Network Working Group                                           F. Baker
Request for Comments: 2747                                         Cisco
Category: Standards Track                                     B. Lindell
                                                                USC/ISI
                                                              M. Talwar
                                                              Microsoft
                                                           January 2000


                  RSVP Cryptographic Authentication


Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

  This document describes the format and use of RSVP's INTEGRITY object
  to provide hop-by-hop integrity and authentication of RSVP messages.

1.  Introduction

  The Resource ReSerVation Protocol RSVP [1] is a protocol for setting
  up distributed state in routers and hosts, and in particular for
  reserving resources to implement integrated service.  RSVP allows
  particular users to obtain preferential access to network resources,
  under the control of an admission control mechanism.  Permission to
  make a reservation will depend both upon the availability of the
  requested resources along the path of the data, and upon satisfaction
  of policy rules.

  To ensure the integrity of this admission control mechanism, RSVP
  requires the ability to protect its messages against corruption and
  spoofing.  This document defines a mechanism to protect RSVP message
  integrity hop-by-hop.  The proposed scheme transmits an
  authenticating digest of the message, computed using a secret
  Authentication Key and a keyed-hash algorithm.  This scheme provides
  protection against forgery or message modification.  The INTEGRITY
  object of each RSVP message is tagged with a one-time-use sequence



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RFC 2747           RSVP Cryptographic Authentication       January 2000


  number.  This allows the message receiver to identify playbacks and
  hence to thwart replay attacks.  The proposed mechanism does not
  afford confidentiality, since messages stay in the clear; however,
  the mechanism is also exportable from most countries, which would be
  impossible were a privacy algorithm to be used.  Note: this document
  uses the terms "sender" and "receiver" differently from [1].  They
  are used here to refer to systems that face each other across an RSVP
  hop, the "sender" being the system generating RSVP messages.

  The message replay prevention algorithm is quite simple.  The sender
  generates packets with monotonically increasing sequence numbers.  In
  turn, the receiver only accepts packets that have a larger sequence
  number than the previous packet.  To start this process, a receiver
  handshakes with the sender to get an initial sequence number.  This
  memo discusses ways to relax the strictness of the in-order delivery
  of messages as well as techniques to generate monotonically
  increasing sequence numbers that are robust across sender failures
  and restarts.

  The proposed mechanism is independent of a specific cryptographic
  algorithm, but the document describes the use of Keyed-Hashing for
  Message Authentication using HMAC-MD5 [7].  As noted in [7], there
  exist stronger hashes, such as HMAC-SHA1; where warranted,
  implementations will do well to make them available.  However, in the
  general case, [7] suggests that HMAC-MD5 is adequate to the purpose
  at hand and has preferable performance characteristics.  [7] also
  offers source code and test vectors for this algorithm, a boon to
  those who would test for interoperability.  HMAC-MD5 is required as a
  baseline to be universally included in RSVP implementations providing
  cryptographic authentication, with other proposals optional (see
  Section 6 on Conformance Requirements).

  The RSVP checksum MAY be disabled (set to zero) when the INTEGRITY
  object is included in the message, as the message digest is a much
  stronger integrity check.

1.1.  Conventions used in this document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [8].

1.2.  Why not use the Standard IPSEC Authentication Header?

  One obvious question is why, since there exists a standard
  authentication mechanism, IPSEC [3,5], we would choose not to use it.
  This was discussed at length in the working group, and the use of
  IPSEC was rejected for the following reasons.



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RFC 2747           RSVP Cryptographic Authentication       January 2000


  The security associations in IPSEC are based on destination address.
  It is not clear that RSVP messages are well defined for either source
  or destination based security associations, as a router must forward
  PATH and PATH TEAR messages using the same source address as the
  sender listed in the SENDER TEMPLATE.  RSVP traffic may otherwise not
  follow exactly the same path as data traffic.  Using either source or
  destination based associations would require opening a new security
  association among the routers for which a reservation traverses.

  In addition, it was noted that neighbor relationships between RSVP
  systems are not limited to those that face one another across a
  communication channel.  RSVP relationships across non-RSVP clouds,
  such as those described in Section 2.9 of [1], are not necessarily
  visible to the sending system.  These arguments suggest the use of a
  key management strategy based on RSVP router to RSVP router
  associations instead of IPSEC.

