Network Working Group                                  M. St. Johns, Ed.
Request for Comments: 2669                                 @Home Network
Category: Proposed Standard                                  August 1999


                       DOCSIS Cable Device MIB
               Cable Device Management Information Base
                for DOCSIS compliant Cable Modems and
                   Cable Modem Termination Systems


Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

Abstract

  This memo defines a portion of the Management Information Base (MIB)
  for use with network management protocols in the Internet community.
  In particular, it defines a basic set of managed objects for SNMP-
  based management of DOCSIS 1.0 compliant Cable Modems and Cable Modem
  Termination Systems.

  This memo specifies a MIB module in a manner that is compliant to the
  SNMP SMIv2 [5][6][7].  The set of objects is consistent with the SNMP
  framework and existing SNMP standards.

  This memo is a product of the IPCDN working group within the Internet
  Engineering Task Force.  Comments are solicited and should be
  addressed to the working group's mailing list at [email protected]
  and/or the author.

Table of Contents

  1 The SNMP Management Framework ................................... 2
  2 Glossary ........................................................ 3
  2.1 CATV .......................................................... 3
  2.2 CM ............................................................ 3
  2.3 CMTS .......................................................... 4
  2.4 DOCSIS ........................................................ 4



St. Johns                      Standards                        [Page 1]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  2.5 Downstream .................................................... 4
  2.6 Head-end ...................................................... 4
  2.7 MAC Packet .................................................... 4
  2.8 MCNS .......................................................... 4
  2.9 RF ............................................................ 4
  2.10 Upstream ..................................................... 4
  3 Overview ........................................................ 4
  3.1 Structure of the MIB .......................................... 5
  3.2 Management requirements ....................................... 6
  3.2.1 Handling of Software upgrades ............................... 6
  3.2.2 Events and Traps ............................................ 6
  3.2.3 Trap Throttling ............................................. 8
  3.2.3.1 Trap rate throttling ...................................... 8
  3.2.3.2 Limiting the trap rate .................................... 8
  3.3 Protocol Filters .............................................. 9
  3.3.1 Inbound LLC Filters - docsDevFilterLLCTable ................ 10
  3.3.2 Special Filters ............................................ 10
  3.3.2.1 IP Spoofing Filters - docsDevCpeTable .................... 10
  3.3.2.2 SNMP Access Filters - docsDevNmAccessTable ............... 10
  3.3.3 IP Filtering - docsDevIpFilterTable ........................ 11
  3.3.4 Outbound LLC Filters ....................................... 13
  4 Definitions .................................................... 13
  5 Acknowledgments ................................................ 51
  6 References ..................................................... 51
  7 Security Considerations ........................................ 52
  8 Intellectual Property .......................................... 54
  9 Author's Address ............................................... 54
  10 Full Copyright Statement ...................................... 55

1.  The SNMP Management Framework

  The SNMP Management Framework presently consists of five major
  components:

  o   An overall architecture, described in RFC 2571 [1].

  o   Mechanisms for describing and naming objects and events for the
      purpose of management. The first version of this Structure of
      Management Information (SMI) is called SMIv1 and described in STD
      16, RFC 1155 [2], STD 16, RFC 1212 [3] and RFC 1215 [4].  The
      second version, called SMIv2, is described in STD 58, RFC 2578
      [5], STD 58, RFC 2579 [6] and STD 58, RFC 2580 [7].

  o   Message protocols for transferring management information. The
      first version of the SNMP message protocol is called SNMPv1 and
      described in STD 15, RFC 1157 [8]. A second version of the SNMP
      message protocol, which is not an Internet standards track
      protocol, is called SNMPv2c and described in RFC 1901 [9] and RFC



St. Johns                      Standards                        [Page 2]

RFC 2669                DOCSIS Cable Device MIB              August 1999


      1906 [10].  The third version of the message protocol is called
      SNMPv3 and described in RFC 1906 [10], RFC 2572 [11] and RFC 2574
      [12].

  o   Protocol operations for accessing management information. The
      first set of protocol operations and associated PDU formats is
      described in STD 15, RFC 1157 [8]. A second set of protocol
      operations and associated PDU formats is described in RFC 1905
      [13].

  o   A set of fundamental applications described in RFC 2573 [14] and
      the view-based access control mechanism described in RFC 2575
      [15].

  Managed objects are accessed via a virtual information store, termed
  the Management Information Base or MIB.  Objects in the MIB are
  defined using the mechanisms defined in the SMI.

  This memo specifies a MIB module that is compliant to the SMIv2. A
  MIB conforming to the SMIv1 can be produced through the appropriate
  translations. The resulting translated MIB must be semantically
  equivalent, except where objects or events are omitted because no
  translation is possible (use of Counter64). Some machine readable
  information in SMIv2 will be converted into textual descriptions in
  SMIv1 during the translation process. However, this loss of machine
  readable information is not considered to change the semantics of the
  MIB.

2.  Glossary

  The terms in this document are derived either from normal cable
  system usage, or from the documents associated with the Data Over
  Cable Service Interface Specification process.

2.1.  CATV

  Originally "Community Antenna Television", now used to refer to any
  cable or hybrid fiber and cable system used to deliver video signals
  to a community.

2.2.  CM   Cable Modem.

  A CM acts as a "slave" station in a DOCSIS compliant cable data
  system.







St. Johns                      Standards                        [Page 3]

RFC 2669                DOCSIS Cable Device MIB              August 1999


2.3.  CMTS   Cable Modem Termination System.

  A generic term covering a cable bridge or cable router in a head-end.
  A CMTS acts as the master station in a DOCSIS compliant cable data
  system.  It is the only station that transmits downstream, and it
  controls the scheduling of upstream transmissions by its associated
  CMs.

2.4.  DOCSIS

  "Data Over Cable Interface Specification".  A term referring to the
  ITU-T J.112 Annex B standard for cable modem systems [20].

2.5.  Downstream

  The direction from the head-end towards the subscriber.

2.6.  Head-end

  The origination point in most cable systems of the subscriber video
  signals. Generally also the location of the CMTS equipment.

2.7.  MAC Packet

  A DOCSIS PDU.

2.8.  MCNS

  "Multimedia Cable Network System".  Generally replaced in usage by
  DOCSIS.

2.9.  RF

  Radio Frequency.

2.10.  Upstream

  The direction from the subscriber towards the head-end.

3.  Overview

  This MIB provides a set of objects required for the management of
  DOCSIS compliant Cable Modems (CM) and Cable Modem Termination
  Systems (CMTS).  The specification is derived from the DOCSIS Radio
  Frequency Interface specification [16].   Please note that the DOCSIS
  1.0 standard only requires Cable Modems to implement SNMPv1 and to





St. Johns                      Standards                        [Page 4]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  process IPv4 customer traffic. Design choices in this MIB reflect
  those requirements.  Future versions of the DOCSIS standard are
  expected to require support for SNMPv3 and IPv6 as well.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [19].

