Network Working Group                                          V. Manral
Request for Comments: 4061                                  SiNett Corp.
Category: Informational                                         R. White
                                                          Cisco Systems
                                                              A. Shaikh
                                                   AT&T Labs (Research)
                                                             April 2005


   Benchmarking Basic OSPF Single Router Control Plane Convergence

Status of This Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  This document provides suggestions for measuring OSPF single router
  control plane convergence.  Its initial emphasis is on the control
  plane of a single OSPF router.  We do not address forwarding plane
  performance.

  NOTE: In this document, the word "convergence" relates to single
  router control plane convergence only.

Table of Contents

  1.  Introduction....................................................2
  2.  Specification of Requirements...................................2
  3.  Overview and Scope..............................................3
  4.  Reference Topologies............................................4
  5.  Basic Performance Tests.........................................5
      5.1.  Time Required to Process an LSA...........................5
      5.2.  Flooding Time.............................................6
      5.3.  Shortest Path First Computation Time......................6
  6.  Basic Intra-area OSPF Tests.....................................8
      6.1.  Forming Adjacencies on Point-to-Point Links
            (Initialization)..........................................9
      6.2.  Forming Adjacencies on Point-to-Point Links...............9
      6.3.  Forming Adjacencies with Information Already in the
            Database.................................................10
      6.4.  Designated Router Election Time on a Broadcast Network...11



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      6.5.  Initial Convergence Time on a Broadcast Network,
            Test 1...................................................11
      6.6.  Initial Convergence Time on a Broadcast Network,
            Test 2...................................................12
      6.7.  Link Down with Layer Two Detection.......................12
      6.8.  Link Down with Layer Three Detection.....................13
  7.  Security Considerations........................................13
  8.  Acknowledgements...............................................13
  9.  Normative References...........................................14
  10. Informative References.........................................14
  Authors' Addresses.................................................15
  Full Copyright Statement...........................................16

1.  Introduction

  There is a growing interest in routing protocol convergence testing,
  with many people looking at various tests to determine how long it
  takes for a network to converge after various conditions occur.  The
  major problem with this sort of testing is that the framework of the
  tests has a major impact on the results; for instance, determining
  when a network is converged, what parts of the router's operation are
  considered within the testing, and other such things will have a
  major impact on the apparent performance that routing protocols
  provide.

  This document attempts to provide a framework for Open Shortest Path
  First [OSPF] performance testing, and to provide some tests for
  measuring some aspects of OSPF performance.  The motivation of the
  document is to provide a set of tests that can provide the user
  comparable data from various vendors with which to evaluate the OSPF
  protocol performance on the devices.

2.  Specification of Requirements

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].  RFC 2119
  key words in this document are used to ensure methodological control,
  which is very important in the specification of benchmarks.  This
  document does not specify a network-related protocol.











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3.  Overview and Scope

  Although this document describes a specific set of tests aimed at
  characterizing the single router control plane convergence
  performance of OSPF processes in routers or other boxes that
  incorporate OSPF functionality, a key objective is to propose
  methodologies that produce directly comparable convergence-related
  measurements.

  The following considerations are outside the scope of this document:

  o  The interactions of convergence and forwarding; testing is
     restricted to events occurring within the control plane.
     Forwarding performance is the primary focus in [INTERCONNECT], and
     it is expected to be dealt with in work that ensues from [FIB-
     TERM].

  o  Inter-area route generation, AS-external route generation, and
     simultaneous traffic on the control and data paths within the DUT.
     Although the tests outlined in this document measure SPF time,
     flooding times, and other aspects of OSPF convergence performance,
     this document does not provide tests for measuring external or
     summary route generation, route translation, or other OSPF inter-
     area and external routing performance.  These areas are expected
     to be dealt with in a later document.

     The tests should be run more than once, since a single test run
     cannot be relied on to produce statistically sound results.  The
     number of test runs and any variations between the tests should be
     recorded in the test results (see [TERM] for more information on
     what items should be recorded in the test results).




















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4.  Reference Topologies

  Several reference topologies that are used throughout the tests are
  described in the remaining sections of this document.  All of the
  topologies have been collectively placed in one section to avoid
  repetition.

  o  Reference Topology 1 (Emulated Topology)

                          (                   )
     DUT----Generator----(  emulated topology  )
                          (                   )

     A simple back-to-back configuration.  It's assumed that the link
     between the generator and the DUT is a point-to-point link, while
     the connections within the generator represent some emulated
     topology.

  o  Reference Topology 2 (Generator and Collector)

                                       (                   )
     Collector-----DUT-----Generator--(  emulated topology  )
            \              /           (                   )
             \------------/

     All routers are connected through point-to-point links.  The cost
     of all links is assumed to be the same unless otherwise noted.

  o  Reference Topology 3 (Broadcast Network)

     DUT     R1     R2
      |      |      |
     -+------+------+-----.....

