Network Working Group                                          A. Terzis
Request for Comments: 2745                                          UCLA
Category: Standards Track                                      B. Braden
                                                                    ISI
                                                             S. Vincent
                                                          Cisco Systems
                                                               L. Zhang
                                                                   UCLA
                                                           January 2000


                       RSVP Diagnostic Messages

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

  This document specifies the RSVP diagnostic facility, which allows a
  user to collect information about the RSVP state along a path.  This
  specification describes the functionality, diagnostic message
  formats, and processing rules.

1.  Introduction

  In the basic RSVP protocol [RSVP], error messages are the only means
  for an end host to receive feedback regarding a failure in setting up
  either path state or reservation state.  An error message carries
  back only the information from the failed point, without any
  information about the state at other hops before or after the
  failure.  In the absence of failures, a host receives no feedback
  regarding the details of a reservation that has been put in place,
  such as whether, or where, or how, its own reservation request is
  being merged with that of others.  Such missing information can be
  highly desirable for debugging purposes, or for network resource
  management in general.






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  This document specifies the RSVP diagnostic facility, which is
  designed to fill this information gap.  The diagnostic facility can
  be used to collect and report RSVP state information along the path
  from a receiver to a specific sender.  It uses Diagnostic messages
  that are independent of other RSVP control messages and produce no
  side-effects; that is, they do not change any RSVP state at either
  nodes or hosts.  Similarly, they provide not an error report but
  rather a collection of requested RSVP state information.

  The RSVP diagnostic facility was designed with the following goals:

  -  To collect RSVP state information from every RSVP-capable hop
     along a path defined by path state, either for an existing
     reservation or before a reservation request is made.  More
     specifically, we want to be able to collect information about
     flowspecs, refresh timer values, and reservation merging at each
     hop along the path.

  -  To collect the IP hop count across each non-RSVP cloud.

  -  To avoid diagnostic packet implosion or explosion.

  The following is specifically identified as a non-goal:

  -  Checking the resource availability along a path.  Such
     functionality may be useful for future reservation requests, but
     it would require modifications to existing admission control
     modules that is beyond the scope of RSVP.

2.  Overview

  The diagnostic facility introduces two new RSVP message types:
  Diagnostic Request (DREQ) and Diagnostic Reply (DREP).  A DREQ
  message can be originated by a client in a "requester" host, which
  may or may not be a participant of the RSVP session to be diagnosed.
  A client in the requester host invokes the RSVP diagnostic facility
  by generating a DREQ packet and sending it towards the LAST-HOP node,
  which should be on the RSVP path to be diagnosed. This DREQ packet
  specifies the RSVP session and a sender host for that session.
  Starting from the LAST-HOP, the DREQ packet collects information
  hop-by-hop as it is forwarded towards the sender (see Figure 1),
  until it reaches the ending node.  Specifically, each RSVP-capable
  hop adds to the DREQ message a response (DIAG_RESPONSE) object
  containing local RSVP state for the specified RSVP session.







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  When the DREQ packet reaches the ending node, the message type is
  changed to Diagnostic Reply (DREP) and the completed response is sent
  to the original requester node.  Partial responses may also be
  returned before the DREQ packet reaches the ending node if an error
  condition along the path, such as "no path state", prevents further
  forwarding of the DREQ packet.  To avoid packet implosion or
  explosion, all diagnostic packets are forwarded via unicast only.

  Thus, there are generally three nodes (hosts and/or routers) involved
  in performing the diagnostic function: the requester node, the
  starting node, and the ending node, as shown in Figure 1.  It is
  possible that the client invoking the diagnosis function may reside
  directly on the starting node, in which case that the first two nodes
  are the same.  The starting node is named "LAST-HOP", meaning the
  last-hop of the path segment to be diagnosed.  The LAST-HOP node can
  be either a receiver node or an intermediate node along the path.
  The ending node is usually the specified sender host.  However, the
  client can limit the length of the path segment to be diagnosed by
  specifying a hop-count limit in the DREQ message.


                 LAST-HOP                  Ending
    Receiver        node                     node           Sender
        __           __         __            __              __
       |  |---------|  |------>|  |--> ...-->|  |--> ...---->|  |
       |__|         |__| DREQ  |__|   DREQ   |__|   DREQ     |__|
                     ^                         .              |
                     |                         .              |
                     | DREQ                    . DREP         | DREP
                     |                         .              |
                    _|_               DREP     V              V
       Requester   |   | <------------------------------------
       (client)    |___|

                        Figure 1


  DREP packets can be unicast from the ending node back to the
  requester either directly or hop-by-hop along the reverse of the path
  taken by the DREQ message to the LAST-HOP, and thence to the
  requester.  The direct return is faster and more efficient, but the
  hop-by-hop reverse-path route may be the only choice if the packets
  have to cross firewalls.  Hop-by-hop return is accomplished using an
  optional ROUTE object, which is built incrementally to contain a list
  of node addresses that the DREQ packet has passed through.  The ROUTE
  object is then used in reverse as a source route to forward the DREP
  hop-by-hop back to the LAST-HOP node.