3.1.  Structure of the MIB

  This MIB is structured into seven groups:

     o    The docsDevBase group extends the MIB-II 'system' group with
          objects needed for cable device system management.

     o    The docsDevNmAccessGroup provides a minimum level of SNMP
          access security (see Section 3 of [18]).

     o    The docsDevSoftware group provides information for network-
          downloadable software upgrades.  See "Handling of Software
          Upgrades" below..

     o    The docsDevServer group provides information about the
          progress of the interaction between the CM or CMTS and
          various provisioning servers.

     o    The docsDevEvent group provides control and logging for event
          reporting.

     o    The docsDevFilter group configures filters at link layer and
          IP layer for bridged data traffic.  This group consists of a
          link-layer filter table, docsDevFilterLLCTable, which is used
          to manage the processing and forwarding of non-IP traffic; an
          IP packet classifier table, docsDevFilterIpTable, which is
          used to map classes of packets to specific policy actions; a
          policy table, docsDevFilterPolicyTable, which maps zero or
          more policy actions onto a specific packet classification,
          and one or more policy action tables.

          At this time, this MIB specifies only one policy action
          table, docsDevFilterTosTable, which allows the manipulation
          of the type of services bits in an IP packet based on
          matching some criteria.  The working group may add additional
          policy types and action tables in the future, for example to
          allow QOS to modem service identifier assignment based on
          destination.





St. Johns                      Standards                        [Page 5]

RFC 2669                DOCSIS Cable Device MIB              August 1999


     o    The docsDevCpe group provides control over which IP addresses
          may be used by customer premises equipment (e.g. PCs)
          serviced by a given cable modem.  This provides anti-spoofing
          control at the point of origin for a large cable modem
          system.  This group is separate from docsDevFilter primarily
          as this group is only implemented on the Cable Modem (CM) and
          MUST NOT be implemented on the Cable Modem Termination System
          (CMTS).

3.2.  Management requirements

3.2.1.  Handling of Software upgrades

  The Cable Modem software upgrade process is documented in [16].  From
  a network management station, the operator:

     o    sets docsDevSwServer to the address of the TFTP server for
          software upgrades

     o    sets docsDevSwFilename to the file pathname of the software
          upgrade image

     o    sets docsDevSwAdminStatus to upgrade-from-mgt

  One reason for the SNMP-initiated upgrade is to allow loading of a
  temporary software image (e.g., special diagnostic software) that
  differs from the software normally used on that device without
  changing the provisioning database.

  Note that software upgrades should not be accepted blindly by the
  cable device. The cable device may refuse an upgrade if:

     o    The download is incomplete.

     o    The file contents are incomplete or damaged.

     o    The software is not intended for that hardware device (may
          include the case of a feature set that has not been purchased
          for this device).

3.2.2.  Events and Traps

  This MIB provides control facilities for reporting events through
  syslog, traps, and non-volatile logging.  If events are reported
  through traps, the specified conventions must be followed.  Other
  means of event reporting are outside the scope of this document.





St. Johns                      Standards                        [Page 6]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  The definition and coding of events is vendor-specific.  In deference
  to the network operator who must troubleshoot multi-vendor networks,
  the circumstances and meaning of each event should be reported as
  human-readable text.  Vendors SHOULD provide time-of-day clocks in
  CMs to provide useful timestamping of events.

  For each vendor-specific event that is reportable via TRAP, the
  vendor must create an enterprise-specific trap definition.  Trap
  definitions MUST include the event reason encoded as DisplayString
  and should be defined as:

  trapName NOTIFICATION-TYPE
          OBJECTS {
              ifIndex,
              eventReason,
              other useful objects
          }
          STATUS      current
          DESCRIPTION
              "trap description"
          ::= Object Id

  Note that ifIndex is only included if the event or trap is interface
  related.

  An example (fake) vendor defined trap might be:

  xyzVendorModemDropout NOTIFICATION-TYPE
          OBJECTS {
              eventReason,
              xyzModemHighWatermarkCount
          }
          STATUS  current
          DESCRIPTION
             "Sent by a CMTS when a configurable number of modems
          (xyzModemHysteresis) de-register or become unreachable during
          the sampling period (5 minutes).  Used to warn a management
          station about a catastrophic cable plant outage."
          ::= { xyzTraps 23 }

  In this example eventReason is  a DisplayString providing a human
  readable error message, and xyzModemHighWatermarkCount is a Gauge32
  which indicates the maximum number of modems during the epoch.








St. Johns                      Standards                        [Page 7]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  The last digit of the trap OID for enterprise-specific traps must
  match docsDevEvId.  For SNMPv1-capable Network Management systems,
  this is necessary to correlate the event type to the trap type.  Many
  Network Management systems are only capable of trap filtering on an
  enterprise and single-last-digit basis.

3.2.3.  Trap Throttling

  The CM and CMTS MUST provide support for trap message throttling as
  described below.  The network operator can employ message rate
  throttling or trap limiting by manipulating the appropriate MIB
  variables.

3.2.3.1.  Trap rate throttling

  Network operators may employ either of two rate control methods.  In
  the first method, the device ceases to send traps when the rate
  exceeds the specified maximum message rate.  It resumes sending traps
  only if reactivated by a network management station request.

  In the second method, the device resumes sending traps when the rate
  falls below the specified maximum message rate.

  The network operator configures the specified maximum message rate by
  setting the measurement interval (in seconds), and the maximum number
  of traps to be transmitted within the measurement interval.  The
  operator can query the operational throttling state (to determine
  whether traps are enabled or blocked by throttling) of the device, as
  well as query and set the administrative throttling state (to manage
  the rate control method) of the device.

3.2.3.2.  Limiting the trap rate

  Network operators may wish to limit the number of traps sent by a
  device over a specified time period.  The device ceases to send traps
  when the number of traps exceeds the specified threshold.  It resumes
  sending traps only when the measurement interval has passed.

  The network operator defines the maximum number of traps he is
  willing to handle and sets the measurement interval to a large number
  (in hundredths of a second).  For this case, the administrative
  throttling state is set to stop at threshold which is the maximum
  number of traps.

  See "Techniques for Managing Asynchronously Generated Alerts" [17]
  for further information.





St. Johns                      Standards                        [Page 8]

RFC 2669                DOCSIS Cable Device MIB              August 1999


3.3.  Protocol Filters

  The Cable Device MIB provides objects for both LLC and IP protocol
  filters.  The LLC protocol filter entries can be used to limit CM
  forwarding to a restricted set of network-layer protocols (such as
  IP, IPX, NetBIOS, and Appletalk).

  The IP protocol filter entries can be used to restrict upstream or
  downstream traffic based on source and destination IP addresses,
  transport-layer protocols (such as TCP, UDP, and ICMP), and source
  and destination TCP/UDP port numbers.

  In general, a cable modem applies filters (or more properly,
  classifiers) in an order appropriate to the layering model.
  Specifically, the inbound MAC (or LLC) layer filters are applied
  first, then the "special" filters, then the IP layer inbound filters,
  then the IP layer outbound filters, then any final LLC outbound
  filters.  Since the cable modem does not generally do any IP
  processing (other than that specified by the filters) the processing
  of the IP in filters and IP out filters can usually be combined into
  a single step.

