Network Working Group                                      P. Nesser, II
Request for Comments: 3789                    Nesser & Nesser Consulting
Category: Informational                                A. Bergstrom, Ed.
                                             Ostfold University College
                                                              June 2004


           Introduction to the Survey of IPv4 Addresses in
  Currently Deployed IETF Standards Track and Experimental Documents

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2004).

Abstract

  This document is a general overview and introduction to the v6ops
  IETF workgroup project of documenting all usage of IPv4 addresses in
  IETF standards track and experimental RFCs.  It is broken into seven
  documents conforming to the current IETF areas.  It also describes
  the methodology used during documentation, which types of RFCs have
  been documented, and provides a concatenated summary of results.

Table of Contents

  1.0.  Introduction . . . . . . . . . . . . . . . . . . . . . . . .  2
        1.1.  Short Historical Perspective . . . . . . . . . . . . .  2
        1.2.  An Observation on the Classification of Standards. . .  3
  2.0.  Methodology. . . . . . . . . . . . . . . . . . . . . . . . .  4
        2.1.  Scope. . . . . . . . . . . . . . . . . . . . . . . . .  4
  3.0.  Summary of Results . . . . . . . . . . . . . . . . . . . . .  5
        3.1.  Application Area Specifications. . . . . . . . . . . .  5
        3.2.  Internet Area Specifications . . . . . . . . . . . . .  5
        3.3.  Operations and Management Area Specifications. . . . .  6
        3.4.  Routing Area Specifications. . . . . . . . . . . . . .  6
        3.5.  Security Area Specifications . . . . . . . . . . . . .  6
        3.6.  Sub-IP Area Specifications . . . . . . . . . . . . . .  6
        3.7.  Transport Area Specifications. . . . . . . . . . . . .  7
  4.0.  Discussion of "Long Term" Stability of Addresses on
        Protocols. . . . . . . . . . . . . . . . . . . . . . . . . .  7
  5.0.  Security Considerations. . . . . . . . . . . . . . . . . . .  8
  6.0.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . .  8



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  7.0.  References . . . . . . . . . . . . . . . . . . . . . . . . .  8
        7.1.  Normative References . . . . . . . . . . . . . . . . .  8
  8.0.  Authors' Addresses . . . . . . . . . . . . . . . . . . . . .  9
  9.0.  Full Copyright Statement . . . . . . . . . . . . . . . . . . 10

1.0.  Introduction

  This document is the introduction to a document set aiming to
  document all usage of IPv4 addresses in IETF standards.  In an effort
  to have the information in a manageable form, it has been broken into
  7 documents, conforming to the current IETF areas (Application [1],
  Internet [2], Operations and Management [3], Routing [4], Security
  [5], Sub-IP [6], and Transport [7]).  It also describes the
  methodology used during documentation, which types of RFCs that have
  been documented, and provides a concatenated summary of results.

1.1.  Short Historical Perspective

  There are many challenges that face the Internet Engineering
  community.  The foremost of these challenges has been the scaling
  issue: how to grow a network that was envisioned to handle thousands
  of hosts to one that will handle tens of millions of networks with
  billions of hosts.  Over the years, this scaling problem has been
  managed, with varying degrees of success, by changes to the network
  layer and to routing protocols.  (Although largely ignored in the
  changes to network layer and routing protocols, the tremendous
  advances in computational hardware during the past two decades have
  been of significant benefit in management of scaling problems
  encountered thus far.)

  The first "modern" transition to the network layer occurred during
  the early 1980's, moving from the Network Control Protocol (NCP) to
  IPv4.  This culminated in the famous "flag day" of January 1, 1983.
  IP Version 4 originally specified an 8 bit network and 24 bit host
  addresses, as documented in RFC 760.  A year later, IPv4 was updated
  in RFC 791 to include the famous A, B, C, D, and E class system.

  Networks were growing in such a way that it was clear that a
  convention for breaking networks into smaller pieces was needed.  In
  October of 1984 RFC 917 was published formalizing the practice of
  subnetting.

  By the late 1980's, it was clear that the current exterior routing
  protocol used by the Internet (EGP) was insufficiently robust to
  scale with the growth of the Internet.  The first version of BGP was
  documented in 1989 in RFC 1105.





