Network Working Group                                  G. Camarillo, Ed.
Request for Comments: 3312                                      Ericsson
Category: Standards Track                               W. Marshall, Ed.
                                                                   AT&T
                                                           J. Rosenberg
                                                            dynamicsoft
                                                           October 2002


                 Integration of Resource Management
                and Session Initiation Protocol (SIP)

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This document defines a generic framework for preconditions, which
  are extensible through IANA registration.  This document also
  discusses how network quality of service can be made a precondition
  for establishment of sessions initiated by the Session Initiation
  Protocol (SIP).  These preconditions require that the participant
  reserve network resources before continuing with the session.  We do
  not define new quality of service reservation mechanisms; these
  preconditions simply require a participant to use existing resource
  reservation mechanisms before beginning the session.
















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RFC 3312       Integration of Resource Management and SIP   October 2002


Table of Contents

  1 Introduction ...................................................  2
  2 Terminology ....................................................  3
  3 Overview .......................................................  3
  4 SDP parameters .................................................  4
  5 Usage of preconditions with offer/answer .......................  7
  5.1 Generating an offer ..........................................  8
  5.1.1 SDP encoding ...............................................  9
  5.2 Generating an Answer ......................................... 10
  6 Suspending and Resuming Session Establishment .................. 11
  7 Status Confirmation ............................................ 12
  8 Refusing an offer .............................................. 13
  8.1 Rejecting a Media Stream ..................................... 14
  9 Unknown Precondition Type ...................................... 15
  10 Multiple Preconditions per Media Stream ....................... 15
  11 Option Tag for Preconditions .................................. 16
  12 Indicating Capabilities ....................................... 16
  13 Examples ...................................................... 16
  13.1 End-to-end Status Type ...................................... 17
  13.2 Segmented Status Type ....................................... 21
  13.3 Offer in a SIP response ..................................... 23
  14 Security Considerations ....................................... 26
  15 IANA Considerations ........................................... 26
  16 Notice Regarding Intellectual Property Rights ................. 27
  17 References .................................................... 27
  18 Contributors .................................................. 28
  19 Acknowledgments ............................................... 28
  20 Authors' Addresses ............................................ 29
  21 Full Copyright Statement ...................................... 30

1 Introduction

  Some architectures require that at session establishment time, once
  the callee has been alerted, the chances of a session establishment
  failure are minimum.  One source of failure is the inability to
  reserve network resources for a session.  In order to minimize "ghost
  rings", it is necessary to reserve network resources for the session
  before the callee is alerted.  However, the reservation of network
  resources frequently requires learning the IP address, port, and
  session parameters from the callee.  This information is obtained as
  a result of the initial offer/answer exchange carried in SIP.  This
  exchange normally causes the "phone to ring", thus introducing a
  chicken-and-egg problem: resources cannot be reserved without
  performing an initial offer/answer exchange, and the initial
  offer/answer exchange can't be done without performing resource
  reservation.




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RFC 3312       Integration of Resource Management and SIP   October 2002


  The solution is to introduce the concept of a precondition.  A
  precondition is a set of constraints about the session which are
  introduced in the offer.  The recipient of the offer generates an
  answer, but does not alert the user or otherwise proceed with session
  establishment.  That only occurs when the preconditions are met.
  This can be known through a local event (such as a confirmation of a
  resource reservation), or through a new offer sent by the caller.

  This document deals with sessions that use SIP [1] as a signalling
  protocol and SDP [2] to describe the parameters of the session.

  We have chosen to include the quality of service preconditions in the
  SDP description rather than in the SIP header because preconditions
  are stream specific.

2 Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in BCP 14, RFC 2119 [3].

3 Overview

  In order to ensure that session establishment does not take place
  until certain preconditions are met, we distinguish between two
  different state variables that affect a particular media stream:
  current status and desired status.  This document defines the quality
  of service status.

  The desired status consists of a threshold for the current status.
  Session establishment stops until the current status reaches or
  surpasses this threshold.  Once this threshold is reached or
  surpassed, session establishment resumes.

  For example, the following values for current and desired status
  would not allow session establishment to resume:

     current status = resources reserved in the send direction
     desired status = resources reserved in both (sendrecv) directions

  On the other hand, the values of the example below would make session
  establishment resume:

     current status = resources reserved in both (sendrecv) directions
     desired status = resources reserved in the send direction






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  These two state variables define a certain piece of state of a media
  stream the same way the direction attribute or the codecs in use
  define other pieces of state.  Consequently, we treat these two new
  variables in the same way as other SDP media attributes are treated
  in the offer/answer model used by SIP [4]: they are exchanged between
  two user agents using an offer and an answer in order to have a
  shared view of the status of the session.

  Figure 1 shows a typical message exchange between two SIP user agents
  using preconditions.  A includes quality of service preconditions in
  the SDP of the initial INVITE.  A does not want B to be alerted until
  there are network resources reserved in both directions (sendrecv)
  end-to-end.  B agrees to reserve network resources for this session
  before alerting the callee.  B will handle resource reservation in
  the B->A direction, but needs A to handle the A->B direction.  To
  indicate so, B returns a 183 (Session Progress) response to A asking
  A to start resource reservation and to confirm to B as soon as the
  A->B direction is ready for the session.  A and B both start resource
  reservation.  B finishes reserving resources in the B->A direction,
  but does not alert the user yet, because network resources in both
  directions are needed.  When A finishes reserving resources in the
  A->B direction, it sends an UPDATE [5] to B.  B returns a 200 (OK)
  response for the UPDATE, indicating that all the preconditions for
  the session have been met.  At this point in time, B starts alerting
  the user, and session establishment completes normally.

