Network Working Group                                            M. Rose
Request for Comments: 3341                  Dover Beach Consulting, Inc.
Category: Standards Track                                       G. Klyne
                                                 Clearswift Corporation
                                                             D. Crocker
                                            Brandenburg InternetWorking
                                                              July 2002


            The Application Exchange (APEX) Access Service

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This memo describes the Application Exchange (APEX) access service,
  addressed as the well-known endpoint "apex=access".  The access
  service is used to control use of both the APEX "relaying mesh" and
  other APEX services.

Table of Contents

  1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  2
  2.  Use and Management of Access Information . . . . . . . . . . .  3
  2.1 Querying Access Information  . . . . . . . . . . . . . . . . .  3
  2.2 Retrieval of Access Information  . . . . . . . . . . . . . . .  4
  2.3 Update of Access Information . . . . . . . . . . . . . . . . .  5
  3.  Format of Access Entries . . . . . . . . . . . . . . . . . . .  9
  3.1 Finding the Appropriate Entry: Matching Owners and Actors  . . 11
  3.2 Creating and Updating Access Entries . . . . . . . . . . . . . 14
  4.  The Access Service . . . . . . . . . . . . . . . . . . . . . . 14
  4.1 Use of XML and MIME  . . . . . . . . . . . . . . . . . . . . . 15
  4.2 The Query Operation  . . . . . . . . . . . . . . . . . . . . . 16
  4.3 The Get Operation  . . . . . . . . . . . . . . . . . . . . . . 17
  4.4 The Set Operation  . . . . . . . . . . . . . . . . . . . . . . 18
  4.5 The Reply Operation  . . . . . . . . . . . . . . . . . . . . . 20
  5.  Registration: The Access Service . . . . . . . . . . . . . . . 20
  6.  The Access Service DTD . . . . . . . . . . . . . . . . . . . . 21



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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 23
      References . . . . . . . . . . . . . . . . . . . . . . . . . . 23
      Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 24
  A.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 25
      Full Copyright Statement . . . . . . . . . . . . . . . . . . . 26

1. Introduction

  This memo describes an access service that is built upon the APEX [1]
  "relaying mesh".  The APEX access service is used to control use of
  both the relaying mesh and other APEX services.

  APEX, at its core, provides a best-effort datagram service.  Within
  an administrative domain, all relays must be able to handle messages
  for any endpoint within that domain.  APEX services are logically
  defined as endpoints but given their ubiquitous semantics they do not
  necessarily need to be associated with a single physical endpoint.
  As such, they may be provisioned co-resident with each relay within
  an administrative domain, even though they are logically provided on
  top of the relaying mesh, i.e.,

     +----------+     +----------+    +----------+    +---------+
     |   APEX   |     |   APEX   |    |   APEX   |    |         |
     |  access  |     | presence |    |  report  |    |   ...   |
     | service  |     |  service |    | service  |    |         |
     +----------+     +----------+    +----------+    +---------+
          |                |               |               |
          |                |               |               |
  +----------------------------------------------------------------+
  |                                                                |
  |                            APEX core                           |
  |                                                                |
  +----------------------------------------------------------------+

  That is, applications communicate with an APEX service by exchanging
  data with a "well-known endpoint" (WKE).

  APEX applications communicate with the access service by exchanging
  data with the well-known endpoint "apex=access" in the corresponding
  administrative domain, e.g., "[email protected]" is the
  endpoint associated with the access service in the "example.com"
  administrative domain.

  Note that within a single administrative domain, the relaying mesh
  makes use of the APEX access service in order to determine if an
  originator is allowed to transmit data to a recipient (c.f., Step 5.3
  of Section 4.4.4.1 of [1]).




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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


2. Use and Management of Access Information

  Access information is organized around access entries, each of which
  contains:

  o  an owner: an APEX address with which the entry is associated;

  o  an actor: an APEX address that is granted permission to perform
        some action in the context of the owner;

  o  a list of actions; and,

  o  a timestamp indicating when the service last created or modified
        the access entry.