     Any number of routers could be included on the common broadcast
     network.

  o  Reference Topology 4 (Parallel Links)

       /--(link 1)-----\           (                   )
     DUT               Generator--(  emulated topology  )
       \--(link 2)-----/           (                   )

  In all cases the tests and topologies are designed to allow
  performance measurements to be taken all on a single device, whether
  this is the DUT or some other device in the network.  This eliminates
  the need for synchronized clocks within the test networks.




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5.  Basic Performance Tests

  These tests will measure aspects of the OSPF implementation as a
  process on the device under test, including

  o  time required to process an LSA,

  o  flooding time, and

  o  Shortest Path First computation.

5.1.  Time Required to Process an LSA

  o  Using reference topology 1 (Emulated Topology), begin with all
     links up and a full adjacency established between the DUT and the
     generator.

     Note: The generator does not have direct knowledge of the state of
     the adjacency on the DUT.  The fact that the adjacency may be in
     Full state on the generator does not mean that the DUT is ready.
     It may still (and is likely to) be requesting LSAs from the
     generator.  This process, involving processing of requested LSAs,
     will affect the results of the test.  The generator should either
     wait until it sees the DUT's router-LSA listing the adjacency with
     the generator or introduce a configurable delay before starting
     the test.

  o  Send an LSA that is already in the DUT (a duplicate LSA), note the
     time difference between when the LSA is sent and when the ack is
     received.  This measures the time taken to propagate the LSA and
     the ack, as well as the processing time of the duplicate LSA.
     This is dupLSAprocTime.

  o  Send a new LSA from the generator to the DUT, followed immediately
     by a duplicate LSA (LSA that already resides in the database of
     DUT, but not the same as the one just sent).

  o  The DUT will acknowledge this second LSA immediately; note the
     time of this acknowledgement.  This is newLSAprocTime.

     The amount of time required for an OSPF implementation to process
     the new LSA can be computed by subtracting dupLSAprocTime from
     newLSAprocTime.

     Note: The duplicate LSA cannot be the same as the one just sent
     because of the MinLSInterval restriction [OSPF].  This test is
     taken from [BLACKBOX].




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     Note: This time may or may not include the time required to
     perform flooding-related operations, depending on when the
     implementation sends the ack: before it floods the LSA further, or
     after it does, or anywhere in between.  In other words, this
     measurement may not mean the same thing in all implementations.

5.2.  Flooding Time

  o  Using reference topology 2 (Generator and Collector), enable OSPF
     on all links and allow the devices to build full adjacencies.
     Configure the collector so that it will block all flooding toward
     the DUT (but so that it continues receiving advertisements from
     the DUT).

  o  Inject a new set of LSAs from the generator toward the collector
     and the DUT.

  o  On the collector, note the time the flooding is complete across
     the link to the generator.  Also note the time the flooding is
     complete across the link from the DUT.

  The time from when the last LSA is received on the collector from the
  generator to when the last LSA is received on the collector from the
  DUT should be measured during this test.  This time is important in
  link state protocols, since the loop-free nature of the network is
  reliant on the speed at which revised topology information is
  flooded.

  Depending on the number of LSAs flooded, the sizes of the LSAs, the
  number of LSUs, and the rate of flooding, these numbers could vary by
  some amount.  The settings and variances of these numbers should be
  reported with the test results.

5.3.  Shortest Path First Computation Time

  o  Use reference topology 1 (Emulated Topology), beginning with the
     DUT and the generator fully adjacent.

  o  The default SPF timer on the DUT should be set to 0 so that any
     new LSA that arrives immediately results in the SPF calculation
     [BLACKBOX].

  o  The generator should inject a set of LSAs toward the DUT; the DUT
     should be allowed to converge and install all best paths in the
     local routing table, etc.






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  o  Send an LSA that is already in the DUT (a duplicate LSA), note the
     time difference between when the LSA is sent and when the ack is
     received.  This measures the time taken to propagate the LSA and
     the ack, as well as the processing time of the duplicate LSA.
     This is dupLSAprocTime.

  o  Change the link cost between the generator and the emulated
     network it is advertising, and transmit the new LSA to the DUT.

  o  Immediately inject another LSA that is a duplicate of some other
     LSA the generator has previously injected (preferably a stub
     network someplace within the emulated network).