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  A DREQ message always consists of a single unfragmented IP datagram.
  On the other hand, one DREQ message can generate multiple DREP
  packets, each containing a fragment of the total DREQ message.  When
  the path consists of many hops, the total length of a DREP message
  will exceed the MTU size before reaching the ending node; thus, the
  message has to be fragmented.  Relying on IP fragmentation and
  reassembly, however, can be problematic, especially when DREP
  messages are returned to the requester hop-by-hop, in which case
  fragmentation/reassembly would have to be performed at every hop.  To
  avoid such excessive overhead, we let the requester define a default
  path MTU size that is carried in every DREQ packet.  If an
  intermediate node finds that the default MTU size is bigger than the
  MTU of the incoming interface, it reduces the default MTU size to the
  MTU size of the incoming interface. If an intermediate node detects
  that a DREQ packet size is larger than the default MTU size, it
  returns to the requester (in either manner described above) a DREP
  fragment containing accumulated responses.  It then removes these
  responses from the DREQ and continues to forward it.  The requester
  node can reassemble the resulting DREP fragments into a complete DREP
  message.

  When discussing diagnostic packet handling, this document uses
  direction terminology that is consistent with the RSVP functional
  specification [RSVP], relative to the direction of data packet flow.
  Thus, a DREQ packet enters a node through an "outgoing interface" and
  is forwarded towards the sender through an "incoming interface",
  because DREQ packets travel in the reverse direction to the data
  flow.

  Notice that DREQ packets can be forwarded only after the RSVP path
  state has been set up.  If no path state exists, one may resort to
  the traceroute or mtrace facility to examine whether the
  unicast/multicast routing is working correctly.

3.  Diagnostic Packet Format

  Like other RSVP messages, DREQ and DREP messages consist of an RSVP
  Common Header followed by a variable set of typed RSVP data objects.
  The following sequence must be used:












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          +-----------------------------------+
          |        RSVP Common Header         |
          +-----------------------------------+
          |         Session object            |
          +-----------------------------------+
          |      Next-Hop RSVP_HOP object     |
          +-----------------------------------+
          |       DIAGNOSTIC object           |
          +-----------------------------------+
          |    (optional) DIAG_SELECT object  |
          +-----------------------------------+
          |    (optional) ROUTE object        |
          +-----------------------------------+
          | zero or more DIAG_RESPONSE objects|
          +-----------------------------------+

  The session object identifies the RSVP session for which the state
  information is being collected.  We describe each of the other parts.

3.1.  RSVP Message Common Header

  The RSVP message common header is defined in [RSVP].  The following
  specific exceptions and extensions are needed for DREP and DREQ.

  Type field: define:

         Type = 8: DREQ     Diagnostic Request

         Type = 9: DREP     Diagnostic Reply

  RSVP length:

     If this is a DREP message and the MF flag in the DIAGNOSTIC object
     (see below) is set, this field indicates the length of this single
     DREP fragment rather than the total length of the complete DREP
     reply message (which cannot generally be known in advance).

3.2.  Next-Hop RSVP_HOP Object

  This RSVP_HOP object carries the LIH of the interface through which
  the DREQ should be received at the upstream node. This object is
  updated hop-by hop. It is used for the same reasons that a RESV
  message contains an RSVP_HOP object: to distinguish logical
  interfaces and avoid problems caused by routing asymmetries and non-
  RSVP clouds.






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  While the IP address is not really used during DREQ processing, for
  consistency with the use of the RSVP_HOP object in other RSVP
  messages, the IP address in the RSVP_HOP object to contain the
  address of the interface through which the DREQ was sent.

3.3.  DIAGNOSTIC Object

  A DIAGNOSTIC object contains the common diagnostic control
  information in both DREQ and DREP messages.

  o IPv4 DIAGNOSTIC object: Class = 30, C-Type = 1

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Max-RSVP-hops | RSVP-hop-count|         Reserved            |MF|
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                          Request ID                           |
   +---------------+---------------+---------------+---------------+
   |           Path MTU            |     Fragment Offset           |
   +---------------+---------------+---------------+---------------+
   |                         LAST-HOP Address                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   |                     SENDER_TEMPLATE object                    |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   |                 Requester FILTER_SPEC object                  |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Here all IP addresses use the 4 byte IPv4 format, both explicitly in
  the LAST-HOP Address and by using the IPv4 forms of the embedded
  FILTER_SPEC and RSVP_HOP objects.

  o IPv6 DIAGNOSTIC object: Class = 30, C-Type = 2

  The format is the same, except all explicit and embedded IP addresses
  are 16 byte IPv6 addresses.