2.  Data Structures

2.1.  INTEGRITY Object Format

  An RSVP message consists of a sequence of "objects," which are type-
  length-value encoded fields having specific purposes.  The
  information required for hop-by-hop integrity checking is carried in
  an INTEGRITY object.  The same INTEGRITY object type is used for both
  IPv4 and IPv6.

  The INTEGRITY object has the following format:

     Keyed Message Digest INTEGRITY Object: Class = 4, C-Type = 1

      +-------------+-------------+-------------+-------------+
      |    Flags    | 0 (Reserved)|                           |
      +-------------+-------------+                           +
      |                    Key Identifier                     |
      +-------------+-------------+-------------+-------------+
      |                    Sequence Number                    |
      |                                                       |
      +-------------+-------------+-------------+-------------+
      |                                                       |
      +                                                       +
      |                                                       |
      +                  Keyed Message Digest                 |
      |                                                       |
      +                                                       +
      |                                                       |
      +-------------+-------------+-------------+-------------+




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RFC 2747           RSVP Cryptographic Authentication       January 2000


    o    Flags: An 8-bit field with the following format:

                                     Flags

                         0   1   2   3   4   5   6   7
                       +---+---+---+---+---+---+---+---+
                       | H |                           |
                       | F |             0             |
                       +---+---+---+---+---+---+---+---+

         Currently only one flag (HF) is defined.  The remaining flags
         are reserved for future use and MUST be set to 0.

         o    Bit 0: Handshake Flag (HF) concerns the integrity
              handshake mechanism (Section 4.3).  Message senders
              willing to respond to integrity handshake messages SHOULD
              set this flag to 1 whereas those that will reject
              integrity handshake messages SHOULD set this to 0.

    o    Key Identifier: An unsigned 48-bit number that MUST be unique
         for a given sender.  Locally unique Key Identifiers can be
         generated using some combination of the address (IP or MAC or
         LIH) of the sending interface and the key number.  The
         combination of the Key Identifier and the sending system's IP
         address uniquely identifies the security association (Section
         2.2).

    o    Sequence Number: An unsigned 64-bit monotonically increasing,
         unique sequence number.

         Sequence Number values may be any monotonically increasing
         sequence that provides the INTEGRITY object [of each RSVP
         message] with a tag that is unique for the associated key's
         lifetime.  Details on sequence number generation are presented
         in Section 3.

    o    Keyed Message Digest: The digest MUST be a multiple of 4
         octets long.  For HMAC-MD5, it will be 16 bytes long.

2.2.  Security Association

  The sending and receiving systems maintain a security association for
  each authentication key that they share.  This security association
  includes the following parameters:







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    o    Authentication algorithm and algorithm mode being used.

    o    Key used with the authentication algorithm.

    o    Lifetime of the key.

    o    Associated sending interface and other security association
         selection criteria [REQUIRED at Sending System].

    o    Source Address of the sending system [REQUIRED at Receiving
         System].

    o    Latest sending sequence number used with this key identifier
         [REQUIRED at Sending System].

    o    List of last N sequence numbers received with this key
         identifier [REQUIRED at Receiving System].

3.  Generating Sequence Numbers

  In this section we describe methods that could be chosen to generate
  the sequence numbers used in the INTEGRITY object of an RSVP message.
  As previous stated, there are two important properties that MUST be
  satisfied by the generation procedure.  The first property is that
  the sequence numbers are unique, or one-time, for the lifetime of the
  integrity key that is in current use.  A receiver can use this
  property to unambiguously distinguish between a new or a replayed
  message.  The second property is that the sequence numbers are
  generated in monotonically increasing order, modulo 2^64.  This is
  required to greatly reduce the amount of saved state, since a
  receiver only needs to save the value of the highest sequence number
  seen to avoid a replay attack.  Since the starting sequence number
  might be arbitrarily large, the modulo operation is required to
  accommodate sequence number roll-over within some key's lifetime.
  This solution draws from TCP's approach [9].

  The sequence number field is chosen to be a 64-bit unsigned quantity.
  This is large enough to avoid exhaustion over the key lifetime.  For
  example, if a key lifetime was conservatively defined as one year,
  there would be enough sequence number values to send RSVP messages at
  an average rate of about 585 gigaMessages per second.  A 32-bit
  sequence number would limit this average rate to about 136 messages
  per second.

  The ability to generate unique monotonically increasing sequence
  numbers across a failure and restart implies some form of stable
  storage, either local to the device or remotely over the network.
  Three sequence number generation procedures are described below.