                ***************
                * LLC Filters *
                ***************
                |      |      |
                v      |      v
          ************ |  ***************
          * IP Spoof * |  * SNMP Access *
          ************ |  ***************
                |      |      |
                v      v      v
               ****************
               * IP Filter In *
               ****************
                       |
                       v
               *****************
               * IP Filter Out *
               *****************
                       |
                       v
                  ***********
                  * LLC Out *
                  ***********






St. Johns                      Standards                        [Page 9]

RFC 2669                DOCSIS Cable Device MIB              August 1999


3.3.1.  Inbound LLC Filters - docsDevFilterLLCTable

  The inbound LLC (or MAC or level-2) filters are contained in the
  docsDevFilterLLCTable and are applied to level-2 frames entering the
  cable modem from either the RF MAC interface or from one of the CPE
  (ethernet or other) interfaces.  These filters are used to prohibit
  the processing and forwarding of certain types of level-2 traffic
  that may be disruptive to the network.  The filters, as currently
  specified, can be set to cause the modem to either drop frames which
  match at least one filter, or to process a frame which matches at
  least filter.  Some examples of possible configurations would be to
  only permit IP (and ARP) traffic, or to drop NETBUEI traffic.

3.3.2.  Special Filters

  Special filters are applied after the packet is accepted from the MAC
  layer by the IP module, but before any other processing is done.
  They are filters that apply only to a very specific class of traffic.

3.3.2.1.  IP Spoofing Filters - docsDevCpeTable

  IP spoofing filters are applied to packets entering the modem from
  one of the CPE interfaces and are intended to prevent a subscriber
  from stealing or mis-using IP addresses that were not assigned to the
  subscriber.  If the filters are active (enabled), the source address
  of the IP packet must match at least one IP address in this table or
  it is discarded without further processing.

  The table can be automatically populated where the first N different
  IP addresses seen from the CPE side of the cable modem are used to
  automatically populate the table.  The spoofing filters are specified
  in the docsDevCpeTable and the policy for automatically creating
  filters in that table is controlled by docsDevCpeEnroll and
  docsDevCpeMax as well as the network management agent.

3.3.2.2.  SNMP Access Filters - docsDevNmAccessTable

  The SNMP access filters are applied to SNMP packets entering from any
  interface and destined for the cable modem.  If the packets enter
  from a CPE interface, the SNMP filters are applied after the IP
  spoofing filters.  The filters only apply to SNMPv1 or SNMPv2c
  traffic, and are not consulted for SNMPv3 traffic (and need not be
  implemented by a v3 only agent).  SNMPv3 access control is specified
  in the User Security Model MIB in [12].







St. Johns                      Standards                       [Page 10]

RFC 2669                DOCSIS Cable Device MIB              August 1999


3.3.3.  IP Filtering - docsDevIpFilterTable

  The IP Filtering table acts as a classifier table.  Each row in the
  table describes a template against which IP packets are compared.
  The template includes source and destination addresses (and their
  associated masks), upper level protocol (e.g. TCP, UDP), source and
  destination port ranges, TOS and TOS mask. A row also contains
  interface and traffic direction match values which have to be
  considered in combination.  All columns of a particular row must
  match the appropriate fields in the packet, and must match the
  interface and direction items for the packet to result in a match to
  the packet.

  When classifying a packet, the table is scanned beginning with the
  lowest number filter.  If the agent finds a match, it applies the
  group of policies specified.  If the matched filter has the continue
  bit set, the agent continues the scan possibly matching additional
  filters and applying additional policies.  This allows the agent to
  take one set of actions for the 24.0.16/255.255.255.0 group and one
  set of actions for telnet packets to/from 24.0.16.30 and these sets
  of actions may not be mutually exclusive.

  Once a packet is matched, one of three actions happen based on the
  setting of docsDevFilterIpControl in the row.  The packet may be
  dropped, in which case no further processing is required.  The packet
  may be accepted and processing of the packet continues.  Lastly, the
  packet may have a set of policy actions applied to it.  If
  docsDevFilterIpContinue is set to true, scanning of the table
  continues and additional matches may result.

  When a packet matches, and docsDevFilterIpControl in the filter
  matched is set to 'policy', the value of docsDevFilterIpPolicyId is
  used as a selector into the docsDevFilterPolicyTable.  The first
  level of indirection may result in zero or more actions being taken
  based on the match.  The docsDevFilterPolicyTable is scanned in row
  order and all rows where docsDevFilterPolicyId equals
  docsDevFilterIpPolicyId have the action specified by
  docsDevFilterPolicyValue 'executed'.  For example, a value pointing
  to an entry in the docsDevFilterTosTable may result in the re-writing
  of the TOS bits in the IP packet which was matched.  Another
  possibility may be to assign an output packet to a specific output
  upstream queue.  An even more complex action might be to re-write the
  TOS value, assign the packet to an upstream service ID, and drop it
  into a particular IPSEC tunnel.







St. Johns                      Standards                       [Page 11]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  Example:

  docsDevFilterIpTable

  #  Index,  SrcIP/Mask, DstIP/Mask,ULP, SrcPts,DstPts,Tos/Mask,
  # Int/Dir,  Pgroup, [continue]
  # drop any netbios traffic
  10, 0/0, 0/0, TCP, any, 137-139, 0/0, any/any, drop

  # traffic to the proxy gets better service - other matches possible
  20, 0/0, proxy/32, TCP, any,any, 0/0, cpe/in, 10, continue

  # Traffic from CPE 1 gets 'Gold' service, other matches possible
  30, cpe1/32, 0/0, any, any,any, 0/0, cpe/in, 20, continue

  # Traffic from CPE2 to work goes, other traffic dropped
  40, cpe2/32, workIPs/24, any, 0/0, cpe/in, accept
  45, cpe2/32, 0/0, any, any,ayn, 0/0, cpe/in, drop

  # Traffic with TOS=4 gets queued on the "silver" queue.
  50, 0/0, 0/0, any, any,any, 4/255, cpe/in, 30

  # Inbound "server" traffic to low numbered ports gets dropped.
  60, 0/0, 0/0, TCP, any,1-1023, 0/0, cpe/out, drop
  65, 0/0, 0/0, UDP, any,1-1023, 0/0, cpe/out, drop

  docsDevFilterIpPolicyTable

  #
  # index, policy group, policy
  10, 10, queueEntry.20   -- special queue for traffic to proxy

  15, 20, queueEntry.15   -- Gold Service queue
  20, 20, docsDevFilterTosStatus.10 -- Mark this packet with TOS 5

  25, 30, queueEntry.10   -- Silver service queue

  This table describes some special processing for packets originating
  from either the first or second CPE device which results in their
  queuing on to special upstream traffic queues and for the "gold"
  service results in having the packets marked with a TOS of 5.  The
  10, 20, 60 and 65 entries are generic entries that would generally be
  applied to all traffic to this CM.  The 30, 40 and 45 entries are
  specific to a particular CPE's service assignments.  The ordering
  here is a bit contrived, but is close to what may actually be
  required by the operator to control various classes of customers.