  The fields are as follows:

  Max-RSVP-hops

     An octet specifying the maximum number of RSVP hops over which
     information will be collected.  If an error condition in the
     middle of the path prevents the DREQ packet from reaching the
     specified ending node, the Max-RSVP-hops field may be used to
     perform an expanding-length search to reach the point just before



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     the problem.  If this value is 1, the starting node and the ending
     node of the query will be the same.  If it is zero, there is no
     hop limit.

  RSVP-hop-count

     Records the number of RSVP hops that have been traversed so far.
     If the starting and ending nodes are the same, this value will be
     1 in the resulting DREP message.

  Fragment Offset

     Indicates where this DREP fragment belongs in the complete DREP
     message, measured in octets.  The first fragment has offset zero.
     Fragment Offset is used also to determine if a DREQ message
     containing zero DIAG_RESPONSE objects should be processed at an
     RSVP capable node.

  MF flag

     Flag means "more fragments".  It must be set to zero (0) in all
     DREQ messages.  It must be set to one (1) in all DREP packets that
     carry partial results and are returned by intermediate nodes due
     to the MTU limit.  When the DREQ message is converted to a DREP
     message in the ending node, the MF flag must remain zero.

  Request ID

     Identifies an individual DREQ message and the corresponding DREP
     message (or all the fragments of the reply message).

     One possible way to define the Request ID would use 16 bits to
     specify the ID of the process making the query and 16 bits to
     distinguish different queries from this process.

  Path MTU

     Specifies a default MTU size in octets for DREP and DREQ messages.
     This value should not be smaller than the size of the "base" DREQ
     packet. A "base" DREQ packet is one that contains a Common Header,
     a Session object, a Next-Hop RSVP_HOP object, a DIAGNOSTIC object,
     an empty ROUTE object and a single default DIAG_RESPONSE (see
     below).  The assumption made here is that a diagnostic packet of
     this size can always be forwarded without IP fragmentation.







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  LAST-HOP Address

     The IP address of the LAST-HOP node.  The DREQ message starts
     collecting information at this node and proceeds toward the
     sender.

  SENDER_TEMPLATE object

     This IPv4/IPv6 SENDER_TEMPLATE object contains the IP address and
     the port of a sender for the session being diagnosed.  The DREQ
     packet is forwarded hop-by-hop towards this address.

  Requester FILTER_SPEC Object

     This IPv4/IPv6 FILTER_SPEC object contains the IP address and the
     port from which the request originated and to which the DREP
     message(s) should be sent.

3.4.  DIAG_SELECT Object

  o DIAG_SELECT Class = 33, C-Type = 1.

  A Diagnostic message may optionally contain a DIAG_SELECT object to
  specify which specific RSVP objects should be reported in a
  DIAG_RESPONSE object.  In the absence of a DIAG_SELECT object, the
  DIAG_RESPONSE object added by the node will contain a default set of
  object types (see DIAG_RESPONSE object below).

  The DIAG_SELECT object contains a list of [Class, C-type] pairs, in
  the following format:

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    class      |     C-Type    |    class      |     C-Type    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   //                                                             //
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    class      |     C-Type    |    class      |     C-Type    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  When a DIAG_SELECT object is included in a DREQ message, each RSVP
  node along the path will add a DIAG_RESPONSE object containing
  response objects (see below) whose classes and C-Types match entries
  in the DIAG_SELECT list (and are from matching path and reservation
  state). A C-type octet of zero is a 'wildcard', matching any C-Type
  associated with the associated class.






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  Depending on the type of objects requested, a node can find the
  associated information in the path or reservation state stored for
  the session described in the SESSION object. Specifically,
  information for the RSVP_HOP,SENDER_TEMPLATE, SENDER_TSPEC, ADSPEC
  objects can be extracted from the node's path state, while
  information for the FLOWSPEC, FILTER_SPEC, CONFIRM, STYLE and SCOPE
  objects can be found in the node's reservation state (if existent).

  If the number of [Class, C-Type] pairs is odd, the last two octets of
  the DIAG_SELECT object must be  zero. A maximum DIAG_SELECT object is
  one that contains the [Class, C-type] pairs for all the RSVP objects
  that can be requested in a Diagnostic query.

3.5.  ROUTE Object

  A diagnostic message may contain a ROUTE object, which is used to
  record the route of the DREQ message and as a source route for
  returning the DREP message(s) hop-by-hop.

  o IPv4 ROUTE object: Class = 31, C-Type = 1.