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3.1.  Simple Sequence Numbers

  The most straightforward approach is to generate a unique sequence
  number using a message counter.  Each time a message is transmitted
  for a given key, the sequence number counter is incremented.  The
  current value of this counter is continually or periodically saved to
  stable storage.  After a restart, the counter is recovered using this
  stable storage.  If the counter was saved periodically to stable
  storage, the count should be recovered by increasing the saved value
  to be larger than any possible value of the counter at the time of
  the failure.  This can be computed, knowing the interval at which the
  counter was saved to stable storage and incrementing the stored value
  by that amount.

3.2.  Sequence Numbers Based on a Real Time Clock

  Most devices will probably not have the capability to save sequence
  number counters to stable storage for each key.  A more universal
  solution is to base sequence numbers on the stable storage of a real
  time clock.  Many computing devices have a real time clock module
  that includes stable storage of the clock.  These modules generally
  include some form of nonvolatile memory to retain clock information
  in the event of a power failure.

  In this approach, we could use an NTP based timestamp value as the
  sequence number.  The roll-over period of an NTP timestamp is about
  136 years, much longer than any reasonable lifetime of a key.  In
  addition, the granularity of the NTP timestamp is fine enough to
  allow the generation of an RSVP message every 200 picoseconds for a
  given key.  Many real time clock modules do not have the resolution
  of an NTP timestamp.  In these cases, the least significant bits of
  the timestamp can be generated using a message counter, which is
  reset every clock tick.  For example, when the real time clock
  provides a resolution of 1 second, the 32 least significant bits of
  the sequence number can be generated using a message counter.  The
  remaining 32 bits are filled with the 32 least significant bits of
  the timestamp.  Assuming that the recovery time after failure takes
  longer than one tick of the real time clock, the message counter for
  the low order bits can be safely reset to zero after a restart.

3.3.  Sequence Numbers Based on a Network Recovered Clock

  If the device does not contain any stable storage of sequence number
  counters or of a real time clock, it could recover the real time
  clock from the network using NTP.  Once the clock has been recovered
  following a restart, the sequence number generation procedure would
  be identical to the procedure described above.




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4.  Message Processing

  Implementations SHOULD allow specification of interfaces that are to
  be secured, for either sending messages, or receiving them, or both.
  The sender must ensure that all RSVP messages sent on secured sending
  interfaces include an INTEGRITY object, generated using the
  appropriate Key.  Receivers verify whether RSVP messages, except of
  the type "Integrity Challenge" (Section 4.3), arriving on a secured
  receiving interface contain the INTEGRITY object.  If the INTEGRITY
  object is absent, the receiver discards the message.

  Security associations are simplex - the keys that a sending system
  uses to sign its messages may be different from the keys that its
  receivers use to sign theirs.  Hence, each association is associated
  with a unique sending system and (possibly) multiple receiving
  systems.

  Each sender SHOULD have distinct security associations (and keys) per
  secured sending interface (or LIH).  While administrators may
  configure all the routers and hosts on a subnet (or for that matter,
  in their network) using a single security association,
  implementations MUST assume that each sender may send using a
  distinct security association on each secured interface.  At the
  sender, security association selection is based on the interface
  through which the message is sent.  This selection MAY include
  additional criteria, such as the destination address (when sending
  the message unicast, over a broadcast LAN with a large number of
  hosts) or user identities at the sender or receivers [2].  Finally,
  all intended message recipients should participate in this security
  association.  Route flaps in a non RSVP cloud might cause messages
  for the same receiver to be sent on different interfaces at different
  times.  In such cases, the receivers should participate in all
  possible security associations that may be selected for the
  interfaces through which the message might be sent.

  Receivers select keys based on the Key Identifier and the sending
  system's IP address.  The Key Identifier is included in the INTEGRITY
  object.  The sending system's address can be obtained either from the
  RSVP_HOP object, or if that's not present (as is the case with
  PathErr and ResvConf messages) from the IP source address.  Since the
  Key Identifier is unique for a sender, this method uniquely
  identifies the key.

  The integrity mechanism slightly modifies the processing rules for
  RSVP messages, both when including the INTEGRITY object in a message
  sent over a secured sending interface and when accepting a message
  received on a secured receiving interface.  These modifications are
  detailed below.



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RFC 2747           RSVP Cryptographic Authentication       January 2000


4.1.  Message Generation

  For an RSVP message sent over a secured sending interface, the
  message is created as described in [1], with these exceptions:

    (1)  The RSVP checksum field is set to zero.  If required, an RSVP
         checksum can be calculated when the processing of the
         INTEGRITY object is complete.

