Network Working Group                                            M. Rose
Request for Comments: 3340                  Dover Beach Consulting, Inc.
Category: Standards Track                                       G. Klyne
                                                 Clearswift Corporation
                                                             D. Crocker
                                            Brandenburg InternetWorking
                                                              July 2002


                    The Application Exchange Core

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This memo describes Application Exchange (APEX) Core, an extensible,
  asynchronous message relaying service for application layer programs.

Table of Contents

  1.      Introduction . . . . . . . . . . . . . . . . . . . . . . .  2
  1.1     Overview . . . . . . . . . . . . . . . . . . . . . . . . .  3
  1.2     Architecture at a Glance . . . . . . . . . . . . . . . . .  4
  2.      Service Principles . . . . . . . . . . . . . . . . . . . .  5
  2.1     Modes of Operation . . . . . . . . . . . . . . . . . . . .  5
  2.2     Naming of Entities . . . . . . . . . . . . . . . . . . . .  6
  2.2.1   Comparing Endpoints  . . . . . . . . . . . . . . . . . . .  7
  3.      Service Provisioning . . . . . . . . . . . . . . . . . . .  7
  3.1     Connection Establishment . . . . . . . . . . . . . . . . .  7
  3.2     Authentication . . . . . . . . . . . . . . . . . . . . . .  8
  3.3     Authorization  . . . . . . . . . . . . . . . . . . . . . .  8
  3.4     Confidentiality  . . . . . . . . . . . . . . . . . . . . .  8
  3.5     Relaying Integrity . . . . . . . . . . . . . . . . . . . .  8
  3.6     Traffic Analysis . . . . . . . . . . . . . . . . . . . . .  9
  4.      The APEX . . . . . . . . . . . . . . . . . . . . . . . . .  9
  4.1     Use of XML and MIME  . . . . . . . . . . . . . . . . . . .  9
  4.2     Profile Identification and Initialization  . . . . . . . . 10
  4.3     Message Syntax . . . . . . . . . . . . . . . . . . . . . . 11



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  4.4     Message Semantics  . . . . . . . . . . . . . . . . . . . . 11
  4.4.1   The Attach Operation . . . . . . . . . . . . . . . . . . . 11
  4.4.2   The Bind Operation . . . . . . . . . . . . . . . . . . . . 13
  4.4.3   The Terminate Operation  . . . . . . . . . . . . . . . . . 14
  4.4.4   The Data Operation . . . . . . . . . . . . . . . . . . . . 15
  4.4.4.1 Relay Processing of Data . . . . . . . . . . . . . . . . . 17
  4.4.4.2 Application Processing of Data . . . . . . . . . . . . . . 18
  4.5     APEX Access Policies . . . . . . . . . . . . . . . . . . . 19
  4.5.1   Access Policies in the Endpoint-Relay Mode . . . . . . . . 19
  4.5.2   Access Policies in the Relay-Relay Mode  . . . . . . . . . 20
  5.      APEX Options . . . . . . . . . . . . . . . . . . . . . . . 20
  5.1     The statusRequest Option . . . . . . . . . . . . . . . . . 22
  6.      APEX Services  . . . . . . . . . . . . . . . . . . . . . . 26
  6.1     Use of the APEX Core DTD . . . . . . . . . . . . . . . . . 27
  6.1.1   Transaction-Identifiers  . . . . . . . . . . . . . . . . . 27
  6.1.2   The Reply Element  . . . . . . . . . . . . . . . . . . . . 28
  6.2     The Report Service . . . . . . . . . . . . . . . . . . . . 28
  7.      Registration Templates . . . . . . . . . . . . . . . . . . 29
  7.1     APEX Option Registration Template  . . . . . . . . . . . . 29
  7.2     APEX Service Registration Template . . . . . . . . . . . . 29
  7.3     APEX Endpoint Application Registration Template  . . . . . 30
  8.      Initial Registrations  . . . . . . . . . . . . . . . . . . 30
  8.1     Registration: The APEX Profile . . . . . . . . . . . . . . 30
  8.2     Registration: The System (Well-Known) TCP port number for
          apex-mesh  . . . . . . . . . . . . . . . . . . . . . . . . 31
  8.3     Registration: The System (Well-Known) TCP port number for
          apex-edge  . . . . . . . . . . . . . . . . . . . . . . . . 31
  8.4     Registration: The statusRequest Option . . . . . . . . . . 31
  8.5     Registration: The Report Service . . . . . . . . . . . . . 32
  9.      DTDs . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
  9.1     The APEX Core DTD  . . . . . . . . . . . . . . . . . . . . 32
  9.2     The Report Service DTD . . . . . . . . . . . . . . . . . . 34
  10.     Reply Codes  . . . . . . . . . . . . . . . . . . . . . . . 35
  11.     Security Considerations  . . . . . . . . . . . . . . . . . 36
          References . . . . . . . . . . . . . . . . . . . . . . . . 36
          Authors' Addresses . . . . . . . . . . . . . . . . . . . . 38
  A.      Acknowledgements . . . . . . . . . . . . . . . . . . . . . 39
  B.      IANA Considerations  . . . . . . . . . . . . . . . . . . . 39
          Full Copyright Statement . . . . . . . . . . . . . . . . . 40

1. Introduction

  Network applications can be broadly distinguished by five operational
  characteristics:

  o  server push or client pull;

  o  synchronous (interactive) or asynchronous (batch);



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  o  time-assured or time-insensitive;

  o  best-effort or reliable; and,

  o  stateful or stateless.

  For example:

  o  the world-wide web is a pull, synchronous, time-insensitive,
     reliable, stateless service; whilst

  o  Internet mail is a push, asynchronous, time-insensitive, best-
     effort (without DSN), stateless service.

  Messaging applications vary considerably in their operational
  requirements.  For example, some messaging applications require
  assurance of timeliness and reliability, whilst others do not.

  These features come at a cost, in terms of both infrastructural and
  configuration complexity.  Accordingly, the underlying service must
  be extensible to support different requirements in a consistent
  manner.

  This memo defines a core messaging service that supports a range of
  operational characteristics.  The core service supports a variety of
  tailored services for both user-based and programmatic exchanges.

1.1 Overview

  APEX provides an extensible, asynchronous message relaying service
  for application layer programs.

  APEX, at its core, provides a best-effort datagram service.  Each
  datagram, simply termed "data", is originated and received by APEX
  "endpoints" -- applications that dynamically attach to the APEX
  "relaying mesh".

  The data transmitted specifies:

  o  an originating endpoint;

  o  an opaque content (via a URI-reference);

  o  one or more recipient endpoints; and,

  o  zero or more options.





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  Options are used to alter the semantics of the service, which may
  occur on a per-recipient or per-data basis, and may be processed by
  either a single or multiple relays.

  Additional APEX services are provided on top of the relaying mesh;
  e.g., access control and presence information.

  APEX is specified, in part, as a BEEP [1] "profile".  Accordingly,
  many aspects of APEX (e.g., authentication) are provided within the
  BEEP core.  Throughout this memo, the terms "peer", "initiator",
  "listener", "client", and "server" are used in the context of BEEP.
  In particular, Section 2.1 of the BEEP core memo discusses the roles
  that a BEEP peer may perform.

