Network Working Group                                         C. Elliott
Request for Comments: 3216                                 Cisco Systems
Category: Informational                                    D. Harrington
                                                     Enterasys Networks
                                                               J. Jason
                                                      Intel Corporation
                                                       J. Schoenwaelder
                                                             F. Strauss
                                                        TU Braunschweig
                                                               W. Weiss
                                                      Ellacoya Networks
                                                          December 2001


                           SMIng Objectives

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  This document describes the objectives for a new data definition
  language, suitable for the modeling of network management constructs,
  that can be directly mapped into SNMP and COPS-PR protocol
  operations.

  The purpose of this document is to serve as a set of objectives that
  a subsequent language specification should try to address.  It
  captures the results of the working group discussions towards
  consensus on the SMIng objectives.

Table of Contents

  1.     Introduction . . . . . . . . . . . . . . . . . . . . . . .   3
  2.     Motivation . . . . . . . . . . . . . . . . . . . . . . . .   3
  3.     Background . . . . . . . . . . . . . . . . . . . . . . . .   4
  4.     Specific Objectives for SMIng  . . . . . . . . . . . . . .   4
  4.1    Accepted Objectives  . . . . . . . . . . . . . . . . . . .   5
  4.1.1  The Set of Specification Documents . . . . . . . . . . . .   6
  4.1.2  Textual Representation . . . . . . . . . . . . . . . . . .   6
  4.1.3  Human Readability  . . . . . . . . . . . . . . . . . . . .   6



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  4.1.4  Rigorously Defined Syntax  . . . . . . . . . . . . . . . .   6
  4.1.5  Accessibility  . . . . . . . . . . . . . . . . . . . . . .   7
  4.1.6  Language Extensibility . . . . . . . . . . . . . . . . . .   7
  4.1.7  Special Characters in Text . . . . . . . . . . . . . . . .   7
  4.1.8  Naming . . . . . . . . . . . . . . . . . . . . . . . . . .   8
  4.1.9  Namespace Control  . . . . . . . . . . . . . . . . . . . .   8
  4.1.10 Modules  . . . . . . . . . . . . . . . . . . . . . . . . .   8
  4.1.11 Module Conformance . . . . . . . . . . . . . . . . . . . .   9
  4.1.12 Arbitrary Unambiguous Identities . . . . . . . . . . . . .   9
  4.1.13 Protocol Independence  . . . . . . . . . . . . . . . . . .   9
  4.1.14 Protocol Mapping . . . . . . . . . . . . . . . . . . . . .  10
  4.1.15 Translation to Other Data Definition Languages . . . . . .  10
  4.1.16 Base Data Types  . . . . . . . . . . . . . . . . . . . . .  10
  4.1.17 Enumerations . . . . . . . . . . . . . . . . . . . . . . .  11
  4.1.18 Discriminated Unions . . . . . . . . . . . . . . . . . . .  11
  4.1.19 Instance Pointers  . . . . . . . . . . . . . . . . . . . .  11
  4.1.20 Row Pointers . . . . . . . . . . . . . . . . . . . . . . .  12
  4.1.21 Constraints on Pointers  . . . . . . . . . . . . . . . . .  12
  4.1.22 Base Type Set  . . . . . . . . . . . . . . . . . . . . . .  12
  4.1.23 Extended Data Types  . . . . . . . . . . . . . . . . . . .  12
  4.1.24 Units, Formats, and Default Values of Defined Types and
         Attributes . . . . . . . . . . . . . . . . . . . . . . . .  13
  4.1.25 Table Existence Relationships  . . . . . . . . . . . . . .  13
  4.1.26 Table Existence Relationships (2)  . . . . . . . . . . . .  14
  4.1.27 Attribute Groups . . . . . . . . . . . . . . . . . . . . .  14
  4.1.28 Containment  . . . . . . . . . . . . . . . . . . . . . . .  14
  4.1.29 Single Inheritance . . . . . . . . . . . . . . . . . . . .  15
  4.1.30 Reusable vs. Final Attribute Groups  . . . . . . . . . . .  15
  4.1.31 Events . . . . . . . . . . . . . . . . . . . . . . . . . .  16
  4.1.32 Creation/Deletion  . . . . . . . . . . . . . . . . . . . .  16
  4.1.33 Range and Size Constraints . . . . . . . . . . . . . . . .  16
  4.1.34 Uniqueness . . . . . . . . . . . . . . . . . . . . . . . .  16
  4.1.35 Extension Rules  . . . . . . . . . . . . . . . . . . . . .  17
  4.1.36 Deprecate Use of IMPLIED Keyword . . . . . . . . . . . . .  17
  4.1.37 No Redundancy  . . . . . . . . . . . . . . . . . . . . . .  17
  4.1.38 Compliance and Conformance . . . . . . . . . . . . . . . .  17
  4.1.39 Allow Refinement of All Definitions in Conformance
         Statements . . . . . . . . . . . . . . . . . . . . . . . .  18
  4.1.40 Categories . . . . . . . . . . . . . . . . . . . . . . . .  18
  4.1.41 Core Language Keywords vs. Defined Identifiers . . . . . .  19
  4.1.42 Instance Naming  . . . . . . . . . . . . . . . . . . . . .  19
  4.1.43 Length of Identifiers  . . . . . . . . . . . . . . . . . .  19
  4.1.44 Assign OIDs in the Protocol Mappings . . . . . . . . . . .  20
  4.2    Nice-to-Have Objectives  . . . . . . . . . . . . . . . . .  20
  4.2.1  Methods  . . . . . . . . . . . . . . . . . . . . . . . . .  20
  4.2.2  Unions . . . . . . . . . . . . . . . . . . . . . . . . . .  21
  4.2.3  Float Data Types . . . . . . . . . . . . . . . . . . . . .  21
  4.2.4  Comments . . . . . . . . . . . . . . . . . . . . . . . . .  22



