Network Working Group                                      J. Arkko, Ed.
Request for Comments: 3971                                      Ericsson
Category: Standards Track                                       J. Kempf
                                         DoCoMo Communications Labs USA
                                                                B. Zill
                                                              Microsoft
                                                            P. Nikander
                                                               Ericsson
                                                             March 2005


                   SEcure Neighbor Discovery (SEND)

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2005).

Abstract

  IPv6 nodes use the Neighbor Discovery Protocol (NDP) to discover
  other nodes on the link, to determine their link-layer addresses to
  find routers, and to maintain reachability information about the
  paths to active neighbors.  If not secured, NDP is vulnerable to
  various attacks.  This document specifies security mechanisms for
  NDP.  Unlike those in the original NDP specifications, these
  mechanisms do not use IPsec.

















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Table of Contents

  1.  Introduction. . . . . . . . . . . . . . . . . . . . . . . . .   3
      1.1.  Specification of Requirements . . . . . . . . . . . . .   4
  2.  Terms . . . . . . . . . . . . . . . . . . . . . . . . . . . .   4
  3.  Neighbor and Router Discovery Overview. . . . . . . . . . . .   6
  4.  Secure Neighbor Discovery Overview. . . . . . . . . . . . . .   8
  5.  Neighbor Discovery Protocol Options . . . . . . . . . . . . .   9
      5.1.  CGA Option. . . . . . . . . . . . . . . . . . . . . . .  10
            5.1.1.  Processing Rules for Senders. . . . . . . . . .  11
            5.1.2.  Processing Rules for Receivers. . . . . . . . .  12
            5.1.3.  Configuration . . . . . . . . . . . . . . . . .  13
      5.2.  RSA Signature Option. . . . . . . . . . . . . . . . . .  14
            5.2.1.  Processing Rules for Senders. . . . . . . . . .  16
            5.2.2.  Processing Rules for Receivers. . . . . . . . .  16
            5.2.3.  Configuration . . . . . . . . . . . . . . . . .  17
            5.2.4.  Performance Considerations. . . . . . . . . . .  18
      5.3.  Timestamp and Nonce Options . . . . . . . . . . . . . .  19
            5.3.1.  Timestamp Option. . . . . . . . . . . . . . . .  19
            5.3.2.  Nonce Option. . . . . . . . . . . . . . . . . .  20
            5.3.3.  Processing Rules for Senders. . . . . . . . . .  21
            5.3.4.  Processing Rules for Receivers. . . . . . . . .  21
  6.  Authorization Delegation Discovery. . . . . . . . . . . . . .  24
      6.1.  Authorization Model . . . . . . . . . . . . . . . . . .  24
      6.2.  Deployment Model. . . . . . . . . . . . . . . . . . . .  25
      6.3.  Certificate Format. . . . . . . . . . . . . . . . . . .  26
            6.3.1.  Router Authorization Certificate Profile. . . .  26
            6.3.2.  Suitability of Standard Identity Certificates .  29
      6.4.  Certificate Transport . . . . . . . . . . . . . . . . .  29
            6.4.1.  Certification Path Solicitation Message Format.  30
            6.4.2.  Certification Path Advertisement Message Format  32
            6.4.3.  Trust Anchor Option . . . . . . . . . . . . . .  34
            6.4.4.  Certificate Option. . . . . . . . . . . . . . .  36
            6.4.5.  Processing Rules for Routers. . . . . . . . . .  37
            6.4.6.  Processing Rules for Hosts. . . . . . . . . . .  38
      6.5.  Configuration . . . . . . . . . . . . . . . . . . . . .  39
  7.  Addressing. . . . . . . . . . . . . . . . . . . . . . . . . .  40
      7.1.  CGAs. . . . . . . . . . . . . . . . . . . . . . . . . .  40
      7.2.  Redirect Addresses. . . . . . . . . . . . . . . . . . .  40
      7.3.  Advertised Subnet Prefixes. . . . . . . . . . . . . . .  40
      7.4.  Limitations . . . . . . . . . . . . . . . . . . . . . .  41
  8.  Transition Issues . . . . . . . . . . . . . . . . . . . . . .  42
  9.  Security Considerations . . . . . . . . . . . . . . . . . . .  44
      9.1.  Threats to the Local Link Not Covered by SEND . . . . .  44
      9.2.  How SEND Counters Threats to NDP. . . . . . . . . . . .  45
            9.2.1.  Neighbor Solicitation/Advertisement Spoofing. .  45
            9.2.2.  Neighbor Unreachability Detection Failure . . .  46
            9.2.3.  Duplicate Address Detection DoS Attack. . . . .  46



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            9.2.4.  Router Solicitation and Advertisement Attacks .  46
            9.2.5.  Replay Attacks. . . . . . . . . . . . . . . . .  47
            9.2.6.  Neighbor Discovery DoS Attack . . . . . . . . .  48
      9.3.  Attacks against SEND Itself . . . . . . . . . . . . . .  48
  10. Protocol Values . . . . . . . . . . . . . . . . . . . . . . .  49
      10.1. Constants . . . . . . . . . . . . . . . . . . . . . . .  49
      10.2. Variables . . . . . . . . . . . . . . . . . . . . . . .  49
  11. IANA Considerations . . . . . . . . . . . . . . . . . . . . .  49
  12. References. . . . . . . . . . . . . . . . . . . . . . . . . .  50
      12.1. Normative References. . . . . . . . . . . . . . . . . .  50
      12.2. Informative References. . . . . . . . . . . . . . . . .  51
  Appendices. . . . . . . . . . . . . . . . . . . . . . . . . . . .  53
      A.    Contributors and Acknowledgments. . . . . . . . . . . .  53
      B.    Cache Management. . . . . . . . . . . . . . . . . . . .  53
      C.    Message Size When Carrying Certificates . . . . . . . .  54
  Authors' Addresses. . . . . . . . . . . . . . . . . . . . . . . .  55
  Full Copyright Statements . . . . . . . . . . . . . . . . . . . .  56

1.  Introduction

  IPv6 defines the Neighbor Discovery Protocol (NDP) in RFCs 2461 [4]
  and 2462 [5].  Nodes on the same link use NDP to discover each
  other's presence and link-layer addresses, to find routers, and to
  maintain reachability information about the paths to active
  neighbors.  NDP is used by both hosts and routers.  Its functions
  include Neighbor Discovery (ND), Router Discovery (RD), Address
  Autoconfiguration, Address Resolution, Neighbor Unreachability
  Detection (NUD), Duplicate Address Detection (DAD), and Redirection.

  The original NDP specifications called for the use of IPsec to
  protect NDP messages.  However, the RFCs do not give detailed
  instructions for using IPsec to do this.  In this particular
  application, IPsec can only be used with a manual configuration of
  security associations, due to bootstrapping problems in using IKE
  [19, 15].  Furthermore, the number of manually configured security
  associations needed for protecting NDP can be very large [20], making
  that approach impractical for most purposes.

  The SEND protocol is designed to counter the threats to NDP.  These
  threats are described in detail in [22].  SEND is applicable in
  environments where physical security on the link is not assured (such
  as over wireless) and attacks on NDP are a concern.

  This document is organized as follows.  Sections 2 and 3 define some
  terminology and present a brief review of NDP, respectively.  Section
  4 describes the overall approach to securing NDP.  This approach
  involves the use of new NDP options to carry public key - based
  signatures.  A zero-configuration mechanism is used for showing



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  address ownership on individual nodes; routers are certified by a
  trust anchor [7].  The formats, procedures, and cryptographic
  mechanisms for the zero-configuration mechanism are described in a
  related specification [11].

  The required new NDP options are discussed in Section 5.  Section 6
  describes the mechanism for distributing certification paths to
  establish an authorization delegation chain to a trust anchor.

  Finally, Section 8 discusses the co-existence of secured and
  unsecured NDP on the same link, and Section 9 discusses security
  considerations for SEcure Neighbor Discovery (SEND).

  The use of identity certificates provisioned on end hosts for
  authorizing address use is out of the scope for this document, as is
  the security of NDP when the entity defending an address is not the
  same as the entity claiming that address (also known as "proxy ND").
  These are extensions of SEND that may be treated in separate
  documents, should the need arise.

1.1.  Specification of Requirements

  In this document, several words are used to signify the requirements
  of the specification.  These words are often capitalized.  The key
  words "MUST", "MUST NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", and
  "MAY" are to be interpreted as described in [2].

2.  Terms

  Authorization Delegation Discovery (ADD)

     A process through which SEND nodes can acquire a certification
     path from a peer node to a trust anchor.

  Certificate Revocation List (CRL)

     In one method of certificate revocation, an authority periodically
     issues a signed data structure called the Certificate Revocation
     List.  This is a time-stamped list identifying revoked
     certificates, signed by the issuer, and made freely available in a
     public repository.

  Certification Path Advertisement (CPA)

     The advertisement message used in the ADD process.






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  Certification Path Solicitation (CPS)

     The solicitation message used in the ADD process.

  Cryptographically Generated Address (CGA)

     A technique [11] whereby an IPv6 address of a node is
     cryptographically generated by using a one-way hash function from
     the node's public key and some other parameters.

  Distinguished Encoding Rules (DER)

     An encoding scheme for data values, defined in [12].

  Duplicate Address Detection (DAD)

     A mechanism assuring that two IPv6 nodes on the same link are not
     using the same address.

  Fully Qualified Domain Name (FQDN)

     A fully qualified domain name consists of a host and domain name,
     including the top-level domain.

  Internationalized Domain Name (IDN)

     Internationalized Domain Names can be used to represent domain
     names that contain characters outside the ASCII set.  See RFC 3490
     [9].

  Neighbor Discovery (ND)

     The Neighbor Discovery function of the Neighbor Discovery Protocol
     (NDP).  NDP contains functions besides ND.

  Neighbor Discovery Protocol (NDP)

     The IPv6 Neighbor Discovery Protocol [7, 8].

     The Neighbor Discovery Protocol is a part of ICMPv6 [6].

  Neighbor Unreachability Detection (NUD)

     A mechanism used for tracking the reachability of neighbors.







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  Non-SEND node

     An IPv6 node that does not implement this specification but uses
     only the Neighbor Discovery protocol defined in RFCs 2461 and
     2462, as updated, without security.

  Nonce

     An unpredictable random or pseudo-random number generated by a
     node and used exactly once.  In SEND, nonces are used to assure
     that a particular advertisement is linked to the solicitation that
     triggered it.

  Router Authorization Certificate

     An X.509v3 [7] public key certificate using the profile specified
     in Section 6.3.1.

  SEND node

     An IPv6 node that implements this specification.

  Router Discovery (RD)

     Router Discovery allows the hosts to discover what routers exist
     on the link, and what subnet prefixes are available.  Router
     Discovery is a part of the Neighbor Discovery Protocol.

  Trust Anchor

     Hosts are configured with a set of trust anchors to protect Router
     Discovery.  A trust anchor is an entity that the host trusts to
     authorize routers to act as routers.  A trust anchor configuration
     consists of a public key and some associated parameters (see
     Section 6.5 for a detailed explanation of these parameters).