  When reading this memo, note that the terms "endpoint" and "relay"
  are specific to APEX, they do not exist in the context of BEEP.

1.2 Architecture at a Glance

  The APEX stack:

     +-------------+
     | APEX        |        an APEX process is either:
     |     process |
     +-------------+            - an application attached as an APEX
     |             |              endpoint; or,
     |    APEX     |
     |             |            - an APEX relay
     +-------------+
     |             |        APEX services are realized as applications
     |    BEEP     |        having a special relationship with the APEX
     |             |        relays in their administrative domain
     +-------------+
     |     TCP     |
     +-------------+
     |     ...     |
     +-------------+














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  The APEX entities:

         administrative domain #1          administrative domain #2
      +----------------------------+    +----------------------------+
      |   +------+                 |    |                 +------+   |
      |   |      |                 |    |                 |      |   |
      |   | appl |                 |    |                 | appl |   |
      |   |      |                 |    |                 |      |   |
      |   +......+       +------+  |    |  +------+       +......+   |
      |   |      |       |      |  |    |  |      |       |      |   |
      |   |end-  |       |relay |  |    |  |relay |       |end-  |   |
      |   | point|       |      |  |    |  |      |       | point|   |
      |   +------+       +------+  |    |  +------+       +------+   |
      |   |      |       |      |  |    |  |      |       |      |   |
      |   | APEX |       | APEX |  |    |  | APEX |       | APEX |   |
      |   |      |       |      |  |    |  |      |       |      |   |
      |   +------+       +------+  |    |  +------+       +------+   |
      |        ||         ||  ||   |    |   ||  ||         ||        |
      |        =============  ================  =============        |
      +----------------------------+    +----------------------------+

                     | <---- APEX relaying mesh ----> |

          Note: relaying between administrative domains is configured
                using SRV RRs.  Accordingly, the actual number of
                relays between two endpoints is not fixed.

2. Service Principles

2.1 Modes of Operation

  APEX is used in two modes:

  endpoint-relay: in which the endpoint is always the BEEP initiator of
     the service, whilst relays are always the BEEP listeners.  In this
     context, applications attach as endpoints, and then the
     transmission of data occurs.

  relay-relay: in which relays typically, though not necessarily,
     reside in different administrative domains.  In this context,
     applications bind as relays, and then the transmission of data
     occurs.

  In the endpoint-relay mode, an endpoint (BEEP initiator) may:

  o  attach as one or more endpoints;

  o  send data to other endpoints;



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  o  receive data from other endpoints; and,

  o  terminate any of its attachments.

  A relay (BEEP listener), in addition to servicing requests from a
  BEEP initiator, may:

  o  terminate any of the endpoint's attachments;

  o  deliver data from other endpoints; and,

  o  indicate the delivery status of data sent earlier by the endpoint.

  In the relay-relay mode, a relay (BEEP listener or initiator) may:

  o  bind as one or more administrative domains;

  o  send data;

  o  receive data; and,

  o  terminate any bindings.

2.2 Naming of Entities

  Endpoints are named using the following ABNF [2] syntax:

     ;; Domain is defined in [3], either a FQDN or a literal
     entity      = local "@" Domain

     local       = address [ "/" subaddress ]

     address     = token

     subaddress  = token

     ;; all non-control characters, excluding "/" and "@" delimiters
     token       = 1*(%x20-2E / %x30-3F / %x41-7E / UTF-8) ;; [4]

  Two further conventions are applied when using this syntax:

  the "apex=" convention: All endpoint identities having a local-part
     starting with "apex=" are reserved for use by APEX services
     registered with the IANA; and,







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  the "subaddress" convention: If the solidus character ("/", decimal
     code 47) occurs in the local-part, this identifies a subaddress of
     an endpoint identity (e.g., "fred/[email protected]" is a
     subaddress of the APEX endpoint "[email protected]").

     All subaddresses starting with "appl=" are reserved for use by
     APEX endpoint applications registered with the IANA.

  Relays, although not named, serve of behalf of administrative
  domains, as identified by a FQDN or a domain-literal, e.g.,
  "example.com" or "[10.0.0.1]".

  In APEX, "endpoints" and "relays" are the fundamental entities.  APEX
  is carried over BEEP, which has the "peer" as its fundamental entity.
  The relationship between BEEP peer entities and APEX endpoint and
  relay entities are defined by APEX's Access Policies (Section 4.5).

2.2.1 Comparing Endpoints

  Note that since the "local" part of an entity is a string of UTF-8
  [4] octets, comparison operations on the "local" part use exact
  matching (i.e., are case-sensitive).

  Accordingly, "[email protected]" and "[email protected]" refer to
  different endpoints.  Of course, relays serving the "example.com"
  administrative domain may choose to treat the two endpoints
  identically for the purposes of routing and delivery.

  Finally, note that if an APEX endpoint is represented using a
  transmission encoding, then, prior to comparison, the encoding is
  reversed.  For example, if the URL encoding is used, then
  "apex:[email protected]" is identical to "apex:f%[email protected]".

3. Service Provisioning

3.1 Connection Establishment

  The SRV algorithm [5] is used to determine the IP/TCP addressing
  information assigned to the relays for an administrative domain
  identified by a FQDN:

  service: "apex-edge" (for the endpoint-relay mode), or "apex-mesh"
     (for the relay-relay mode);

  protocol: "tcp"; and,

  domain: the administrative domain.




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  If the administrative domain is identified by a domain-literal, then
  the IP address information is taken directly from the literal and the
  TCP port number used is assigned by the IANA for the registration in
  Section 8.2.

3.2 Authentication

  Authentication is a matter of provisioning for each BEEP peer (c.f.,
  Section 4.5).

  An APEX relay might be provisioned to allow a BEEP peer identity to
  coincide with a given endpoint identity.  For example, a relay in the
  "example.com" administrative domain may be configured to allow a BEEP
  peer identified as "[email protected]" to be authorized to attach as
  the APEX endpoint "[email protected]".

3.3 Authorization

  Authorization is a matter of provisioning for each BEEP peer (c.f.,
  Section 4.5).

  Typically, a relay requires that its BEEP peer authenticate as a
  prelude to authorization, but an endpoint usually does not require
  the same of its BEEP peer.

3.4 Confidentiality

  Confidentiality is a matter of provisioning for each BEEP peer.

  Typically, any data considered sensitive by an originating endpoint
  will have its content encrypted for the intended recipient
  endpoint(s), rather than relying on hop-by-hop encryption.
  Similarly, an originating endpoint will sign the content if end-to-
  end authentication is desired.

3.5 Relaying Integrity

  Data are relayed according to SRV entries in the DNS.  Accordingly,
  relaying integrity is a function of the DNS and the applications
  making use of the DNS.  Additional assurance is provided if the BEEP
  initiator requires that the BEEP listener authenticate itself.