    (2)  The INTEGRITY object is inserted in the appropriate place, and
         its location in the message is remembered for later use.

    (3)  The sending interface and other appropriate criteria (as
         mentioned above) are used to determine the Authentication Key
         and the hash algorithm to be used.

    (4)  The unused flags and the reserved field in the INTEGRITY
         object MUST be set to 0.  The Handshake Flag (HF) should be
         set according to rules specified in Section 2.1.

    (5)  The sending sequence number MUST be updated to ensure a
         unique, monotonically increasing number.  It is then placed in
         the Sequence Number field of the INTEGRITY object.

    (6)  The Keyed Message Digest field is set to zero.

    (7)  The Key Identifier is placed into the INTEGRITY object.

    (8)  An authenticating digest of the message is computed using the
         Authentication Key in conjunction with the keyed-hash
         algorithm.  When the HMAC-MD5 algorithm is used, the hash
         calculation is described in [7].

    (9)  The digest is written into the Cryptographic Digest field of
         the INTEGRITY object.

4.2.  Message Reception

  When the message is received on a secured receiving interface, and is
  not of the type "Integrity Challenge", it is processed in the
  following manner:


    (1)  The RSVP checksum field is saved and the field is subsequently
         set to zero.

    (2)  The Cryptographic Digest field of the INTEGRITY object is
         saved and the field is subsequently set to zero.



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    (3)  The Key Identifier field and the sending system address are
         used to uniquely determine the Authentication Key and the hash
         algorithm to be used.  Processing of this packet might be
         delayed when the Key Management System (Appendix 1) is queried
         for this information.

    (4)  A new keyed-digest is calculated using the indicated algorithm
         and the Authentication Key.

    (5)  If the calculated digest does not match the received digest,
         the message is discarded without further processing.

    (6)  If the message is of type "Integrity Response", verify that
         the CHALLENGE object identically matches the originated
         challenge.  If it matches, save the sequence number in the
         INTEGRITY object as the largest sequence number received to
         date.

         Otherwise, for all other RSVP Messages, the sequence number is
         validated to prevent replay attacks, and messages with invalid
         sequence numbers are ignored by the receiver.

         When a message is accepted, the sequence number of that
         message could update a stored value corresponding to the
         largest sequence number received to date.  Each subsequent
         message must then have a larger (modulo 2^64) sequence number
         to be accepted.  This simple processing rule prevents message
         replay attacks, but it must be modified to tolerate limited
         out-of-order message delivery.  For example, if several
         messages were sent in a burst (in a periodic refresh generated
         by a router, or as a result of a tear down function), they
         might get reordered and then the sequence numbers would not be
         received in an increasing order.

         An implementation SHOULD allow administrative configuration
         that sets the receiver's tolerance to out-of-order message
         delivery.  A simple approach would allow administrators to
         specify a message window corresponding to the worst case
         reordering behavior.  For example, one might specify that
         packets reordered within a 32 message window would be
         accepted.  If no reordering can occur, the window is set to
         one.

         The receiver must store a list of all sequence numbers seen
         within the reordering window.  A received sequence number is
         valid if (a) it is greater than the maximum sequence number
         received or (b) it is a past sequence number lying within the
         reordering window and not recorded in the list.  Acceptance of



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         a sequence number implies adding it to the list and removing a
         number from the lower end of the list.  Messages received with
         sequence numbers lying below the lower end of the list or
         marked seen in the list are discarded.

  When an "Integrity Challenge" message is received on a secured
  sending interface it is processed in the following manner:

    (1)  An "Integrity Response" message is formed using the Challenge
         object received in the challenge message.

    (2)  The message is sent back to the receiver, based on the source
         IP address of the challenge message, using the "Message
         Generation" steps outlined above.  The selection of the
         Authentication Key and the hash algorithm to be used is
         determined by the key identifier supplied in the challenge
         message.

4.3.  Integrity Handshake at Restart or Initialization of the Receiver

  To obtain the starting sequence number for a live Authentication Key,
  the receiver MAY initiate an integrity handshake with the sender.
  This handshake consists of a receiver's Challenge and the sender's
  Response, and may be either initiated during restart or postponed
  until a message signed with that key arrives.