3.  Neighbor and Router Discovery Overview

  The Neighbor Discovery Protocol has several functions.  Many of these
  are overloaded on a few central message types, such as the ICMPv6
  Neighbor Advertisement message.  In this section, we review some of
  these tasks and their effects in order to better understand how the
  messages should be treated.  This section is not normative, and if
  this section and the original Neighbor Discovery RFCs are in
  conflict, the original RFCs, as updated, take precedence.






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  The main functions of NDP are as follows:

  o  The Router Discovery function allows IPv6 hosts to discover the
     local routers on an attached link.  Router Discovery is described
     in Section 6 of RFC 2461 [4].  The main purpose of Router
     Discovery is to find neighboring routers willing to forward
     packets on behalf of hosts.  Subnet prefix discovery involves
     determining which destinations are directly on a link; this
     information is necessary in order to know whether a packet should
     be sent to a router or directly to the destination node.

  o  The Redirect function is used for automatically redirecting a host
     to a better first-hop router, or to inform hosts that a
     destination is in fact a neighbor (i.e., on-link).  Redirect is
     specified in Section 8 of RFC 2461 [4].

  o  Address Autoconfiguration is used for automatically assigning
     addresses to a host [5].  This allows hosts to operate without
     explicit configuration related to IP connectivity.  The default
     autoconfiguration mechanism is stateless.  To create IP addresses,
     hosts use any prefix information delivered to them during Router
     Discovery and then test the newly formed addresses for uniqueness.
     A stateful mechanism, DHCPv6 [18], provides additional
     autoconfiguration features.

  o  Duplicate Address Detection (DAD) is used for preventing address
     collisions [5]: for instance, during Address Autoconfiguration.  A
     node that intends to assign a new address to one of its interfaces
     first runs the DAD procedure to verify that no other node is using
     the same address.  As the rules forbid the use of an address until
     it has been found unique, no higher layer traffic is possible
     until this procedure has been completed.  Thus, preventing attacks
     against DAD can help ensure the availability of communications for
     the node in question.

  o  The Address Resolution function allows a node on the link to
     resolve another node's IPv6 address to the corresponding link-
     layer address.  Address Resolution is defined in Section 7.2 of
     RFC 2461 [4], and it is used for hosts and routers alike.  Again,
     no higher level traffic can proceed until the sender knows the
     link layer address of the destination node or the next hop router.
     Note that the source link layer address on link layer frames is
     not checked against the information learned through Address
     Resolution.  This allows for an easier addition of network
     elements such as bridges and proxies and eases the stack
     implementation requirements, as less information has to be passed
     from layer to layer.




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  o  Neighbor Unreachability Detection (NUD) is used for tracking the
     reachability of neighboring nodes, both hosts and routers.  NUD is
     defined in Section 7.3 of RFC 2461 [4].  NUD is security
     sensitive, because an attacker could claim that reachability
     exists when in fact it does not.

  The NDP messages follow the ICMPv6 message format.  All NDP functions
  are realized by using the Router Solicitation (RS), Router
  Advertisement (RA), Neighbor Solicitation (NS), Neighbor
  Advertisement (NA), and Redirect messages.  An actual NDP message
  includes an NDP message header, consisting of an ICMPv6 header and ND
  message-specific data, and zero or more NDP options.  The NDP message
  options are formatted in the Type-Length-Value format.

                      <------------NDP Message---------------->
  *-------------------------------------------------------------*
  | IPv6 Header      | ICMPv6   | ND Message- | ND Message      |
  | Next Header = 58 | Header   | specific    | Options         |
  | (ICMPv6)         |          | data        |                 |
  *-------------------------------------------------------------*
                      <--NDP Message header-->

4.  Secure Neighbor Discovery Overview

  To secure the various functions in NDP, a set of new Neighbor
  Discovery options is introduced.  They are used to protect NDP
  messages.  This specification introduces these options, an
  authorization delegation discovery process, an address ownership
  proof mechanism, and requirements for the use of these components in
  NDP.

  The components of the solution specified in this document are as
  follows:

  o  Certification paths, anchored on trusted parties, are expected to
     certify the authority of routers.  A host must be configured with
     a trust anchor to which the router has a certification path before
     the host can adopt the router as its default router.
     Certification Path Solicitation and Advertisement messages are
     used to discover a certification path to the trust anchor without
     requiring the actual Router Discovery messages to carry lengthy
     certification paths.  The receipt of a protected Router
     Advertisement message for which no certification path is available
     triggers the authorization delegation discovery process.







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  o  Cryptographically Generated Addresses are used to make sure that
     the sender of a Neighbor Discovery message is the "owner" of the
     claimed address.  A public-private key pair is generated by all
     nodes before they can claim an address.  A new NDP option, the CGA
     option, is used to carry the public key and associated parameters.

     This specification also allows a node to use non-CGAs with
     certificates that authorize their use.  However, the details of
     such use are beyond the scope of this specification and are left
     for future work.

  o  A new NDP option, the RSA Signature option, is used to protect all
     messages relating to Neighbor and Router discovery.

     Public key signatures protect the integrity of the messages and
     authenticate the identity of their sender.  The authority of a
     public key is established either with the authorization delegation
     process, by using certificates, or through the address ownership
     proof mechanism, by using CGAs, or with both, depending on
     configuration and the type of the message protected.

     Note: RSA is mandated because having multiple signature algorithms
     would break compatibility between implementations or increase
     implementation complexity by forcing the implementation of
     multiple algorithms and the mechanism to select among them.  A
     second signature algorithm is only necessary as a recovery
     mechanism, in case a flaw is found in RSA.  If this happens, a
     stronger signature algorithm can be selected, and SEND can be
     revised.  The relationship between the new algorithm and the RSA-
     based SEND described in this document would be similar to that
     between the RSA-based SEND and Neighbor Discovery without SEND.
     Information signed with the stronger algorithm has precedence over
     that signed with RSA, in the same way that RSA-signed information
     now takes precedence over unsigned information.  Implementations
     of the current and revised specs would still be compatible.

  o  In order to prevent replay attacks, two new Neighbor Discovery
     options, Timestamp and Nonce, are introduced.  Given that Neighbor
     and Router Discovery messages are in some cases sent to multicast
     addresses, the Timestamp option offers replay protection without
     any previously established state or sequence numbers.  When the
     messages are used in solicitation-advertisement pairs, they are
     protected with the Nonce option.

5.  Neighbor Discovery Protocol Options

  The options described in this section MUST be supported.




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5.1.  CGA Option

  The CGA option allows the verification of the sender's CGA.  The
  format of the CGA option is described as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |    Length     |   Pad Length  |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   .                                                               .
   .                        CGA Parameters                         .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   .                                                               .
   .                           Padding                             .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Type

     11

  Length

     The length of the option (including the Type, Length, Pad Length,
     Reserved, CGA Parameters, and Padding fields) in units of 8
     octets.

  Pad Length

     The number of padding octets beyond the end of the CGA Parameters
     field but within the length specified by the Length field.
     Padding octets MUST be set to zero by senders and ignored by
     receivers.

  Reserved

     An 8-bit field reserved for future use.  The value MUST be
     initialized to zero by the sender and MUST be ignored by the
     receiver.






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  CGA Parameters

     A variable-length field containing the CGA Parameters data
     structure described in Section 4 of [11].

     This specification requires that if both the CGA option and the
     RSA Signature option are present, then the public key found from
     the CGA Parameters field in the CGA option MUST be that referred
     by the Key Hash field in the RSA Signature option.  Packets
     received with two different keys MUST be silently discarded.  Note
     that a future extension may provide a mechanism allowing the owner
     of an address and the signer to be different parties.

  Padding

     A variable-length field making the option length a multiple of 8,
     containing as many octets as specified in the Pad Length field.

5.1.1.  Processing Rules for Senders

  If the node has been configured to use SEND, the CGA option MUST be
  present in all Neighbor Solicitation and Advertisement messages and
  MUST be present in Router Solicitation messages unless they are sent
  with the unspecified source address.  The CGA option MAY be present
  in other messages.

  A node sending a message using the CGA option MUST construct the
  message as follows:

     The CGA Parameter field in the CGA option is filled according to
     the rules presented above and in [11].  The public key in the
     field is taken from the configuration used to generate the CGA,
     typically from a data structure associated with the source
     address.  The address MUST be constructed as specified in Section
     4 of [11].  Depending on the type of the message, this address
     appears in different places, as follows:

  Redirect

     The address MUST be the source address of the message.

  Neighbor Solicitation

     The address MUST be the Target Address for solicitations sent for
     Duplicate Address Detection; otherwise it MUST be the source
     address of the message.





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  Neighbor Advertisement

     The address MUST be the source address of the message.

  Router Solicitation

     The address MUST be the source address of the message.  Note that
     the CGA option is not used when the source address is the
     unspecified address.

  Router Advertisement

     The address MUST be the source address of the message.

5.1.2.  Processing Rules for Receivers

  Neighbor Solicitation and Advertisement messages without the CGA
  option MUST be treated as unsecured (i.e., processed in the same way
  as NDP messages sent by a non-SEND node).  The processing of
  unsecured messages is specified in Section 8.  Note that SEND nodes
  that do not attempt to interoperate with non-SEND nodes MAY simply
  discard the unsecured messages.

  Router Solicitation messages without the CGA option MUST also be
  treated as unsecured, unless the source address of the message is the
  unspecified address.

  Redirect, Neighbor Solicitation, Neighbor Advertisement, Router
  Solicitation, and Router Advertisement messages containing a CGA
  option MUST be checked as follows:

     If the interface has been configured to use CGA, the receiving
     node MUST verify the source address of the packet by using the
     algorithm described in Section 5 of [11].  The inputs to the
     algorithm are the claimed address, as defined in the previous
     section, and the CGA Parameters field.

     If the CGA verification is successful, the recipient proceeds with
     a more time-consuming cryptographic check of the signature.  Note
     that even if the CGA verification succeeds, no claims about the
     validity of the use can be made until the signature has been
     checked.

  A receiver that does not support CGA or has not specified its use for
  a given interface can still verify packets by using trust anchors,
  even if a CGA is used on a packet.  In such a case, the CGA property
  of the address is simply left unverified.




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5.1.3.  Configuration

  All nodes that support the verification of the CGA option MUST record
  the following configuration information:

  minbits

     The minimum acceptable key length for public keys used in the
     generation of CGAs.  The default SHOULD be 1024 bits.
     Implementations MAY also set an upper limit for the amount of
     computation needed when verifying packets that use these security
     associations.  The upper limit SHOULD be at least 2048 bits.  Any
     implementation should follow prudent cryptographic practice in
     determining the appropriate key lengths.

  All nodes that support the sending of the CGA option MUST record the
  following configuration information:

  CGA parameters

     Any information required to construct CGAs, as described in [11].






























