Network Working Group                                          D. Conrad
Request for Comments: 3225                                 Nominum, Inc.
Category: Standards Track                                  December 2001


                Indicating Resolver Support of DNSSEC

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  In order to deploy DNSSEC (Domain Name System Security Extensions)
  operationally, DNSSEC aware servers should only perform automatic
  inclusion of DNSSEC RRs when there is an explicit indication that the
  resolver can understand those RRs.  This document proposes the use of
  a bit in the EDNS0 header to provide that explicit indication and
  describes the necessary protocol changes to implement that
  notification.

1. Introduction

  DNSSEC [RFC2535] has been specified to provide data integrity and
  authentication to security aware resolvers and applications through
  the use of cryptographic digital signatures.  However, as DNSSEC is
  deployed, non-DNSSEC-aware clients will likely query DNSSEC-aware
  servers.  In such situations, the DNSSEC-aware server (responding to
  a request for data in a signed zone) will respond with SIG, KEY,
  and/or NXT records.  For reasons described in the subsequent section,
  such responses can have significant negative operational impacts for
  the DNS infrastructure.

  This document discusses a method to avoid these negative impacts,
  namely DNSSEC-aware servers should only respond with SIG, KEY, and/or
  NXT RRs when there is an explicit indication from the resolver that
  it can understand those RRs.

  For the purposes of this document, "DNSSEC security RRs" are
  considered RRs of type SIG, KEY, or NXT.



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RFC 3225         Indicating Resolver Support of DNSSEC     December 2001


  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].

2. Rationale

  Initially, as DNSSEC is deployed, the vast majority of queries will
  be from resolvers that are not DNSSEC aware and thus do not
  understand or support the DNSSEC security RRs.  When a query from
  such a resolver is received for a DNSSEC signed zone, the DNSSEC
  specification indicates the nameserver must respond with the
  appropriate DNSSEC security RRs.  As DNS UDP datagrams are limited to
  512 bytes [RFC1035], responses including DNSSEC security RRs have a
  high probability of resulting in a truncated response being returned
  and the resolver retrying the query using TCP.

  TCP DNS queries result in significant overhead due to connection
  setup and teardown.  Operationally, the impact of these TCP queries
  will likely be quite detrimental in terms of increased network
  traffic (typically five packets for a single query/response instead
  of two), increased latency resulting from the additional round trip
  times, increased incidences of queries failing due to timeouts, and
  significantly increased load on nameservers.

  In addition, in preliminary and experimental deployment of DNSSEC,
  there have been reports of non-DNSSEC aware resolvers being unable to
  handle responses which contain DNSSEC security RRs, resulting in the
  resolver failing (in the worst case) or entire responses being
  ignored (in the better case).

  Given these operational implications, explicitly notifying the
  nameserver that the client is prepared to receive (if not understand)
  DNSSEC security RRs would be prudent.

  Client-side support of DNSSEC is assumed to be binary -- either the
  client is willing to receive all DNSSEC security RRs or it is not
  willing to accept any.  As such, a single bit is sufficient to
  indicate client-side DNSSEC support.  As effective use of DNSSEC
  implies the need of EDNS0 [RFC2671], bits in the "classic" (non-EDNS
  enhanced DNS header) are scarce, and there may be situations in which
  non-compliant caching or forwarding servers inappropriately copy data
  from classic headers as queries are passed on to authoritative
  servers, the use of a bit from the EDNS0 header is proposed.

  An alternative approach would be to use the existence of an EDNS0
  header as an implicit indication of client-side support of DNSSEC.
  This approach was not chosen as there may be applications in which
  EDNS0 is supported but in which the use of DNSSEC is inappropriate.