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  4.2.5  Referencing Tagged Rows  . . . . . . . . . . . . . . . . .  22
  4.2.6  Arrays . . . . . . . . . . . . . . . . . . . . . . . . . .  22
  4.2.7  Internationalization . . . . . . . . . . . . . . . . . . .  23
  4.2.8  Separate Data Modelling from Management Protocol Mapping .  23
  4.3    Rejected Objectives  . . . . . . . . . . . . . . . . . . .  24
  4.3.1  Incomplete Translations  . . . . . . . . . . . . . . . . .  24
  4.3.2  Attribute Value Constraints  . . . . . . . . . . . . . . .  24
  4.3.3  Attribute Transaction Constraints  . . . . . . . . . . . .  25
  4.3.4  Method Constraints . . . . . . . . . . . . . . . . . . . .  25
  4.3.5  Agent Capabilities . . . . . . . . . . . . . . . . . . . .  25
  4.3.6  Relationships  . . . . . . . . . . . . . . . . . . . . . .  26
  4.3.7  Procedures . . . . . . . . . . . . . . . . . . . . . . . .  26
  4.3.8  Associations . . . . . . . . . . . . . . . . . . . . . . .  26
  4.3.9  Association Cardinalities  . . . . . . . . . . . . . . . .  27
  4.3.10 Categories of Modules  . . . . . . . . . . . . . . . . . .  27
  4.3.11 Mapping Modules to Files . . . . . . . . . . . . . . . . .  27
  4.3.12 Simple Grammar . . . . . . . . . . . . . . . . . . . . . .  28
  4.3.13 Place of Module Information  . . . . . . . . . . . . . . .  28
  4.3.14 Module Namespace . . . . . . . . . . . . . . . . . . . . .  29
  4.3.15 Hyphens in Identifiers . . . . . . . . . . . . . . . . . .  29
  5.     Security Considerations  . . . . . . . . . . . . . . . . .  30
  6.     Acknowledgements . . . . . . . . . . . . . . . . . . . . .  30
  7.     References . . . . . . . . . . . . . . . . . . . . . . . .  30
  8.     Authors' Addresses . . . . . . . . . . . . . . . . . . . .  31
  9.     Full Copyright Statement . . . . . . . . . . . . . . . . .  33

1. Introduction

  This document describes the objectives for a new data definition
  language that can be mapped into SNMP [1], [2] and COPS-PR [3]
  protocol operations.  It may also be translated into SMIv2 [4], [5],
  [6] MIBs and SPPI [7] PIBs.  Concepts such as attributes, attribute
  groups, methods, conventions for organization into reusable data
  structures, and mechanisms for representing relationships are
  discussed.

2. Motivation

  As networking technology has evolved, a diverse set of technologies
  has been deployed to manage the resulting products.  These vary from
  Web based products, to standard management protocols and text
  scripts.  The underlying systems to be manipulated are represented in
  varying ways including implicitly in the system programming, via
  proprietary data descriptions, or with standardized descriptions
  using a range of technologies including MIBs, PIBs, or LDAP schemas.
  The result is that management interfaces for network protocols,
  services, and applications such as Differentiated Services may be
  represented in many different, inconsistent fashions.



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  The SMIng working group has been chartered to define a new data
  definition language that will eliminate the need for a separate SMIv2
  and SPPI language.  That is, the new language should address the
  needs for the current SMIv2 and SPPI languages so that over time we
  can all use the new language instead.

  Another motivation is to permit a more expressive and complete
  representation of the modeled information.  Examples of additional
  expressiveness and completeness that are considered are the ability
  to formally define table existence relationships, the expression of
  instance creation/deletion capabilities, and the ability to define
  attribute groups using inheritance.  These additional features are
  discussed in subsequent sections.

  It has been recognized that the two main goals of (a) merging
  SMIv2/SPPI and (b) enhancing the state of art in network management
  data modeling can lead to conflicts.  In such cases, the SMIng
  working group's consensus is to focus on enhancing the state of art
  in network management data modeling.

3. Background

  The Network Management Research Group (NMRG) of the Internet Research
  Task Force (IRTF) has researched the issues of creating a protocol-
  independent data definition language that could be used by multiple
  protocols.  Because SMIv2 and SPPI are very similar, the NMRG focused
  on merging these two languages, but also researched ways to abstract
  the objectives to produce a language that could be used for other
  protocols, such as LDAP and Diameter.  The NMRG has published the
  results of their work in a meanwhile expired Internet Draft, but has
  submitted their specification as one proposal to consider in the
  development of the SMIng language.

  The SMIng Working Group has accepted their submission for
  consideration, and to use their proposal to better understand the
  objectives and possible obstacles to be overcome.  Where useful, the
  NMRG proposal has been referenced in the details below.

4. Specific Objectives for SMIng

  The following sections define the objectives for the definition of a
  new data definition language.  The objectives have been organized as
  follows: accepted objectives (Section 4.1), nice-to-have objectives
  (Section 4.2), and rejected objectives (Section 4.3).  Each objective
  has the following information:

  o  Type: a field that identifies the type of objective, using one of
     the following values:



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     *  basic: considered a basic objective for SMIng and is contained
        in SMIv2 and/or SPPI.

     *  align: supported in different ways in SMIv2 and SPPI and they
        must be aligned.

     *  fix: considered a fix for a known problem in SMIv2 and/or SPPI.

     *  new: considered a new feature.

  o  From: a field that defines the origin of the objective and that
     contains one or more of the following values:

     *  SMI: exists in SMIv2.

     *  SPPI: exists in SPPI.

     *  NMRG: exists in the NMRG proposal, but not in SMIv2 or SPPI.

     *  Charter: exists in working group charter.

