Network Working Group                            P. Blatherwick (Editor)
Request for Comments: 3054                               Nortel Networks
Category: Informational                                         R. Bell
                                                          Cisco Systems
                                                             P. Holland
                                                   Circa Communications
                                                  (Chair TIA TR-41.3.4)
                                                           January 2001


          Megaco IP Phone Media Gateway Application Profile

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  This document specifies a particular application of the Megaco/H.248
  Protocol for control of Internet telephones and similar appliances:
  the Megaco IP Phone Media Gateway.  The telephone itself is a Media
  Gateway (MG), controlled by the Megaco/H.248 Protocol, with
  application control intelligence located in the Media Gateway
  Controller (MGC).  To achieve a high degree of interoperability and
  design efficiency in such end-user devices, a consistent
  architectural approach, a particular organization of Terminations and
  Packages, and a Protocol Profile are described.  The approach makes
  use of existing Protocol features and user interface related
  Packages, and is thus a straight-forward application of the
  Megaco/H.248 Protocol.

1.  Introduction

  This document represents the current view from the TIA working group
  on VoIP (Voice over IP) telephone specification [1], TIA TR-41.3.4,
  with the intent of using this as part of its "whole device"
  specification as an optional method of device control.

  Industry feedback has made it clear that interoperability and
  acoustic performance of Internet telephones is key to the rapid and
  extensive commercialization of these products.  To facilitate this,
  the TIA has established working group TR-41.3.4 to develop a standard



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  for VoIP telephones.  The TR-41.3.4 working group has included the
  "whole device" within the scope of the standard, so a full range of
  requirements including acoustic performance, protocols, methods for
  powering and safety are provided.  Where possible, the requirements
  are based on existing standards, which are included by reference.

  The TIA TR-41.3.4 working group has also recognized that its proposed
  standard must enable creative application of the equipment, encourage
  the development of new capabilities and allow for high levels of
  product customization.  To achieve this, peer to peer architectures
  that are based on protocols such as H.323 or SIP and master/slave
  architectures such as Megaco/H.248 Protocol are both necessary and
  complementary.

  In support of the Megaco/H.248 Protocol development effort, the TR-
  41.3.4 working group has considered product enabling issues and
  requirements, and has developed an approach to use the Megaco/H.248
  Protocol for Internet telephone device control.  This document
  represents the working group's current view.

  This document covers the general requirements of the Megaco IP Phone
  application (section 3), architectural approach and MG organization
  (section 4), details of specific Termination types used and Packages
  supported by each (section 5), and the Megaco IP Phone Protocol
  Profile (section 6).

2.  Conventions

  The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
  SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this
  document, are to be interpreted as described in RFC 2119 [5].

3.  General Requirements

  The following general requirements were identified to drive the
  Megaco IP Phone design [1]:

  1. The Megaco IP Phone must meet the basic needs of the business user
     from day one;

  2. Provide a path for rapid expansion to support sophisticated
     business telephony features;

  3. Flexibility to allow for a very wide range of telephones and
     similar devices to be defined, from very simple to very feature
     rich;

  4. Simple, minimal design;



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  5. Allow device cost to be appropriate to capabilities provided;

  6. Packages and Termination types must have characteristics that
     enable reliability;

  7. The IP Phone MG shall meet the appropriate Megaco/H.248 Protocol
     requirements as provided in the Megaco Requirements document [2]
     and be a straight-forward application of the Megaco/H.248 Protocol
     [3].

4.  Architecture Description

  The following subsections describe the general design approach and
  organization of the Megaco IP Phone MG.

4.1.  Design Approach

  Design intent of the Megaco IP Phone is to keep it determinedly
  simple while providing required support for fully featured business
  telephones and the flexibility to allow for a very wide range of
  telephone configurations and similar appliances.

  The approach to achieve this goal is to provide a very simple and
  direct master/slave control model in which very little feature
  intelligence is required in the end device.  This design intent
  matches the Megaco/H.248 Protocol approach well.