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5.2.  RSA Signature Option

  The RSA Signature option allows public key-based signatures to be
  attached to NDP messages.  The format of the RSA Signature option is
  described in the following diagram:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |    Length     |           Reserved            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   |                          Key Hash                             |
   |                                                               |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   .                                                               .
   .                       Digital Signature                       .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   .                                                               .
   .                           Padding                             .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Type

     12

  Length

     The length of the option (including the Type, Length, Reserved,
     Key Hash, Digital Signature, and Padding fields) in units of 8
     octets.

  Reserved

     A 16-bit field reserved for future use.  The value MUST be
     initialized to zero by the sender, and MUST be ignored by the
     receiver.







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  Key Hash

     A 128-bit field containing the most significant (leftmost) 128
     bits of a SHA-1 [14] hash of the public key used for constructing
     the signature.  The SHA-1 hash is taken over the presentation used
     in the Public Key field of the CGA Parameters data structure
     carried in the CGA option.  Its purpose is to associate the
     signature to a particular key known by the receiver.  Such a key
     can either be stored in the certificate cache of the receiver or
     be received in the CGA option in the same message.

  Digital Signature

     A variable-length field containing a PKCS#1 v1.5 signature,
     constructed by using the sender's private key over the following
     sequence of octets:

     1. The 128-bit CGA Message Type tag [11] value for SEND, 0x086F
        CA5E 10B2 00C9 9C8C E001 6427 7C08.  (The tag value has been
        generated randomly by the editor of this specification.).

     2. The 128-bit Source Address field from the IP header.

     3. The 128-bit Destination Address field from the IP header.

     4. The 8-bit Type, 8-bit Code, and 16-bit Checksum fields from the
        ICMP header.

     5. The NDP message header, starting from the octet after the ICMP
        Checksum field and continuing up to but not including NDP
        options.

     6. All NDP options preceding the RSA Signature option.

     The signature value is computed with the RSASSA-PKCS1-v1_5
     algorithm and SHA-1 hash, as defined in [13].

     This field starts after the Key Hash field.  The length of the
     Digital Signature field is determined by the length of the RSA
     Signature option minus the length of the other fields (including
     the variable length Pad field).

  Padding

     This variable-length field contains padding, as many bytes long as
     remain after the end of the signature.





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5.2.1.  Processing Rules for Senders

  If the node has been configured to use SEND, Neighbor Solicitation,
  Neighbor Advertisement, Router Advertisement, and Redirect messages
  MUST contain the RSA Signature option.  Router Solicitation messages
  not sent with the unspecified source address MUST contain the RSA
  Signature option.

  A node sending a message with the RSA Signature option MUST construct
  the message as follows:

  o  The message is constructed in its entirety, without the RSA
     Signature option.

  o  The RSA Signature option is added as the last option in the
     message.

  o  The data to be signed is constructed as explained in Section 5.2,
     under the description of the Digital Signature field.

  o  The message, in the form defined above, is signed by using the
     configured private key, and the resulting PKCS#1 v1.5 signature is
     put in the Digital Signature field.

5.2.2.  Processing Rules for Receivers

  Neighbor Solicitation, Neighbor Advertisement, Router Advertisement,
  and Redirect messages without the RSA Signature option MUST be
  treated as unsecured (i.e., processed in the same way as NDP messages
  sent by a non-SEND node).  See Section 8.

  Router Solicitation messages without the RSA Signature option MUST
  also be treated as unsecured, unless the source address of the
  message is the unspecified address.

  Redirect, Neighbor Solicitation, Neighbor Advertisement, Router
  Solicitation, and Router Advertisement messages containing an RSA
  Signature option MUST be checked as follows:

  o  The receiver MUST ignore any options that come after the first RSA
     Signature option.  (The options are ignored for both signature
     verification and NDP processing purposes.)

  o  The Key Hash field MUST indicate the use of a known public key,
     either one learned from a preceding CGA option in the same
     message, or one known by other means.





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  o  The Digital Signature field MUST have correct encoding and MUST
     not exceed the length of the RSA Signature option minus the
     Padding.

  o  The Digital Signature verification MUST show that the signature
     has been calculated as specified in the previous section.

  o  If the use of a trust anchor has been configured, a valid
     certification path (see Section 6.3) between the receiver's trust
     anchor and the sender's public key MUST be known.

     Note that the receiver may verify just the CGA property of a
     packet, even if, in addition to CGA, the sender has used a trust
     anchor.

  Messages that do not pass all the above tests MUST be silently
  discarded if the host has been configured to accept only secured ND
  messages.  The messages MAY be accepted if the host has been
  configured to accept both secured and unsecured messages but MUST be
  treated as an unsecured message.  The receiver MAY also otherwise
  silently discard packets (e.g., as a response to an apparent CPU
  exhausting DoS attack).

5.2.3.  Configuration

  All nodes that support the reception of the RSA Signature options
  MUST allow the following information to be configured for each
  separate NDP message type:

  authorization method

     This parameter determines the method through which the authority
     of the sender is determined.  It can have four values:

        trust anchor

           The authority of the sender is verified as described in
           Section 6.3.  The sender may claim additional authorization
           through the use of CGAs, but this is neither required nor
           verified.

        CGA

           The CGA property of the sender's address is verified as
           described in [11].  The sender may claim additional
           authority through a trust anchor, but this is neither
           required nor verified.




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        trust anchor and CGA

           Both the trust anchor and the CGA verification is required.

        trust anchor or CGA

           Either the trust anchor or the CGA verification is required.

  anchor

     The allowed trust anchor(s), if the authorization method is not
     set to CGA.

  All nodes that support sending RSA Signature options MUST record the
  following configuration information:

     keypair

        A public-private key pair.  If authorization delegation is in
        use, a certification path from a trust anchor to this key pair
        must exist.

     CGA flag

        A flag that indicates whether CGA is used or not.  This flag
        may be per interface or per node.  (Note that in future
        extensions of the SEND protocol, this flag may also be per
        subnet prefix.)

5.2.4.  Performance Considerations

  The construction and verification of the RSA Signature option is
  computationally expensive.  In the NDP context, however, hosts
  typically only have to perform a few signature operations as they
  enter a link, a few operations as they find a new on-link peer with
  which to communicate, or Neighbor Unreachability Detection with
  existing neighbors.

  Routers are required to perform a larger number of operations,
  particularly when the frequency of router advertisements is high due
  to mobility requirements.  Still, the number of required signature
  operations is on the order of a few dozen per second, some of which
  can be precomputed as explained below.  A large number of router
  solicitations may cause a higher demand for performing asymmetric
  operations, although the base NDP protocol limits the rate at which
  multicast responses to solicitations can be sent.





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  Signatures can be precomputed for unsolicited (multicast) Neighbor
  and Router Advertisements if the timing of the future advertisements
  is known.  Typically, solicited neighbor advertisements are sent to
  the unicast address from which the solicitation was sent.  Given that
  the IPv6 header is covered by the signature, it is not possible to
  precompute solicited advertisements.

5.3.  Timestamp and Nonce Options

5.3.1.  Timestamp Option

  The purpose of the Timestamp option is to make sure that unsolicited
  advertisements and redirects have not been replayed.  The format of
  this option is described in the following:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |    Length     |          Reserved             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |
  |                                                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                                                               |
  +                          Timestamp                            +
  |                                                               |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Type

     13

  Length

     The length of the option (including the Type, Length, Reserved,
     and Timestamp fields) in units of 8 octets; i.e., 2.

  Reserved

     A 48-bit field reserved for future use.  The value MUST be
     initialized to zero by the sender and MUST be ignored by the
     receiver.










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  Timestamp

     A 64-bit unsigned integer field containing a timestamp.  The value
     indicates the number of seconds since January 1, 1970, 00:00 UTC,
     by using a fixed point format.  In this format, the integer number
     of seconds is contained in the first 48 bits of the field, and the
     remaining 16 bits indicate the number of 1/64K fractions of a
     second.

     Implementation note: This format is compatible with the usual
     representation of time under UNIX, although the number of bits
     available for the integer and fraction parts may vary.

5.3.2.  Nonce Option

  The purpose of the Nonce option is to make sure that an advertisement
  is a fresh response to a solicitation sent earlier by the node.  The
  format of this option is described in the following:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |    Length     |  Nonce ...                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |
   |                                                               |
   .                                                               .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Type

     14

  Length

     The length of the option (including the Type, Length, and Nonce
     fields) in units of 8 octets.

  Nonce

     A field containing a random number selected by the sender of the
     solicitation message.  The length of the random number MUST be at
     least 6 bytes.  The length of the random number MUST be selected
     so that the length of the nonce option is a multiple of 8 octets.






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5.3.3.  Processing Rules for Senders

  If the node has been configured to use SEND, all solicitation
  messages MUST include a Nonce.  When sending a solicitation, the
  sender MUST store the nonce internally so that it can recognize any
  replies containing that particular nonce.

  If the node has been configured to use SEND, all advertisements sent
  in reply to a solicitation MUST include a Nonce, copied from the
  received solicitation.  Note that routers may decide to send a
  multicast advertisement to all nodes instead of a response to a
  specific host.  In such a case, the router MAY still include the
  nonce value for the host that triggered the multicast advertisement.
  (Omitting the nonce value may cause the host to ignore the router's
  advertisement, unless the clocks in these nodes are sufficiently
  synchronized so that timestamps function properly.)

  If the node has been configured to use SEND, all solicitation,
  advertisement, and redirect messages MUST include a Timestamp.
  Senders SHOULD set the Timestamp field to the current time, according
  to their real time clocks.

5.3.4.  Processing Rules for Receivers

  The processing of the Nonce and Timestamp options depends on whether
  a packet is a solicited advertisement.  A system may implement the
  distinction in various ways.  Section 5.3.4.1 defines the processing
  rules for solicited advertisements.  Section 5.3.4.2 defines the
  processing rules for all other messages.

  In addition, the following rules apply in all cases:

  o  Messages received without at least one of the Timestamp and Nonce
     options MUST be treated as unsecured (i.e., processed in the same
     way as NDP messages sent by a non-SEND node).

  o  Messages received with the RSA Signature option but without the
     Timestamp option MUST be silently discarded.

  o  Solicitation messages received with the RSA Signature option but
     without the Nonce option MUST be silently discarded.

  o  Advertisements sent to a unicast destination address with the RSA
     Signature option but without a Nonce option SHOULD be processed as
     unsolicited advertisements.






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  o  An implementation MAY use some mechanism such as a timestamp cache
     to strengthen resistance to replay attacks.  When there is a very
     large number of nodes on the same link, or when a cache filling
     attack is in progress, it is possible that the cache holding the
     most recent timestamp per sender will become full.  In this case,
     the node MUST remove some entries from the cache or refuse some
     new requested entries.  The specific policy as to which entries
     are preferred over others is left as an implementation decision.
     However, typical policies may prefer existing entries to new ones,
     CGAs with a large Sec value to smaller Sec values, and so on.  The
     issue is briefly discussed in Appendix B.

  o  The receiver MUST be prepared to receive the Timestamp and Nonce
     options in any order, as per RFC 2461 [4], Section 9.

5.3.4.1.  Processing Solicited Advertisements

  The receiver MUST verify that it has recently sent a matching
  solicitation, and that the received advertisement contains a copy of
  the Nonce sent in the solicitation.