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |             reserved                          |    R-pointer  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                     RSVP Node List                            |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  This message signifies how the reply should be returned.  If it does
  not exist in the DREQ packet then DREP packets should be sent to the
  requester directly. If it does exist, DREP packets must be returned
  hop-by-hop along the reverse path to the LAST-HOP node and thence to
  the requester node.

  An empty ROUTE object is one that has an empty RSVP Node list and R-
  pointer is equal to zero.

  RSVP Node List

     A list of RSVP node IPv4 addresses.  The number of addresses in
     this list can be computed from the object size.

  R-pointer

     Used in DREP messages only (see Section 4.2 for details), but it
     is incremented as each hop adds its incoming interface address in
     the ROUTE object.



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  o IPv6 ROUTE object: Class = 31, C-Type = 2

  The same, except RSVP Node List contains IPv6 addresses.

  In a DREQ message, RSVP Node List specifies all RSVP hops between the
  LAST-HOP address specified in the DIAGNOSTIC object, and the last
  RSVP node the DREQ message has visited.  In a DREP message, RSVP Node
  List specifies all RSVP hops between the LAST-HOP and the node that
  returns this DREP message.

3.6.  DIAG_RESPONSE Object

  Each RSVP node attaches a DIAG_RESPONSE object to each DREQ message
  it receives, before forwarding the message.  The DIAG_RESPONSE object
  contains the state to be reported for this node.  It has a fixed-
  format header and then a variable list of RSVP state objects, or
  "response objects".

  o IPv4 DIAG_RESPONSE object: Class = 32, C-Type = 1.

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       DREQ Arrival Time                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Incoming Interface Address                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Outgoing Interface Address                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Previous-RSVP-Hop Router Address              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   D-TTL       |M|R-err|  K    |      Timer value              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   |                  (optional) TUNNEL object                     |
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   //                       Response objects                      //
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


  o IPv6 DIAG_RESPONSE object: Class = 32, C-Type = 2.

  This object has the same format, except that all explicit and
  embedded IP addresses are IPv6 addresses.

  The fields are as follows:




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  DREQ Arrival Time

     A 32-bit NTP timestamp specifying the time the DREQ message
     arrived at this node.  The 32-bit form of an NTP timestamp
     consists of the middle 32 bits of the full 64-bit form, that is,
     the low 16 bits of the integer part and the high 16 bits of the
     fractional part.

  Incoming Interface Address

     Specifies the IP address of the interface on which messages from
     the sender are expected to arrive, or 0 if unknown.

  Outgoing Interface Address

     Specifies the IP address of the interface through which the DREQ
     message arrived and to which messages from the given sender and
     for the specified session address flow, or 0 if unknown.

  Previous-RSVP-Hop Router Address

     Specifies the IP address from which this node receives RSVP PATH
     messages for this source, or 0 if unknown.  This is also the
     interface to which the DREQ will be forwarded.

  D-TTL

     The number of IP hops this DREQ message traveled from the down-
     stream RSVP node to the current node.

  M flag

     A single-bit flag which indicates whether the reservation
     described by the response objects is merged with reservations from
     other down-stream interfaces when being forwarded upstream.

  R-error

     A 3-bit field that indicates error conditions at a node. Currently
     defined values are:

          0x00: no error
          0x01: No PATH state
          0x02: packet too big
          0x04: ROUTE object too big






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  K

     The refresh timer multiple (defined in [RSVP]).

  Timer value

     The local refresh timer value in seconds.

  The set of response objects to be included at the end of the
  DIAG_RESPONSE object is determined by a DIAG_SELECT object, if one is
  present.  If no DIAG_SELECT object is present, the response objects
  belong to the default list of classes:

     SENDER_TSPEC object      FILTER_SPEC object      FLOWSPEC object
     STYLE object

  Any C-Type present in the local RSVP state will be used.  These
  response objects may be in any order but they must all be at the end
  of the DIAG_RESPONSE object.

  A default DIAG_RESPONSE object is one containing the default list of
  classes described above.

3.7.  TUNNEL Object

  The optional TUNNEL object should be inserted when a DREQ message
  arrives at an RSVP node that acts as a tunnel exit point.

  The TUNNEL object provides the mapping between the end-to-end RSVP
  session that is being diagnosed and the RSVP session over the tunnel.
  This mapping information allows the diagnosis client to conduct
  diagnosis over the involved tunnel session, by invoking a separate
  Diagnostic query for the corresponding Tunnel Session and Tunnel
  Sender.  Keep in mind, however, that multiple end-to-end sessions may
  all map to one pre-configured tunnel session that may have totally
  different parameter settings.

  The tunnel object is defined in the RSVP Tunnel Specification
  [RSVPTUN].

