Network Working Group                                          R. Callon
Request for Comments: 4110                              Juniper Networks
Category: Informational                                        M. Suzuki
                                                        NTT Corporation
                                                              July 2005


                       A Framework for Layer 3
        Provider-Provisioned Virtual Private Networks (PPVPNs)

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  This document provides a framework for Layer 3 Provider-Provisioned
  Virtual Private Networks (PPVPNs).  This framework is intended to aid
  in the standardization of protocols and mechanisms for support of
  layer 3 PPVPNs.  It is the intent of this document to produce a
  coherent description of the significant technical issues that are
  important in the design of layer 3 PPVPN solutions.  Selection of
  specific approaches, making choices regarding engineering tradeoffs,
  and detailed protocol specification, are outside of the scope of this
  framework document.

Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
      1.1.  Objectives of the Document . . . . . . . . . . . . . . .  3
      1.2.  Overview of Virtual Private Networks . . . . . . . . . .  4
      1.3.  Types of VPNs. . . . . . . . . . . . . . . . . . . . . .  7
            1.3.1.  CE- vs PE-based VPNs . . . . . . . . . . . . . .  8
            1.3.2.  Types of PE-based VPNs . . . . . . . . . . . . .  9
            1.3.3.  Layer 3 PE-based VPNs. . . . . . . . . . . . . . 10
      1.4.  Scope of the Document. . . . . . . . . . . . . . . . . . 10
      1.5.  Terminology. . . . . . . . . . . . . . . . . . . . . . . 11
      1.6.  Acronyms . . . . . . . . . . . . . . . . . . . . . . . . 13
  2.  Reference Models . . . . . . . . . . . . . . . . . . . . . . . 14
      2.1.  Reference Model for Layer 3 PE-based VPN . . . . . . . . 14
            2.1.1.  Entities in the Reference Model. . . . . . . . . 16
            2.1.2.  Relationship Between CE and PE . . . . . . . . . 18



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            2.1.3.  Interworking Model . . . . . . . . . . . . . . . 19
      2.2.  Reference Model for Layer 3 Provider-Provisioned
            CE-based VPN . . . . . . . . . . . . . . . . . . . . . . 21
            2.2.1.  Entities in the Reference Model. . . . . . . . . 22
  3.  Customer Interface . . . . . . . . . . . . . . . . . . . . . . 23
      3.1.  VPN Establishment at the Customer Interface. . . . . . . 23
            3.1.1.  Layer 3 PE-based VPN . . . . . . . . . . . . . . 23
                    3.1.1.1.  Static Binding . . . . . . . . . . . . 24
                    3.1.1.2.  Dynamic Binding. . . . . . . . . . . . 24
            3.1.2.  Layer 3 Provider-Provisioned CE-based VPN. . . . 25
      3.2.  Data Exchange at the Customer Interface. . . . . . . . . 25
            3.2.1.  Layer 3 PE-based VPN . . . . . . . . . . . . . . 25
            3.2.2.  Layer 3 Provider-Provisioned CE-based VPN. . . . 26
      3.3.  Customer Visible Routing . . . . . . . . . . . . . . . . 26
            3.3.1.  Customer View of Routing for Layer 3 PE-based
                    VPNs . . . . . . . . . . . . . . . . . . . . . . 26
                    3.3.1.1.  Routing for Intranets  . . . . . . . . 27
                    3.3.1.2.  Routing for Extranets  . . . . . . . . 28
                    3.3.1.3.  CE and PE Devices for Layer 3
                              PE-based VPNs. . . . . . . . . . . . . 29
            3.3.2.  Customer View of Routing for Layer 3 Provider-
                    Provisioned CE-based VPNs. . . . . . . . . . . . 29
            3.3.3.  Options for Customer Visible Routing . . . . . . 30
  4.  Network Interface and SP Support of VPNs . . . . . . . . . . . 32
      4.1.  Functional Components of a VPN . . . . . . . . . . . . . 32
      4.2.  VPN Establishment and Maintenance. . . . . . . . . . . . 34
            4.2.1.  VPN Discovery  . . . . . . . . . . . . . . . . . 35
                    4.2.1.1.  Network Management for Membership
                              Information. . . . . . . . . . . . . . 35
                    4.2.1.2.  Directory Servers. . . . . . . . . . . 36
                    4.2.1.3.  Augmented Routing for Membership
                              Information. . . . . . . . . . . . . . 36
                    4.2.1.4.  VPN Discovery for Inter-SP VPNs. . . . 37
            4.2.2.  Constraining Distribution of VPN Routing
                    Information  . . . . . . . . . . . . . . . . . . 38
            4.2.3.  Controlling VPN Topology . . . . . . . . . . . . 38
      4.3.  VPN Tunneling  . . . . . . . . . . . . . . . . . . . . . 40
            4.3.1.  Tunnel Encapsulations. . . . . . . . . . . . . . 40
            4.3.2.  Tunnel Multiplexing. . . . . . . . . . . . . . . 41
            4.3.3.  Tunnel Establishment . . . . . . . . . . . . . . 42
            4.3.4.  Scaling and Hierarchical Tunnels . . . . . . . . 43
            4.3.5.  Tunnel Maintenance . . . . . . . . . . . . . . . 45
            4.3.6.  Survey of Tunneling Techniques . . . . . . . . . 46
                    4.3.6.1.  GRE  . . . . . . . . . . . . . . . . . 46
                    4.3.6.2.  IP-in-IP Encapsulation . . . . . . . . 47
                    4.3.6.3.  IPsec. . . . . . . . . . . . . . . . . 48
                    4.3.6.4.  MPLS . . . . . . . . . . . . . . . . . 49
      4.4.  PE-PE Distribution of VPN Routing Information. . . . . . 51



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            4.4.1.  Options for VPN Routing in the SP. . . . . . . . 52
            4.4.2.  VPN Forwarding Instances . . . . . . . . . . . . 52
            4.4.3.  Per-VPN Routing  . . . . . . . . . . . . . . . . 53
            4.4.4.  Aggregated Routing Model . . . . . . . . . . . . 54
                    4.4.4.1.  Aggregated Routing with OSPF or IS-IS. 55
                    4.4.4.2.  Aggregated Routing with BGP. . . . . . 56
            4.4.5.  Scalability and Stability of Routing with Layer
                    3 PE-based VPNs. . . . . . . . . . . . . . . . . 59
      4.5.  Quality of Service, SLAs, and IP Differentiated Services 61
            4.5.1.  IntServ/RSVP . . . . . . . . . . . . . . . . . . 61
            4.5.2.  DiffServ . . . . . . . . . . . . . . . . . . . . 62
      4.6.  Concurrent Access to VPNs and the Internet . . . . . . . 62
      4.7.  Network and Customer Management of VPNs. . . . . . . . . 63
            4.7.1.  Network and Customer Management. . . . . . . . . 63
            4.7.2.  Segregated Access of VPN Information . . . . . . 64
  5.  Interworking Interface . . . . . . . . . . . . . . . . . . . . 66
      5.1.  Interworking Function. . . . . . . . . . . . . . . . . . 66
      5.2.  Interworking Interface . . . . . . . . . . . . . . . . . 66
            5.2.1.  Tunnels at the Interworking Interface. . . . . . 67
      5.3.  Support of Additional Services . . . . . . . . . . . . . 68
      5.4.  Scalability Discussion . . . . . . . . . . . . . . . . . 69
  6.  Security Considerations. . . . . . . . . . . . . . . . . . . . 69
      6.1.  System Security. . . . . . . . . . . . . . . . . . . . . 70
      6.2.  Access Control . . . . . . . . . . . . . . . . . . . . . 70
      6.3.  Endpoint Authentication  . . . . . . . . . . . . . . . . 70
      6.4.  Data Integrity . . . . . . . . . . . . . . . . . . . . . 71
      6.5.  Confidentiality. . . . . . . . . . . . . . . . . . . . . 71
      6.6.  User Data and Control Data . . . . . . . . . . . . . . . 72
      6.7.  Security Considerations for Inter-SP VPNs  . . . . . . . 72
  Appendix A: Optimizations for Tunnel Forwarding. . . . . . . . . . 73
      A.1.  Header Lookups in the VFIs . . . . . . . . . . . . . . . 73
      A.2.  Penultimate Hop Popping for MPLS . . . . . . . . . . . . 73
      A.3.  Demultiplexing to Eliminate the Tunnel Egress VFI Lookup 74
  Acknowledgments. . . . . . . . . . . . . . . . . . . . . . . . . . 75
  Normative References . . . . . . . . . . . . . . . . . . . . . . . 76
  Informative References . . . . . . . . . . . . . . . . . . . . . . 76
  Contributors' Addresses. . . . . . . . . . . . . . . . . . . . . . 80

1.  Introduction

1.1.  Objectives of the Document

  This document provides a framework for Layer 3 Provider-Provisioned
  Virtual Private Networks (PPVPNs).  This framework is intended to aid
  in standardizing protocols and mechanisms to support interoperable
  layer 3 PPVPNs.





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  The term "provider-provisioned VPNs" refers to Virtual Private
  Networks (VPNs) for which the Service Provider (SP) participates in
  management and provisioning of the VPN, as defined in section 1.3.
  There are multiple ways in which a provider can participate in
  managing and provisioning a VPN; therefore, there are multiple
  different types of PPVPNs.  The framework document discusses layer 3
  VPNs (as defined in section 1.3).

  First, this document provides a reference model for layer 3 PPVPNs.
  Then technical aspects of layer 3 PPVPN operation are discussed,
  first from the customer's point of view, then from the providers
  point of view.  Specifically, this includes discussion of the
  technical issues which are important in the design of standards and
  mechanisms for the operation and support of layer 3 PPVPNs.
  Furthermore, technical aspects of layer 3 PPVPN interworking are
  clarified.  Finally, security issues as they apply to layer 3 PPVPNs
  are addressed.

  This document takes a "horizontal description" approach.  For each
  technical issue, it describes multiple approaches.  To specify a
  particular PPVPN strategy, one must choose a particular way of
  solving each problem, but this document does not make choices, and
  does not select any particular approach to support VPNs.

  The "vertical description" approach is taken in other documents,
  viz., in the documents that describe particular PPVPN solutions.
  Note that any specific solution will need to make choices based on SP
  requirements, customer needs, implementation cost, and engineering
  tradeoffs.  Solutions will need to chose between flexibility
  (supporting multiple options) and conciseness (selection of specific
  options in order to simplify implementation and deployment).  While a
  framework document can discuss issues and criteria which are used as
  input to these choices, the specific selection of a solution is
  outside of the scope of a framework document.

1.2.  Overview of Virtual Private Networks

  The term "Virtual Private Network" (VPN) refers to a set of
  communicating sites, where (a) communication between sites outside
  the set and sites inside the set is restricted, but (b) communication
  between sites in the VPN takes place over a network infrastructure
  that is also used by sites which are not in the VPN.  The fact that
  the network infrastructure is shared by multiple VPNs (and possibly
  also by non-VPN traffic) is what distinguishes a VPN from a private
  network.  We will refer to this shared network infrastructure as the
  "VPN Backbone".





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  The logical structure of the VPN, such as addressing, topology,
  connectivity, reachability, and access control, is equivalent to part
  of or all of a conventional private network using private facilities
  [RFC2764] [VPN-2547BIS].

  In this document, we are concerned only with the case where the
  shared network infrastructure (VPN backbone) is an IP and/or MPLS
  network.  Further, we are concerned only with the case where the
  Service Provider's edge devices, whether at the provider edge (PE) or
  at the Customer Edge (CE), determine how to route VPN traffic by
  looking at the IP and/or MPLS headers of the packets they receive
  from the customer's edge devices; this is the distinguishing feature
  of Layer 3 VPNs.

  In some cases, one SP may offer VPN services to another SP.  The
  former SP is known as a carrier of carriers, and the service it
  offers is known as "carrier of carriers" service.  In this document,
  in cases where the customer could be either an enterprise or SP
  network, we will make use of the term "customer" to refer to the user
  of the VPN services.  Similarly we will use the term "customer
  network" to refer to the user's network.

  VPNs may be intranets, in which the multiple sites are under the
  control of a single customer administration, such as multiple sites
  of a single company.  Alternatively, VPNs may be extranets, in which
  the multiple sites are controlled by administrations of different
  customers, such as sites corresponding to a company, its suppliers,
  and its customers.

  Figure 1.1.  illustrates an example network, which will be used in
  the discussions below.  PE1 and PE2 are Provider Edge devices within
  an SP network.  CE1, CE2, and CE3 are Customer Edge devices within a
  customer network.  Routers r3, r4, r5, and r6 are IP routers internal
  to the customer sites.

















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     ............          .................          ............
     .          .          .               .          .          .
     .        +---+    +-------+       +-------+    +---+        .
     .   r3---|   |    |       |       |       |----|CE2|---r5   .
     .        |   |    |       |       |       |    +---+        .
     .        |CE1|----|  PE1  |       |  PE2  |      :          .
     .        |   |    |       |       |       |    +---+        .
     .   r4---|   |    |       |       |       |----|CE3|---r6   .
     .        +---+    +-------+       +-------+    +---+        .
     . Customer .          .    Service    .          . Customer .
     .  site 1  .          .  provider(s)  .          .  site 2  .
     ............          .................          ............

               Figure 1.1.: VPN interconnecting two sites.

  In many cases, Provider Edge (PE) and Customer Edge (CE) devices may
  be either routers or LSRs.

  In this document, the Service Providers' network is an IP or MPLS
  network.  It is desired to interconnect the customer network sites
  via the Service Providers' network.  Some VPN solutions require that
  the VPN service be provided either over a single SP network, or over
  a small set of closely cooperating SP networks.  Other VPN solutions
  are intended to allow VPN service to be provided over an arbitrary
  set of minimally cooperating SP networks (i.e., over the public
  Internet).

  In many cases, customer networks will make use of private IP
  addresses [RFC1918] or other non-unique IP address (i.e.,
  unregistered addresses); there is no guarantee that the IP addresses
  used in the customer network are globally unique.  The addresses used
  in one customer's network may overlap the addresses used in others.
  However, a single PE device can be used to provide VPN service to
  multiple customer networks, even if those customer networks have
  overlapping addresses.  In PE-based layer 3 VPNs, the PE devices may
  route the VPN traffic based on the customer addresses found in the IP
  headers; this implies that the PE devices need to maintain a level of
  isolation between the packets from different customer networks.  In
  CE-based layer 3 VPNs, the PEs do not make routing decisions based on
  the customer's private addresses, so this issue does not arise.  For
  either PE or CE-based VPNs, the fact that the VPNs do not necessarily
  use globally unique address spaces also implies that IP packets from
  a customer network cannot be transmitted over the SP network in their
  native form.  Instead, some form of encapsulation/tunneling must be
  used.






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  Tunneling is also important for other reasons, such as providing
  isolation between different customer networks, allowing a wide range
  of protocols to be carried over an SP network, etc.  Different QoS
  and security characteristics may be associated with different
  tunnels.

1.3.  Types of VPNs

  This section describes multiple types of VPNs, and some of the
  engineering tradeoffs between different types.  It is not up to this
  document to decide between different types of VPNs.  Different types
  of VPNs may be appropriate in different situations.

  There is a wide spectrum of types of possible VPNs, and it is
  difficult to split the types of VPNs into clearly distinguished
  categories.

  As an example, consider a company making use of a private network,
  with several sites interconnected via leased lines.  All routing is
  done via routers which are internal to the private network.

  At some point, the administrator of the private network might decide
  to replace the leased lines by ATM links (using an ATM service from
  an SP).  Here again all IP-level routing is done between customer
  premises routers, and managed by the private network administrator.

  In order to reduce the network management burden on the private
  network, the company may decide to make use of a provider-provisioned
  CE devices [VPN-CE].  Here the operation of the network might be
  unchanged, except that the CE devices would be provided by and
  managed by an SP.

  The SP might decide that it is too difficult to manually configure
  each CE-CE link.  This might lead the SP to replace the ATM links
  with a layer 2 VPN service between CE devices [VPN-L2].  Auto-
  discovery might be used to simplify configuration of links between CE
  devices, and an MPLS service might be used between CE devices instead
  of an ATM service (for example, to take advantage of the provider's
  high speed IP or MPLS backbone).

  After a while the SP might decide that it is too much trouble to be
  managing a large number of devices at the customers' premises, and
  might instead physically move these routers to be on the provider
  premises.  Each edge router at the provider premises might
  nonetheless be dedicated to a single VPN.  The operation might remain
  unchanged (except that links from the edge routers to other routers
  in the private network become MAN links instead of LAN links, and the
  link from the edge routers to provider core routers become LAN links



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  instead of MAN links).  The routers in question can now be considered
  to be provider edge routers, and the service provided by the SP has
  now become essentially a layer 3 VPN service.

  In order to minimize the cost of equipment, the provider might decide
  to replace several dedicated PE devices with a single physical router
  with the capability of running virtual routers (VR) [VPN-VR].
  Protocol operation may remain unchanged.  In this case the provider
  is offering a layer 3 VPN service making use of a VR capability.
  Note that autodiscovery might be used in a manner which is very
  similar to how it had been done in the layer 2 VPN case described
  above (for example, BGP might be used between VRs for discovery of
  other VRs supporting the same VPN).

  Finally, in order to simplify operation of routing protocols for the
  private network over the SP network, the provider might decide to
  aggregate multiple instances of routing into a single instance of BGP
  [VPN-2547BIS].

  In practice it is highly unlikely that any one network would actually
  evolve through all of these approaches at different points in time.
  However, this example illustrates that there is a continuum of
  possible approaches, and each approach is relatively similar to at
  least some of the other possible approaches for supporting VPN
  services.  Some techniques (such as auto-discovery of VPN sites) may
  be common between multiple approaches.

1.3.1.  CE- vs PE-based VPNs

  The term "CE-based VPN" (or Customer Edge-based Virtual Private
  Network) refers to an approach in which the PE devices do not know
  anything about the routing or the addressing of the customer
  networks.  The PE devices offer a simple IP service, and expect to
  receive IP packets whose headers contain only globally unique IP
  addresses.  What makes a CE-based VPN into a Provider-Provisioned VPN
  is that the SP takes on the task of managing and provisioning the CE
  devices [VPN-CE].

  In CE-based VPNs, the backbone of the customer network is a set of
  tunnels whose endpoints are the CE devices.  Various kinds of tunnels
  may be used (e.g., GRE, IP-in-IP, IPsec, L2TP, MPLS), the only
  overall requirement being that sending a packet through the tunnel
  requires encapsulating it with a new IP header whose addresses are
  globally unique.

  For customer provisioned CE-based VPNs, provisioning and management
  of the tunnels is the responsibility of the customer network
  administration.  Typically, this makes use of manual configuration of



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  the tunnels.  In this case the customer is also responsible for
  operation of the routing protocol between CE devices.  (Note that
  discussion of customer provisioned CE-based VPNs is out of scope of
  the document).

  For provider-provisioned CE-based VPNs, provisioning and management
  of the tunnels is the responsibility of the SP.  In this case the
  provider may also configure routing protocols on the CE devices.
  This implies that routing in the private network is partially under
  the control of the customer, and partially under the control of the
  SP.

  For CE-based VPNs (whether customer or provider-provisioned) routing
  in the customer network treats the tunnels as layer 2 links.

  In a PE-based VPN (or Provider Edge-based Virtual Private Network),
  customer packets are carried through the SP networks in tunnels, just
  as they are in CE-based VPNs.  However, in a PE-based VPN, the tunnel
  endpoints are the PE devices, and the PE devices must know how to
  route the customer packets, based on the IP addresses that they
  carry.  In this case, the CE devices themselves do not have to have
  any special VPN capabilities, and do not even have to know that they
  are part of a VPN.