St. Johns                      Standards                       [Page 12]

RFC 2669                DOCSIS Cable Device MIB              August 1999


3.3.4.  Outbound LLC Filters

  Lastly, any outbound LLC filters are applied to the packet just prior
  to it being emitted on the appropriate interface.  This MIB does not
  specify any outbound LLC filters, but it is anticipated that the QOS
  additions to the DOCSIS standard may include some outbound LLC
  filtering requirements.  If so, those filters would be applied as
  described here.

4.  Definitions

DOCS-CABLE-DEVICE-MIB DEFINITIONS ::= BEGIN

IMPORTS
       MODULE-IDENTITY,
       OBJECT-TYPE,
-- do not import        BITS,
       IpAddress,
       Unsigned32,
       Counter32,
       Integer32,
       zeroDotZero,
       mib-2
               FROM SNMPv2-SMI
       RowStatus,
       RowPointer,
       DateAndTime,
       TruthValue
               FROM SNMPv2-TC
       OBJECT-GROUP,
       MODULE-COMPLIANCE
               FROM SNMPv2-CONF
       SnmpAdminString
               FROM SNMP-FRAMEWORK-MIB
       InterfaceIndexOrZero
               FROM IF-MIB;  -- RFC2233

docsDev MODULE-IDENTITY
       LAST-UPDATED    "9908190000Z" -- August 19, 1999
       ORGANIZATION    "IETF IPCDN Working Group"
       CONTACT-INFO
           "        Michael StJohns
            Postal: @Home Network
                    425 Broadway
                    Redwood City, CA 94063
                    U.S.A.
            Phone:  +1 650 569 5368
            E-mail: [email protected]"



St. Johns                      Standards                       [Page 13]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       DESCRIPTION
           "This is the MIB Module for MCNS-compliant cable modems and
            cable-modem termination systems."
       REVISION "9908190000Z"
       DESCRIPTION
           "Initial Version, published as RFC 2669.
            Modified by Mike StJohns to add/revise filtering, TOS
            support, software version information objects."
       ::= { mib-2 69 }

docsDevMIBObjects  OBJECT IDENTIFIER ::= { docsDev 1 }
docsDevBase OBJECT IDENTIFIER ::= { docsDevMIBObjects 1 }

--
-- For the following object, there is no concept in the
-- RFI specification corresponding to a backup CMTS. The
-- enumeration is provided here in case someone is able
-- to define such a role or device.
--

docsDevRole OBJECT-TYPE
       SYNTAX INTEGER {
           cm(1),
           cmtsActive(2),
           cmtsBackup(3)
       }
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
            "Defines the current role of this device.  cm (1) is
            a Cable Modem, cmtsActive(2) is a Cable Modem Termination
            System which is controlling the system of cable modems,
            and cmtsBackup(3) is a CMTS which is currently connected,
            but not controlling the system (not currently used).

            In general, if this device is a 'cm', its role will not
            change during operation or between reboots.  If the
            device is a 'cmts' it may change between cmtsActive and
            cmtsBackup and back again during normal operation.  NB:
            At this time, the DOCSIS standards do not support the
            concept of a backup CMTS, cmtsBackup is included for
            completeness."
       ::= { docsDevBase 1 }

docsDevDateTime OBJECT-TYPE
       SYNTAX      DateAndTime
       MAX-ACCESS  read-write
       STATUS      current



St. Johns                      Standards                       [Page 14]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       DESCRIPTION
           "The date and time, with optional timezone
            information."
       ::= { docsDevBase 2 }

docsDevResetNow OBJECT-TYPE
       SYNTAX      TruthValue
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "Setting this object to true(1) causes the device to reset.
            Reading this object always returns false(2)."
       ::= { docsDevBase 3 }

docsDevSerialNumber OBJECT-TYPE
       SYNTAX      SnmpAdminString
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The manufacturer's serial number for this device."
       ::= { docsDevBase 4 }

docsDevSTPControl OBJECT-TYPE
       SYNTAX INTEGER {
           stEnabled(1),
           noStFilterBpdu(2),
           noStPassBpdu(3)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "This object controls operation of the spanning tree
            protocol (as distinguished from transparent bridging).
            If set to stEnabled(1) then the spanning tree protocol
            is enabled, subject to bridging constraints. If
            noStFilterBpdu(2), then spanning tree is not active,
            and Bridge PDUs received are discarded.
            If noStPassBpdu(3) then spanning tree is not active
            and Bridge PDUs are transparently forwarded. Note that
            a device need not implement all of these options,
            but that noStFilterBpdu(2) is required."
       ::= { docsDevBase 5 }

--
-- The following table provides one level of security for access
-- to the device by network management stations.
-- Note that access is also constrained by the
-- community strings and any vendor-specific security.



St. Johns                      Standards                       [Page 15]

RFC 2669                DOCSIS Cable Device MIB              August 1999


--

docsDevNmAccessTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevNmAccessEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "This table controls access to SNMP objects by network
            management stations. If the table is empty, access
            to SNMP objects is unrestricted.  This table exists only
            on SNMPv1 or v2c agents and does not exist on SNMPv3
            agents. See the conformance section for details.
            Specifically, for v3 agents, the appropriate MIBs and
            security models apply in lieu of this table."
       ::= { docsDevMIBObjects 2 }

docsDevNmAccessEntry OBJECT-TYPE
       SYNTAX      DocsDevNmAccessEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "An entry describing  access to SNMP objects by a
            particular network management station. An entry in
            this table is not readable unless the management station
            has read-write permission (either implicit if the table
            is empty, or explicit through an entry in this table.
            Entries are ordered by docsDevNmAccessIndex.  The first
            matching entry (e.g. matching IP address and community
            string) is used to derive access."
       INDEX { docsDevNmAccessIndex  }
       ::= {  docsDevNmAccessTable 1 }

DocsDevNmAccessEntry ::= SEQUENCE {
           docsDevNmAccessIndex         Integer32,
           docsDevNmAccessIp            IpAddress,
           docsDevNmAccessIpMask        IpAddress,
           docsDevNmAccessCommunity     OCTET STRING,
           docsDevNmAccessControl       INTEGER,
           docsDevNmAccessInterfaces    OCTET STRING,
           docsDevNmAccessStatus        RowStatus
       }

docsDevNmAccessIndex OBJECT-TYPE
       SYNTAX      Integer32 (1..2147483647)
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Index used to order the application of access



St. Johns                      Standards                       [Page 16]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            entries."
       ::= { docsDevNmAccessEntry 1 }

docsDevNmAccessIp OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The IP address (or subnet) of the network management
            station. The address 255.255.255.255 is defined to mean
            any NMS. If traps are enabled for this entry, then the
            value must be the address of a specific device."
       DEFVAL { 'ffffffff'h }
       ::= { docsDevNmAccessEntry 2 }

docsDevNmAccessIpMask OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The IP subnet mask of the network management stations.
            If traps are enabled for this entry, then the value must
            be 255.255.255.255."
       DEFVAL { 'ffffffff'h }
       ::= { docsDevNmAccessEntry 3 }

docsDevNmAccessCommunity OBJECT-TYPE
       SYNTAX      OCTET STRING
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The community string to be matched for access by this
            entry. If set to a zero length string then any community
            string will match.  When read, this object SHOULD return
            a zero length string."
       DEFVAL { "public" }
       ::= { docsDevNmAccessEntry 4 }

docsDevNmAccessControl OBJECT-TYPE
       SYNTAX         INTEGER {
           none(1),
           read(2),
           readWrite(3),
           roWithTraps(4),
           rwWithTraps(5),
           trapsOnly(6)
       }
       MAX-ACCESS  read-create