4 SDP parameters

  We define the following media level SDP attributes:

     current-status     =  "a=curr:" precondition-type
                           SP status-type SP direction-tag
     desired-status     =  "a=des:" precondition-type
                           SP strength-tag SP status-type
                           SP direction-tag
     confirm-status     =  "a=conf:" precondition-type
                           SP status-type SP direction-tag
     precondition-type  =  "qos" | token
     strength-tag       =  ("mandatory" | "optional" | "none"
                        =  | "failure" | "unknown")
     status-type        =  ("e2e" | "local" | "remote")
     direction-tag      =  ("none" | "send" | "recv" | "sendrecv")

     Current status: The current status attribute carries the current
           status of network resources for a particular media stream.






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     Desired status: The desired status attribute carries the
           preconditions for a particular media stream.  When the
           direction-tag of the current status attribute, with a given
           precondition-type/status-type for a particular stream is
           equal to (or better than) the direction-tag of the desired
           status attribute with the same precondition-type/status-
           type, for that stream, then the preconditions are considered
           to be met for that stream.

     Confirmation status: The confirmation status attribute carries
           threshold conditions for a media stream.  When the status of
           network resources reach these conditions, the peer user
           agent will send an update of the session description
           containing an updated current status attribute for this
           particular media stream.

     Precondition type: This document defines quality of service
           preconditions.  Extensions may define other types of
           preconditions.

     Strength tag: The strength-tag indicates whether or not the callee
           can be alerted, in case the network fails to meet the
           preconditions.

     Status type: We define two types of status: end-to-end and
           segmented.  The end-to-end status reflects the status of the
           end-to-end reservation of resources.  The segmented status
           reflects the status of the access network reservations of
           both user agents.  The end-to-end status corresponds to the
           tag "e2e", defined above and the segmented status to the
           tags "local" and "remote".  End-to-end status is useful when
           end-to-end resource reservation mechanisms are available.
           The segmented status is useful when one or both UAs perform
           resource reservations on their respective access networks.

















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RFC 3312       Integration of Resource Management and SIP   October 2002


              A                                            B

              |                                            |
              |-------------(1) INVITE SDP1--------------->|
              |                                            |
              |<------(2) 183 Session Progress SDP2--------|
              |  ***                                 ***   |
              |--*R*-----------(3) PRACK-------------*R*-->|
              |  *E*                                 *E*   |
              |<-*S*-------(4) 200 OK (PRACK)--------*S*---|
              |  *E*                                 *E*   |
              |  *R*                                 *R*   |
              |  *V*                                 *V*   |
              |  *A*                                 *A*   |
              |  *T*                                 *T*   |
              |  *I*                                 *I*   |
              |  *O*                                 *O*   |
              |  *N*                                 *N*   |
              |  ***                                 ***   |
              |  ***                                       |
              |  ***                                       |
              |-------------(5) UPDATE SDP3--------------->|
              |                                            |
              |<--------(6) 200 OK (UPDATE) SDP4-----------|
              |                                            |
              |<-------------(7) 180 Ringing---------------|
              |                                            |
              |-----------------(8) PRACK----------------->|
              |                                            |
              |<------------(9) 200 OK (PRACK)-------------|
              |                                            |
              |                                            |
              |                                            |
              |<-----------(10) 200 OK (INVITE)------------|
              |                                            |
              |------------------(11) ACK----------------->|
              |                                            |
              |                                            |

        Figure 1: Basic session establishment using preconditions

     Direction tag: The direction-tag indicates the direction in which
           a particular attribute (current, desired or confirmation
           status) is applicable to.







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RFC 3312       Integration of Resource Management and SIP   October 2002


  The values of the tags "send", "recv", "local" and "remote" represent
  the point of view of the entity generating the SDP description.  In
  an offer, "send" is the direction offerer->answerer and "local" is
  the offerer's access network.  In an answer, "send" is the direction
  answerer->offerer and "local" is the answerer's access network.

  The following example shows these new SDP attributes in two media
  lines of a session description:

     m=audio 20000 RTP/AVP 0
     a=curr:qos e2e send
     a=des:qos optional e2e send
     a=des:qos mandatory e2e recv
     m=audio 20002 RTP/AVP 0
     a=curr:qos local sendrecv
     a=curr:qos remote none
     a=des:qos optional local sendrecv
     a=des:qos mandatory remote sendrecv

5 Usage of preconditions with offer/answer

  Parameter negotiation in SIP is carried out using the offer/answer
  model described in [4].  The idea behind this model is to provide a
  shared view of the session parameters for both user agents once the
  answer has been received by the offerer.  This section describes
  which values our new SDP attributes can take in an answer, depending
  on their value in the offer.

  To achieve a shared view of the status of a media stream, we define a
  model that consists of three tables: both user agents implement a
  local status table, and each offer/answer exchange has a transaction
  status table associated to it.  The offerer generates a transaction
  status table, identical to its local status table, and sends it to
  the answerer in the offer.  The answerer uses the information of this
  transaction status table to update its local status table.  The
  answerer also updates the transaction status table fields that were
  out of date and returns this table to the offerer in the answer.  The
  offerer can then update its local status table with the information
  received in the answer.  After this offer/answer exchange, the local
  status tables of both user agents are synchronised.  They now have a
  common view of the status of the media stream.  Sessions that involve
  several media streams implement these tables per media stream.  Note,
  however, that this is a model of user agent behavior, not of
  software.  An implementation is free to take any approach that
  replicates the external behavior this model defines.






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RFC 3312       Integration of Resource Management and SIP   October 2002


5.1 Generating an offer

  Both user agents MUST maintain a local precondition status, which is
  referred to as a "local status table".  Tables 1 and 2 show the
  format of these tables for both the end-to-end and the segmented
  status types.  For the end-to-end status type, the table contains two
  rows; one for each direction (i.e., send and recv).  A value of "yes"
  in the "Current" field indicates the successful reservation of that
  resource in the corresponding direction.  "No" indicates that
  resources have not been reserved yet.  The "Desired Strength" field
  indicates the strength of the preconditions in the corresponding
  direction.  The table for the segmented status type contains four
  rows: both directions in the local access network and in the peer's
  access network.  The meaning of the fields is the same as in the
  end-to-end case.