  It is important to note that additional functionality, built-in
  feature capability or system-specific optimization can easily be
  provided, at the option of the implementer, by defining additional
  Termination types, Event/Signal Packages, or providing built-in
  application capability.  This document defines the minimal design
  only.

4.2.  General Structure

  As shown in Figure 1 below, the Megaco IP Phone is organized as a
  Media Gateway (MG) that consists of a User Interface Termination and
  a set of Audio Transducer Terminations.

  Several - potentially thousands - of Megaco IP Phone MGs may be
  controlled by a single Media Gateway Controller (MGC).  This is
  distinguished from the organization between traditional analog or PBX
  telephones behind an IP network, where the MGC would control an MG
  which in turn controls the collection of telephone devices in
  question.  In the case of a Megaco IP Phone MG, the MG directly





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  implements the media terminations like handset, handsfree and
  headset, as well as the user interface.  In this case, the Megaco IP
  Phone itself is the MG.

                            +---------------+
                            |               |
                            |      MGC      |
                            |               |
                            +---------------+
                                    ^ \ \ \
                                    |
                                    v
              +---------------------------------------------+
              |                                             |
              |   Megaco IP Phone MG                        |
              |   ==================      Audio Transducer  |
              |                           Terminations:     |
              | Audio context(s):         + - - - - - - - + |
              | +---------------------+     +-----------+   |
              | |     Context A       |   | | Handset   | | |
              | |                     |     +-----------+   |
         RTP  | |  +-----+   +-----+  |   | +-----------+ | |
     <--------+-+->| Tr  |   | Ta2 |<-+-----| Handsfree |   |
       audio  | |  +-----+   +-----+  |   | +-----------+ | |
      stream  | |                     |     +-----------+   |
              | +---------------------+   | | Headset   | | |
              |                             +-----------+   |
              |                           |               | |
              |                              ETC.           |
              |                           + - - - - - - - + |
              |                                             |
              |  +----------------------------------------+ |
              |  | User Interface Termination             | |
              |  | +--------------+      +--------------+ | |
              |  | | Text Display |      | Keypad       | | |
              |  | +--------------+      +--------------+ | |
              |  | +--------------+      +--------------+ | |
              |  | | Softkeys     |      | Indicators   | | |
              |  | +--------------+      +--------------+ | |
              |  | +--------------+                       | |
              |  | | Function Keys|       ETC.            | |
              |  | +--------------+                       | |
              |  +----------------------------------------+ |
              +---------------------------------------------+

            Figure 1: Megaco IP Phone Termination / Package Model





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4.3.  Termination / Package Organization

  As shown in Figure 1, each Audio Transducer Termination represents an
  individually controllable audio input/output element of the telephone
  device, such as Handset, Handsfree, Headset, etc.  By separating each
  audio element as a distinct Termination, more flexible applications
  can be easily implemented, such as paging, group listening, and so
  on. Since this is actually only the logical view of the device,
  represented by protocol, it is also quite possible to simplify
  representation of the device by hiding all available audio
  input/outputs behind a single Audio Transducer Termination, for
  example the Handset, and implement control of multiple real
  input/outputs locally inside the device.

  All non-audio user interface elements are associated with the User
  Interface Termination.  This special Termination supports Packages to
  implement all user interaction with the telephone user interface,
  including Function Keys, Indicators, the Dialpad, etc, as appropriate
  for the specific device capabilities (within constraints given in the
  section on User Interface Termination).  The User Interface
  Termination cannot be placed in any Context.  This grouping of user
  interface elements behind a well-know Termination greatly simplifies
  audits to determine actual device configuration, and reduces the
  number of Terminations involved in representing user interface.

