Network Working Group                                          A. Newton
Request for Comments: 3663                                VeriSign, Inc.
Category: Experimental                                     December 2003


                      Domain Administrative Data
           in Lightweight Directory Access Protocol (LDAP)

Status of this Memo

  This memo defines an Experimental Protocol for the Internet
  community.  It does not specify an Internet standard of any kind.
  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2003).  All Rights Reserved.

Abstract

  Domain registration data has typically been exposed to the general
  public via Nicname/Whois for administrative purposes.  This document
  describes the Referral Lightweight Directory Access Protocol (LDAP)
  Service, an experimental service using LDAP and well-known LDAP types
  to make domain administrative data available.

























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Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
      1.1.  Historical Directory Services for Domain Registration
            Data . . . . . . . . . . . . . . . . . . . . . . . . . .  3
      1.2.  Motivations. . . . . . . . . . . . . . . . . . . . . . .  3
      1.3.  Abbreviations Used . . . . . . . . . . . . . . . . . . .  4
  2.  Service Description. . . . . . . . . . . . . . . . . . . . . .  4
  3.  Registry LDAP Service. . . . . . . . . . . . . . . . . . . . .  6
      3.1.  TLD DIT. . . . . . . . . . . . . . . . . . . . . . . . .  6
            3.1.1.  DIT Structure. . . . . . . . . . . . . . . . . .  6
            3.1.2.  Allowed Searches . . . . . . . . . . . . . . . .  7
            3.1.3.  Access Control . . . . . . . . . . . . . . . . .  7
      3.2.  Name Server DIT. . . . . . . . . . . . . . . . . . . . .  8
            3.2.1.  DIT Structure. . . . . . . . . . . . . . . . . .  8
            3.2.2.  Allowed Searches . . . . . . . . . . . . . . . .  8
      3.3.  Registrar Referral DIT . . . . . . . . . . . . . . . . .  9
            3.3.1.  DIT Structure. . . . . . . . . . . . . . . . . .  9
  4.  Registrar LDAP Service . . . . . . . . . . . . . . . . . . . . 10
      4.1.  TLD DIT. . . . . . . . . . . . . . . . . . . . . . . . . 10
            4.1.1.  DIT Structure. . . . . . . . . . . . . . . . . . 10
            4.1.2.  Allowed Searches . . . . . . . . . . . . . . . . 11
            4.1.3.  Access Control . . . . . . . . . . . . . . . . . 11
      4.2.  Name Server and Contact DIT. . . . . . . . . . . . . . . 12
            4.2.1.  DIT Structure. . . . . . . . . . . . . . . . . . 12
            4.2.2.  Allowed Searches . . . . . . . . . . . . . . . . 13
  5.  Clients. . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
  6.  Lessons Learned. . . . . . . . . . . . . . . . . . . . . . . . 14
      6.1.  Intra-Server Referrals . . . . . . . . . . . . . . . . . 14
      6.2.  Inter-Server Referrals . . . . . . . . . . . . . . . . . 15
      6.3.  Common DIT . . . . . . . . . . . . . . . . . . . . . . . 15
      6.4.  Universal Client . . . . . . . . . . . . . . . . . . . . 16
      6.5.  Targeting Searches by Tier . . . . . . . . . . . . . . . 16
      6.6.  Data Mining. . . . . . . . . . . . . . . . . . . . . . . 16
  7.  IANA Considerations. . . . . . . . . . . . . . . . . . . . . . 16
  8.  Internationalization Considerations. . . . . . . . . . . . . . 16
  9.  Security Considerations. . . . . . . . . . . . . . . . . . . . 17
  10. Intellectual Property Statement. . . . . . . . . . . . . . . . 17
  11. Normative References . . . . . . . . . . . . . . . . . . . . . 18
  Appendix A.  Other Work. . . . . . . . . . . . . . . . . . . . . . 19
  Appendix B.  Acknowledgments . . . . . . . . . . . . . . . . . . . 19
  Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 20
  Full Copyright Statement . . . . . . . . . . . . . . . . . . . . . 21








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1.  Introduction

  This document describes the Referral Lightweight Directory Access
  Protocol (LDAP) Service, an experimental project launched by
  VeriSign, Inc., to explore the use of LDAP and LDAP-related
  technologies for use as a directory service of administrative domain
  registration information.

