Network Working Group A. Newton

Network Working Group A. Newton
Request for Comments: 3983 VeriSign, Inc.
Category: Standards Track M. Sanz
DENIC eG
January 2005

Using the Internet Registry Information Service (IRIS) over
the Blocks Extensible Exchange Protocol (BEEP)

Status of This Memo

This document specifies an Internet standards track protocol for the
Internet community, and requests discussion and suggestions for
improvements. Please refer to the current edition of the "Internet
Official Protocol Standards" (STD 1) for the standardization state
and status of this protocol. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (2005).

Abstract

This document specifies how to use the Blocks Extensible Exchange
Protocol (BEEP) as the application transport substrate for the
Internet Registry Information Service (IRIS).

Table of Contents

1. Introduction and Motivations . . . . . . . . . . . . . . . . . 2
2. Document Terminology . . . . . . . . . . . . . . . . . . . . . 3
3. BEEP Profile Identification . . . . . . . . . . . . . . . . . 3
4. IRIS Message Packages . . . . . . . . . . . . . . . . . . . . 4
5. IRIS Message Patterns . . . . . . . . . . . . . . . . . . . . 4
5.1. Registry Dependent Patterns. . . . . . . . . . . . . . . 4
5.2. Default Pattern. . . . . . . . . . . . . . . . . . . . . 4
6. Server Authentication Methods . . . . . . . . . . . . . . . . 5
6.1. Registry Dependent Methods. . . . . . . . . . . . . . . 5
6.2. Basic Server Authentication Method. . . . . . . . . . . 5
7. IRIS Transport Mapping Definitions . . . . . . . . . . . . . . 6
7.1. URI Scheme . . . . . . . . . . . . . . . . . . . . . . . 6
7.2. Application Protocol Label . . . . . . . . . . . . . . . 6
7.3. Allowable Character Sets . . . . . . . . . . . . . . . . 6
7.4. BEEP Mapping . . . . . . . . . . . . . . . . . . . . . . 6
8. Registrations . . . . . . . . . . . . . . . . . . . . . . . . 6
8.1. BEEP Profile Registration. . . . . . . . . . . . . . . . 6
8.2. URI Scheme Registration. . . . . . . . . . . . . . . . . 7

Newton & Sanz Standards Track [Page 1]

RFC 3983 IRIS-Beep January 2005

8.3. Well-Known TCP Port Registration . . . . . . . . . . . . 7
8.4. S-NAPTR Registration . . . . . . . . . . . . . . . . . . 8
9. Registry Definition Checklist . . . . . . . . . . . . . . . . 8
10. Internationalization Considerations . . . . . . . . . . . . . 8
11. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 8
12. Security Considerations . . . . . . . . . . . . . . . . . . . 8
13. References . . . . . . . . . . . . . . . . . . . . . . . . . . 10
13.1. Normative References . . . . . . . . . . . . . . . . . . 10
13.2. Informative References . . . . . . . . . . . . . . . . . 11
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 11
Full Copyright Statement . . . . . . . . . . . . . . . . . . . . . 12

1. Introduction and Motivations

The proposal in this document describes the IRIS [6] application
transport binding that uses BEEP [2]. Requirements for IRIS and the
specification in this document are outlined in CRISP [19].

The choice of BEEP as the transport substrate is primarily driven by
the need to reuse an existing, well-understood protocol with all the
necessary features to support the requirements. This would give
implementers a wealth of toolkits and debugging gear for use in
constructing both servers and clients and allow operators to apply
existing experience in issues of deployment. The construction of a
simple application transport for the specific purpose of IRIS would
yield a similar standard, though likely smaller and less complete,
after taking into consideration matters such as framing and
authentication.