  If the message contains a Nonce option but the Nonce value is not
  recognized, the message MUST be silently discarded.

  Otherwise, if the message does not contain a Nonce option, it MAY be
  considered an unsolicited advertisement and processed according to
  Section 5.3.4.2.

  If the message is accepted, the receiver SHOULD store the receive
  time of the message and the timestamp time in the message, as
  specified in Section 5.3.4.2.

5.3.4.2.  Processing All Other Messages

  Receivers SHOULD be configured with an allowed timestamp Delta value,
  a "fuzz factor" for comparisons, and an allowed clock drift
  parameter.  The recommended default value for the allowed Delta is
  TIMESTAMP_DELTA; for fuzz factor TIMESTAMP_FUZZ; and for clock drift,
  TIMESTAMP_DRIFT (see Section 10.2).

  To facilitate timestamp checking, each node SHOULD store the
  following information for each peer:

  o  The receive time of the last received and accepted SEND message.
     This is called RDlast.

  o  The time stamp in the last received and accepted SEND message.
     This is called TSlast.



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  An accepted SEND message is any successfully verified Neighbor
  Solicitation, Neighbor Advertisement, Router Solicitation, Router
  Advertisement, or Redirect message from the given peer.  The RSA
  Signature option MUST be used in such a message before it can update
  the above variables.

  Receivers SHOULD then check the Timestamp field as follows:

  o  When a message is received from a new peer (i.e., one that is not
     stored in the cache), the received timestamp, TSnew, is checked,
     and the packet is accepted if the timestamp is recent enough to
     the reception time of the packet, RDnew:

        -Delta < (RDnew - TSnew) < +Delta

     The RDnew and TSnew values SHOULD be stored in the cache as RDlast
     and TSlast.

  o  If the timestamp is NOT within the boundaries but the message is a
     Neighbor Solicitation message that the receiver should answer, the
     receiver SHOULD respond to the message.  However, even if it does
     respond to the message, it MUST NOT create a Neighbor Cache entry.
     This allows nodes that have large differences in their clocks to
     continue communicating with each other by exchanging NS/NA pairs.

  o  When a message is received from a known peer (i.e., one that
     already has an entry in the cache), the timestamp is checked
     against the previously received SEND message:

        TSnew + fuzz > TSlast + (RDnew - RDlast) x (1 - drift) - fuzz

     If this inequality does not hold, the receiver SHOULD silently
     discard the message.  If, on the other hand, the inequality holds,
     the receiver SHOULD process the message.

     Moreover, if the above inequality holds and TSnew > TSlast, the
     receiver SHOULD update RDlast and TSlast.  Otherwise, the receiver
     MUST NOT update RDlast or TSlast.

  As unsolicited messages may be used in a Denial-of-Service attack to
  make the receiver verify computationally expensive signatures, all
  nodes SHOULD apply a mechanism to prevent excessive use of resources
  for processing such messages.








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RFC 3971               SEcure Neighbor Discovery              March 2005


6.  Authorization Delegation Discovery

  NDP allows a node to configure itself automatically based on
  information learned shortly after connecting to a new link.  It is
  particularly easy to configure "rogue" routers on an unsecured link,
  and it is particularly difficult for a node to distinguish between
  valid and invalid sources of router information, because the node
  needs this information before communicating with nodes outside of the
  link.

  As the newly-connected node cannot communicate off-link, it cannot be
  responsible for searching information to help validate the router(s).
  However, given a certification path, the node can check someone
  else's search results and conclude that a particular message comes
  from an authorized source.  In the typical case, a router already
  connected beyond the link can communicate if necessary with off-link
  nodes and construct a certification path.

  The Secure Neighbor Discovery Protocol mandates a certificate format
  and introduces two new ICMPv6 messages used between hosts and routers
  to allow the host to learn a certification path with the assistance
  of the router.

6.1.  Authorization Model

  To protect Router Discovery, SEND requires that routers be authorized
  to act as routers.  This authorization is provisioned in both routers
  and hosts.  Routers are given certificates from a trust anchor, and
  the hosts are configured with the trust anchor(s) to authorize
  routers.  This provisioning is specific to SEND and does not assume
  that certificates already deployed for some other purpose can be
  used.

  The authorization for routers in SEND is twofold:

  o  Routers are authorized to act as routers.  The router belongs to
     the set of routers trusted by the trust anchor.  All routers in
     this set have the same authorization.

  o  Optionally, routers may also be authorized to advertise a certain
     set of subnet prefixes.  A specific router is given a specific set
     of subnet prefixes to advertise; other routers have an
     authorization to advertise other subnet prefixes.  Trust anchors
     may also delegate a certain set of subnet prefixes to someone
     (such as an ISP) who, in turn, delegates parts of this set to
     individual routers.





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  Note that while communicating with hosts, routers typically also
  present a number of other parameters beyond the above.  For instance,
  routers have their own IP addresses, subnet prefixes have lifetimes,
  and routers control the use of stateless and stateful address
  autoconfiguration.  However, the ability to be a router and the
  subnet prefixes are the most fundamental parameters to authorize.
  This is because the host needs to choose a router that it uses as its
  default router, and because the advertised subnet prefixes have an
  impact on the addresses the host uses.  The subnet prefixes also
  represent a claim about the topological location of the router in the
  network.

  Care should be taken if the certificates used in SEND are also used
  to provide authorization in other circumstances; for example, with
  routing protocols.  It is necessary to ensure that the authorization
  information is appropriate for all applications.  SEND certificates
  may authorize a larger set of subnet prefixes than the router is
  authorized to advertise on a given interface.  For instance, SEND
  allows the use of the null prefix, which might cause verification or
  routing problems in other applications.  It is RECOMMENDED that SEND
  certificates containing the null prefix are only used for SEND.

  Note that end hosts need not be provisioned with their own certified
  public keys, just as Web clients today do not require end host
  provisioning with certified keys.  Public keys for CGA generation do
  not need to be certified, as these keys derive their ability to
  authorize operations on the CGA by the tie to the address.

6.2.  Deployment Model

  The deployment model for trust anchors can be either a globally
  rooted public key infrastructure or a more local, decentralized
  deployment model similar to that currently used for TLS in Web
  servers.  The centralized model assumes a global root capable of
  authorizing routers and, optionally, the address space they
  advertise.  The end hosts are configured with the public keys of the
  global root.  The global root could operate, for instance, under the
  Internet Assigned Numbers Authority (IANA) or as a co-operative among
  Regional Internet Registries (RIRs).  However, no such global root
  currently exists.

  In the decentralized model, end hosts are configured with a
  collection of trusted public keys.  The public keys could be issued
  from various places; for example, a) a public key for the end host's
  own organization, b) a public key for the end host's home ISP and for
  ISPs with which the home ISP has a roaming agreement, or c) public
  keys for roaming brokers acting as intermediaries for ISPs that don't
  want to run their own certification authority.



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  This decentralized model works even when a SEND node is used both in
  networks that have certified routers and in networks that do not.  As
  discussed in Section 8, a SEND node can fall back to the use of a
  non-SEND router.  This makes it possible to start with a local trust
  anchor even if there is no trust anchor for all possible networks.

6.3.  Certificate Format

  The certification path of a router terminates in a Router
  Authorization Certificate that authorizes a specific IPv6 node to act
  as a router.  Because authorization paths are not a common practice
  in the Internet at the time of this writing, the path MUST consist of
  standard Public Key Certificates (PKC, in the sense of [8]).  The
  certification path MUST start from the identity of a trust anchor
  shared by the host and the router.  This allows the host to anchor
  trust for the router's public key in the trust anchor.  Note that
  there MAY be multiple certificates issued by a single trust anchor.

6.3.1.  Router Authorization Certificate Profile

  Router Authorization Certificates are X.509v3 certificates, as
  defined in RFC 3280 [7], and SHOULD contain at least one instance of
  the X.509 extension for IP addresses, as defined in [10].  The parent
  certificates in the certification path SHOULD contain one or more
  X.509 IP address extensions, back up to a trusted party (such as the
  user's ISP) that configured the original IP address block for the
  router in question, or that delegated the right to do so.  The
  certificates for the intermediate delegating authorities SHOULD
  contain X.509 IP address extension(s) for subdelegations.  The
  router's certificate is signed by the delegating authority for the
  subnet prefixes the router is authorized to advertise.

  The X.509 IP address extension MUST contain at least one
  addressesOrRanges element.  This element MUST contain an
  addressPrefix element containing an IPv6 address prefix for a prefix
  that the router or the intermediate entity is authorized to route.
  If the entity is allowed to route any prefix, the IPv6 address prefix
  used is the null prefix, ::/0.  The addressFamily element of the
  IPAddrBlocks sequence element MUST contain the IPv6 Address Family
  Identifier (0002), as specified in [10], for IPv6 subnet prefixes.
  Instead of an addressPrefix element, the addressesOrRange element MAY
  contain an addressRange element for a range of subnet prefixes, if
  more than one prefix is authorized.  The X.509 IP address extension
  MAY contain additional IPv6 subnet prefixes, expressed as either an
  addressPrefix or an addressRange.






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  A node receiving a Router Authorization Certificate MUST first check
  whether the certificate's signature was generated by the delegating
  authority.  Then the client SHOULD check whether all the
  addressPrefix or addressRange entries in the router's certificate are
  contained within the address ranges in the delegating authority's
  certificate, and whether the addressPrefix entries match any
  addressPrefix entries in the delegating authority's certificate.  If
  an addressPrefix or addressRange is not contained within the
  delegating authority's subnet prefixes or ranges, the client MAY
  attempt to take an intersection of the ranges/subnet prefixes and to
  use that intersection.  If the resulting intersection is empty, the
  client MUST NOT accept the certificate.  If the addressPrefix in the
  certificate is missing or is the null prefix, ::/0, the parent prefix
  or range SHOULD be used.  If there is no parent prefix or range, the
  subnet prefixes that the router advertises are said to be
  unconstrained (see Section 7.3).  That is, the router is allowed to
  advertise any prefix.

  The above checks SHOULD be done for all certificates in the path.  If
  any of the checks fail, the client MUST NOT accept the certificate.
  The client also has to perform validation of advertised subnet
  prefixes as discussed in Section 7.3.

  Hosts MUST check the subjectPublicKeyInfo field within the last
  certificate in the certificate path to ensure that only RSA public
  keys are used to attempt validation of router signatures.  Hosts MUST
  disregard the certificate for SEND if it does not contain an RSA key.

  As it is possible that some public key certificates used with SEND do
  not immediately contain the X.509 IP address extension element, an
  implementation MAY contain facilities that allow the prefix and range
  checks to be relaxed.  However, any such configuration options SHOULD
  be switched off by default.  The system SHOULD have a default
  configuration that requires rigorous prefix and range checks.

  The following is an example of a certification path.  Suppose that
  isp_group_example.net is the trust anchor.  The host has this
  certificate:

     Certificate 1:
       Issuer: isp_group_example.net
       Validity: Jan 1, 2004 through Dec 31, 2004
       Subject: isp_group_example.net
       Extensions:
         IP address delegation extension:
            Prefixes: P1, ..., Pk
         ... possibly other extensions ...
       ... other certificate parameters ...