     *  WG: proposed during working group discussions.

  o  Description: a quick description of the objective.

  o  Motivation: rationale for the objective.

  o  Notes: optional notes about an objective.  For example, for nice-
     to-have or rejected this may contain reasoning why this objective
     is not required by the SMIng working group, but justification why
     it should be considered anyway.  Notes may be the opinions of the
     participants in the discussion on objectives and as such should
     not be taken as consensus of the working group or the
     recommendation of the objectives editing team.

4.1 Accepted Objectives

  This section represents the list of objectives that have been
  accepted by the SMIng working group as worthwhile and therefore
  deserving of further consideration.  Each of these objectives must be
  evaluated by the working group to determine if the benefit incurs an
  acceptable level of cost.  An accepted objective may subsequently be
  rejected if the cost/benefit analysis determines that the benefit
  does not justify the cost or that the objective is in direct conflict
  with one or more other accepted objectives that are deemed more
  important.





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4.1.1 The Set of Specification Documents

  Type: new

  From: NMRG

  Description: SMIv2 is defined in three documents, based on an
     obsolete ITU ASN.1 specification.  SPPI is defined in one
     document, based on SMIv2.  The core of SMIng must be defined in
     one document and must be independent of external specifications.

  Motivation: Self-containment.

4.1.2 Textual Representation

  Type: basic

  From: SMI, SPPI, WG

  Description: SMIng definitions must be represented in a textual
     format.

  Motivation: General IETF consensus.

4.1.3 Human Readability

  Type: basic

  From: WG

  Description: The syntax must make it easy for humans to directly read
     and write SMIng modules.  It must be possible for SMIng module
     authors to produce SMIng modules with text editing tools.

  Motivation: The syntax must make it easy for humans to read and write
     SMIng modules.

4.1.4 Rigorously Defined Syntax

  Type: new

  From: NMRG

  Description: There must be a rigorously defined syntax for the SMIng
     language.






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  Motivation: An unambiguous language promotes consistency across
     vendors so that different parsers produce the same results.  It
     also provides authoritative rules to SMIng modules designers.

4.1.5 Accessibility

  Type: align

  From: SMI, SPPI

  Description: Attribute definitions must indicate whether attributes
     can be read, written, created, deleted, and whether they are
     accessible for notifications, or are not accessible.  Align PIB-
     ACCESS and MAX-ACCESS, and PIB-MIN-ACCESS and MIN-ACCESS.

  Motivation: Alignment of SMIv2 and SPPI.

4.1.6 Language Extensibility

  Type: new

  From: NMRG

  Description: The language must have characteristics, so that future
     modules can contain information of future syntax without breaking
     original SMIng parsers.

     E.g., when SMIv2 introduced REFERENCEs it would have been nice if
     it would not have broken SMIv1 parsers.

  Motivation: Achieve language extensibility without breaking core
     compatibility.

4.1.7 Special Characters in Text

  Type: new

  From: WG

  Description: Allow an escaping mechanism to encode special
     characters, e.g. double quotes and new-line characters, in text
     such as DESCRIPTIONs or REFERENCEs.

  Motivation: ABNF can contain literal characters enclosed in double
     quotes; to provide the ABNF grammar, there must be the ability to
     escape special characters.





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4.1.8 Naming

  Type: basic

  From: SMI, SPPI

  Description: SMIng must provide mechanisms to uniquely identify
     attributes, groups of attributes, and events.  It is necessary to
     specify how name collisions are handled.

  Motivation: Already in SMIv2 and SPPI.

4.1.9 Namespace Control

  Type: basic

  From: SMI, SPPI

  Description: There must be a hierarchical, centrally-controlled
     namespace for standard named items, and a distributed namespace
     must be supported to allow vendor-specific naming and to assure
     unique module names across vendors and organizations.

  Motivation: Need to unambiguously identify definitions of various
     kinds.  Some SMI implementations have problems with different
     objects from multiple modules but with the same name.
     Furthermore, the probability of module name clashes rises over
     time (for example, different vendors defining their own SYSTEM-
     MIB).

  Notes: An example naming scheme is the one employed by the Java
     programming language with a central naming authority assigning the
     top-level names.

4.1.10 Modules

  Type: basic

  From: SMI, SPPI

  Description: SMIng must provide a mechanism for uniquely identifying
     a module, and specifying the status, contact person, revision
     information, and the purpose of a module.

     SMIng must provide mechanisms to group definitions into modules
     and it must provide rules for referencing definitions from other
     modules.




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  Motivation: Modularity and independent advancement of documents.

  Notes: Text about module conformance has been moved to Section
     4.1.11.

4.1.11 Module Conformance

  Type: basic

  From: SMI, SPPI

  Description: SMIng must provide mechanisms to detail the minimum
     requirements implementers must meet to claim conformance to a
     standard based on the module.

  Motivation: Ability to convey conformance requirements.

4.1.12 Arbitrary Unambiguous Identities

  Type: basic

  From: SMI

  Description: SMI allows the use of OBJECT-IDENTITIES to define
     unambiguous identities without the need of a central registry.
     SMI uses OIDs to represent values that represent references to
     such identities.  SMIng needs a similar mechanism (a statement to
     register identities, and a base type to represent values).

  Motivation: SMI Compatibility.

  Notes: This is an obvious objective.  Additionally, everything not on
     the wire, such as modules, will still be assigned OIDs.

     It is yet to be determined whether the assignment of the OID
     occurs within the core or within a protocol-specific mapping.

4.1.13 Protocol Independence

  Type: basic

  From: Charter

  Description: SMIng must define data definitions in support of the
     SNMP and COPS-PR protocols.  SMIng may define data definitions in
     support of other protocols.





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  Motivation: So data definitions may be used with multiple protocols
     and multiple versions of those protocols.

4.1.14 Protocol Mapping

  Type: basic

  From: Charter

  Description: The SMIng working group, in accordance with the working
     group charter, will define mappings of protocol independent data
     definitions to protocols based upon installed implementations.
     The SMIng working group can define mappings to other protocols as
     long as this does not impede the progress on other objectives.