  In addition, TerminationID naming conventions are provided to
  identify specific Terminations within the Megaco IP Phone MG and
  group them into related sets.  These conventions use a set of well
  known identifier names to specify the individual Terminations, for
  example the User Interface Termination ("ui"), the Handset Audio
  Transducer ("at/hs"), or the Handsfree Audio Transducer ("at/hf").
  This specific naming is important in this application, especially for
  the Audio Transducer Terminations, since the real input/output
  elements to which they map on the physical device have very different
  functional significance to the end-user, yet they may be represented
  in the protocol using exactly the same sets of Packages.  Naming
  conventions allow the controlling MGC to distinguish this end-user
  meaning without specific advance knowledge of physical device
  configuration and without the requirement to provide different
  Packages for each audio input/output type.

  Using these same TerminationID naming conventions in combination with
  wildcards, the MGC application can target commands to groups of
  related Terminations, for example the collection of all Audio
  Transducer Terminations ("at/*").  This is especially useful during
  the discover phase, for example to efficiently Audit all available
  Audio Transducer Terminations, and to efficiently send commands to a
  set of related Terminations in a single command, for example to



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  simultaneously Subtract all Audio Transducer Terminations from a
  particular Context.  Further information on TerminationID naming
  conventions and their use can be found under the sections on Control
  Interaction and Capability Discovery (next two subsections) and under
  Termination Types.

4.4.  Control Interaction

  To provide control of audio paths, Audio Transducer Terminations are
  manipulated using Contexts in the normal way, by sending Add, Move,
  Subtract and Modify commands addressed to the specific Terminations
  being manipulated.  For example creating a Context (Context A)
  containing an RTP Termination (Tr) and a Handset Audio Transducer
  Termination (Ta1) creates a voice connection to/from the handset.
  Moving a Handsfree Audio Transducer Termination (Ta2) into the
  Context, and removing the Handset, sets up a handsfree conversation.
  This situation is shown in Figure 1.  See the section on Audio
  Transducer Termination Types for further details on specific Package
  support requirements.

  User input elements, such as Keypad or Function Keys, generate Events
  through Notify commands sent from the User Interface Termination of
  the Megaco IP Phone MG to the controlling MGC for handling.  These
  Events are according to the specific set of Packages supported by the
  User Interface Termination of the device.  See the section on User
  Interface Termination Type for further details on specific Package
  support requirements.

  User output elements such as the Text Display or Indicators are
  controlled by Signals sent by the MGC, addressed to the User
  Interface Termination of the Megaco IP Phone MG, generally as part of
  a Modify command, using syntax defined in the corresponding Packages.
  Since the User Interface Termination cannot be part of any context,
  Add, Move and Subtract commands sent to it are not valid.  See the
  section on User Interface Termination Type for further details on
  specific Package support requirements.

  Some elements, for example Softkeys, have both user input and output
  aspects, so both react to Signals and generate Events as above.

  The TerminationID naming conventions may be used to target commands
  to specific Terminations by well known name, for example to Add the
  Handsfree Audio Transducer Termination ("at/hf") to a Context.  The
  naming conventions in combination with wildcards may be used to
  efficiently send commands to groups of related Terminations, for
  example to simultaneously Subtract all Audio Transducer Terminations
  ("at/*") from a particular Context.




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4.5.  Capability Discovery

  At startup or service change, the Megaco IP Phone MG identifies
  itself to its controlling MGC as being a Megaco IP Phone class of
  device by use of the IPPhone Protocol Profile.  This is the first and
  most important stage of capability discovery, and implicitly provides
  a great deal of the necessary information in a single step.
  Thereafter, the MGC can make a large number of assumptions regarding
  organization and behavior of the MG.  See the section on IPPhone
  Protocol Profile for further details of ServiceChange operation.