  The access entry for a given owner controls access to a potentially
  large range of different APEX services, such as data delivery, access
  control, and presence information.  In addition, Section 4.5 of [1]
  discusses APEX access policies that govern such activities as peer
  authentication, message relaying, and so on.

  Management of access information falls into three categories:

  o  applications may query the access service to see if one or more
     actions are allowed;

  o  applications may retrieve access information associated with an
     owner/actor combination; and,

  o  applications may modify (i.e., create, replace, or delete) access
     information associated with an owner/actor combination.

  Each is now described in turn.

2.1 Querying Access Information

  When an application wants to determine whether one or more actions
  are allowed for an owner/actor combination, it sends a "query"
  element to the service, e.g.,

      +-------+                  +-------+
      |       | -- data -------> |       |
      | appl. |                  | relay |
      |       | <--------- ok -- |       |
      +-------+                  +-------+






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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <query owner='[email protected]' transID='1'
                      actor='[email protected]'
                      actions='core:data presence:subscribe' />
           </data-content>
       </data>
    S: <ok />

  The service immediately responds with either an allow or deny
  operation containing the same transaction-identifier, where "allow"
  means that all of the actions listed in the query are permitted,
  e.g.,

                                   +-------+                  +-------+
                                   |       | <------- data -- |       |
                                   | relay |                  |access |
                                   |       | -- ok ---------> |  svc. |
                                   +-------+                  +-------+

      C: <data content='#Content'>
             <originator identity='[email protected]' />
             <recipient identity='[email protected]' />
             <data-content Name='Content'>
                 <allow transID='1' />
             </data-content>
         </data>
      S: <ok />

  or

      C: <data content='#Content'>
             <originator identity='[email protected]' />
             <recipient  identity='[email protected]' />
             <data-content Name='Content'>
                 <deny transID='1' />
             </data-content>
         </data>
      S: <ok />

2.2 Retrieval of Access Information

  When an application wants to retrieve the access entry associated
  with an owner/actor combination (typically in preparation for
  updating that access information), it sends a "get" element to the
  service, e.g.,



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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


      +-------+                  +-------+
      |       | -- data -------> |       |
      | appl. |                  | relay |
      |       | <--------- ok -- |       |
      +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <get transID='2'
                    owner='[email protected]'
                    actor='*@example.com' />
           </data-content>
       </data>
    S: <ok />

  The service immediately responds with a set operation containing the
  access entry and the same transaction-identifier, e.g.,

                                 +-------+                  +-------+
                                 |       | <------- data -- |       |
                                 | relay |                  |access |
                                 |       | -- ok ---------> |  svc. |
                                 +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <set transID='2'>
                   <access owner='[email protected]'
                           actor='*@example.com'
                           actions='core:data presence:subscribe'
                           lastUpdate='2000-05-14T13:02:00-08:00' />
               </set>
           </data-content>
       </data>
    S: <ok />

2.3 Update of Access Information

  When an application wants to create or modify an access entry
  associated with an owner/actor combination, it sends a "set" element
  to the service containing the new access entry, e.g.,






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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


      +-------+                  +-------+
      |       | -- data -------> |       |
      | appl. |                  | relay |
      |       | <--------- ok -- |       |
      +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <set transID='1'>
                   <access owner='[email protected]'
                           actor='*@example.com'
                           actions='core:data presence:subscribe'
                           lastUpdate='2000-05-14T13:02:00-08:00' />
               </set>
           </data-content>
       </data>
    S: <ok />

  Note that Step 4 of Section 4.4 requires that the "lastUpdate"
  attribute of an access entry be supplied in order to update that
  entry; accordingly, applications must successfully retrieve an access
  entry prior to trying to modify that entry.  (Naturally,
  administrators should ensure that applications authorized to modify
  an access entry are also authorized to retrieve that entry.)