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  When the host attaches to a link served by
  router_x.isp_foo_example.net, it receives the following certification
  path:

     Certificate 2:
       Issuer: isp_group_example.net
       Validity: Jan 1, 2004 through Dec 31, 2004
       Subject: isp_foo_example.net
       Extensions:
         IP address delegation extension:
           Prefixes: Q1, ..., Qk
         ... possibly other extensions ...
       ... other certificate parameters ...

     Certificate 3:
       Issuer: isp_foo_example.net
       Validity: Jan 1, 2004 through Dec 31, 2004
       Subject: router_x.isp_foo_example.net
       Extensions:
         IP address delegation extension:
           Prefixes R1, ..., Rk
         ... possibly other extensions ...

       ... other certificate parameters ...

  When the three certificates are processed, the usual RFC 3280 [7]
  certificate path validation is performed.  Note, however, that when a
  node checks certificates received from a router, it typically does
  not have a connection to the Internet yet, and so it is not possible
  to perform an on-line Certificate Revocation List (CRL) check, if
  necessary.  Until this check is performed, acceptance of the
  certificate MUST be considered provisional, and the node MUST perform
  a check as soon as it has established a connection with the Internet
  through the router.  If the router has been compromised, it could
  interfere with the CRL check.  Should performance of the CRL check be
  disrupted or should the check fail, the node SHOULD immediately stop
  using the router as a default and use another router on the link
  instead.

  In addition, the IP addresses in the delegation extension MUST be a
  subset of the IP addresses in the delegation extension of the
  issuer's certificate.  So in this example, R1, ..., Rs must be a
  subset of Q1,...,Qr, and Q1,...,Qr must be a subset of P1,...,Pk.  If
  the certification path is valid, then router_foo.isp_foo_example.com
  is authorized to route the prefixes R1,...,Rs.






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6.3.2.  Suitability of Standard Identity Certificates

  As deployment of the IP address extension is, itself, not common, a
  network service provider MAY choose to deploy standard identity
  certificates on the router to supply the router's public key for
  signed Router Advertisements.

  If there is no prefix information further up in the certification
  path, a host interprets a standard identity certificate as allowing
  unconstrained prefix advertisements.

  If the other certificates contain prefix information, a standard
  identity certificate is interpreted as allowing those subnet
  prefixes.

6.4.  Certificate Transport

  The Certification Path Solicitation (CPS) message is sent by a host
  when it wishes to request a certification path between a router and
  one of the host's trust anchors.  The Certification Path
  Advertisement (CPA) message is sent in reply to the CPS message.
  These messages are kept separate from the rest of Neighbor and Router
  Discovery to reduce the effect of the potentially voluminous
  certification path information on other messages.

  The Authorization Delegation Discovery (ADD) process does not exclude
  other forms of discovering certification paths.  For instance, during
  fast movements, mobile nodes may learn information (including the
  certification paths) about the next router from a previous router, or
  nodes may be preconfigured with certification paths from roaming
  partners.

  Where hosts themselves are certified by a trust anchor, these
  messages MAY also optionally be used between hosts to acquire the
  peer's certification path.  However, the details of such usage are
  beyond the scope of this specification.















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6.4.1.  Certification Path Solicitation Message Format

  Hosts send Certification Path Solicitations in order to prompt
  routers to generate Certification Path Advertisements.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |     Code      |          Checksum             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Identifier           |          Component            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Options ...
  +-+-+-+-+-+-+-+-+-+-+-+-

  IP Fields:

     Source Address

        A link-local unicast address assigned to the sending interface,
        or to the unspecified address if no address is assigned to the
        sending interface.

     Destination Address

        Typically the All-Routers multicast address, the Solicited-Node
        multicast address, or the address of the host's default router.

     Hop Limit

        255

  ICMP Fields:

     Type

        148

     Code

        0

     Checksum

        The ICMP checksum [6].






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     Identifier

        A 16-bit unsigned integer field, acting as an identifier to
        help match advertisements to solicitations.  The Identifier
        field MUST NOT be zero, and its value SHOULD be randomly
        generated.  This randomness does not have to be
        cryptographically hard, as its purpose is only to avoid
        collisions.

     Component

        This 16-bit unsigned integer field is set to 65,535 if the
        sender seeks to retrieve all certificates.  Otherwise, it is
        set to the component identifier corresponding to the
        certificate that the receiver wants to retrieve (see Sections
        6.4.2 and 6.4.6).

  Valid Options:

     Trust Anchor

        One or more trust anchors that the client is willing to accept.
        The first (or only) Trust Anchor option MUST contain a DER
        Encoded X.501 Name; see Section 6.4.3.  If there is more than
        one Trust Anchor option, the options beyond the first may
        contain any type of trust anchor.

     Future versions of this protocol may define new option types.
     Receivers MUST silently ignore any options they do not recognize
     and continue processing the message.  All included options MUST
     have a length greater than zero.

     ICMP length (derived from the IP length) MUST be 8 or more octets.


















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RFC 3971               SEcure Neighbor Discovery              March 2005


6.4.2.  Certification Path Advertisement Message Format

  Routers send out Certification Path Advertisement messages in
  response to a Certification Path Solicitation.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |     Code      |           Checksum            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Identifier           |        All Components         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Component            |          Reserved             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Options ...
  +-+-+-+-+-+-+-+-+-+-+-+-

  IP Fields:

     Source Address

        A link-local unicast address assigned to the interface from
        which this message is sent.  Note that routers may use multiple
        addresses, and therefore this address is not sufficient for the
        unique identification of routers.

     Destination Address

        Either the Solicited-Node multicast address of the receiver or
        the link-scoped All-Nodes multicast address.

     Hop Limit

        255

  ICMP Fields:

     Type

        149

     Code

        0

     Checksum

        The ICMP checksum [6].



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RFC 3971               SEcure Neighbor Discovery              March 2005


     Identifier

        A 16-bit unsigned integer field, acting as an identifier to
        help match advertisements to solicitations.  The Identifier
        field MUST be zero for advertisements sent to the All-Nodes
        multicast address and MUST NOT be zero for others.

     All Components

        A 16-bit unsigned integer field, used to inform the receiver of
        the number of certificates in the entire path.

        A single advertisement SHOULD be broken into separately sent
        components if there is more than one certificate in the path,
        in order to avoid excessive fragmentation at the IP layer.

        Individual certificates in a path MAY be stored and used as
        received before all the certificates have arrived; this makes
        the protocol slightly more reliable and less prone to Denial-
        of-Service attacks.

        Examples of packet lengths of Certification Path Advertisement
        messages for typical certification paths are listed in Appendix
        C.

     Component

        A 16-bit unsigned integer field, used to inform the receiver
        which certificate is being sent.

        The first message in an N-component advertisement has the
        Component field set to N-1, the second set to N-2, and so on.
        A zero indicates that there are no more components coming in
        this advertisement.

        The sending of path components SHOULD be ordered so that the
        certificate after the trust anchor is sent first.  Each
        certificate sent after the first can be verified with the
        previously sent certificates.  The certificate of the sender
        comes last.  The trust anchor certificate SHOULD NOT be sent.

     Reserved

        An unused field.  It MUST be initialized to zero by the sender
        and MUST be ignored by the receiver.






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RFC 3971               SEcure Neighbor Discovery              March 2005


  Valid Options:

     Certificate

        One certificate is provided in each Certificate option to
        establish part of a certification path to a trust anchor.

        The certificate of the trust anchor itself SHOULD NOT be sent.

     Trust Anchor

        Zero or more Trust Anchor options may be included to help
        receivers decide which advertisements are useful for them.  If
        present, these options MUST appear in the first component of a
        multi-component advertisement.

     Future versions of this protocol may define new option types.
     Receivers MUST silently ignore any options they do not recognize
     and continue processing the message.  All included options MUST
     have a length that is greater than zero.

     The ICMP length (derived from the IP length) MUST be 8 or more
     octets.

6.4.3.  Trust Anchor Option

  The format of the Trust Anchor option is described in the following:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |    Length     |  Name Type    |  Pad  Length  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Name ...                                                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          ... Padding                                          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Type

     15

  Length

     The length of the option (including the Type, Length, Name Type,
     Pad Length, and Name fields), in units of 8 octets.





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RFC 3971               SEcure Neighbor Discovery              March 2005


  Name Type

     The type of the name included in the Name field.  This
     specification defines two legal values for this field:

           1        DER Encoded X.501 Name
           2        FQDN

  Pad Length

     The number of padding octets beyond the end of the Name field but
     within the length specified by the Length field.  Padding octets
     MUST be set to zero by senders and ignored by receivers.

  Name

     When the Name Type field is set to 1, the Name field contains a
     DER encoded X.501 Name identifying the trust anchor.  The value is
     encoded as defined in [12] and [7].

     When the Name Type field is set to 2, the Name field contains a
     Fully Qualified Domain Name of the trust anchor; for example,
     "trustanchor.example.com".  The name is stored as a string, in the
     DNS wire format, as specified in RFC 1034 [1].  Additionally, the
     restrictions discussed in RFC 3280 [7], Section 4.2.1.7 apply.

     In the FQDN case, the Name field is an "IDN-unaware domain name
     slot", as defined in [9].  That is, it can contain only ASCII
     characters.  An implementation MAY support internationalized
     domain names (IDNs) using the ToASCII operation; see [9] for more
     information.

     All systems MUST support the DER Encoded X.501 Name.
     Implementations MAY support the FQDN name type.

  Padding

     A variable-length field making the option length a multiple of 8,
     beginning after the previous field ends and continuing to the end
     of the option, as specified by the Length field.











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RFC 3971               SEcure Neighbor Discovery              March 2005


6.4.4.  Certificate Option

  The format of the certificate option is described in the following:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Type      |    Length     |  Cert Type    |    Reserved   |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Certificate ...
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 ...       Padding                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Type

     16

  Length

     The length of the option (including the Type, Length, Cert Type,
     Pad Length, and Certificate fields), in units of 8 octets.

  Cert Type

     The type of the certificate included in the Certificate field.
     This specification defines only one legal value for this field:

           1        X.509v3 Certificate, as specified below

  Reserved

     An 8-bit field reserved for future use.  The value MUST be
     initialized to zero by the sender and MUST be ignored by the
     receiver.

  Certificate

     When the Cert Type field is set to 1, the Certificate field
     contains an X.509v3 certificate [7], as described in Section
     6.3.1.

  Padding

     A variable length field making the option length a multiple of 8,
     beginning after the ASN.1 encoding of the previous field [7, 15]
     ends and continuing to the end of the option, as specified by the
     Length field.



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6.4.5.  Processing Rules for Routers

  A router MUST silently discard any received Certification Path
  Solicitation messages that do not conform to the message format
  defined in Section 6.4.1.  The contents of the Reserved field and of
  any unrecognized options MUST be ignored.  Future, backward-
  compatible changes to the protocol may specify the contents of the
  Reserved field or add new options; backward-incompatible changes may
  use different Code values.  The contents of any defined options that
  are not specified to be used with Router Solicitation messages MUST
  be ignored, and the packet processed in the normal manner.  The only
  defined option that may appear is the Trust Anchor option.  A
  solicitation that passes the validity checks is called a "valid
  solicitation".