Precedents for using other transport mechanisms in layered
applications do not seem to fit with the design goals of IRIS. HTTP
[15] offers many features employed for use by similar applications.
However, IRIS is not intended to be put to uses such as bypassing
firewalls, commingling URI schemes, or any other methods that might
lead to confusion between IRIS and traditional World Wide Web
applications. Beyond adhering to the guidelines spelled out in RFC
3205 [16], the use of HTTP also offers many other challenges that
quickly erode its appeal. For example, the appropriate use of TLS
[4] with HTTP is defined by RFC 2817 [14], but the common use, as
described in RFC 2818 [18], is usually the only method in most
implementations.

Finally, the use of IRIS directly over TCP, such as that specified by
EPP-TCP [17], does not offer the client negotiation characteristics
needed by a referral application in which a single client, in
processing a query, may traverse multiple servers operating with
different parameters.

Newton & Sanz Standards Track [Page 2]

RFC 3983 IRIS-Beep January 2005

2. Document Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in BCP 14, RFC 2119 [5].

3. BEEP Profile Identification

The BEEP profile identifier for IRIS is a URI composed of the IRIS
schema URN, followed by a slash, followed by an IRIS registry type
(which is a URN).

In this profile identifier, the IRIS schema MUST be abbreviated
according to the rules of IRIS. This is possible because the IRIS
schema URN is compliant with XML_URN [20].

The registry type URN MUST be abbreviated according to the rules of
IRIS (see [6]). This is possible because the registry type URN is
compliant with XML_URN [20].

The following is an example of an IRIS profile identifier for BEEP.
It identifies the version of IRIS to match that specified by
"urn:iana:params:xml:ns:iris1" with a registry type URN of
"urn:iana:params:xml:ns:dreg1":

http://iana.org/beep/iris1/dreg1

The full ABNF [8] follows, with certain values included from IRIS
[6]:

profile = profile-uri "/" iris-urn-abbrev
"/" registry-urn-abbrev
profile-uri = "http://iana.org/beep/"
iris-urn-abbrev = // as specified by IRIS
registry-urn-abbrev = // as specified by IRIS

This URI is used in the "profile" element in BEEP during channel
creation. According to the rules of BEEP, multiple "profile"
elements may be offered, thus allowing negotiation of the version of
IRIS to be used for every registry type being served.

Once this profile is accepted and the channel is created, the channel
is considered ready to exchange IRIS messages. A server MUST honor
queries for all advertised registry types on any channel opened with
an IRIS profile URI.

Newton & Sanz Standards Track [Page 3]

RFC 3983 IRIS-Beep January 2005

4. IRIS Message Packages

The BEEP profile for IRIS transmits XML [1] containing the requests
and responses for IRIS registries. These XML instances MUST be
encoded as Unicode [9] using the media-type of "application/xml"
according to RFC 3023 [11].

XML processors are obliged to recognize both UTF-8 and UTF-16 [9]
encodings. XML allows mechanisms to identify and use other character
encodings by means of the "encoding" attribute in the declaration.
Absence of this attribute or a byte order mark (BOM) indicates a
default of UTF-8 encoding. Thus, for compatibility reasons, and per
RFC 2277 [12], use of UTF-8 is RECOMMENDED with this transport
mapping. UTF-16 is OPTIONAL. Other encodings MUST NOT be used.

A registry type MAY define other message packages that are not IRIS
XML instances (e.g., binary images referenced by an IRIS response).

5. IRIS Message Patterns

5.1. Registry Dependent Patterns

Because each registry type is defined by a separate BEEP profile (see
[6]), each registry type MAY define a different message pattern.
These patterns MUST be within the allowable scope of BEEP [2]. If a
registry type does not explicitly define a message pattern, the
default pattern is used (see Section 5.2).

However, each registry type MUST be capable of supporting the default
pattern (Section 5.2) for use with the <lookupEntity> query in IRIS.

5.2. Default Pattern

The default BEEP profile for IRIS only has a one-to-one request/
response message pattern. This exchange involves sending an IRIS XML
instance, which results in a response of an IRIS XML instance.

The client sends the request by using an "MSG" message containing a
valid IRIS XML instance. The server responds with an "RPY" message
containing a valid IRIS XML instance. The "ERR" message is used for
sending fault codes. The list of allowable fault codes is listed in
BEEP [2].