  The service immediately responds with a reply operation containing
  the same transaction-identifier, e.g.,

                                 +-------+                  +-------+
                                 |       | <------- data -- |       |
                                 | relay |                  |access |
                                 |       | -- ok ---------> |  svc. |
                                 +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <reply code='250' transID='1' />
           </data-content>
       </data>
    S: <ok />

  Note that Steps 6.2 and 9.2 of Section 4.4 require that the access
  service update the "lastUpdate" attribute of an access entry when it
  is created or modified.



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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  The service also immediately sends a set operation to the owner
  attribute associated with the access entry, e.g.,

                                 +-------+                  +-------+
                                 |       | <------- data -- |       |
                                 | relay |                  |access |
                                 |       | -- ok ---------> |  svc. |
                                 +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <set transID='1'>
                   <access owner='[email protected]'
                           actor='*@example.com'
                           actions='core:data presence:subscribe'
                           lastUpdate='2000-05-14T23:02:00-08:00' />
               </set>
           </data-content>
       </data>
    S: <ok />

  When an application wants to delete the access entry associated with
  an owner/actor combination, it sends a "set" element to the service
  omitting the permitted actions, e.g.,

      +-------+                  +-------+
      |       | -- data -------> |       |
      | appl. |                  | relay |
      |       | <--------- ok -- |       |
      +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <set transID='2'>
                   <access owner='[email protected]'
                           actor='*@example.com'
                           lastUpdate='2000-05-14T13:02:00-08:00' />
               </set>
           </data-content>
       </data>
    S: <ok />






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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  The service immediately responds with a reply operation containing
  the same transaction-identifier, e.g.,

                                 +-------+                  +-------+
                                 |       | <------- data -- |       |
                                 | relay |                  |access |
                                 |       | -- ok ---------> |  svc. |
                                 +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <reply code='250' transID='2' />
           </data-content>
       </data>
    S: <ok />

  The service also immediately sends a set operation to the owner
  attribute associated with the access entry, e.g.,

                                 +-------+                  +-------+
                                 |       | <------- data -- |       |
                                 | relay |                  |access |
                                 |       | -- ok ---------> |  svc. |
                                 +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <set transID='2'>
                   <access owner='[email protected]'
                           actor='*@example.com'
                           lastUpdate='2000-05-14T13:02:00-08:00' />
               </set>
           </data-content>
       </data>
    S: <ok />

  Because there are no actions associated with this access entry, the
  owner knows that the entry has been deleted.

  Note that because access control supported limited wildcarding of
  actors, deleting an access entry for a particular owner/actor
  combination, may modify, rather than remove, permission.  Because of
  this, a special action, "all:none", is used.




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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  For example, consider these two access entries:

      <access owner='[email protected]'
              actor='[email protected]'
              actions='core:data presence:subscribe presence:watch'
              lastUpdate='2000-05-14T13:20:00-08:00' />

      <access owner='[email protected]'
              actor='*@example.com'
              actions='core:data'
              lastUpdate='2000-05-14T13:20:00-08:00' />

  Deleting the first access entry will not remove all permissions for
  for the actor "[email protected]".

  Instead, the first access entry should be modified thusly:

      <access owner='[email protected]'
              actor='[email protected]'
              actions='all:none'
              lastUpdate='2000-05-14T13:20:00-08:00' />

3. Format of Access Entries

  Each administrative domain is responsible for maintaining one or more
  "access entries" for each of its endpoints and associated
  subaddresses (regardless of whether those addresses are currently
  attached to the relaying mesh).

  A separate access entry is required for each actor or group of actors
  for whom access permission is specified.  Section 6 defines the
  syntax for access entries.  Each access entry has an "owner"
  attribute, an "actor" attribute, an "actions" attribute, a
  "lastUpdate" attribute, and no content:

  o  the "owner" attribute specifies the address (endpoint or
     subaddress) associated with the access entry;

  o  the "actor" attribute specifies an entity or group of entities for
     whom access permissions are specified, as described below;

  o  the "actions" attribute specifies the permissions granted to the
     actor in the context of the owner; and,

  o  the "lastUpdate" attribute specifies the date and time that the
     service last created or modified the access entry.