  Once the receiver has decided to initiate an integrity handshake for
  a particular Authentication Key, it identifies the sender using the
  sending system's address configured in the corresponding security
  association.  The receiver then sends an RSVP Integrity Challenge
  message to the sender.  This message contains the Key Identifier to
  identify the sender's key and MUST have a unique challenge cookie
  that is based on a local secret to prevent guessing.  see Section
  2.5.3 of [4]).  It is suggested that the cookie be an MD5 hash of a
  local secret and a timestamp to provide uniqueness (see Section 9).

  An RSVP Integrity Challenge message will carry a message type of 11.
  The message format is as follows:

    <Integrity Challenge message> ::= <Common Header> <CHALLENGE>











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  he CHALLENGE object has the following format:

               CHALLENGE Object: Class = 64, C-Type = 1

      +-------------+-------------+-------------+-------------+
      |        0 (Reserved)       |                           |
      +-------------+-------------+                           +
      |                    Key Identifier                     |
      +-------------+-------------+-------------+-------------+
      |                    Challenge Cookie                   |
      |                                                       |
      +-------------+-------------+-------------+-------------+

  The sender accepts the "Integrity Challenge" without doing an
  integrity check.  It returns an RSVP "Integrity Response" message
  that contains the original CHALLENGE object.  It also includes an
  INTEGRITY object, signed with the key specified by the Key Identifier
  included in the "Integrity Challenge".

  An RSVP Integrity Response message will carry a message type of 12.
  The message format is as follows:

    <Integrity Response message> ::= <Common Header> <INTEGRITY>
                                     <CHALLENGE>

  The "Integrity Response" message is accepted by the receiver
  (challenger) only if the returned CHALLENGE object matches the one
  sent in the "Integrity Challenge" message.  This prevents replay of
  old "Integrity Response" messages.  If the match is successful, the
  receiver saves the Sequence Number from the INTEGRITY object as the
  latest sequence number received with the key identifier included in
  the CHALLENGE.

  If a response is not received within a given period of time, the
  challenge is repeated.  When the integrity handshake successfully
  completes, the receiver begins accepting normal RSVP signaling
  messages from that sender and ignores any other "Integrity Response"
  messages.

  The Handshake Flag (HF) is used to allow implementations the
  flexibility of not including the integrity handshake mechanism.  By
  setting this flag to 1, message senders that implement the integrity
  handshake distinguish themselves from those that do not.  Receivers
  SHOULD NOT attempt to handshake with senders whose INTEGRITY object
  has HF = 0.






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  An integrity handshake may not be necessary in all environments.  A
  common use of RSVP integrity will be between peering domain routers,
  which are likely to be processing a steady stream of RSVP messages
  due to aggregation effects.  When a router restarts after a crash,
  valid RSVP messages from peering senders will probably arrive within
  a short time.  Assuming that replay messages are injected into the
  stream of valid RSVP messages, there may be only a small window of
  opportunity for a replay attack before a valid message is processed.
  This valid message will set the largest sequence number seen to a
  value greater than any number that had been stored prior to the
  crash, preventing any further replays.

  On the other hand, not using an integrity handshake could allow
  exposure to replay attacks if there is a long period of silence from
  a given sender following a restart of a receiver.  Hence, it SHOULD
  be an administrative decision whether or not the receiver performs an
  integrity handshake with senders that are willing to respond to
  "Integrity Challenge" messages, and whether it accepts any messages
  from senders that refuse to do so.  These decisions will be based on
  assumptions related to a particular network environment.

5.  Key Management

  It is likely that the IETF will define a standard key management
  protocol.  It is strongly desirable to use that key management
  protocol to distribute RSVP Authentication Keys among communicating
  RSVP implementations.  Such a protocol would provide scalability and
  significantly reduce the human administrative burden.  The Key
  Identifier can be used as a hook between RSVP and such a future
  protocol.  Key management protocols have a long history of subtle
  flaws that are often discovered long after the protocol was first
  described in public.  To avoid having to change all RSVP
  implementations should such a flaw be discovered, integrated key
  management protocol techniques were deliberately omitted from this
  specification.

5.1.  Key Management Procedures

  Each key has a lifetime associated with it that is recorded in all
  systems (sender and receivers) configured with that key.  The concept
  of a "key lifetime" merely requires that the earliest (KeyStartValid)
  and latest (KeyEndValid) times that the key is valid be programmable
  in a way the system understands.  Certain key generation mechanisms,
  such as Kerberos or some public key schemes, may directly produce
  ephemeral keys.  In this case, the lifetime of the key is implicitly
  defined as part of the key.