  Before generating an offer, the offerer MUST build a transaction
  status table with the current and the desired status, for each media
  stream.  The different values of the strength-tag for the desired
  status attribute have the following semantics:

     o  None: no resource reservation is needed.

     o  Optional: the user agents SHOULD try to provide resource
        reservation, but the session can continue regardless of whether
        or not this provision is possible.

     o  Mandatory: the user agents MUST provide resource reservation.
        Otherwise, session establishment MUST NOT continue.

  The offerer then decides whether it is going to use the end-to-end
  status type or the segmented status type.  If the status type of the
  media line will be end-to-end, the user agent generates records with
  the desired status and the current status for each direction (send
  and recv) independently, as shown in table 1:

                 Direction  Current  Desired Strength
                 ____________________________________
                   send       no        mandatory
                   recv       no        mandatory

            Table 1: Table for the end-to-end status type

  If the status type of the media line will be segmented, the user
  agent generates records with the desired status and the current
  status for each direction (send and recv) and each segment (local and
  remote) independently, as shown in table 2:




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RFC 3312       Integration of Resource Management and SIP   October 2002


                 Direction   Current  Desired Strength
                 ______________________________________
                 local send     no           none
                 local recv     no           none
                 remote send    no         optional
                 remote recv    no           none

              Table 2: Table for the segmented status type

  At the time of sending the offer, the offerer's local status table
  and the transaction status table contain the same values.

  With the transaction status table, the user agent MUST generate the
  current-status and the desired status lines, following the syntax of
  Section 4 and the rules described below in Section 5.1.1.

5.1.1 SDP encoding

  For the end-to-end status type, the user agent MUST generate one
  current status line with the tag "e2e" for the media stream.  If the
  strength-tags for both directions are equal (e.g., both "mandatory")
  in the transaction status table, the user agent MUST add one desired
  status line with the tag "sendrecv".  If both tags are different, the
  user agent MUST include two desired status lines, one with the tag
  "send" and the other with the tag "recv".

     The semantics of two lines with the same strength-tag, one with a
     "send" tag and the other with a "recv" tag, is the same as one
     "sendrecv" line.  However, in order to achieve a more compact
     encoding, we have chosen to make the latter format mandatory.

  For the segmented status type, the user agent MUST generate two
  current status lines: one with the tag "local" and the other with the
  tag "remote".  The user agent MUST add one or two desired status
  lines per segment (i.e., local and remote).  If, for a particular
  segment (local or remote), the tags for both directions in the
  transaction status table are equal (e.g., both "mandatory"), the user
  agent MUST add one desired status line with the tag "sendrecv".  If
  both tags are different, the user agent MUST include two desired
  status lines, one with the tag "send" and the other with the tag
  "recv".

  Note that the rules above apply to the desired strength-tag "none" as
  well.  This way, a user agent that supports quality of service but
  does not intend to use them, adds desired status lines with the
  strength-tag "none".  Since this tag can be upgraded in the answer,
  as described in Section 5.2, the answerer can request quality of
  service reservation without a need of another offer/answer exchange.



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  The example below shows the SDP corresponding to tables 1 and 2.

     m=audio 20000 RTP/AVP 0
     a=curr:qos e2e none
     a=des:qos mandatory e2e sendrecv
     m=audio 20002 RTP/AVP 0
     a=curr:qos local none
     a=curr:qos remote none
     a=des:qos optional remote send
     a=des:qos none remote recv
     a=des:qos none local sendrecv

5.2 Generating an Answer

  When the answerer receives the offer, it recreates the transaction
  status table using the SDP attributes contained in the offer.  The
  answerer updates both its local status and the transaction status
  table following the rules below:

     Desired Strength: We define an absolute ordering for the
           strength-tags: "none", "optional" and "mandatory".
           "Mandatory" is the tag with the highest grade and "none" the
           tag with the lowest grade.  An answerer MAY upgrade the
           desired strength in any entry of the transaction status
           table, but it MUST NOT downgrade it.  Therefore, it is OK to
           upgrade a row from "none" to "optional", from "none" to
           "mandatory", or from "optional" to "mandatory", but not the
           other way around.

     Current Status: For every row, the value of the "Current" field in
           the transaction status table, and in the local status table
           of the answerer, have to be compared.  Table 3 shows the
           four possible combinations.  If both fields have the same
           value (two first rows of table 3), nothing needs to be
           updated.  If the "Current" field of the transaction status
           table is "Yes", and the field of the local status table is
           "No" (third row of table 3), the latter MUST be set to
           "Yes".  If the "Current" field of the transaction status
           table is "No", and the field of the local status table is
           "Yes" (forth row of table 3), the answerer needs to check if
           it has local information (e.g., a confirmation of a resource
           reservation has been received) about that particular current
           status.  If it does, the "Current" field of the transaction
           status table is set to "Yes".  If the answerer does not have
           local information about that current status, the "Current"
           field of the local status table MUST be set to "No".





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  Transac. status table  Local status table  New values transac./local
  ____________________________________________________________________
           no                    no                    no/no
           yes                  yes                   yes/yes
           yes                   no                   yes/yes
           no                   yes            depends on local info

         Table 3: Possible values for the "Current" fields

  Once both tables have been updated, an answer MUST be generated
  following the rules described in Section 5.1.1, taking into account
  that "send", "recv", "local" and "remote" tags have to be inverted in
  the answer, as shown in table 4.

                         Offer   Answer
                         ______________
                          send    recv
                          recv    send
                         local   remote
                         remote  local

          Table 4: Values of tags in offers and answers

  At the time the answer is sent, the transaction status table and the
  answerer's local status table contain the same values.  Therefore,
  this answer contains the shared view of the status of the media line
  in the current-status attribute and the negotiated strength and
  direction-tags in the desired-status attribute.

