Network Working Group                                       B. Carpenter
Request for Comments: 2860                                           IAB
Category: Informational                                         F. Baker
                                                                   IETF
                                                             M. Roberts
                                                                  ICANN
                                                              June 2000


         Memorandum of Understanding Concerning the Technical
           Work of the Internet Assigned Numbers Authority

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

  This document places on record the text of the Memorandum of
  Understanding concerning the technical work of the IANA that was
  signed on March 1, 2000 between the IETF and ICANN, and ratified by
  the ICANN Board on March 10, 2000.

MoU text as signed

  MEMORANDUM OF UNDERSTANDING CONCERNING THE TECHNICAL WORK OF THE
  INTERNET ASSIGNED NUMBERS AUTHORITY

  1. This Memorandum of Understanding ("MOU") defines an agreement
  between the Internet Engineering Task Force and the Internet
  Corporation for Assigned Names and Numbers. Its intent is exclusively
  to define the technical work to be carried out by the Internet
  Assigned Numbers Authority on behalf of the Internet Engineering Task
  Force and the Internet Research Task Force.  It is recognized that
  ICANN may, through the IANA, provide similar services to other
  organisations with respect to protocols not within IETF's scope (i.e.
  registries not created by IETF or IRTF action); nothing in this MOU
  limits ICANN's ability to do so.







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  2. This MOU will remain in effect until either modified or cancelled
  by mutual consent of the Internet Engineering Task Force and the
  Internet Corporation for Assigned Names and Numbers, or cancelled by
  either party with at least six (6) months notice.

  3. Definition of terms and abbreviations used in this document.

  ICANN - Internet Corporation for Assigned Names and Numbers, a
  California non-profit corporation.

  IANA - Internet Assigned Numbers Authority (a traditional name, used
  here to refer to the technical team making and publishing the
  assignments of Internet protocol technical parameters). The IANA
  technical team is now part of ICANN.

  IETF - the Internet Engineering Task Force, the unincorporated
  association operating under such name that creates Internet Standards
  and related documents.

  IAB -  the Internet Architecture Board, an oversight committee of the
  IETF. The IAB is chartered to designate the IANA on behalf of the
  IETF.

  IESG - the Internet Engineering Steering Group, a management
  committee of the IETF.

  IRTF - the Internet Research Task Force, an unincorporated
  association also overseen by the IAB.

  IRSG - the Internet Research Steering group, a management committee
  of the IRTF.

  RFC -  "Request For Comments", the archival document series of the
  IETF, also used by the IRTF and by third parties.

  ISOC - the Internet Society, a not-for-profit corporation that
  supports the IETF.

  4. Agreed technical work items.  ICANN agrees that during the term of
  this MOU it shall cause IANA to comply,  for protocols within IETF's
  scope, with the following requirements, which ICANN and IETF
  acknowledge reflect the existing arrangements under which the IANA is
  operated:

  4.1. The IANA will assign and register Internet protocol parameters
  only as directed by the criteria and procedures specified in RFCs,
  including Proposed, Draft and full Internet Standards and Best
  Current Practice documents, and any other RFC that calls for IANA



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  assignment. If they are not so specified, or in case of ambiguity,
  IANA will continue to assign and register Internet protocol
  parameters that have traditionally been registered by IANA, following
  past and current practice for such assignments, unless otherwise
  directed by the IESG.

  If in doubt or in case of a technical dispute, IANA will seek and
  follow technical guidance exclusively from the IESG. Where
  appropriate the IESG will appoint an expert to advise IANA.

  The IANA will work with the IETF to develop any missing criteria and
  procedures over time, which the IANA will adopt when so instructed by
  the IESG.

  4.2. In the event of technical dispute between the IANA and the IESG,
  both will seek guidance from the IAB whose decision shall be final.

  4.3. Two particular assigned spaces present policy issues in addition
  to the technical considerations specified by the IETF: the assignment
  of domain names, and the assignment of IP address blocks. These
  policy issues are outside the scope of this MOU.