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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  An action is specified as a service/operation pair, e.g., the action
  "presence:publish" refers to the "publish" operation of the
  "presence" service.  Two service values are reserved:

  o  "all" is used to refer to all services, e.g., "all:data"; and,

  o  "core" is used to refer to the service implemented by the relaying
     mesh, e.g., the "core:data" permission is consulted by the
     relaying mesh (c.f., Step 5.3 of Section 4.4.4.1 of [1]).

  Further, two operation values are reserved:

  o  "all" is used to refer to all operations, e.g., "presence:all";
     and,

  o  "none" is used to refer to no operations whatsoever, e.g.,
     "all:none".

     An actor is an APEX address and is specified using the "entity"
     syntax specified in Section 2.2 of [1].  However, both the "local"
     and "domain" parts may contain limited wildcarding:

     o  The "local" part is either:

     *  a literal string (e.g., "fred");

     *  a subaddress wildcard (e.g., "fred/*" or "apex=pubsub/*"); or,

     *  the value "apex=*", specifying all APEX services;

     *  the value "*", specifying any address other than an APEX
        service.

  o  The "domain" part is either:

     *  a FQDN (e.g., "example.com");

     *  a domain wildcard (e.g., "*.example.com"); or,

     *  the value "*", specifying all administrative domains.

     Note that in the case of a domain wildcard, the wildcard itself
     matches zero or more subdomains, e.g., "*.example.com" matches
     "example.com", "foo.example.com", "bar.foo.example.com", and so
     on.)






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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  The following default entries are provided for each owner, but are
  overridden by an explicitly supplied entry with the same actor value:

     actor='local@domain'  actions='all:all'
     actor='apex=*@domain' actions='all:all'
     actor='apex=*@*'      actions='core:data'
     actor='*@*'           actions='all:none'

  where "local@domain" specifies the owner associated with the access
  entry.

  For example, the explicit entry

     actor='*@*'           actions='core:data'

  allows endpoints from any domain to use the relaying mesh to send
  data to the owner, but does not override the default entry for
  "apex=*@domain", which allows all APEX services in the owner's domain
  access to all actions.

  APEX endpoint names can legitimately contain the character '*', but
  access entries use '*' to indicate wildcarding.  Accordingly, the
  two-character sequence '\*' is used to avoid ambiguity in the "actor"
  attribute.  Similarly, to explicitly specify an endpoint name
  containing '\' in the "actor" attribute, the two-character sequence
  '\\' is used.

  Note that this convention is used only for the "actor" attribute of
  the "get" operation and of the "access" entry that appears in the
  "set" operation; however, this convention is not used in the "query"
  operation, as this operation does not allow wildcarding.

  For example, to specify the endpoint named as "a\b*[email protected]" in
  the "get" operation or in an "access" entry, the string
  "a\\b\*[email protected]" is used; but in the "query" operation, the
  string "a\b*[email protected]" is used.  (Of course, as name allocation
  is a local matter, these complications can be avoided by the simple
  expedient of not using endpoint names containing '*' or '\'.)

3.1 Finding the Appropriate Entry: Matching Owners and Actors

  The use of actor wildcarding makes it possible for several access
  entries to apply for a given owner/actor combination.  When
  determining which access entry to use when responding to the query
  operation, the algorithm is:

  o  Consider only those access entries that are associated with the
     given owner.



Rose, et. al.               Standards Track                    [Page 11]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  o  Consider only those access entries in which the actor value
     matches the actor address in the query.  If the wildcard character
     ('*') is present, then it a match is possible only if each
     wildcard character can be replaced with a non-empty character
     sequence (one or more characters) to obtain a value identical to
     the address in the query.

  o  Order those remaining access entries:

     *  Use the exactness of the match with the domain part of the
        actor value as the primary key; and,

     *  Use the exactness of the match with the local part of the actor
        value as the secondary key.

  o  When matching with the domain part, an exact match is the best
     match; otherwise, the shorter the wildcard match, the higher the
     priority.