  If the resource reservation mechanism used requires participation of
  both user agents, the answerer SHOULD start resource reservation
  after having sent the answer and the offerer SHOULD start resource
  reservation as soon as the answer is received.  If participation of
  the peer user agent is not needed (e.g., segmented status type), the
  offerer MAY start resource reservation before sending the offer and
  the answerer MAY start it before sending the answer.

  The status of the resource reservation of a media line can change
  between two consecutive offer/answer exchanges.  Therefore, both user
  agents MUST keep their local status tables up to date, using local
  information throughout the duration of the session.

6 Suspending and Resuming Session Establishment

  A user agent server that receives an offer with preconditions SHOULD
  NOT alert the user until all the mandatory preconditions are met;
  session establishment is suspended until that moment (e.g., a PSTN
  gateway reserves resources without sending signalling to the PSTN.)



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  A user agent server may receive an INVITE request with no offer in
  it.  In this case, following normal procedures defined in [1] and
  [5], the user agent server will provide an offer in a reliable 1xx
  response.  The user agent client will send the answer in another SIP
  request (i.e., the PRACK for the 1xx).  If the offer and the answer
  contain preconditions, the user agent server SHOULD NOT alert the
  user until all the mandatory preconditions in the answer are met.

        Note that in this case, a user agent server providing an
        initial offer with preconditions, a 180 (Ringing) response with
        preconditions will never be sent, since the user agent server
        cannot alert the user until all the preconditions are met.

  A UAS that is not capable of unilaterally meeting all of the
  mandatory preconditions MUST include a confirm-status attribute in
  the SDP (offer or answer) that it sends (see Section 7).  Further,
  the SDP (offer or answer) that contains this confirm-status attribute
  MUST be sent as soon as allowed by the SIP offer/answer rules.

  While session establishment is suspended, user agents SHOULD not send
  any data over any media stream.  In the case of RTP [6], neither RTP
  nor RTCP packets are sent.

  A user agent server knows that all the preconditions are met for a
  media line when its local status table has a value of "yes" in all
  the rows whose strength-tag is "mandatory".  When the preconditions
  of all the media lines of the session are met, session establishment
  SHOULD resume.

  For an initial INVITE, suspending and resuming session establishment
  is very intuitive.  The callee will not be alerted until all the
  mandatory preconditions are met.  However, offers containing
  preconditions sent in the middle of an ongoing session need further
  explanation.  Both user agents SHOULD continue using the old session
  parameters until all the mandatory preconditions are met.  At that
  moment, the user agents can begin using the new session parameters.
  Section 13 contains an example of this situation.

7 Status Confirmation

  The confirm-status attribute MAY be used in both offers and answers.
  This attribute represents a threshold for the resource reservation.
  When this threshold is reached or surpassed, the user agent MUST send
  an offer to the peer user agent, reflecting the new current status of
  the media line as soon as allowed by the SIP offer/answer rules.  If
  this threshold is crossed again (e.g., the network stops providing
  resources for the media stream), the user agent MUST send a new offer
  as well, as soon as allowed by the SIP offer/answer rules.



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  If a peer has requested confirmation on a particular stream, an agent
  MUST mark that stream with a flag in its local status table.  When
  all the rows with this flag have a "Current" value of "yes", the user
  agent MUST send a new offer to the peer.  This offer will contain the
  current status of resource reservation in the current-status
  attributes.  Later, if any of the rows with this flag transition to
  "No", a new offer MUST be sent as well.

  Confirmation attributes are not negotiated.  The answerer uses the
  value of the confirm-status attribute in the offer, and the offerer
  uses the value of this attribute in the answer.

  For example, if a user agent receives an SDP description with the
  following attributes:

        m=audio 20002 RTP/AVP 0
        a=curr:qos local none
        a=curr:qos remote none
        a=des:qos mandatory local sendrecv
        a=des:qos mandatory remote sendrecv
        a=conf:qos remote sendrecv

  It will send an offer as soon as it reserves resources in its access
  network ("remote" tag in the received message) for both directions
  (sendrecv).

8 Refusing an offer

  We define a new SIP status code:

        Server-Error =  "580"  ;Precondition Failure

  When a UAS, acting as an answerer, cannot or is not willing to meet
  the preconditions in the offer, it SHOULD reject the offer by
  returning a 580 (Precondition-Failure) response.

  Using the 580 (Precondition Failure) status code to refuse an offer
  is useful when the offer comes in an INVITE or in an UPDATE request.
  However, SIP does not provide a means to refuse offers that arrive in
  a response (1xx or 2xx) to an INVITE.  If a UAC generates an initial
  INVITE without an offer and receives an offer in a 1xx or 2xx
  response which is not acceptable, it SHOULD respond to this offer
  with a correctly formed answer and immediately send a CANCEL or a
  BYE.







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  If the offer comes in a 1xx or 2xx response to a re-INVITE, A would
  not have a way to reject it without terminating the session at the
  same time.  The same recommendation given in Section 15.2 of [1]
  applies here:

        "The UAS MUST ensure that the session description overlaps with
        its previous session description in media formats, transports,
        other parameters that require support from the peer.  This is
        to avoid the need for the peer to reject the session
        description.  If, however, it is unacceptable to A, A SHOULD
        generate an answer with a valid session description, and then
        send a BYE to terminate the session."

  580 (Precondition Failure) responses and BYE and CANCEL requests,
  indicating failure to meet certain preconditions, SHOULD contain an
  SDP description, indicating which desired status triggered the
  failure.  Note that this SDP description is not an offer or an
  answer, since it does not lead to the establishment of a session.
  The format of such a description is based on the last SDP (an offer
  or an answer) received from the remote UA.