1.1.  Historical Directory Services for Domain Registration Data

  The original National Science Foundation contract for the InterNIC
  called for the creation of an X.500 directory service for the
  administrative needs of the domain registration data and information.
  Due to problems with implementations of X.500 server software, a
  server based on the Nicname/Whois [1] protocol was temporarily
  erected.

  In 1994, the Rwhois [3] protocol was introduced to enhance the
  Nicname/Whois protocol.  This directory service never gained wide
  acceptance for use with domain data.

  Presently, ICANN requires the operation of Nicname/Whois servers by
  registries and registrars of generic Top-Level Domains (TLD's).

1.2.  Motivations

  With the recent split in functional responsibilities between
  registries and registrars, the constant misuse and data-mining of
  domain registration data, and the difficulties with machine-
  readability of Nicname/Whois output, the creation of the Referral
  LDAP Service had the following motivations:

  o  Use a mechanism native to the directory protocol to refer clients
     from inquiries about specific domains made at a registry to the
     appropriate domain within the appropriate directory service at a
     registrar.

  o  Limit access to domain data based on authentication of the client.

  o  Provide structured queries and well-known and structured results.

  o  Use a directory service technology already in general use.

  Given these general criteria, LDAP [5] was selected as the protocol
  for this directory service.  The decision was also made to restrict
  the use of LDAP to features most readily available in common
  implementations.  Therefore, a goal was set to not define any new
  object classes, syntaxes, or matching rules.



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  The experiment was successful in exploring how LDAP might be used in
  this context and demonstrating the level of customization required
  for an operational service.  Conclusions and observations about this
  experiment are outlined in Section 6.

1.3.  Abbreviations Used

  The following abbreviations are used to describe the nature of this
  experiment:

     TLD: Top-Level Domain.  Refers to the domain names just beneath
     the root in the Domain Name System.  This experiment used the
     TLD's .com, .net, .org, and .edu.

     SLD: Second-Level Domain.  Refers to the domain names just beneath
     a TLD in the Domain Name System.  An example of such a domain name
     would be "example.com".

     DIT: Directory Information Tree.  One of many hierarchies of data
     entries in an LDAP server.

     DN: Distinguished Name.  The unique name of an entry in a DIT.

     cn: common name.  See RFC 2256 [7].

     dc: domain component.  See RFC 2247 [4].

     uid: user id.  See RFC 2798 [9].

2.  Service Description

  The service is composed of three distinct server types: a registry
  LDAP server, registrar LDAP servers, and registrant LDAP servers.

  The registry LDAP server contains three Directory Information Trees
  (DIT's).

  o  The Top-Level Domain DIT's follow the DNS hierarchy for domains
     (e.g., dc=foo,dc=com).

  o  The name server DIT allows a view of the name servers, many of
     which serve multiple domains.

  o  The registrar-referral DIT provides referrals from the registry
     into the respective TLD DIT of the registrars (on a TLD basis).






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  The registrar LDAP server contains two types of DIT's.

  o  The TLD DIT follows the DNS hierarchy for domains (e.g.,
     dc=foo,dc=com) and parallels the TLD DIT of the registry.

  o  The name server and contact DIT allow a view of the name servers
     and contacts, many of which are associated and serve multiple
     domains.

  There is no specification on the DIT or schema for the registrant
  LDAP server.  Referrals from the registrar server to the registrant
  server are provided solely for the purpose of allowing the registrant
  direct control over extra administrative information as it relates to
  a particular domain.

  Access control for this service is merely a demonstration of using a
  Distinguished Name (DN) and password.  Should registries and
  registrars uniformly adopt LDAP as a means to disseminate domain
  registration data, standardization of these DN's would need to be
  undertaken based on each type of user base.































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3.  Registry LDAP Service

3.1.  TLD DIT

3.1.1.  DIT Structure

  The registry TLD DIT has the following structural hierarchy:

                         TLD (e.g., dc=net)
                                 |
                                 |
              -------------------------------------
              |                                   |
     SLD (e.g., dc=foo,dc=net)           SLD (e.g., dc=bar,dc=net)
              |                                   |
      ---------------------            ---------------------
      |           |       |            |           |       |
  name server     |       |        name server     |       |
  (e.g.,          |       |        (e.g.,          |       |
  cn=nameserver1, |       |        cn=nameserver1, |       |
  dc=foo,dc=net ) |       |        dc=bar,dc=net ) |       |
                  |       |                        |       |
         name server      |               name server      |
         (e.g.,           |               (e.g.,           |
         cn=nameserver2,  |               cn=nameserver2,  |
         dc=foo,dc=net )  |               dc=bar,dc=net )  |
                          |                                |
               registrar referral               registrar referral
               (e.g.,                           (e.g.,
               cn=registrar,                    cn=registrar,
               dc=foo,dc=net )                  dc=bar,dc=net )


                   Figure 1: Registry DIT Overview

  The root of a TLD DIT is an entry of objectclass domain as specified
  by RFC 2247 [4] and represents a top-level domain.