4.  Diagnostic Packet Forwarding Rules

4.1.  DREQ Packet Forwarding

  DREQ messages are forwarded  hop-by-hop via unicast from the LAST-HOP
  address to the Sender address, as specified in the DIAGNOSTIC object.
  If an RSVP capable node, other than the LAST-HOP node, receives a
  DREQ message  that contains no DIAG_RESPONSE objects and has a zero



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  Fragment Offset, the node should forward the DREQ packet towards the
  LAST-HOP without doing any of the processing mentioned below. The
  reason is that such conditions apply only for nodes downstream of the
  LAST-HOP where no information should be collected.

  Processing begins when a DREQ message, DREQ_in, arrives at a node.

      1. Create a new DIAG_RESPONSE object. Compute the IP hop count
         from the previous RSVP hop. This is done by subtracting the
         value of the TTL value in the IP header from Send_TTL in the
         RSVP common header.  Save the result in the D-TTL field of the
         DIAG_RESPONSE object.

      2. Set the DREQ Arrival Time and the Outgoing Interface Address
         in the DIAG_RESPONSE object.  If this node is the LAST-HOP,
         then the Out- going Interface Address field in the
         DIAG_RESPONSE object contains the following value depending on
         the session being diagnosed.

        *  If the session in question is a unicast session, then the
           Out-going Interface Address field contains the address of
           the interface LAST-HOP uses to send PATH messages and data
           to the receiver specified by the session address.

        *  Otherwise, if it is a multicast session and there is at
           least one receiver for this session, LAST_HOP should use the
           address of one of local interfaces used to reach one of the
           receivers.

        *  Otherwise Outgoing Interface Address should be zero.

      3. Increment the RSVP-hop-count field in the DIAGNOSTIC message
         object by one.

      4. If no PATH state exists for the specified session, set R-error
         = 0x01 (No PATH state) and goto step 7.

      5. Set the rest of the fields in the DIAG_RESPONSE object. If
         DREQ_in contains a DIAG_SELECT object, the response object
         classes are those specified in the DIAG_SELECT; otherwise,
         they are SENDER_TSPEC, STYLE, and FLOWSPEC objects. If no
         reservation state exists for the specified RSVP session, the
         DIAG_RESPONSE object will contain no FLOWSPEC, FILTER_SPEC or
         STYLE object. If neither PATH nor reservation state exists for
         the specified RSVP session, then no response objects will be
         appended to the DIAG_RESPONSE object.





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      6. If RSVP-hop-count is less than Max-RSVP-hops and this node is
         not the sender, then the DREQ is eligible for forwarding; set
         the Path MTU to the min of the Path MTU and the MTU size of
         the incoming interface for the sender being diagnosed.

      7. If the size of DREQ_in plus the size of the new DIAG_RESPONSE
         object plus the size of an IP address (if a ROUTE object
         exists and R-error= 0) is larger than Path MTU, then the new
         diagnostic message will be too large to be forwarded or
         returned without fragmentation; set the "packet too big"
         (0x02) error bit in DIAG_RESPONSE and goto Step SD1 in
         Send_DREP (below).

      8. If the "No PATH state" (0x01) error bit is set or if RSVP-
         hop-count is equal to Max-RSVP-hops or if this node is the
         sender, then the DREQ cannot be forwarded further; goto Step
         10.

      9. Forward the DREQ towards the sender, as follows.  If a ROUTE
         object exists, append the "Incoming Interface Address" to the
         end of the ROUTE object and increment R-Pointer by one.
         Update the Next-Hop RSVP_HOP object, append the new
         DIAG_RESPONSE object to the list of DIAG_RESPONSE object, and
         update the message length field in the RSVP common header
         accordingly. Finally, recompute the checksum, forward DREQ_in
         to the next hop towards the sender, and return.

     10. Turn the DREQ into a DREP and return to the requester, as
         follows.  Append the DIAG_RESPONSE object to the end of
         DREQ_in and update the packet length.  If a ROUTE object is
         present in the message, decrement the R-pointer and set target
         address to the last address in the ROUTE object, otherwise set
         target address to the requester address. Change the Type Field
         in the Common header from DREQ to DREP.  Finally, recompute
         the checksum, send the DREP to the target address, and return.
         Note that the MF bit must be off in this case.

  Send_DREP:

  This sequence is entered if the DREQ message augmented with the new
  DIAG_RESPONSE object is too large to be forwarded towards the sender
  or, if it is not eligible for forwarding, too large to be returned as
  a DREP.

  SD1. Make a copy of DREQ_in and change the message type field from
       DREQ to DREP.  Trim all DIAG_RESPONSE objects from DREQ_in and
       adjust the Fragment Offset.  The DREP message contains the
       DIAG_RESPONSE objects accumulated by prior nodes.



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  SD2. Send the DREP message towards the requester, as follows.  If a
       ROUTE object is present in the DREP message, decrement the R-
       pointer and set target address to the last address in the ROUTE
       object, otherwise set target address to the requester address.
       Set the MF bit, recompute the checksum and send the DREP message
       back to the target address.