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3.6 Traffic Analysis

  Hop-by-hop protection of data transmitted through the relaying mesh
  (endpoint identities and content) is afforded at the BEEP level
  through the use of a transport security profile.  Other traffic
  characteristics, e.g., volume and timing of transmissions, are not
  protected from third-party analysis.

4. The APEX

  Section 8.1 contains the BEEP profile registration for APEX.

4.1 Use of XML and MIME

  Each BEEP payload exchanged via APEX consists of an XML document and
  possibly an arbitrary MIME content.

  If only an XML document is sent in the BEEP payload, then the mapping
  to a BEEP payload is straight-forward, e.g.,

     C: MSG 1 2 . 111 39
     C: Content-Type: application/beep+xml
     C:
     C: <terminate transID='1' />
     C: END

  Otherwise, if an arbitrary MIME content is present, it is indicated
  by a URI-reference [6] in the XML control document.  The URI-
  reference may contain an absolute-URI (and possibly a fragment-
  identifier), or it may be a relative-URI consisting only of a
  fragment-identifier.  Arbitrary MIME content is included in the BEEP
  payload by using a "multipart/related" [7], identified using a "cid"
  URL [8], and the XML control document occurs as the start of the
  "multipart/related", e.g.,

     C: MSG 1 1 . 42 1234
     C: Content-Type: multipart/related; boundary="boundary";
     C:               start="<[email protected]>";
     C:               type="application/beep+xml"
     C:
     C: --boundary
     C: Content-Type: application/beep+xml
     C: Content-ID: <[email protected]>
     C:
     C: <data content='cid:[email protected]'>
     C:     <originator identity='[email protected]' />
     C:     <recipient identity='[email protected]' />
     C: </data>



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     C: --boundary
     C: Content-Type: image/gif
     C: Content-Transfer-Encoding: binary
     C: Content-ID: <[email protected]>
     C:
     C: ...
     C: --boundary--
     C: END

  Because BEEP provides an 8bit-wide path, a "transformative" Content-
  Transfer-Encoding (e.g., "base64" or "quoted-printable") should not
  be used.  Further, note that MIME [9] requires that the value of the
  "Content-ID" header be globally unique.

  If the arbitrary MIME content is itself an XML document, it may be
  contained within the control document directly as a "data-content"
  element, and identified using a URI-reference consisting of only a
  fragment-identifier, e.g.,

     C: MSG 1 1 . 42 295
     C: Content-Type: application/beep+xml
     C:
     C: <data content='#Content'>
     C:     <originator identity='[email protected]' />
     C:     <recipient identity='[email protected]' />
     C:     <data-content Name='Content'>
     C:         <statusResponse transID='86'>
     C:             <destination identity='[email protected]'>
     C:                 <reply code='250' />
     C:             </destination>
     C:         </statusResponse>
     C:     </data-content>
     C: </data>
     C: END

4.2 Profile Identification and Initialization

  The APEX is identified as

     http://iana.org/beep/APEX

  in the BEEP "profile" element during channel creation.

  No elements are required to be exchanged during channel creation;
  however, in the endpoint-relay mode, the BEEP initiator will
  typically include an "attach" element during channel creation, e.g.,





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     <start number='1'>
         <profile uri='http://iana.org/beep/APEX'>
             <![CDATA[<attach endpoint='[email protected]'
                              transID='1' />]]>
         </profile>
     </start>

  Similarly, in the relay-relay mode, the BEEP initiator will typically
  include an "bind" element during channel creation, e.g.,

     <start number='1'>
         <profile uri='http://iana.org/beep/APEX'>
             <![CDATA[<bind relay='example.com'
                            transID='1' />]]>
         </profile>
     </start>

4.3 Message Syntax

  Section 9.1 defines the BEEP payloads that are used in the APEX.

4.4 Message Semantics

4.4.1 The Attach Operation

  When an application wants to attach to the relaying mesh as a given
  endpoint, it sends an "attach" element to a relay, e.g.,

         +-------+                  +-------+
         |       | -- attach -----> |       |
         | appl. |                  | relay |
         |       | <--------- ok -- |       |
         +-------+                  +-------+

       C: <attach endpoint='[email protected]' transID='1' />
       S: <ok />

  or

         +-------+                  +-------+
         |       | -- attach -----> |       |
         |       |                  |       |
         |       | <--------- ok -- |       |
         | appl. |                  | relay |
         |       | -- attach -----> |       |
         |       |                  |       |
         |       | <--------- ok -- |       |
         +-------+                  +-------+



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       C: <attach endpoint='[email protected]' transID='1' />
       S: <ok />
       C: <attach endpoint='[email protected]' transID='2' />
       S: <ok />

  or

         +-------+                  +-------+
         |       | -- attach -----> |       |
         | appl. |                  | relay |
         |       | <------ error -- |       |
         +-------+                  +-------+

       C: <attach endpoint='[email protected]' transID='1' />
       S: <error code='537'>access denied</error>

  The "attach" element has an "endpoint" attribute, a "transID"
  attribute, and contains zero or more "option" elements:

  o  the "endpoint" attribute specifies the endpoint that the
     application wants to attach as;

  o  the "transID" attribute specifies the transaction-identifier
     associated with this operation; and,

  o  the "option" elements, if any, specify additional processing
     options (Section 5).

  When a relay receives an "attach" element, it performs these steps:

  1. If the transaction-identifier refers to a previous, non-terminated
     operation on this BEEP channel, an "error" element having code 555
     is returned.

  2. If the relay is in a different administrative domain than this
     endpoint, an "error" element having code 553 is returned.

  3. If the application is not authorized to attach as this endpoint
     (c.f., Section 4.5.1), an "error" element having code 537 is
     returned.

  4. If any options are present, they are processed.

  5. If another application has already attached as this endpoint, an
     "error" element having code 554 is returned.

  6. Otherwise, the application is bound as this endpoint, and an "ok"
     element is returned.



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4.4.2 The Bind Operation

  When an application wants to identify itself as a relay, it sends a
  "bind" element to another relay, e.g.,

         +-------+                  +-------+
         |       | -- bind -------> |       |
         | relay |                  | relay |
         |   #1  | <--------- ok -- |   #2  |
         +-------+                  +-------+

       C: <bind relay='example.com' transID='1' />
       S: <ok />

  or

         +-------+                  +-------+
         |       | -- bind -------> |       |
         |       |                  |       |
         |       | <--------- ok -- |       |
         | relay |                  | relay |
         |   #1  | -- bind -------> |   #2  |
         |       |                  |       |
         |       | <--------- ok -- |       |
         +-------+                  +-------+

       C: <bind relay='example.com' transID='1' />
       S: <ok />
       C: <bind relay='rubble.com' transID='2' />
       S: <ok />

  or

         +-------+                  +-------+
         |       | -- bind -------> |       |
         | relay |                  | relay |
         |   #1  | <------ error -- |   #2  |
         +-------+                  +-------+

       C: <bind relay='example.com' transID='1' />
       S: <error code='537'>access denied</error>

  The "bind" element has a "relay" attribute, a "transID" attribute,
  and contains zero or more "option" elements:

  o  the "relay" attribute specifies the administrative domain on whose
     behalf the application wants to serve;




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  o  the "transID" attribute specifies the transaction-identifier
     associated with this operation; and,

  o  the "option" elements, if any, specify additional processing
     options (Section 5).