  For each "m=" line in the last SDP description received, there MUST
  be a corresponding "m=" line in the SDP description indicating
  failure.  This SDP description MUST contain exactly the same number
  of "m=" lines as the last SDP description received.  The port number
  of every "m=" line MUST be set to zero, but the connection address is
  arbitrary.

  The desired status line corresponding to the precondition that
  triggered the failure MUST use the "failure" strength-tag, as shown
  in the example below:

        m=audio 20000 RTP/AVP 0
        a=des:qos failure e2e send

8.1 Rejecting a Media Stream

  In the offer/answer model, when an answerer wishes to reject a media
  stream, it sets its port to zero.  The presence of preconditions does
  not change this behaviour; streams are still rejected by setting
  their port to zero.

  Both the offerer and the answerer MUST ignore all the preconditions
  that affect a stream with its port set to zero.  They are not taken
  into consideration to decide whether or not session establishment can
  resume.





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9 Unknown Precondition Type

  This document defines the "qos" tag for quality of service
  preconditions.  New precondition-types defined in the future will
  have new associated tags.  A UA that receives an unknown
  precondition-type, with a "mandatory" strength-tag in an offer, MUST
  refuse the offer unless the only unknown mandatory preconditions have
  the "local" tag.  In this case, the UA does not need to be involved
  in order to meet the preconditions.  The UA will ask for confirmation
  of the preconditions and, when the confirmation arrives, it will
  resume session establishment.

  A UA refusing an offer follows the rules described in section 8, but
  instead of the tag "failure", it uses the tag "unknown", as shown in
  the example below:

        m=audio 20000 RTP/AVP 0
        a=des:foo unknown e2e send

10 Multiple Preconditions per Media Stream

  A media stream MAY contain multiple preconditions. Different
  preconditions MAY have the same precondition-type and different
  status-types (e.g., end to end and segmented quality of service
  preconditions) or different precondition-types (this document only
  defines the "qos" precondition type, but extensions may define more
  precondition-types in the future).

  All the preconditions for a media stream MUST be met in order to
  resume session establishment. The following example shows a session
  description that uses both end-to-end and segmented status-types for
  a media stream.

        m=audio 20000 RTP/AVP 0
        a=curr:qos local none
        a=curr:qos remote none
        a=des:qos mandatory local sendrecv
        a=des:qos mandatory remote sendrecv
        a=curr:qos e2e none
        a=des:qos optional e2e sendrecv











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11 Option Tag for Preconditions

  We define the option tag "precondition" for use in the Require and
  Supported header fields.  An offerer MUST include this tag in the
  Require header field if the offer contains one or more "mandatory"
  strength-tags.  If all the strength-tags in the description are
  "optional" or "none", the offerer MUST include this tag in either a
  Supported header field or in a Require header field.  It is, however,
  RECOMMENDED that the Supported header field be used in this case.
  The lack of preconditions in the answer would indicate that the
  answerer did not support this extension.

  The mapping of offers and answers to SIP requests and responses is
  performed following the rules given in [5]. Therefore, a user agent
  including preconditions in the SDP MUST support the PRACK and UPDATE
  methods. Consequently, it MUST include the "100rel" [7] tag in the
  Supported header field and SHOULD include an Allow header field with
  the "UPDATE" tag [5].

12 Indicating Capabilities

  The offer/answer model [4] describes the format of a session
  description to indicate capabilities.  This format is used in
  responses to OPTIONS requests.  A UA that supports preconditions
  SHOULD add desired status lines indicating the precondition-types
  supported for each media stream.  These lines MUST have the "none"
  strength-tag, as shown in the example below:

        m=audio 0 RTP/AVP 0
        a=rtpmap:0 PCMU/8000
        a=des:foo none e2e sendrecv
        a=des:qos none local sendrecv

  Note that when this document was published, the precondition-type
  "foo" has not been registered.  It is used here in the session
  description above to provide an example with multiple precondition-
  types.

  A UA that supports this framework SHOULD add a "precondition" tag to
  the Supported header field of its responses to OPTIONS requests.

13 Examples

  The following examples cover both status types; end-to-end and
  segmented.






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13.1 End-to-end Status Type

  The call flow of Figure 2 shows a basic session establishment using
  the end-to-end status type.  The SDP descriptions of this example are
  shown below:

  SDP1: A includes end-to-end quality of service preconditions in the
  initial offer.

        m=audio 20000 RTP/AVP 0
        c=IN IP4 192.0.2.1
        a=curr:qos e2e none
        a=des:qos mandatory e2e sendrecv

  SDP2: Since B uses RSVP, it can know when resources in its "send"
  direction are available, because it will receive RESV messages from
  the network.  However, it does not know the status of the
  reservations in the other direction.  B requests confirmation for
  resource reservations in its "recv" direction to the peer user agent
  A in its answer.

        m=audio 30000 RTP/AVP 0
        c=IN IP4 192.0.2.4
        a=curr:qos e2e none
        a=des:qos mandatory e2e sendrecv
        a=conf:qos e2e recv

  After having sent the answer, B starts reserving network resources
  for the media stream.  When A receives this answer (2), it starts
  performing resource reservation as well.  Both UAs use RSVP, so A
  sends PATH messages towards B and B sends PATH messages towards A.

  As time passes, B receives RESV messages confirming the reservation.
  However, B waits until resources in the other direction are reserved
  as well, since it did not receive any confirmation and the
  preconditions still have not been met.