  SD3. If the reduced size of DREQ_in plus the size of DIAG_RESPONSE
       plus the size of an IP address (if a ROUTE object exists) is
       smaller than or equal to Path MTU, then return to Step 8 of the
       main DREQ processing sequence above.

  SD4. If a ROUTE object exists, replace the ROUTE object in DREQ_in
       with an empty ROUTE object and turn on the "ROUTE object too
       big" (0x04) error bit in the DIAG_RESPONSE.  In either case,
       return to Step 8 of the main DREQ processing sequence above.

4.2.  DREP Forwarding

  When a ROUTE object is present, DREP messages are forwarded hop-by-
  hop towards the requester, by reversing the route as listed in the
  ROUTE object. Otherwise, DREP messages are sent directly to the
  original requester.

  When a node receives a DREP message, it simply decreases R-pointer by
  one (address length), recomputes the checksum and forwards the
  message to the address pointed to by R-pointer in the route list. If
  a node, other than the LAST-HOP, receives a DREP packet where R-
  pointer is equal to zero, it must send it directly to the requester.

  When the LAST-HOP node receives a DREP message, it sends the message
  to the requester.

4.3.  MTU Selection and Adjustment

  Because the DREQ message carries the allowed MTU size of previous
  hops that the DREP messages will later traverse, this unique feature
  allows easy semantic fragmentation as described above.  Whenever the
  DREQ message approaches the size of Path MTU, it can be trimmed
  before being forwarded again.

  When a requester sends a DREQ message, the Path MTU field in the
  DIAGNOSTIC object can be set to a configured default value. It is
  possible that the original Path MTU value is chosen larger than the
  actual MTU value along some portion of the path being traced.
  Therefore each intermediate RSVP node must check the MTU value when
  processing a DREQ message.  If the specified MTU value is larger than




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  the MTU of the incoming interface (that the DREQ message will be
  forwarded to), the node changes the MTU value in the header to the
  smaller value.

  Whenever a DREQ message size becomes larger than the Path MTU value,
  an intermediate RSVP node makes a copy of the message, converts it to
  a DREP message to send back, and then trims off the partial results
  from the DREQ message. If in this case also the DREQ cannot be
  forwarded upstream due to a large ROUTE object, the "ROUTE object too
  big" is set and the ROUTE object is trimmed. As a result of the ROUTE
  object trimming, DREP(s) will come hop-by-hop up to this node and
  will then immediately be forwarded to the requester address.

  Even if the steps shown above are followed there are a few cases
  where fragmentation at the IP layer will happen. For example, non-
  RSVP hops with smaller MTUs may exist before LAST-HOP is reached, or
  if the response is sent directly back to requester (as opposed to hop
  by hop) the DREP may take a different route to the requester than the
  DREQ took from the requester. Another case is when there exists a
  link with MTU smaller than the minimum Path MTU value defined in
  Section 3.3.

4.4.  Errors

  If an error condition prevents a DREP message from being forwarded
  further, the message is simply dropped.

  If an error condition, such as lack of PATH state, prevents a DREQ
  message from being forwarded further, the node must change the
  current message to DREP type and return it to the response address.

5.  Problem Diagnosis by Using RSVP Diagnostic Facility

5.1.  Across Firewalls

  Firewalls may cause problems in diagnostic message forwarding.  Let
  us look at two different cases.

  First, let us assume that the querier resides on a receiving host of
  the session to be examined.  In this case, firewalls should not
  prevent the forwarding of the diagnostic messages in a hop-by-hop
  manner, assuming that proper holes have been punched on the firewall
  to allow hop-by-hop forwarding of other RSVP messages.  The querier
  may start by not including a ROUTE object, which can give a faster
  response delivery and reduced overhead at intermediate nodes.
  However if no response is received, the querier may resend the DREQ
  message with a ROUTE object, specifying that a hop-by-hop reply
  should be sent.



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  If the requester is a third party host and is separated from the
  LAST-HOP address by a firewall (either the requester is behind a
  firewall, or the LAST-HOP is a node behind a firewall, or both), at
  this time we do not know any other solution but to change the LAST-
  HOP to a node that is on the same side of the firewall as the
  requester.

5.2.  Examination of RSVP Timers

  One can easily collect information about the current timer value at
  each RSVP hop along the way.  This will be very helpful in situations
  when the reservation state goes up and down frequently, to find out
  whether the state changes are due to improper setting of timer
  values, or K values (when across lossy links), or frequent routing
  changes.

