Network Working Group                                      S. Hollenbeck
Request for Comments: 3749                                VeriSign, Inc.
Category: Standards Track                                       May 2004



        Transport Layer Security Protocol Compression Methods

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2004).  All Rights Reserved.

Abstract

  The Transport Layer Security (TLS) protocol (RFC 2246) includes
  features to negotiate selection of a lossless data compression method
  as part of the TLS Handshake Protocol and to then apply the algorithm
  associated with the selected method as part of the TLS Record
  Protocol.  TLS defines one standard compression method which
  specifies that data exchanged via the record protocol will not be
  compressed.  This document describes an additional compression method
  associated with a lossless data compression algorithm for use with
  TLS, and it describes a method for the specification of additional
  TLS compression methods.

Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  2
  2.  Compression Methods  . . . . . . . . . . . . . . . . . . . . .  2
      2.1.  DEFLATE Compression. . . . . . . . . . . . . . . . . . .  3
  3.  Compression History and Packet Processing  . . . . . . . . . .  4
  4.  Internationalization Considerations  . . . . . . . . . . . . .  4
  5.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .  4
  6.  Security Considerations  . . . . . . . . . . . . . . . . . . .  5
  7.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .  6
  8.  References . . . . . . . . . . . . . . . . . . . . . . . . . .  6
      8.1.  Normative References . . . . . . . . . . . . . . . . . .  6
      8.2.  Informative References . . . . . . . . . . . . . . . . .  6
      Author's Address . . . . . . . . . . . . . . . . . . . . . . .  7
      Full Copyright Statement . . . . . . . . . . . . . . . . . . .  8



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1.  Introduction

  The Transport Layer Security (TLS) protocol (RFC 2246, [2]) includes
  features to negotiate selection of a lossless data compression method
  as part of the TLS Handshake Protocol and to then apply the algorithm
  associated with the selected method as part of the TLS Record
  Protocol.  TLS defines one standard compression method,
  CompressionMethod.null, which specifies that data exchanged via the
  record protocol will not be compressed.  While this single
  compression method helps ensure that TLS implementations are
  interoperable, the lack of additional standard compression methods
  has limited the ability of implementers to develop interoperable
  implementations that include data compression.

  TLS is used extensively to secure client-server connections on the
  World Wide Web.  While these connections can often be characterized
  as short-lived and exchanging relatively small amounts of data, TLS
  is also being used in environments where connections can be long-
  lived and the amount of data exchanged can extend into thousands or
  millions of octets.  XML [4], for example, is increasingly being used
  as a data representation method on the Internet, and XML tends to be
  verbose.  Compression within TLS is one way to help reduce the
  bandwidth and latency requirements associated with exchanging large
  amounts of data while preserving the security services provided by
  TLS.

  This document describes an additional compression method associated
  with a lossless data compression algorithm for use with TLS.
  Standardization of the compressed data formats and compression
  algorithms associated with this compression method is beyond the
  scope of this document.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [1].

2.  Compression Methods

  TLS [2] includes the following compression method structure in
  sections 6.1 and 7.4.1.2 and Appendix sections A.4.1 and A.6:

  enum { null(0), (255) } CompressionMethod;









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  which allows for later specification of up to 256 different
  compression methods.  This definition is updated to segregate the
  range of allowable values into three zones:

  1. Values from 0 (zero) through 63 decimal (0x3F) inclusive are
     reserved for IETF Standards Track protocols.

  2. Values from 64 decimal (0x40) through 223 decimal (0xDF) inclusive
     are reserved for assignment for non-Standards Track methods.

  3. Values from 224 decimal (0xE0) through 255 decimal (0xFF)
     inclusive are reserved for private use.

  Additional information describing the role of the IANA in the
  allocation of compression method identifiers is described in Section
  5.

  In addition, this definition is updated to include assignment of an
  identifier for the DEFLATE compression method:

  enum { null(0), DEFLATE(1), (255) } CompressionMethod;

  As described in section 6 of RFC 2246 [2], TLS is a stateful
  protocol.  Compression methods used with TLS can be either stateful
  (the compressor maintains its state through all compressed records)
  or stateless (the compressor compresses each record independently),
  but there seems to be little known benefit in using a stateless
  compression method within TLS.

  The DEFLATE compression method described in this document is
  stateful.  It is RECOMMENDED that other compression methods that
  might be standardized in the future be stateful as well.

  Compression algorithms can occasionally expand, rather than compress,
  input data.  A compression method that exceeds the expansion limits
  described in section 6.2.2 of RFC 2246 [2] MUST NOT be used with TLS.

2.1.  DEFLATE Compression

  The DEFLATE compression method and encoding format is described in
  RFC 1951 [5].  Examples of DEFLATE use in IETF protocols can be found
  in RFC 1979 [6], RFC 2394 [7], and RFC 3274 [8].

  DEFLATE allows the sending compressor to select from among several
  options to provide varying compression ratios, processing speeds, and
  memory requirements.  The receiving decompressor MUST automatically
  adjust to the parameters selected by the sender.  All data that was
  submitted for compression MUST be included in the compressed output,



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  with no data retained to be included in a later output payload.
  Flushing ensures that each compressed packet payload can be
  decompressed completely.