  Routers SHOULD send advertisements in response to valid solicitations
  received on an advertising interface.  If the source address in the
  solicitation was the unspecified address, the router MUST send the
  response to the link-scoped All-Nodes multicast address.  If the
  source address was a unicast address, the router MUST send the
  response to the Solicited-Node multicast address corresponding to the
  source address, except when under load, as specified below.  Routers
  SHOULD NOT send Certification Path Advertisements more than
  MAX_CPA_RATE times within a second.  When there are more
  solicitations, the router SHOULD send the response to the All-Nodes
  multicast address regardless of the source address that appeared in
  the solicitation.

  In an advertisement, the router SHOULD include suitable Certificate
  options so that a certification path can be established to the
  solicited trust anchor (or a part of it, if the Component field in
  the solicitation is not equal to 65,535).  Note also that a single
  advertisement is broken into separately sent components and ordered
  in a particular way (see Section 6.4.2) when there is more than one
  certificate in the path.

  The anchor is identified by the Trust Anchor option.  If the Trust
  Anchor option is represented as a DER Encoded X.501 Name, then the
  Name must be equal to the Subject field in the anchor's certificate.
  If the Trust Anchor option is represented as an FQDN, the FQDN must
  be equal to an FQDN in the subjectAltName field of the anchor's
  certificate.  The router SHOULD include the Trust Anchor option(s) in
  the advertisement for which the certification path was found.

  If the router is unable to find a path to the requested anchor, it
  SHOULD send an advertisement without any certificates.  In this case,
  the router SHOULD include the Trust Anchor options that were
  solicited.



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6.4.6.  Processing Rules for Hosts

  A host MUST silently discard any received Certification Path
  Advertisement messages that do not conform to the message format
  defined in Section 6.4.2.  The contents of the Reserved field, and of
  any unrecognized options, MUST be ignored.  Future, backward-
  compatible changes to the protocol MAY specify the contents of the
  Reserved field or add new options; backward-incompatible changes MUST
  use different Code values.  The contents of any defined options not
  specified to be used with Certification Path Advertisement messages
  MUST be ignored, and the packet processed in the normal manner.  The
  only defined options that may appear are the Certificate and Trust
  Anchor options.  An advertisement that passes the validity checks is
  called a "valid advertisement".

  Hosts SHOULD store certification paths retrieved in Certification
  Path Discovery messages if they start from an anchor trusted by the
  host.  The certification paths MUST be verified, as defined in
  Section 6.3, before storing them.  Routers send the certificates one
  by one, starting from the trust anchor end of the path.

  Note: Except to allow for message loss and reordering for temporary
  purposes, hosts might not store certificates received in a
  Certification Path Advertisement unless they contain a certificate
  that can be immediately verified either to the trust anchor or to a
  certificate that has been verified earlier.  This measure is intended
  to prevent Denial-of-Service attacks, whereby an attacker floods a
  host with certificates that the host cannot validate and overwhelms
  memory for certificate storage.

  Note that caching this information, and the implied verification
  results between network attachments for use over multiple attachments
  to the network, can help improve performance.  But periodic
  certificate revocation checks are still needed, even with cached
  results, to make sure that the certificates are still valid.

  The host SHOULD retrieve a certification path when a Router
  Advertisement has been received with a public key that is not
  available from a certificate in the hosts' cache, or when there is no
  certification path to one of the host's trust anchors.  In these
  situations, the host MAY send a Certification Path Solicitation
  message to retrieve the path.  If there is no response within
  CPS_RETRY seconds, the message should be retried.  The wait interval
  for each subsequent retransmission MUST exponentially increase,
  doubling each time.  If there is no response after CPS_RETRY_MAX
  seconds, the host abandons the certification path retrieval process.
  If the host receives only a part of a certification path within
  CPS_RETRY_FRAGMENTS seconds of receiving the first part, it MAY in



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  addition transmit a Certification Path Solicitation message with the
  Component field set to a value not equal to 65,535.  This message can
  be retransmitted by using the same process as for the initial
  message.  If there are multiple missing certificates, additional CPS
  messages can be sent after getting a response to first one.  However,
  the complete retrieval process may last at most CPS_RETRY_MAX
  seconds.

  Certification Path Solicitations SHOULD NOT be sent if the host has a
  currently valid certification path from a reachable router to a trust
  anchor.

  When soliciting certificates for a router, a host MUST send
  Certification Path Solicitations either to the All-Routers multicast
  address, if it has not selected a default router yet, or to the
  default router's IP address, if a default router has already been
  selected.

  If two hosts want to establish trust with the CPS and CPA messages,
  the CPS message SHOULD be sent to the Solicited-Node multicast
  address of the receiver.  The advertisements SHOULD be sent as
  specified above for routers.  However, the exact details are outside
  the scope of this specification.

  When processing possible advertisements sent as responses to a
  solicitation, the host MAY prefer to process those advertisements
  with the same Identifier field value as that of the solicitation
  first.  This makes Denial-of-Service attacks against the mechanism
  harder (see Section 9.3).

6.5.  Configuration

  End hosts are configured with a set of trust anchors in order to
  protect Router Discovery.  A trust anchor configuration consists of
  the following items:

  o  A public key signature algorithm and associated public key, which
     may optionally include parameters.

  o  A name as described in Section 6.4.3.

  o  An optional public key identifier.

  o  An optional list of address ranges for which the trust anchor is
     authorized.

  If the host has been configured to use SEND, it SHOULD possess the
  above information for at least one trust anchor.



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  Routers are configured with a collection of certification paths and a
  collection of certificates containing certified keys, down to the key
  and certificate for the router itself.  Certified keys are required
  for routers so that a certification path can be established between
  the router's certificate and the public key of a trust anchor.

  If the router has been configured to use SEND, it should be
  configured with its own key pair and certificate, and with at least
  one certification path.

7.  Addressing

7.1.  CGAs

  By default, a SEND-enabled node SHOULD use only CGAs for its own
  addresses.  Other types of addresses MAY be used in testing, in
  diagnostics, or for other purposes.  However, this document does not
  describe how to choose between different types of addresses for
  different communications.  A dynamic selection can be provided by an
  API, such as the one defined in [21].

7.2.  Redirect Addresses

  If the Target Address and Destination Address fields in the ICMP
  Redirect message are equal, then this message is used to inform hosts
  that a destination is, in fact, a neighbor.  In this case, the
  receiver MUST verify that the given address falls within the range
  defined by the router's certificate.  Redirect messages failing this
  check MUST be treated as unsecured, as described in Section 7.3.

  Note that base NDP rules prevent a host from accepting a Redirect
  message from a router that the host is not using to reach the
  destination mentioned in the redirect.  This prevents an attacker
  from tricking a node into redirecting traffic when the attacker is
  not the default router.

7.3.  Advertised Subnet Prefixes

  The router's certificate defines the address range(s) that it is
  allowed to advertise securely.  A router MAY, however, advertise a
  combination of certified and uncertified subnet prefixes.
  Uncertified subnet prefixes are treated as unsecured (i.e., processed
  in the same way as unsecured router advertisements sent by non-SEND
  routers).  The processing of unsecured messages is specified in
  Section 8.  Note that SEND nodes that do not attempt to interoperate
  with non-SEND nodes MAY simply discard the unsecured information.





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  Certified subnet prefixes fall into the following two categories:

  Constrained

     If the network operator wants to constrain which routers are
     allowed to route particular subnet prefixes, routers should be
     configured with certificates having subnet prefixes listed in the
     prefix extension.  These routers SHOULD advertise the subnet
     prefixes that they are certified to route, or a subset thereof.

  Unconstrained

     Network operators that do not want to constrain routers this way
     should configure routers with certificates containing either the
     null prefix or no prefix extension at all.

  Upon processing a Prefix Information option within a Router
  Advertisement, nodes SHOULD verify that the prefix specified in this
  option falls within the range defined by the certificate, if the
  certificate contains a prefix extension.  Options failing this check
  are treated as containing uncertified subnet prefixes.

  Nodes SHOULD use one of the certified subnet prefixes for stateless
  autoconfiguration.  If none of the advertised subnet prefixes match,
  the host SHOULD use a different advertising router as its default
  router, if one is available.  If the node is performing stateful
  autoconfiguration, it SHOULD check the address provided by the DHCP
  server against the certified subnet prefixes and SHOULD NOT use the
  address if the prefix is not certified.

7.4.  Limitations

  This specification does not address the protection of NDP packets for
  nodes configured with a static address (e.g., PREFIX::1).  Future
  certification path-based authorization specifications are needed for
  these nodes.  This specification also does not apply to addresses
  generated by the IPv6 stateless address autoconfiguration from a
  fixed interface identifiers (such as EUI-64).

  It is outside the scope of this specification to describe the use of
  trust anchor authorization between nodes with dynamically changing
  addresses.  These addresses may be the result of stateful or
  stateless address autoconfiguration, or may have resulted from the
  use of RFC 3041 [17] addresses.  If the CGA method is not used, nodes
  are required to exchange certification paths that terminate in a
  certificate authorizing a node to use an IP address having a
  particular interface identifier.  This specification does not specify
  the format of these certificates, as there are currently only a few



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  cases where they are provided by the link layer, and it is up to the
  link layer to provide certification for the interface identifier.
  This may be the subject of a future specification.  It is also
  outside the scope of this specification to describe how stateful
  address autoconfiguration works with the CGA method.

  The Target Address in Neighbor Advertisement is required to be equal
  to the source address of the packet, except in proxy Neighbor
  Discovery, which is not supported by this specification.

8.  Transition Issues

  During the transition to secured links, or as a policy consideration,
  network operators may want to run a particular link with a mixture of
  nodes accepting secured and unsecured messages.  Nodes that support
  SEND SHOULD support the use of secured and unsecured NDP messages at
  the same time.

  In a mixed environment, SEND nodes receive both secured and unsecured
  messages but give priority to secured ones.  Here, the "secured"
  messages are those that contain a valid signature option, as
  specified above, and "unsecured" messages are those that contain no
  signature option.

  A SEND node SHOULD have a configuration option that causes it to
  ignore all unsecured Neighbor Solicitation and Advertisement, Router
  Solicitation and Advertisement, and Redirect messages.  This can be
  used to enforce SEND-only networks.  The default for this
  configuration option SHOULD be that both secured and unsecured
  messages are allowed.

  A SEND node MAY also have a configuration option whereby it disables
  the use of SEND completely, even for the messages it sends itself.
  This configuration option SHOULD be switched off by default; that is,
  SEND is used.  Plain (non-SEND) NDP nodes will obviously send only
  unsecured messages.  Per RFC 2461 [4], such nodes will ignore the
  unknown options and will treat secured messages in the same way that
  they treat unsecured ones.  Secured and unsecured nodes share the
  same network resources, such as subnet prefixes and address spaces.