  Motivation: SMIng working group charter.

4.1.15 Translation to Other Data Definition Languages

  Type: basic

  From: Charter

  Description: SMIng language constructs must, wherever possible, be
     translatable to SMIv2 and SPPI.  At the time of standardization of
     a SMIng language, existing SMIv2 MIBs and SPPI PIBs on the
     standards track will not be required to be translated to the SMIng
     language.  New MIBs/PIBs will be defined using the SMIng language.

  Motivation: Provide best-effort backwards compatibility for existing
     tools while not placing an unnecessary burden on MIBs/PIBs that
     are already on the standards track.

4.1.16 Base Data Types

  Type: basic

  From: SMI, SPPI

  Description: SMIng must support the base data types Integer32,
     Unsigned32, Integer64, Unsigned64, Enumeration, Bits, OctetString,
     and OID.

  Motivation: Most are already common.  Unsigned64 and Integer64 are in
     SPPI, must fix in SMI.  Note that Counter and Gauge types can be
     regarded as derived types instead of base types.





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4.1.17 Enumerations

  Type: basic

  From: SMI, SPPI

  Description: SMIng must provide support for enumerations.  Enumerated
     values must be a part of the enumeration definition.

  Motivation: SMIv2 already has enumerated numbers.

  Notes: Enumerations have the implicit constraint that the attribute
     is constrained to the values for the enumeration.

4.1.18 Discriminated Unions

  Type: new

  From: WG

  Description: SMIng must support discriminated unions.

  Motivation: Allows to group related attributes together, such as
     InetAddressType (discriminator) and InetAddress, InetAddressIPv4,
     InetAddressIPv6 (union).  The lack of discriminated unions has
     also lead to relatively complex sparse table work-around in some
     DISMAN mid-level manager MIBs.

  Notes: Discriminated unions have the property that the union
     attribute type is constrained by the value of the discriminator
     attribute.

4.1.19 Instance Pointers

  Type: basic

  From: SMI, SPPI

  Description: SMIng must allow specifying pointers to instances (i.e.,
     a pointer to a particular attribute in a row).

  Motivation: It is common practice in MIBs and PIBs to point to other
     instances.








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4.1.20 Row Pointers

  Type: align

  From: SMI, SPPI

  Description: SMIng must allow specifying pointers to rows.

  Motivation: It is common practice in MIBs and PIBs to point to other
     rows (see RowPointer, PIB-REFERENCES).

4.1.21 Constraints on Pointers

  Type: align

  From: SPPI

  Description: SMIng must allow specifying the types of objects to
     which a pointer may point.

  Motivation: Allows code generators to detect and reject illegal
     pointers automatically.  Can also be used to automatically
     generate more reasonable implementation-specific data structures.

  Notes: Pointer constraints are a special case of attribute value
     constraints (Section 4.3.2) in which the prefix of the OID (row or
     instance pointer) value is limited to be only from a particular
     table.

4.1.22 Base Type Set

  Type: basic

  From: SMI, SPPI

  Description: SMIng must support a fixed set of base types of fixed
     size and precision.  The list of base types must not be extensible
     unless the SMI itself changes.

  Motivation: Interoperability.

4.1.23 Extended Data Types

  Type: align

  From: SMI, SPPI





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  Description: SMIng must support a mechanism to derive new types,
     which provide additional semantics (e.g., Counters, Gauges,
     Strings, etc.), from base types.  It may be desirable to also
     allow the derivation of new types from derived types.  New types
     must be as restrictive or more restrictive than the types that
     they are specializing.

  Motivation: SMI uses application types and textual conventions.  SPPI
     uses derived types.

4.1.24 Units, Formats, and Default Values of Defined Types and
      Attributes

  Type: fix

  From: NMRG

  Description: In SMIv2 OBJECT-TYPE definitions may contain UNITS and
     DEFVAL clauses and TEXTUAL-CONVENTIONs may contain DISPLAY-HINTs.
     In a similar fashion units and default values must be applicable
     to defined types and format information must be applicable to
     attributes.

  Motivation: Some MIBs introduce TCs such as KBytes and every usage of
     the TC then specifies the UNITS "KBytes".  It would simplify
     things if the UNITS were attached to the type definition itself.

  Notes: The SMIng WG must clarify the behavior if an attribute uses a
     defined type and both, the attribute and the defined type, have
     units/default/format information.

4.1.25 Table Existence Relationships

  Type: align

  From: SMI, SPPI

  Description: SMIng must support INDEX, AUGMENTS, and EXTENDS in the
     SNMP/COPS-PR protocol mappings.

  Motivation: These three table existence relationships exist either in
     the SMIv2 or the SPPI.









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4.1.26 Table Existence Relationships (2)

  Type: new

  From: NMRG

  Description: SMIng must support EXPANDS and REORDERS relationships in
     the SNMP/COPS-PR protocol mappings.

  Motivation: A REORDERS statement allows indexing orders to be
     swapped.  An EXPANDS statement formally states that there is a 1:n
     existence relationship between table rows.

4.1.27 Attribute Groups

  Type: new

  From: NMRG

  Description: An attribute group is a named, reusable set of
     attributes that are meaningful together.  It can be reused as the
     type of attributes in other attribute groups (see also Section
     4.1.28).  This is similar to `structs' in C.

  Motivation: Required to map the same grouping of attributes into SNMP
     and COPS-PR tables.  Allows to do index reordering without having
     to redefine the attribute group.  Allows to group related
     attributes together (e.g. InetAddressType, InetAddress).

     The ability to group attributes provides an indication that the
     attributes are meaningful together.

4.1.28 Containment

  Type: new

  From: NMRG

  Description: SMIng must provide support for the creation of new
     attribute groups from attributes of more basic types and
     potentially other attribute groups.

