Network Working Group                                            V. Gill
Request for Comments: 3682                                    J. Heasley
Category: Experimental                                          D. Meyer
                                                          February 2004


            The Generalized TTL Security Mechanism (GTSM)

Status of this Memo

  This memo defines an Experimental Protocol for the Internet
  community.  It does not specify an Internet standard of any kind.
  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2004).  All Rights Reserved.

Abstract

  The use of a packet's Time to Live (TTL) (IPv4) or Hop Limit (IPv6)
  to protect a protocol stack from CPU-utilization based attacks has
  been proposed in many settings (see for example, RFC 2461).  This
  document generalizes these techniques for use by other protocols such
  as BGP (RFC 1771), Multicast Source Discovery Protocol (MSDP),
  Bidirectional Forwarding Detection, and Label Distribution Protocol
  (LDP) (RFC 3036).  While the Generalized TTL Security Mechanism
  (GTSM) is most effective in protecting directly connected protocol
  peers, it can also provide a lower level of protection to multi-hop
  sessions.  GTSM is not directly applicable to protocols employing
  flooding mechanisms (e.g., multicast), and use of multi-hop GTSM
  should be considered on a case-by-case basis.

Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  2
  2.  Assumptions Underlying GTSM. . . . . . . . . . . . . . . . . .  2
      2.1.  GTSM Negotiation . . . . . . . . . . . . . . . . . . . .  3
      2.2.  Assumptions on Attack Sophistication . . . . . . . . . .  3
  3.  GTSM Procedure . . . . . . . . . . . . . . . . . . . . . . . .  3
      3.1.  Multi-hop Scenarios. . . . . . . . . . . . . . . . . . .  4
            3.1.1.  Intra-domain Protocol Handling . . . . . . . . .  5
  4.  Acknowledgments. . . . . . . . . . . . . . . . . . . . . . . .  5
  5.  Security Considerations. . . . . . . . . . . . . . . . . . . .  5
      5.1.  TTL (Hop Limit) Spoofing . . . . . . . . . . . . . . . .  5
      5.2.  Tunneled Packets . . . . . . . . . . . . . . . . . . . .  6
            5.2.1.  IP in IP . . . . . . . . . . . . . . . . . . . .  6



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            5.2.2.  IP in MPLS . . . . . . . . . . . . . . . . . . .  7
      5.3.  Multi-Hop Protocol Sessions. . . . . . . . . . . . . . .  8
  6.  IANA Considerations. . . . . . . . . . . . . . . . . . . . . .  8
  7.  References . . . . . . . . . . . . . . . . . . . . . . . . . .  8
      7.1.  Normative References . . . . . . . . . . . . . . . . . .  8
      7.2.  Informative References . . . . . . . . . . . . . . . . .  9
  8.  Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 10
  9.  Full Copyright Statement . . . . . . . . . . . . . . . . . . . 11

1.  Introduction

  The Generalized TTL Security Mechanism (GTSM) is designed to protect
  a router's TCP/IP based control plane from CPU-utilization based
  attacks.  In particular, while cryptographic techniques can protect
  the router-based infrastructure (e.g., BGP [RFC1771], [RFC1772]) from
  a wide variety of attacks, many attacks based on CPU overload can be
  prevented by the simple mechanism described in this document.  Note
  that the same technique protects against other scarce-resource
  attacks involving a router's CPU, such as attacks against
  processor-line card bandwidth.

  GTSM is based on the fact that the vast majority of protocol peerings
  are established between routers that are adjacent [PEERING].  Thus
  most protocol peerings are either directly between connected
  interfaces or at the worst case, are between loopback and loopback,
  with static routes to loopbacks.  Since TTL spoofing is considered
  nearly impossible, a mechanism based on an expected TTL value can
  provide a simple and reasonably robust defense from infrastructure
  attacks based on forged protocol packets.

  Finally, the GTSM mechanism is equally applicable to both TTL (IPv4)
  and Hop Limit (IPv6), and from the perspective of GTSM, TTL and Hop
  Limit have identical semantics.  As a result, in the remainder of
  this document the term "TTL" is used to refer to both TTL or Hop
  Limit (as appropriate).

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14, RFC 2119
  [RFC2119].

2.  Assumptions Underlying GTSM

  GTSM is predicated upon the following assumptions:

  (i)    The vast majority of protocol peerings are between adjacent
         routers [PEERING].




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  (ii)   It is common practice for many service providers to ingress
         filter (deny) packets that have the provider's loopback
         addresses as the source IP address.

  (iii)  Use of GTSM is OPTIONAL, and can be configured on a per-peer
         (group) basis.