  In this document we will use the generic term "VPN Edge Device" to
  refer to the device, attached to both the customer network and the
  VPN backbone, that performs the VPN-specific functions.  In the case
  of CE-based VPNs, the VPN Edge Device is a CE device.  In the case of
  PE-based VPNs, the VPN Edge Device is a PE device.

1.3.2.  Types of PE-based VPNs

  Different types of PE-based VPNs may be distinguished by the service
  offered.

  o Layer 3 service

    When a PE receives a packet from a CE, it determines how to forward
    the packet by considering both the packet's incoming link, and the
    layer 3 information in the packet's header.

  o Layer 2 service

    When a PE receives a frame from a CE, it determines how to forward
    the packet by considering both the packet's incoming link, and the
    layer 2 information in the frame header (such as FR, ATM, or MAC
    header).  (Note that discussion of layer 2 service is out of scope
    of the document).



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1.3.3.  Layer 3 PE-based VPNs

  A layer 3 PE-based VPN is one in which the SP takes part in IP level
  forwarding based on the customer network's IP address space.  In
  general, the customer network is likely to make use of private and/or
  non-unique IP addresses.  This implies that at least some devices in
  the provider network needs to understand the IP address space as used
  in the customer network.  Typically this knowledge is limited to the
  PE devices which are directly attached to the customer.

  In a layer 3 PE-based VPN, the provider will need to participate in
  some aspects of management and provisioning of the VPNs, such as
  ensuring that the PE devices are configured to support the correct
  VPNs.  This implies that layer 3 PE-based VPNs are by definition
  provider-provisioned VPNs.

  Layer 3 PE-based VPNs have the advantage that they offload some
  aspects of VPN management from the customer network.  From the
  perspective of the customer network, it looks as if there is just a
  normal network; specific VPN functionality is hidden from the
  customer network.  Scaling of the customer network's routing might
  also be improved, since some layer 3 PE-based VPN approaches avoid
  the need for the customer's routing algorithm to see "N squared"
  (actually N*(N-1)/2) point to point duplex links between N customer
  sites.

  However, these advantages come along with other consequences.
  Specifically, the PE devices must have some knowledge of the routing,
  addressing, and layer 3 protocols of the customer networks to which
  they attach.  One consequence is that the set of layer 3 protocols
  which can be supported by the VPN is limited to those supported by
  the PE (which in practice means, limited to IP).  Another consequence
  is that the PE devices have more to do, and the SP has more
  per-customer management to do.

  An SP may offer a range of layer 3 PE-based VPN services.  At one end
  of the range is a service limited to simply providing connectivity
  (optionally including QoS support) between specific customer network
  sites.  This is referred to as "Network Connectivity Service".  There
  is a spectrum of other possible services, such as firewalls, user or
  site of origin authentication, and address assignment (e.g., using
  Radius or DHCP).

1.4.  Scope of the Document

  This framework document will discuss methods for providing layer 3
  PE-based VPNs and layer 3 provider-provisioned CE-based VPNs.  This
  may include mechanisms which will can be used to constrain



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  connectivity between sites, including the use and placement of
  firewalls, based on administrative requirements [PPVPN-REQ]
  [L3VPN-REQ].  Similarly the use and placement of NAT functionality is
  discussed.  However, this framework document will not discuss methods
  for additional services such as firewall administration and address
  assignment.  A discussion of specific firewall mechanisms and
  policies, and detailed discussion of NAT functionality, are outside
  of the scope of this document.

  This document does not discuss those forms of VPNs that are outside
  of the scope of the IETF Provider-Provisioned VPN working group.
  Specifically, this document excludes discussion of PPVPNs using VPN
  native (non-IP, non-MPLS) protocols as the base technology used to
  provide the VPN service (e.g., native ATM service provided using ATM
  switches with ATM signaling).  However, this does not mean to exclude
  multiprotocol access to the PPVPN by customers.

1.5.  Terminology

  Backdoor Links: Links between CE devices that are provided by the end
  customer rather than the SP; may be used to interconnect CE devices
  in multiple-homing arrangements.

  CE-based VPN: An approach in which all the VPN-specific procedures
  are performed in the CE devices, and the PE devices are not aware in
  any way that some of the traffic they are processing is VPN traffic.

  Customer: A single organization, corporation, or enterprise that
  administratively controls a set of sites belonging to a VPN.

  Customer Edge (CE) Device: The equipment on the customer side of the
  SP-customer boundary (the customer interface).

  IP Router: A device which forwards IP packets, and runs associated IP
  routing protocols (such as OSPF, IS-IS, RIP, BGP, or similar
  protocols).  An IP router might optionally also be an LSR.  The term
  "IP router" is often abbreviated as "router".

  Label Switching Router: A device which forwards MPLS packets and runs
  associated IP routing and signaling protocols (such as LDP, RSVP-TE,
  CR-LDP, OSPF, IS-IS, or similar protocols).  A label switching router
  is also an IP router.

  PE-Based VPNs: The PE devices know that certain traffic is VPN
  traffic.  They forward the traffic (through tunnels) based on the
  destination IP address of the packet, and optionally on based on
  other information in the IP header of the packet.  The PE devices are




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  themselves the tunnel endpoints.  The tunnels may make use of various
  encapsulations to send traffic over the SP network (such as, but not
  restricted to, GRE, IP-in-IP, IPsec, or MPLS tunnels).

  Private Network: A network which allows communication between a
  restricted set of sites, over an IP backbone that is used only to
  carry traffic to and from those sites.

  Provider Edge (PE) Device: The equipment on the SP side of the
  SP-customer boundary (the customer interface).

  Provider-Provisioned VPNs (PPVPNs): VPNs, whether CE-based or
  PE-based, that are actively managed by the SP rather than by the end
  customer.

  Route Reflectors: An SP-owned network element that is used to
  distribute BGP routes to the SP's BGP-enabled routers.

  Virtual Private Network (VPN): Restricted communication between a set
  of sites, making use of an IP backbone which is shared by traffic
  that is not going to or coming from those sites.

  Virtual Router (VR): An instance of one of a number of logical
  routers located within a single physical router.  Each logical router
  emulates a physical router using existing mechanisms and tools for
  configuration, operation, accounting, and maintenance.

  VPN Forwarding Instance (VFI): A logical entity that resides in a PE
  that includes the router information base and forwarding information
  base for a VPN.

  VPN Backbone: IP and/or MPLS network which is used to carry VPN
  traffic between the customer sites of a particular VPN.

  VPN Edge Device: Device, attached to both the VPN backbone and the
  customer network, which performs VPN-specific functions.  For
  PE-based VPNs, this is the PE device; for CE-based VPNs, this is the
  CE device.

  VPN Routing: Routing that is specific to a particular VPN.

  VPN Tunnel: A logical link between two PE or two CE entities, used to
  carry VPN traffic, and implemented by encapsulating packets that are
  transmitted between those two entities.







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1.6.  Acronyms

  ATM             Asynchronous Transfer Mode
  BGP             Border Gateway Protocol
  CE              Customer Edge
  CLI             Command Line Interface
  CR-LDP          Constraint-based Routing Label Distribution Protocol
  EBGP            External Border Gateway Protocol
  FR              Frame Relay
  GRE             Generic Routing Encapsulation
  IBGP            Internal Border Gateway Protocol
  IKE             Internet Key Exchange
  IGP             Interior Gateway Protocol
                  (e.g., RIP, IS-IS and OSPF are all IGPs)
  IP              Internet Protocol (same as IPv4)
  IPsec           Internet Protocol Security protocol
  IPv4            Internet Protocol version 4 (same as IP)
  IPv6            Internet Protocol version 6
  IS-IS           Intermediate System to Intermediate System routing
                  protocol
  L2TP            Layer 2 Tunneling Protocol
  LAN             Local Area Network
  LDAP            Lightweight Directory Access Protocol
  LDP             Label Distribution Protocol
  LSP             Label Switched Path
  LSR             Label Switching Router
  MIB             Management Information Base
  MPLS            Multi Protocol Label Switching
  NBMA            Non-Broadcast Multi-Access
  NMS             Network Management System
  OSPF            Open Shortest Path First routing protocol
  P               Provider equipment
  PE              Provider Edge
  PPVPN           Provider-Provisioned VPN
  QoS             Quality of Service
  RFC             Request For Comments
  RIP             Routing Information Protocol
  RSVP            Resource Reservation Protocol
  RSVP-TE         Resource Reservation Protocol with Traffic
                  Engineering Extensions
  SNMP            Simple Network Management Protocol
  SP              Service Provider
  VFI             VPN Forwarding Instance
  VPN             Virtual Private Network
  VR              Virtual Router






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2.  Reference Models

  This section describes PPVPN reference models.  The purpose of
  discussing reference models is to clarify the common components and
  pieces that are needed to build and deploy a PPVPN.  Two types of
  VPNs, layer 3 PE-based VPN and layer 3 provider-provisioned CE-based
  VPN are covered in separated sections below.

2.1.  Reference Model for Layer 3 PE-based VPN

  This subsection describes functional components and their
  relationship for implementing layer 3 PE-based VPN.

  Figure 2.1 shows the reference model for layer 3 PE-based VPNs and
  Figures 2.2 and 2.3 show relationship between entities in the
  reference model.

  As shown in Figure 2.1, the customer interface is defined as the
  interface which exists between CE and PE devices, and the network
  interface is defined as the interface which exists between a pair of
  PE devices.

  Figure 2.2 illustrates a single logical tunnel between each pair of
  VFIs supporting the same VPN.  Other options are possible.  For
  example, a single tunnel might occur between two PEs, with multiple
  per-VFI tunnels multiplexed over the PE to PE tunnel.  Similarly,
  there may be multiple tunnels between two VFIs, for example to
  optimize forwarding within the VFI.  Other possibilities will be
  discussed later in this framework document.






















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   +---------+  +------------------------------------+  +---------+
   |         |  |                                    |  |         |
   |         |  |                     +------+     +------+  : +------+
+------+ :    |  |                     |      |     |      |  : |  CE  |
|  CE  | :    |  |                     |  P   |     |  PE  |  : |device|
|device| :  +------+   VPN tunnel   :  |router|     |device|  : |  of  |
|  of  |-:--|      |================:===============|      |--:-|VPN  A|
|VPN  A| :  |      |                :  +------+     +------+  : +------+
+------+ :  |  PE  |                :                 |  |    :    |
+------+ :  |device|        Network interface         |  |    :    |
|  CE  | :  |      |                :               +------+  : +------+
|device|-:--|      |================:===============|      |--:-|  CE  |
|  of  | :  +------+                :  VPN tunnel   |  PE  |  : |device|
|VPN  B| :    |  |                                  |device|  : |  of  |
+------+ :    |  |  +------------+   +------------+ |      |  : |VPN  B|
   |    :    |  |  |  Customer  |   |  Network   | +------+  : +------+
   |Customer |  |  | management |   | management |   |  |    :    |
   |interface|  |  |  function  |   |  function  |   |  |Customer |
   |         |  |  +------------+   +------------+   |  |interface|
   |         |  |                                    |  |         |
   +---------+  +------------------------------------+  +---------+
   | Access  |  |<---------- SP network(s) --------->|  | Access  |
   | network |  |   single or multiple SP domains    |  | network |

        Figure 2.1: Reference model for layer 3 PE-based VPN.


              +----------+                  +----------+
+-----+        |PE device |                  |PE device |        +-----+
| CE  |        |          |                  |          |        | CE  |
| dev | Access | +------+ |                  | +------+ | Access | dev |
| of  |  conn. | |VFI of| |    VPN tunnel    | |VFI of| |  conn. | of  |
|VPN A|----------|VPN A |======================|VPN A |----------|VPN A|
+-----+        | +------+ |                  | +------+ |        +-----+
              |          |                  |          |
+-----+ Access | +------+ |                  | +------+ | Access +-----+
| CE  |  conn. | |VFI of| |    VPN tunnel    | |VFI of| |  conn. | CE  |
| dev |----------|VPN B |======================|VPN B |----------| dev |
| of  |        | +------+ |                  | +------+ |        | of  |
|VPN B|        |          |                  |          |        |VPN B|
+-----+        +----------+                  +----------+        +-----+

  Figure 2.2: Relationship between entities in reference model (1).








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              +----------+                  +----------+
+-----+        |PE device |                  |PE device |        +-----+
| CE  |        |          |                  |          |        | CE  |
| dev | Access | +------+ |                  | +------+ | Access | dev |
| of  |  conn. | |VFI of| |                  | |VFI of| |  conn. | of  |
|VPN A|----------|VPN A | |                  | |VPN A |----------|VPN A|
+-----+        | +------+\|      Tunnel      |/+------+ |        +-----+
              |          >==================<          |
+-----+ Access | +------+/|                  |\+------+ | Access +-----+
| CE  |  conn. | |VFI of| |                  | |VFI of| |  conn. | CE  |
| dev |----------|VPN B | |                  | |VPN B |----------| dev |
| of  |        | +------+ |                  | +------+ |        | of  |
|VPN B|        |          |                  |          |        |VPN B|
+-----+        +----------+                  +----------+        +-----+

  Figure 2.3: Relationship between entities in reference model (2).

2.1.1.  Entities in the Reference Model

  The entities in the reference model are described below.

  o Customer edge (CE) device

    In the context of layer 3 provider-provisioned PE-based VPNs, a CE
    device may be a router, LSR, or host that has no VPN-specific
    functionality.  It is attached via an access connection to a PE
    device.

  o P router

    A router within a provider network which is used to interconnect PE
    devices, but which does not have any VPN state and does not have
    any direct attachment to CE devices.

  o Provider edge (PE) device

    In the context of layer 3 provider-provisioned PE-based VPNs, a PE
    device implements one or more VFIs and maintains per-VPN state for
    the support of one or more VPNs.  It may be a router, LSR, or other
    device that includes VFIs and provider edge VPN functionality such
    as provisioning, management, and traffic classification and
    separation.  (Note that access connections are terminated by VFIs
    from the functional point of view).  A PE device is attached via an
    access connection to one or more CE devices.







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  o Customer site

    A customer site is a set of users that have mutual IP reachability
    without use of a VPN backbone that goes beyond the site.

  o SP networks

    An SP network is an IP or MPLS network administered by a single
    service provider.

  o Access connection

    An access connection represents an isolated layer 2 connectivity
    between a CE device and a PE device.  Access connections can be,
    e.g., dedicated physical circuits, logical circuits (such as FR,
    ATM, and MAC), or IP tunnels (e.g., using IPsec, L2TP, or MPLS).

  o Access network

    An access network provides access connections between CE and PE
    devices.  It may be a TDM network, layer 2 network (e.g., FR, ATM,
    and Ethernet), or IP network over which access is tunneled (e.g.,
    using L2TP [RFC2661] or MPLS).

  o VPN tunnel

    A VPN tunnel is a logical link between two VPN edge devices.  A VPN
    packet is carried on a tunnel by encapsulating it before
    transmitting it over the VPN backbone.

    Multiple VPN tunnels at one level may be hierarchically multiplexed
    into a single tunnel at another level.  For example, multiple per-
    VPN tunnels may be multiplexed into a single PE to PE tunnel (e.g.,
    GRE, IP-in-IP, IPsec, or MPLS tunnel).  This is illustrated in
    Figure 2.3.  See section 4.3 for details.

  o VPN forwarding instance (VFI)

    A single PE device is likely to be connected to a number of CE
    devices.  The CE devices are unlikely to all be in the same VPN.
    The PE device must therefore maintain a separate forwarding
    instances for each VPN to which it is connected.  A VFI is a
    logical entity, residing in a PE, that contains the router
    information base and forwarding information base for a VPN.  The
    interaction between routing and VFIs is discussed in section 4.4.2.






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  o Customer management function

    The customer management function supports the provisioning of
    customer specific attributes, such as customer ID, personal
    information (e.g., name, address, phone number, credit card number,
    and etc.), subscription services and parameters, access control
    policy information, billing and statistical information, and etc.

    The customer management function may use a combination of SNMP
    manager, directory service (e.g., LDAP [RFC3377]), or proprietary
    network management system.

  o Network management function

    The network management function supports the provisioning and
    monitoring of PE or CE device attributes and their relationships.

    The network management function may use a combination of SNMP
    manager, directory service (e.g., LDAP [RFC3377]), or proprietary
    network management system.

2.1.2.  Relationship Between CE and PE

  For robustness, a CE device may be connected to more than one PE
  device, resulting in a multi-homing arrangement.  Four distinct types
  of multi-homing arrangements, shown in Figure 2.4, may be supported.

























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                +----------------                    +---------------
                |                                    |
            +------+                             +------+
  +---------|  PE  |                   +---------|  PE  |
  |         |device|                   |         |device| SP network
  |         +------+                   |         +------+
+------+         |                   +------+         |
|  CE  |         |                   |  CE  |         +---------------
|device|         |   SP network      |device|         +---------------
+------+         |                   +------+         |
  |         +------+                   |         +------+
  |         |  PE  |                   |         |  PE  |
  +---------|device|                   +---------|device| SP network
            +------+                             +------+
                |                                    |
                +----------------                    +---------------
This type includes a CE device connected
to a PE device via two access connections.
               (a)                                  (b)

                +----------------                    +---------------
                |                                    |
+------+     +------+                +------+     +------+
|  CE  |-----|  PE  |                |  CE  |-----|  PE  |
|device|     |device|                |device|     |device| SP network
+------+     +------+                +------+     +------+
  |             |                      |             |
  | Backdoor    |                      | Backdoor    +---------------
  | link        |   SP network         | link        +---------------
  |             |                      |             |
+------+     +------+                +------+     +------+
|  CE  |     |  PE  |                |  CE  |     |  PE  |
|device|-----|device|                |device|-----|device| SP network
+------+     +------+                +------+     +------+
                |                                    |
                +----------------                    +---------------

               (c)                                  (d)

       Figure 2.4: Four types of double-homing arrangements.

2.1.3.  Interworking Model

  It is quite natural to assume that multiple different layer 3 VPN
  approaches may be implemented, particularly if the VPN backbone
  includes more than one SP network.  For example, (1) each SP chooses
  one or more layer 3 PE-based VPN approaches out of multiple vendor's
  implementations, implying that different SPs may choose different



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  approaches; and (2) an SP may deploy multiple networks of layer 3
  PE-based VPNs (e.g., an old network and a new network).  Thus it is
  important to allow interworking of layer 3 PE-based VPNs making use
  of multiple different layer 3 VPN approaches.

  There are three scenarios that enable layer 3 PE-based VPN
  interworking among different approaches.

  o Interworking function

    This scenario enables interworking using a PE that is located at
    one or more points which are logically located between VPNs based
    on different layer 3 VPN approaches.  For example, this PE may be
    located on the boundary between SP networks which make use of
    different layer 3 VPN approaches [VPN-DISC].  A PE at one of these
    points is called an interworking function (IWF), and an example
    configuration is shown in Figure 2.5.

              +------------------+  +------------------+
              |                  |  |                  |
         +------+  VPN tunnel  +------+  VPN tunnel  +------+
         |      |==============|      |==============|      |
         |      |              |      |              |      |
         |  PE  |              |  PE  |              |  PE  |
         |      |              |device|              |      |
         |device|              |(IWF) |              |device|
         |      |  VPN tunnel  |      |  VPN tunnel  |      |
         |      |==============|      |==============|      |
         +------+              +------+              +------+
              |                  |  |                  |
              +------------------+  +------------------+
              |<-VPN approach 1->|  |<-VPN approach 2->|

                  Figure 2.5: Interworking function.

  o Interworking interface

    This scenario enables interworking using tunnels between PEs
    supporting by different layer 3 VPN approaches.  As shown in Figure
    2.6, interworking interface is defined as the interface which
    exists between a pair of PEs and connects two SP networks
    implemented with different approaches.  This interface is similar
    to the customer interface located between PE and CE, but the
    interface is supported by tunnels to identify VPNs, while the
    customer interface is supported by access connections.