5.3.  Discovering Non-RSVP Clouds

  The D-TTL field in each DIAG_RESPONSE object shows the number of
  routing hops between adjacent RSVP nodes.  Therefore any value
  greater than one indicates a non-RSVP cloud in between.  Together
  with the arrival timestamps (assuming NTP works), this value can also
  give some vague, though not necessarily accurate, indication of how
  big that cloud might be.  One might also find out all the
  intermediate non-RSVP nodes by running either unicast or multicast
  trace route.

5.4.  Discovering Reservation Merges

  The flowspec value in a DIAG_RESPONSE object specifies the amount of
  resources being reserved for the data stream defined by the filter
  spec in the same data block.  When this value of adjacent
  DIAG_RESPONSE objects differs, that is, a downstream node Rd has a
  smaller value than its immediate upstream node Ru, it indicates a
  merge of reservation with RSVP request(s) from other down stream
  interface(s) at Rd.  Further, in case of SE style reservation, one
  can examine how the different SE scopes get merged at each hop.

  In particular, if a receiver sends a DREQ message before sending its
  own reservation, it can discover (1) how many RSVP hops there are
  along the path between the specified sender and itself, (2) how many
  of the hops already have some reservation by other receivers, and (3)
  possibly a rough prediction of how its reservation request might get
  merged with other existing ones.







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5.5.  Error Diagnosis

  In addition to examining the state of a working reservation, RSVP
  diagnostic messages are more likely to be invoked when things are not
  working correctly.  For example, a receiver has reserved an adequate
  pipe for a specified incoming data stream, yet the observed delay or
  loss ratio is much higher than expected.  In this case the receiver
  can use the diagnostic facility to examine the reservation state at
  each RSVP hop along the way to find out whether the RSVP state is set
  up correctly, whether there is any black-hole along the way that
  caused RSVP message losses, or whether there are non-RSVP clouds, and
  where they are, that may have caused the performance problem.

5.6.  Crossing "Legacy" RSVP Routers

  Since this diagnosis facility was developed and added to RSVP after a
  number of RSVP implementations were in place, it is possible, or even
  likely, that when performing RSVP diagnosis, one may encounter one or
  more RSVP-capable nodes that do not understand diagnostic messages
  and drop them.  When this happens, the invoking client will get no
  response from its requests.

  One way to by-pass such "legacy" RSVP nodes is to perform RSVP
  diagnosis repeatedly, guided by information from traceroute, or
  mtrace in case of multicast.  When an RSVP diagnostic query times out
  (see next section), one may first use traceroute to get the list of
  nodes along the path, and then gradually increase the value of Max-
  RSVP-hops field in the DREQ message, starting from a low value until
  one no longer receives a response.  One can then try RSVP diagnosis
  again by starting with the first node (which is further upstream
  towards the sender) after the unresponding one.

  There are two problem with the method mentioned above in the case of
  unicast sessions. Both problems are related to the fact that
  traceroute information provides the path from the requester to the
  sender. The first problem is that the LAST-HOP may not be on the path
  from the requester to the sender. In this case we can get information
  only from the portion of the path from the LAST-HOP to the sender
  which intersects with the path from the requester to the sender. If
  routers that are not on the intersection of the two paths don't have
  PATH state for the session being diagnosed then they will reply with
  R-error=0x01. The requester can overcome this problem by sending a
  DREQ to every router on the path (from itself to the sender) until it
  reaches the first router that belongs to the path from the sender to
  the LAST-HOP.






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  The second problem is that traceroute provides the path from the
  requester to the sender which, due to routing asymmetries, may be
  different than the path traffic from the sender to the LAST-HOP uses.
  There is (at least) one case where this asymmetry will cause the
  diagnosis to fail. We present this case below.

                               Downstream Path                Sender
                               __         __            __       __
  Receiver             +------|  |<------|  |<-- ...---|  |-----|  |
     __          __   /       |__|       |__|          |__|     |__|
    |  |--....--|X |_/                    ^
    |__|        |__| \     Router B       |
               Black  \        __         |
               Hole    +----->|  |---->---+
                              |__| Upstream Path

                            Router A

                            Figure 2

  Here the first hop upstream of the black hole is different on the
  upstream path and the downstream path. Traceroute will indicate
  router A as the previous hop (instead of router B which is the right
  one). Sending a DREQ to router A will result in A responding with R-
  error 0x01 (No PATH State). If the two paths converge again then the
  requester can use the solution proposed above to get any (partial)
  information from the rest of the path.

  We don't have, for the moment, any complete solutions for the
  problematic scenarios described here.

6.  Comments on Diagnostic Client Implementation.

  Following the design principle that nodes in the network should not
  hold more than necessary state,  RSVP nodes are responsible only for
  forwarding Diagnostic messages and filling DIAG_RESPONSE objects.
  Additional diagnostic functionality should be carried out by the
  diagnostic clients.  Furthermore, if the diagnostic function is
  invoked from a third-party host, we should not require that host be
  running an RSVP daemon to perform the function.  Below we sketch out
  the basic functions that a diagnostic client daemon should carry out.