  Note that (a) assignments of domain names for technical uses (such as
  domain names for inverse DNS lookup), (b) assignments of specialised
  address blocks (such as multicast or anycast blocks), and (c)
  experimental assignments are not considered to be policy issues, and
  shall remain subject to the provisions of this Section 4.  (For
  purposes of this MOU, the term "assignments" includes allocations.)
  In the event ICANN adopts a policy that prevents it from complying
  with the provisions of this Section 4 with respect to the assignments
  described in (a) - (c) above, ICANN will notify the IETF, which may
  then exercise its ability to cancel this MOU under Section 2 above.

  4.4. The IANA shall make available to the public, on-line and free of
  charge, information about each current assignment, including contact
  details for the assignee.  Assignments published in RFCs by the RFC
  Editor and available publicly will be deemed to meet the requirements
  of this Section 4.4.

  4.5. The IANA shall provide on-line facilities for the public to
  request Internet protocol parameter assignments and shall either
  execute such assignments, or deny them for non- conformance with
  applicable technical requirements, in a timely manner. There shall be
  no charge for assignments without the consent of the IAB. Requests
  shall only be denied on legitimate technical grounds.






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  For protocols within the IETF scope (i.e., registries created by IETF
  action), appeals against such denials may be made to the IESG and
  subsequently to the IAB as provided in 4.2 above.

  4.6. The IANA shall have non-voting liaison seats on appropriate IETF
  committees as determined by the IETF, and may participate in all IETF
  discussions concerning technical requirements for protocol parameter
  assignment through such liaisons.

  4.7. The IANA shall review all documents in IETF Last Call to
  identify any issues of concern to the IANA, and shall raise these
  issues with the IESG.

  5.  Application to IRTF/IRSG.  The parties understand that certain of
  the protocol parameters to be assigned by IANA will be relevant to
  IRTF, rather than IETF. With respect to these protocol parameters,
  IANA will comply with the procedures set forth in Section 4, with the
  understanding that IRTF and IRSG shall be substituted for IETF and
  IESG, respectively, in such procedures. In the event of any question
  as to whether a particular protocol parameter relates principally to
  IETF or IRTF, the IAB shall have the authority to answer such
  question in its discretion.

  6.  General.  This MOU does not constitute any of the parties as a
  partner, joint venturer, agent, principal or franchisee of any other
  party. The waiver of any provision of this MOU on any occasion shall
  not constitute a waiver for purposes of any other occasion.  No party
  may transfer or assign any interest, right or obligation arising
  under this MOU without the prior written consent of each other party
  to this MOU.

  7.  Effectiveness of MOU.  This Agreement requires the approval or
  ratification of the ICANN Board of Directors.  The signatory for
  ICANN shall use his best efforts to secure and deliver to IETF such
  approval or ratification within two months of signing.
















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  IN WITNESS WHEREOF, this Memorandum of Understanding is executed as
  of this first day of March 2000 by the undersigned, acting through
  their duly authorized representatives:

  INTERNET ENGINEERING TASK FORCE


  By: __________________________ Fred Baker, IETF Chair

  Approved by:

  INTERNET ARCHITECTURE BOARD


  By: __________________________ Brian Carpenter, IAB Chair

  INTERNET CORPORATION FOR ASSIGNED NAMES AND NUMBERS


  By:___________________________ Mike Roberts, President


Security considerations

  This document does not directly impact the security of the Internet.


























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Acknowledgements

  The technical heart of this document was discussed in the IETF
  POISSON working group in 1998 and 1999 and reviewed by the IESG and
  IAB. Jorge Contreras, Joyce K. Reynolds, and Louis Touton assisted in
  its finalisation.

Authors' Addresses

  Brian E. Carpenter
  iCAIR
  Suite 150
  1890 Maple Avenue
  Evanston IL 60201
  USA

  EMail: [email protected]


  Fred Baker
  519 Lado Drive
  Santa Barbara, CA 93111
  USA

  EMail: [email protected]


  Michael M. Roberts
  Internet Corporation for Assigned Names and Numbers (ICANN)
  4676 Admiralty Way, Suite 330
  Marina del Rey, CA 90292
  USA

  EMail: [email protected]

















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Full Copyright Statement

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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