  SEND nodes configured to use SEND at least in their own messages
  behave in a mixed environment as explained below.

  SEND adheres to the rules defined for the base NDP protocol, with the
  following exceptions:

  o  All solicitations sent by a SEND node MUST be secured.




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  o  Unsolicited advertisements sent by a SEND node MUST be secured.

  o  A SEND node MUST send a secured advertisement in response to a
     secured solicitation.  Advertisements sent in response to an
     unsecured solicitation MUST be secured as well, but MUST NOT
     contain the Nonce option.

  o  A SEND node that uses the CGA authorization method to protect
     Neighbor Solicitations SHOULD perform Duplicate Address Detection
     as follows.  If Duplicate Address Detection indicates that the
     tentative address is already in use, the node generates a new
     tentative CGA.  If after three consecutive attempts no non-unique
     address is generated, it logs a system error and gives up
     attempting to generate an address for that interface.

     When performing Duplicate Address Detection for the first
     tentative address, the node accepts both secured and unsecured
     Neighbor Advertisements and Solicitations received in response to
     the Neighbor Solicitations.  When performing Duplicate Address
     Detection for the second or third tentative address, it ignores
     unsecured Neighbor Advertisements and Solicitations.  (The
     security implications of this are discussed in Section 9.2.3 and
     in [11].)

  o  The node MAY have a configuration option whereby it ignores
     unsecured advertisements, even when performing Duplicate Address
     Detection for the first tentative address.  This configuration
     option SHOULD be disabled by default.  This is a recovery
     mechanism for cases in which attacks against the first address
     become common.

  o  The Neighbor Cache, Prefix List, and Default Router list entries
     MUST have a secured/unsecured flag that indicates whether the
     message that caused the creation or last update of the entry was
     secured or unsecured.  Received unsecured messages MUST NOT cause
     changes to existing secured entries in the Neighbor Cache, Prefix
     List, or Default Router List.  Received secured messages MUST
     cause an update of the matching entries, which MUST be flagged as
     secured.

  o  Neighbor Solicitations for the purpose of Neighbor Unreachability
     Detection (NUD) MUST be sent to that neighbor's solicited-nodes
     multicast address if the entry is not secured with SEND.

     Upper layer confirmations on unsecured neighbor cache entries
     SHOULD NOT update neighbor cache state from STALE to REACHABLE on
     a SEND node if the neighbor cache entry has never previously been
     REACHABLE.  This ensures that if an entry spoofing a valid SEND



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     host is created by a non-SEND attacker without being solicited,
     NUD will be done with the entry for data transmission within five
     seconds of use.

     As a result, in mixed mode, attackers can take over a Neighbor
     Cache entry of a SEND node for a longer time only if (a) the SEND
     node was not communicating with the victim node, so that there is
     no secure entry for it, and (b) the SEND node is not currently on
     the link (or is unable to respond).

  o  The conceptual sending algorithm is modified so that an unsecured
     router is selected only if there is no reachable SEND router for
     the prefix.  That is, the algorithm for selecting a default router
     favors reachable SEND routers over reachable non-SEND ones.

  o  A node MAY adopt a router sending unsecured messages, or a router
     for which secured messages have been received but for which full
     security checks have not yet been completed, while security
     checking is underway.  Security checks in this case include
     certification path solicitation, certificate verification, CRL
     checks, and RA signature checks.  A node MAY also adopt a router
     sending unsecured messages if a router known to be secured becomes
     unreachable, but because the unreachability may be the result of
     an attack it SHOULD attempt to find a router known to be secured
     as soon as possible.  Note that although this can speed up
     attachment to a new network, accepting a router that is sending
     unsecured messages or for which security checks are not complete
     opens the node to possible attacks.  Nodes that choose to accept
     such routers do so at their own risk.  The node SHOULD, in any
     case, prefer a router known to be secure as soon as one is made
     available with completed security checks.

9.  Security Considerations

9.1.  Threats to the Local Link Not Covered by SEND

  SEND does not provide confidentiality for NDP communications.

  SEND does not compensate for an unsecured link layer.  For instance,
  there is no assurance that payload packets actually come from the
  same peer against which the NDP was run.

  There may not be cryptographic binding in SEND between the link layer
  frame address and the IPv6 address.  An unsecured link layer could
  allow nodes to spoof the link layer address of other nodes.  An
  attacker could disrupt IP service by sending out a Neighbor
  Advertisement on an unsecured link layer, with the link layer source
  address on the frame set as the source address of a victim, a valid



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  CGA address and a valid signature corresponding to itself, and a
  Target Link-layer Address extension corresponding to the victim.  The
  attacker could then make a traffic stream bombard the victim in a DoS
  attack.  This cannot be prevented just by securing the link layer.

  Even on a secured link layer, SEND does not require that the
  addresses on the link layer and Neighbor Advertisements correspond.
  However, performing these checks is RECOMMENDED if the link layer
  technology permits.

  Prior to participating in Neighbor Discovery and Duplicate Address
  Detection, nodes must subscribe to the link-scoped All-Nodes
  Multicast Group and the Solicited-Node Multicast Group for the
  address that they are claiming as their addresses; RFC 2461 [4].
  Subscribing to a multicast group requires that the nodes use MLD
  [16].  MLD contains no provision for security.  An attacker could
  send an MLD Done message to unsubscribe a victim from the Solicited-
  Node Multicast address.  However, the victim should be able to detect
  this attack because the router sends a Multicast-Address-Specific
  Query to determine whether any listeners are still on the address, at
  which point the victim can respond to avoid being dropped from the
  group.  This technique will work if the router on the link has not
  been compromised.  Other attacks using MLD are possible, but they
  primarily lead to extraneous (but not necessarily overwhelming)
  traffic.

9.2.  How SEND Counters Threats to NDP

  The SEND protocol is designed to counter the threats to NDP, as
  outlined in [22].  The following subsections contain a regression of
  the SEND protocol against the threats, to illustrate which aspects of
  the protocol counter each threat.

9.2.1.  Neighbor Solicitation/Advertisement Spoofing

  This threat is defined in Section 4.1.1 of [22].  The threat is that
  a spoofed message may cause a false entry in a node's Neighbor Cache.
  There are two cases:

  1. Entries made as a side effect of a Neighbor Solicitation or Router
     Solicitation.  A router receiving a Router Solicitation with a
     Target Link-Layer Address extension and the IPv6 source address
     unequal to the unspecified address inserts an entry for the IPv6
     address into its Neighbor Cache.  Also, a node performing
     Duplicate Address Detection (DAD) that receives a Neighbor
     Solicitation for the same address regards the situation as a
     collision and ceases to solicit for the address.




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     In either case, SEND counters these threats by requiring that the
     RSA Signature and CGA options be present in these solicitations.

     SEND nodes can send Router Solicitation messages with a CGA source
     address and a CGA option, which the router can verify, so that the
     Neighbor Cache binding is correct.  If a SEND node must send a
     Router Solicitation with the unspecified address, the router will
     not update its Neighbor Cache, as per base NDP.

  2. Entries made as a result of a Neighbor Advertisement message.
     SEND counters this threat by requiring that the RSA Signature and
     CGA options be present in these advertisements.

  Also see Section 9.2.5, below, for discussion about replay protection
  and timestamps.

9.2.2.  Neighbor Unreachability Detection Failure

  This attack is described in Section 4.1.2 of [22].  SEND counters it
  by requiring that a node responding to Neighbor Solicitations sent as
  NUD probes include an RSA Signature option and proof of authorization
  to use the interface identifier in the address being probed.  If
  these prerequisites are not met, the node performing NUD discards the
  responses.

9.2.3.  Duplicate Address Detection DoS Attack

  This attack is described in Section 4.1.3 of [22].  SEND counters
  this attack by requiring that the Neighbor Advertisements sent as
  responses to DAD include an RSA Signature option and proof of
  authorization to use the interface identifier in the address being
  tested.  If these prerequisites are not met, the node performing DAD
  discards the responses.

  When a SEND node performs DAD, it may listen for address collisions
  from non-SEND nodes for the first address it generates, but not for
  new attempts.  This protects the SEND node from DAD DoS attacks by
  non-SEND nodes or attackers simulating non-SEND nodes, at the cost of
  a potential address collision between a SEND node and a non-SEND
  node.  The probability and effects of such an address collision are
  discussed in [11].

9.2.4.  Router Solicitation and Advertisement Attacks

  These attacks are described in Sections 4.2.1, 4.2.4, 4.2.5, 4.2.6,
  and 4.2.7 of [22].  SEND counters them by requiring that Router
  Advertisements contain an RSA Signature option, and that the
  signature is calculated by using the public key of a node that can



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  prove its authorization to route the subnet prefixes contained in any
  Prefix Information Options.  The router proves its authorization by
  showing a certificate containing the specific prefix or an indication
  that the router is allowed to route any prefix.  A Router
  Advertisement without these protections is discarded.

  SEND does not protect against brute force attacks on the router, such
  as DoS attacks, or against compromise of the router, as described in
  Sections 4.4.2 and 4.4.3 of [22].

9.2.5.  Replay Attacks

  This attack is described in Section 4.3.1 of [22].  SEND protects
  against attacks in Router Solicitation/Router Advertisement and
  Neighbor Solicitation/Neighbor Advertisement transactions by
  including a Nonce option in the solicitation and requiring that the
  advertisement include a matching option.  Together with the
  signatures, this forms a challenge-response protocol.

  SEND protects against attacks from unsolicited messages such as
  Neighbor Advertisements, Router Advertisements, and Redirects by
  including a Timestamp option.  The following security issues are
  relevant only for unsolicited messages:

  o  A window of vulnerability for replay attacks exists until the
     timestamp expires.

     However, such vulnerabilities are only useful for attackers if the
     advertised parameters change during the window.  Although some
     parameters (such as the remaining lifetime of a prefix) change
     often, radical changes typically happen only in the context of
     some special case, such as switching to a new link layer address
     due to a broken interface adapter.

     SEND nodes are also protected against replay attacks as long as
     they cache the state created by the message containing the
     timestamp.  The cached state allows the node to protect itself
     against replayed messages.  However, once the node flushes the
     state for whatever reason, an attacker can re-create the state by
     replaying an old message while the timestamp is still valid.
     Because most SEND nodes are likely to use fairly coarse-grained
     timestamps, as explained in Section 5.3.1, this may affect some
     nodes.

  o  Attacks against time synchronization protocols such as NTP [23]
     may cause SEND nodes to have an incorrect timestamp value.  This
     can be used to launch replay attacks, even outside the normal
     window of vulnerability.  To protect against these attacks, it is



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     recommended that SEND nodes keep independently maintained clocks
     or apply suitable security measures for the time synchronization
     protocols.

9.2.6.  Neighbor Discovery DoS Attack

  This attack is described in Section 4.3.2 of [22].  In it, the
  attacker bombards the router with packets for fictitious addresses on
  the link, causing the router to busy itself by performing Neighbor
  Solicitations for addresses that do not exist.  SEND does not address
  this threat because it can be addressed by techniques such as rate
  limiting Neighbor Solicitations, restricting the amount of state
  reserved for unresolved solicitations, and clever cache management.
  These are all techniques involved in implementing Neighbor Discovery
  on the router.