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      +------------------+                     +------------------+
      |                  |          :          |                  |
  +------+ VPN tunnel +------+Tunnel:      +------+ VPN tunnel +------+
  |      |============|      |======:======|      |============|      |
  |      |            |      |      :      |      |            |      |
  |  PE  |            |  PE  |      :      |  PE  |            |  PE  |
  |      |            |      |      :      |      |            |      |
  |device|            |device|      :      |device|            |device|
  |      | VPN tunnel |      |Tunnel:      |      | VPN tunnel |      |
  |      |============|      |======:======|      |============|      |
  +------+            +------+      :      +------+            +------+
      |                  |          :          |                  |
      +------------------+    Interworking     +------------------+
      |<-VPN approach 1->|     interface       |<-VPN approach 2->|

                    Figure 2.6: Interworking interface.

    o Customer-based interworking

    If some customer site has a CE attached to one kind of VPN, and a
    CE attached to another kind, communication between the two kinds of
    VPN occurs automatically.

2.2.  Reference Model for Layer 3 Provider-Provisioned CE-based VPN

  This subsection describes functional components and their
  relationship for implementing layer 3 provider-provisioned CE-based
  VPN.

  Figure 2.7 shows the reference model for layer 3 provider-provisioned
  CE-based VPN.  As shown in Figure 2.7, the customer interface is
  defined as the interface which exists between CE and PE devices.

  In this model, a CE device maintains one or more VPN tunnel
  endpoints, and a PE device has no VPN-specific functionality.  As a
  result, the interworking issues of section 2.1.3 do not arise.















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   +---------+  +------------------------------------+  +---------+
   |         |  |                                    |  |         |
   |         |  |                     +------+     +------+  : +------+
+------+ :    |  |                     |      |     |      |  : |  CE  |
|  CE  | :    |  |                     |  P   |     |  PE  |  : |device|
|device| :  +------+    VPN tunnel     |router|     |device|  : |  of  |
|  of  |=:====================================================:=|VPN  A|
|VPN  A| :  |      |                   +------+     +------+  : +------+
+------+ :  |  PE  |                                  |  |    :    |
+------+ :  |device|                                  |  |    :    |
|  CE  | :  |      |           VPN tunnel           +------+  : +------+
|device|=:====================================================:=|  CE  |
|  of  | :  +------+                                |  PE  |  : |device|
|VPN  B| :    |  |                                  |device|  : |  of  |
+------+ :    |  |  +------------+   +------------+ |      |  : |VPN  B|
   |    :    |  |  |  Customer  |   |  Network   | +------+  : +------+
   |Customer |  |  | management |   | management |   |  |    :    |
   |interface|  |  |  function  |   |  function  |   |  |Customer |
   |         |  |  +------------+   +------------+   |  |interface|
   |         |  |                                    |  |         |
   +---------+  +------------------------------------+  +---------+
   | Access  |  |<---------- SP network(s) --------->|  | Access  |
   | network |  |                                    |  | network |

               Figure 2.7: Reference model for layer 3
                  provider-provisioned CE-based VPN.

2.2.1.  Entities in the Reference Model

  The entities in the reference model are described below.

  o Customer edge (CE) device

    In the context of layer 3 provider-provisioned CE-based VPNs, a CE
    device provides layer 3 connectivity to the customer site.  It may
    be a router, LSR, or host that maintains one or more VPN tunnel
    endpoints.  A CE device is attached via an access connection to a
    PE device and usually located at the edge of a customer site or
    co-located on an SP premises.

  o P router (see section 2.1.1)

  o Provider edge (PE) device

    In the context of layer 3 provider-provisioned CE-based VPNs, a PE
    device may be a router, LSR, or other device that has no
    VPN-specific functionality.  It is attached via an access
    connection to one or more CE devices.



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  o Customer Site (see section 2.1.1)

  o SP networks

    An SP network is a network administrated by a single service
    provider.  It is an IP or MPLS network.  In the context of layer 3
    provider-provisioned CE-based VPNs, the SP network consists of the
    SP's network and the SP's management functions that manage both its
    own network and the customer's VPN functions on the CE device.

  o Access connection (see section 2.1.1)

  o Access network (see section 2.1.1)

  o VPN tunnel

    A VPN tunnel is a logical link between two entities which is
    created by encapsulating packets within an encapsulating header for
    purpose of transmission between those two entities for support of
    VPNs.  In the context of layer 3 provider-provisioned CE-based
    VPNs, a VPN tunnel is an IP tunnel (e.g., using GRE, IP-in-IP,
    IPsec, or L2TP) or an MPLS tunnel between two CE devices over the
    SP's network.

  o Customer management function (see section 2.1.1)

  o Network management function

    The network management function supports the provisioning and
    monitoring of PE or CE device attributes and their relationships,
    covering PE and CE devices that define the VPN connectivity of the
    customer VPNs.

    The network management function may use a combination of SNMP
    manager, directory service (e.g., LDAP [RFC3377]), or proprietary
    network management system.

3.  Customer Interface

3.1.  VPN Establishment at the Customer Interface

3.1.1.  Layer 3 PE-based VPN

  It is necessary for each PE device to know which CEs it is attached
  to, and what VPNs each CE is associated with.

  VPN membership refers to the association of VPNs, CEs, and PEs.  A
  given CE belongs to one or more VPNs.  Each PE is therefore



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  associated with a set of VPNs, and a given VPN has a set of
  associated PEs which are supporting that VPN.  If a PE has at least
  one attached CE belonging to a given VPN, then state information for
  that VPN (e.g., the VPN routes) must exist on that PE.  The set of
  VPNs that exist on a PE may change over time as customer sites are
  added to or removed from the VPNs.

  In some layer 3 PE-based PPVPN schemes, VPN membership information
  (i.e., information about which PEs are attached to which VPNs) is
  explicitly distributed.  In others, the membership information is
  inferred from other information that is distributed.  Different
  schemes use the membership information in different ways, e.g., some
  to determine what set of tunnels to set up, some to constrain the
  distribution of VPN routing information.

  A VPN site may be added or deleted as a result of a provisioning
  operation carried out by the network administrator, or may be
  dynamically added or deleted as a result of a subscriber initiated
  operation; thus VPN membership information may be either static or
  dynamic, as discussed below.

3.1.1.1.  Static Binding

  Static binding occurs when a provisioning action binds a particular
  PE-CE access link to a particular VPN.  For example, a network
  administrator may set up a dedicated link layer connection, such as
  an ATM VCC or a FR DLCI, between a PE device and a CE device.  In
  this case the binding between a PE-CE access connection and a
  particular VPN to fixed at provisioning time, and remains the same
  until another provisioning action changes the binding.

3.1.1.2.  Dynamic Binding

  Dynamic binding occurs when some real-time protocol interaction
  causes a particular PE-CE access link to be temporarily bound to a
  particular VPN.  For example, a mobile user may dial up the provider
  network and carry out user authentication and VPN selection
  procedures.  Then the PE to which the user is attached is not one
  permanently associated with the user, but rather one that is
  typically geographically close to where the mobile user happens to
  be.  Another example of dynamic binding is that of a permanent access
  connection between a PE and a CE at a public facility such as a hotel
  or conference center, where the link may be accessed by multiple
  users in turn, each of which may wish to connect to a different VPN.

  To support dynamically connected users, PPP and RADIUS are commonly
  used, as these protocols provide for user identification,
  authentication and VPN selection.  Other mechanisms are also



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  possible.  For example a user's HTTP traffic may be initially
  intercepted by a PE and diverted to a provider hosted web server.
  After a dialogue that includes user authentication and VPN selection,
  the user can then be connected to the required VPN.  This is
  sometimes referred to as a "captive portal".

  Independent of the particular mechanisms used for user authentication
  and VPN selection, an implication of dynamic binding is that a user
  for a given VPN may appear at any PE at any time.  Thus VPN
  membership may change at any time as a result of user initiated
  actions, rather than as a result of network provisioning actions.
  This suggests that there needs to be a way to distribute membership
  information rapidly and reliably when these user-initiated actions
  take place.

3.1.2.  Layer 3 Provider-Provisioned CE-based VPN

  In layer 3 provider-provisioned CE-based VPNs, the PE devices have no
  knowledge of the VPNs.  A PE device attached to a particular VPN has
  no knowledge of the addressing or routing information of that
  specific VPN.

  CE devices have IP or MPLS connectivity via a connection to a PE
  device, which just provides ordinary connectivity to the global IP
  address space or to an address space which is unique in a particular
  SPs network.  The IP connectivity may be via a static binding, or via
  some kind of dynamic binding.

  The establishment of the VPNs is done at each CE device, making use
  of the IP or MPLS connectivity to the others.  Therefore, it is
  necessary for a given CE device to know which other CE devices belong
  to the same VPN.  In this context, VPN membership refers to the
  association of VPNs and CE devices.

3.2.  Data Exchange at the Customer Interface

3.2.1.  Layer 3 PE-based VPN

  For layer 3 PE-based VPNs, the exchange is normal IP packets,
  transmitted in the same form which is available for interconnecting
  routers in general.  For example, IP packets may be exchanged over
  Ethernet, SONET, T1, T3, dial-up lines, and any other link layer
  available to the router.  It is important to note that those link
  layers are strictly local to the interface for the purpose of
  carrying IP packets, and are terminated at each end of the customer
  interface.  The IP packets may contain addresses which, while unique
  within the VPN, are not unique on the VPN backbone.  Optionally, the
  data exchange may use MPLS to carry the IP packets.



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3.2.2.  Layer 3 Provider-Provisioned CE-based VPN

  The data exchanged at the customer interface are always normal IP
  packets that are routable on the VPN backbone, and whose addresses
  are unique on the VPN backbone.  Optionally, MPLS frames can be used,
  if the appropriate label-switched paths exist across the VPN
  backbone.  The PE device does not know whether these packets are VPN
  packets or not.  At the current time, MPLS is not commonly offered as
  a customer-visible service, so that CE-based VPNs most commonly make
  use of IP services.

3.3.  Customer Visible Routing

  Once VPN tunnels are set up between pairs of VPN edge devices, it is
  necessary to set up mechanisms which ensure that packets from the
  customer network get sent through the proper tunnels.  This routing
  function must be performed by the VPN edge device.

3.3.1.  Customer View of Routing for Layer 3 PE-based VPNs

  There is a PE-CE routing interaction which enables a PE to obtain
  those addresses, from the customer network, that are reachable via
  the CE.  The PE-CE routing interaction also enables a CE device to
  obtain those addresses, from the customer network, which are
  reachable via the PE; these will generally be addresses that are at
  other sites in the customer network.

  The PE-CE routing interaction can make use of static routing, an IGP
  (such as RIP, OSPF, IS-IS, etc.), or BGP.

  If the PE-CE interaction is done via an IGP, the PE will generally
  maintain at least several independent IGP instances; one for the
  backbone routing, and one for each VPN.  Thus the PE participates in
  the IGP of the customer VPNs, but the CE does not participate in the
  backbone's IGP.

  If the PE-CE interaction is done via BGP, the PE MAY support one
  instance of BGP for each VPN, as well as an additional instance of
  BGP for the public Internet routes.  Alternatively, the PE might
  support a single instance of BGP, using, e.g., different BGP Address
  Families to distinguish the public Internet routes from the VPN
  routes.

  Routing information which a PE learns from a CE in a particular VPN
  must be forwarded to the other PEs that are attached to the same VPN.
  Those other PEs must then forward the information in turn to the
  other CEs of that VPN.




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  The PE-PE routing distribution can be done as part of the same
  routing instance to which the PE-CE interface belongs.
  Alternatively, it can be done via a different routing instance,
  possibly using a different routing algorithm.  In this case, the PE
  must redistribute VPN routes from one routing instance to another.

  Note that VPN routing information is never distributed to the P
  routers.  VPN routing information is known at the edge of the VPN
  backbone, but not in the core.

  If the VPN's IGP is different than the routing algorithm running on
  the CE-PE link, then the CE must support two routing instances, and
  must redistribute the VPN's routes from one instance to the other
  (e.g., [VPN-BGP-OSPF]).

  In the case of layer 3 PE-based VPNs a single PE device is likely to
  provide service for several different VPNs.  Since different VPNs may
  have address spaces which are not mutually unique, a PE device must
  have several forwarding tables, in general one for each VPN to which
  it is attached.  These will be referred to as VPN Forwarding
  Instances (VFIs).  Each VFI is a logical entity internal to the PE
  device.  VFIs are defined in section 2.1.1, and discussed in more
  detail in section 4.4.2.

  The scaling and management of the customer network (as well as the
  operation of the VPN) will depend upon the implementation approach
  and the manner in which routing is done.

3.3.1.1.  Routing for Intranets

  In the intranet case all of the sites to be interconnected belong to
  the same administration (for example, the same company).  The options
  for routing within a single customer network include:

  o A single IGP area (using OSPF, IS-IS, or RIP)

  o Multiple areas within a single IGP

  o A separate IGP within each site, with routes redistributed from
    each site to backbone routing (i.e., to a backbone as seen by the
    customer network).

  Note that these options look at routing from the perspective of the
  overall routing in the customer network.  This list does not specify
  whether PE device is considered to be in a site or not.  This issue
  is discussed below.





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  A single IGP area (such as a single OSPF area, a single IS-IS area,
  or a single instance of RIP between routers) may be used.  One could
  have, all routers within the customer network (including the PEs, or
  more precisely, including a VFI within each PE) appear within a
  single area.  Tunnels between the PEs could also appear as normal
  links.

  In some cases the multi-level hierarchy of OSPF or IS-IS may be used.
  One way to apply this to VPNs would be to have each site be a single
  OSPF or IS-IS area.  The VFIs will participate in routing within each
  site as part of that area.  The VFIs may then be interconnected as
  the backbone (OSPF area 0 or IS-IS level 2).  If OSPF is used, the
  VFIs therefore appear to the customer network as area border routers.
  If IS-IS is used, the VFIs therefore participate in level 1 routing
  within the local area, and appear to the customer network as if they
  are level 2 routers in the backbone.

  Where an IGP is used across the entire network, it is straightforward
  for VPN tunnels, access connections, and backdoor links to be mixed
  in a network.  Given that OSPF or IS-IS metrics will be assigned to
  all links, paths via alternate links can be compared and the shortest
  cost path will be used regardless of whether it is via VPN tunnels,
  access connections, or backdoor links.  If multiple sites of a VPN do
  not use a common IGP, or if the backbone does not use the same common
  IGP as the sites, then special procedures may be needed to ensure
  that routes to/from other sites are treated as intra-area routes,
  rather than as external routes (depending upon the VPN approach
  taken).

  Another option is to operate each site as a separate routing domain.
  For example each site could operate as a single OSPF area, a single
  IS-IS area, or a RIP domain.  In this case the per-site routing
  domains will need to redistribute routes into a backbone routing
  domain (Note: in this context the "backbone routing domain" refers to
  a backbone as viewed by the customer network).  In this case it is
  optional whether or not the VFIs participate in the routing within
  each site.

3.3.1.2.  Routing for Extranets

  In the extranet case the sites to be interconnected belong to
  multiple different administrations.  In this case IGPs (such as OSPF,
  IS-IS, or RIP) are normally not used across the interface between
  organizations.  Either static routes or BGP may be used between
  sites.  If the customer network administration wishes to maintain
  control of routing between its site and other networks, then either





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  static routing or BGP may be used across the customer interface.  If
  the customer wants to outsource all such control to the provider,
  then an IGP or static routes may be used at this interface.

  The use of BGP between sites allows for policy based routing between
  sites.  This is particularly useful in the extranet case.  Note that
  private IP addresses or non-unique IP address (e.g., unregistered
  addresses) should not be used for extranet communication.

3.3.1.3.  CE and PE Devices for Layer 3 PE-based VPNs

  When using a single IGP area across an intranet, the entire customer
  network participates in a single area of an IGP.  In this case, for
  layer 3 PE-based VPNs both CE and PE devices participate as normal
  routers within the area.

  The other options make a distinction between routing within a site,
  and routing between sites.  In this case, a CE device would normally
  be considered as part of the site where it is located.  However,
  there is an option regarding how the PE devices should be considered.

  In some cases, from the perspective of routing within the customer
  network, a PE device (or more precisely a VFI within a PE device) may
  be considered to be internal to the same area or routing domain as
  the site to which it is attached.  This simplifies the management
  responsibilities of the customer network administration, since
  inter-area routing would be handled by the provider.

  For example, from the perspective of routing within the customer
  network, the CE devices may be the area border or AS boundary routers
  of the IGP area.  In this case, static routing, BGP, or whatever
  routing is used in the backbone, may be used across the customer
  interface.

3.3.2.  Customer View of Routing for Layer 3 Provider-Provisioned
       CE-based VPNs

  For layer 3 provider-provisioned CE-based VPNs, the PE devices are
  not aware of the set of addresses which are reachable at particular
  customer sites.  The CE and PE devices do not exchange the customer's
  routing information.

  Customer sites that belong to the same VPN may exchange routing
  information through the CE-CE VPN tunnels that appear, to the
  customers IGP, as router adjacencies.  Alternatively, instead of






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  exchanging routing information through the VPN tunnels, the SP's
  management system may take care of the configuration of the static
  route information of one site towards the other sites in the VPN.

  Routing within the customer site may be done in any possible way,
  using any kind of routing protocols (see section 3.3.3).

  As the CE device receives an IP or MPLS service from the SP, the CE
  and PE devices may exchange routing information that is meaningful
  within the SP routing realm.

  Moreover, as the forwarding of tunneled customer packets in the SP
  network will be based on global IP forwarding, the routes to the
  various CE devices must be known in the entire SP's network.

  This means that a CE device may need to participate in two different
  routing processes:

  o routing in its own private network (VPN routing), within its own
    site and with the other VPN sites through the VPN tunnels, possibly
    using private addresses.

  o routing in the SP network (global routing), as such peering with
    its PE.

  However, in many scenarios, the use of static/default routes at the
  CE-PE interface might be all the global routing that is required.

3.3.3.  Options for Customer Visible Routing

  The following technologies are available for the exchange of routing
  information.

  o Static routing

    Routing tables may be configured through a management system.

  o RIP (Routing Information Protocol) [RFC2453]

    RIP is an interior gateway protocol and is used within an
    autonomous system.  It sends out routing updates at regular
    intervals and whenever the network topology changes.  Routing
    information is then propagated by the adjacent routers to their
    neighbors and thus to the entire network.  A route from a source to
    a destination is the path with the least number of routers.  This
    number is called the "hop count" and its maximum value is 15.  This
    implies that RIP is suitable for a small- or medium-sized networks.




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  o OSPF (Open Shortest Path First) [RFC2328]

    OSPF is an interior gateway protocol and is applied to a single
    autonomous system.  Each router distributes the state of its
    interfaces and neighboring routers as a link state advertisement,
    and maintains a database describing the autonomous system's
    topology.  A link state is advertised every 30 minutes or when the
    topology is reconfigured.

    Each router maintains an identical topological database, from which
    it constructs a tree of shortest paths with itself as the root.
    The algorithm is known as the Shortest Path First or SPF.  The
    router generates a routing table from the tree of shortest paths.
    OSPF supports a variable length subnet mask, which enables
    effective use of the IP address space.

    OSPF allows sets of networks to be grouped together into an area.
    Each area has its own topological database.  The topology of the
    area is invisible from outside its area.  The areas are
    interconnected via a "backbone" network.  The backbone network
    distributes routing information between the areas.  The area
    routing scheme can reduce the routing traffic and compute the
    shortest path trees and is indispensable for larger scale networks.