  Motivation: Simplifies the reuse of attribute groups such as
     InetAddressType and InetAddress pairs.







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  Notes: Containment has the implicit existence constraint that if an
     instance of a contained attribute group exists, then the
     corresponding instance of the containing attribute group must also
     exist.

4.1.29 Single Inheritance

  Type: new

  From: NMRG

  Description: SMIng must provide support for mechanisms to extend
     attribute groups through single inheritance.

  Motivation: Allows to extend attribute groups, like a generic
     DiffServ scheduler, with attributes for a specific scheduler,
     without cut&paste.

  Notes: Single inheritance with multiple levels (e.g., C derives from
     B, and B derives from A) must be allowed.

     Inheritance has the implicit existence constraint that if an
     instance of a derived attribute group exists, then the
     corresponding instance of the base attribute group must also
     exist.

     Inheritance could help to add attributes to an attribute group
     that are specific to a certain protocol mapping and do not appear
     in the protocol-neutral attribute group.

4.1.30 Reusable vs. Final Attribute Groups

  Type: new

  From: NMRG, WG

  Description: SMIng must differentiate between "final" and reusable
     attribute groups, where the reuse of attribute groups covers
     inheritance and containment.

  Motivation: This information gives people more information how
     attribute groups can and should be used.  It hinders them from
     misusing them.

  Notes: This objective attempts to convey the idea that some attribute
     groups are not meant to stand on their own and instead only make
     sense if contained within another attribute group.




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4.1.31 Events

  Type: basic

  From: SMI, SPPI

  Description: SMIng must provide mechanisms to define events which
     identify significant state changes.

  Motivation: These represent the protocol-independent events that lead
     to SMI notifications or SPPI reports.

4.1.32 Creation/Deletion

  Type: align

  From: SMI, SPPI

  Description: SMIng must support a mechanism to define
     creation/deletion operations for instances.  Specific
     creation/deletion errors, such as INSTALL-ERRORS, must be
     supported.

  Motivation: Available for row creation in SMI, and available in SPPI.

4.1.33 Range and Size Constraints

  Type: basic

  From: SMI, SPPI

  Description: SMIng must allow specifying range and size constraints
     where applicable.

  Motivation: The SMI and SPPI both support range and size constraints.

4.1.34 Uniqueness

  Type: basic

  From: SPPI

  Description: SMIng must allow the specification of uniqueness
     constraints on attributes.  SMIng must allow the specification of
     multiple independent uniqueness constraints.






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  Motivation: Knowledge of the uniqueness constraints on attributes
     allows to verify protocol specific mappings (e.g. INDEX clauses).
     The knowledge can also be used by code generators to improve
     generated implementation-specific data structures.

4.1.35 Extension Rules

  Type: basic

  From: SMI, SPPI

  Description: SMIng must provide clear rules how one can extend SMIng
     modules without causing interoperability problems "over the wire".

  Motivation: SMIv2 and SPPI have extension rules.

4.1.36 Deprecate Use of IMPLIED Keyword

  Type: fix

  From: WG

  Description: The SMIng SNMP mapping must deprecate the use of the
     IMPLIED indexing schema.

  Motivation: IMPLIED is confusing and most people don't understand it.
     The solution (IMPLIED) is worse than the problem it is trying to
     solve and therefore for the sake of simplicity, the use of IMPLIED
     should be deprecated.

4.1.37 No Redundancy

  Type: fix

  From: NMRG

  Description: The SMIng language must avoid redundancy.

  Motivation: Remove any textual redundancy for things like table
     entries and SEQUENCE definitions, which only increase
     specifications without providing any value.

4.1.38 Compliance and Conformance

  Type: basic

  From: SMI, SPPI




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  Description: SMIng must provide a mechanism for compliance and
     conformance specifications for protocol-independent definitions as
     well as for protocol mappings.

  Motivation: This capability exists in SMIv2 and SPPI.  The NMRG
     proposal has the ability to express much of this information at
     the protocol-dependent layer.  Some compliance or conformance
     information may be protocol-independent, therefore there is also a
     need to be able to express this information protocol-independent
     part.

4.1.39 Allow Refinement of All Definitions in Conformance Statements

  Type: fix

  From: WG

  Description: SMIv2, RFC 2580, Section 3.1 says:

        The OBJECTS clause, which must be present, is used to specify
        each object contained in the conformance group.  Each of the
        specified objects must be defined in the same information
        module as the OBJECT-GROUP macro appears, and must have a MAX-
        ACCESS clause value of "accessible-for-notify", "read-only",
        "read-write", or "read-create".

     The last sentence forbids to put a not-accessible INDEX object
     into an OBJECT-GROUP.  Hence, you can not refine its syntax in a
     compliance definition.  For more details, see
     http://www.ibr.cs.tu-bs.de/ietf/smi-errata/

  Motivation: This error should not be repeated in SMIng.

4.1.40 Categories

  Type: basic

  From: SPPI

  Description: SMIng must provide a mechanism to group definitions into
     subject categories.  Concrete instances may only exist in the
     scope of a given subject category or context.

  Motivation: To scope the categories to which a module applies.  In
     SPPI this is used to allow a division of labor between multiple
     client types.





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4.1.41 Core Language Keywords vs. Defined Identifiers

  Type: fix

  From: NMRG

  Description: In SMI and SPPI modules some language keywords (macros
     and a number of basetypes) have to be imported from different SMI
     language defining modules, e.g. OBJECT-TYPE, MODULE-IDENTITY,
     Integer32 must to be imported from SNMPv2-SMI and TEXTUAL-
     CONVENTION must be imported from SNMPv2-TC, if used.  MIB authors
     are continuously confused about these import rules.  In SMIng only
     defined identifiers must be imported.  All SMIng language keywords
     must be implicitly known and there must not be a need to import
     them from any module.

  Motivation: Reduce confusion.  Clarify the set of language keywords.