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  Yet another scaling issue, exhaustion of the class B address space
  became apparent in the early 1990s.  The growth and commercialization
  of the Internet stimulated organisations requesting IP addresses in
  alarming numbers.  By May of 1992, over 45% of the Class B space had
  been allocated.  In early 1993 RFC 1466 was published, directing
  assignment of blocks of Class C's be given out instead of Class B's.
  This temporarily circumvented the problem of address space
  exhaustion, but had a significant impact of the routing
  infrastructure.

  The number of entries in the "core" routing tables began to grow
  exponentially as a result of RFC 1466.  This led to the
  implementation of BGP4 and CIDR prefix addressing.  This may have
  circumvented the problem for the present, but they continue to pose
  potential scaling issues.

  Growth in the population of Internet hosts since the mid-1980s would
  have long overwhelmed the IPv4 address space if industry had not
  supplied a circumvention in the form of Network Address Translators
  (NATs).  To do this, the Internet has watered down the underlying
  "End-to-End" principle.

  In the early 1990's, the IETF was aware of these potential problems
  and began a long design process to create a successor to IPv4 that
  would address these issues.  The outcome of that process was IPv6.

  The purpose of this document is not to discuss the merits or problems
  of IPv6.  That debate is still ongoing and will eventually be decided
  on how well the IETF defines transition mechanisms and how industry
  accepts the solution.  The question is not "should," but "when."

1.2.  An Observation on the Classification of Standards

  It has become clear during the course of this investigation that
  there has been little management of the status of standards over the
  years.  Some attempt has been made by the introduction of the
  classification of standards into Full, Draft, Proposed, Experimental,
  and Historic.  However, there has not been a concerted effort to
  actively manage the classification for older standards.  Standards
  are only classified as Historic when either a newer version of the
  protocol is deployed and it is randomly noticed that an RFC describes
  a long dead protocol, or a serious flaw is discovered in a protocol.
  Another issue is the status of Proposed Standards.  Since this is the
  entry level position for protocols entering the standards process,
  many old protocols or non-implemented protocols linger in this status
  indefinitely.  This problem also exists for Experimental RFCs.
  Similarly, the problem exists for the Best Current Practices (BCP)
  and For You Information (FYI) series of documents.



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  To exemplify this point, there are 61 Full Standards, only 4 of which
  have been reclassified to Historic.  There are 65 Draft Standards,
  611 Proposed Standards, and 150 Experimental RFCs, of which only 66
  have been reclassified as Historic.  That is a rate of less than 8%.
  It should be obvious that in the more that 30 years of protocol
  development and documentation, there should be at least as many (if
  not a majority of) protocols that have been retired compared to the
  ones that are currently active.

  Please note that there is occasionally some confusion of the meaning
  of a "Historic" classification.  It does NOT necessarily mean that
  the protocol is not being used.  A good example of this concept is
  the Routing Information Protocol(RIP) version 1.  There are many
  thousands of sites using this protocol even though it has Historic
  status.  There are potentially hundreds of otherwise classified RFC's
  that should be reclassified.

2.0.  Methodology

  To perform this study, each class of IETF standards are investigated
  in order of maturity:  Full, Draft, and Proposed, as well as
  Experimental.  Informational and BCP RFCs are not addressed.  RFCs
  that have been obsoleted by either newer versions or because they
  have transitioned through the standards process are not covered.
  RFCs which have been classified as Historic are also not included.

  Please note that a side effect of this choice of methodology is that
  some protocols that are defined by a series of RFC's that are of
  different levels of standards maturity are covered in different spots
  in the document.  Likewise, other natural groupings (i.e., MIBs, SMTP
  extensions, IP over FOO, PPP, DNS, etc.) could easily be imagined.

2.1.  Scope

  The procedure used in this investigation is an exhaustive reading of
  the applicable RFC's.  This task involves reading approximately
  25,000 pages of protocol specifications.  To compound this, it was
  more than a process of simple reading.  It was necessary to attempt
  to understand the purpose and functionality of each protocol in order
  to make a proper determination of IPv4 reliability.  The author has
  made every effort to produce as complete a document set as possible,
  but it is likely that some subtle (or perhaps not so subtle)
  dependence was missed.  The author encourages those familiar
  (designers, implementers or anyone who has an intimate knowledge)
  with any protocol to review the appropriate sections and make
  comments.