     For example, if the actor's domain is "bar.foo.example.com", a
     match against an entry of "*.foo.example.com" is better than a
     match against an entry of "*.example.com".

  o  When matching with the local part, an exact match is the best
     match; otherwise, the shorter the wildcard match, the higher the
     priority.  This is true regardless of whether the wildcarding is
     for subaddress or service.  (Note that a local part with a
     wildcard subaddress does not have a non-empty match with the same
     local part without a subaddress.)

  For example, consider these access entries:

     <access owner='[email protected]'
             actor='[email protected]'
             actions='all:all'
             lastUpdate='2000-05-14T13:20:00-08:00' />
     <access owner='[email protected]'
             actor='[email protected]'
             actions='core:data'
             lastUpdate='2000-05-14T13:20:00-08:00' />
     <access owner='fred/[email protected]'
             actor='barney/[email protected]'
             actions='core:data'
             lastUpdate='2000-05-14T13:20:00-08:00' />
     <access owner='[email protected]'
             actor='*@example.com'
             actions='core:data presence:subscribe presence:watch'
             lastUpdate='2000-05-14T13:20:00-08:00' />



Rose, et. al.               Standards Track                    [Page 12]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


     <access owner='[email protected]'
             actor='*@*'
             actions='core:data'
             lastUpdate='2000-05-14T13:20:00-08:00' />

  Briefly:

  o  For addresses within the "example.com" administrative domain:

  *  "fred", "wilma", and all APEX services within the "example.com"
     administrative domain are allowed access to all operations for
     "[email protected]";

  *  "mr.slate" is allowed access only to send data through the
     relaying mesh to "[email protected]";

  *  "barney/appl=wb" is allowed access only to send data to "fred/
     appl=wb", a subaddress of "[email protected]"; and,

  *  any other address within the "example.com" administrative
     domain is allowed access to send data and invoke the
     "subscribe" and "watch" operations of the APEX presence service
     with respect to "[email protected]".

  o  For any address outside the "example.com" administrative domain,
     the address is allowed access to send data, regardless of whether
     it is an APEX service.
























Rose, et. al.               Standards Track                    [Page 13]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  Note that although the four default entries are always available, the
  explicit entry for actor "*@*" overrides the corresponding default
  entry.

3.2 Creating and Updating Access Entries

  The get and set operations are provided as a basic mechanism for
  creating and updating access rules, for which no special wildcard
  processing is performed.

  The actor value for an access entry may contain limited wildcard
  characters which have special significance only when performing a
  query operation (cf., Section 3.1).  For the purposes of retrieving
  and updating entries, actor values are treated simply as literal
  names.

4. The Access Service

  Section 5 contains the APEX service registration for the access
  service:

  o  Within an administrative domain, the service is addressed using
     the well-known endpoint of "apex=access".

  o  Section 6 defines the syntax of the operations exchanged with the
     service.

  o  A consumer of the service initiates communications by sending data
     containing a query, get, or set operation.

  o  The service replies to these operations.

  o  When an access entry is changed, the service sends a notification
     to the owner associated with the changed entry.

  An implementation of the service must maintain information about
  access entries in persistent storage.

  Consult Section 6.1.1 of [1] for a discussion on the properties of
  long-lived transaction-identifiers.











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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


4.1 Use of XML and MIME

  Section 4.1 of [1] describes how arbitrary MIME content is exchanged
  as a BEEP [2] payload.  For example, to transmit:

      <data content='...'>
          <originator identity='[email protected]' />
          <recipient identity='[email protected]' />
      </data>

   where "..." refers to:

      <query owner='[email protected]' transID='1'
             actor='[email protected]'
             actions='core:data presence:subscribe' />

   then the corresponding BEEP message might look like this:

      C: MSG 1 2 . 42 1234
      C: Content-Type: multipart/related; boundary="boundary";
      C:               start="<[email protected]>";
      C:               type="application/beep+xml"
      C:
      C: --boundary
      C: Content-Type: application/beep+xml
      C: Content-ID: <[email protected]>
      C:
      C: <data content='cid:[email protected]'>
      C:     <originator identity='[email protected]' />
      C:     <recipient identity='[email protected]' />
      C: </data>
      C: --boundary
      C: Content-Type: application/beep+xml
      C: Content-ID: <[email protected]>
      C:
      C: <query owner='[email protected]' transID='1'
      C:        actor='[email protected]'
      C:        actions='core:data presence:subscribe' />
      C: --boundary--
      C: END