Newton & Sanz Standards Track [Page 4]

RFC 3983 IRIS-Beep January 2005

6. Server Authentication Methods

6.1. Registry Dependent Methods

When the TLS [4] tuning profile in BEEP is used, it is possible to
verify the authenticity of the server. However, a convention is
needed to conduct this authentication. This convention dictates the
name of the authority a client uses to ask for authentication
credentials so that the server knows which set of credentials to pass
back. Because this is dependent on the authority component of the
URI, each registry type SHOULD define a server authentication method.

If a registry type does not explicitly define a server authentication
method, the basic server authentication method (Section 6.2) is used.

6.2. Basic Server Authentication Method

The basic server authentication method is as follows:

1. When connecting to a server, the client MUST present the name of
the authority to the server by using the BEEP [2] serverName
mechanism. For instance, if the URI "iris:dreg1//com/domain/
example.com" is being resolved, the client would use the
serverName="com" attribute during the BEEP session instantiation.

2. During TLS negotiation, the server presents to the client a
certificate for the authority given in serverName. This
certificate MUST be an X.509 certificate [10]. This certificate
MUST contain the authority in either the subjectDN or the
subjectAltName extension of type dNSName.

3. The certificate MUST be cryptographically verified according to
the procedures of TLS.

4. The client then checks the subject of the certificate for a case
insensitive match in the following order:

1. Any of the dNSName types in the subjectAltName.
2. The subjectDN consisting solely of 'dc' components, in which
each 'dc' component represents a label from the authority
name (e.g., example.com is dc=example, dc=com).
3. A subjectDN in which the left-most component is a 'cn'
component containing the name of the authority. A wildcard
character ('*') MAY be used as the left-most label of the
name in the 'cn' component.

Newton & Sanz Standards Track [Page 5]

RFC 3983 IRIS-Beep January 2005

If the subject of the certificate does not match any of these
name components, then the certificate is invalid for representing
the authority.

7. IRIS Transport Mapping Definitions

This section lists the definitions required by IRIS [6] for transport
mappings.

7.1. URI Scheme

The URI scheme name specific to BEEP over IRIS MUST be "iris.beep".

7.2. Application Protocol Label

The application protocol label MUST be "iris.beep".

7.3. Allowable Character Sets

See Sections 4 and 10.

7.4. BEEP Mapping

The mapping of IRIS in this document is specific to RFC 3080 [2].
This mapping MUST use TCP as specified by RFC 3081 [3].

8. Registrations

8.1. BEEP Profile Registration

Profile Identification: http://iana.org/beep/iris1

Messages exchanged during Channel Creation: none

Messages starting one-to-one exchanges: IRIS XML instance

Messages in positive replies: IRIS XML instance

Messages in negative replies: none

Messages in one-to-many exchanges: none

Message Syntax: IRIS XML instances as defined by IRIS [6]

Message Semantics: request/response exchanges as defined by IRIS [6]

Contact Information: Andrew Newton <[email protected]> and Marcos Sanz
<[email protected]>

Newton & Sanz Standards Track [Page 6]

RFC 3983 IRIS-Beep January 2005

8.2. URI Scheme Registration

URL scheme name: iris.beep

URL scheme syntax: defined in Section 7.1 and [6]

Character encoding considerations: as defined in RFC 2396 [7]

Intended usage: identifies an IRIS entity made available using the
BEEP profile for IRIS

Applications using this scheme: defined in IRIS [6]

Interoperability considerations: n/a

Security Considerations: defined in Section 12.

Relevant Publications: BEEP [2] and IRIS [6]

Contact Information: Andrew Newton <[email protected]> and Marcos Sanz
<[email protected]>

Author/Change controller: the IESG

8.3. Well-Known TCP Port Registration

Protocol Number: TCP

Message Formats, Types, Opcodes, and Sequences: defined in Sections
3, 4, and 5.