3.  Compression History and Packet Processing

  Some compression methods have the ability to maintain state/history
  information when compressing and decompressing packet payloads.  The
  compression history allows a higher compression ratio to be achieved
  on a stream as compared to per-packet compression, but maintaining a
  history across packets implies that a packet might contain data
  needed to completely decompress data contained in a different packet.
  History maintenance thus requires both a reliable link and sequenced
  packet delivery.  Since TLS and lower-layer protocols provide
  reliable, sequenced packet delivery, compression history information
  MAY be maintained and exploited if supported by the compression
  method.

  As described in section 7 of RFC 2246 [2], TLS allows multiple
  connections to be instantiated using the same session through the
  resumption feature of the TLS Handshake Protocol.  Session resumption
  has operational implications when multiple compression methods are
  available for use within the session.  For example, load balancers
  will need to maintain additional state information if the compression
  state is not cleared when a session is resumed.  As a result, the
  following restrictions MUST be observed when resuming a session:

  1.  The compression algorithm MUST be retained when resuming a
      session.

  2.  The compression state/history MUST be cleared when resuming a
      session.

4.  Internationalization Considerations

  The compression method identifiers specified in this document are
  machine-readable numbers.  As such, issues of human
  internationalization and localization are not introduced.

5.  IANA Considerations

  Section 2 of this document describes a registry of compression method
  identifiers to be maintained by the IANA, including assignment of an
  identifier for the DEFLATE compression method.  Identifier values
  from the range 0-63 (decimal) inclusive are assigned via RFC 2434
  Standards Action [3].  Values from the range 64-223 (decimal)





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  inclusive are assigned via RFC 2434 Specification Required [3].
  Identifier values from 224-255 (decimal) inclusive are reserved for
  RFC 2434 Private Use [3].

6.  Security Considerations

  This document does not introduce any topics that alter the threat
  model addressed by TLS.  The security considerations described
  throughout RFC 2246 [2] apply here as well.

  However, combining compression with encryption can sometimes reveal
  information that would not have been revealed without compression:
  data that is the same length before compression might be a different
  length after compression, so adversaries that observe the length of
  the compressed data might be able to derive information about the
  corresponding uncompressed data.  Some symmetric encryption
  ciphersuites do not hide the length of symmetrically encrypted data
  at all.  Others hide it to some extent, but still do not hide it
  fully.  For example, ciphersuites that use stream cipher encryption
  without padding do not hide length at all; ciphersuites that use
  Cipher Block Chaining (CBC) encryption with padding provide some
  length hiding, depending on how the amount of padding is chosen.  Use
  of TLS compression SHOULD take into account that the length of
  compressed data may leak more information than the length of the
  original uncompressed data.

  Compression algorithms tend to be mathematically complex and prone to
  implementation errors.  An implementation error that can produce a
  buffer overrun introduces a potential security risk for programming
  languages and operating systems that do not provide buffer overrun
  protections.  Careful consideration should thus be given to
  protections against implementation errors that introduce security
  risks.

  As described in Section 2, compression algorithms can occasionally
  expand, rather than compress, input data.  This feature introduces
  the ability to construct rogue data that expands to some enormous
  size when compressed or decompressed.  RFC 2246 describes several
  methods to ameliorate this kind of attack.  First, compression has to
  be lossless.  Second, a limit (1,024 bytes) is placed on the amount
  of allowable compression content length increase.  Finally, a limit
  (2^14 bytes) is placed on the total content length.  See section
  6.2.2 of RFC 2246 [2] for complete details.








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7.  Acknowledgements

  The concepts described in this document were originally discussed on
  the IETF TLS working group mailing list in December, 2000.  The
  author acknowledges the contributions to that discussion provided by
  Jeffrey Altman, Eric Rescorla, and Marc Van Heyningen.  Later
  suggestions that have been incorporated into this document were
  provided by Tim Dierks, Pasi Eronen, Peter Gutmann, Elgin Lee, Nikos
  Mavroyanopoulos, Alexey Melnikov, Bodo Moeller, Win Treese, and the
  IESG.

8.  References

8.1.  Normative References

  [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [2]  Dierks, T. and C. Allen, "The TLS Protocol Version 1.0", RFC
       2246, January 1999.

  [3]  Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA
       Considerations Section in RFCs", BCP 26, RFC 2434, October 1998.

8.2.  Informative References

  [4]  Bray, T., Paoli, J., Sperberg-McQueen, C. and E. Maler,
       "Extensible Markup Language (XML) 1.0 (2nd ed)", W3C REC-xml,
       October 2000, <http://www.w3.org/TR/REC-xml>.

  [5]  Deutsch, P., "DEFLATE Compressed Data Format Specification
       version 1.3", RFC 1951, May 1996.

  [6]  Woods, J., "PPP Deflate Protocol", RFC 1979, August 1996.

  [7]  Pereira, R., "IP Payload Compression Using DEFLATE", RFC 2394,
       December 1998.

  [8]  Gutmann, P., "Compressed Data Content Type for Cryptographic
       Message Syntax (CMS)", RFC 3274, June 2002.











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Author's Address

  Scott Hollenbeck
  VeriSign, Inc.
  21345 Ridgetop Circle
  Dulles, VA  20166-6503
  US

  EMail: [email protected]










































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Full Copyright Statement

  Copyright (C) The Internet Society (2004).  This document is subject
  to the rights, licenses and restrictions contained in BCP 78, and
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  This document and the information contained herein are provided on an
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.









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