  Device capabilities, including the list of all Terminations and
  supported Packages for each, are queried through the AuditValue
  command.  Wildcarded AuditValue commands targeted at the whole MG
  (i.e., addressed to ContextID=Null, TerminationID=ALL) return the
  list of all Terminations, including the User Interface Termination
  and all supported Audio Transducer Terminations.  Since the returned
  TerminationIDs use well known identifier names, the MGC can derive
  the specific audio input/output elements available on the physical
  device, and their intended purpose.  Further AuditValues commands on
  individual named Terminations provide further details of each, for
  example for the MGC to query user interface support Packages
  available on the User Interface Termination ("ui").  TerminationID
  naming conventions in combination with wildcards can be used with
  AuditValues commands to query specific Package support for the
  collection of all Audio Transducer Terminations ("at/*").

  Since the structure of the Megaco IP Phone MG is well known in
  advance, by virtue of the IPPhone Protocol Profile, audits can be
  efficiently directed at discovering only what additional information
  is required by the MGC.  Thus the MGC is able to efficiently and
  unambiguously discover both the specific user interface capabilities
  and the supported audio input/outputs of the Megaco IP Phone MG,
  without specific advance knowledge of physical device configuration.
  It is not necessary for the MGC to attempt to infer function from
  supported Packages within a random collection of Terminations, and a
  great deal of behavior common to all Megaco IP Phone MGs can simply
  be assumed.  This pre-determined organization and behavior therefore
  greatly reduces design complexity of both MG and MGC, and greatly
  improves interoperability.

5.  Termination Types

  The Termination types defined for use in the Megaco IP Phone MG are:

  *  User Interface (implements user interface);





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  *  Audio Transducer (implements audio input/output to the user, and
     potentially appears as several individual Terminations
     corresponding to individual audio input/outputs on the physical
     device);

  *  RTP (transport of audio streams over IP).

  These Termination types represent minimal capabilities to support
  fully featured business telephones.  Additional Termination types can
  be defined to extend these capabilities.

  The following subsections describe requirements and constraints on
  each type in further detail.

5.1.  User Interface Termination Type

  The User Interface Termination represents the Megaco IP Phone MG user
  interface elements.  Megaco IP Phone MGs MUST support exactly one
  User Interface Termination.

  TerminationID of the User Interface Termination MUST be "ui", used
  for both command addressing and command response return.  ABNF text
  encoding for this MUST be as described in Megaco/H.248 Protocol
  Appendix B.1 [3].

  Note: If ASN.1 binary encoding is used (OPTIONAL in this
  specification), TerminationID for the User Interface Termination MUST
  be encoded as described in Megaco/H.248 Protocol Appendix A.1 [3],
  with alphabetic characters of the identifier given above mapping to
  the equivalent octet string in the ASN.1 encoding.

  The User Interface Termination cannot be part of any context, hence
  Add, Move and Subtract commands are invalid for this Termination.

  The User Interface Termination MAY support the following Packages,
  defined in Megaco/H.248 Protocol H.248 Annex G: "User Interface
  Elements and Actions Packages" [4].














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      __________________________________________________________
     | Package           | Name   | Support in User Interface   |
     |                   |        | Termination                 |
     |___________________|_______ |_____________________________|
     | Text Display      | dis    | OPTIONAL                    |
     | Keypad            | kp     | OPTIONAL                    |
     | Function Key      | kf     | OPTIONAL                    |
     | Indicator         | ind    | OPTIONAL                    |
     | Softkey           | ks     | OPTIONAL                    |
     | Ancillary Input   | anci   | OPTIONAL                    |
     |___________________|________|_____________________________|

  Additional Packages not listed above MAY also be provided where these
  are defined to extend to additional user interface elements.

  Note: The reasoning to make all Packages optional in the User
  Interface Termination is to allow maximum flexibility to create a
  very broad range of Internet telephones and similar devices.  For
  example, anything from a simple hotel lobby phone (handset and
  hookswitch only), to conferencing units (handsfree unit and one or
  two buttons) to fully featured business telephones (display, rich set
  of keys and indicators, both handset and handsfree, etc) could be
  designed.