  The second tier of the DIT represents second-level domains.  Each of
  these entries is of objectclass domain as specified by RFC 2247 [4].
  The description attribute on these entries often contains descriptive
  text giving the name of the registrar through which these domains
  have been registered.

  The third tier contains entries specific to each second-level domain.
  Name server entries are of objectclass ipHost as specified by RFC
  2307 [8].  The distinguished names of these name server entries are
  algorithmically calculated, where the first component is the word



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  "nameserver" concatenated with an index number of the name server
  entry and the remaining components are the appropriate domain names.
  There is no specification relating the value of the name server entry
  to the index it may be assigned other than it is unique and
  consistent with respect to the client session.  This tier also
  contains the referral from the registry to the registrar.  This
  referral is a direct referral to the entry in the appropriate
  registrar LDAP server corresponding to the domain name that the
  referral falls beneath in this DIT.

3.1.2.  Allowed Searches

  Because of the vast number of entries contained within this DIT, only
  certain types of searches are allowed.  Allowing any search
  expressible via LDAP would lead to expensive searches that would be
  far too costly for a publicly available service.  The searches
  allowed are as follows:

  o  One-level scoped searches based at the root of the DIT.  Substring
     matching is allowed on dc attributes, but the substring must be at
     least be 3 characters in length.

  o  Base search based at the root of the DIT.

  o  Base, one-level, and sub-tree searches based at any second level
     domain name (the second tier) and below.

3.1.3.  Access Control

  The registry TLD DIT only has one access control type.  When a client
  binds with a DN of "cn=trademark" and password of "attorney", the
  second-level domain entries also take on an objectclass of
  extensibleObject with the added attributes of "createddate" and
  "registrationexpirationdate", which are of type Generalized Time, as
  specified by RFC 2252 [6].
















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3.2.  Name Server DIT

3.2.1.  DIT Structure

  The registry name server DIT has the following structural hierarchy:

                        (o=nsiregistry.com)
                                 |
                                 |
              -------------------------------------
              |                  |                |
          name server        name server      name server
        (cn=ns1.foo.net)   (cn=ns.bar.com)  (cn=named.acme.org)


                   Figure 2: Registry DIT Overview

  The root of a name server DIT is an entry of objectclass organization
  as specified by RFC 1617 [2].  It has no significance other than to
  serve as the root of the DIT.

  The second tier of this DIT represents name servers.  Each of these
  entries is of objectclass ipHost, as specified by RFC 2307 [8].

3.2.2.  Allowed Searches

  Because of the vast number of entries contained within this DIT, only
  certain types of searches are allowed.  Allowing any search
  expressible via LDAP would lead to searches far too costly for a
  publicly available service.  The searches allowed are as follows:

  o  One-level and sub-tree scoped searches based at the root of the
     DIT if a filter on the cn attribute is provided.

  o  Base search based at the root of the DIT.

  o  Base, one-level, and sub-tree searches based at any name server
     entry.













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3.3.  Registrar Referral DIT

3.3.1.  DIT Structure

  The registry registrar-referral DIT has the following structural
  hierarchy:

                       (o=tlds)
                          |
                          |
           -------------------------------
           |         |         |         |
          tld       tld       tld       tld
        (dc=net)  (dc=com)  (dc=org)  (dc=edu)
           |         |         |         |
           :         :         |         :
           :         :         |         :
                               |
                  ---------------------------
                  |            |            |
              referral to  referral to  referral to
              registrar 1  registrar 2  registrar n
              dc=org DIT   dc=org DIT   dc=org DIT


               Figure 3: Registry Referral DIT Overview

  The root of the registrar referral DIT is an entry of objectclass
  organization, as specified by RFC 1617 [2].  It has no significance
  other than to serve as the root of this DIT.

  The second tier of this DIT represents top-level domains.  Each of
  these entries is of objectclass domain, as specified by RFC 2247 [4].