    Each multi-access network with multiple routers attached has a
    designated router.  The designated router generates a link state
    advertisement for the multi-access network and synchronizes the
    topological database with other adjacent routers in the area.  The
    concept of designated router can thus reduce the routing traffic
    and compute shortest path trees.  To achieve high availability, a
    backup designated router is used.

  o IS-IS (intermediate system to intermediate system) [RFC1195]

    IS-IS is a routing protocol designed for the OSI (Open Systems
    Interconnection) protocol suites.  Integrated IS-IS is derived from
    IS-IS in order to support the IP protocol.  In the Internet
    community, IS-IS means integrated IS-IS.  In this, a link state is
    advertised over a connectionless network service.  IS-IS has the
    same basic features as OSPF.  They include: link state
    advertisement and maintenance of a topological database within an
    area, calculation of a tree of shortest paths, generation of a
    routing table from a tree of shortest paths, the area routing
    scheme, a designated router, and a variable length subnet mask.







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  o BGP-4 (Border Gateway Protocol version 4) [RFC1771]

    BGP-4 is an exterior gateway protocol and is applied to the routing
    of inter-autonomous systems.  A BGP speaker establishes a session
    with other BGP speakers and advertises routing information to them.
    A session may be an External BGP (EBGP) that connects two BGP
    speakers within different autonomous systems, or an internal BGP
    (IBGP) that connects two BGP speakers within a single autonomous
    system.  Routing information is qualified with path attributes,
    which differentiate routes for the purpose of selecting an
    appropriate one from possible routes.  Also, routes are grouped by
    the community attribute [RFC1997] [BGP-COM].

    The IBGP mesh size tends to increase dramatically with the number
    of BGP speakers in an autonomous system.  BGP can reduce the number
    of IBGP sessions by dividing the autonomous system into smaller
    autonomous systems and grouping them into a single confederation
    [RFC3065].  Route reflection is another way to reduce the number of
    IBGP sessions [RFC1966].  BGP divides the autonomous system into
    clusters.  Each cluster establishes the IBGP full mesh within
    itself, and designates one or more BGP speakers as "route
    reflectors," which communicate with other clusters via their route
    reflectors.  Route reflectors in each cluster maintain path and
    attribute information across the autonomous system.  The autonomous
    system still functions like a fully meshed autonomous system.  On
    the other hand, confederations provide finer control of routing
    within the autonomous system by allowing for policy changes across
    confederation boundaries, while route reflection requires the use
    of identical policies.

    BGP-4 has been extended to support IPv6, IPX, and others as well as
    IPv4 [RFC2858].  Multiprotocol BGP-4 carries routes from multiple
    "address families".

4.  Network Interface and SP Support of VPNs

4.1.  Functional Components of a VPN

  The basic functional components of an implementation of a VPN are:

  o A mechanism to acquire VPN membership/capability information

  o A mechanism to tunnel traffic between VPN sites

  o For layer 3 PE-based VPNs, a means to learn customer routes,
    distribute them between the PEs, and to advertise reachable
    destinations to customer sites.




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  Based on the actual implementation, these functions could be
  implemented on a per-VPN basis or could be accomplished via a common
  mechanism shared by all VPNs.  For instance, a single process could
  handle the routing information for all the VPNs or a separate process
  may be created for each VPN.

  Logically, the establishment of a VPN can be thought of as composed
  of the following three stages.  In the first stage, the VPN edge
  devices learn of each other.  In the second stage, they establish
  tunnels to each other.  In the third stage, they exchange routing
  information with each other.  However, not all VPN solutions need be
  decomposed into these three stages.  For example, in some VPN
  solutions, tunnels are not established after learning membership
  information; rather, pre-existing tunnels are selected and used.
  Also, in some VPN solutions, the membership information and the
  routing information are combined.

  In the membership/capability discovery stage, membership and
  capability information needs to be acquired to determine whether two
  particular VPN edge devices support any VPNs in common.  This can be
  accomplished, for instance, by exchanging VPN identifiers of the
  configured VPNs at each VPN edge device.  The capabilities of the VPN
  edge devices need to be determined, in order to be able to agree on a
  common mechanism for tunneling and/or routing.  For instance, if site
  A supports both IPsec and MPLS as tunneling mechanisms and site B
  supports only MPLS, they can both agree to use MPLS for tunneling.
  In some cases the capability information may be determined
  implicitly, for example some SPs may implement a single VPN solution.
  Likewise, the routing information for VPNs can be distributed using
  the methods discussed in section 4.4.

  In the tunnel establishment stage, mechanisms may need to be invoked
  to actually set up the tunnels.  With IPsec, for instance, this could
  involve the use of IKE to exchange keys and policies for securing the
  data traffic.  However, if IP tunneling, e.g., is used, there may not
  be any need to explicitly set up tunnels; if MPLS tunnels are used,
  they may be pre-established as part of normal MPLS functioning.

  In the VPN routing stage, routing information for the VPN sites must
  be exchanged before data transfer between the sites can take place.
  Based on the VPN model, this could involve the use of static routes,
  IGPs such as OSPF/ISIS/RIP, or an EGP such as BGP.

  VPN membership and capability information can be distributed from a
  central management system, using protocols such as, e.g., LDAP.
  Alternatively, it can be distributed manually.  However, as manual
  configuration does not scale and is error prone, its use is
  discouraged.  As a third alternative, VPN information can be



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  distributed via protocols that ensure automatic and consistent
  distribution of information in a timely manner, much as routing
  protocols do for routing information.  This may suggest that the
  information be carried in routing protocols themselves, though only
  if this can be done without negatively impacting the essential
  routing functions.

  It can be seen that quite a lot of information needs to be exchanged
  in order to establish and maintain a VPN.  The scaling and stability
  consequences need to be analyzed for any VPN approach.

  While every VPN solution must address the functionality of all three
  components, the combinations of mechanisms used to provide the needed
  functionality, and the order in which different pieces of
  functionality are carried out, may differ.

  For layer 3 provider-provisioned CE-based VPNs, the VPN service is
  offering tunnels between CE devices.  IP routing for the VPN is done
  by the customer network.  With these solutions, the SP is involved in
  the operation of the membership/capability discovery stage and the
  tunnel establishment stage.  The IP routing functional component may
  be entirely up to the customer network, or alternatively, the SP's
  management system may be responsible for the distribution of the
  reachability information of the VPN sites to the other sites of the
  same VPN.

4.2.  VPN Establishment and Maintenance

  For a layer 3 provider-provisioned VPN the SP is responsible for the
  establishment and maintenance of the VPNs.  Many different approaches
  and schemes are possible in order to provide layer 3 PPVPNs, however
  there are some generic problems that any VPN solution must address,
  including:

  o For PE-based VPNs, when a new site is added to a PE, how do the
    other PEs find out about it?  When a PE first gets attached to a
    given VPN, how does it determine which other PEs are attached to
    the same VPN.  For CE-based VPNs, when a new site is added, how
    does its CE find out about all the other CEs at other sites of the
    same VPN?

  o In order for layer 3 PE-based VPNs to scale, all routes for all
    VPNs cannot reside on all PEs.  How is the distribution of VPN
    routing information constrained so that it is distributed to only
    those devices that need it?






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  o An administrator may wish to provision different topologies for
    different VPNs (e.g., a full mesh or a hub & spoke topology).  How
    is this achieved?

    This section looks at some of these generic problems and at some of
    the mechanisms that can be used to solve them.

4.2.1.  VPN Discovery

  Mechanisms are needed to acquire information that allows the
  establishment and maintenance of VPNs.  This may include, for
  example, information on VPN membership, topology, and VPN device
  capabilities.  This information may be statically configured, or
  distributed by an automated protocol.  As a result of the operation
  of these mechanisms and protocols, a device is able to determine
  where to set up tunnels, and where to advertise the VPN routes for
  each VPN.

  With a physical network, the equivalent problem can by solved by the
  control of the physical interconnection of links, and by having a
  router run a discovery/hello protocol over its locally connected
  links.  With VPNs both the routers and the links (tunnels) may be
  logical entities, and thus some other mechanisms are needed.

  A number of different approaches are possible for VPN discovery.  One
  scheme uses the network management system to configure and provision
  the VPN edge devices.  This approach can also be used to distribute
  VPN discovery information, either using proprietary protocols or
  using standard management protocols and MIBs.  Another approach is
  where the VPN edge devices act as clients of a centralized directory
  or database server that contains VPN discovery information.  Another
  possibility is where VPN discovery information is piggybacked onto a
  routing protocol running between the VPN edge devices [VPN-DISC].

4.2.1.1.  Network Management for Membership Information

  SPs use network management extensively to configure and monitor the
  various devices that are spread throughout their networks.  This
  approach could be also used for distributing VPN related information.
  A network management system (either centralized or distributed) could
  be used by the SP to configure and provision VPNs on the VPN edge
  devices at various locations.  VPN configuration information could be
  entered into a network management application and distributed to the
  remote sites via the same means used to distribute other network
  management information.  This approach is most natural when all the
  devices that must be provisioned are within a single SP's network,





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  since the SP has access to all VPN edge devices in its domain.
  Security and access control are important, and could be achieved for
  example using SNMPv3, SSH, or IPsec tunnels.

4.2.1.2.  Directory Servers

  An SP typically needs to maintain a database of VPN
  configuration/membership information, regardless of the mechanisms
  used to distribute it.  LDAPv3 [RFC3377] is a standard directory
  protocol which makes it possible to use a common mechanism for both
  storing such information and distributing it.

  To facilitate interoperability between different implementations, as
  well as between the management systems of different SPs, a standard
  schema for representing VPN membership and configuration information
  would have to be developed.

  LDAPv3 supports authentication of messages and associated access
  control, which can be used to limit access to VPN information to
  authorized entities.

4.2.1.3.  Augmented Routing for Membership Information

  Extensions to the use of existing BGP mechanisms, for distribution of
  VPN membership information, are proposed in [VPN-2547BIS].  In that
  scheme, BGP is used to distribute VPN routes, and each route carries
  a set of attributes which indicate the VPN (or VPNs) to which the
  route belongs.  This allows the VPN discovery information and routing
  information to be combined in a single protocol.  Information needed
  to establish per-VPN tunnels can also be carried as attributes of the
  routes.  This makes use of the BGP protocol's ability to effectively
  carry large amounts of routing information.

  It is also possible to use BGP to distribute just the
  membership/capability information, while using a different technique
  to distribute the routing.  BGP's update message would be used to
  indicate that a PE is attached to a particular VPN; BGP's withdraw
  message would be used to indicate that a PE has ceased to be attached
  to a particular VPN.  This makes use of the BGP protocol's ability to
  dynamically distribute real-time changes in a reliable and fairly
  rapid manner.  In addition, if a BGP route reflector is used, PEs
  never have to be provisioned with each other's IP addresses at all.
  Both cases make use of BGP's mechanisms, such as route filters, for
  constraining the distribution of information.

  Augmented routing may be done in combination with aggregated routing,
  as discussed in section 4.4.4.  Of course, when using BGP for
  distributing any kind of VPN-specific information, one must ensure



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  that one is not disrupting the classical use of BGP for distributing
  public Internet routing information.  For further discussion of this,
  see the discussion of aggregated routing, section 4.4.4.

4.2.1.4.  VPN Discovery for Inter-SP VPNs

  When two sites of a VPN are connected to different SP networks, the
  SPs must support a common mechanism for exchanging
  membership/capability information.  This might make use of manual
  configuration or automated exchange of information between the SPs.
  Automated exchange may be facilitated if one or more mechanisms for
  VPN discovery are standardized and supported across the multiple SPs.
  Inter-SP trust relationships will need to be established, for example
  to determine which information and how much information about the
  VPNs may be exchanged between SPs.

  In some cases different service providers may deploy different
  approaches for VPN discovery.  Where this occurs, this implies that
  for multi-SP VPNs, some manual coordination and configuration may be
  necessary.

  The amount of information which needs to be shared between SPs may
  vary greatly depending upon the number of size of the multi-SP VPNs.
  The SPs will therefore need to determine and agree upon the expected
  amount of membership information to be exchanged, and the dynamic
  nature of this information.  Mechanisms may also be needed to
  authenticate the VPN membership information.

  VPN information should be distributed only to places where it needs
  to go, whether that is intra-provider or inter-provider.  In this
  way, the distribution of VPN information is unlike the distribution
  of inter-provider routing information, as the latter needs to be
  distributed throughout the Internet.  In addition, the joint support
  of a VPN by two SPs should not require any third SP to maintain state
  for that VPN.  Again, notice the difference with respect to
  inter-provider routing; in inter-provider routing: sending traffic
  from one SP to another may indeed require routing state in a third
  SP.

  As one possible example: Suppose that there are two SPs A and C,
  which want to support a common VPN.  Suppose that A and C are
  interconnected via SP B.  In this case B will need to know how to
  route traffic between A and C, and therefore will need to know
  something about A and C (such as enough routing information to
  forward IP traffic and/or connect MPLS LSPs between PEs or route
  reflectors in A and C).  However, for scaling purposes it is
  desirable that B not need to know VPN-specific information about the
  VPNs which are supported by A and C.



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4.2.2.  Constraining Distribution of VPN Routing Information

  In layer 3 provider-provisioned CE-based VPNs, the VPN tunnels
  connect CE devices.  In this case, distribution of IP routing
  information occurs between CE devices on the customer sites.  No
  additional constraints on the distribution of VPN routing information
  are necessary.

  In layer 3 PE-based VPNs, however, the PE devices must be aware of
  VPN routing information (for the VPNs to which they are attached).
  For scalability reasons, one does not want a scheme in which all PEs
  contain all routes for all VPNs.  Rather, only the PEs that are
  attached to sites in a given VPN should contain the routing
  information for that VPN.  This means that the distribution of VPN
  routing information between PE devices must be constrained.

  As VPN membership may change dynamically, it is necessary to have a
  mechanism that allows VPN route information to be distributed to any
  PE where there is an attached user for that VPN, and allows for the
  removal of this information when it is no longer needed.

  In the Virtual Router scheme, per-VPN tunnels must be established
  before any routes for a VPN are distributed, and the routes are then
  distributed through those tunnels.  Thus by establishing the proper
  set of tunnels, one implicitly constrains and controls the
  distribution of per-VPN routing information.  In this scheme, the
  distribution of membership information consists of the set of VPNs
  that exists on each PE, as well as information about the desired
  topology.  This enables a PE to determine the set of remote PEs to
  which it must establish tunnels for a particular VPN.

  In the aggregated routing scheme (see section 4.4.4), the
  distribution of VPN routing information is constrained by means of
  route filtering.  As VPN membership changes on a PE, the route
  filters in use between the PE and its peers can be adjusted.  Each
  peer may then adjust the filters in use with each of its peers in
  turn, and thus the changes propagate across the network.  When BGP is
  used, this filtering may take place at route reflectors as discussed
  in section 4.4.4.

4.2.3.  Controlling VPN Topology

  The topology for a VPN consists of a set of nodes interconnected via
  tunnels.  The topology may be a full mesh, a hub and spoke topology,
  or an arbitrary topology.  For a VPN the set of nodes will include
  all VPN edge devices that have attached sites for that VPN.
  Naturally, whatever the topology, all VPN sites are reachable from
  each other; the topology simply constrains the way traffic is routed



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  among the sites.  For example, in one topology traffic between site A
  and site B goes from one to the other directly over the VPN backbone;
  in another topology, traffic from site A to site B must traverse site
  C before reaching site B.

  The simplest topology is a full mesh, where a tunnel exists between
  every pair of VPN edge devices.  If we assume the use of point-to-
  point tunnels (rather than multipoint-to-point), then with a full
  mesh topology there are N*(N-1)/2 duplex tunnels or N*(N-1) simplex
  tunnels for N VPN edge devices.  Each tunnel consumes some resources
  at a VPN edge device, and depending on the type of tunnel, may or may
  not consume resources in intermediate routers or LSRs.  One reason
  for using a partial mesh topology is to reduce the number of tunnels
  a VPN edge device, and/or the network, needs to support.  Another
  reason is to support the scenario where an administrator requires all
  traffic from certain sites to traverse some particular site for
  policy or control reasons, such as to force traffic through a
  firewall, or for monitoring or accounting purposes.  Note that the
  topologies used for each VPN are separate, and thus the same VPN edge
  device may be part of a full mesh topology for one VPN, and of a
  partial mesh topology for another VPN.

  An example of where a partial mesh topology could be suitable is for
  a VPN that supports a large number of telecommuters and a small
  number of corporate sites.  Most traffic will be between
  telecommuters and the corporate sites, not between pairs of
  telecommuters.  A hub and spoke topology for the VPN would thus map
  onto the underlying traffic flow, with the telecommuters attached to
  spoke VPN edge devices and the corporate sites attached to hub VPN
  edge devices.  Traffic between telecommuters is still supported, but
  this traffic traverses a hub VPN edge device.

  The selection of a topology for a VPN is an administrative choice,
  but it is useful to examine protocol mechanisms that can be used to
  automate the construction of the desired topology, and thus reduce
  the amount of configuration needed.  To this end it is useful for a
  VPN edge device to be able to advertise per-VPN topology information
  to other VPN edge devices.  It may be simplest to advertise this at
  the same time as the membership information is advertised, using the
  same mechanisms.

  A simple scheme is where a VPN edge device advertises itself either
  as a hub or as a spoke, for each VPN that it has.  When received by
  other VPN edge devices this information can be used when determining
  whether to establish a tunnel.  A more comprehensive scheme allows a
  VPN edge device to advertise a set of topology groups, with tunnels
  established between a pair of VPN edge devices if they have a group
  in common.



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4.3.  VPN Tunneling

  VPN solutions use tunneling in order to transport VPN packets across
  the VPN backbone, from one VPN edge device to another.  There are
  different types of tunneling protocols, different ways of
  establishing and maintaining tunnels, and different ways to associate
  tunnels with VPNs (e.g., shared versus dedicated per-VPN tunnels).
  Sections 4.3.1 through 4.3.5 discusses some common characteristics
  shared by all forms of tunneling, and some common problems to which
  tunnels provide a solution.  Section 4.3.6 provides a survey of
  available tunneling techniques.  Note that tunneling protocol issues
  are generally independent of the mechanisms used for VPN membership
  and VPN routing.

  One motivation for the use of tunneling is that the packet addressing
  used in a VPN may have no relation to the packet addressing used
  between the VPN edge devices.  For example the customer VPN traffic
  could use non-unique or private IP addressing [RFC1918].  Also an
  IPv6 VPN could be implemented across an IPv4 provider backbone.  As
  such the packet forwarding between the VPN edge devices must use
  information other than that contained in the VPN packets themselves.
  A tunneling protocol adds additional information, such an extra
  header or label, to a VPN packet, and this additional information is
  then used for forwarding the packet between the VPN edge devices.

  Another capability optionally provided by tunneling is that of
  isolation between different VPN traffic flows.  The QoS and security
  requirements for these traffic flows may differ, and can be met by
  using different tunnels with the appropriate characteristics.  This
  allows a provider to offer different service characteristics for
  traffic in different VPNs, or to subsets of traffic flows within a
  single VPN.

  The specific tunneling protocols considered in this section are GRE,
  IP-in-IP, IPsec, and MPLS, as these are the most suitable for
  carrying VPN traffic across the VPN backbone.  Other tunneling
  protocols, such as L2TP [RFC2661], may be used as access tunnels,
  carrying traffic between a PE and a CE.  As backbone tunneling is
  independent of and orthogonal to access tunneling, protocols for the
  latter are not discussed here.

4.3.1.  Tunnel Encapsulations

  All tunneling protocols use an encapsulation that adds additional
  information to the encapsulated packet; this information is used for
  forwarding across the VPN backbone.  Examples are provided in section
  4.3.6.