4.1.42 Instance Naming

  Type: align

  From: SMI, SPPI

  Description: Instance naming in SMIv2 and SPPI is different.  SMIng
     must align the instance naming (either in the protocol neutral
     model or the protocol mappings).

  Motivation: COPS-PR and SNMP have different instance identification
     schemes that must be handled.

  Notes: A solution requires to investigate how close the naming
     schemes dictated by the protocols are.  Perhaps it is feasible to
     have a single instance naming scheme in both SNMP and COPS-PR,
     even though the current SPPI and SMIv2 are different.

4.1.43 Length of Identifiers

  Type: fix

  From: NMRG

  Description: The allowed length of the various kinds of identifiers
     must be extended from the current `should not exceed 32' (maybe
     even from the `must not exceed 64') rule.

  Motivation: Reflect current practice of definitions.




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  Notes: The 32-rule was added back in the days where compilers could
     not deal with long identifiers.  This rule is continuously
     violated these days and it does not make sense to keep it.

4.1.44 Assign OIDs in the Protocol Mappings

  Type: new

  From: NMRG

  Description: SMIng must not assign OIDs to reusable definition of
     attributes, attribute groups, events, etc.  Instead, SNMP and
     COPS-PR mappings must assign OIDs to the mapped items.

  Motivation: Assignment of OIDs in protocol neutral definitions can
     complicate reuse.  OIDs of synonymous attributes are not the same
     in SMI and SPPI definitions.  MIBs and PIBs are already registered
     in different parts of the OID namespace.

4.2 Nice-to-Have Objectives

  This section represents the list of recommended objectives that would
  be nice to have.  However, these are not automatically thought of as
  accepted objectives as, for example, they may entail a non-trivial
  amount of work in underlying protocols to support or they may be
  regarded as less important than other contradicting objectives that
  are accepted.

4.2.1 Methods

  Type: new

  From: WG

  Description: SMIng should support a mechanism to define method
     signatures (parameters, return values, exception) that are
     implemented on agents.

  Motivation: Methods are needed to support the definition of
     operational interfaces such as found in [RFC2925] (ping,
     traceroute and lookup operations).  Also, the ability to define
     constructor/destructor interfaces could address issues such as
     encountered with SNMP's RowStatus solution.

  Notes: Is it possible to do methods without changing the underlying
     protocol?  There is agreement that methods are useful, but
     disagreement upon the impact - one end of the spectrum sees this
     as a documentation tool for existing SNMP capabilities, while the



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     other end sees this as a protocol update, moving forward, to
     natively support methods.  The proposal is to wait and see if this
     is practical to implement as a syntax that is useful and can map
     to the protocol.

4.2.2 Unions

  Type: new

  From: WG

  Description: SMIng should support a standard format for unions.

  Motivation: Allows an attribute to contain one of many types of
     values.  The lack of unions has also lead to relatively complex
     sparse table work-around in some DISMAN mid-level managers.
     Despite from discriminated unions (see Section 4.1.18), this kind
     of union has no accompanied explicit discriminator attribute that
     selects the union's type of value.

  Notes: The thought is that SNMP and COPS-PR can already support
     unions because they do not care about what data type goes with a
     particular OID.

4.2.3 Float Data Types

  Type: new

  From: WG, NMRG

  Description: SMIng should support the base data types Float32,
     Float64, Float128.

  Motivation: Missing base types can hurt later on, because they cannot
     be added without changing the language, even as an SMIng
     extension.  Lesson learned from the SMIv1/v2 debate about
     Counter64/Integer64/...

  Notes: There is no mention as to whether or not the underlying
     protocols will have to natively support float data types.  This is
     left to the mapping.  However, it seems imperative that the float
     data type needs to be added to the set of intrinsic types in the
     SMIng language at the creation of the language as it will be
     impossible to add them later without changing the language.







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4.2.4 Comments

  Type: fix

  From: NMRG

  Description: The syntax of comments should be well defined,
     unambiguous and intuitive to most people, e.g., the C++/Java `//'
     syntax.

  Motivation: ASN.1 Comments (and thus SMI and SPPI comments) have been
     a constant source of confusion.  People use arbitrary lengthy
     strings of dashes (`-----------') in the wrong assumption that
     this is always treated as a comment.  Some implementations try to
     accept these syntactically wrong constructs which even raises
     confusion.  We should get rid of this problem.

  Notes: If the SMIng working group adopts a C-like syntax, then the
     C++/Java single-line comment should be adopted as well.

4.2.5 Referencing Tagged Rows

  Type: align

  From: SPPI

  Description: PIB and MIB row attributes reference a group of entries
     in another table.  SPPI formalizes this by introducing PIB-TAG and
     PIB-REFERENCES clauses.  This functionality should be retained in
     SMIng.

  Motivation: SPPI formalizes tag references.  Some MIBs also use tag
     references (see SNMP-TARGET-MIB in RFC2573) even though SMIv2 does
     not provide a formal notation.

4.2.6 Arrays

  Type: new

  From: WG

  Description: SMIng should allow the definition of a SEQUENCE OF
     attributes or attribute groups (Section 4.1.27).

  Motivation: The desire for the ability to have variable-length,
     multi-valued objects.





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  Notes: Some issues with arrays are still unclear.  As long as there
     are no concepts to solve the problems with access semantics (how
     to achieve atomic access to arbitrary-sized arrays) and their
     mappings to SNMP and COPS-PR protocol operations, arrays cannot be
     more than a nice to have objective.

4.2.7 Internationalization

  Type: new

  From: WG

  Description: Informational text (DESCRIPTION, REFERENCE, ...) should
     allow i18nized encoding, probably UTF-8.

  Motivation: There has been some demand for i18n in the past.  The BCP
     RFC 2277 demands for internationalization.

  Notes: Although English is the language of IETF documents, SMIng
     should allow other languages for private use.