  Underneath each TLD entry, the third tier contains referrals to the
  appropriate TLD DIT of each registrar.















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4.  Registrar LDAP Service

4.1.  TLD DIT

4.1.1.  DIT Structure

  The registrar TLD DIT, which is similar to the registry TLD DIT, has
  the following structural hierarchy:

                         TLD (e.g., dc=net)
                                 |
                                 |
              ------------------------------------------------
              |                                          |   |
     SLD (e.g., dc=foo,dc=net)                           :   :
              |                                          :   :
      ---------------------------------------------
      |                        |                  |
      |                        |                  |
  name server            contact             referral to
  (e.g., cn=nameserver1, (e.g., cn=contact1, registrant
  dc=foo,dc=net       )  dc=foo,dc=net    )
      |
      |
  name server contact
  (e.g., cn=contact,
  cn=nameserver1,
  dc=foo,dc=net     )

                   Figure 4: Registrar DIT Overview

  The root of a TLD DIT is an entry of objectclass domain, as specified
  by RFC 2247 [4] and represents a top-level domain.

  The second tier of the DIT represents second-level domains.  Each of
  these entries is of objectclass domain, as specified by RFC 2247 [4].

  The third tier contains entries specific to each second-level domain.
  The entries at this level are as follows:

  o  Name server entries are of objectclass ipHost, as specified by RFC
     2307 [8].  The distinguished names of these name server entries
     are algorithmically calculated where the first component is the
     word "nameserver" concatenated with an index number of the name
     server entry and the remaining components are the appropriate
     domain names.  There is no specification relating the value of the
     name server entry to the index it may be assigned other than it is
     unique and consistent with respect to the client session.



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  o  Contact entries are of objectclass inetOrgPerson, as specified by
     RFC 2798 [9].  The distinguished names of these contact entries
     are algorithmically calculated, where the first component is the
     word "contact" concatenated with an index number of the contact
     and the remaining components are the appropriate domain names.
     There is no specification relating the value of the contact entry
     to the index it may be assigned other than it is unique and
     consistent with respect to the client session.  The description
     attribute of the entry contains the role for which a contact is
     related to a domain.  These roles are identified as "Admin
     Contact", "Technical Contact", and "Billing Contact", and may
     appear in any order.

  o  Finally, this third tier contains the referral from the registrar
     to the registrant.

  The fourth tier only contains name server contact entries.  These
  entries are of objectclass inetOrgPerson, as specified by RFC 2798
  [9].

4.1.2.  Allowed Searches

  Because of the vast number of entries contained within this DIT, only
  certain types of searches are allowed.  Allowing any search
  expressible via LDAP would lead to searches far too costly for a
  publicly available service.  The searches allowed are as follows:

  o  One-level scoped searches based at the root of the DIT.  Substring
     matching is allowed on dc and o attributes, but the substring must
     be at least 3 characters in length.

  o  Base search based at the root of the DIT.

  o  Base, one-level, and sub-tree searches based at any second level
     domain name (the second tier) and below.

4.1.3.  Access Control

  The registrar TLD DIT has two access control types.  When binding
  anonymously, a client only sees dc, o, and c attributes of the
  second-level domain entries.  When a client binds with a DN of
  "cn=trademark" and password of "attorney", all of the other
  attributes normally available on entries of objectclass domain are
  visible if they have values.  In addition, if a client binds with the
  DN of a contact and password of "password", all attributes for
  second-level domain entries for which the bind DN has a relation are
  visible.




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4.2.  Name Server and Contact DIT

4.2.1.  DIT Structure

  The registrar name server and contact DIT has the following
  structural hierarchy:

                            (o=nsi.com)
                                 |
                                 |
              --------------------------------------
              |                                    |
           Contacts                           Name Servers
         (ou=contacts)                     (ou=name servers)
              |                                    |
       -----------------                ------------------------
       |             | |                |                    | |
    Contact          : :            Name Server              : :
  (uid=handle)       : :            (cn=handle)              : :
                                        |
                                    Name Server
                                      Contact
                                    (cn=contact1)

                   Figure 5: Registrar DIT Overview

  The first tier of the name server and contact DIT is an entry of
  objectclass organization, as specified by RFC 1617 [2].

  The second tier of the DIT contains two entries, each of which is of
  objectclass organizationalUnit, as specified by RFC 2256 [7].  One
  entry represents the part of the DIT containing contacts and the
  other entry represents the part of the DIT containing name servers.