     Note: The generator should make sure that outbound LSA packing is
     not performed for the duplicate LSAs and that they are always sent
     in a separate Link-state Update packet.  Otherwise, if the LSA
     carrying the topology change and the duplicate LSA are in the same
     packet, the SPF starts after the duplicate LSA is acked.

  o  Measure the time between transmitting the second (duplicate) LSA
     and the acknowledgement for that LSA; this is the totalSPFtime.
     The total time required to run SPF can be computed by subtracting
     dupLSAprocTime from totalSPFtime.

  The accuracy of this test is crucially dependent on the amount of
  time between the transmissions of the first and second LSAs.  If too
  much time elapsed, the test is meaningless because the SPF run will
  complete before the second (duplicate) LSA is received.  If the time
  elapsed is less, then both LSAs will be handled before the SPF run is
  scheduled and started, and thus the measurement would only be for the
  handling of the duplicate LSA.

  This test is also specified in [BLACKBOX].

  Note: This test may not be accurate on systems that implement OSPF as
  a multithreaded process, where the flooding takes place in a separate
  process (or on a different processor) than shortest path first
  computations.

  It is also possible to measure the SPF time using white box tests
  (using output supplied by the OSPF software implementer), such as the
  following:

  o  Using reference topology 1 (Emulated Topology), establish a full
     adjacency between the generator and the DUT.






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  o  Inject a set of LSAs from the generator toward the DUT.  Allow the
     DUT to stabilize and install all best paths in the routing table,
     etc.

  o  Change the link cost between the DUT and the generator (or the
     link between the generator and the emulated network it is
     advertising), such that a full SPF is required to run, although
     only one piece of information is changed.

  o  Measure the amount of time required for the DUT to compute a new
     shortest path tree as a result of the topology changes injected by
     the generator.  These measurements should be taken using available
     show and debug information on the DUT.

  Several caveats MUST be mentioned when a white box method of
  measuring SPF time is used.  For instance, such white box tests are
  only applicable when testing various versions or variations within a
  single implementation of the OSPF protocol.  Further, the same set of
  commands MUST be used in each iteration of such a test to ensure
  consistent results.

  There is an interesting relationship between the SPF times reported
  by white box (internal) testing and black box (external) testing;
  each of these two types of tests may be used as a "sanity check" on
  the other by comparing results.

  See [CONSIDERATIONS] for further discussion.

6.  Basic Intra-area OSPF Tests

  These tests measure the performance of an OSPF implementation for
  basic intra-area tasks, including:

  o  Forming Adjacencies on Point-to-Point Link (Initialization)

  o  Forming Adjacencies on Point-to-Point Links

  o  Link Up with Information Already in the Database

  o  Initial convergence Time on a Designated Router Electing
     (Broadcast) Network

  o  Link Down with Layer 2 Detection

  o  Link Down with Layer 3 Detection

  o  Designated Router Election Time on A Broadcast Network




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6.1.  Forming Adjacencies on Point-to-Point Link (Initialization)

  This test measures the time required to form an OSPF adjacency from
  the time a layer two (data link) connection is formed between two
  devices running OSPF.

  o  Use reference topology 1 (Emulated Topology), beginning with the
     link between the generator and DUT disabled on the DUT.  OSPF
     should be configured and operating on both devices.

  o  Inject a set of LSAs from the generator toward the DUT.

  o  Bring the link up at the DUT, noting the time when the link
     carrier is established on the generator.

  o  Note the time when the acknowledgement for the last LSA
     transmitted from the DUT is received on the generator.

  The time between the carrier establishment and the acknowledgement
  for the last LSA transmitted by the generator should be taken as the
  total amount of time required for the OSPF process on the DUT to
  react to a link up event with the set of LSAs injected, including the
  time required for the operating system to notify the OSPF process
  about the link up, etc.  The acknowledgement for the last LSA
  transmitted is used instead of the last acknowledgement received in
  order to prevent timing skews due to retransmitted acknowledgements
  or LSAs.