5.2.  Audio Transducer Termination Types

  The Audio Transducer Terminations are used to control audio
  input/output to/from the end user of the device.  Megaco IP Phone MGs
  MUST support at least one Audio Transducer Termination, which MAY be
  chosen from the following well known types (with identifier name):

     *  Handset ("hs")    -- input/output,
     *  Handsfree ("hf")  -- input/output,
     *  Headset ("ht")    -- input/output,
     *  Microphone ("mi") -- input only,
     *  Speaker ("sp")    -- output only.

  TerminationIDs of the Audio Transducer Terminations MUST be of the
  form "at/<name>", where <name> is the 2 character identifier listed
  above, used for both command addressing and command response return.
  If more than one Audio Transducer Termination of a particular type is
  implemented, the TerminationIDs of each MUST be of the form
  "at/<name>/<num>", where <num> is a 2 digit index number in
  hexadecimal format beginning at 01.  Examples of valid TerminationIDs
  include: "at/hs" (handset), "at/mi/02" (microphone 2), "at/*" (all
  audio input/outputs).  ABNF text encoding for this MUST be as
  described in Megaco/H.248 Protocol Appendix B.1 [3].




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  Note: If ASN.1 binary encoding is used (OPTIONAL in this
  specification), TerminationIDs and wildcards MUST be encoded as
  described in Megaco/H.248 Protocol Appendix A.1 [3], with alphabetic
  characters of the identifiers given above mapping to octet sub-
  strings in the ASN.1 encoding and the '/' character not used.

  Additional Audio Transducer Termination types MAY also be defined by
  the implementer, however well know identifier names for these are
  outside the scope of this specification.

  All Audio Transducer type Terminations MUST support the following
  Packages, defined in Megaco/H.248 Protocol Annex E [3].

      ____________________________________________________________
     | Package             | Name   | Support in Audio Transducer |
     |                     |        | Terminations                |
     |_____________________|_______ |_____________________________|
     | Basic DTMF Generator| dg     | REQUIRED                    |
     | Call Progress Tones | cg     | REQUIRED                    |
     |   Generator         |        |                             |
     |_____________________|________|_____________________________|

  Additional Packages not listed above MAY also be provided where
  applicable to audio input/output functions.

5.3.  RTP Termination Type

  Megaco IP Phone MGs MUST support at least one RTP Termination in
  order to support audio streams to/from the device, as defined in
  Megaco/H.248 Protocol Annex E.12 [3].

  No special TerminationID naming convention is defined for RTP
  Terminations as part of this specification.

6.  IPPhone Protocol Profile

  The following subsections provide details of the IPPhone Protocol
  Profile, used between Megaco IP Phone MGs and their controlling MGCs.
  This includes implicit application-level agreements between the
  Megaco IP Phone MG and its controlling MGC on organization and
  behavior of the MG, types of Terminations used and the specific
  minimum Package support for each, and specific minimum selections on
  the transport and encoding methods used.

  Use of a this Profile greatly simplifies assumptions necessary by the
  MGC regarding MG organization, thereby reducing complexity and cost
  of both MG and MGC, and improves interoperability for the specific
  Megaco IP Phone application.  Since the Profile is specific to the



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  Megaco IP Phone MG, no other applications of Megaco/H.248 Protocol
  are affected.

  It is important to note that the IPPhone Profile specifies minimum
  functionality only, for interoperability purposes.  Additional
  Termination types, Package support, transport or encoding methods, or
  other capabilities MAY be added at the discretion of the implementer
  within the general structure described.

6.1.  Profile Descriptor and Usage

  Profile name: "IPPhone"
  Version: 1

  The Megaco/H.248 Protocol [3] describes startup and service change
  procedures in detail, including use of Profiles.