9.3.  Attacks against SEND Itself

  The CGAs have a 59-bit hash value.  The security of the CGA mechanism
  has been discussed in [11].

  Some Denial-of-Service attacks remain against NDP and SEND itself.
  For instance, an attacker may try to produce a very high number of
  packets that a victim host or router has to verify by using
  asymmetric methods.  Although safeguards are required to prevent an
  excessive use of resources, this can still render SEND non-
  operational.

  When CGA protection is used, SEND deals with the DoS attacks by using
  the verification process described in Section 5.2.2.  In this
  process, a simple hash verification of the CGA property of the
  address is performed before the more expensive signature
  verification.  However, even if the CGA verification succeeds, no
  claims about the validity of the message can be made until the
  signature has been checked.

  When trust anchors and certificates are used for address validation
  in SEND, the defenses are not quite as effective.  Implementations
  SHOULD track the resources devoted to the processing of packets
  received with the RSA Signature option and start selectively
  discarding packets if too many resources are spent.  Implementations
  MAY also first discard packets that are not protected with CGA.

  The Authorization Delegation Discovery process may also be vulnerable
  to Denial-of-Service attacks.  An attack may target a router by
  requesting that a large number of certification paths be discovered
  for different trust anchors.  Routers SHOULD defend against such
  attacks by caching discovered information (including negative



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  responses) and by limiting the number of different discovery
  processes in which they engage.

  Attackers may also target hosts by sending a large number of
  unnecessary certification paths, forcing hosts to spend useless
  memory and verification resources on them.  Hosts can defend against
  such attacks by limiting the amount of resources devoted to the
  certification paths and their verification.  Hosts SHOULD also
  prioritize advertisements sent as a response to solicitations the
  hosts have sent about unsolicited advertisements.

10.  Protocol Values

10.1.  Constants

  Host constants:

        CPS_RETRY                      1 second
        CPS_RETRY_FRAGMENTS            2 seconds
        CPS_RETRY_MAX                 15 seconds

  Router constants:

        MAX_CPA_RATE                  10 times per second

10.2.  Variables

        TIMESTAMP_DELTA               300 seconds (5 minutes)
        TIMESTAMP_FUZZ                  1 second
        TIMESTAMP_DRIFT                 1 % (0.01)

11.  IANA Considerations

  This document defines two new ICMP message types, used in
  Authorization Delegation Discovery.  These messages must be assigned
  ICMPv6 type numbers from the informational message range:

  o  The Certification Path Solicitation message (148), described in
     Section 6.4.1.

  o  The Certification Path Advertisement message (149), described in
     Section 6.4.2.

  This document defines six new Neighbor Discovery Protocol [4]
  options, which must be assigned Option Type values within the option
  numbering space for Neighbor Discovery Protocol messages:

     o  The CGA option (11), described in Section 5.1.



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     o  The RSA Signature option (12), described in Section 5.2.

     o  The Timestamp option (13), described in Section 5.3.1.

     o  The Nonce option (14), described in Section 5.3.2.

     o  The Trust Anchor option (15), described in Section 6.4.3.

     o  The Certificate option (16), described in Section 6.4.4.

  This document defines a new 128-bit value under the CGA Message Type
  [11] namespace, 0x086F CA5E 10B2 00C9 9C8C E001 6427 7C08.

  This document defines a new name space for the Name Type field in the
  Trust Anchor option.  Future values of this field can be allocated by
  using Standards Action [3].  The current values for this field are

     1  DER Encoded X.501 Name

     2  FQDN

  Another new name space is allocated for the Cert Type field in the
  Certificate option.  Future values of this field can be allocated by
  using Standards Action [3].  The current values for this field are

     1  X.509v3 Certificate

12.  References

12.1.  Normative References

  [1]   Mockapetris, P., "Domain names - concepts and facilities", STD
        13, RFC 1034, November 1987.

  [2]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

  [3]   Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA
        Considerations Section in RFCs", BCP 26, RFC 2434, October
        1998.

  [4]   Narten, T., Nordmark, E. and W. Simpson, "Neighbor Discovery
        for IP Version 6 (IPv6)", RFC 2461, December 1998.

  [5]   Thomson, S. and T. Narten, "IPv6 Stateless Address
        Autoconfiguration", RFC 2462, December 1998.





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  [6]   Conta, A. and S. Deering, "Internet Control Message Protocol
        (ICMPv6) for the Internet Protocol Version 6 (IPv6)
        Specification", RFC 2463, December 1998.

  [7]  Housley, R., Polk, W., Ford, W. and D. Solo, "Internet X.509
        Public Key Infrastructure Certificate and Certificate
        Revocation List (CRL) Profile", RFC 3280, April 2002.

  [8]  Farrell, S. and R. Housley, "An Internet Attribute Certificate
        Profile for Authorization", RFC 3281, April 2002.

  [9]  Faltstrom, P., Hoffman, P. and A. Costello, "Internationalizing
        Domain Names in Applications (IDNA)", RFC 3490, March 2003.

  [10]  Lynn, C., Kent, S. and K. Seo, "X.509 Extensions for IP
        Addresses and AS Identifiers", RFC 3779, June 2004.

  [11]  Aura, T., "Cryptographically Generated Addresses (CGA)", RFC
        3972, March 2005.

  [12]  International Telecommunications Union, "Information Technology
        - ASN.1 encoding rules: Specification of Basic Encoding Rules
        (BER), Canonical Encoding Rules (CER) and Distinguished
        Encoding Rules (DER)", ITU-T Recommendation X.690, July 2002.

  [13]  RSA Laboratories, "RSA Encryption Standard, Version 2.1", PKCS
        1, November 2002.

  [14]  National Institute of Standards and Technology, "Secure Hash
        Standard", FIPS PUB 180-1, April 1995,
        <http://www.itl.nist.gov/fipspubs/fip180-1.htm>.

12.2.  Informative References

  [15]  Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",
        RFC 2409, November 1998.

  [16]  Deering, S., Fenner, W. and B. Haberman, "Multicast Listener
        Discovery (MLD) for IPv6", RFC 2710, October 1999.

  [17]  Narten, T. and R. Draves, "Privacy Extensions for Stateless
        Address Autoconfiguration in IPv6", RFC 3041, January 2001.

  [18]  Droms, R., Bound, J., Volz, B., Lemon, T., Perkins, C. and M.
        Carney, "Dynamic Host Configuration Protocol for IPv6
        (DHCPv6)", RFC 3315, July 2003.





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  [19]  Arkko, J., "Effects of ICMPv6 on IKE and IPsec Policies", Work
        in Progress, March 2003.

  [20]  Arkko, J., "Manual SA Configuration for IPv6 Link Local
        Messages", Work in Progress, June 2002.

  [21]  Nordmark, E., Chakrabarti, S. and J. Laganier, "IPv6 Socket API
        for Address Selection", Work in Progress, October 2003.

  [22]  Nikander, P., Kempf, J., and E. Nordmark, "IPv6 Neighbor
        Discovery (ND) Trust Models and Threats", RFC 3756, May 2004.

  [23]  Bishop, M., "A Security Analysis of the NTP Protocol", Sixth
        Annual Computer Security Conference Proceedings, December 1990.





































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Appendix A.  Contributors and Acknowledgments

  Tuomas Aura contributed the transition mechanism specification in
  Section 8.  Jonathan Trostle contributed the certification path
  example in Section 6.3.1.  Bill Sommerfeld was involved with much of
  the early design work.

  The authors would also like to thank Tuomas Aura, Bill Sommerfeld,
  Erik Nordmark, Gabriel Montenegro, Pasi Eronen, Greg Daley, Jon Wood,
  Julien Laganier, Francis Dupont, Pekka Savola, Wenxiao He, Valtteri
  Niemi, Mike Roe, Russ Housley, Thomas Narten, and Steven Bellovin for
  interesting discussions in this problem space and for feedback
  regarding the SEND protocol.

Appendix B.  Cache Management

  In this section, we outline a cache management algorithm that allows
  a node to remain partially functional even under a cache-filling DoS
  attack.  This appendix is informational, and real implementations
  SHOULD use different algorithms in order to avoid the dangers of a
  mono-cultural code.

  There are at least two distinct cache-related attack scenarios:

  1. There are a number of nodes on a link, and someone launches a
     cache filling attack.  The goal here is to make sure that the
     nodes can continue to communicate even if the attack is going on.

  2. There is already a cache-filling attack going on, and a new node
     arrives to the link.  The goal here is to make it possible for the
     new node to become attached to the network, in spite of the
     attack.

  As the intent is to limit the damage to existing, valid cache
  entries, it is clearly better to be very selective in throwing out
  entries.  Reducing the timestamp Delta value is very discriminatory
  against nodes with a large clock difference, as an attacker can
  reduce its clock difference arbitrarily.  Throwing out old entries
  just because their clock difference is large therefore seems like a
  bad approach.

  It is reasonable to have separate cache spaces for new and old
  entries, where when under attack, the newly cached entries would be
  more readily dropped.  One could track traffic and only allow
  reasonable new entries that receive genuine traffic to be converted
  into old cache entries.  Although such a scheme can make attacks
  harder, it will not fully prevent them.  For example, an attacker
  could send a little traffic (i.e., a ping or TCP syn) after each NS



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  to trick the victim into promoting its cache entry to the old cache.
  To counter this, the node can be more intelligent in keeping its
  cache entries than it would be just by having a black/white old/new
  boundary.

  Distinction of the Sec parameter from the CGA Parameters when forcing
  cache entries out -- by keeping entries with larger Sec parameters
  preferentially -- also appears to be a possible approach, as CGAs
  with higher Sec parameters are harder to spoof.

Appendix C.  Message Size When Carrying Certificates

  In one example scenario using SEND, an Authorization Delegation
  Discovery test run was made with a certification path length of 4.
  Three certificates are sent by using Certification Path Advertisement
  messages, as the trust anchor's certificate is already known by both
  parties.  With a key length of 1024 bits, the certificate lengths in
  the test run ranged from 864 to 888 bytes; the variation is due to
  the differences in the certificate issuer names and address prefix
  extensions.  The different certificates had between 1 and 4 address
  prefix extensions.

  The three Certification Path Advertisement messages ranged from 1050
  to 1,066 bytes on an Ethernet link layer.  The certificate itself
  accounts for the bulk of the packet.  The rest is the trust anchor
  option, ICMP header, IPv6 header, and link layer header.

























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Authors' Addresses

  Jari Arkko
  Ericsson
  Jorvas  02420
  Finland

  EMail: [email protected]


  James Kempf
  DoCoMo Communications Labs USA
  181 Metro Drive
  San Jose, CA  94043
  USA

  EMail: [email protected]


  Brian Zill
  Microsoft Research
  One Microsoft Way
  Redmond, WA 98052
  USA

  EMail: [email protected]


  Pekka Nikander
  Ericsson
  Jorvas  02420
  Finland

  EMail: [email protected]

















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Full Copyright Statement

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  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
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Acknowledgement

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