  SDP3: When A receives RESV messages, it sends an updated offer (5) to
  B:

        m=audio 20000 RTP/AVP 0
        c=IN IP4 192.0.2.1
        a=curr:qos e2e send
        a=des:qos mandatory e2e sendrecv







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RFC 3312       Integration of Resource Management and SIP   October 2002


  SDP4: B responds with an answer (6) which contains the current status
  of the resource reservation (i.e., sendrecv):

        m=audio 30000 RTP/AVP 0
        c=IN IP4 192.0.2.4
        a=curr:qos e2e sendrecv
        a=des:qos mandatory e2e sendrecv

  At this point in time, session establishment resumes and B returns a
  180 (Ringing) response (7).









































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RFC 3312       Integration of Resource Management and SIP   October 2002


              A                                            B

              |                                            |
              |-------------(1) INVITE SDP1--------------->|
              |                                            |
              |<------(2) 183 Session Progress SDP2--------|
              |  ***                                 ***   |
              |--*R*-----------(3) PRACK-------------*R*-->|
              |  *E*                                 *E*   |
              |<-*S*-------(4) 200 OK (PRACK)--------*S*---|
              |  *E*                                 *E*   |
              |  *R*                                 *R*   |
              |  *V*                                 *V*   |
              |  *A*                                 *A*   |
              |  *T*                                 *T*   |
              |  *I*                                 *I*   |
              |  *O*                                 *O*   |
              |  *N*                                 *N*   |
              |  ***                                 ***   |
              |  ***                                       |
              |  ***                                       |
              |-------------(5) UPDATE SDP3--------------->|
              |                                            |
              |<--------(6) 200 OK (UPDATE) SDP4-----------|
              |                                            |
              |<-------------(7) 180 Ringing---------------|
              |                                            |
              |-----------------(8) PRACK----------------->|
              |                                            |
              |<------------(9) 200 OK (PRACK)-------------|
              |                                            |
              |                                            |
              |                                            |
              |<-----------(10) 200 OK (INVITE)------------|
              |                                            |
              |------------------(11) ACK----------------->|
              |                                            |
              |                                            |

            Figure 2: Example using the end-to-end status type











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  Let's assume, that in the middle of the session, A wishes to change
  the IP address where it is receiving media.  Figure 3 shows this
  scenario.

  SDP1: A includes an offer in a re-INVITE (1).  A continues to receive
  media on the old IP address (192.0.2.1), but is ready to receive
  media on the new one as well (192.0.2.2):

        m=audio 20000 RTP/AVP 0
        c=IN IP4 192.0.2.2
        a=curr:qos e2e none
        a=des:qos mandatory e2e sendrecv

  SDP2: B includes a "conf" attribute in its answer.  B continues
  sending media to the old remote IP address (192.0.2.1)

        m=audio 30000 RTP/AVP 0
        c=IN IP4 192.0.2.4
        a=curr:qos e2e none
        a=des:qos mandatory e2e sendrecv
        a=conf:qos e2e recv

  SDP3: When A receives RESV messages it sends an updated offer (5) to
  B:

        m=audio 20000 RTP/AVP 0
        c=IN IP4 192.0.2.2
        a=curr:qos e2e send
        a=des:qos mandatory e2e sendrecv

  SDP4: B responds with an answer (6), indicating that the
  preconditions have been met (current status "sendrecv).  It is now
  that B begins sending media to the new remote IP address (192.0.2.2).


















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RFC 3312       Integration of Resource Management and SIP   October 2002


              A                                            B

              |                                            |
              |-------------(1) INVITE SDP1--------------->|
              |                                            |
              |<------(2) 183 Session Progress SDP2--------|
              |  ***                                 ***   |
              |--*R*-----------(3) PRACK-------------*R*-->|
              |  *E*                                 *E*   |
              |<-*S*-------(4) 200 OK (PRACK)--------*S*---|
              |  *E*                                 *E*   |
              |  *R*                                 *R*   |
              |  *V*                                 *V*   |
              |  *A*                                 *A*   |
              |  *T*                                 *T*   |
              |  *I*                                 *I*   |
              |  *O*                                 *O*   |
              |  *N*                                 *N*   |
              |  ***                                 ***   |
              |  ***                                       |
              |  ***                                       |
              |-------------(5) UPDATE SDP3--------------->|
              |                                            |
              |<--------(6) 200 OK (UPDATE) SDP4-----------|
              |                                            |
              |<-----------(7) 200 OK (INVITE)-------------|
              |                                            |
              |------------------(8) ACK------------------>|
              |                                            |
              |                                            |

            Figure 3: Session modification with preconditions

        m=audio 30000 RTP/AVP 0
        c=IN IP4 192.0.2.4
        a=curr:qos e2e sendrecv
        a=des:qos mandatory e2e sendrecv

13.2 Segmented Status Type

  The call flow of Figure 4 shows a basic session establishment using
  the segmented status type.  The SDP descriptions of this example are
  shown below:








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  SDP1: A includes local and remote QoS preconditions in the initial
  offer.  Before sending the initial offer, A reserves resources in its
  access network.  This is indicated in the local current status of the
  SDP below:

        m=audio 20000 RTP/AVP 0 8
        c=IN IP4 192.0.2.1
        a=curr:qos local sendrecv
        a=curr:qos remote none
        a=des:qos mandatory local sendrecv
        a=des:qos mandatory remote sendrecv

  SDP2: B reserves resources in its access network and, since all the
  preconditions are met, returns an answer in a 180 (Ringing) response
  (3).

        m=audio 30000 RTP/AVP 0 8
        c=IN IP4 192.0.2.4
        a=curr:qos local sendrecv
        a=curr:qos remote sendrecv
        a=des:qos mandatory local sendrecv
        a=des:qos mandatory remote sendrecv

  Let's assume that after receiving this response, A decides that it
  wants to use only PCM u-law (payload 0), as opposed to both PCM u-law
  and A-law (payload 8).  It would send an UPDATE to B, possibly before
  receiving the 200 (OK) for the INVITE (5).  The SDP would look like:

        m=audio 20000 RTP/AVP 0
        c=IN IP4 192.0.2.1
        a=curr:qos local sendrecv
        a=curr:qos remote sendrecv
        a=des:qos mandatory local sendrecv
        a=des:qos mandatory remote sendrecv

  B would generate an answer for this offer and place it in the 200
  (OK) for the UPDATE.