  When a relay receives an "bind" element, it performs these steps:

  1. If the transaction-identifier refers to a previous, non-terminated
     operation on this BEEP channel, an "error" element having code 555
     is returned.

  2. If the application is not authorized to bind on behalf of this
     administrative domain (c.f., Section 4.5.2), an "error" element
     having code 537 is returned.

  3. If any options are present, they are processed.

  4. Otherwise, the application is accepted as serving this
     administrative domain, and an "ok" element is returned.

4.4.3 The Terminate Operation

  When an application or relay wants to release an attachment or
  binding, it sends a "terminate" element, e.g.,

         +-------+                  +-------+
         |       | -- terminate --> |       |
         | appl. |                  | relay |
         |       | <--------- ok -- |       |
         +-------+                  +-------+

       C: <terminate transID='1' />
       S: <ok />

  or

         +-------+                  +-------+
         |       | -- terminate --> |       |
         | appl. |                  | relay |
         |       | <------ error -- |       |
         +-------+                  +-------+

       C: <terminate transID='13' />
       S: <error code='550'>unknown transaction-identifier</error>

  or




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         +-------+                  +-------+
         |       | <-- terminate -- |       |
         | appl. |                  | relay |
         |       | -- ok ---------> |       |
         +-------+                  +-------+

       C: <terminate transID='1' />
       S: <ok />

  The "terminate" element has a "transID" attribute, an optional "code"
  attribute, an optional "xml:lang" attribute, and may contain
  arbitrary textual content:

  o  the "transID" attribute specifies the transaction-identifier
     associated with this operation;

  o  the "code" attribute, if present, is a three-digit reply code
     meaningful to programs (c.f., Section 10);

  o  the "xml:lang" attribute, if present, specifies the language that
     the element's content is written in; and,

  o  the textual content is a diagnostic (possibly multiline) which is
     meaningful to implementers, perhaps administrators, and possibly
     even users.

  When an application or relay receives a "terminate" element, it
  performs these steps:

  1. If the value of the transaction-identifier is zero, then all
     associations established by this application over this BEEP
     session, either as an endpoint attachment or a relay binding, are
     terminated, and an "ok" element is returned.

  2. Otherwise, if the transaction-identifier does not refer to a
     previous unterminated operation on this BEEP channel, an "error"
     element having code 550 is returned.

  3. Otherwise, the application is no longer bound as an endpoint or a
     relay, and an "ok" element is returned.

4.4.4 The Data Operation

  When an application or relay wants to transmit data over the relaying
  mesh, it sends a "data" element, e.g.,






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         +-------+                  +-------+
         |       | -- data -------> |       |
         | appl. |                  | relay |
         |   #1  | <--------- ok -- |       |
         +-------+                  +-------+

       C: <data content='cid:[email protected]'>
              <originator identity='[email protected]' />
              <recipient identity='[email protected]' />
          </data>
       S: <ok />

  or

         +-------+                  +-------+
         |       | -- data -------> |       |
         | appl. |                  | relay |
         |   #1  | <------ error -- |       |
         +-------+                  +-------+

       C: <data content='cid:[email protected]'>
              <originator identity='[email protected]' />
              <recipient identity='[email protected]' />
          </data>
       S: <error code='537'>access denied</error>

  or

                     +-------+                  +-------+
                     |       | -- data -------> |       |
                     | relay |                  | appl. |
                     |       | <--------- ok -- |   #2  |
                     +-------+                  +-------+

       C: <data content='cid:[email protected]'>
              <originator identity='[email protected]' />
              <recipient identity='[email protected]' />
          </data>
       S: <ok />

  The "data" element has a "content" attribute, and contains an
  "originator" element, one or more "recipient" elements, zero or more
  "option" elements, and, optionally, a "data-content" element:

  o  the "content" attribute is a URI-reference that specifies the
     contents of the data (c.f., Section 4.1);

  o  the "originator" element refers to the endpoint sending the data;



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  o  each "recipient" element refers to an endpoint destination for the
     data;

  o  the "option" elements, if any, specify additional processing
     options (Section 5), termed per-data options; and,

  o  the "data-content" element, if present, specifies a nested XML
     entity that is referenced using a URI fragment-identifier as the
     value of the "content" attribute.

  The "originator" element has an "identity" attribute, and contains
  zero or more option elements:

  o  the "identity" attribute specifies the sending endpoint; and

  o  the "option" elements, if any, specify additional processing
     options for the originator, termed per-originator options.

  Each "recipient" element has an "identity" attribute, and contains
  zero or more option elements:

  o  the "identity" attribute specifies the destination endpoint; and

  o  the "option" elements, if any, specify additional processing
     options for this recipient, termed per-recipient options.

4.4.4.1 Relay Processing of Data

  When a relay receives a "data" element, it performs these steps:

  1. If the BEEP client is not authorized to originate or relay data on
     behalf of the "originator" endpoint (c.f., Section 4.5), an
     "error" element having code 537 is returned.

  2. If any per-data options are present, they are processed.

  3. An "ok" element is returned.

  4. If any per-originator options are present, they are processed.

  5. For each recipient:

     1. If any per-recipient options are present, they are processed.








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     2. If the recipient endpoint is not in the administrative domain
        associated with the relay, then an APEX session is established
        to a relay that accepts data for the recipient's administrative
        domain, and a new "data" element, containing that "recipient"
        element and all applicable options, is sent to that relay.

        If an APEX session is established, the new "data" is sent, and
        the recipient's relay returns an "ok" element, then the
        recipient is considered to be successfully processed.

     3. Otherwise, if the recipient endpoint is in the same
        administrative domain as the relay, the APEX access service
        must check that the originator endpoint is allowed to
        communicate with the recipient endpoint (the access entries
        [10] whose "owner" is the recipient must contain a "core:data"
        token for the originator), and the recipient endpoint must be
        currently attached.

        If so, a new "data" element, containing only that "recipient"
        element, is sent to the corresponding application.  If the
        recipient's endpoint returns an "ok" element, then the
        recipient is considered to be successfully processed.

  Providing that these semantics are preserved, a relay may choose to
  optimize its behavior by grouping multiple recipients in a single
  "data" element that is subsequently transmitted.

  Finally, note that a relay receiving a "data" element from an
  application may be configured to add administrative-specific options.

  Regardless, all relays are expressly forbidden from modifying the
  content of the "data" element at any time.

4.4.4.2 Application Processing of Data

  When an application receives a "data" element, it performs these
  steps:

  1. If any per-data or per-originator options are present, they are
     not processed (but may be noted).

  2. For each recipient:

     1. If any per-recipient options are present, they are not
        processed (but may be noted).

     2. If the application is not attached as the recipient endpoint,
        then an error in processing has occurred.



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     3. Otherwise, the "data" element is further processed in an
        application-specific manner, and the recipient is considered to
        be successfully processed.