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3.0.  Summary of Results

  In the initial survey of RFCs, 173 positives were identified out of a
  total of 877, broken down as follows:

        Standards:                        30 out of  68 or 44.12%
        Draft Standards:                  16 out of  68 or 23.53%
        Proposed Standards:               98 out of 597 or 16.42%
        Experimental RFCs:                29 out of 144 or 20.14%

  Of those identified, many require no action because they document
  outdated and unused protocols, while others are active document
  protocols being updated by the appropriate working groups (SNMP MIBs
  for example).

  Additionally, there are many instances of standards that should be
  updated but do not cause any operational impact (STD 3/RFCs 1122 and
  1123 for example) if they are not updated.

  In this statistical survey, a positive is defined as a RFC containing
  an IPv4 dependency, regardless of context.

3.1.  Application Area Specifications

  In the initial survey of RFCs, 34 positives were identified out of a
  total of 257, broken down as follows:

        Standards:                         1 out of  20 or  5.00%
        Draft Standards:                   4 out of  25 or 16.00%
        Proposed Standards:               19 out of 155 or 12.26%
        Experimental RFCs:                10 out of  57 or 17.54%

  For more information, please look at [1].

3.2.  Internet Area Specifications

  In the initial survey of RFCs, 52 positives were identified out of a
  total of 186, broken down as follows:

        Standards:                        17 out of  24 or 70.83%
        Draft Standards:                   6 out of  20 or 30.00%
        Proposed Standards:               22 out of 111 or 19.91%
        Experimental RFCs:                 7 out of  31 or 22.58%

  For more information, please look at [2].






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3.3.  Operations and Management Area Specifications

  In the initial survey of RFCs, 36 positives were identified out of a
  total of 153, broken down as follows:

        Standards:                         6 out of  15 or 40.00%
        Draft Standards:                   4 out of  15 or 26.67%
        Proposed Standards:               26 out of 112 or 23.21%
        Experimental RFCs:                 0 out of  11 or  0.00%

  For more information, please look at [3].

3.4.  Routing Area Specifications

  In the initial survey of RFCs, 23 positives were identified out of a
  total of 46, broken down as follows:

        Standards:                         3 out of  3 or 100.00%
        Draft Standards:                   1 out of  3 or  33.33%
        Proposed Standards:               13 out of 29 or  44.83%
        Experimental RFCs:                 6 out of 11 or  54.54%

  For more information, please look at [4].

3.5.  Security Area Specifications

  In the initial survey of RFCs, 4 positives were identified out of a
  total of 124, broken down as follows:

        Standards:                         0 out of   1 or  0.00%
        Draft Standards:                   1 out of   3 or 33.33%
        Proposed Standards:                1 out of 102 or  0.98%
        Experimental RFCs:                 2 out of  18 or 11.11%

  For more information, please look at [5].

3.6.  Sub-IP Area Specifications

  In the initial survey of RFCs, 0 positives were identified out of a
  total of 7, broken down as follows:

        Standards:                         0 out of  0 or  0.00%
        Draft Standards:                   0 out of  0 or  0.00%
        Proposed Standards:                0 out of  6 or  0.00%
        Experimental RFCs:                 0 out of  1 or  0.00%

  For information about the Sub-IP Area standards, please look at [6].




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3.7.  Transport Area Specifications

  In the initial survey of RFCs, 24 positives were identified out of a
  total of 104, broken down as follows:

        Standards:                         3 out of  5 or 60.00%
        Draft Standards:                   0 out of  2 or  0.00%
        Proposed Standards:               17 out of 82 or 20.73%
        Experimental RFCs:                 4 out of 15 or 26.67%

  For more information, please look at [7].

4.0.  Discussion of "Long Term" Stability of Addresses on Protocols

  In attempting this analysis, it was determined that a full scale
  analysis is well beyond the scope of this document.  Instead, a short
  discussion is presented on how such a framework might be established.

  A suggested approach would be to do an analysis of protocols based on
  their overall function, similar (but not strictly) to the OSI network
  reference model.  It might be more appropriate to frame the
  discussion in terms of the different Areas of the IETF.

  The problem is fundamental to the overall architecture of the
  Internet and its future.  One of the stated goals of the IPng (now
  IPv6) was "automatic" and "easy" address renumbering.  An additional
  goal is "stateless autoconfiguration."  To these ends, a substantial
  amount of work has gone into the development of such protocols as
  DHCP and Dynamic DNS.  This goes against the Internet age-old "end-
  to-end principle."