St. Johns                      Standards                       [Page 17]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       STATUS      current
       DESCRIPTION
           "Specifies the type of access allowed to this NMS. Setting
            this object to none(1) causes the table entry to be
            destroyed. Read(2) allows access by 'get' and 'get-next'
            PDUs. ReadWrite(3) allows access by 'set' as well.
            RoWithtraps(4), rwWithTraps(5), and trapsOnly(6)
            control distribution of Trap PDUs transmitted by this
            device."
       DEFVAL { read }
       ::= { docsDevNmAccessEntry 5 }

-- The syntax of the following object was copied from RFC1493,
-- dot1dStaticAllowedToGoTo.

docsDevNmAccessInterfaces OBJECT-TYPE
       SYNTAX      OCTET STRING
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "Specifies the set of interfaces from which requests from
            this NMS will be accepted.
            Each octet within the value of this object specifies a set
            of eight interfaces, with the first octet specifying ports
            1 through 8, the second octet specifying interfaces 9
            through 16, etc.  Within each octet, the most significant
            bit represents the lowest numbered interface, and the least
            significant bit represents the highest numbered interface.
            Thus, each interface is represented by a single bit within
            the value of this object. If that bit has a value of '1'
            then that interface is included in the set.

            Note that entries in this table apply only to link-layer
            interfaces (e.g., Ethernet and CATV MAC). Upstream and
            downstream channel interfaces must not be specified."
--         DEFVAL is the bitmask corresponding to all interfaces
       ::= { docsDevNmAccessEntry 6 }

docsDevNmAccessStatus OBJECT-TYPE
       SYNTAX      RowStatus
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "Controls and reflects the status of rows in this
            table. Rows in this table may be created by either the
            create-and-go or create-and-wait paradigms.  There is no
            restriction on changing values in a row of this table while
            the row is active."



St. Johns                      Standards                       [Page 18]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       ::= { docsDevNmAccessEntry 7 }

--
--  Procedures for using the following group are described in section
--  3.2.1 of the DOCSIS Radio Frequence Interface Specification
--

docsDevSoftware OBJECT IDENTIFIER ::= { docsDevMIBObjects 3 }

docsDevSwServer OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "The address of the TFTP server used for software upgrades.
            If the TFTP server is unknown, return 0.0.0.0."
       ::= { docsDevSoftware 1 }

docsDevSwFilename OBJECT-TYPE
       SYNTAX      SnmpAdminString (SIZE (0..64))
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "The file name of the software image to be loaded into this
            device. Unless set via SNMP, this is the file name
            specified by the provisioning server that corresponds to
            the software version that is desired for this device.
            If unknown, the string '(unknown)' is returned."
       ::= { docsDevSoftware 2 }

docsDevSwAdminStatus OBJECT-TYPE
       SYNTAX INTEGER {
           upgradeFromMgt(1),
           allowProvisioningUpgrade(2),
           ignoreProvisioningUpgrade(3)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "If set to upgradeFromMgt(1), the device will initiate a
            TFTP software image download using docsDevSwFilename.
            After successfully receiving an image, the device will
            set its state to ignoreProvisioningUpgrade(3) and reboot.
            If the download process is interrupted by a reset or
            power failure, the device will load the previous image
            and, after re-initialization, continue to attempt loading
            the image specified in docsDevSwFilename.




St. Johns                      Standards                       [Page 19]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            If set to allowProvisioningUpgrade(2), the device will
            use the software version information supplied by the
            provisioning server when next rebooting (this does not
            cause a reboot).

            When set to ignoreProvisioningUpgrade(3), the device
            will disregard software image upgrade information from the
            provisioning server.

            Note that reading this object can return upgradeFromMgt(1).
            This indicates that a software download is currently in
            progress, and that the device will reboot after
            successfully receiving an image.

            At initial startup, this object has the default value of
            allowProvisioningUpgrade(2)."
       ::= { docsDevSoftware 3 }

docsDevSwOperStatus OBJECT-TYPE
       SYNTAX INTEGER {
           inProgress(1),
           completeFromProvisioning(2),
           completeFromMgt(3),
           failed(4),
           other(5)
       }
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "InProgress(1) indicates that a TFTP download is underway,
            either as a result of a version mismatch at provisioning
            or as a result of a upgradeFromMgt request.
            CompleteFromProvisioning(2) indicates that the last
            software upgrade was a result of version mismatch at
            provisioning. CompleteFromMgt(3) indicates that the last
            software upgrade was a result of setting
            docsDevSwAdminStatus to upgradeFromMgt.
            Failed(4) indicates that the last attempted download
            failed, ordinarily due to TFTP timeout."
       REFERENCE
            "DOCSIS Radio Frequency Interface Specification, Section
            8.2, Downloading Cable Modem Operating Software."
       ::= { docsDevSoftware 4 }

docsDevSwCurrentVers OBJECT-TYPE
   SYNTAX      SnmpAdminString
   MAX-ACCESS  read-only
   STATUS      current



St. Johns                      Standards                       [Page 20]

RFC 2669                DOCSIS Cable Device MIB              August 1999


   DESCRIPTION
           "The software version currently operating in this device.
            This object should be in the syntax used by the individual
            vendor to identify software versions.  Any CM MUST return a
            string descriptive of the current software load.  For a
            CMTS, this object SHOULD contain either a human readable
            representation of the vendor specific designation of the
            software for the chassis, or of the software for the
            control processor. If neither of these is  applicable,
            this MUST contain an empty string."
   ::= { docsDevSoftware 5 }


--
-- The following group describes server access and parameters used for
-- initial provisioning and bootstrapping.
--

docsDevServer OBJECT IDENTIFIER ::= { docsDevMIBObjects 4 }

docsDevServerBootState OBJECT-TYPE
       SYNTAX INTEGER {
           operational(1),
           disabled(2),
           waitingForDhcpOffer(3),
           waitingForDhcpResponse(4),
           waitingForTimeServer(5),
           waitingForTftp(6),
           refusedByCmts(7),
           forwardingDenied(8),
           other(9),
           unknown(10)
       }
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "If operational(1), the device has completed loading and
            processing of configuration parameters and the CMTS has
            completed the Registration exchange.
            If disabled(2) then the device was administratively
            disabled, possibly by being refused network access in the
            configuration file.
            If waitingForDhcpOffer(3) then a DHCP Discover has been
            transmitted and no offer has yet been received.
            If waitingForDhcpResponse(4) then a DHCP Request has been
            transmitted and no response has yet been received.
            If waitingForTimeServer(5) then a Time Request has been
            transmitted and no response has yet been received.