  3. If no recipients could be successfully processed, an "error"
     element is returned; otherwise, an "ok" element is returned.

4.5 APEX Access Policies

  Access to APEX is provided by the juxtaposition of:

  o  authenticating as a BEEP peer;

  o  attaching as an APEX endpoint or binding as an APEX relay; and,

  o  being listed as an actor by the APEX access service (c.f., [10]).

  Each of these activities occurs according to the policies of the
  relevant administrative domain:

  o  each administrative domain is responsible for keeping its own
     house in order through "local provisioning"; and,

  o  each administrative domain decides the level of trust to associate
     with other administrative domains.

4.5.1 Access Policies in the Endpoint-Relay Mode

  o  When an application wants to attach to the relaying mesh, local
     provisioning maps BEEP peer identities to allowed APEX endpoints
     (c.f., Step 3 of Section 4.4.1).

     Typically, the identity function is used, e.g., if an application
     authenticates itself as the BEEP peer named as "[email protected]",
     it is allowed to attach as the APEX endpoint named as
     "[email protected]".

     However, using the "subaddress" convention of Section 2.2, an
     application authorized to attach as a given APEX endpoint is also
     authorized to attach as any subaddress of that APEX endpoint,
     e.g., an application authorized to attach as the APEX endpoint
     "[email protected]" is also authorized to attach as the APEX
     endpoint "fred/[email protected]".

  o  When an application wants to send data, local provisioning maps
     attached endpoints to allowed originators (c.f., Step 1 of Section
     4.4.4.1).




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     Typically, the identity function is used, e.g., if an application
     attaches as the APEX endpoint named as "[email protected]", it is
     allowed to send data originating from the same APEX endpoint.
     However, other policies are permissible, for example, the
     administrative domain may allow the application attached as the
     APEX endpoint named as "[email protected]" to send data
     originating as either "[email protected]" or "[email protected]".

  o  Finally, when a relay is delivering to an endpoint within its own
     administrative domain, it consults the recipient's access entry
     looking for an entry having the originator as an actor (c.f., Step
     5.3 of Section 4.4.4.1).

4.5.2 Access Policies in the Relay-Relay Mode

  o  When an application wants to bind as a relay on behalf of an
     administrative domain, local provisioning may map BEEP peer
     identities to allowed APEX relays (c.f., Step 3).

     If so, then typically the identity function is used.  e.g., if an
     application authenticates itself as the BEEP peer named as
     "example.com", it is allowed to bind as a relay on behalf of the
     administrative domain "example.com".

  o  When a relay is sending data, no access policies, per se, are
     applied.

  o  When a relay is receiving data, local provisioning maps BEEP peer
     identities to allowed originators (c.f., Step 1 of Section
     4.4.4.1).

     Typically, the identity function is used, e.g., if a relay
     authenticates itself as being from the same administrative domain
     as the originator of the data, then the data is accepted.

     In addition, some relays may also be configured as "trusted"
     intermediaries, so that if a BEEP peer authenticates itself as
     being from such a relay, then the data is accepted.

5. APEX Options

  APEX, at its core, provides a best-effort datagram service.  Options
  are used to alter the semantics of the core service.

  The semantics of the APEX "option" element are context-specific.
  Accordingly, the specification of an APEX option must define:

  o  the identity of the option;



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  o  the context in which the option may appear;

  o  what content, if any, is contained within the option; and,

  o  the processing rules for the option.

  An option registration template (Section 7.1) organizes this
  information.

  An "option" element is contained within either a "data",
  "originator", "recipient", or an "attach" element, all of which are
  termed the "containing" element.  The "option" element has several
  attributes and contains arbitrary content:

  o  the "internal" and the "external" attributes, exactly one of which
     is present, uniquely identify the option;

  o  the "targetHop" attribute specifies which relays should process
     the option;

  o  the "mustUnderstand" attribute specifies whether the option, if
     unrecognized, must cause an error in processing to occur;

  o  the "transID" attribute specifies a transaction-identifier for the
     option; and,

  o  the "localize" attribute, if present, specifies one or more
     language tokens, each identifying a desirable language tag to be
     used if textual diagnostics are returned to the originator.

  Note that if the containing element is an "attach", then the values
  of the "targetHop" and "transID" attributes are ignored.

  The value of the "internal" attribute is the IANA-registered name for
  the option.  If the "internal" attribute is not present, then the
  value of the "external" attribute is a URI or URI with a fragment-
  identifier.  Note that a relative-URI value is not allowed.

  The "targetHop" attribute specifies which relay(s) should process the
  option:

     this: the option applies to this relay, and must be removed prior
     to transmitting the containing element.

     final: the option applies to this relay, only if the relay will
     transmit the containing element directly to the recipient.





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     all: the option applies to this relay and is retained for the
     next.

  Note that a final relay does not remove any options as it transmits
  the containing element directly to the recipient.

  The "mustUnderstand" attribute specifies whether the relay may ignore
  the option if it is unrecognized, and is consulted only if the
  "targetHop" attribute indicates that the option applies to that
  relay.  If the option applies, and if the value of the
  "mustUnderstand" attribute is "true", and if the relay does not
  "understand" the option, then an error in processing has occurred.

5.1 The statusRequest Option

  Section 8.4 contains the APEX option registration for the
  "statusRequest" option.

  If this option is present, then each applicable relay sends a
  "statusResponse" message to the originator.  This is done by issuing
  a data operation whose originator is the report service associated
  with the issuing relay, whose recipient is the endpoint address of
  the "statusRequest" originator, and whose content is a
  "statusResponse" element.

  A "statusRequest" option MUST NOT be present in any data operation
  containing a "statusResponse" element.  In general, applications
  should be careful to avoid potential looping behaviors if an option
  is received in error.

  Consider these examples:

      +-------+                  +-------+
      |       | -- data -------> |       |
      | appl. |                  | relay |
      |   #1  | <--------- ok -- |       |
      +-------+                  +-------+

    C: <data content='cid:[email protected]'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <option internal='statusRequest' targetHop='final'
                   mustUnderstand='true' transID='86' />
       </data>
    S: <ok />






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                                 +-------+                  +-------+
                                 |       | -- data -------> |       |
                                 | relay |                  | appl. |
                                 |       | <--------- ok -- |   #2  |
                                 +-------+                  +-------+

    C: <data content='cid:[email protected]'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <option internal='statusRequest' targetHop='final'
                   mustUnderstand='true' transID='86' />
       </data>
    S: <ok />

      +-------+                  +-------+
      |       | <------- data -- |       |
      | appl. |                  | relay |
      |   #1  | -- ok ---------> |       |
      +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <statusResponse transID='86'>
                   <destination identity='[email protected]'>
                       <reply code='250' />
                   </destination>
               </statusResponse>
           </data-content>
       </data>
    S: <ok />

  or

      +-------+                  +-------+
      |       | -- data -------> |       |
      | appl. |                  | relay |
      |   #1  | <--------- ok -- |       |
      +-------+                  +-------+