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  In general, no key is ever used outside its lifetime (but see Section
  5.3).  Possible mechanisms for managing key lifetime include the
  Network Time Protocol and hardware time-of-day clocks.

  To maintain security, it is advisable to change the RSVP
  Authentication Key on a regular basis.  It should be possible to
  switch the RSVP Authentication Key without loss of RSVP state or
  denial of reservation service, and without requiring people to change
  all the keys at once.  This requires an RSVP implementation to
  support the storage and use of more than one active RSVP
  Authentication Key at the same time.  Hence both the sender and
  receivers might have multiple active keys for a given security
  association.

  Since keys are shared between a sender and (possibly) multiple
  receivers, there is a region of uncertainty around the time of key
  switch-over during which some systems may still be using the old key
  and others might have switched to the new key.  The size of this
  uncertainty region is related to clock synchrony of the systems.
  Administrators should configure the overlap between the expiration
  time of the old key (KeyEndValid) and the validity of the new key
  (KeyStartValid) to be at least twice the size of this uncertainty
  interval.  This will allow the sender to make the key switch-over at
  the midpoint of this interval and be confident that all receivers are
  now accepting the new key.  For the duration of the overlap in key
  lifetimes, a receiver must be prepared to authenticate messages using
  either key.

  During a key switch-over, it will be necessary for each receiver to
  handshake with the sender using the new key.  As stated before, a
  receiver has the choice of initiating a handshake during the
  switchover or postponing the handshake until the receipt of a message
  using that key.

5.2.  Key Management Requirements

  Requirements on an implementation are as follows:

    o    It is strongly desirable that a hypothetical security breach
         in one Internet protocol not automatically compromise other
         Internet protocols.  The Authentication Key of this
         specification SHOULD NOT be stored using protocols or
         algorithms that have known flaws.

    o    An implementation MUST support the storage and use of more
         than one key at the same time, for both sending and receiving
         systems.




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    o    An implementation MUST associate a specific lifetime (i.e.,
         KeyStartValid and KeyEndValid) with each key and the
         corresponding Key Identifier.

    o    An implementation MUST support manual key distribution (e.g.,
         the privileged user manually typing in the key, key lifetime,
         and key identifier on the console).  The lifetime may be
         infinite.

    o    If more than one algorithm is supported, then the
         implementation MUST require that the algorithm be specified
         for each key at the time the other key information is entered.

    o    Keys that are out of date MAY be automatically deleted by the
         implementation.

    o    Manual deletion of active keys MUST also be supported.

    o    Key storage SHOULD persist across a system restart, warm or
         cold, to ease operational usage.

5.3.  Pathological Case

  It is possible that the last key for a given security association has
  expired.  When this happens, it is unacceptable to revert to an
  unauthenticated condition, and not advisable to disrupt current
  reservations.  Therefore, the system should send a "last
  authentication key expiration" notification to the network manager
  and treat the key as having an infinite lifetime until the lifetime
  is extended, the key is deleted by network management, or a new key
  is configured.

6.  Conformance Requirements

  To conform to this specification, an implementation MUST support all
  of its aspects.  The HMAC-MD5 authentication algorithm defined in [7]
  MUST be implemented by all conforming implementations.  A conforming
  implementation MAY also support other authentication algorithms such
  as NIST's Secure Hash Algorithm (SHA).  Manual key distribution as
  described above MUST be supported by all conforming implementations.
  All implementations MUST support the smooth key roll over described
  under "Key Management Procedures."

  Implementations SHOULD support a standard key management protocol for
  secure distribution of RSVP Authentication Keys once such a key
  management protocol is standardized by the IETF.





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7.  Kerberos generation of RSVP Authentication Keys

  Kerberos[10] MAY be used to generate the RSVP Authentication key used
  in generating a signature in the Integrity Object sent from a RSVP
  sender to a receiver.   Kerberos key generation avoids the use of
  shared keys between RSVP senders and receivers such as hosts and
  routers.  Kerberos allows for the use of trusted third party keying
  relationships between security principals (RSVP sender and receivers)
  where the Kerberos key distribution center(KDC) establishes an
  ephemeral session key that is subsequently shared between RSVP sender
  and receivers.  In the multicast case all receivers of a multicast
  RSVP message MUST share a single key with the KDC (e.g. the receivers
  are in effect the same security principal with respect to Kerberos).