St. Johns                      Standards                       [Page 21]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            If waitingForTftp(6) then a request to the TFTP parameter
            server has been made and no response received.
            If refusedByCmts(7) then the Registration Request/Response
            exchange with the CMTS failed.
            If forwardingDenied(8) then the registration process
            completed, but the network access option in the received
            configuration file prohibits forwarding. "
       REFERENCE
            "DOCSIS Radio Frequency Interface Specification, Figure
            7-1, CM Initialization Overview."
       ::= { docsDevServer 1 }

docsDevServerDhcp OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The IP address of the DHCP server that assigned an IP
            address to this device. Returns 0.0.0.0 if DHCP was not
            used for IP address assignment."
       ::= { docsDevServer 2 }

docsDevServerTime OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The IP address of the Time server (RFC-868). Returns
            0.0.0.0 if the time server IP address is unknown."
       ::= { docsDevServer 3 }

docsDevServerTftp OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The IP address of the TFTP server responsible for
            downloading provisioning and configuration parameters
            to this device. Returns 0.0.0.0 if the TFTP server
            address is unknown."
       ::= { docsDevServer 4 }

docsDevServerConfigFile OBJECT-TYPE
       SYNTAX      SnmpAdminString
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The name of the device configuration file read from the



St. Johns                      Standards                       [Page 22]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            TFTP server. Returns an empty string if the configuration
            file name is unknown."
       ::= { docsDevServer 5 }

--
--  Event Reporting
--

docsDevEvent OBJECT IDENTIFIER ::= { docsDevMIBObjects 5 }

docsDevEvControl OBJECT-TYPE
       SYNTAX INTEGER {
           resetLog(1),
           useDefaultReporting(2)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "Setting this object to resetLog(1) empties the event log.
            All data is deleted. Setting it to useDefaultReporting(2)
            returns all event priorities to their factory-default
            reporting. Reading this object always returns
            useDefaultReporting(2)."
       ::= { docsDevEvent 1 }

docsDevEvSyslog OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "The IP address of the Syslog server. If 0.0.0.0, syslog
            transmission is inhibited."
       ::= { docsDevEvent 2 }

docsDevEvThrottleAdminStatus OBJECT-TYPE
       SYNTAX INTEGER {
           unconstrained(1),
           maintainBelowThreshold(2),
           stopAtThreshold(3),
           inhibited(4)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "Controls the transmission of traps and syslog messages
            with respect to the trap pacing threshold.
            unconstrained(1) causes traps and syslog messages to be
            transmitted without regard to the threshold settings.



St. Johns                      Standards                       [Page 23]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            maintainBelowThreshold(2) causes trap transmission and
            syslog messages to be suppressed if the number of traps
            would otherwise exceed the threshold.
            stopAtThreshold(3) causes trap transmission to cease
            at the threshold, and not resume until directed to do so.
            inhibited(4) causes all trap transmission and syslog
            messages to be suppressed.

            A single event is always treated as a single event for
            threshold counting. That is, an event causing both a trap
            and a syslog message is still treated as a single event.

            Writing to this object resets the thresholding state.

            At initial startup, this object has a default value of
            unconstrained(1)."
       ::= { docsDevEvent 3 }

docsDevEvThrottleInhibited OBJECT-TYPE
       SYNTAX      TruthValue
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "If true(1), trap and syslog transmission is currently
            inhibited due to thresholds and/or the current setting of
            docsDevEvThrottleAdminStatus. In addition, this is set to
            true(1) if transmission is inhibited due to no
            syslog (docsDevEvSyslog) or trap (docsDevNmAccessEntry)
            destinations having been set."
       ::= { docsDevEvent 4 }

docsDevEvThrottleThreshold OBJECT-TYPE
       SYNTAX      Unsigned32
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "Number of trap/syslog events per docsDevEvThrottleInterval
            to be transmitted before throttling.

            A single event is always treated as a single event for
            threshold counting. That is, an event causing both a trap
            and a syslog message is still treated as a single event.

            At initial startup, this object returns 0."
       ::= { docsDevEvent 5 }

docsDevEvThrottleInterval OBJECT-TYPE
       SYNTAX      Integer32 (1..2147483647)



St. Johns                      Standards                       [Page 24]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       UNITS       "seconds"
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "The interval over which the trap threshold applies.
            At initial startup, this object has a value of 1."

       ::= { docsDevEvent 6 }

--
-- The following table controls the reporting of the various classes of
-- events.
--

docsDevEvControlTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevEvControlEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "This table allows control of the reporting of event classes.
       For each event priority, a combination of logging and
       reporting mechanisms may be chosen. The mapping of event types
       to priorities is vendor-dependent. Vendors may also choose to
       allow the user to control that mapping through proprietary
       means."
       ::= {  docsDevEvent 7 }


docsDevEvControlEntry OBJECT-TYPE
       SYNTAX      DocsDevEvControlEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Allows configuration of the reporting mechanisms for a
            particular event priority."
       INDEX { docsDevEvPriority }
       ::= { docsDevEvControlTable 1 }

DocsDevEvControlEntry ::= SEQUENCE {
           docsDevEvPriority        INTEGER,
           docsDevEvReporting       BITS
       }

docsDevEvPriority OBJECT-TYPE
       SYNTAX INTEGER {
           emergency(1),
           alert(2),
           critical(3),



St. Johns                      Standards                       [Page 25]

RFC 2669                DOCSIS Cable Device MIB              August 1999


           error(4),
           warning(5),
           notice(6),
           information(7),
           debug(8)
       }
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "The priority level that is controlled by this
            entry. These are ordered from most (emergency) to least
            (debug) critical.  Each event with a CM or CMTS has a
            particular priority level associated with it (as defined
            by the vendor). During normal operation no event more
            critical than notice(6) should be generated. Events between
            warning and emergency should be generated at appropriate
            levels of problems (e.g. emergency when the box is about to
            crash)."
       ::= { docsDevEvControlEntry 1 }

docsDevEvReporting OBJECT-TYPE
       SYNTAX BITS {
           local(0),
           traps(1),
           syslog(2)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "Defines the action to be taken on occurrence of this
            event class. Implementations may not necessarily support
            all options for all event classes, but at minimum must
            allow traps and syslogging to be disabled. If the
            local(0) bit is set, then log to the internal log, if the
            traps(1) bit is set, then generate a trap, if the
            syslog(2) bit is set, then send a syslog message
            (assuming the syslog address is set)."
       ::= { docsDevEvControlEntry 2 }

docsDevEventTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevEventEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Contains a log of network and device events that may be
            of interest in fault isolation and troubleshooting."
       ::= {  docsDevEvent 8 }




St. Johns                      Standards                       [Page 26]

RFC 2669                DOCSIS Cable Device MIB              August 1999


docsDevEventEntry OBJECT-TYPE
       SYNTAX      DocsDevEventEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Describes a network or device event that may be of
            interest in fault isolation and troubleshooting. Multiple
            sequential identical events are represented by
            incrementing docsDevEvCounts and setting
            docsDevEvLastTime to the current time rather than creating
            multiple rows.