4.2.8 Separate Data Modelling from Management Protocol Mapping

  Type: new

  From: NMRG

  Description: It should be possible to separate the domain specific
     data modelling work from the network management protocol specific
     work.

  Motivation: Today, working groups designing new protocols are forced
     to care about the design of SNMP MIBs and maybe COPR-PR PIBs to
     manage the new protocol.  This means that experts in a specific
     domain are faced with details of at least one foreign (network
     management) technology.  This leads to hard work and long revision
     processes.  It would be a win to separate the task of pure data
     modelling which can be done by the domain experts easily from the
     network management protocol specific mappings.  The mapping to
     SNMP and/or COPS-PR can be done (a) later separately and (b) by
     network management experts.  This required NM expertise no longer
     hinders the progress of the domain specific working groups.









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4.3 Rejected Objectives

  This section represents the list of objectives that were rejected
  during the discussion on the objectives.  Those objectives that have
  been rejected need not be addressed by SMIng.  This does not imply
  that they must not be addressed.

4.3.1 Incomplete Translations

  Type: basic

  From: WG

  Description: Reality sucks.  All information expressed in SMIng may
     not be directly translatable to a MIB or PIB construct, but all
     information should be able to be conveyed in documentation or via
     other mechanisms.

  Motivation: SMIng working group requires this to ease transition.

  Notes: The SMIng language itself cannot require what compilers do
     that translate SMIng into something else.  So this seems to fall
     out of the scope of the current working group charter.

4.3.2 Attribute Value Constraints

  Type: new

  From: WG

  Description: SMIng should provide mechanisms to formally specify
     constraints between values of multiple attributes.

  Motivation: Constraints on attribute values occur where one or more
     attributes may affect the value or range of values for another
     attribute.  One such relationship exists in IPsec, where the type
     of security algorithm determines the range of possible values for
     other attributes such as the corresponding key size.

  Notes: This objective as is has been rejected as too general, and
     therefore virtually impossible to implement.  However, constraints
     that are implicit with discriminated unions (Section 4.1.18),
     enumerated types (Section 4.1.17), pointer constraints (Section
     4.1.21)), etc., are accepted and these implicit constraints are
     mentioned in the respective objectives.






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4.3.3 Attribute Transaction Constraints

  Type: new

  From: WG

  Description: SMIng should provide a mechanism to formally express
     that certain sets of attributes can only be modified in
     combination.

  Motivation: COPS-PR always does operations on table rows in a single
     transaction.  There are SMIv2 attribute combinations that need to
     be modified together (such as InetAddressType, InetAddress).

  Notes: Alternative is to either use Methods (Section 4.2.1) or assume
     that all attributes in an attribute group (Section 4.1.27) are to
     be considered atomic.

4.3.4 Method Constraints

  Type: new

  From: WG

  Description: Method definitions should provide constraints on
     parameters.

  Motivation: None.

  Notes: Unless methods (Section 4.2.1) are done, there is no use for
     this.  Furthermore, this objective has not been motivated by any
     proponent.

4.3.5 Agent Capabilities

  Type: basic

  From: SMI

  Description: SMIng should provide mechanisms to describe agent
     implementations.

  Motivation: To permit manager to determine variations from the
     standard for an implementation.

  Notes: Agent capabilities should not be part of SMIng, but should
     instead be a separate capabilities table.




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4.3.6 Relationships

  Type: new

  From: NMRG, WG

  Description: Ability to formally depict existence dependency, value
     dependency, aggregation, containment, and other relationships
     between attributes or attribute groups.

  Motivation: Helps humans to understand the conceptual model of a
     module.  Helps implementers of MIB compilers to generate more
     `intelligent' code.

  Notes: This objective was deemed too general to be useful and instead
     the individual types of relationship objectives (e.g., pointers,
     inheritance, containment, etc.)  are evaluated on a case-by-case
     basis with the specific relationships deemed useful being included
     as accepted objectives.

4.3.7 Procedures

  Type: new

  From: WG

  Description: SMIng should support a mechanism to formally define
     procedures that are used by managers when interacting with an
     agent.

  Motivation: None.

  Notes: This objective has not been motivated by any proponent.

4.3.8 Associations

  Type: new

  From: WG

  Description: SMIng should provide mechanisms to explicitly specify
     associations.

  Motivation: None.

  Notes: This objective has not been motivated by any proponent.





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4.3.9 Association Cardinalities

  Type: new

  From: WG

  Description: Cardinalities between associations should be formally
     defined.

  Motivation: If you have an association between attribute groups A and
     B, the cardinality of A indicates how many instances of A may be
     associated with a single instance of B.  Our discussions in
     Minneapolis indicated that we want to convey "how many" instances
     are associated in order to define the best mapping algorithm -
     whether a new table, a single pointer, etc.  For example, do we
     use RowPointer or an integer index into another table? Do we map
     to a table that holds instances of the association/relationship
     itself?

  Notes: Without associations (Section 4.3.8), this has no use.

4.3.10 Categories of Modules

  Type: new

  From: WG

  Description: The SMIng documents should give clear guidance on which
     kind of information (with respect to generality, type/attribute
     group/extension/..) should be put in which kind of a module.

     E.g., in SMIv2 we don't like to import Utf8String from SYSAPPL-
     MIB, but we also do not like to introduce a redundant definition.

     A module review process should probably be described that ensures
     that generally useful definitions do not go into device or service
     specific modules.

  Motivation: Bad experience with SMIv2.

  Notes: It is not clear how this can be done with the language to be
     created by SMIng WG.

4.3.11 Mapping Modules to Files

  Type: new

  From: NMRG



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RFC 3216                    SMIng Objectives               December 2001


  Description: There should be a clear statement how SMIng modules are
     mapped to files (1:1, n:1?) and how files should be named (by
     module name in case of 1:1 mapping?).