6.2.  Forming Adjacencies on Point-to-Point Links

  This test measures the time required to form an adjacency from the
  time the first communication occurs between two devices running OSPF.

  o  Using reference topology 1 (Emulated Topology), configure the DUT
     and the generator so that traffic can be passed along the link
     between them.

  o  Configure the generator so that OSPF is running on the point-to-
     point link toward the DUT, and inject a set of LSAs.

  o  Configure the DUT so that OSPF is initialized, but not running on
     the point-to-point link between the DUT and the generator.

  o  Enable OSPF on the interface between the DUT and the generator on
     the DUT.

  o  Note the time of the first hello received from the DUT on the
     generator.



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  o  Note the time of the acknowledgement from the DUT for the last LSA
     transmitted on the generator.

  The time between the first hello received and the acknowledgement for
  the last LSA transmitted by the generator should be taken as the
  total amount of time required for the OSPF process on the DUT to
  build a FULL neighbor adjacency with the set of LSAs injected.  The
  acknowledgement for the last LSA transmitted is used instead of the
  last acknowledgement received in order to prevent timing skews due to
  retransmitted acknowledgements or LSAs.

6.3.  Forming Adjacencies with Information Already in the Database

  o  Using reference topology 2 (Generator and Collector), configure
     all three devices to run OSPF.

  o  Configure the DUT so that the link between the DUT and the
     generator is disabled.

  o  Inject a set of LSAs into the network from the generator; the DUT
     should receive these LSAs through normal flooding from the
     collector.

  o  Enable the link between the DUT and the generator.

  o  Note the time of the first hello received from the DUT on the
     generator.

  o  Note the time of the last DBD (Database Description) received on
     the generator.

  o  Note the time of the acknowledgement from the DUT for the last LSA
     transmitted on the generator.

  The time between the hello received by the generator from the DUT and
  the acknowledgement for the last LSA transmitted by the generator
  should be taken as the total amount of time required for the OSPF
  process on the DUT to build a FULL neighbor adjacency with the set of
  LSAs injected.  In this test, the DUT is already aware of the entire
  network topology, so the time required should only include the
  processing of DBDs exchanged when in EXCHANGE state, the time to
  build a new router LSA containing the new connection information, and
  the time required to flood and acknowledge this new router LSA.

  The acknowledgement for the last LSA transmitted is used instead of
  the last acknowledgement received in order to prevent timing skews
  due to retransmitted acknowledgements or LSAs.




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6.4.  Designated Router Election Time on a Broadcast Network

  o  Using reference topology 3 (Broadcast Network), configure R1 to be
     the designated router on the link, and the DUT to be the backup
     designated router.

  o  Enable OSPF on the common broadcast link on all the routers in the
     test bed.

  o  Disable the broadcast link on R1.

  o  Note the time of the last hello received from R1 on R2.

  o  Note the time of the first network LSA generated by the DUT as
     received on R2.

  The time between the last hello received on R2 and the first network
  LSA generated by the DUT should be taken as the amount of time
  required for the DUT to complete a designated router election
  computation.  Note that this test includes the dead interval timer at
  the DUT, so this time may be factored out, or the hello and dead
  intervals may be reduced to lessen these timers' impact on the
  overall test times.  All changed timers, the number of routers
  connected to the link, and other variable factors should be noted in
  the test results.

  Note: If R1 sends a "goodbye hello", typically a hello with its
  neighbor list empty, in the process of shutting down its interface,
  using the time when this hello is received instead of the time when
  the last one was would provide a more accurate measurement.

6.5.  Initial Convergence Time on a Broadcast Network, Test 1

  o  Using reference topology 3 (Broadcast Network), begin with the DUT
     connected to the network with OSPF enabled.  OSPF should be
     enabled on R1, but the broadcast link should be disabled.

  o  Enable the broadcast link between R1 and the DUT.  Note the time
     of the first hello received by R1.

  o  Note the time when the first network LSA is flooded by the DUT at
     R1.

  o  The difference between the first hello and the first network LSA
     is the time required by the DUT to converge on this new topology.






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  This test assumes that the DUT will be the designated router on the
  broadcast link.  A similar test could be designed to test the
  convergence time when the DUT is not the designated router.

  This test maybe performed with a varying number of devices attached
  to the broadcast network, and with varying sets of LSAs being
  advertised to the DUT from the routers attached to the broadcast
  network.  Variations in the LSA sets and other factors should be
  noted in the test results.

  The time required to elect a designated router, as measured in
  Section 6.4, above, may be subtracted from the results of this test
  to provide just the convergence time across a broadcast network.

  Note that although all the other tests in this document include route
  calculation time in the convergence time, as described in [TERM],
  this test may not include route calculation time in the resulting
  measured convergence time, because initial route calculation may
  occur after the first network LSA is flooded.