  (iv)   The router supports a method of classifying traffic destined
         for the route processor into interesting/control and
         not-control queues.

  (iv)   The peer routers both implement GTSM.

2.1.  GTSM Negotiation

  This document assumes that GTSM will be manually configured between
  protocol peers.  That is, no automatic GTSM capability negotiation,
  such as is envisioned by RFC 2842 [RFC2842] is assumed or defined.

2.2.  Assumptions on Attack Sophistication

  Throughout this document, we assume that potential attackers have
  evolved in both sophistication and access to the point that they can
  send control traffic to a protocol session, and that this traffic
  appears to be valid control traffic (i.e., has the source/destination
  of configured peer routers).

  We also assume that each router in the path between the attacker and
  the victim protocol speaker decrements TTL properly (clearly, if
  either the path or the adjacent peer is compromised, then there are
  worse problems to worry about).

  Since the vast majority of our peerings are between adjacent routers,
  we can set the TTL on the protocol packets to 255 (the maximum
  possible for IP) and then reject any protocol packets that come in
  from configured peers which do NOT have an inbound TTL of 255.

  GTSM can be disabled for applications such as route-servers and other
  large diameter multi-hop peerings.  In the event that an the attack
  comes in from a compromised multi-hop peering, that peering can be
  shut down (a method to reduce exposure to multi-hop attacks is
  outlined below).

3.  GTSM Procedure

  GTSM SHOULD NOT be enabled by default.  The following process
  describes the per-peer behavior:




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   (i)   If GTSM is enabled, an implementation performs the following
         procedure:

         (a)  For directly connected routers,

             o Set the outbound TTL for the protocol connection to 255.

             o For each configured protocol peer:

               Update the receive path Access Control List (ACL) or
               firewall to only allow protocol packets to pass onto the
               Route Processor (RP) that have the correct <source,
               destination, TTL> tuple.  The TTL must either be 255
               (for a directly connected peer), or 255-(configured-
               range-of-acceptable-hops) for a multi-hop peer.  We
               specify a range here to achieve some robustness to
               changes in topology.  Any directly connected check MUST
               be disabled for such peerings.

               It is assumed that a receive path ACL is an ACL that is
               designed to control which packets are allowed to go to
               the RP.  This procedure will only allow protocol packets
               from adjacent router to pass onto the RP.

         (b)  If the inbound TTL is 255 (for a directly connected
              peer), or 255-(configured-range-of-acceptable-hops) (for
              multi-hop peers), the packet is NOT processed.  Rather,
              the packet is placed into a low priority queue, and
              subsequently logged and/or silently discarded.  In this
              case, an ICMP message MUST NOT be generated.

   (ii)  If GTSM is not enabled, normal protocol behavior is followed.

3.1.  Multi-hop Scenarios

  When a multi-hop protocol session is required, we set the expected
  TTL value to be 255-(configured-range-of-acceptable-hops).  This
  approach provides a qualitatively lower degree of security for the
  protocol implementing GTSM (i.e., a DoS attack could theoretically be
  launched by compromising some box in the path).  However, GTSM will
  still catch the vast majority of observed DDoS attacks against a
  given protocol.  Note that since the number of hops can change
  rapidly in real network situations, it is considered that GTSM may
  not be able to handle this scenario adequately and an implementation
  MAY provide OPTIONAL support.






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3.1.1.  Intra-domain Protocol Handling

  In general, GTSM is not used for intra-domain protocol peers or
  adjacencies.  The special case of iBGP peers can be protected by
  filtering at the network edge for any packet that has a source
  address of one of the loopback addresses used for the intra-domain
  peering.  In addition, the current best practice is to further
  protect such peers or adjacencies with an MD5 signature [RFC2385].

4.  Acknowledgments

  The use of the TTL field to protect BGP originated with many
  different people, including Paul Traina and Jon Stewart.  Ryan
  McDowell also suggested a similar idea.  Steve Bellovin, Jay
  Borkenhagen, Randy Bush, Vern Paxon, Pekka Savola, and Robert Raszuk
  also provided useful feedback on earlier versions of this document.
  David Ward provided insight on the generalization of the original
  BGP-specific idea.

5.  Security Considerations

  GTSM is a simple procedure that protects single hop protocol
  sessions, except in those cases in which the peer has been
  compromised.

5.1.  TTL (Hop Limit) Spoofing

  The approach described here is based on the observation that a TTL
  (or Hop Limit) value of 255 is non-trivial to spoof, since as the
  packet passes through routers towards the destination, the TTL is
  decremented by one.  As a result, when a router receives a packet, it
  may not be able to determine if the packet's IP address is valid, but
  it can determine how many router hops away it is (again, assuming
  none of the routers in the path are compromised in such a way that
  they would reset the packet's TTL).