Functions: defined in IRIS [6]

Use of Broadcast/Multicast: none

Proposed Name: IRIS over BEEP

Short name: iris.beep

Contact Information: Andrew Newton <[email protected]> and Marcos Sanz
<[email protected]>

Newton & Sanz Standards Track [Page 7]

RFC 3983 IRIS-Beep January 2005

8.4. S-NAPTR Registration

Application Protocol Label: iris.beep

Intended usage: identifies an IRIS server using BEEP

Interoperability considerations: n/a

Security Considerations: defined in Section 12

Relevant Publications: BEEP [2] and IRIS [6]

Contact Information: Andrew Newton <[email protected]> and Marcos Sanz
<[email protected]>

Author/Change controller: the IESG

9. Registry Definition Checklist

Specifications of registry types MUST include the following explicit
definitions:

o message pattern -- a definition of the message pattern for use
with BEEP, or a declaration to use the default message pattern in
Section 5.2.

o server authentication method -- a definition of the method to use
for server authentication with TLS, a declaration to use the basic
server authentication method in Section 6.2, or a declaration to
use no server authentication at all.

10. Internationalization Considerations

See Section 4.

11. IANA Considerations

Registrations with the IANA are described in Section 8.

12. Security Considerations

Implementers should be fully aware of the security considerations
given by IRIS [6], BEEP [2], and TLS [4]. With respect to server
authentication with the use of TLS, see Section 6.

Newton & Sanz Standards Track [Page 8]

RFC 3983 IRIS-Beep January 2005

Clients SHOULD be prepared to use the following BEEP tuning profiles:

o http://iana.org/beep/SASL/DIGEST-MD5 -- for user authentication
without the need of session encryption.

o http://iana.org/beep/SASL/OTP -- for user authentication without
the need of session encryption.

o http://iana.org/beep/TLS using the TLS_RSA_WITH_3DES_EDE_CBC_SHA
cipher -- for encryption.

o http://iana.org/beep/TLS using the TLS_RSA_WITH_3DES_EDE_CBC_SHA
cipher with client-side certificates -- for encryption and user
authentication.

o http://iana.org/beep/TLS using the TLS_RSA_WITH_AES_128_CBC_SHA
cipher -- for encryption. See [13].

o http://iana.org/beep/TLS using the TLS_RSA_WITH_AES_128_CBC_SHA
cipher with client-side certificates -- for encryption and user
authentication. See [13].

o http://iana.org/beep/TLS using the TLS_RSA_WITH_AES_256_CBC_SHA
cipher -- for encryption. See [13].

o http://iana.org/beep/TLS using the TLS_RSA_WITH_AES_256_CBC_SHA
cipher with client-side certificates -- for encryption and user
authentication. See [13].

Anonymous client access SHOULD be considered in one of two methods:

1. When no authentication tuning profile has been used.
2. Using the SASL anonymous profile:
http://iana.org/beep/SASL/ANONYMOUS

IRIS contains a referral mechanism as a standard course of operation.
However, care should be taken that user authentication mechanisms do
not hand user credentials to untrusted servers. Therefore, clients
SHOULD NOT use the http://iana.org/beep/SASL/PLAIN tuning profile.
As specified by SASL/PLAIN, clients MUST NOT use the
http://iana.org/beep/SASL/PLAIN tuning profile without first
encrypting the TCP session (e.g. such as with the
http://iana.org/beep/TLS tuning profile).

Newton & Sanz Standards Track [Page 9]

RFC 3983 IRIS-Beep January 2005

13. References

13.1. Normative References

[1] World Wide Web Consortium, "Extensible Markup Language (XML)
1.0", W3C XML, February 1998, <http://www.w3.org/TR/1998/REC-
xml-19980210>.

[2] Rose, M., "The Blocks Extensible Exchange Protocol Core", RFC
3080, March 2001.

[3] Rose, M., "Mapping the BEEP Core onto TCP", RFC 3081, March
2001.

[4] Dierks, T. and C. Allen, "The TLS Protocol Version 1.0", RFC
2246, January 1999.