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  One characteristic of a tunneling protocol is whether per-tunnel
  state is needed in the SP network in order to forward the
  encapsulated packets.  For IP tunneling schemes (GRE, IP-in-IP, and
  IPsec) per-tunnel state is completely confined to the VPN edge
  devices.  Other routers are unaware of the tunnels, and forward
  according to the IP header.  For MPLS, per-tunnel state is needed,
  since the top label in the label stack must be examined and swapped
  by intermediate LSRs.  The amount of state required can be minimized
  by hierarchical multiplexing, and by use of multi-point to point
  tunnels, as discussed below.

  Another characteristic is the tunneling overhead introduced.  With
  IPsec the overhead may be considerable as it may include, for
  example, an ESP header, ESP trailer and an additional IP header.  The
  other mechanisms listed use less overhead, with MPLS being the most
  lightweight.  The overhead inherent in any tunneling mechanism may
  result in additional IP packet fragmentation, if the resulting packet
  is too large to be carried by the underlying link layer.  As such it
  is important to report any reduced MTU sizes via mechanisms such as
  path MTU discovery in order to avoid fragmentation wherever possible.

  Yet another characteristic is something we might call "transparency
  to the Internet".  IP-based encapsulation can carry be used to carry
  a packet anywhere in the Internet.  MPLS encapsulation can only be
  used to carry a packet on IP networks that support MPLS.  If an
  MPLS-encapsulated packet must cross the networks of multiple SPs, the
  adjacent SPs must bilateral agreements to accept MPLS packets from
  each other.  If only a portion of the path across the backbone lacks
  MPLS support, then an MPLS-in-IP encapsulation can be used to move
  the MPLS packets across that part of the backbone.  However, this
  does add complexity.  On the other hand, MPLS has efficiency
  advantages, particularly in environments where encapsulations may
  need to be nested.

  Transparency to the Internet is sometimes a requirement, but
  sometimes not.  This depends on the sort of service which a SP is
  offering to its customer.

4.3.2.  Tunnel Multiplexing

  When a tunneled packet arrives at the tunnel egress, it must be
  possible to infer the packet's VPN from its encapsulation header.  In
  MPLS encapsulations, this must be inferred from the packet's label
  stack.  In IP-based encapsulations, this can be inferred from some
  combination of the IP source address, the IP destination address, and
  a "multiplexing field" in the encapsulation header.  The multiplexing





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  field might be one which was explicitly designed for multiplexing, or
  one that wasn't originally designed for this but can be pushed into
  service as a multiplexing field.  For example:

  o GRE: Packets associated to VPN by source IP address, destination IP
    address, and Key field, although the key field was originally
    intended for authentication.

  o IP-in-IP: Packets associated to VPN by IP destination address in
    outer header.

  o IPsec: Packets associated to VPN by IP source address, IP
    destination address, and SPI field.

  o MPLS: Packets associated to VPN by label stack.

  Note that IP-in-IP tunneling does not have a real multiplexing field,
  so a different IP destination address must be used for every VPN
  supported by a given PE.  In the other IP-based encapsulations, a
  given PE need have only a single IP address, and the multiplexing
  field is used to distinguish the different VPNs supported by a PE.
  Thus the IP-in-IP solution has the significant disadvantage that it
  requires the allocation and assignment of a potentially large number
  of IP addresses, all of which have to be reachable via backbone
  routing.

  In the following, we will use the term "multiplexing field" to refer
  to whichever field in the encapsulation header must is used to
  distinguish different VPNs at a given PE.  In the IP-in-IP
  encapsulation, this is the destination IP address field, in the other
  encapsulations it is a true multiplexing field.

4.3.3.  Tunnel Establishment

  When tunnels are established, the tunnel endpoints must agree on the
  multiplexing field values which are to be used to indicate that
  particular packets are in particular VPNs.  The use of "well known"
  or explicitly provisioned values would not scale well as the number
  of VPNs increases.  So it is necessary to have some sort of protocol
  interaction in which the tunnel endpoints agree on the multiplexing
  field values.

  For some tunneling protocols, setting up a tunnel requires an
  explicit exchange of signaling messages.  Generally the multiplexing
  field values would be agreed upon as part of this exchange.  For
  example, if an IPsec encapsulation is used, the SPI field plays the
  role of the multiplexing field, and IKE signaling is used to
  distribute the SPI values; if an MPLS encapsulation is used, LDP,



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  CR-LDP or RSVP-TE can be used to distribute the MPLS label value used
  as the multiplexing field.  Information about the identity of the VPN
  with which the tunnel is to be associated needs to be exchanged as
  part of the signaling protocol (e.g., a VPN-ID can be carried in the
  signaling protocol).  An advantage of this approach is that
  per-tunnel security, QoS and other characteristics may also be
  negotiable via the signaling protocol.  A disadvantage is that the
  signaling imposes overhead, which may then lead to scalability
  considerations, discussed further below.

  For some tunneling protocols, there is no explicit protocol
  interaction that sets up the tunnel, and the multiplexing field
  values must be exchanged in some other way.  For example, for MPLS
  tunnels, MPLS labels can be piggybacked on the protocols used to
  distribute VPN routes or VPN membership information.  GRE and
  IP-in-IP have no associated signaling protocol, and thus by necessity
  the multiplexing values are distributed via some other mechanism,
  such as via configuration, control protocol, or piggybacked in some
  manner on a VPN membership protocol.

  The resources used by the different tunneling establishment
  mechanisms may vary.  With a full mesh VPN topology, and explicit
  signaling, each VPN edge device has to establish a tunnel to all the
  other VPN edge devices for in each VPN.  The resources needed for
  this on a VPN edge device may be significant, and issues such as the
  time needed to recover following a device failure may need to be
  taken into account, as the time to recovery includes the time needed
  to reestablish a large number of tunnels.

4.3.4.  Scaling and Hierarchical Tunnels

  If tunnels require state to be maintained in the core of the network,
  it may not be feasible to set up per-VPN tunnels between all adjacent
  devices that are adjacent in some VPN topology.  This would violate
  the principle that there is no per-VPN state in the core of the
  network, and would make the core scale poorly as the number of VPNs
  increases.  For example, MPLS tunnels require that core network
  devices maintain state for the topmost label in the label stack.  If
  every core router had to maintain one or more labels for every VPN,
  scaling would be very poor.

  There are also scaling considerations related to the use of explicit
  signaling for tunnel establishment.  Even if the tunneling protocol
  does not maintain per tunnel state in the core, the number of tunnels
  that a single VPN edge device needs to handle may be large, as this
  grows according to the number of VPNs and the number of neighbors per
  VPN.  One way to reduce the number of tunnels in a network is to use




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  a VPN topology other than a full mesh.  However this may not always
  be desirable, and even with hub and spoke topologies the hubs VPN
  edge devices may still need to handle large numbers of tunnels.

  If the core routers need to maintain any per-tunnel state at all,
  scaling can be greatly improved by using hierarchical tunnels.  One
  tunnel can be established between each pair of VPN edge devices, and
  multiple VPN-specific tunnels can then be carried through the single
  "outer" tunnel.  Now the amount of state is dependent only on the
  number of VPN edge devices, not on the number of VPNs.  Scaling can
  be further improved by having the outer tunnels be
  multipoint-to-point "merging" tunnels.  Now the amount of state to be
  maintained in the core is on the order of the number of VPN edge
  devices, not on the order of the square of that number.  That is, the
  amount of tunnel state is roughly equivalent to the amount of state
  needed to maintain IP routes to the VPN edge devices.  This is almost
  (if not quite) as good as using tunnels which do not require any
  state to be maintained in the core.

  Using hierarchical tunnels may also reduce the amount of state to be
  maintained in the VPN edge devices, particularly if maintaining the
  outer tunnels requires more state than maintaining the per-VPN
  tunnels that run inside the outer tunnels.

  There are other factors relevant to determining the number of VPN
  edge to VPN edge "outer" tunnels to use.  While using a single such
  tunnel has the best scaling properties, using more than one may allow
  different QoS capabilities or different security characteristics to
  be used for different traffic flows (from the same or from different
  VPNs).

  When tunnels are used hierarchically, the tunnels in the hierarchy
  may all be of the same type (e.g., an MPLS label stack) or they may
  be of different types (e.g., a GRE tunnel carried inside an IPsec
  tunnel).

  One example using hierarchical tunnels is the establishment of a
  number of different IPsec security associations, providing different
  levels of security between a given pair of VPN edge devices.  Per-VPN
  GRE tunnels can then be grouped together and then carried over the
  appropriate IPsec tunnel, rather than having a separate IPsec tunnel
  per-VPN.  Another example is the use of an MPLS label stack.  A
  single PE-PE LSP is used to carry all the per-VPN LSPs.  The
  mechanisms used for label establishment are typically different.  The
  PE-PE LSP could be established using LDP, as part or normal backbone
  operation, with the per-VPN LSP labels established by piggybacking on
  VPN routing (e.g., using BGP) discussed in sections 3.3.1.3 and 4.1.




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4.3.5.  Tunnel Maintenance

  Once a tunnel is established it is necessary to know that the tunnel
  is operational.  Mechanisms are needed to detect tunnel failures, and
  to respond appropriately to restore service.

  There is a potential issue regarding propagation of failures when
  multiple tunnels are multiplexed hierarchically.  Suppose that
  multiple VPN-specific tunnels are multiplexed inside a single PE to
  PE tunnel.  In this case, suppose that routing for the VPN is done
  over the VPN-specific tunnels (as may be the case for CE-based and VR
  approaches).  Suppose that the PE to PE tunnel fails.  In this case
  multiple VPN-specific tunnels may fail, and layer 3 routing may
  simultaneously respond for each VPN using the failed tunnel.  If the
  PE to PE tunnel is subsequently restored, there may then be multiple
  VPN-specific tunnels and multiple routing protocol instances which
  also need to recover.  Each of these could potentially require some
  exchange of control traffic.

  When a tunnel fails, if the tunnel can be restored quickly, it might
  therefore be preferable to restore the tunnel without any response by
  high levels (such as other tunnels which were multiplexed inside the
  failed tunnels).  By having high levels delay response to a lower
  level failed tunnel, this may limit the amount of control traffic
  needed to completely restore correct service.  However, if the failed
  tunnel cannot be quickly restored, then it is necessary for the
  tunnels or routing instances multiplexed over the failed tunnel to
  respond, and preferable for them to respond quickly and without
  explicit action by network operators.

  With most layer 3 provider-provisioned CE-based VPNs and the VR
  scheme, a per-VPN instance of routing is running over the tunnel,
  thus any loss of connectivity between the tunnel endpoints will be
  detected by the VPN routing instance.  This allows rapid detection of
  tunnel failure.  Careful adjustment of timers might be needed to
  avoid failure propagation as discussed the above.  With the
  aggregated routing scheme, there isn't a per-VPN instance of routing
  running over the tunnel, and therefore some other scheme to detect
  loss of connectivity is needed in the event that the tunnel cannot be
  rapidly restored.

  Failure of connectivity in a tunnel can be very difficult to detect
  reliably.  Among the mechanisms that can be used to detect failure
  are loss of the underlying connectivity to the remote endpoint (as
  indicated, e.g., by "no IP route to host" or no MPLS label), timeout
  of higher layer "hello" mechanisms (e.g., IGP hellos, when the tunnel
  is an adjacency in some IGP), and timeout of keep alive mechanisms in




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  the tunnel establishment protocols (if any).  However, none of these
  techniques provides completely reliable detection of all failure
  modes.  Additional monitoring techniques may also be necessary.

  With hierarchical tunnels it may suffice to only monitor the
  outermost tunnel for loss of connectivity.  However there may be
  failure modes in a device where the outermost tunnel is up but one of
  the inner tunnels is down.

4.3.6.  Survey of Tunneling Techniques

  Tunneling mechanisms provide isolated communication between two CE-PE
  devices.  Available tunneling mechanisms include (but are not limited
  to): GRE [RFC2784] [RFC2890], IP-in-IP encapsulation [RFC2003]
  [RFC2473], IPsec [RFC2401] [RFC2402], and MPLS [RFC3031] [RFC3035].

  Note that the following subsections address tunnel overhead to
  clarify the risk of fragmentation.  Some SP networks contain layer 2
  switches that enforce the standard/default MTU of 1500 bytes.  In
  this case, any encapsulation whatsoever creates a significant risk of
  fragmentation.  However, layer 2 switch vendors are in general aware
  of IP tunneling as well as stacked VLAN overhead, thus many switches
  practically allow an MTU of approximately 1512 bytes now.  In this
  case, up to 12 bytes of encapsulation can be used before there is any
  risk of fragmentation.  Furthermore, to improve TCP and NFS
  performance, switches that support 9K bytes "jumbo frames" are also
  on the market.  In this case, there is no risk of fragmentation.

4.3.6.1.  GRE [RFC2784] [RFC2890]

  Generic Routing Encapsulation (GRE) specifies a protocol for
  encapsulating an arbitrary payload protocol over an arbitrary
  delivery protocol [RFC2784].  In particular, it can be used where
  both the payload and the delivery protocol are IP as is the case in
  layer 3 VPNs.  A GRE tunnel is a tunnel whose packets are
  encapsulated by GRE.

  o Multiplexing

    The GRE specification [RFC2784] does not explicitly support
    multiplexing.  But the key field extension to GRE is specified in
    [RFC2890] and it may be used as a multiplexing field.









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  o QoS/SLA

    GRE itself does not have intrinsic QoS/SLA capabilities, but it
    inherits whatever capabilities exist in the delivery protocol (IP).
    Additional mechanisms, such as Diffserv or RSVP extensions
    [RFC2746], can be applied.

  o Tunnel setup and maintenance

    There is no standard signaling protocol for setting up and
    maintaining GRE tunnels.

  o Large MTUs and minimization of tunnel overhead

    When GRE encapsulation is used, the resulting packet consists of a
    delivery protocol header, followed by a GRE header, followed by the
    payload packet.  When the delivery protocol is IPv4, and if the key
    field is not present, GRE encapsulation adds at least 28 bytes of
    overhead (36 bytes if key field extension is used.)

  o Security

    GRE encapsulation does not provide any significant security.  The
    optional key field can be used as a clear text password to aid in
    the detection of misconfigurations, but it does not provide
    integrity or authentication.  An SP network which supports VPNs
    must do extensive IP address filtering at its borders to prevent
    spoofed packets from penetrating the VPNs.  If multi-provider VPNs
    are being supported, it may be difficult to set up these filters.

4.3.6.2.  IP-in-IP Encapsulation [RFC2003] [RFC2473]

  IP-in-IP specifies the format and procedures for IP-in-IP
  encapsulation.  This allows an IP datagram to be encapsulated within
  another IP datagram.  That is, the resulting packet consists of an
  outer IP header, followed immediately by the payload packet.  There
  is no intermediate header as in GRE.  [RFC2003] and [RFC2473] specify
  IPv4 and IPv6 encapsulations respectively.  Once the encapsulated
  datagram arrives at the intermediate destination (as specified in the
  outer IP header), it is decapsulated, yielding the original IP
  datagram, which is then delivered to the destination indicated by the
  original destination address field.









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  o Multiplexing

    The IP-in-IP specifications don't explicitly support multiplexing.
    But if a different IP address is used for every VPN then the IP
    address field can be used for this purpose.  (See section 4.3.2 for
    detail).

  o QoS/SLA

    IP-in-IP itself does not have intrinsic QoS/SLA capabilities, but
    of course it inherits whatever capabilities exist for IP.
    Additional mechanisms, such as RSVP extensions [RFC2764] or
    DiffServ extensions [RFC2983], may be used with it.

  o Tunnel setup and maintenance

    There is no standard setup and maintenance protocol for IP-in-IP.

  o Large MTUs and minimization of tunnel overhead

    When the delivery protocol is IPv4, IP-in-IP adds at least 20 bytes
    of overhead.

  o Security

    IP-in-IP encapsulation does not provide any significant security.
    An SP network which supports VPNs must do extensive IP address
    filtering at its borders to prevent spoofed packets from
    penetrating the VPNs.  If multi-provider VPNs are being supported,
    it may be difficult to set up these filters.

4.3.6.3.  IPsec [RFC2401] [RFC2402] [RFC2406] [RFC2409]

  IP Security (IPsec) provides security services at the IP layer
  [RFC2401].  It comprises authentication header (AH) protocol
  [RFC2402], encapsulating security payload (ESP) protocol [RFC2406],
  and Internet key exchange (IKE) protocol [RFC2409].  AH protocol
  provides data integrity, data origin authentication, and an
  anti-replay service.  ESP protocol provides data confidentiality and
  limited traffic flow confidentiality.  It may also provide data
  integrity, data origin authentication, and an anti-replay service.
  AH and ESP may be used in combination.

  IPsec may be employed in either transport or tunnel mode.  In
  transport mode, either an AH or ESP header is inserted immediately
  after the payload packet's IP header.  In tunnel mode, an IP packet
  is encapsulated with an outer IP packet header.  Either an AH or ESP
  header is inserted between them.  AH and ESP establish a



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  unidirectional secure communication path between two endpoints, which
  is called a security association.  In tunnel mode, PE-PE tunnel (or a
  CE-CE tunnel) consists of a pair of unidirectional security
  associations.  The IPsec and IKE protocols are used for setting up
  IPsec tunnels.

  o Multiplexing

    The SPI field of AH and ESP is used to multiplex security
    associations (or tunnels) between two peer devices.

  o QoS/SLA

    IPsec itself does not have intrinsic QoS/SLA capabilities, but it
    inherits whatever mechanisms exist for IP.  Other mechanisms such
    as "RSVP Extensions for IPsec Data Flows" [RFC2207] or DiffServ
    extensions [RFC2983] may be used with it.

  o Tunnel setup and maintenance

    The IPsec and IKE protocols are used for the setup and maintenance
    of tunnels.

  o Large MTUs and minimization of tunnel overhead

    IPsec transport mode adds at least 8 bytes of overhead.  IPsec
    tunnel mode adds at least 28 bytes of overhead.  IPsec transport
    mode adds minimal overhead.  In PE-based PPVPNs, the processing
    overhead of IPsec (due to its cryptography) may limit the PE's
    performance, especially if privacy is being provided; this is not
    generally an issue in CE-based PPVPNs.

  o Security

    When IPsec tunneling is used in conjunction with IPsec's
    cryptographic capabilities, excellent authentication and integrity
    functions can be provided.  Privacy can also be optionally
    provided.

4.3.6.4.  MPLS [RFC3031] [RFC3032] [RFC3035]

  Multiprotocol Label Switching (MPLS) is a method for forwarding
  packets through a network.  Routers at the edge of a network apply
  simple labels to packets.  A label may be inserted between the data
  link and network headers, or may be carried in the data link header
  (e.g., the VPI/VCI field in an ATM header).  Routers in the network





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  switch packets according to the labels, with minimal lookup overhead.
  A path, or a tunnel in the PPVPN, is called a "label switched path
  (LSP)".

  o Multiplexing

    LSPs may be multiplexed within other LSPs.

  o QoS/SLA

    MPLS does not have intrinsic QoS or SLA management mechanisms, but
    bandwidth may be allocated to LSPs, and their routing may be
    explicitly controlled.  Additional techniques such as DiffServ and
    DiffServ aware traffic engineering may be used with it [RFC3270]
    [MPLS-DIFF-TE].  QoS capabilities from IP may be inherited.

  o Tunnel setup and maintenance

    LSPs are set up and maintained by LDP (Label Distribution
    Protocol), RSVP (Resource Reservation Protocol) [RFC3209], or BGP.

  o Large MTUs and minimization of tunnel overhead.