     1. Take input from the user about the session to be diagnosed, the
        last-hop and the sender address, the Max-RSVP-hops, and
        possibly the DIAG_SELECT list, create a DREQ message and send
        to the LAST-HOP RSVP node using raw IP message with protocol
        number 46 (RSVP).  If the user specified that the response
        should be sent hop-by-hop include an empty ROUTE object to the



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        DREQ message sent. Set the Path_MTU to the smaller of the user
        request and the MTU of the link through which the DREQ will be
        sent.

        The port of the UDP socket on which the Diagnostic Client is
        listening for replies should be included in the Requester
        FILTER_SPEC object.

     2. Set a retransmission timer, waiting for the reply (one or more
        DREP messages).  Listen to the specified UDP port for responses
        from the LAST-HOP RSVP node.

        The LAST-HOP RSVP node, upon receiving DREP messages, sends
        them to the Diagnostic Client as UDP packets, using the port
        supplied in the Requester FILTER_SPEC object.

     3. Upon receiving a DREP message to an outstanding diagnostic
        request, the client should clear the retransmission timer,
        check to see if the reply contains the complete result of the
        requested diagnosis.  If so, it should pass the result up to
        the invoking entity immediately.

     4. Reassemble DREP fragments.  If the first reply to an
        outstanding diagnostic request contains only a fragment of the
        expected result, the client should set up a reassembly timer in
        a way similar to IP packet reassembly timer.  If the timer goes
        off before all fragments arrive, the client should pass the
        partial result to the invoking entity.

     5. Use retransmission and reassembly timers to gracefully handle
        packet losses and reply fragment scenarios.

        In the absence of response to the first diagnostic request, a
        client should retransmit the request a few times.  If all the
        retransmissions also fail, the client should invoke traceroute
        or mtrace to obtain the list of hops along the path segment to
        be diagnosed, and then perform an iteration of diagnosis with
        increasing hop count as suggested in Section 5.6 in order to
        cross RSVP-capable but diagnosis-incapable nodes.

     6. If all the above efforts fail, the client must notify the
        invoking entity.









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7.  Security Considerations

  RSVP Diagnostics, as any other diagnostic tool, can be a security
  threat since it can reveal possibly sensitive RSVP state information
  to unwanted third parties.

  We feel that the threat is minimal, since as explained in the
  Introduction Diagnostics messages produce no side-effects and
  therefore they cannot change RSVP state in the nodes. In this respect
  RSVP Diagnostics is less a security threat than other diagnostic
  tools and protocols such as SNMP.

  Furthermore, processing of Diagnostic messages can be disabled if it
  is felt that is a security threat.

8.  Acknowledgments

  The idea of developing a diagnostic facility for RSVP was first
  suggested by Mark Handley of ACIRI.  Many thanks to Lee Breslau of
  AT&T Labs and John Krawczyk of Nortel Networks for their valuable
  comments on the first draft of this memo.  Lee Breslau, Bob Braden,
  and John Krawczyk contributed further comments after March 1996 IETF.
  Steven Berson provided valuable comments on various drafts of the
  memo. Tim Gleeson contributed an extensive list of editorial
  comments. We would also like to acknowledge Intel for providing a
  research grant as a partial support for this work. Subramaniam
  Vincent did most of this work while a graduate research assistant at
  the USC Information Sciences Institute (ISI).

9.  References

  [RSVP]    Braden, R., Zhang, L., Berson, S., Herzog, S. and S. Jamin,
            "Resource ReserVation Protocol -- Version 1 Functional
            Specification", RFC 2205, September 1997.

  [RSVPTUN] Terzis, A., Krawczyk, J., Wroclawski, J. and L. Zhang,
            "RSVP Operation Over IP Tunnels", RFC 2746, January 2000.














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10.  Authors' Addresses

  Andreas Terzis
  UCLA
  4677 Boelter Hall
  Los Angeles, CA 90095

  Phone:    310-267-2190
  EMail:    [email protected]


  Bob Braden
  USC Information Sciences Institute
  4676 Admiralty Way
  Marina del Rey, CA 90292

  Phone:    310 822-1511
  EMail:    [email protected]


  Subramaniam Vincent
  Cisco Systems
  275, E Tasman Drive, MS SJC04/2/1
  San Jose, CA 95134

  Phone:    408 525 3474
  EMail:    [email protected]


  Lixia Zhang
  UCLA
  4531G Boelter Hall
  Los Angeles, CA  90095

  Phone:    310-825-2695
  EMail:    [email protected]















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10.  Full Copyright Statement

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















Terzis, et al.              Standards Track                    [Page 23]