]  O'Hara, B., Calhoun, P., and J. Kempf, "Configuration and
       Provisioning for Wireless Access Points (CAPWAP) Problem
       Statement", RFC 3990, February 2005.

  [3]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [4]  "IEEE Std 802.11i: Medium Access Control (MAC) Security
       Enhancements", April 2004.

  [5]  "IEEE Std 802.11h: Spectrum and Transmit Power Management
       Extensions in the 5 GHz Band in Europe", October 2003.

  [6]  "IEEE Std 802.1X: Port-based Network Access Control", June 2001.




















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Authors' Addresses

  L. Lily Yang
  Intel Corp.
  MS JF3 206, 2111 NE 25th Avenue
  Hillsboro, OR  97124

  Phone: +1 503-264-8813
  EMail: [email protected]


  Petros Zerfos
  UCLA - Computer Science Department
  4403 Boelter Hall
  Los Angeles, CA  90095

  Phone: +1 310-206-3091
  EMail: [email protected]


  Emek Sadot
  Avaya
  Atidim Technology Park, Building #3
  Tel-Aviv  61131
  Israel

  Phone: +972-3-645-7591
  EMail: [email protected]























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Full Copyright Statement

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