  Note that this last offer/answer to reduce the number of supported
  codecs may arrive to the user agent server after the 200 (OK)
  response has been generated.  This would mean that the session is
  established before A has reduced the number of supported codecs.  To
  avoid this situation, the user agent client could wait for the first
  answer from the user agent before setting its local current status to
  "sendrecv".






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13.3 Offer in a SIP response

  The call flow of Figure 5 shows a basic session establishment where
  the initial offer appears in a reliable 1xx response.  This example
  uses the end-to-end status type.  The SDP descriptions of this
  example are shown below:

  The first INVITE (1) does not contain a session description.
  Therefore, the initial offer is sent by B in a reliable 183 (Session
  Progress) response.

  SDP1: B includes end-to-end quality of service preconditions in the
  initial offer.  Since B uses RSVP, it can know when resources in its
  "send" direction are available, because it will receive RESV messages
  from the network.  However, it does not know the status of the
  reservations in the other direction.  B requests confirmation for
  resource reservations in its "recv" direction, to the peer user agent
  A, in its answer.

        m=audio 30000 RTP/AVP 0
        c=IN IP4 192.0.2.4
        a=curr:qos e2e none
        a=des:qos mandatory e2e sendrecv
        a=conf:qos e2e recv

  SDP2: A includes its answer in the PRACK for the 183 (Session
  Progress) response.

        m=audio 20000 RTP/AVP 0
        c=IN IP4 192.0.2.1
        a=curr:qos e2e none
        a=des:qos mandatory e2e sendrecv



















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              A                                            B

              | ***                                        |
              | *R*                                        |
              | *E*                                        |
              | *S*                                        |
              | *E*                                        |
              | *R*                                        |
              | *V*                                        |
              | *A*                                        |
              | *T*                                        |
              | *I*                                        |
              | *O*                                        |
              | *N*                                        |
              | ***                                        |
              |-------------(1) INVITE SDP1--------------->|
              |                                     ***    |
              |                                     *R*    |
              |                                     *E*    |
              |                                     *S*    |
              |                                     *E*    |
              |                                     *R*    |
              |                                     *V*    |
              |                                     *A*    |
              |                                     *T*    |
              |                                     *I*    |
              |                                     *O*    |
              |                                     *N*    |
              |                                     ***    |
              |<----------(2) 180 Ringing SDP2-------------|
              |                                            |
              |----------------(3) PRACK------------------>|
              |                                            |
              |<-----------(4) 200 OK (PRACK)--------------|
              |                                            |
              |                                            |
              |<-----------(5) 200 OK (INVITE)-------------|
              |                                            |
              |------------------(6) ACK------------------>|
              |                                            |
              |                                            |

            Figure 4: Example using the segmented status type








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RFC 3312       Integration of Resource Management and SIP   October 2002


              A                                            B

              |                                            |
              |----------------(1) INVITE----------------->|
              |                                            |
              |<------(2) 183 Session Progress SDP1--------|
              |                                            |
              |---------------(3) PRACK SDP2-------------->|
              |  ***                                 ***   |
              |<-*R*--------(4) 200 OK (PRACK)-------*R*---|
              |  *E*                                 *E*   |
              |  *S*                                 *S*   |
              |  *E*                                 *E*   |
              |  *R*                                 *R*   |
              |  *V*                                 *V*   |
              |  *A*                                 *A*   |
              |  *T*                                 *T*   |
              |  *I*                                 *I*   |
              |  *O*                                 *O*   |
              |  *N*                                 *N*   |
              |  ***                                 ***   |
              |-------------(5) UPDATE SDP3----------***-->|
              |                                      ***   |
              |<--------(6) 200 OK (UPDATE) SDP4-----***---|
              |                                      ***   |
              |                                      ***   |
              |                                      ***   |
              |<-------------(7) 180 Ringing---------------|
              |                                            |
              |-----------------(8) PRACK----------------->|
              |                                            |
              |<------------(9) 200 OK (PRACK)-------------|
              |                                            |
              |                                            |
              |                                            |
              |<-----------(10) 200 OK (INVITE)------------|
              |                                            |
              |------------------(11) ACK----------------->|
              |                                            |

         Figure 5: Example of an initial offer in a 1xx response

  After having sent the answer, A starts reserving network resources
  for the media stream.  When B receives this answer (3), it starts
  performing resource reservation as well.  Both UAs use RSVP, so A
  sends PATH messages towards B and B sends PATH messages towards A.





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RFC 3312       Integration of Resource Management and SIP   October 2002


  SDP3: When A receives RESV messages, it sends an updated offer (5) to
  B:

        m=audio 20000 RTP/AVP 0
        c=IN IP4 192.0.2.1
        a=curr:qos e2e send
        a=des:qos mandatory e2e sendrecv

  SDP4: B responds with an answer (6) which contains the current status
  of the resource reservation (i.e., recv):

        m=audio 30000 RTP/AVP 0
        c=IN IP4 192.0.2.4
        a=curr:qos e2e recv
        a=des:qos mandatory e2e sendrecv

  As time passes, B receives RESV messages confirming the reservation.
  At this point in time, session establishment resumes and B returns a
  180 (Ringing) response (7).

14 Security Considerations

  An entity in the middle of two user agents establishing a session may
  add desired-status attributes making session establishment
  impossible.  It could also modify the content of the current-status
  parameters so that the session is established without meeting the
  preconditions.  Integrity protection can be used to avoid these
  attacks.

  An entity performing resource reservations upon reception of
  unauthenticated requests carrying preconditions can be an easy target
  for a denial of service attack.  Requests with preconditions SHOULD
  be authenticated.