Rose, et. al.               Standards Track                    [Page 15]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


   or this:

      C: MSG 1 1 . 42 267
      C: Content-Type: application/beep+xml
      C:
      C: <data content='#Content'>
      C:     <originator identity='[email protected]' />
      C:     <recipient identity='[email protected]' />
      C:     <data-content Name='Content'>
      C:         <query owner='[email protected]' transID='1'
      C:                actor='[email protected]'
      C:                actions='core:data presence:subscribe' />
      C:     </data-content>
      C: </data>
      C: END

4.2 The Query Operation

  When an application wants to see if a particular operation is
  allowed, it sends a "query" element to the service.

  The "query" element has an "owner" attribute, an "actor" attribute,
  an "actions" attribute, a "transID" attribute, and no content:

  o  the "owner" attribute specifies the address associated with the
     access entry;

  o  the "actor" attribute specifies the address (without wildcarding)
     for which access permissions are queried;

  o  the "actions" attribute specifies one or more actions for which
     permission is queried; and,

  o  the "transID" attribute specifies the transaction-identifier
     associated with this operation.

  When the service receives a "query" element, we refer to the "owner"
  attribute as the "subject".  The service performs these steps:

  1. If the subject is outside this administrative domain, a "reply"
     element having code 553 is sent to the originator.

  2. If the subject does not refer to a valid address, a "reply"
     element having code 550 is sent to the originator.

  3. If the subject's access entry matching the originator does not
     contain an "access:query" token, a "reply" element having code 537
     is sent to the originator.



Rose, et. al.               Standards Track                    [Page 16]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  4. The subject's access entry matching the actor attribute of the
     query element is selected (cf., Section 3.1).

  5. If all of the permissions in the "actions" attribute of the query
     element are contained in the selected access entry, then an
     "allow" element is sent to the originator.

  6. Otherwise, a "deny" element is sent to the originator.

  Regardless of whether an "allow", "deny", or "reply" element is sent
  to the originator, the "transID" attribute is identical to the value
  found in the "query" element sent by the originator.

4.3 The Get Operation

  Prior to creating or updating an access entry for some owner/actor
  combination, an application will usually need to retrieve any
  existing access entry.  It does so by sending a "get" element to the
  service.  In particular, a successful response returns a "lastUpdate"
  value that is necessary when sending a subsequent "set" element.

  The "get" element has an "owner" attribute, an "actor" attribute, a
  "transID" attribute, and no content:

  o  the "owner" attribute specifies the address associated with the
     access entry;

  o  the "actor" attribute specifies the address (with possible
     wildcarding) for which access permissions are retrieved; and,

  o  the "transID" attribute specifies the transaction-identifier
     associated with this operation.

  When the service receives a "get" element, we refer to the "owner"
  attribute as the "subject".  The service performs these steps:

  1. If the subject is outside this administrative domain, a "reply"
     element having code 553 is sent to the originator.

  2. If the subject does not refer to a valid address, a "reply"
     element having code 550 is sent to the originator.

  3. If the subject's access entry matching the originator does not
     contain an "access:get" token, a "reply" element having code 537
     is sent to the originator.

  4. The subject's access entry whose "actor" attribute identically
     matches the "actor" attribute of the "get" element is selected.



Rose, et. al.               Standards Track                    [Page 17]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  5. If no such entry exists, a "reply" element having code 551 is sent
     to the originator.

  6. Otherwise, a "set" element corresponding to the selected access
     entry is sent to the originator.

  Regardless of whether a "set" or "reply" element is sent to the
  originator, the "transID" attribute is identical to the value found
  in the "get" element sent by the originator.