    C: <data content='cid:[email protected]'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <option internal='statusRequest' targetHop='final'
                   mustUnderstand='true' transID='86' />
       </data>
    S: <ok />



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      +-------+                  +-------+
      |       | <------- data -- |       |
      | appl. |                  | relay |
      |   #1  | -- ok ---------> |       |
      +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <statusResponse transID='86'>
                   <destination identity='[email protected]'>
                       <reply code='550'>unknown endpoint
                                         identity</reply>
                   </destination>
               </statusResponse>
           </data-content>
       </data>
    S: <ok />

  or

      +-------+                  +-------+
      |       | -- data -------> |       |
      | appl. |                  | relay |
      |   #1  | <--------- ok -- |   #1  |
      +-------+                  +-------+

    C: <data content='cid:[email protected]'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <option internal='statusRequest' targetHop='final'
                   mustUnderstand='true' transID='86' />
       </data>
    S: <ok />
                                 +-------+                  +-------+
                                 |       | -- data -------> |       |
                                 | relay |                  | relay |
                                 |   #1  | <--------- ok -- |   #2  |
                                 +-------+                  +-------+

    C: <data content='cid:[email protected]'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <option internal='statusRequest' targetHop='final'
                   mustUnderstand='true' transID='86' />
       </data>
    S: <ok />



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                                 +-------+                  +-------+
                                 |       | -- data -------> |       |
                                 | relay |                  | appl. |
                                 |   #2  | <--------- ok -- |   #2  |
                                 +-------+                  +-------+

    C: <data content='cid:[email protected]'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <option internal='statusRequest' targetHop='final'
                   mustUnderstand='true' transID='86' />
       </data>
    S: <ok />

                                 +-------+                  +-------+
                                 |       | <------- data -- |       |
                                 | relay |                  | relay |
                                 |   #1  | -- ok ---------> |   #2  |
                                 +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
            <recipient identity='[email protected]' />
            <data-content Name='Content'>
                <statusResponse transID='86'>
                    <destination identity='[email protected]'>
                        <reply code='250' />
                    </destination>
                </statusResponse>
            </data-content>
        </data>
    S: <ok />

      +-------+                  +-------+
      |       | <------- data -- |       |
      | appl. |                  | relay |
      |   #1  | -- ok ---------> |   #1  |
      +-------+                  +-------+

    C: <data content='#Content'>
           <originator identity='[email protected]' />
           <recipient identity='[email protected]' />
           <data-content Name='Content'>
               <statusResponse transID='86'>
                   <destination identity='[email protected]'>
                       <reply code='250' />
                   </destination>
               </statusResponse>



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           </data-content>
       </data>
    S: <ok />

  Note that a trace of a data's passage through the relaying mesh can
  be achieved by setting the "targetHop" attribute to "all".

6. APEX Services

  APEX, at its core, provides a best-effort datagram service.  Within
  an administrative domain, all relays must be able to handle messages
  for any endpoint within that administrative domain.  APEX services
  are logically defined as endpoints but, given their ubiquitous
  semantics, they do not necessarily need to be associated with a
  single physical endpoint.  As such, they may be provisioned co-
  resident with each relay within an administrative domain, even though
  they are logically provided on top of the relaying mesh, i.e.,

     +----------+     +----------+    +----------+    +---------+
     |   APEX   |     |   APEX   |    |   APEX   |    |         |
     |  access  |     | presence |    |  report  |    |   ...   |
     | service  |     |  service |    | service  |    |         |
     +----------+     +----------+    +----------+    +---------+
          |                |               |               |
          |                |               |               |
  +----------------------------------------------------------------+
  |                                                                |
  |                            APEX core                           |
  |                                                                |
  +----------------------------------------------------------------+

  That is, applications communicate with an APEX service by exchanging
  data with a "well-known endpoint" (WKE).

  For example, APEX applications communicate with the report service by
  exchanging data with the well-known endpoint "apex=report" in the
  corresponding administrative domain, e.g., "[email protected]"
  is the endpoint associated with the report service in the
  "example.com" administrative domain.

  The specification of an APEX service must define:

  o  the WKE of the service;

  o  the syntax and sequence of messages exchanged with the service;

  o  what access control tokens are consulted by the service.




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  A service registration template (Section 7.2) organizes this
  information.

  Finally, note that within a single administrative domain, the
  relaying mesh makes use of the APEX access service in order to
  determine if an originator is allowed to transmit data to a recipient
  (c.f., Step 5.3 of Section 4.4.4.1).

6.1 Use of the APEX Core DTD

  The specification of an APEX service may use definitions found in the
  APEX core DTD (Section 9.1).  For example, the reply operation
  (Section 6.1.2) is defined to provide a common format for responses.

6.1.1 Transaction-Identifiers

  In using APEX's transaction-identifiers, note the following:

  o  In the endpoint-relay and relay-relay modes, transaction-
     identifiers are meaningful only during the lifetime of a BEEP
     channel.

     For example, when an application issues the attach operation, the
     associated transaction-identifier has meaning only within the
     context of the BEEP channel used for the attach operation.  When
     the BEEP connection is released, the channel no longer exists and
     the application is no longer attached to the relaying mesh.

  o  In contrast, when an application communicates with an APEX
     service, transaction-identifiers are often embedded in the data
     that is sent.  This means that transaction-identifiers are
     potentially long-lived.

     For example, an application may attach as an endpoint, send data
     (containing an embedded transaction-identifier) to a service, and,
     some time later, detach from the relaying mesh.  Later on, a
     second application may attach as the same endpoint, and send data
     of its own (also containing embedded transaction-identifiers).
     Subsequently, the second application may receive data from the
     service responding to the first application's request and
     containing the transaction-identifier used by the first
     application.

  To minimize the likelihood of ambiguities with long-lived
  transaction-identifiers, the values of transaction-identifiers
  generated by applications should appear to be unpredictable.





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6.1.2 The Reply Element

  Many APEX services make use of a reply operation.  Although each
  service defines the circumstances in which a "reply" element is sent,
  the syntax of the "reply" element is defined in Section 9.1.

  The "reply" element has a "code" attribute, a "transID" attribute, an
  optional "xml:lang" attribute, and may contain arbitrary textual
  content:

  o  the "code" element specifies a three-digit reply code (c.f.,
     Section 10);

  o  the "transID" attribute specifies the transaction-identifier
     corresponding to this reply;

  o  the "xml:lang" attribute, if present, specifies the language that
     the element's content is written in; and,

  o  the textual content is a diagnostic (possibly multiline) which is
     meaningful to implementers, perhaps administrators, and possibly
     even users.

6.2 The Report Service

  Section 8.5 contains the APEX service registration for the report
  service:

  o  Within an administrative domain, the service is addressed using
     the well-known endpoint of "apex=report".

  o  Section 9.2 defines the syntax of the operations exchanged with
     the service.

  o  A consumer of the service does not initiate communications with
     the service.

  o  The service initiates communications by sending data containing
     the "statusResponse" operation.

  If a relay processes a "statusRequest" option (Section 5.1), then it
  sends data to the originator containing a "statusResponse" element
  (Section 9.2).