  In brief, the above Profile name and version are supplied by the
  Megaco IP Phone MG on startup or at service change, in the
  ServiceChangeDescriptor parameter of the ServiceChange command,
  issued to the controlling MGC as part of the registration procedure.
  In response, the MGC may 1) accept control by acknowledging the
  Service Change, 2) pass control to a different MGC by replying with a
  new MGC to try, or 3) refuse control entirely by rejecting the
  Service Change.  If MGC control is refused, the Megaco IP Phone MG
  may attempt registration with other MGCs in its list of MGCs to try.

  Once a controlling MGC accepts the IPPhone Profile, both it and the
  Megaco IP Phone MG become bound by the Profile rules and constraints
  described in subsequent subsections as well as Megaco IP Phone
  Termination/Package organization and behavior rules described in
  previous sections of this document.  Thereafter, any protocol use
  outside these rules is considered an error.

6.2 Termination Organization and Package Support

  Termination organization, required Termination types, and the
  specific Packages supported by each MUST be as described in sections
  4 - 5 of this document.

  Note that additional Termination types and Package support MAY also
  be provided within the general structure described.

6.3.  Transport

  Megaco IP Phone MGs MUST support Application Layer Framing (ALF) over
  UDP transport, as specified in the Megaco/H.248 Protocol Appendix D.1
  [3].



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  Note that this does not imply that the Megaco IP Phone MG cannot
  support other transport methods as well.  TCP transport is OPTIONAL,
  but if used MUST conform to Megaco/H.248 Protocol Appendix D.2 [3].

6.4.  Message Encoding

  Megaco IP Phone MGs MUST support ABNF text encoding of the protocol,
  as specified in the Megaco/H.248 Protocol Appendix B [3].

  Note that this does not imply that the Megaco IP Phone MG cannot
  support ASN.1 binary encoding as well.  ASN.1 binary encoding is
  OPTIONAL, but if used MUST conform to Megaco/H.248 Protocol Appendix
  A [3].

7.  Security Considerations

  The Megaco IP Phone Media Gateway Application Profile adds no new
  security issues beyond those endemic to all applications of
  Megaco/H.248 Protocol [3].

8.  References

  [1] TIA/EIA, IS-811, Performance and Interoperability Requirements
      for Voice-over-IP (VoIP) Feature Telephones,
      http://www.tiaonline.org/standards/ip/voip/tia-eia-is-811-
      final.pdf

  [2] Greene, N., Ramalho, M. and B. Rosen, "Media Gateway Control
      Protocol Architecture and Requirements", RFC 2805, April 2000.

  [3] Cuervo, F., Greene, N., Rayhan, A., Huitema, C., Rosen, B. and J.
      Segers, "Megaco Protocol Version 1.0", RFC 3015, November 2000.

  [4] ITU-T SG16, H.248 Annex G: User Interface Elements and Actions
      Packages, Brown, M. & P. Blatherwick, November 2000.
      http://www.itu.int/itudoc/itu-t/rec/h/h248anxg.html

  [5] Bradner, S., "Key words for use in RFCs to Indicate Requirement
      Levels", BCP 14, RFC 2119, March 1997.












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RFC 3054      Megaco IP Phone Media GW Application Profile  January 2001


9.  Authors' Addresses

  Peter Blatherwick (Editor)
  Nortel Networks
  P.O. Box 3511, Stn C
  Ottawa, Ontario,
  Canada K1Y 4H7

  Phone: (613) 763-7539
         (613) 724-4726
  EMail: [email protected]
         [email protected]


  Bob Bell
  Cisco Systems Inc.
  576 S. Brentwood Ln.
  Bountiful, UT 84010
  USA

  Phone: (801) 294-3034
  EMail: [email protected]


  Phil Holland
  Circa Communications Ltd.
  1000 West 14th Street
  North Vancouver, British Columbia,
  Canada V7P 3P3

  Phone: (604) 924-1742
  EMail: [email protected]



















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RFC 3054      Megaco IP Phone Media GW Application Profile  January 2001


10.  Full Copyright Statement

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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