  Note, however, that while engineering a packet's TTL such that it has
  a particular value when sourced from an arbitrary location is
  difficult (but not impossible), engineering a TTL value of 255 from
  non-directly connected locations is not possible (again, assuming
  none of the directly connected neighbors are compromised, the packet
  hasn't been tunneled to the decapsulator, and the intervening routers
  are operating in accordance with RFC 791 [RFC791]).








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5.2.  Tunneled Packets

  An exception to the observation that a packet with TTL of 255 is
  difficult to spoof occurs when a protocol packet is tunneled to a
  decapsulator who then forwards the packet to a directly connected
  protocol peer.  In this case the decapsulator (tunnel endpoint) can
  either be the penultimate hop, or the last hop itself.  A related
  case arises when the protocol packet is tunneled directly to the
  protocol peer (the protocol peer is the decapsulator).

  When the protocol packet is encapsulated in IP, it is possible to
  spoof the TTL.  It may also be impossible to legitimately get the
  packet to the protocol peer with a TTL of 255, as in the IP in MPLS
  cases described below.

  Finally, note that the security of any tunneling technique depends
  heavily on authentication at the tunnel endpoints, as well as how the
  tunneled packets are protected in flight.  Such mechanisms are,
  however, beyond the scope of this memo.

5.2.1.  IP in IP

  Protocol packets may be tunneled over IP directly to a protocol peer,
  or to a decapsulator (tunnel endpoint) that then forwards the packet
  to a directly connected protocol peer (e.g., in IP-in-IP [RFC2003],
  GRE [RFC2784], or various forms of IPv6-in-IPv4 [RFC2893]).  These
  cases are depicted below.

   Peer router ---------- Tunnel endpoint router and peer
    TTL=255     [tunnel]   [TTL=255 at ingress]
                           [TTL=255 at egress]

   Peer router ---------- Tunnel endpoint router ----- On-link peer
    TTL=255     [tunnel]   [TTL=255 at ingress]  [TTL=254 at ingress]
                           [TTL=254 at egress]

  In the first case, in which the encapsulated packet is tunneled
  directly to the protocol peer, the encapsulated packet's TTL can be
  set arbitrary value.  In the second case, in which the encapsulated
  packet is tunneled to a decapsulator (tunnel endpoint) which then
  forwards it to a directly connected protocol peer, RFC 2003 specifies
  the following behavior:

     When encapsulating a datagram, the TTL in the inner IP header is
     decremented by one if the tunneling is being done as part of
     forwarding the datagram; otherwise, the inner header TTL is not
     changed during encapsulation.  If the resulting TTL in the inner
     IP header is 0, the datagram is discarded and an ICMP Time



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     Exceeded message SHOULD be returned to the sender.  An
     encapsulator MUST NOT encapsulate a datagram with TTL = 0.

  Hence the inner IP packet header's TTL, as seen by the decapsulator,
  can be set to an arbitrary value (in particular, 255).  As a result,
  it may not be possible to deliver the protocol packet to the peer
  with a TTL of 255.

5.2.2.  IP in MPLS

  Protocol packets may also be tunneled over MPLS to a protocol peer
  which either the penultimate hop (when the penultimate hop popping
  (PHP) is employed [RFC3032]), or one hop beyond the penultimate hop.
  These cases are depicted below.

   Peer router ---------- Penultimate Hop (PH) and peer
    TTL=255     [tunnel]   [TTL=255 at ingress]
                           [TTL<=254 at egress]


   Peer router ---------- Penultimate Hop  -------- On-link peer
    TTL=255     [tunnel]   [TTL=255 at ingress]  [TTL <=254 at ingress]
                           [TTL<=254 at egress]

  TTL handling for these cases is described in RFC 3032.  RFC 3032
  states that when the IP packet is first labeled:

     ... the TTL field of the label stack entry MUST BE set to the
     value of the IP TTL field.  (If the IP TTL field needs to be
     decremented, as part of the IP processing, it is assumed that
     this has already been done.)

  When the label is popped:

     When a label is popped, and the resulting label stack is empty,
     then the value of the IP TTL field SHOULD BE replaced with the
     outgoing TTL value, as defined above.  In IPv4 this also requires
     modification of the IP header checksum.

  where the definition of "outgoing TTL" is:

     The "incoming TTL" of a labeled packet is defined to be the value
     of the TTL field of the top label stack entry when the packet is
     received.







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  The "outgoing TTL" of a labeled packet is defined to be the larger
  of:

     a) one less than the incoming TTL,
     b) zero.