  The "statusResponse" element has a "transID" attribute and contains
  one or more "destination" elements:





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  o  the "transID" attribute specifies the value contained in the
     "statusRequest" option; and,

  o  each "destination" element has an "identity" attribute and
     contains a "reply" element:

     *  the "identity" attribute specifies the recipient endpoint that
        is being reported on; and,

     *  the "reply" element (Section 6.1.2) specifies the delivery
        status of that recipient.

7. Registration Templates

7.1 APEX Option Registration Template

  When an APEX option is registered, the following information is
  supplied:

  Option Identification: specify the NMTOKEN or the URI that
     authoritatively identifies this option.

  Present in: specify the APEX elements in which the option may appear.

  Contains: specify the XML content that is contained within the
     "option" element.

  Processing Rules: specify the processing rules associated with the
     option.

  Contact Information: specify the postal and electronic contact
     information for the author of the profile.

7.2 APEX Service Registration Template

  When an APEX service is registered, the following information is
  supplied:

  Well-Known Endpoint: specify the local-part of an endpoint identity,
     starting with "apex=".

  Syntax of Messages Exchanged: specify the elements exchanged with the
     service.

  Sequence of Messages Exchanged: specify the order in which data is
     exchanged with the service.





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  Access Control Tokens: specify the token(s) used to control access to
     the service (c.f., [10]).

  Contact Information: specify the postal and electronic contact
     information for the author of the profile.

  Note that the endpoints "apex=all" and "apex=core" may not be
  assigned.

7.3 APEX Endpoint Application Registration Template

  When an APEX endpoint application is registered, the following
  information is supplied:

  Endpoint Application: specify the subaddress used for an endpoint
     application, starting with "appl=".

  Application Definition: specify the syntax and semantics of the
     endpoint application identified by this registration.

  Contact Information: specify the postal and electronic contact
     information for the author of the profile.

8. Initial Registrations

8.1 Registration: The APEX Profile

  Profile Identification: http://iana.org/beep/APEX

  Messages exchanged during Channel Creation: "attach", "bind"

  Messages starting one-to-one exchanges: "attach", "bind",
     "terminate", or "data"

  Messages in positive replies: "ok"

  Messages in negative replies: "error"

  Messages in one-to-many exchanges: none

  Message Syntax: c.f., Section 9.1

  Message Semantics: c.f., Section 4.4

  Contact Information: c.f., the "Authors' Addresses" section of this
     memo





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RFC 3340             The Application Exchange Core             July 2002


8.2 Registration: The System (Well-Known) TCP port number for apex-mesh

  Protocol Number: TCP

  Message Formats, Types, Opcodes, and Sequences: c.f., Section 9.1

  Functions: c.f., Section 4.4

  Use of Broadcast/Multicast: none

  Proposed Name: APEX relay-relay service

  Short name: apex-mesh

  Contact Information: c.f., the "Authors' Addresses" section of this
     memo

8.3 Registration: The System (Well-Known) TCP port number for apex-edge

  Protocol Number: TCP

  Message Formats, Types, Opcodes, and Sequences: c.f., Section 9.1

  Functions: c.f., Section 4.4

  Use of Broadcast/Multicast: none

  Proposed Name: APEX endpoint-relay service

  Short name: apex-edge

  Contact Information: c.f., the "Authors' Addresses" section of this
     memo

8.4 Registration: The statusRequest Option

  Option Identification: statusRequest

  Present in: APEX's "data" and "recipient" elements

  Contains: nothing

  Processing Rules: c.f., Section 5.1

  Contact Information: c.f., the "Authors' Addresses" section of this
     memo





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8.5 Registration: The Report Service

  Well-Known Endpoint: apex=report

  Syntax of Messages Exchanged: c.f., Section 9.2

  Sequence of Messages Exchanged: c.f., Section 6.2

  Access Control Tokens: none

  Contact Information: c.f., the "Authors' Addresses" section of this
     memo

9. DTDs

9.1 The APEX Core DTD

  <!--
    DTD for the APEX core, as of 2001-07-09

    Refer to this DTD as:

      <!ENTITY % APEXCORE PUBLIC "-//IETF//DTD APEX CORE//EN" "">
      %APEXCORE;
    -->

  <!ENTITY % BEEP PUBLIC "-//IETF//DTD BEEP//EN" "">
  %BEEP;

  <!--
    DTD data types:

         entity        syntax/reference     example
         ======        ================     =======
      APEX endpoint
         ENDPOINT      entity,              [email protected]
                       c.f., Section 2.2

      domain, either a FQDN or a literal
          DOMAIN       c.f., [RFC-2821]     example.com or [10.0.0.1]

      seconds
          SECONDS      0..2147483647        600

      timestamp
          TIMESTAMP    c.f., [12]           2000-05-15T13:02:00-08:00

      unique-identifier



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          UNIQID       1..2147483647        42

      unique-identifier OR zero
          UNIZID       0..2147483647        0
    -->

  <!ENTITY  % ENDPOINT  "CDATA">
  <!ENTITY  % DOMAIN    "CDATA">
  <!ENTITY  % SECONDS   "CDATA">
  <!ENTITY  % TIMESTAMP "CDATA">
  <!ENTITY  % UNIQID    "CDATA">
  <!ENTITY  % UNIZID    "CDATA">

  <!--
    APEX messages, exchanged as application/beep+xml

       role       MSG         RPY         ERR
      ======      ===         ===         ===
        I         attach      ok          error

      I or L      bind        ok          error

      I or L      terminate   ok          error

      I or L      data        ok          error
    -->

  <!ELEMENT attach      (option*)>
  <!ATTLIST attach
            endpoint    %ENDPOINT;        #REQUIRED
            transID     %UNIQID;          #REQUIRED>

  <!ELEMENT bind        (option*)>
  <!ATTLIST bind
            relay       %DOMAIN;          #REQUIRED
            transID     %UNIQID;          #REQUIRED>

  <!ELEMENT terminate   (#PCDATA)>
  <!ATTLIST terminate
            code        %XYZ;             "250"
            xml:lang    %LANG;            #IMPLIED
            transID     %UNIZID;          "0">

  <!ELEMENT data        (originator,recipient+,option*,data-content?)>
  <!ATTLIST data
            content     %URI;             #REQUIRED>

  <!ELEMENT originator  (option*)>



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  <!ATTLIST originator
            identity    %ENDPOINT;        #REQUIRED>

  <!ELEMENT recipient   (option*)>
  <!ATTLIST recipient
            identity    %ENDPOINT;        #REQUIRED>

  <!ELEMENT data-content
                        ANY>
  <!ATTLIST Name        ID                #REQUIRED>

  <!ELEMENT ok          EMPTY>

  <!ELEMENT reply       (#PCDATA)>
  <!ATTLIST reply
            code        %XYZ;             #REQUIRED
            transID     %UNIQID;          #REQUIRED
            xml:lang    %LANG;            #IMPLIED>

  <!-- either the "internal" or the "external" attribute is present in
       an option -->