            Entries are created with the first occurrance of an event.
            docsDevEvControl can be used to clear the table.
            Individual events can not be deleted."
       INDEX { docsDevEvIndex }

       ::= { docsDevEventTable 1 }

DocsDevEventEntry ::= SEQUENCE {
           docsDevEvIndex           Integer32,
           docsDevEvFirstTime       DateAndTime,
           docsDevEvLastTime        DateAndTime,
           docsDevEvCounts          Counter32,
           docsDevEvLevel           INTEGER,
           docsDevEvId              Unsigned32,
           docsDevEvText            SnmpAdminString
       }

docsDevEvIndex OBJECT-TYPE
       SYNTAX      Integer32 (1..2147483647)
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Provides relative ordering of the objects in the event
            log. This object will always increase except when
            (a) the log is reset via docsDevEvControl,
            (b) the device reboots and does not implement non-volatile
            storage for this log, or (c) it reaches the value 2^31.
            The next entry for all the above cases is 1."
       ::= { docsDevEventEntry 1 }

docsDevEvFirstTime OBJECT-TYPE
       SYNTAX      DateAndTime
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The time that this entry was created."



St. Johns                      Standards                       [Page 27]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       ::= { docsDevEventEntry 2 }

docsDevEvLastTime OBJECT-TYPE
       SYNTAX      DateAndTime
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "If multiple events are reported via the same entry, the
            time that the last event for this entry occurred,
            otherwise this should have the same value as
            docsDevEvFirstTime. "
       ::= { docsDevEventEntry 3 }

-- This object was renamed from docsDevEvCount to meet naming
-- requirements for Counter32
docsDevEvCounts OBJECT-TYPE
       SYNTAX      Counter32
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The number of consecutive event instances reported by
            this entry.  This starts at 1 with the creation of this
            row and increments by 1 for each subsequent duplicate
            event."
       ::= { docsDevEventEntry 4 }

docsDevEvLevel OBJECT-TYPE
       SYNTAX INTEGER {
           emergency(1),
           alert(2),
           critical(3),
           error(4),
           warning(5),
           notice(6),
           information(7),
           debug(8)
       }
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "The priority level of this event as defined by the
            vendor.  These are ordered from most serious (emergency)
            to least serious (debug)."
       ::= { docsDevEventEntry 5 }

--
-- Vendors will provide their own enumerations for the following.
-- The interpretation of the enumeration is unambiguous for a



St. Johns                      Standards                       [Page 28]

RFC 2669                DOCSIS Cable Device MIB              August 1999


-- particular value of the vendor's enterprise number in sysObjectID.
--

docsDevEvId OBJECT-TYPE
       SYNTAX      Unsigned32
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "For this product, uniquely identifies the type of event
            that is reported by this entry."
       ::= { docsDevEventEntry 6 }

docsDevEvText OBJECT-TYPE
       SYNTAX      SnmpAdminString
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "Provides a human-readable description of the event,
            including all relevant context (interface numbers,
            etc.)."
       ::= { docsDevEventEntry 7 }

docsDevFilter OBJECT IDENTIFIER ::= { docsDevMIBObjects 6 }


--
-- Link Level Control Filtering
--

-- docsDevFilterLLCDefault renamed to docsDevFilterLLCUnmatchedAction

docsDevFilterLLCUnmatchedAction OBJECT-TYPE
       SYNTAX INTEGER {
           discard(1),
           accept(2)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "LLC (Link Level Control) filters can be defined on an
            inclusive or exclusive basis: CMs can be configured to
            forward only packets matching a set of layer three
            protocols, or to drop packets matching a set of layer
            three protocols.  Typical use of these filters is to
            filter out possibly harmful (given the context of a large
            metropolitan LAN) protocols.

            If set to discard(1), any L2 packet which does not match at



St. Johns                      Standards                       [Page 29]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            least one filter in the docsDevFilterLLCTable will be
            discarded. If set to accept(2), any L2 packet which does not
            match at least one filter in the docsDevFilterLLCTable
            will be accepted for further processing (e.g., bridging).
            At initial system startup, this object returns accept(2)."
       ::= { docsDevFilter 1 }

docsDevFilterLLCTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevFilterLLCEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "A list of filters to apply to (bridged) LLC
            traffic. The filters in this table are applied to
            incoming traffic on the appropriate interface(s)  prior
            to any further processing (e.g. before handing the packet
            off for level 3 processing, or for bridging).  The
            specific action taken when no filter is matched is
            controlled by docsDevFilterLLCUnmatchedAction."
       ::= { docsDevFilter 2 }

docsDevFilterLLCEntry OBJECT-TYPE
       SYNTAX      DocsDevFilterLLCEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Describes a single filter to apply to (bridged) LLC traffic
            received on a specified interface. "
       INDEX { docsDevFilterLLCIndex }
       ::= { docsDevFilterLLCTable 1 }

DocsDevFilterLLCEntry ::= SEQUENCE {
           docsDevFilterLLCIndex               Integer32,
           docsDevFilterLLCStatus              RowStatus,
           docsDevFilterLLCIfIndex             InterfaceIndexOrZero,
           docsDevFilterLLCProtocolType        INTEGER,
           docsDevFilterLLCProtocol            Integer32,
           docsDevFilterLLCMatches             Counter32
       }

docsDevFilterLLCIndex OBJECT-TYPE
       SYNTAX      Integer32 (1..2147483647)
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Index used for the identification of filters (note that LLC
            filter order is irrelevant)."
       ::= { docsDevFilterLLCEntry 1 }



St. Johns                      Standards                       [Page 30]

RFC 2669                DOCSIS Cable Device MIB              August 1999


docsDevFilterLLCStatus OBJECT-TYPE
       SYNTAX      RowStatus
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "Controls and reflects the status of rows in this
            table. There is no restriction on changing any of the
            associated columns for this row while this object is set
            to active."

       ::= { docsDevFilterLLCEntry 2}

docsDevFilterLLCIfIndex OBJECT-TYPE
       SYNTAX      InterfaceIndexOrZero
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The entry interface to which this filter applies.
            The value corresponds to ifIndex for either a CATV MAC
            or another network interface. If the value is zero, the
            filter applies to all interfaces. In Cable Modems, the
            default value is the customer side interface. In Cable
            Modem Termination Systems, this object has to be
            specified to create a row in this table."
       ::= { docsDevFilterLLCEntry 3 }

docsDevFilterLLCProtocolType OBJECT-TYPE
       SYNTAX INTEGER {
           ethertype(1),
           dsap(2)
       }
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The format of the value in docsDevFilterLLCProtocol:
            either a two-byte Ethernet Ethertype, or a one-byte
            802.2 SAP value. EtherType(1) also applies to SNAP-
            encapsulated frames."
       DEFVAL { ethertype }
       ::= { docsDevFilterLLCEntry 4 }

docsDevFilterLLCProtocol OBJECT-TYPE
       SYNTAX      Integer32 (0..65535)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The layer three protocol for which this filter applies.
            The protocol value format depends on