  In either of these cases, the minimum value by which the TTL could be
  decremented would be one (the network operator prefers to hide its
  infrastructure by decrementing the TTL by the minimum number of LSP
  hops, one, rather than decrementing the TTL as it traverses its MPLS
  domain).  As a result, the maximum TTL value at egress from the MPLS
  cloud is 254 (255-1), and as a result the check described in section
  3 will fail.

5.3.  Multi-Hop Protocol Sessions

  While the GTSM method is less effective for multi-hop protocol
  sessions, it does close the window on several forms of attack.
  However, in the multi-hop scenario GTSM is an OPTIONAL extension.
  Protection of the protocol infrastructure beyond what is provided by
  the GTSM method will likely require cryptographic machinery such as
  is envisioned by Secure BGP (S-BGP) [SBGP1,SBGP2], and/or other
  extensions.  Finally, note that in the multi-hop case described
  above, we specify a range of acceptable TTLs in order to achieve some
  robustness to topology changes.  This robustness to topological
  change comes at the cost of the loss of some robustness to different
  forms of attack.

6.  IANA Considerations

  This document creates no new requirements on IANA namespaces
  [RFC2434].

7.  References

7.1.  Normative References

  [RFC791]   Postel, J., "Internet Protocol Specification", STD 5, RFC
             791, September 1981.

  [RFC1771]  Rekhter, Y. and T. Li (Editors), "A Border Gateway
             Protocol (BGP-4)", RFC 1771, March 1995.

  [RFC1772]  Rekhter, Y. and P. Gross, "Application of the Border
             Gateway Protocol in the Internet", RFC 1772, March 1995.

  [RFC2003]  Perkins, C., "IP Encapsulation with IP", RFC 2003, October
             1996.



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  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2385]  Heffernan, A., "Protection of BGP Sessions via the TCP MD5
             Signature Option", RFC 2385, August 1998.

  [RFC2461]  Narten, T., Nordmark, E. and W. Simpson, "Neighbor
             Discover for IP Version 6 (IPv6)", RFC 2461, December
             1998.

  [RFC2784]  Farinacci, D., "Generic Routing Encapsulation (GRE)", RFC
             2784, March 2000.

  [RFC2842]  Chandra, R. and J. Scudder, "Capabilities Advertisement
             with BGP-4", RFC 2842, May 2000.

  [RFC2893]  Gilligan, R. and E. Nordmark, "Transition Mechanisms for
             IPv6 Hosts and Routers", RFC 2893, August 2000.

  [RFC3032]  Rosen, E. Tappan, D., Fedorkow, G., Rekhter, Y.,
             Farinacci, D., Li, T. and A. Conta, "MPLS Label Stack
             Encoding", RFC 3032, January 2001.

  [RFC3036]  Andersson, L., Doolan, P., Feldman, N., Fredette, A. and
             B. Thomas, "LDP Specification", RFC 3036, January 2001.

  [RFC3392]  Chandra, R. and J. Scudder, "Capabilities Advertisement
             with BGP-4", RFC 3392, November 2002.

  [SBGP1]    Kent, S., C. Lynn, and K. Seo, "Secure Border Gateway
             Protocol (Secure-BGP)", IEEE Journal on Selected Areas in
             Communications, volume 18, number 4, April, 2000.

  [SBGP2]    Kent, S., C. Lynn, J. Mikkelson, and K. Seo, "Secure
             Border Gateway Protocol (S-BGP) -- Real World Performance
             and Deployment Issues", Proceedings of the IEEE Network
             and Distributed System Security Symposium, February, 2000.

7.2.  Informative References

  [BFD]      Katz, D. and D. Ward, "Bidirectional Forwarding
             Detection", Work in Progress, June 2003.

  [PEERING]  Empirical data gathered from the Sprint and AOL backbones,
             October, 2002.






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  [RFC2028]  Hovey, R. and S. Bradner, "The Organizations Involved in
             the IETF Standards Process", BCP 11, RFC 2028, October
             1996.

  [RFC2434]  Narten, T., and H. Alvestrand, "Guidelines for Writing an
             IANA Considerations Section in RFCs", BCP 26, RFC 2434,
             October 1998.

  [RFC3618]  Meyer, D. and W. Fenner, Eds., "The Multicast Source
             Discovery Protocol (MSDP)", RFC 3618, October 2003.

8.  Authors' Addresses

  Vijay Gill

  EMail: [email protected]


  John Heasley

  EMail: [email protected]


  David Meyer

  EMail: [email protected]

























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9.  Full Copyright Statement

  Copyright (C) The Internet Society (2004).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assignees.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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