[5] Bradner, S., "Key words for use in RFCs to Indicate Requirement
Levels", BCP 14, RFC 2119, March 1997.

[6] Newton, A. and M. Sanz, "IRIS: The Internet Registry
Information Service (IRIS) Core Protocol", RFC 3981, January
2005.

[7] Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
Resource Identifiers (URI): Generic Syntax", RFC 2396, August
1998.

[8] Crocker, D. and P. Overell, "Augmented BNF for Syntax
Specifications: ABNF", RFC 2234, November 1997.

[9] The Unicode Consortium, "The Unicode Standard, Version 3", ISBN
0-201-61633-5, 2000, <The Unicode Standard, Version 3>.

[10] Housley, R., Polk, W., Ford, W., and D. Solo, "Internet X.509
Public Key Infrastructure Certificate and Certificate
Revocation List (CRL) Profile", RFC 3280, April 2002.

[11] Murata, M., Laurent, S. St., and D. Kohn, "XML Media Types",
RFC 3023, January 2001.

[12] Alvestrand, H., "IETF Policy on Character Sets and Languages",
BCP 18, RFC 2277, January 1998.

[13] Chown, P., "Advanced Encryption Standard (AES) Ciphersuites for
Transport Layer Security (TLS)", RFC 3268, June 2002.

Newton & Sanz Standards Track [Page 10]

RFC 3983 IRIS-Beep January 2005

13.2. Informative References

[14] Khare, R. and S. Lawrence, "Upgrading to TLS Within HTTP/1.1",
RFC 2817, May 2000.

[15] Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter,
L., Leach, P., and T. Berners-Lee, "Hypertext Transfer Protocol
-- HTTP/1.1", RFC 2616, June 1999.

[16] Moore, K., "On the use of HTTP as a Substrate", BCP 56, RFC
3205, February 2002.

[17] Hollenbeck, S., "EPP TCP Transport", Work in Progress, January
2002.

[18] Rescorla, E., "HTTP Over TLS", RFC 2818, May 2000.

[19] Newton, A., "Cross Registry Internet Service Protocol (CRISP)
Requirements", RFC 3707, February 2004.

[20] Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
January 2004.

14. Authors' Addresses

Andrew L. Newton
VeriSign, Inc.
21345 Ridgetop Circle
Sterling, VA 20166
USA

Phone: +1 703 948 3382
EMail: [email protected]; [email protected]
URI: http://www.verisignlabs.com/

Marcos Sanz
DENIC eG
Wiesenhuettenplatz 26
D-60329 Frankfurt
Germany

EMail: [email protected]
URI: http://www.denic.de/

Newton & Sanz Standards Track [Page 11]

RFC 3983 IRIS-Beep January 2005

Full Copyright Statement

Copyright (C) The Internet Society (2005).

This document is subject to the rights, licenses and restrictions
contained in BCP 78, and except as set forth therein, the authors
retain all their rights.

This document and the information contained herein are provided on an
"AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

The IETF takes no position regarding the validity or scope of any
Intellectual Property Rights or other rights that might be claimed to
pertain to the implementation or use of the technology described in
this document or the extent to which any license under such rights
might or might not be available; nor does it represent that it has
made any independent effort to identify any such rights. Information
on the IETF's procedures with respect to rights in IETF Documents can
be found in BCP 78 and BCP 79.

Copies of IPR disclosures made to the IETF Secretariat and any
assurances of licenses to be made available, or the result of an
attempt made to obtain a general license or permission for the use of
such proprietary rights by implementers or users of this
specification can be obtained from the IETF on-line IPR repository at
http://www.ietf.org/ipr.

The IETF invites any interested party to bring to its attention any
copyrights, patents or patent applications, or other proprietary
rights that may cover technology that may be required to implement
this standard. Please address the information to the IETF at ietf-
[email protected].

Acknowledgement

Funding for the RFC Editor function is currently provided by the
Internet Society.

Newton & Sanz Standards Track [Page 12]