    MPLS encapsulation adds four bytes per label.  VPN-2547BIS's
    [VPN-2547BIS] approach uses at least two labels for encapsulation
    and adds minimal overhead.

  o Encapsulation

    MPLS packets may optionally be encapsulated in IP or GRE, for cases
    where it is desirable to carry MPLS packets over an IP-only
    infrastructure.

  o Security

    MPLS encapsulation does not provide any significant security.  An
    SP which is providing VPN service can refuse to accept MPLS packets
    from outside its borders.  This provides the same level of
    assurance as would be obtained via IP address filtering when
    IP-based encapsulations are used.  If a VPN is jointly provided by
    multiple SPs, care should be taken to ensure that a labeled packet
    is accepted from a neighboring router in another SP only if its top
    label is one which was actually distributed to that router.








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  o Applicability

    MPLS is the only one of the encapsulation techniques that cannot be
    guaranteed to run over any IP network.  Hence it would not be
    applicable when transparency to the Internet is a requirement.

    If the VPN backbone consists of several cooperating SP networks
    which support MPLS, then the adjacent networks may support MPLS at
    their interconnects.  If two cooperating SP networks which support
    MPLS are separated by a third which does not support MPLS, then
    MPLS-in-IP or MPLS-in-IPsec tunneling may be done between them.

4.4.  PE-PE Distribution of VPN Routing Information

  In layer 3 PE-based VPNs, PE devices examine the IP headers of
  packets they receive from the customer networks.  Forwarding is based
  on routing information received from the customer network.  This
  implies that the PE devices need to participate in some manner in
  routing for the customer network.  Section 3.3 discussed how routing
  would be done in the customer network, including the customer
  interface.  In this section, we discuss ways in which the routing
  information from a particular VPN may be passed, over the shared VPN
  backbone, among the set of PEs attaching to that VPN.

  The PEs needs to distribute two types of routing information to each
  other: (i) Public Routing: routing information which specifies how to
  reach addresses on the VPN backbone (i.e., "public addresses"); call
  this "public routing information" (ii) VPN Routing: routing
  information obtained from the CEs, which specifies how to reach
  addresses ("private addresses") that are in the VPNs.

  The way in which routing information in the first category is
  distributed is outside the scope of this document; we discuss only
  the distribution of routing information in the second category.  Of
  course, one of the requirements for distributing VPN routing
  information is that it be kept separate and distinct from the public
  information.  Another requirement is that the distribution of VPN
  routing information not destabilize or otherwise interfere with the
  distribution of public routing information.

  Similarly, distribution of VPN routing information associated with
  one VPN should not destabilize or otherwise interfere with the
  operation of other VPNs.  These requirements are, for example,
  relevant in the case that a private network might be suffering from
  instability or other problems with its internal routing, which might
  be propagated to the VPN used to support that private network.





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  Note that this issue does not arise in CE-based VPNs, as in CE-based
  VPNs, the PE devices do not see packets from the VPN until after the
  packets haven been encapsulated in an outer header that has only
  public addresses.

4.4.1.  Options for VPN Routing in the SP

  The following technologies can be used for exchanging VPN routing
  information discussed in sections 3.3.1.3 and 4.1.

  o Static routing

  o RIP [RFC2453]

  o OSPF [RFC2328]

  o BGP-4 [RFC1771]

4.4.2.  VPN Forwarding Instances (VFIs)

  In layer 3 PE-based VPNs, the PE devices receive unencapsulated IP
  packets from the CE devices, and the PE devices use the IP
  destination addresses in these packets to help make their forwarding
  decisions.  In order to do this properly, the PE devices must obtain
  routing information from the customer networks.  This implies that
  the PE device participates in some manner in the customer network's
  routing.

  In layer 3 PE-based VPNs, a single PE device connected to several CE
  devices that are in the same VPN, and it may also be connected to CE
  devices of different VPNs.  The route which the PE chooses for a
  given IP destination address in a given packet will depend on the VPN
  from which the packet was received.  A PE device must therefore have
  a separate forwarding table for each VPN to which it is attached.  We
  refer to these forwarding tables as "VPN Forwarding Instances"
  (VFIs), as defined in section 2.1.

  A VFI contains routes to locally attached VPN sites, as well as
  routes to remote VPN sites.  Section 4.4 discusses the way in which
  routes to remote sites are obtained.

  Routes to local sites may be obtained in several ways.  One way is to
  explicitly configure static routes into the VFI.  This can be useful
  in simple deployments, but it requires that one or more devices in
  the customer's network be configured with static routes (perhaps just
  a default route), so that traffic will be directed from the site to
  the PE device.




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  Another way is to have the PE device be a routing peer of the CE
  device, in a routing algorithm such as RIP, OSPF, or BGP.  Depending
  on the deployment scenario, the PE might need to advertise a large
  number of routes to each CE (e.g., all the routes which the PE
  obtained from remote sites in the CE's VPN), or it might just need to
  advertise a single default route to the CE.

  A PE device uses some resources in proportion to the number of VFIs
  that it has, particularly if a distinct dynamic routing protocol
  instance is associated with each VFI.  A PE device also uses some
  resources in proportion to the total number of routes it supports,
  where the total number of routes includes all the routes in all its
  VFIs, and all the public routes.  These scaling factors will limit
  the number of VPNs which a single PE device can support.

  When dynamic routing is used between a PE and a CE, it is not
  necessarily the case that each VFI is associated with a single
  routing protocol instance.  A single routing protocol instance may
  provide routing information for multiple VFIs, and/or multiple
  routing protocol instances might provide information for a single
  VFI.  See sections 4.4.3, 4.4.4, 3.3.1, and 3.3.1.3 for details.

  There are several options for how VPN routes are carried between the
  PEs, as discussed below.

4.4.3.  Per-VPN Routing

  One option is to operate separate instances of routing protocols
  between the PEs, one instance for each VPN.  When this is done,
  routing protocol packets for each customer network need to be
  tunneled between PEs.  This uses the same tunneling method, and
  optionally the same tunnels, as is used for transporting VPN user
  data traffic between PEs.

  With per-VPN routing, a distinct routing instance corresponding to
  each VPN exists within the corresponding PE device.  VPN-specific
  tunnels are set up between PE devices (using the control mechanisms
  that were discussed in sections 3 and 4).  Logically these tunnels
  are between the VFIs which are within the PE devices.  The tunnels
  then used as if they were normal links between normal routers.
  Routing protocols for each VPN operate between VFIs and the routers
  within the customer network.

  This approach establishes, for each VPN, a distinct "control plane"
  operating across the VPN backbone.  There is no sharing of control
  plane by any two VPNs, nor is there any sharing of control plane by





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  the VPN routing and the public routing.  With this approach each PE
  device can logically be thought of as consisting of multiple
  independent routers.

  The multiple routing instances within the PE device may be separate
  processes, or may be in the same process with different data
  structures.  Similarly, there may be mechanisms internal to the PE
  devices to partition memory and other resources between routing
  instances.  The mechanisms for implementing multiple routing
  instances within a single physical PE are outside of the scope of
  this framework document, and are also outside of the scope of other
  standards documents.

  This approach tends to minimize the explicit interactions between
  different VPNs, as well as between VPN routing and public routing.
  However, as long as the independent logical routers share the same
  hardware, there is some sharing of resources, and interactions are
  still possible.  Also, each independent control plane has its
  associated overheads, and this can raise issues of scale.  For
  example, the PE device must run a potentially large number of
  independent routing "decision processes," and must also maintain a
  potentially very large number of routing adjacencies.

4.4.4.  Aggregated Routing Model

  Another option is to use one single instance of a routing protocol
  for carrying VPN routing information between the PEs.  In this
  method, the routing information for multiple different VPNs is
  aggregated into a single routing protocol.

  This approach greatly reduces the number of routing adjacencies which
  the PEs must maintain, since there is no longer any need to maintain
  more than one such adjacency between a given pair of PEs.  If the
  single routing protocol supports a hierarchical route distribution
  mechanism (such as BGP's "route reflectors"), the PE-PE adjacencies
  can be completely eliminated, and the number of backbone adjacencies
  can be made into a small constant which is independent of the number
  of PE devices.  This improves the scaling properties.

  Additional routing instances may still be needed to support the
  exchange of routing information between the PE and its locally
  attached CEs.  These can be eliminated, with a consequent further
  improvement in scalability, by using static routing on the PE-CE
  interfaces, or possibly by having the PE-CE routing interaction use
  the same protocol instance that is used to distribute VPN routes
  across the VPN backbone (see section 4.4.4.2 for a way to do this).





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  With this approach, the number of routing protocol instances in a PE
  device does not depend on the number of CEs supported by the PE
  device, if the routing between PE and CE devices is static or BGP-4.
  However, CE and PE devices in a VPN exchange route information inside
  a VPN using a routing protocol except for BGP-4, the number of
  routing protocol entities in a PE device depends on the number of CEs
  supported by the PE device.

  In principle it is possible for routing to be aggregated using either
  BGP or on an IGP.

4.4.4.1.  Aggregated Routing with OSPF or IS-IS

  When supporting VPNs, it is likely that there can be a large number
  of VPNs supported within any given SP network.  In general only a
  small number of PE devices will be interested in the operation of any
  one VPN.  Thus while the total amount of routing information related
  to the various customer networks will be very large, any one PE needs
  to know about only a small number of such networks.

  Generally SP networks use OSPF or IS-IS for interior routing within
  the SP network.  There are very good reasons for this choice, which
  are outside of the scope of this document.

  Both OSPF and IS-IS are link state routing protocols.  In link state
  routing, routing information is distributed via a flooding protocol.
  The set of routing peers is in general not fully meshed, but there is
  a path from any router in the set to any other.  Flooding ensures
  that routing information from any one router reaches all the others.
  This requires all routers in the set to maintain the same routing
  information.  One couldn't withhold any routing information from a
  particular peer unless it is known that none of the peers further
  downstream will need that information, and in general this cannot be
  known.

  As a result, if one tried to do aggregated routing by using OSPF,
  with all the PEs in the set of routing peers, all the PEs would end
  up with the exact same routing information; there is no way to
  constrain the distribution of routing information to a subset of the
  PEs.  Given the potential magnitude of the total routing information
  required for supporting a large number of VPNs, this would have
  unfortunate scaling implications.

  In some cases VPNs may span multiple areas within a provider, or span
  multiple providers.  If VPN routing information were aggregated into
  the IGP used within the provider, then some method would need to be
  used to extend the reach of IGP routing information between areas and
  between SPs.



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4.4.4.2.  Aggregated Routing with BGP

  In order to use BGP for aggregated routing, the VPN routing
  information must be clearly distinguished from the public Internet
  routing information.  This is typically done by making use of BGP's
  capability of handling multiple address families, and treating the
  VPN routes as being in a different address family than the public
  Internet routes.  Typically a VPN route also carries attributes which
  depend on the particular VPN or VPNs to which that route belongs.

  When BGP is used for carrying VPN information, the total amount of
  information carried in BGP (including the Internet routes and VPN
  routes) may be quite large.  As noted above, there may be a large
  number of VPNs which are supported by any particular provider, and
  the total amount of routing information associated with all VPNs may
  be quite large.  However, any one PE will in general only need to be
  aware of a small number of VPNs.  This implies that where VPN routing
  information is aggregated into BGP, it is desirable to be able to
  limit which VPN information is distributed to which PEs.

  In "Interior BGP" (IBGP), routing information is not flooded; it is
  sent directly, over a TCP connection, to the peer routers (or to a
  route reflector).  These peer routers (unless they are route
  reflectors) are then not even allowed to redistribute the information
  to each other.  BGP also has a comprehensive set of mechanisms for
  constraining the routing information that any one peer sends to
  another, based on policies established by the network administration.
  Thus IBGP satisfies one of the requirements for aggregated routing
  within a single SP network - it makes it possible to ensure that
  routing information relevant to a particular VPN is processed only by
  the PE devices that attach to that VPN.  All that is necessary is
  that each VPN route be distributed with one or more attributes which
  identify the distribution policies.  Then distribution can be
  constrained by filtering against these attributes.

  In "Exterior BGP" (EBGP), routing peers do redistribute routing
  information to each other.  However, it is very common to constrain
  the distribution of particular items of routing information so that
  they only go to those exterior peers who have a "need to know,"
  although this does require a priori knowledge of which paths may
  validly lead to which addresses.  In the case of VPN routing, if a
  VPN is provided by a small set of cooperating SPs, such constraints
  can be applied to ensure that the routing information relevant to
  that VPN does not get distributed anywhere it doesn't need to be.  To
  the extent that a particular VPN is supported by a small number of
  cooperating SPs with private peering arrangements, this is





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  particularly straightforward, as the set of EBGP neighbors which need
  to know the routing information from a particular VPN is easier to
  determine.

  BGP also has mechanisms (such as "Outbound Route Filtering," ORF)
  which enable the proper set of VPN routing distribution constraints
  to be dynamically distributed.  This reduces the management burden of
  setting up the constraints, and hence improves scalability.

  Within a single routing domain (in the layer 3 VPN context, this
  typically means within a single SP's network), it is common to have
  the IBGP routers peer directly with one or two route reflectors,
  rather than having them peer directly with each other.  This greatly
  reduces the number of IBGP adjacencies which any one router must
  support.  Further, a route reflector does not merely redistribute
  routing information, it "digests" the information first, by running
  its own decision processes.  Only routes which survive the decision
  process are redistributed.

  As a result, when route reflectors are used, the amount of routing
  information carried around the network, and in particular, the amount
  of routing information which any given router must receive and
  process, is greatly reduced.  This greatly increases the scalability
  of the routing distribution system.

  It has already been stated that a given PE has VPN routing
  information only for those PEs to which it is directly attached.  It
  is similarly important, for scalability, to ensure that no single
  route reflector should have to have all the routing information for
  all VPNs.  It is after all possible for the total number of VPN
  routes (across all VPNs supported by an SP) to exceed the number
  which can be supported by a single route reflector.  Therefore, the
  VPN routes may themselves be partitioned, with some route reflectors
  carrying one subset of the VPN routes and other route reflectors
  carrying a different subset.  The route reflectors which carry the
  public Internet routes can also be completely separate from the route
  reflectors that carry the VPN routes.

  The use of outbound route filters allows any one PE and any one route
  reflector to exchange information about only those VPNs which the PE
  and route reflector are both interested in.  This in turn ensures
  that each PE and each route reflector receives routing information
  only about the VPNs which it is directly supporting.  Large SPs which
  support a large number of VPNs therefore can partition the
  information which is required for support of those VPNs.






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  Generally a PE device will be restricted in the total number of
  routes it can support, whether those are public Internet routes or
  VPN routes.  As a result, a PE device may be able to be attached to a
  larger number of VPNs if it does not also need to support Internet
  routes.

  The way in which VPN routes are partitioned among PEs and/or route
  reflectors is a deployment issue.  With suitable deployment
  procedures, the limited capacity of these devices will not limit the
  number of VPNs that can be supported.

  Similarly, whether a given PE and/or route reflector contains
  Internet routes as well as VPN routes is a deployment issue.  If the
  customer networks served by a particular PE do not need the Internet
  access, then that PE does not need to be aware of the Internet
  routes.  If some or all of the VPNs served by a particular PE do need
  the Internet access, but the PE does not contain Internet routes,
  then the PE can maintain a default route that routes all the Internet
  traffic from that PE to a different router within the SP network,
  where that other router holds the full the Internet routing table.
  With this approach the PE device needs only a single default route
  for all the Internet routes.

  For the reasons given above, the BGP protocol seems to be a
  reasonable protocol to use for distributing VPN routing information.
  Additional reasons for the use of BGP are:

  o BGP has been proven to be useful for distributing very large
    amounts of routing information; there isn't any routing
    distribution protocol which is known to scale any better.

  o The same BGP instance that is used for PE-PE distribution of VPN
    routes can be used for PE-CE route distribution, if CE-PE routing
    is static or BGP.  PEs and CEs are really parts of distinct
    Autonomous Systems, and BGP is particularly well-suited for
    carrying routing information between Autonomous Systems.

  On the other hand, BGP is also used for distributing public Internet
  routes, and it is crucially important that VPN route distributing not
  compromise the distribution of public Internet routes in any way.
  This issue is discussed in the following section.










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4.4.5.  Scalability and Stability of Routing with Layer 3 PE-based VPNs

  For layer 3 PE-based VPNs, there are likely to be cases where a
  service provider supports Internet access over the same link that is
  used for VPN service.  Thus, a particular CE to PE link may carry
  both private network IP packets (for transmission between sites of
  the private network using VPN services) as well as public Internet
  traffic (for transmission from the private site to the Internet, and
  for transmission to the private site from the Internet).  This
  section looks at the scalability and stability of routing in this
  case.  It is worth noting that this sort of issue may be applicable
  where per-VPN routing is used, as well as where aggregated routing is
  used.

  For layer 3 PE-based VPNs, it is necessary for the PE devices to be
  able to forward IP packets using the addresses spaces of the
  supported private networks, as well as using the full Internet
  address space.  This implies that PE devices might in some cases
  participate in routing for the private networks, as well as for the
  public Internet.

  In some cases the routing demand on the PE might be low enough, and
  the capabilities of the PE, might be great enough, that it is
  reasonable for the PE to participate fully in routing for both
  private networks and the public Internet.  For example, the PE device
  might participate in normal operation of BGP as part of the global
  Internet.  The PE device might also operate routing protocols (or in
  some cases use static routing) to exchange routes with CE devices.

  For large installations, or where PE capabilities are more limited,
  it may be undesirable for the PE to fully participate in routing for
  both VPNs as well as the public Internet.  For example, suppose that
  the total volume of routes and routing instances supported by one PE
  across multiple VPNs is very large.  Suppose furthermore that one or
  more of the private networks suffers from routing instabilities, for
  example resulting in a large number of routing updates being
  transmitted to the PE device.  In this case it is important to
  prevent such routing from causing any instability in the routing used
  in the global Internet.

  In these cases it may be necessary to partition routing, so that the
  PE does not need to maintain as large a collection of routes, and so
  that the PE is not able to adversely effect Internet routing.  Also,
  given that the total number of route prefixes and the total number of
  routing instances which the PE needs to maintain might be very large,
  it may be desirable to limit the participation in Internet routing
  for those PEs which are supporting a large number of VPNs or which
  are supporting large VPNs.



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  Consider a case where a PE is supporting a very large number of VPNs,
  some of which have a large number of sites.  To pick a VERY large
  example, let's suppose 1000 VPNs, with an average of 100 sites each,
  plus 10 prefixes per site on average.  Consider that the PE also
  needs to be able to route traffic to the Internet in general.  In
  this example the PE might need to support approximately 1,000,000
  prefixes for the VPNs, plus more than 100,000 prefixes for the
  Internet.  If augmented and aggregated routing is used, then this
  implies a large number of routes which may be advertised in a single
  routing protocol (most likely BGP).  If the VR approach is used, then
  there are also 100,000 neighbor adjacencies in the various per-VPN
  routing protocol instances.  In some cases this number of routing
  prefixes and/or this number of adjacencies might be difficult to
  support in one device.

  In this case, an alternate approach is to limit the PE's
  participation in Internet routing to the absolute minimum required:
  Specifically the PE will need to know which Internet address prefixes
  are reachable via directly attached CE devices.  All other Internet
  routes may be summarized into a single default route pointing to one
  or more P routers.  In many cases the P routers to which the default
  routes are directed may be the P routers to which the PE device is
  directly attached (which are the ones which it needs to use for
  forwarding most Internet traffic).  Thus if there are M CE devices
  directly connected to the PE, and if these M CE devices are the next
  hop for a total of N globally addressable Internet address prefixes,
  then the PE device would maintain N+1 routes corresponding to
  globally routable Internet addresses.