15 IANA Considerations

  This document defines three media level SDP attributes:  desired-
  status, current-status and conf-status.  Their format is defined in
  Section 4.

  This document defines a framework for using preconditions with SIP.
  Precondition-types to be used with this framework are registered by
  the IANA when they are published in standards track RFCs.  The IANA
  Considerations section of the RFC MUST include the following
  information, which appears in the IANA registry along with the RFC
  number of the publication.





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RFC 3312       Integration of Resource Management and SIP   October 2002


     o  Name of the precondition-type. The name MAY be of any length,
        but SHOULD be no more than ten characters long.

     o  Descriptive text that describes the extension.

  The only entry in the registry for the time being is:

  Pecondition-Type    Reference   Description
  ----------------    ---------   -----------
  qos                 RFC 3312    Quality of Service preconditions

  This document also defines a new SIP status code (580).  Its default
  reason phrase (Precondition Failure) is defined in section 8.

  This document defines a SIP option tag (precondition) in section 11.

16 Notice Regarding Intellectual Property Rights

  The IETF has been notified of intellectual property rights claimed in
  regard to some or all of the specification contained in this
  document.  For more information consult the online list of claimed
  rights.

17 References

  [1] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
      Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:
      Session Initiation Protocol", RFC 3261, June 2002.

  [2] Handley, M. and V. Jacobson, "SDP: Session Description Protocol",
      RFC 2327, April 1998.

  [3] Bradner, S., "Key words for use in RFCs to Indicate Requirement
      Levels", BCP 14, RFC 2119, March 1997.

  [4] Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model with
      Session Description Protocol (SDP)", RFC 3264, June 2002.

  [5] Rosenberg, J., "The Session Initiation Protocol (SIP) UPDATE
      Method," RFC 3311, September 2002.

  [6] Schulzrinne, S., Casner, S., Frederick, R. and V. Jacobson, "RTP:
      A Transport Protocol for Real-Time Applications", RFC 1889,
      January 1996.

  [7] Rosenberg, J. and H. Schulzrinne, "Reliability of Provisional
      Responses in Session Initiation Protocol (SIP)", RFC 3262, June
      2002.



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RFC 3312       Integration of Resource Management and SIP   October 2002


  [8] C. Kalmanek, W. Marshall, P. Mishra, D. Nortz, and K. K.
      Ramakrishnan, "DOSA: an architecture for providing robust IP
      telephony service," in  Proceedings of the Conference on Computer
      Communications (IEEE Infocom), (Tel Aviv, Israel), Mar. 2000.

18 Contributors

  The following persons contributed and were co-authors on earlier
  versions of this spec:

     K. K. Ramakrishnan (TeraOptic Networks), Ed Miller (Terayon),
     Glenn Russell (CableLabs), Burcak Beser (Pacific Broadband
     Communications), Mike Mannette (3Com), Kurt Steinbrenner (3Com),
     Dave Oran (Cisco), Flemming Andreasen (Cisco), Michael Ramalho
     (Cisco), John Pickens (Com21), Poornima Lalwaney (Nokia), Jon
     Fellows (Copper Mountain Networks), Doc Evans (D. R. Evans
     Consulting), Keith Kelly (NetSpeak), Adam Roach (dynamicsoft),
     Dean Willis (dynamicsoft), Steve Donovan (dynamicsoft), Henning
     Schulzrinne (Columbia University).

  This "manyfolks" document is the culmination of over two years of
  work by many individuals, most are listed here and in the following
  acknowledgements section.  A special note is due to Flemming
  Andreasen, Burcak Beser, Dave Boardman, Bill Guckel, Chuck Kalmanek,
  Keith Kelly, Poornima Lalwaney, John Lawser, Bill Marshall, Mike
  Mannette, Dave Oran, K.K. Ramakrishnan, Michael Ramalho, Adam Roach,
  Jonathan Rosenberg, and Henning Schulzrinne for spearheading the
  initial "single INVITE" quality of service preconditions work from
  previous, non-SIP compatible, "two-stage Invite" proposals.  These
  "two-stage INVITE" proposals had their origins from Distributed Call
  Signaling work in PacketCable, which, in turn, had architectural
  elements from AT&T's Distributed Open Systems Architecture (DOSA)
  work [8].

19 Acknowledgments

  The Distributed Call Signaling work in the PacketCable project is the
  work of a large number of people, representing many different
  companies.  The authors would like to recognize and thank the
  following for their assistance: John Wheeler, Motorola; David
  Boardman, Daniel Paul, Arris Interactive; Bill Blum, Jay Strater,
  Jeff Ollis, Clive Holborow, General Instruments; Doug Newlin, Guido
  Schuster, Ikhlaq Sidhu, 3Com; Jiri Matousek, Bay Networks; Farzi
  Khazai, Nortel; John Chapman, Bill Guckel, Cisco; Chuck Kalmanek,
  Doug Nortz, John Lawser, James Cheng, Tung-Hai Hsiao, Partho Mishra,
  AT&T; Telcordia Technologies; and Lucent Cable Communications.





Camarillo, et. al.          Standards Track                    [Page 28]

RFC 3312       Integration of Resource Management and SIP   October 2002


  Miguel Angel Garcia-Martin, Rohan Mahy and Mark Watson provided
  helpful comments and suggestions.

20 Authors' Addresses

  Gonzalo Camarillo
  Ericsson
  Advanced Signalling Research Lab.
  FIN-02420 Jorvas
  Finland

  EMail: [email protected]


  Bill Marshall
  AT&T
  Florham Park, NJ 07932
  USA

  EMail: [email protected]


  Jonathan Rosenberg
  dynamicsoft
  72 Eagle Rock Ave
  East Hanover, NJ 07936
  USA

  EMail: [email protected]






















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RFC 3312       Integration of Resource Management and SIP   October 2002


21 Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
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  The limited permissions granted above are perpetual and will not be
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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