  Most protocol designs implicitly count on certain underlying
  principles that currently exist in the network.  For example, the
  design of packet switched networks allows upper level protocols to
  ignore the underlying stability of packet routes.  When paths change
  in the network, the higher level protocols are typically unaware and
  uncaring.  This works well since whether the packet goes A-B-C-D-E-F
  or A-B-X-Y-Z-E-F is of little consequence.

  In a world where endpoints (i.e., A and F in the example above)
  change at a "rapid" rate, a new model for protocol developers should
  be considered.  It seems that a logical development would be a change
  in the operation of the Transport layer protocols.  The current model
  is essentially a choice between TCP and UDP, neither of which
  provides any mechanism for an orderly handoff of the connection if
  and when the network endpoint (IP) addresses change.  Perhaps a third





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  major transport layer protocol should be developed, or perhaps
  updated TCP and UDP specifications that include this function might
  be a better solution.

  There are many, many variables that would need to go into a
  successful development of such a protocol.  Some issues to consider
  are: timing principles; overlap periods as an endpoint moves from
  address A, to addresses A and B (answers to both), to only B; delays
  due to the recalculation of routing paths, etc...

5.0.  Security Considerations

  This memo examines the IPv6-readiness of specifications; this does
  not have security considerations in itself.

6.0.  Acknowledgements

  The authors would like to acknowledge the support of the Internet
  Society in the research and production of this document.
  Additionally the author, Philip J. Nesser II, would like to thanks
  his partner in all ways, Wendy M. Nesser.

  The editor, Andreas Bergstrom, would like to thank Pekka Savola for
  guidance and collection of comments for the editing of this document.
  He would further like to thank Alan E. Beard, Jim Bound, Brian
  Carpenter, and Itojun for valuable feedback on many points of this
  document.

7.0.  References

7.1.  Normative References

  [1]  Sofia, R. and P. Nesser, II, "Survey of IPv4 Addresses in
       Currently Deployed IETF Application Area Standards", RFC 3795,
       June 2004.

  [2]  Mickles, C., Editor and P. Nesser, II, "Survey of IPv4 Addresses
       in Currently Deployed IETF Internet Area Standards", RFC 3790,
       June 2004.

  [3]  Nesser, II, P. and A. Bergstrom, Editor, "Survey of IPv4
       Addresses in Currently Deployed IETF Operations & Management
       Area Standards", RFC 3796, June 2004.

  [4]  Olvera, C. and P. Nesser, II, "Survey of IPv4 Addresses in
       Currently Deployed IETF Routing Area Standards", RFC 3791, June
       2004.




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  [5]  Nesser, II, P. and A. Bergstrom, Editor, "Survey of IPv4
       Addresses in Currently Deployed IETF Security Area Standards",
       RFC 3792, June 2004.

  [6]  Nesser, II, P. and A. Bergstrom, Editor, "Survey of IPv4
       Addresses in Currently Deployed IETF Sub-IP Area Standards", RFC
       3793, June 2004.

  [7]  Nesser, II, P. and A. Bergstrom, Editor, "Survey of IPv4
       Addresses in Currently Deployed IETF Transport Area Standards",
       RFC 3794, June 2004.

8.0.  Authors' Addresses

  Please contact the authors with any questions, comments or
  suggestions at:

  Philip J. Nesser II
  Principal
  Nesser & Nesser Consulting
  13501 100th Ave NE, #5202
  Kirkland, WA 98034

  Phone:  +1 425 481 4303
  Fax:    +1 425 482 9721
  EMail:  [email protected]


  Andreas Bergstrom, Editor
  Ostfold University College
  Rute 503 Buer
  N-1766 Halden
  Norway

  EMail: [email protected]
















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9.0.  Full Copyright Statement

  Copyright (C) The Internet Society (2004).  This document is subject
  to the rights, licenses and restrictions contained in BCP 78, and
  except as set forth therein, the authors retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
  OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
  ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
  INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
  INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  Intellectual Property Rights or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; nor does it represent that it has
  made any independent effort to identify any such rights.  Information
  on the procedures with respect to rights in RFC documents can be
  found in BCP 78 and BCP 79.

  Copies of IPR disclosures made to the IETF Secretariat and any
  assurances of licenses to be made available, or the result of an
  attempt made to obtain a general license or permission for the use of
  such proprietary rights by implementers or users of this
  specification can be obtained from the IETF on-line IPR repository at
  http://www.ietf.org/ipr.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights that may cover technology that may be required to implement
  this standard.  Please address the information to the IETF at ietf-
  [email protected].

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.









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