6.6.  Initial Convergence Time on a Broadcast Network, Test 2

  o  Using reference topology 3 (Broadcast Network), begin with the DUT
     connected to the network with OSPF enabled.  OSPF should be
     enabled on R1, but the broadcast link should be disabled.

  o  Enable the broadcast link between R1 and the DUT.  Note the time
     of the first hello transmitted by the DUT with a designated router
     listed.

  o  Note the time when the first network LSA is flooded by the DUT at
     R1.

  o  The time difference between the first hello with a designated
     router lists and the first network LSA is the period required by
     the DUT to converge on this new topology.

6.7.  Link Down with Layer 2 Detection

  o  Using reference topology 4 (Parallel Links), begin with OSPF in
     the Full state between the generator and the DUT.  Both links
     should be point-to-point links with the ability to notify the
     operating system immediately upon link failure.

  o  Disable link 1; this should be done in such a way that the
     keepalive timers at the data link layer will have no impact on the
     DUT recognizing the link failure (the operating system in the DUT




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     should recognize this link failure immediately).  Disconnecting
     the cable on the generator end would be one possibility; shutting
     the link down would be another.

  o  Note the time of the link failure on the generator.

  o  At the generator, note the time of the receipt of the new router
     LSA from the DUT notifying the generator of the link 2 failure.

     The difference in the time between the initial link failure and
     the receipt of the LSA on the generator across link 2 should be
     taken as the time required for an OSPF implementation to recognize
     and process a link failure, including the time required to
     generate and flood an LSA describing the link down event to an
     adjacent neighbor.

6.8.  Link Down with Layer 3 Detection

  o  Using reference topology 4 (Parallel Links), begin with OSPF in
     the Full state between the generator and the DUT.

  o  Disable OSPF processing on link 1 from the generator.  This should
     be done in such a way that it does not affect link status; the DUT
     MUST note the failure of the adjacency through the dead interval.

  o  At the generator, note the time of the receipt of the new router
     LSA from the DUT notifying the generator of the link 2 failure.

  The difference in the time between the initial link failure and the
  receipt of the LSA on the generator across link 2 should be taken as
  the time required for an OSPF implementation to recognize and process
  an adjacency failure.

7.  Security Considerations

  This document does not modify the underlying security considerations
  in [OSPF].

8.  Acknowledgements

  Thanks to Howard Berkowitz ([email protected]) for his encouragement and
  support.  Thanks also to Alex Zinin ([email protected]), Gurpreet Singh
  ([email protected]), and Yasuhiro Ohara
  ([email protected]) for their comments.







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RFC 4061                Basic OSPF Benchmarking               April 2005


9.  Normative References

  [OSPF]           Moy, J., "OSPF Version 2", STD 54, RFC 2328, April
                   1998.

  [TERM]           Manral, V., White, R., and A. Shaikh, "OSPF
                   Benchmarking Terminology and Concepts", RFC 4062,
                   April 2005.

  [CONSIDERATIONS] Manral, V., White, R., and A. Shaikh,
                   "Considerations When Using Basic OSPF Convergence
                   Benchmarks", RFC 4063, April 2005.

  [RFC2119]        Bradner, S., "Key words for use in RFCs to Indicate
                   Requirement Levels", BCP 14, RFC 2119, March 1997.

10.  Informative References

  [INTERCONNECT]   Bradner, S. and J. McQuaid, "Benchmarking
                   Methodology for Network Interconnect Devices", RFC
                   2544, March 1999.

  [FIB-TERM]       Trotter, G., "Terminology for Forwarding Information
                   Base (FIB) based Router Performance", RFC 3222,
                   December 2001.

  [BLACKBOX]       Shaikh, A. and Greenberg, A., "Experience in Black-
                   box OSPF measurement", Proc. ACM SIGCOMM Internet
                   Measurement Workshop (IMW), November 2001






















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Authors' Addresses

  Vishwas Manral
  SiNett Corp,
  Ground Floor,
  Embassy Icon Annexe,
  2/1, Infantry Road,
  Bangalore, India

  EMail: [email protected]


  Russ White
  Cisco Systems, Inc.
  7025 Kit Creek Rd.
  Research Triangle Park, NC 27709

  EMail: [email protected]


  Aman Shaikh
  AT&T Labs (Research)
  180 Park Av, PO Box 971
  Florham Park, NJ 07932

  EMail: [email protected]

























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RFC 4061                Basic OSPF Benchmarking               April 2005


Full Copyright Statement

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