  Entries underneath the contacts organizationalUnit entry are of
  objectclass inetOrgPerson and represent contacts registered with the
  registrar.  Their RDN is composed of the uid attribute.  The uid
  attribute's value is a unique identifier or handle that is registrar
  assigned.

  Entries underneath the name server organizationalUnit entry are of
  objectclass ipHost and represent name servers registered with the
  registrar.  Their RDN is composed of the cn attribute.  The cn
  attribute's value is a unique identifier or handle that is registrar
  assigned.  Each name server entry may optionally have children
  entries of objectclass inetOrgPerson.  These entries represent the
  contacts of the name server they fall beneath.




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4.2.2.  Allowed Searches

  Because of the vast number of entries contained within this DIT, only
  certain types of searches are allowed.  Allowing any search
  expressible via LDAP would lead to searches far too costly for a
  publicly available service.  The searches allowed are as follows:

  o  One-level and base searches at the root of the DIT.

  o  Sub-tree searches at the root of the DIT using cn and uid
     attributes as a filter.

  o  Base searches at either entry of the second tier.

  o  One-level and sub-tree searches at either entry of the second
     tier, using cn or uid attributes as a filter.

  o  Base, one-level, and sub-tree searches based at any contact or
     name server entry and below.

5.  Clients

  Early scoping and analysis of this project were based on the use of
  output from command line clients, specifically the "ldapsearch"
  command present with many implementations of LDAP servers.  Our
  survey of this tool, available from many vendors, showed that
  referral chasing was difficult to control or predict, and the
  behavior between these implementations with respect to referral
  chasing was inconsistent.

  Based on the limited nature of the expressive capabilities present
  with just command line tools, searches involving nested queries or
  advanced referral chasing were deemed the domain of clients making
  direct use of LDAP client libraries.  Three of these types of clients
  were produced: a web-based client, a cross-platform C-based client,
  and a Java client.  No significant deficiencies or problems were
  found with the LDAP client libraries in the construction of these
  clients, and the level of control provided by their programming
  interfaces was adequate to create the necessary searches.  Instead,
  most of the problems encountered with these clients were based on
  usability concerns.

  It was found that the web-based client caused a great amount of
  confusion for users not familiar with LDAP or Nicname/Whois with
  respect to the underlying technology and the network model.  Thus,
  many users believed the web-based client to be the only interface to
  the data and were unaware or confused by the intermediate LDAP
  protocol.  In addition, it was difficult to express to users the



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  registry-registrar-registrant service model in adequate terms from
  search results where the results could be rendered properly among the
  various common web browsers.

  Both the C and Java based clients were built to be both graphical and
  cross-platform (in the case of the C-based client, the Linux and
  Windows platforms were chosen as targets).  The LDAP client libraries
  chosen for both clients proved to be quite capable and offered the
  necessary levels of control for conducting nested queries and
  advanced referral chasing.  Expectations at the outset for
  construction of both clients, based on past experience, were that the
  C-based client would not only perform better than the Java client but
  also have a better appearance.  In reality, these assumptions were
  incorrect as there was no perceivable difference in performance and
  the look of the Java client was often considered to be far superior
  to its counter-part.  In addition, the Java client required much less
  time to create.  Both clients are available under the terms of an
  open source license.  Though it is impossible to have accurate
  measurements of their popularity, through monitoring and feedback it
  was perceived that the web-based client had far greater use.

6.  Lessons Learned

  Based on the experience of piloting this experimental service,
  feedback from users of the service, and general comments and
  observations of current and common opinions, the following items have
  been noted.

6.1.  Intra-Server Referrals

  Original analysis of the data set to be used revealed a high degree
  of relationships between name servers, contacts, and domains.
  Storing the data in non-normalized form according to the DIT outlined
  in this document would make an original relational dataset of roughly
  20 million objects explode to over 115 million objects.

  To combat this problem, the first pass at defining the DIT's made
  heavy use of referrals between the TLD DIT's and the name server and
  contact DIT's.  The use of the 'alias' objectclass was considered but
  ruled out in hopes of using referrals for load balancing across
  servers (i.e., placing each TLD DIT on a separate server, and
  separate servers for the name server and contact DIT's).  However,
  initial testing with the 'ldapsearch' command found inconsistencies
  with the interpretation of the referrals and how they were managed.
  Not only were the results inconsistent between implementations, but
  many of these clients would easily get caught in referral loops.