4.4 The Set Operation

  When an application wants to modify (i.e., create, replace, or
  delete) the access entry associated with an owner/actor combination,
  it sends a "set" element to the service.

  The "set" element has a "transID" attribute, and contains an "access"
  element:

  o  the "transID" attribute specifies the transaction-identifier
     associated with this operation; and,

  o  the "access" element contains the access entry to be created,
     replaced, or deleted.

  The "access" element has an "owner" attribute, an "actor" attribute,
  an optional "actions" attribute, an optional "lastUpdate" attribute,
  and no content:

  o  the "owner" attribute specifies the address associated with the
     access entry;

  o  the "actor" attribute specifies the address (with possible
     wildcarding) for which access permissions are specified;

  o  the "actions" attribute (present only to add or replace an entry)
     specifies one or more actions for which permission is to be
     determined; and,

  o  the "lastUpdate" attribute (present only to replace or delete an
     entry) specifies the current timestamp of the access entry that is
     to be replaced.









Rose, et. al.               Standards Track                    [Page 18]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


  When the service receives a "set" element, we refer to the "owner"
  attribute of the access element as the "subject".  The service
  performs these steps:

  1. If the subject is outside this administrative domain, a "reply"
     element having code 553 is sent to the originator.

  2. If the subject does not refer to a valid address, a "reply"
     element having code 550 is sent to the originator.

  3. If the subject's access entry matching the originator does not
     contain an "access:set" token, a "reply" element having code 537
     is sent to the originator.

  4. The subject's access entry whose "actor" attribute identically
     matches the "actor" attribute of the "set" element is selected.

  5. If no such entry exists and the "lastUpdate" attribute is present
     in the supplied "set" element, a "reply" element having code 555
     is sent to the originator.

  6. If no such entry exists and the "lastUpdate" attribute is absent
     in the supplied "set" element, then:

     1. The access entry for the owner/actor combination is created
        from the supplied "access" element.

     2. The "lastUpdate" attribute of that access entry set to the
        service's notion of the current date and time.

     3. A "reply" element having code 250 is sent to the originator.

     4. A "set" element corresponding to the newly-created access entry
        is sent to the subject's address.

  7. If the selected entry exists, but its "lastUpdate" attribute is
     not semantically identical to the "lastUpdate" attribute of the
     supplied "access" element, a "reply" element having code 555 is
     sent to the originator.

  8. If "actions" attribute of the supplied "access" element is not
     present, then:

     1. The selected entry is deleted.

     2. A "reply" element having code 250 is sent to the originator.





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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


     3. A "set" element corresponding to the owner/actor combination,
        but lacking an "actions" attribute is sent to the subject's
        address.

  9. Otherwise:

     1. The access entry for the owner/actor combination is updated
        from the supplied "access" element.

     2. The "lastUpdate" attribute of the updated access entry is set
        to the service's notion of the current date and time (which
        should be different from the "lastUpdate" value associated with
        any replaced entry).

     3. A "reply" element having code 250 is sent to the originator.

     4. A "set" element corresponding to the newly-updated access entry
        is sent to the subject's address.

  When sending the "reply" element, the "transID" attribute is
  identical to the value found in the "set" element sent by the
  originator.

4.5 The Reply Operation

  While processing operations, the service may respond with a "reply"
  element.  Consult Sections 10.2 and 6.1.2 of [1], respectively, for
  the definition and an exposition of the syntax of the reply element.

5. Registration: The Access Service

  Well-Known Endpoint: apex=access

  Syntax of Messages Exchanged: c.f., Section 6

  Sequence of Messages Exchanged: c.f., Section 4

  Access Control Tokens: access:query, access:get, access:set

  Contact Information: c.f., the "Authors' Addresses" section of this
     memo










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RFC 3341     The Application Exchange (APEX) Access Service    July 2002


6. The Access Service DTD

  <!--
    DTD for the APEX access service, as of 2001-06-19

    Refer to this DTD as:

      <!ENTITY % APEXACCESS PUBLIC "-//IETF//DTD APEX ACCESS//EN" "">
      %APEXACCESS;
    -->

  <!ENTITY % APEXCORE PUBLIC "-//IETF//DTD APEX CORE//EN" "">
  %APEXCORE;

  <!--
    DTD data types:

         entity        syntax/reference     example
         ======        ================     =======
      access actor
         ACTOR         an ENDPOINT or a     *@example.com
                       wildcard

      permitted actions
         ACTIONS       a list of access     "core:any access:query"
                       tokens
    -->

  <!ENTITY  % ACTOR   "CDATA">
  <!ENTITY  % ACTIONS "NMTOKENS">

  <!--
    Synopsis of the APEX access service

      service WKE: apex=access

      message exchanges:

          consumer initiates    service replies
          ==================    ================
          query                 allow, deny, or reply
          get                   set or reply
          set                   reply

          service initiates     consumer replies
          =================     ================
          set                   (nothing)




Rose, et. al.               Standards Track                    [Page 21]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


      access control:

          token                 target
          ==========            ======
          access:query          for "owner" of "access" element
          access:get            for "owner" of "access" element
          access:set            for "owner" of "access" element
    -->

  <!ELEMENT query       EMPTY>
  <!ATTLIST query
            owner       %ENDPOINT;        #REQUIRED
            actor       %ACTOR;           #REQUIRED
            actions     %ACTIONS;         #REQUIRED
            transID     %UNIQID;          #REQUIRED>

  <!ELEMENT get         EMPTY>
  <!ATTLIST get
            owner       %ENDPOINT;        #REQUIRED
            actor       %ACTOR;           #REQUIRED
            transID     %UNIQID;          #REQUIRED>

  <!ELEMENT set         (access)>
  <!ATTLIST set
            transID     %UNIQID;          #REQUIRED>

  <!ELEMENT allow       EMPTY>
  <!ATTLIST allow
            transID     %UNIQID;          #REQUIRED>

  <!ELEMENT deny        EMPTY>
  <!ATTLIST deny
            transID     %UNIQID;          #REQUIRED>

  <!--
    access entries
    -->

  <!ELEMENT access      EMPTY>
  <!ATTLIST access
            owner       %ENDPOINT;        #REQUIRED
            actor       %ACTOR;           #REQUIRED
            actions     %ACTIONS;         #IMPLIED
            lastUpdate  %TIMESTAMP;       #IMPLIED>







Rose, et. al.               Standards Track                    [Page 22]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


7. Security Considerations

  Consult [1]'s Section 11 for a discussion of security issues.

  In addition, timestamps issued by the the access service may disclose
  location information.  If this information is considered sensitive,
  the special timezone value "-00:00" may be used (after converting the
  local time accordingly).

References

  [1]   Rose, M., Klyne, G. and D. Crocker, "The Application Exchange
        Core", RFC 3340, July 2002.

  [2]   Rose, M., "The Blocks Extensible Exchange Protocol Core", RFC
        3080, March 2001.



































Rose, et. al.               Standards Track                    [Page 23]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


Authors' Addresses

  Marshall T. Rose
  Dover Beach Consulting, Inc.
  POB 255268
  Sacramento, CA  95865-5268
  US

  Phone: +1 916 483 8878
  EMail: [email protected]


  Graham Klyne
  Clearswift Corporation
  1310 Waterside
  Arlington Business Park
  Theale, Reading  RG7 4SA
  UK

  Phone: +44 11 8903 8903
  EMail: [email protected]


  David H. Crocker
  Brandenburg Consulting
  675 Spruce Drive
  Sunnyvale, CA  94086
  US

  Phone: +1 408 246 8253
  EMail: [email protected]
  URI:   http://www.brandenburg.com/



















Rose, et. al.               Standards Track                    [Page 24]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


Appendix A. Acknowledgements

  The authors gratefully acknowledge the contributions of: Neil Cook,
  Darren New, Chris Newman, Scott Pead, and Bob Wyman.















































Rose, et. al.               Standards Track                    [Page 25]

RFC 3341     The Application Exchange (APEX) Access Service    July 2002


Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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