  In this example, those PE devices which provide VPN service run
  routing to compute routes for the VPNs, but don't operate Internet
  routing, and instead use only a default route to route traffic to all
  Internet destinations (not counting the addresses which are reachable
  via directly attached CE devices).  The P routers need to maintain
  Internet routes, and therefore take part in Internet routing
  protocols.  However, the P routers don't know anything about the VPN
  routes.

  In some cases the maximum number of routes and/or routing instances
  supportable via a single PE device may limit the number of VPNs which
  can be supported by that PE.  For example, in some cases this might
  require that two different PE devices be used to support VPN services
  for a set of multiple CEs, even if one PE might have had sufficient
  throughput to handle the data traffic from the full set of CEs.
  Similarly, the amount of resources which any one VPN is permitted to
  use in a single PE might be restricted.





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  There will be cases where it is not necessary to partition the
  routing, since the PEs will be able to maintain all VPN routes and
  all Internet routes without a problem.  However, it is important that
  VPN approaches allow partitioning to be used where needed in order to
  prevent future scaling problems.  Again, making the system scalable
  is a matter of proper deployment.

  It may be wondered whether it is ever desirable to have both Internet
  routing and VPN routing running in a single PE device or route
  reflector.  In fact, if there is even a single system running both
  Internet routing and VPN routing, doesn't that raise the possibility
  that a disruption within the VPN routing system will cause a
  disruption within the Internet routing system?

  Certainly this possibility exists in theory.  To minimize that
  possibility, BGP implementations which support multiple address
  families should be organized so as to minimize the degree to which
  the processing and distribution of one address family affects the
  processing and distribution of another.  This could be done, for
  example, by suitable partitioning of resources.  This partitioning
  may be helpful both to protect Internet routing from VPN routing, and
  to protect well behaved VPN customers from "mis-behaving" VPNs.  Or
  one could try to protect the Internet routing system from the VPN
  routing system by giving preference to the Internet routing.  Such
  implementation issues are outside the scope of this document.  If one
  has inadequate confidence in an implementation, deployment procedures
  can be used, as explained above, to separate the Internet routing
  from the VPN routing.

4.5.  Quality of Service, SLAs, and IP Differentiated Services

  The following technologies for QoS/SLA may be applicable to PPVPNs.

4.5.1.  IntServ/RSVP [RFC2205] [RFC2208] [RFC2210] [RFC2211] [RFC2212]

  Integrated services, or IntServ for short, is a mechanism for
  providing QoS/SLA by admission control.  RSVP is used to reserve
  network resources.  The network needs to maintain a state for each
  reservation.  The number of states in the network increases in
  proportion to the number of concurrent reservations.

  In some cases, IntServ on the edge of a network (e.g., over the
  customer interface) may be mapped to DiffServ in the SP network.








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4.5.2.  DiffServ [RFC2474] [RFC2475]

  IP differentiated service, or DiffServ for short, is a mechanism for
  providing QoS/SLA by differentiating traffic.  Traffic entering a
  network is classified into several behavior aggregates at the network
  edge and each is assigned a corresponding DiffServ codepoint.  Within
  the network, traffic is treated according to its DiffServ codepoint.
  Some behavior aggregates have already been defined.  Expedited
  forwarding behavior [RFC3246] guarantees the QoS, whereas assured
  forwarding behavior [RFC2597] differentiates traffic packet
  precedence values.

  When DiffServ is used, network provisioning is done on a
  per-traffic-class basis.  This ensures a specific class of service
  can be achieved for a class (assuming that the traffic load is
  controlled).  All packets within a class are then treated equally
  within an SP network.  Policing is done at input to prevent any one
  user from exceeding their allocation and therefore defeating the
  provisioning for the class as a whole.  If a user exceeds their
  traffic contract, then the excess packets may optionally be
  discarded, or may be marked as "over contract".  Routers throughout
  the network can then preferentially discard over contract packets in
  response to congestion, in order to ensure that such packets do not
  defeat the service guarantees intended for in contract traffic.

4.6.  Concurrent Access to VPNs and the Internet

  In some scenarios, customers will need to concurrently have access to
  their VPN network and to the public Internet.

  Two potential problems are identified in this scenario: the use of
  private addresses and the potential security threads.

  o The use of private addresses

    The IP addresses used in the customer's sites will possibly belong
    to a private routing realm, and as such be unusable in the public
    Internet.  This means that a network address translation function
    (e.g., NAT) will need to be implemented to allow VPN customers to
    access the Public Internet.

    In the case of layer 3 PE-based VPNs, this translation function
    will be implemented in the PE to which the CE device is connected.
    In the case of layer 3 provider-provisioned CE-based VPNs, this
    translation function will be implemented on the CE device itself.






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  o Potential security threat

    As portions of the traffic that flow to and from the public
    Internet are not necessarily under the SP's nor the customer's
    control, some traffic analyzing function (e.g., a firewall
    function) will be implemented to control the traffic entering and
    leaving the VPN.

    In the case of layer 3 PE-based VPNs, this traffic analyzing
    function will be implemented in the PE device (or in the VFI
    supporting a specific VPN), while in the case of layer 3 provider
    provisioned CE-based VPNs, this function will be implemented in the
    CE device.

  o Handling of a customer IP packet destined for the Internet

    In the case of layer 3 PE-based VPNs, an IP packet coming from a
    customer site will be handled in the corresponding VFI.  If the IP
    destination address in the packet's IP header belongs to the
    Internet, multiple scenarios are possible, based on the adapted
    policy.  As a first possibility, when Internet access is not
    allowed, the packet will be dropped.  As a second possibility, when
    (controlled) Internet access is allowed, the IP packet will go
    through the translation function and eventually through the traffic
    analyzing function before further processing in the PE's global
    Internet forwarding table.

  Note that different implementation choices are possible.  One can
  choose to implement the translation and/or the traffic analyzing
  function in every VFI (or CE device in the context of layer 3
  provider-provisioned CE-based VPNs), or alternatively in a subset or
  even in only one VPN network element.  This would mean that the
  traffic to/from the Internet from/to any VPN site needs to be routed
  through that single network element (this is what happens in a hub
  and spoke topology for example).

4.7.  Network and Customer Management of VPNs

4.7.1.  Network and Customer Management

  Network and customer management systems responsible for managing VPN
  networks have several challenges depending on the type of VPN network
  or networks they are required to manage.

  For any type of provider-provisioned VPN it is useful to have one
  place where the VPN can be viewed and optionally managed as a whole.
  The NMS may therefore be a place where the collective instances of a
  VPN are brought together into a cohesive picture to form a VPN.  To



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  be more precise, the instances of a VPN on their own do not form the
  VPN; rather, the collection of disparate VPN sites together forms the
  VPN.  This is important because VPNs are typically configured at the
  edges of the network (i.e., PEs) either through manual configuration
  or auto-configuration.  This results in no state information being
  kept in within the "core" of the network.  Sometimes little or no
  information about other PEs is configured at any particular PE.

  Support of any one VPN may span a wide range of network equipment,
  potentially including equipment from multiple implementors.  Allowing
  a unified network management view of the VPN therefore is simplified
  through use of standard management interfaces and models.  This will
  also facilitate customer self-managed (monitored) network devices or
  systems.

  In cases where significant configuration is required whenever a new
  service is provisioned, it is important for scalability reasons that
  the NMS provide a largely automated mechanism for this operation.
  Manual configuration of VPN services (i.e., new sites, or
  re-provisioning existing ones), could lead to scalability issues, and
  should be avoided.  It is thus important for network operators to
  maintain visibility of the complete picture of the VPN through the
  NMS system.  This must be achieved using standard protocols such as
  SNMP, XML, or LDAP.  Use of proprietary command-line interfaces has
  the disadvantage that proprietary interfaces do not lend themselves
  to standard representations of managed objects.

  To achieve the goals outlined above for network and customer
  management, device implementors should employ standard management
  interfaces to expose the information required to manage VPNs.  To
  this end, devices should utilize standards-based mechanisms such as
  SNMP, XML, or LDAP to achieve this goal.

4.7.2.  Segregated Access of VPN Information

  Segregated access of VPNs information is important in that customers
  sometimes require access to information in several ways.  First, it
  is important for some customers (or operators) to access PEs, CEs or
  P devices within the context of a particular VPN on a per-VPN-basis
  in order to access statistics, configuration or status information.
  This can either be under the guise of general management,
  operator-initiated provisioning, or SLA verification (SP, customer or
  operator).








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  Where users outside of the SP have access to information from PE or P
  devices, managed objects within the managed devices must be
  accessible on a per-VPN basis in order to provide the customer, the
  SP or the third party SLA verification agent with a high degree of
  security and convenience.

  Security may require authentication or encryption of network
  management commands and information.  Information hiding may use
  encryption or may isolate information through a mechanism that
  provides per-VPN access.  Authentication or encryption of both
  requests and responses for managed objects within a device may be
  employed.  Examples of how this can be achieved include IPsec
  tunnels, SNMPv3 encryption for SNMP-based management, or encrypted
  telnet sessions for CLI-based management.

  In the case of information isolation, any one customer should only be
  able to view information pertaining to its own VPN or VPNs.
  Information isolation can also be used to partition the space of
  managed objects on a device in such a way as to make it more
  convenient for the SP to manage the device.  In certain deployments,
  it is also important for the SP to have access to information
  pertaining to all VPNs, thus it may be important for the SP to create
  virtual VPNs within the management domain which overlap across
  existing VPNs.

  If the user is allowed to change the configuration of their VPN, then
  in some cases customers may make unanticipated changes or even
  mistakes, thereby causing their VPN to mis-behave.  This in turn may
  require an audit trail to allow determination of what went wrong and
  some way to inform the carrier of the cause.

  The segregation and security access of information on a per-VPN basis
  is also important when the carrier of carrier's paradigm is employed.
  In this case it may be desirable for customers (i.e., sub-carriers or
  VPN wholesalers) to manage and provision services within their VPNs
  on their respective devices in order to reduce the management
  overhead cost to the carrier of carrier's SP.  In this case, it is
  important to observe the guidelines detailed above with regard to
  information hiding, isolation and encryption.  It should be noted
  that there may be many flavors of information hiding and isolation
  employed by the carrier of carrier's SP.  If the carrier of carriers
  SP does not want to grant the sub-carrier open access to all of the
  managed objects within their PEs or P routers, it is necessary for
  devices to provide network operators with secure and scalable per-VPN
  network management access to their devices.  For the reasons outlined
  above, it therefore is desirable to provide standard mechanisms for
  achieving these goals.




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5.  Interworking Interface

  This section describes interworking between different layer 3 VPN
  approaches.  This may occur either within a single SP network, or at
  an interface between SP networks.

5.1.  Interworking Function

  Figure 2.5 (see section 2.1.3) illustrates a case where one or more
  PE devices sits at the logical interface between two different layer
  3 VPN approaches.  With this approach the interworking function
  occurs at a PE device which participates in two or more layer 3 VPN
  approaches.  This might be physically located at the boundary between
  service providers, or might occur at the logical interface between
  different approaches within a service provider.

  With layer 3 VPNs, the PE devices are in general layer 3 routers, and
  are able to forward layer 3 packets on behalf of one or more private
  networks.  For example, it may be common for a PE device supporting
  layer 3 VPNs to contain multiple logical VFIs (sections 1, 2, 3.3.1,
  4.4.2) each of which supports forwarding and routing for a private
  network.

  The PE which implements an interworking function needs to participate
  in the normal manner in the operation of multiple approaches for
  supporting layer 3 VPNs.  This involves the functions discussed
  elsewhere in this document, such as VPN establishment and
  maintenance, VPN tunneling, routing for the VPNs, and QoS
  maintenance.

  VPN establishment and maintenance information, as well as VPN routing
  information will need to be passed between VPN approaches.  This
  might involve passing of information between approaches as part of
  the interworking function.  Optionally this might involve manual
  configuration so that, for example, all of the participants in the
  VPN on one side of the interworking function considers the PE
  performing the interworking function to be the point to use to
  contact a large number of systems (comprising all systems supported
  by the VPN located on the other side of the interworking function).

5.2.  Interworking Interface

  Figure 2.6 (see section 2.1.3) illustrates a case where interworking
  is performed by use of tunnels between PE devices.  In this case each
  PE device participates in the operation of one layer 3 VPN approach.
  Interworking between approaches makes use of per-VPN tunnels set up
  between PE.  Each PEs operates as if it is a normal PEs, and
  considers each tunnel to be associated with a particular VPN.



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  Information can then be transmitted over the interworking interface
  in the same manner that it is transmitted over a CE to PE interface.

  In some cases establishment of the interworking interfaces may
  require manual configuration, for example to allow each PE to
  determine which tunnels should be set up, and which private network
  is associated with each tunnel.

5.2.1.  Tunnels at the Interworking Interface

  In order to implement an interworking interface between two SP
  networks for supporting one or more PPVPN spanning both SP networks,
  a mechanism for exchanging customer data as well as associated
  control data (e.g., routing data) should be provided.

  Since PEs of SP networks to be interworked may only communicate over
  a network cloud, an appropriate tunnel established through the
  network cloud will be used for exchanging data associated with the
  PPVPN realized by interworked SP networks.

  In this way, each interworking tunnel is assigned to an associated
  layer 3 PE-based VPN; in other words, a tunnel is terminated by a VFI
  (associated with the PPVPN) in a PE device.  This scenario results in
  implementation of traffic isolation for PPVPNs supported by an
  Interworking Interface and spanning multiple SP networks (in each SP
  network, there is no restriction in applied technology for providing
  PPVPN so that both sides may adopt different technologies).  The way
  of the assignment of each tunnel for a PE-based VPN is specific to
  implementation technology used by the SP network that is
  inter-connected to the tunnel at the PE device.

  The identifier of layer 3 PE-based VPN at each end is meaningful only
  in the context of the specific technology of an SP network and need
  not be understood by another SP network interworking through the
  tunnel.

  The following tunneling mechanisms may be used at the interworking
  interface.  Available tunneling mechanisms include (but are not
  limited to): GRE, IP-in-IP, IP over ATM, IP over FR, IPsec, and MPLS.

  o GRE

    The tunnels at interworking interface may be provided by GRE
    [RFC2784] with key and sequence number extensions [RFC2890].







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  o IP-in-IP

    The tunnels at interworking interface may be provided by IP-in-IP
    [RFC2003] [RFC2473].

  o IP over ATM AAL5

    The tunnels at interworking interface may be provided by IP over
    ATM AAL5 [RFC2684] [RFC2685].

  o IP over FR

    The tunnels at interworking interface may be provided by IP over
    FR.

  o IPsec

    The tunnels at interworking interface may be provided by IPsec
    [RFC2401] [RFC2402].

  o MPLS

    The tunnels at interworking interface may be provided by MPLS
    [RFC3031] [RFC3035].

5.3.  Support of Additional Services

  This subsection describes additional usages for supporting QoS/SLA,
  customer visible routing, and customer visible multicast routing, as
  services of layer 3 PE-based VPNs spanning multiple SP networks.

  o QoS/SLA

    QoS/SLA management mechanisms for GRE, IP-in-IP, IPsec, and MPLS
    tunnels were discussed in sections 4.3.6 and 4.5.  See these
    sections for details.  FR and ATM are capable of QoS guarantee.
    Thus, QoS/SLA may also be supported at the interworking interface.

  o Customer visible routing

    As described in section 3.3, customer visible routing enables the
    exchange of unicast routing information between customer sites
    using a routing protocol such as OSPF, IS-IS, RIP, and BGP-4.  On
    the interworking interface, routing packets, such as OSPF packets,
    are transmitted through a tunnel associated with a layer 3 PE-based
    VPN in the same manner as that for user data packets within the
    VPN.




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  o Customer visible multicast routing

    Customer visible multicast routing enables the exchange of
    multicast routing information between customer sites using a
    routing protocol such as DVMRP and PIM.  On the interworking
    interface, multicast routing packets are transmitted through a
    tunnel associated with a layer 3 PE-based VPN in the same manner as
    that for user data packets within the VPN.  This enables a
    multicast tree construction within the layer 3 PE-based VPN.

5.4.  Scalability Discussion

  This subsection discusses scalability aspect of the interworking
  scenario.

  o Number of routing protocol instances

    In the interworking scenario discussed in this section, the number
    of routing protocol instances and that of layer 3 PE-based VPNs are
    the same.  However, the number of layer 3 PE-based VPNs in a PE
    device is limited due to resource amount and performance of the PE
    device.  Furthermore, each tunnel is expected to require some
    bandwidth, but total of the bandwidth is limited by the capacity of
    a PE device; thus, the number of the tunnels is limited by the
    capabilities of the PE.  This limit is not a critical drawback.

  o Performance of packet transmission

    The interworking scenario discussed in this section does not place
    any additional burden on tunneling technologies used at
    interworking interface.  Since performance of packet transmission
    depends on a tunneling technology applied, it should be carefully
    selected when provisioning interworking.  For example, IPsec places
    computational requirements for encryption/decryption.

6.  Security Considerations

  Security is one of the key requirements concerning VPNs.  In network
  environments, the term security currently covers many different
  aspects of which the most important from a networking perspective are
  shortly discussed hereafter.

  Note that the Provider-Provisioned VPN requirements document explains
  the different security requirements for Provider-Provisioned VPNs in
  more detail.






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6.1.  System Security

  Like in every network environment, system security is the most
  important security aspect that must be enforced.  Care must be taken
  that no unauthorized party can gain access to the network elements
  that control the VPN functionality (e.g., PE and CE devices).

  As the VPN customers are making use of the shared SP's backbone, the
  SP must ensure the system security of its network elements and
  management systems.

6.2.  Access Control

  When a network or parts of a network are private, one of the
  requirements is that access to that network (part) must be restricted
  to a limited number of well-defined customers.  To accomplish this
  requirement, the responsible authority must control every possible
  access to the network.

  In the context of PE-based VPNs, the access points to a VPN must be
  limited to the interfaces that are known by the SP.

6.3.  Endpoint Authentication

  When one receives data from a certain entity, one would like to be
  sure of the identity of the sending party.  One would like to be sure
  that the sending entity is indeed whom he or she claims to be, and
  that the sending entity is authorized to reach a particular
  destination.

  In the context of layer 3 PE-based VPNs, both the data received by
  the PEs from the customer sites via the SP network and destined for a
  customer site should be authenticated.

  Note that different methods for authentication exist.  In certain
  circumstances, identifying incoming packets with specific customer
  interfaces might be sufficient.  In other circumstances, (e.g., in
  temporary access (dial-in) scenarios), a preliminary authentication
  phase might be requested.  For example, when PPP is used.  Or
  alternatively, an authentication process might need to be present in
  every data packet transmitted (e.g., in remote access via IPsec).

  For layer 3 PE-based VPNs, VPN traffic is tunneled from PE to PE and
  the VPN tunnel endpoint will check the origin of the transmitted
  packet.  When MPLS is used for VPN tunneling, the tunnel endpoint






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  checks whether the correct labels are used.  When IPsec is used for
  VPN tunneling, the tunnel endpoint can make use of the IPsec
  authentication mechanisms.

  In the context of layer 3 provider-provisioned CE-based VPNs, the
  endpoint authentication is enforced by the CE devices.

6.4.  Data Integrity

  When information is exchanged over a certain part of a network, one
  would like to be sure that the information that is received by the
  receiving party of the exchange is identical to the information that
  was sent by the sending party of the exchange.

  In the context of layer 3 PE-based VPNs, the SP assures the data
  integrity by ensuring the system security of every network element.
  Alternatively, explicit mechanisms may be implemented in the used
  tunneling technique (e.g., IPsec).

  In the context of layer 3 provider-provisioned CE-based VPNs, the
  underlying network that will tunnel the encapsulated packets will not
  always be of a trusted nature, and the CE devices that are
  responsible for the tunneling will also ensure the data integrity,
  e.g., by making use of the IPsec architecture.