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  The final solution to the problem was to create a customized back-end
  data store containing the data in a normalized form.  This gave the
  client the appearance of having a non-normalized data set which
  required no intra-server referrals.  Aliases may have been a better
  solution, however our interpretation of their output with
  implementations of the 'ldapsearch' tool was not satisfactory.  It
  was also later learned that some LDAP server implementations place
  certain restrictions on aliases that would have conflicted with our
  overall DIT structure.  In the end, it was felt that a customized
  back-end would be required by any server with a large data-set, but
  smaller data-sets for less populated domains could easily use off-
  the-shelf implementations.

6.2.  Inter-Server Referrals

  The modeling of the overall service to provide the split in
  operational responsibility between registry and registrar required
  the use of referrals (i.e., the two servers would not be operated by
  the same organization, therefore would most likely not co-exist on
  the same physical machine or network).  The chief problem with LDAP
  referrals returned for this purpose grew out of the need to limit
  data returned to the client and the priority given to referrals.  It
  was quite easy to cause a sub-tree query at certain levels, for
  instance a TLD level, to return nothing but referrals.  This was true
  because referrals would be returned out of the scope of the supplied
  search filter and therefore would fill the result set to its limit,
  normally set to 50 entries.

  In certain use cases, a result set with nothing but referrals was
  desired (e.g., o=tlds).  However, even in these cases it was possible
  for some referrals to not be returned due to the size limit.  In this
  case, it was felt that a result set of 50 referrals, the default for
  the size limit in most cases, was too large for any practical use by
  a client and was a failing of query distribution in general rather
  than a limitation of LDAP.

6.3.  Common DIT

  Because of the nature of software development, the graphical and web
  clients were developed after the development of the server software.
  The 'ldapsearch' client was used for testing and development during
  server software creation.  It was not until the creation of more
  advanced clients that it was discovered that the design decision of
  uniform DIT naming should have been made.  Technically, this would
  have allowed for slightly better software modularization and re-use.
  In addition, the use of a company name in the DIT structure did not
  allow the easy integration of another domain registry, as in the
  registry-registrar model.  Not only would clients have to be



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  reconfigured for each new registry operator, but this would most
  likely have social implications as well.

6.4.  Universal Client

  The construction of the clients revealed yet another misconception.
  Though this project used a generic directory service technology, the
  clients required a high-degree of algorithmic knowledge about the DIT
  structure and schemas being used.  The graphical clients could not be
  used against an LDAP service with another DIT or schema.  Therefore,
  a generic or universal client, one that could be used for all LDAP
  applications, would either not be able to make full use of the data
  provided by the service or would be far too complex for operation by
  the average user.

6.5.  Targeting Searches by Tier

  The network model for this service was divided into three tiers:
  registry, registrar, and registrant.  Despite this, all searches
  needed to start at the registry level causing overhead for searches
  that could be targeted at a select tier.  This service did not
  implement a solution to this problem, such as using SRV and/or NAPTR
  records in DNS to allow a client to find a responsible LDAP server.

6.6.  Data Mining

  Section 3.1.2 and Section 4.1.2 describe the searches allowed by this
  service.  However, the most common question asked by users of the
  service revolved around getting around these restrictions.  Because
  browsing at the TLD level was not permitted, many users asked about
  the feasibility of using recursive dictionary queries to circumvent
  the search restrictions.

  It should be noted that many operators of Nicname/Whois server
  consider this practice to be data mining and often refer to it
  specifically as a dictionary attack.

7.  IANA Considerations

  There are no applicable IANA considerations presented in this
  document.

8.  Internationalization Considerations

  The domain administrative data in this service did not cover
  Internationalized Domain Names (IDN's).





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9.  Security Considerations

  This experiment did not endeavor to use security mechanisms beyond
  those readily available in LDAP [5].  Section 3.1.3 and Section 4.1.3
  describe the various access controls used within the scope of the
  defined security mechanisms.   While these mechanisms were adequate
  for this experimental deployment, they would not be adequate for a
  production environment, and they should not be taken as a model for
  those contemplating deployment on the Internet.