  The Key information determined by the sender MAY specify the use of
  Kerberos in place of configured shared keys as the mechanism for
  establishing a key between the sender and receiver.  The Kerberos
  identity of the receiver is established as part of the sender's
  interface configuration or it can be established through other
  mechanisms.  When generating the first RSVP message for a specific
  key identifier the sender requests a Kerberos service ticket and gets
  back an ephemeral session key and a Kerberos ticket from the KDC.
  The sender encapsulates the ticket and the identity of the sender in
  an Identity Policy Object[2]. The sender includes the Policy Object
  in the RSVP message.  The session key is then used by the sender as
  the RSVP Authentication key in section 4.1 step (3) and is stored as
  Key information associated with the key identifier.

  Upon RSVP Message reception, the receiver retrieves the Kerberos
  Ticket from the Identity Policy Object, decrypts the ticket and
  retrieves the session key from the ticket.  The session key is the
  same key as used by the sender and is used as the key in section 4.2
  step (3).  The receiver stores the key for use in processing
  subsequent RSVP messages.

  Kerberos tickets have lifetimes and the sender MUST NOT use tickets
  that have expired.  A new ticket MUST be requested and used by the
  sender for the receiver prior to the ticket expiring.

7.1.  Optimization when using Kerberos Based Authentication

  Kerberos tickets are relatively long (> 500 bytes) and it is not
  necessary to send a ticket in every RSVP message.  The ephemeral
  session key can be cached by the sender and receiver and can be used
  for the lifetime of the Kerberos ticket.  In this case, the sender
  only needs to include the Kerberos ticket in the first Message
  generated.  Subsequent RSVP messages use the key identifier to




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  retrieve the cached key (and optionally other identity information)
  instead of passing tickets from sender to receiver in each RSVP
  message.

  A receiver may not have cached key state with an associated Key
  Identifier due to reboot or route changes.  If the receiver's policy
  indicates the use of Kerberos keys for integrity checking, the
  receiver can send an integrity Challenge message back to the sender.
  Upon receiving an integrity Challenge message a sender MUST send an
  Identity object that includes the Kerberos ticket in the integrity
  Response message, thereby allowing the receiver to retrieve and store
  the session key from the Kerberos ticket for subsequent Integrity
  checking.

8.  Acknowledgments

  This document is derived directly from similar work done for OSPF and
  RIP Version II, jointly by Ran Atkinson and Fred Baker.  Significant
  editing was done by Bob Braden, resulting in increased clarity.
  Significant comments were submitted by Steve Bellovin, who actually
  understands this stuff.  Matt Crawford and Dan Harkins helped revise
  the document.

9.  References

  [1]  Braden, R., Zhang, L., Berson, S., Herzog, S. and S. Jamin,
       "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional
       Specification", RFC 2205, September 1997.

  [2]  Yadav, S., et al., "Identity Representation for RSVP", RFC 2752,
       January 2000.

  [3]  Atkinson, R. and S. Kent, "Security Architecture for the
       Internet Protocol", RFC 2401, November 1998.

  [4]  Maughan, D., Schertler, M., Schneider, M. and J. Turner,
       "Internet Security Association and Key Management Protocol
       (ISAKMP)", RFC 2408, November 1998.

  [5]  Kent, S. and R. Atkinson, "IP Authentication Header", RFC 2402,
       November 1998.

  [6]  Kent, S. and R. Atkinson, "IP Encapsulating Security Payload
       (ESP)", RFC 2406, November 1998.

  [7]  Krawczyk, H., Bellare, M. and R. Canetti, "HMAC: Keyed-Hashing
       for Message Authentication", RFC 2104, March 1996.




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  [8]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [9]  Postel, J., "Transmission Control Protocol", STD 7, RFC 793,
       September 1981.

  [10] Kohl, J. and C. Neuman, "The Kerberos Network Authentication
       Service (V5)", RFC 1510, September 1993.

10.  Security Considerations

  This entire memo describes and specifies an authentication mechanism
  for RSVP that is believed to be secure against active and passive
  attacks.

  The quality of the security provided by this mechanism depends on the
  strength of the implemented authentication algorithms, the strength
  of the key being used, and the correct implementation of the security
  mechanism in all communicating RSVP implementations.  This mechanism
  also depends on the RSVP Authentication Keys being kept confidential
  by all parties.  If any of these assumptions are incorrect or
  procedures are insufficiently secure, then no real security will be
  provided to the users of this mechanism.