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RFC 3225         Indicating Resolver Support of DNSSEC     December 2001


3. Protocol Changes

  The mechanism chosen for the explicit notification of the ability of
  the client to accept (if not understand) DNSSEC security RRs is using
  the most significant bit of the Z field on the EDNS0 OPT header in
  the query.  This bit is referred to as the "DNSSEC OK" (DO) bit.  In
  the context of the EDNS0 OPT meta-RR, the DO bit is the first bit of
  the third and fourth bytes of the "extended RCODE and flags" portion
  of the EDNS0 OPT meta-RR, structured as follows:

               +0 (MSB)                +1 (LSB)
        +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
     0: |   EXTENDED-RCODE      |       VERSION         |
        +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
     2: |DO|                    Z                       |
        +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

  Setting the DO bit to one in a query indicates to the server that the
  resolver is able to accept DNSSEC security RRs.  The DO bit cleared
  (set to zero) indicates the resolver is unprepared to handle DNSSEC
  security RRs and those RRs MUST NOT be returned in the response
  (unless DNSSEC security RRs are explicitly queried for).  The DO bit
  of the query MUST be copied in the response.

  More explicitly, DNSSEC-aware nameservers MUST NOT insert SIG, KEY,
  or NXT RRs to authenticate a response as specified in [RFC2535]
  unless the DO bit was set on the request.  Security records that
  match an explicit SIG, KEY, NXT, or ANY query, or are part of the
  zone data for an AXFR or IXFR query, are included whether or not the
  DO bit was set.

  A recursive DNSSEC-aware server MUST set the DO bit on recursive
  requests, regardless of the status of the DO bit on the initiating
  resolver request.  If the initiating resolver request does not have
  the DO bit set, the recursive DNSSEC-aware server MUST remove DNSSEC
  security RRs before returning the data to the client, however cached
  data MUST NOT be modified.

  In the event a server returns a NOTIMP, FORMERR or SERVFAIL response
  to a query that has the DO bit set, the resolver SHOULD NOT expect
  DNSSEC security RRs and SHOULD retry the query without EDNS0 in
  accordance with section 5.3 of [RFC2671].









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RFC 3225         Indicating Resolver Support of DNSSEC     December 2001


Security Considerations

  The absence of DNSSEC data in response to a query with the DO bit set
  MUST NOT be taken to mean no security information is available for
  that zone as the response may be forged or a non-forged response of
  an altered (DO bit cleared) query.

IANA Considerations

  EDNS0 [RFC2671] defines 16 bits as extended flags in the OPT record,
  these bits are encoded into the TTL field of the OPT record (RFC2671
  section 4.6).

  This document reserves one of these bits as the OK bit.  It is
  requested that the left most bit be allocated.  Thus the USE of the
  OPT record TTL field would look like

               +0 (MSB)                +1 (LSB)
        +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
     0: |   EXTENDED-RCODE      |       VERSION         |
        +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
     2: |DO|                    Z                       |
        +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

Acknowledgements

  This document is based on a rough draft by Bob Halley with input from
  Olafur Gudmundsson, Andreas Gustafsson, Brian Wellington, Randy Bush,
  Rob Austein, Steve Bellovin, and Erik Nordmark.

References

  [RFC1034] Mockapetris, P., "Domain Names - Concepts and Facilities",
            STD 13, RFC 1034, November 1987.

  [RFC1035] Mockapetris, P., "Domain Names - Implementation and
            Specifications", STD 13, RFC 1035, November 1987.

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2535] Eastlake, D., "Domain Name System Security Extensions", RFC
            2535, March 1999.

  [RFC2671] Vixie, P., "Extension Mechanisms for DNS (EDNS0)", RFC
            2671, August 1999.





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RFC 3225         Indicating Resolver Support of DNSSEC     December 2001


Author's Address

  David Conrad
  Nominum Inc.
  950 Charter Street
  Redwood City, CA 94063
  USA

  Phone: +1 650 381 6003
  EMail: [email protected]









































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RFC 3225         Indicating Resolver Support of DNSSEC     December 2001


Full Copyright Statement

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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