10.  Intellectual Property Statement

  The IETF takes no position regarding the validity or scope of any
  intellectual property or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; neither does it represent that it
  has made any effort to identify any such rights.  Information on the
  IETF's procedures with respect to rights in standards-track and
  standards-related documentation can be found in BCP-11.  Copies of
  claims of rights made available for publication and any assurances of
  licenses to be made available, or the result of an attempt made to
  obtain a general license or permission for the use of such
  proprietary rights by implementors or users of this specification can
  be obtained from the IETF Secretariat.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights which may cover technology that may be required to practice
  this standard.  Please address the information to the IETF Executive
  Director.




















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11.  Normative References

  [1]  Harrenstien, K., Stahl, M. and E. Feinler, "NICNAME/WHOIS", RFC
       954, October 1985.

  [2]  Barker, P., Kille, S. and T. Lenggenhager, "Naming and
       Structuring Guidelines for X.500 Directory Pilots", RFC 1617,
       May 1994.

  [3]  Williamson, S., Kosters, M., Blacka, D., Singh, J. and K.
       Zeilstra, "Referral Whois (RWhois) Protocol V1.5", RFC 2167,
       June 1997.

  [4]  Kille, S., Wahl, M., Grimstad, A., Huber, R. and S. Sataluri,
       "Using Domains in LDAP/X.500 Distinguished Names", RFC 2247,
       January 1998.

  [5]  Wahl, M., Howes, T. and S. Kille, "Lightweight Directory Access
       Protocol (v3)", RFC 2251, December 1997.

  [6]  Wahl, M., Coulbeck, A., Howes, T. and S. Kille, "Lightweight
       Directory Access Protocol (v3): Attribute Syntax Definitions",
       RFC 2252, December 1997.

  [7]  Wahl, M., "A Summary of the X.500(96) User Schema for use with
       LDAPv3", RFC 2256, December 1997.

  [8]  Howard, L., "An Approach for Using LDAP as a Network Information
       Service", RFC 2307, March 1998.

  [9]  Smith, M., "Definition of the inetOrgPerson LDAP Object Class",
       RFC 2798, April 2000.



















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Appendix A.  Other Work

  In addition to the deployment of servers and development of clients,
  VeriSign conducted two sub-projects related to this experiment.

  The first project was a Nicname/Whois-to-LDAP gateway.  The goal of
  the project was to create an LDAP server for use by registrars to
  deploy in front of their Nicname/Whois servers.  This gateway would
  take LDAP requests, translate them to Nicname/Whois requests, issue
  the request to a specific Nicname/Whois server deployed on port 43,
  interpret the response, and return LDAP result sets.  Because of the
  unspecified nature of Nicname/Whois result sets, the gateway was
  programmed to specifically recognize only the output of three
  distinct registrars.  While this gateway proved valuable enough to
  allow domain lookups and limited searches, it was unable to provide
  consistent contact lookups, nameserver lookups, or registrant
  referrals.  This software was also made publicly available under the
  terms of an open source license.

  The second project was an informal survey of registrants with
  deployed LDAP servers.  This was conducted by using the com, net,
  org, and edu zone files and testing for the existence of an LDAP
  server on port 389 using the name of the domain, a host named "ldap"
  in the domain, and a host named "dir" in the domain (e.g., "foo.com",
  "ldap.foo.com", and "dir.foo.com").  This survey did not attempt to
  resolve LDAP services using SRV records in DNS.

  The result of this survey found that roughly 0.5% of active domains
  had an LDAP server.  By profiling a server's root DSA-specific Entry
  (DSE), the survey found that about 90% of the servers were
  implementations provided by vendor A, 9% of the servers were
  implementations provided by vendor B, and 1% of the servers were
  implementations provided by other vendors.  Of the servers queried
  that were determined to be implementations provided by vendor A, it
  appeared that about only 10% contained public data (this also led to
  the assumption that the other 90% were not intended to be publicly
  queried).  Of the servers queried that were determined to be
  implementations provided by vendor B, it appears that nearly all
  contained public data.

Appendix B.  Acknowledgments

  Significant analysis, design, and implementation for this project
  were conducted by Brad McMillen, David Blacka, Anna Zhang, and
  Michael Schiraldi.  Mark Kosters and Leslie Daigle provided guidance
  by reviewing this project, the project's goals, and this document.





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Author's Address

  Andrew Newton
  VeriSign, Inc.
  21345 Ridgetop Circle
  Sterling, VA  20166
  USA

  Phone: +1 703 948 3382
  EMail: [email protected]; [email protected]









































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Full Copyright Statement

  Copyright (C) The Internet Society (2003).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
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  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
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  The limited permissions granted above are perpetual and will not be
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  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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