  Motivation: SMI implementations show up a variety of filename
     extensions (.txt, .smi, .my, none).  Some expect all modules in a
     single file, others don't.  This makes it more difficult to
     exchange modules.

  Notes: This is just an implementation detail and is best left to a
     BCP and not made a part of the language definition.

4.3.12 Simple Grammar

  Type: new

  From: NMRG

  Description: The grammar of the language should be as simple as
     possible.  It should be free of exception rules.  A measurement of
     simplicity is shortness of the ABNF grammar.

  Motivation: Ease of implementation.  Ease of learning/understanding.

  Notes: This seems like an obvious objective, however shortness of the
     ABNF grammar is not necessarily a reflection of the simplicity of
     the grammar.

4.3.13 Place of Module Information

  Type: fix

  From: NMRG

  Description: Module specific information (organization, contact,
     description, revision information) should be bound to the module
     itself and not to an artificial node (like SMIv2 MODULE-IDENTITY).

  Motivation: Simplicity and design cleanup.

  Notes: This does not seem to be a problem with the current SMI.
     Although simplification is a good thing, this detail is not
     considered an objective.








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4.3.14 Module Namespace

  Type: new

  From: WG

  Description: Currently the namespace of modules is flat and there is
     no structure in module naming causing the potential risk of name
     clashes.  Possible solutions:

     *  Assume module names are globally unique (just as SMIv1/v2),
        just give some recommendations on module names.

     *  Force all organizations, WGs and vendors to apply a name prefix
        (e.g. CISCO-GAGA-MIB, IETF-DISMAN-SCRIPT-MIB?).

     *  Force enterprises to apply a prefix based on the enterprise
        number (e.g. ENT2021-SOME-MIB).

     *  Put module names in a hierarchical domain based namespace (e.g.
        DISMAN-SCRIPT-MIB.ietf.org).

  Motivation: Reduce risk of module name clashes.

  Notes: Some aspects of this objective overlap with other objectives
     (namespace control (Section 4.1.9)) and other aspects were thought
     best left to a BCP.

4.3.15 Hyphens in Identifiers

  Type: fix

  From: NMRG

  Description: There has been some confusion whether hyphens are
     allowed in SMIv2 identifiers: Module names are allowed to contain
     hyphens.  Node identifiers usually are not.  But for example
     `mib-2' is a frequently used identifier that contains a hyphen due
     to its SMIv1 origin, when hyphen were not disallowed.  Similarly,
     a number of named numbers of enumeration types contain hyphens
     violating an SMIv2 rule.

     SMIng should simply allow hyphens in all kinds of identifiers.  No
     exceptions.

  Motivation: Reduce confusion and exceptions.  Requires, however, that
     implementation mappings properly quote hyphens where appropriate.




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  Notes: This nit-picking is not worth to be subject to the discussion
     on objectives.  However, SMIng should care about the fact that
     compilers have to map SMIng to programming languages where a
     hyphen is a minus and thus not allowed in identifiers.

5. Security Considerations

  This document defines objectives for a language with which to write
  and read descriptions of management information.  The language itself
  has no security impact on the Internet.

6. Acknowledgements

  Thanks to Dave Durham, whose work on the original NIM (Network
  Information Model) draft was used in generating this document.

  Thanks to Andrea Westerinen for her contributions on the original NIM
  requirements and SMIng objectives drafts.

7. References

  [1] Case, J., Fedor, M., Schoffstall, M. and J. Davin, "Simple
      Network Management Protocol (SNMP)", STD 15, RFC 1157, May 1990.

  [2] McCloghrie, K., Case, J., Rose, M. and S. Waldbusser, "Protocol
      Operations for Version 2 of the Simple Network Management
      Protocol (SNMPv2)", RFC 1905, January 1996.

  [3] Chan, K., Seligson, J., Durham, D., Gai, S., McCloghrie, K.,
      Herzog, S., Reichmeyer, F., Yavatkar, R. and A. Smith, "COPS
      Usage for Policy Provisioning (COPS-PR)", RFC 3084, March 2001.

  [4] McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J., Rose,
      M. and S. Waldbusser, "Structure of Management Information
      Version 2 (SMIv2)", STD 58, RFC 2578, April 1999.

  [5] McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J., Rose,
      M. and S. Waldbusser, "Textual Conventions for SMIv2", STD 58,
      RFC 2579, April 1999.

  [6] McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Conformance
      Statements for SMIv2", STD 58, RFC 2580, April 1999.

  [7] McCloghrie, K., Fine, M., Seligson, J., Chan, K., Hahn, S.,
      Sahita, R., Smith, A. and F. Reichmeyer, "Structure of Policy
      Provisioning Information (SPPI)", RFC 3159, August 2001.





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8. Authors' Addresses

  Chris Elliott
  Cisco Systems
  7025 Kit Creek Road
  Research Triangle Park, NC 27709
  USA

  EMail: [email protected]


  David Harrington
  Enterasys Networks
  35 Industrial Way
  P.O. Box 5005
  Rochester, NH 03866-5005
  USA

  EMail: [email protected]


  Jamie Jason
  Intel Corporation
  MS JF3-206
  2111 NE 25th Ave.
  Hillsboro, OR 97124
  USA

  EMail: [email protected]


  Juergen Schoenwaelder
  TU Braunschweig
  Muehlenpfordtstr. 23
  38106 Braunschweig
  Germany

  EMail: [email protected]
  URI:   http://www.ibr.cs.tu-bs.de/












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  Frank Strauss
  TU Braunschweig
  Muehlenpfordtstr. 23
  38106 Braunschweig
  Germany

  EMail: [email protected]
  URI:   http://www.ibr.cs.tu-bs.de/


  Walter Weiss
  Ellacoya Networks
  7 Henry Clay Dr.
  Merrimack, NH. 03054
  USA

  EMail: [email protected]


































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9. Full Copyright Statement

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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