  While the handshake "Integrity Response" message is integrity-
  checked, the handshake "Integrity Challenge" message is not.  This
  was done intentionally to avoid the case when both peering routers do
  not have a starting sequence number for each other's key.
  Consequently, they will each keep sending handshake "Integrity
  Challenge" messages that will be dropped by the other end.  Moreover,
  requiring only the response to be integrity-checked eliminates a
  dependency on an security association in the opposite direction.

  This, however, lets an intruder generate fake handshaking challenges
  with a certain challenge cookie.  It could then save the response and
  attempt to play it against a receiver that is in recovery.  If it was
  lucky enough to have guessed the challenge cookie used by the
  receiver at recovery time it could use the saved response.  This
  response would be accepted, since it is properly signed, and would
  have a smaller sequence number for the sender because it was an old
  message.  This opens the receiver up to replays. Still, it seems very
  difficult to exploit.  It requires not only guessing the challenge
  cookie (which is based on a locally known secret) in advance, but
  also being able to masquerade as the receiver to generate a handshake
  "Integrity Challenge" with the proper IP address and not being
  caught.





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  Confidentiality is not provided by this mechanism.  If
  confidentiality is required, IPSEC ESP [6] may be the best approach,
  although it is subject to the same criticisms as IPSEC
  Authentication, and therefore would be applicable only in specific
  environments.  Protection against traffic analysis is also not
  provided.  Mechanisms such as bulk link encryption might be used when
  protection against traffic analysis is required.

11.  Authors' Addresses

  Fred Baker
  Cisco Systems
  519 Lado Drive
  Santa Barbara, CA 93111

  Phone: (408) 526-4257
  EMail: [email protected]


  Bob Lindell
  USC Information Sciences Institute
  4676 Admiralty Way
  Marina del Rey, CA 90292

  Phone: (310) 822-1511
  EMail: [email protected]


  Mohit Talwar
  Microsoft Corporation
  One Microsoft Way
  Redmond, WA  98052

  Phone: +1 425 705 3131
  EMail: [email protected]
















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12.  Appendix 1: Key Management Interface

  This appendix describes a generic interface to Key Management.  This
  description is at an abstract level realizing that implementations
  may need to introduce small variations to the actual interface.

  At the start of execution, RSVP would use this interface to obtain
  the current set of relevant keys for sending and receiving messages.
  During execution, RSVP can query for specific keys given a Key
  Identifier and Source Address, discover newly created keys, and be
  informed of those keys that have been deleted.  The interface
  provides both a polling and asynchronous upcall style for wider
  applicability.

12.1.  Data Structures

  Information about keys is returned using the following KeyInfo data
  structure:

    KeyInfo {
            Key Type (Send or Receive)
            KeyIdentifier
            Key
            Authentication Algorithm Type and Mode
            KeyStartValid
            KeyEndValid
            Status (Active or Deleted)
            Outgoing Interface (for Send only)
            Other Outgoing Security Association Selection Criteria
                    (for Send only, optional)
            Sending System Address (for Receive Only)
    }

12.2.  Default Key Table

  This function returns a list of KeyInfo data structures corresponding
  to all of the keys that are configured for sending and receiving RSVP
  messages and have an Active Status.  This function is usually called
  at the start of execution but there is no limit on the number of
  times that it may be called.

    KM_DefaultKeyTable() -> KeyInfoList









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12.3.  Querying for Unknown Receive Keys

  When a message arrives with an unknown Key Identifier and Sending
  System Address pair, RSVP can use this function to query the Key
  Management System for the appropriate key.  The status of the element
  returned, if any, must be Active.

    KM_GetRecvKey( INTEGRITY Object, SrcAddress ) -> KeyInfo

12.4.  Polling for Updates

  This function returns a list of KeyInfo data structures corresponding
  to any incremental changes that have been made to the default key
  table or requested keys since the last call to either
  KM_KeyTablePoll, KM_DefaultKeyTable, or KM_GetRecvKey.  The status of
  some elements in the returned list may be set to Deleted.

     KM_KeyTablePoll() -> KeyInfoList

12.5.  Asynchronous Upcall Interface

  Rather than repeatedly calling the KM_KeyTablePoll(), an
  implementation may choose to use an asynchronous event model.  This
  function registers interest to key changes for a given Key Identifier
  or for all keys if no Key Identifier is specified.  The upcall
  function is called each time a change is made to a key.

    KM_KeyUpdate ( Function [, KeyIdentifier ] )

  where the upcall function is parameterized as follows:

    Function ( KeyInfo )



















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13.  Full Copyright Statement

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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