6.5.  Confidentiality

  One would like that the information that is being sent from one party
  to another is not received and not readable by other parties.  With
  traffic flow confidentiality one would like that even the
  characteristics of the information sent is hidden from third parties.
  Data privacy is the confidentiality of the user data.

  In the context of PPVPNs, confidentiality is often seen as the basic
  service offered, as the functionalities of a private network are
  offered over a shared infrastructure.

  In the context of layer 3 PE-based VPNs, as the SP network (and more
  precisely the PE devices) participates in the routing and forwarding
  of the customer VPN data, it is the SP's responsibility to ensure
  confidentiality.  The technique used in PE-based VPN solutions is the
  ensuring of PE to PE data separation.  By implementing VFI's in the
  PE devices and by tunneling VPN packets through the shared network
  infrastructure between PE devices, the VPN data is always kept in a
  separate context and thus separated from the other data.






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  In some situations, this data separation might not be sufficient.
  Circumstances where the VPN tunnel traverses other than only trusted
  and SP controlled network parts require stronger confidentiality
  measures such as cryptographic data encryption.  This is the case in
  certain inter-SP VPN scenarios or when the considered SP is on itself
  a client of a third party network provider.

  For layer 3 provider-provisioned CE-based VPNs, the SP network does
  not bare responsibility for confidentiality assurance, as the SP just
  offers IP connectivity.  The confidentiality will then be enforced at
  the CE and will lie in the tunneling (data separation) or in the
  cryptographic encryption (e.g., using IPsec) by the CE device.

  Note that for very sensitive user data (e.g., used in banking
  operations) the VPN customer may not outsource his data privacy
  enforcement to a trusted SP.  In those situations, PE-to-PE
  confidentiality will not be sufficient and end-to-end cryptographic
  encryption will be implemented by the VPN customer on its own private
  equipment (e.g., using CE-based VPN technologies or cryptographic
  encryption over the provided VPN connectivity).

6.6.  User Data and Control Data

  An important remark is the fact that both the user data and the VPN
  control data must be protected.

  Previous subsections were focused on the protection of the user data,
  but all the control data (e.g., used to set up the VPN tunnels, used
  to configure the VFI's or the CE devices (in the context of layer 3
  provider-provisioned CE-based VPNs)) will also be secured by the SP
  to prevent deliberate misconfiguration of provider-provisioned VPNs.

6.7.  Security Considerations for Inter-SP VPNs

  In certain scenarios, a single VPN will need to cross multiple SPs.

  The fact that the edge-to-edge part of the data path does not fall
  under the control of the same entity can have security implications,
  for example with regards to endpoint authentication.

  Another point is that the SPs involved must closely interact to avoid
  conflicting configuration information on VPN network elements (such
  as VFIs, PEs, CE devices) connected to the different SPs.








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Appendix A: Optimizations for Tunnel Forwarding

A.1.  Header Lookups in the VFIs

  If layer 3 PE-based VPNs are implemented in the most straightforward
  manner, then it may be necessary for PE devices to perform multiple
  header lookups in order to forward a single data packet.  This
  section discusses an example of how multiple lookups might be needed
  with the most straightforward implementation.  Optimizations which
  might optionally be used to reduce the number of lookups are
  discussed in the following sections.

  As an example, in many cases a tunnel may be set up between VFIs
  within PEs for support of a given VPN.  When a packet arrives at the
  egress PE, the PE may need to do a lookup on the outer header to
  determine which VFI the packet belongs to.  The PE may then need to
  do a second lookup on the packet that was encapsulated across the VPN
  tunnel, using the forwarding table specific to that VPN, before
  forwarding the packet.

  For scaling reasons it may be desired in some cases to set up VPN
  tunnels, and then multiplex multiple VPN-specific tunnels within the
  VPN tunnels.

  This implies that in the most straightforward implementation three
  header lookups might be necessary in a single PE device: One lookup
  may identify that this is the end of the VPN tunnel (implying the
  need to strip off the associated header).  A second lookup may
  identify that this is the end of the VPN-specific tunnel.  This
  lookup will result in stripping off the second encapsulating header,
  and will identify the VFI context for the final lookup.  The last
  lookup will make use of the IP address space associated with the VPN,
  and will result in the packet being forwarded to the correct CE
  within the correct VPN.

A.2.  Penultimate Hop Popping for MPLS

  Penultimate hop popping is an optimization which is described in the
  MPLS architecture document [RFC3031].

  Consider the egress node of any MPLS LSP.  The node looks at the
  label, and discovers that it is the last node.  It then strips off
  the label header, and looks at the next header in the packet (which
  may be an IP header, or which may have another MPLS header in the
  case that hierarchical nesting of LSPs is used).  For the last node
  on the LSP, the outer MPLS header doesn't actually convey any useful
  information (except for one situation discussed below).




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  For this reason, the MPLS standards allow the egress node to request
  that the penultimate node strip the MPLS header.  If requested, this
  implies that the penultimate node does not have a valid label for the
  LSP, and must strip the MPLS header.  In this case, the egress node
  receives the packet with the corresponding MPLS header already
  stripped, and can forward the packet properly without needing to
  strip the header for the LSP which ends at that egress node.

  There is one case in which the MPLS header conveys useful
  information: This is in the case of a VPN-specific LSP terminating at
  a PE device.  In this case, the value of the label tells the PE which
  LSP the packet is arriving on, which in turn is used to determine
  which VFI is used for the packet (i.e., which VPN-specific forwarding
  table needs to be used to forward the packet).

  However, consider the case where multiple VPN-specific LSPs are
  multiplexed inside one PE-to-PE LSP.  Also, let's suppose that in
  this case the egress PE has chosen all incoming labels (for all LSPs)
  to be unique in the context of that PE.  This implies that the label
  associated with the PE-to-PE LSP is not needed by the egress node.
  Rather, it can determine which VFI to use based on the VPN-specific
  LSP.  In this case, the egress PE can request that the penultimate
  LSR performs penultimate label popping for the PE-to-PE LSP.  This
  eliminates one header lookup in the egress LSR.

  Note that penultimate node label popping is only applicable for VPN
  standards which use multiple levels of LSPs.  Even in this case
  penultimate node label popping is only done when the egress node
  specifically requests it from the penultimate node.

A.3.  Demultiplexing to Eliminate the Tunnel Egress VFI Lookup

  Consider a VPN standard which makes use of MPLS as the tunneling
  mechanism.  Any standard for encapsulating VPN traffic inside LSPs
  needs to specify what degree of granularity is available in terms of
  the manner in which user data traffic is assigned to LSPs.  In other
  words, for any given LSP, the ingress or egress PE device needs to
  know which LSPs need to be set up, and the ingress PE needs to know
  which set of VPN packets are allowed to be mapped to any particular
  LSP.

  Suppose that a VPN standard allows some flexibility in terms of the
  mapping of packets to LSPs, and suppose that the standard allows the
  egress node to determine the granularity.  In this case the egress
  node would need to have some way to indicate the granularity to the
  ingress node, so that the ingress node will know which packets can be
  mapped to each LSP.




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  In this case, the egress node might decide to have packets mapped to
  LSPs in a manner which simplifies the header lookup function at the
  egress node.  For example, the egress node could determine which set
  of packets it will forward to a particular neighbor CE device.  The
  egress node can then specify that the set of IP packets which are to
  use a particular LSP correspond to that specific set of packets.  For
  packets which arrive on the specified LSP, the egress node does not
  need to do a header lookup on the VPN's customer address space: It
  can just pop the MPLS header and forward the packet to the
  appropriate CE device.  If all LSPs are set up accordingly, then the
  egress node does not need to do any lookup for VPN traffic which
  arrives on LSPs from other PEs (in other words, the PE device will
  not need to do a second lookup in its role as an egress node).

  Note that PE devices will most likely also be an ingress routers for
  traffic going in the other direction.  The PE device will need to do
  an address lookup in the customer network's address space in its role
  as an ingress node.  However, in this direction the PE still needs to
  do only a single header lookup.

  When used with MPLS tunnels, this optional optimization reduces the
  need for header lookups, at the cost of possibly increasing the
  number of label values which need to be assigned (since one label
  would need to be assigned for each next-hop CE device, rather than
  just one label for every VFI).

  The same approach is also possible when other encapsulations are
  used, such as GRE [RFC2784] [RFC2890], IP-in-IP [RFC2003] [RFC2473],
  or IPsec [RFC2401] [RFC2402].  This requires that distinct values are
  used for the multiplexing field in the tunneling protocol.  See
  section 4.3.2 for detail.

Acknowledgments

  This document is output of the framework document design team of the
  PPVPN WG.  The members of the design team are listed in the
  "contributors" and "author's addresses" sections below.

  However, sources of this document are based on various inputs from
  colleagues of authors and contributors.  We would like to thank
  Junichi Sumimoto, Kosei Suzuki, Hiroshi Kurakami, Takafumi Hamano,
  Naoto Makinae, Kenichi Kitami, Rajesh Balay, Anoop Ghanwani, Harpreet
  Chadha, Samir Jain, Lianghwa Jou, Vijay Srinivasan, and Abbie
  Matthews.

  We would also like to thank Yakov Rekhter, Scott Bradner, Dave
  McDysan, Marco Carugi, Pascal Menezes, Thomas Nadeau, and Alex Zinin
  for their valuable comments and suggestions.



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Normative References

  [PPVPN-REQ]    Nagarajan, A., Ed., "Generic Requirements for Provider
                 Provisioned Virtual Private Networks (PPVPN)", RFC
                 3809, June 2004.

  [L3VPN-REQ]    Carugi, M., Ed. and D. McDysan, Ed., "Service
                 Requirements for Layer 3 Provider Provisioned Virtual
                 Private Networks (PPVPNs)", RFC 4031, April 2005.

Informative References

  [BGP-COM]      Sangli, S., et al., "BGP Extended Communities
                 Attribute", Work In Progress, February 2005.

  [MPLS-DIFF-TE] Le Faucheur, F., Ed., "Protocol extensions for support
                 of Differentiated-Service-aware MPLS Traffic
                 Engineering", Work In Progress, December 2004.

  [VPN-2547BIS]  Rosen, E., et al., "BGP/MPLS VPNs", Work In Progress.

  [VPN-BGP-OSPF] Rosen, E., et al., "OSPF as the Provider/Customer Edge
                 Protocol for BGP/MPLS IP VPNs", Work In Progress, May
                 2005.

  [VPN-CE]       De Clercq, J., et al., "An Architecture for Provider
                 Provisioned CE-based Virtual Private Networks using
                 IPsec", Work In Progress.

  [VPN-DISC]     Ould-Brahim, H., et al., "Using BGP as an Auto-
                 Discovery Mechanism for Layer-3 and Layer-2 VPNs,"
                 Work In Progress.

  [VPN-L2]       Andersson, L. and E. Rosen, Eds., "Framework for Layer
                 2 Virtual Private Networks (L2VPNs)", Work In
                 Progress.

  [VPN-VR]       Knight, P., et al., "Network based IP VPN Architecture
                 Using Virtual Routers", Work In Progress, July 2002.

  [RFC1195]      Callon, R., "Use of OSI IS-IS for Routing in TCP/IP
                 and Dual Environments", RFC 1195, December 1990.









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  [RFC1771]      Rekhter, Y. and T. Li, "A Border Gateway Protocol 4
                 (BGP-4)", RFC 1771, March 1995.

  [RFC1918]      Rekhter, Y., Moskowitz, B., Karrenberg, D., de Groot,
                 G., and E. Lear, "Address Allocation for Private
                 Internets", BCP 5, RFC 1918, February 1996.

  [RFC1966]      Bates, T., "BGP Route Reflection: An alternative to
                 full mesh IBGP", RFC 1966, June 1996.

  [RFC1997]      Chandra, R., Traina, P., and T. Li, "BGP Communities
                 Attribute", RFC 1997, February 2001.

  [RFC2003]      Perkins, C., "IP Encapsulation within IP", RFC 2003,
                 October 1996.

  [RFC2205]      Braden, R., Zhang, L., Berson, S., Herzog, S., and S.
                 Jamin, "Resource ReSerVation Protocol (RSVP) --
                 Version 1 Functional Specification", RFC 2205,
                 September 1997.

  [RFC2208]      Mankin, A., Ed., Baker, F., Braden, B., Bradner, S.,
                 O'Dell, M., Romanow, A., Weinrib, A., and L. Zhang,
                 "Resource ReSerVation Protocol (RSVP) Version 1
                 Applicability Statement Some Guidelines on
                 Deployment", RFC 2208, September 1997.

  [RFC2210]      Wroclawski, J., "The Use of RSVP with IETF Integrated
                 Services", RFC 2210, September 1997.

  [RFC2211]      Wroclawski, J., "Specification of the Controlled-Load
                 Network Element Service", RFC 2211, September 1997.

  [RFC2212]      Shenker, S., Partridge, C., and R. Guerin,
                 "Specification of Guaranteed Quality of Service", RFC
                 2212, September 1997.

  [RFC2207]      Berger, L. and T. O'Malley, "RSVP Extensions for IPSEC
                 Data Flows", RFC 2207, September 1997.

  [RFC2328]      Moy, J., "OSPF Version 2", STD 54, RFC 2328, April
                 1998.

  [RFC2401]      Kent, S. and R. Atkinson, "Security Architecture for
                 the Internet Protocol", RFC 2401, November 1998.

  [RFC2402]      Kent, S. and R. Atkinson, "IP Authentication Header",
                 RFC 2402, November 1998.



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  [RFC2406]      Kent, S. and R. Atkinson, "IP Encapsulating Security
                 Payload (ESP)", RFC 2406, November 1998.

  [RFC2409]      Harkins, D. and D. Carrel, "The Internet Key Exchange
                 (IKE)", RFC 2409, November 1998.

  [RFC2453]      Malkin, G., "RIP Version 2", STD 56, RFC 2453,
                 November 1994.

  [RFC2473]      Conta, A. and S. Deering, "Generic Packet Tunneling in
                 IPv6 Specification", RFC 2473, December 1998.

  [RFC2474]      Nichols, K., Blake, S., Baker, F., and D. Black,
                 "Definition of the Differentiated Services Field (DS
                 Field) in the IPv4 and IPv6 Headers", RFC 2474,
                 December 1998.

  [RFC2475]      Blake, S., Black, D., Carlson, M., Davies, E., Wang,
                 Z., and W. Weiss, "An architecture for Differentiated
                 Services", RFC 2475, December 1998.

  [RFC2597]      Heinanen, J., Baker, F., Weiss, W., and J. Wroclawski,
                 "Assured Forwarding PHB Group", RFC 2597, June 1999.

  [RFC2661]      Townsley, W., Valencia, A., Rubens, A., Pall, G.,
                 Zorn, G., and B. Palter, "Layer Two Tunneling Protocol
                 'L2TP'", RFC 2661, August 1999.

  [RFC2684]      Grossman, D. and J. Heinanen, "Multiprotocol
                 Encapsulation Over ATM Adaptation Layer 5", RFC 2684,
                 September 1999.

  [RFC2685]      Fox B. and B. Gleeson, "Virtual Private Networks
                 Identifier," RFC 2685, September 1999.

  [RFC2746]      Terzis, A., Krawczyk, J., Wroclawski, J., and L.
                 Zhang, "RSVP Operation Over IP Tunnels", RFC 2746,
                 January 2000.

  [RFC2764]      Gleeson, B., Lin, A., Heinanen, J., Armitage, G., and
                 A. Malis, "A Framework for IP Based Virtual Private
                 Networks", RFC 2764, February 2000.

  [RFC2784]      Farinacci, D., Li, T., Hanks, S., Meyer, D., and P.
                 Traina, "Generic Routing Encapsulation (GRE)", RFC
                 2784, March 2000.





Callon & Suzuki              Informational                     [Page 78]

RFC 4110               A Framework for L3 PPVPNs               July 2005


  [RFC2890]      Dommety, G., "Key and Sequence Number Extensions to
                 GRE", RFC 2890, September 2000.

  [RFC2858]      Bates, T., Rekhter, Y., Chandra, R., and D. Katz,
                 "Multiprotocol Extensions for BGP-4", RFC 2858, June
                 2000.

  [RFC2983]      Black, D., "Differentiated Services and Tunnels", RFC
                 2983, October 2000.

  [RFC3031]      Rosen, E., Viswanathan, A., and R. Callon,
                 "Multiprotocol Label Switching Architecture", RFC
                 3031, January 2001.

  [RFC3032]      Rosen E., Tappan, D., Fedorkow, G., Rekhter, Y.,
                 Farinacci, D., Li, T., and A. Conta, "MPLS Label Stack
                 Encoding", RFC 3032, January 2001.

  [RFC3035]      Davie, B., Lawrence, J., McCloghrie, K., Rosen, E.,
                 Swallow, G., Rekhter, Y., and P. Doolan, "MPLS using
                 LDP and ATM VC Switching", RFC 3035, January 2001.

  [RFC3065]      Traina, P., McPherson, D., and J. Scudder, "Autonomous
                 System Confederations for BGP", RFC 3065, June 1996.

  [RFC3209]      Awduche, D., Berger, L., Gan, D., Li, T., Srinivasan,
                 V., and G. Swallow, "RSVP-TE: Extensions to RSVP for
                 LSP Tunnels", RFC 3209, December 2001.

  [RFC3246]      Davie, B., Charny, A., Bennet, J.C.R., Benson, K., Le
                 Boudec, J.Y., Courtney, W., Davari, S., Firoiu, V.,
                 and D. Stiliadis, "An Expedited Forwarding PHB (Per-
                 Hop Behavior)", RFC 3246, March 2002.

  [RFC3270]      Le Faucheur, F., Wu, L., Davie, B., Davari, S.,
                 Vaananen, P., Krishnan, R., Cheval, P., and J.
                 Heinanen, "Multi-Protocol Label Switching (MPLS)
                 Support of Differentiated Services", RFC 3270, May
                 2002.

  [RFC3377]      Hodges, J. and R. Morgan, "Lightweight Directory
                 Access Protocol (v3): Technical Specification", RFC
                 3377, September 2002.








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RFC 4110               A Framework for L3 PPVPNs               July 2005


Contributors' Addresses

  Jeremy De Clercq
  Alcatel
  Fr. Wellesplein 1,
  2018 Antwerpen, Belgium

  EMail: [email protected]


  Bryan Gleeson
  Nokia
  313 Fairchild Drive,
  Mountain View, CA 94043  USA.

  EMail: [email protected]


  Andrew G. Malis
  Tellabs
  90 Rio Robles Drive
  San Jose, CA 95134  USA

  EMail: [email protected]


  Karthik Muthukrishnan
  Lucent Technologies
  1 Robbins Road
  Westford, MA 01886, USA

  EMail: [email protected]


  Eric C. Rosen
  Cisco Systems, Inc.
  1414 Massachusetts Avenue
  Boxborough, MA, 01719, USA

  EMail: [email protected]


  Chandru Sargor
  Redback Networks
  300 Holger Way
  San Jose, CA 95134, USA

  EMail: [email protected]



Callon & Suzuki              Informational                     [Page 80]

RFC 4110               A Framework for L3 PPVPNs               July 2005


  Jieyun Jessica Yu
  University of California, Irvine
  5201 California Ave., Suite 150,
  Irvine, CA, 92697  USA

  EMail: [email protected]

Authors' Addresses

  Ross Callon
  Juniper Networks
  10 Technology Park Drive
  Westford, MA 01886-3146, USA

  EMail: [email protected]


  Muneyoshi Suzuki
  NTT Information Sharing Platform Labs.
  3-9-11, Midori-cho,
  Musashino-shi, Tokyo 180-8585, Japan

  EMail: [email protected]




























Callon & Suzuki              Informational                     [Page 81]

RFC 4110               A Framework for L3 PPVPNs               July 2005


Full Copyright Statement

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