  <!ELEMENT option      ANY>
  <!ATTLIST option
            internal    NMTOKEN           ""
            external    %URI;             ""
            targetHop   (this|final|all)  "final"
            mustUnderstand
                        (true|false)      "false"
            transID     %UNIQID;          #REQUIRED
            localize    %LOCS;            "i-default">

9.2 The Report Service DTD

  <!--
    DTD for the APEX report service, as of 2000-12-12

    Refer to this DTD as:

      <!ENTITY % APEXREPORT PUBLIC "-//Blocks//DTD APEX REPORT//EN" "">
      %APEXREPORT;
    -->

  <!ENTITY % APEXCORE PUBLIC "-//Blocks//DTD APEX CORE//EN" "">
  %APEXCORE;

  <!--
    Synopsis of the APEX report service



Rose, et. al.               Standards Track                    [Page 34]

RFC 3340             The Application Exchange Core             July 2002


      service WKE: apex=report

      message exchanges:

          service initiates    consumer replies
          =================    ================
          statusResponse       (nothing)

      access control tokens: none
    -->

  <!ELEMENT statusResponse
                        (destination+)>
  <!ATTLIST statusResponse
            transID     %UNIQID;          #REQUIRED>

  <!ELEMENT destination (reply)>
  <!ATTLIST destination
            identity    %ENDPOINT;        #REQUIRED>

10. Reply Codes

     code    meaning
     ====    =======
     250     transaction successful

     421     service not available

     450     requested action not taken

     451     requested action aborted

     454     temporary authentication failure

     500     general syntax error (e.g., poorly-formed XML)

     501     syntax error in parameters (e.g., non-valid XML)

     504     parameter not implemented

     530     authentication required

     534     authentication mechanism insufficient

     535     authentication failure

     537     action not authorized for user




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RFC 3340             The Application Exchange Core             July 2002


     538     authentication mechanism requires encryption

     550     requested action not taken

     553     parameter invalid

     554     transaction failed (e.g., policy violation)

     555     transaction already in progress

11.  Security Considerations

  Consult Section 3 and Section 4.5 for a discussion of security
  issues, e.g., relaying integrity.

  Although service provisioning is a policy matter, at a minimum, all
  APEX implementations must provide the following tuning profiles:

  for authentication: http://iana.org/beep/SASL/DIGEST-MD5

  for confidentiality: http://iana.org/beep/TLS (using the
     TLS_RSA_WITH_3DES_EDE_CBC_SHA cipher)

  for both: http://iana.org/beep/TLS (using the
     TLS_RSA_WITH_3DES_EDE_CBC_SHA cipher supporting client-side
     certificates)

  Further, APEX endpoint implementations may choose to offer MIME-based
  security services providing message integrity and confidentiality,
  such as OpenPGP [13] or S/MIME [14].

  Regardless, since APEX is a profile of the BEEP, consult [1]'s
  Section 9 for a discussion of BEEP-specific security issues.

  Finally, the statusRequest option (Section 5.1) may be used to expose
  private network topology.  Accordingly, an administrator may wish to
  choose to disable this option except at the ingress/egress points for
  its administrative domain.

References

  [1]   Rose, M., "The Blocks Extensible Exchange Protocol Core", RFC
        3080, March 2001.

  [2]   Crocker, D. and P. Overell, "Augmented BNF for Syntax
        Specifications: ABNF", RFC 2234, November 1997.





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  [3]   Klensin, J., "Simple Mail Transfer Protocol", RFC 2821, April
        2001.

  [4]   Yergeau, F., "UTF-8, a transformation format of Unicode and ISO
        10646", RFC 2044, October 1996.

  [5]   Gulbrandsen, A., Vixie, P. and L. Esibov, "A DNS RR for
        specifying the location of services (DNS SRV)", RFC 2782,
        February 2000.

  [6]   Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform
        Resource Identifiers (URI): Generic Syntax", RFC 2396, August
        1998.

  [7]   Levinson, E., "The MIME Multipart/Related Content-type", RFC
        2387, August 1998.

  [8]   Levinson, E., "Content-ID and Message-ID Uniform Resource
        Locators", RFC 2392, August 1998.

  [9]   Freed, N. and N. Borenstein, "Multipurpose Internet Mail
        Extensions (MIME) Part One: Format of Internet Message Bodies",
        RFC 2045, November 1996.

  [10]  Rose, M., Klyne, G. and D. Crocker, "The Application Exchange
        (APEX) Access Service", RFC 3341, July 2002.

  [11]  Rose, M., Klyne, G. and D. Crocker, "The Application Exchange
        (APEX) Presence Service", Work in Progress.

  [12]  Newman, C. and G. Klyne, "Date and Time on the Internet:
        Timestamps", RFC 3339, July 2002.

  [13]  Elkins, M., Del Torto, D., Levien, R. and T. Roessler, "MIME
        Security with OpenPGP", RFC 3156, August 2001.

  [14]  Ramsdell, B., "S/MIME Version 3 Message Specification", RFC
        2633, June 1999.













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RFC 3340             The Application Exchange Core             July 2002


Appendix A. Acknowledgements

  The authors gratefully acknowledge the contributions of: Jeffrey
  Altman, Harald Alvestrand, Eric Dixon, Ronan Klyne, Darren New, Chris
  Newman, Scott Pead, and Bob Wyman.

Appendix B. IANA Considerations

  The IANA has registered "APEX" as a standards-track BEEP profile, as
  specified in Section 8.1.

  The IANA has registered "apex-mesh" as a TCP port number, as
  specified in Section 8.2.

  The IANA has registered "apex-edge" as a TCP port number, as
  specified in Section 8.3.

  The IANA maintains a list of:

  o  APEX options, c.f., Section 7.1;

  o  APEX services, c.f., Section 7.2; and,

  o  APEX endpoint applications, c.f., Section 7.3.

  For each list, the IESG is responsible for assigning a designated
  expert to review the specification prior to the IANA making the
  assignment.  As a courtesy to developers of non-standards track APEX
  options and services, the mailing list [email protected] may be
  used to solicit commentary.

  The IANA makes the registrations specified in Section 8.4 and Section
  8.5.


















Rose, et. al.               Standards Track                    [Page 38]

RFC 3340             The Application Exchange Core             July 2002


Authors' Addresses

  Marshall T. Rose
  Dover Beach Consulting, Inc.
  POB 255268
  Sacramento, CA  95865-5268
  US

  Phone: +1 916 483 8878
  EMail: [email protected]


  Graham Klyne
  Clearswift Corporation
  1310 Waterside
  Arlington Business Park
  Theale, Reading  RG7 4SA
  UK

  Phone: +44 11 8903 8903
  EMail: [email protected]


  David H. Crocker
  Brandenburg InternetWorking
  675 Spruce Drive
  Sunnyvale, CA  94086
  US

  Phone: +1 408 246 8253
  EMail: [email protected]
  URI:   http://www.brandenburg.com/



















Rose, et. al.               Standards Track                    [Page 39]

RFC 3340             The Application Exchange Core             July 2002


Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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