St. Johns                      Standards                       [Page 31]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            docsDevFilterLLCProtocolType. Note that for SNAP frames,
            etherType filtering is performed rather than DSAP=0xAA."
       DEFVAL { 0 }
       ::= { docsDevFilterLLCEntry 5 }

docsDevFilterLLCMatches OBJECT-TYPE
       SYNTAX      Counter32
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "Counts the number of times this filter was matched."
       ::= { docsDevFilterLLCEntry 6 }

-- The default behavior for (bridged) packets that do not match IP
-- filters is defined by
-- docsDevFilterIpDefault.

docsDevFilterIpDefault OBJECT-TYPE
       SYNTAX INTEGER {
           discard(1),
           accept(2)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "If set to discard(1), all packets not matching an IP filter
            will be discarded. If set to accept(2), all packets not
            matching an IP filter will be accepted for further
            processing (e.g., bridging).
            At initial system startup, this object returns accept(2)."
       ::= { docsDevFilter 3 }

docsDevFilterIpTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevFilterIpEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "An ordered list of filters or classifiers to apply to
            IP traffic. Filter application is ordered by the filter
            index, rather than by a best match algorithm (Note that
            this implies that the filter table may have gaps in the
            index values). Packets which match no filters will have
            policy 0 in the docsDevFilterPolicyTable applied to them if
            it exists. Otherwise, Packets which match no filters
            are discarded or forwarded according to the setting of
            docsDevFilterIpDefault.

            Any IP packet can theoretically match multiple rows of



St. Johns                      Standards                       [Page 32]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            this table.  When considering a packet, the table is
            scanned in row index order (e.g. filter 10 is checked
            before filter 20).  If the packet matches that filter
            (which means that it matches ALL criteria for that row),
            actions appropriate to docsDevFilterIpControl and
            docsDevFilterPolicyId are taken.  If the packet was
            discarded processing is complete.  If
            docsDevFilterIpContinue is set to true, the filter
            comparison continues with the next row in the table
            looking for additional matches.

            If the packet matches no filter in the table, the packet
            is accepted or dropped for further processing based on
            the setting of docsDevFilterIpDefault. If the packet is
            accepted, the actions specified by policy group 0
            (e.g. the rows in docsDevFilterPolicyTable which have a
            value of 0 for docsDevFilterPolicyId) are taken if that
            policy group exists.

            Logically, this table is consulted twice during the
            processing of any IP packet - once upon its acceptance
            from the L2 entity, and once upon its transmission to the
            L2 entity.  In actuality, for cable modems, IP filtering
            is generally the only IP processing done for transit
            traffic.  This means that inbound and outbound filtering
            can generally be done at the same time with one pass
            through the filter table."
       ::= { docsDevFilter 4 }

docsDevFilterIpEntry OBJECT-TYPE
       SYNTAX      DocsDevFilterIpEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Describes a filter to apply to IP traffic received on a
            specified interface.  All identity objects in this table
            (e.g. source and destination address/mask, protocol,
            source/dest port, TOS/mask, interface and direction) must
            match their respective fields in the packet for any given
            filter to match.

            To create an entry in this table, docsDevFilterIpIfIndex
            must be specified."
       INDEX { docsDevFilterIpIndex }
       ::= { docsDevFilterIpTable 1 }

DocsDevFilterIpEntry ::= SEQUENCE {
           docsDevFilterIpIndex             Integer32,



St. Johns                      Standards                       [Page 33]

RFC 2669                DOCSIS Cable Device MIB              August 1999


           docsDevFilterIpStatus            RowStatus,
           docsDevFilterIpControl           INTEGER,
           docsDevFilterIpIfIndex           InterfaceIndexOrZero,
           docsDevFilterIpDirection         INTEGER,
           docsDevFilterIpBroadcast         TruthValue,
           docsDevFilterIpSaddr             IpAddress,
           docsDevFilterIpSmask             IpAddress,
           docsDevFilterIpDaddr             IpAddress,
           docsDevFilterIpDmask             IpAddress,
           docsDevFilterIpProtocol          Integer32,
           docsDevFilterIpSourcePortLow     Integer32,
           docsDevFilterIpSourcePortHigh    Integer32,
           docsDevFilterIpDestPortLow       Integer32,
           docsDevFilterIpDestPortHigh      Integer32,
           docsDevFilterIpMatches           Counter32,
           docsDevFilterIpTos               OCTET STRING,
           docsDevFilterIpTosMask           OCTET STRING,
           docsDevFilterIpContinue          TruthValue,
           docsDevFilterIpPolicyId          Integer32
       }

docsDevFilterIpIndex OBJECT-TYPE
       SYNTAX      Integer32 (1..2147483647)
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "Index used to order the application of filters.
            The filter with the lowest index is always applied
            first."
       ::= { docsDevFilterIpEntry 1 }

docsDevFilterIpStatus OBJECT-TYPE
       SYNTAX      RowStatus
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "Controls and reflects the status of rows in this
            table. Specifying only this object (with the appropriate
            index) on a CM is sufficient to create a filter row which
            matches all inbound packets on the ethernet interface,
            and results in the packets being
            discarded. docsDevFilterIpIfIndex (at least) must be
            specified on a CMTS to create a row.  Creation of the
            rows may be done via either create-and-wait or
            create-and-go, but the filter is not applied until this
            object is set to (or changes to) active. There is no
            restriction in changing any object in a row while this
            object is set to active."



St. Johns                      Standards                       [Page 34]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       ::= { docsDevFilterIpEntry 2 }

docsDevFilterIpControl OBJECT-TYPE
       SYNTAX INTEGER {
           discard(1),
           accept(2),
           policy(3)
       }
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "If set to discard(1), all packets matching this filter
            will be discarded and scanning of the remainder of the
            filter list will be aborted. If set to accept(2), all
            packets matching this filter will be accepted for further
            processing (e.g., bridging). If docsDevFilterIpContinue
            is set to true, see if there are other matches, otherwise
            done. If set to policy (3), execute the policy entries
            matched by docsDevIpFilterPolicyId in
            docsDevIpFilterPolicyTable.

            If is docsDevFilterIpContinue is set to true, continue
            scanning the table for other matches, otherwise done."
       DEFVAL { discard }
       ::= { docsDevFilterIpEntry 3 }

docsDevFilterIpIfIndex OBJECT-TYPE
       SYNTAX      InterfaceIndexOrZero
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The entry interface to which this filter applies. The
            value corresponds to ifIndex for either a CATV MAC or
            another network interface. If the value is zero, the
            filter applies to all interfaces. Default value in Cable
            Modems is the index of the customer-side (e.g. ethernet)
            interface. In Cable Modem Termination Systems, this
            object MUST be specified to create a row in this table."
       ::= { docsDevFilterIpEntry 4 }

docsDevFilterIpDirection OBJECT-TYPE
       SYNTAX INTEGER {
           inbound(1),
           outbound(2),
           both(3)
       }
       MAX-ACCESS  read-create
       STATUS      current



St. Johns                      Standards                       [Page 35]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       DESCRIPTION
           "Determines whether the filter is applied to inbound(1)
            traffic, outbound(2) traffic, or traffic in both(3)
            directions."
       DEFVAL { inbound }
       ::= { docsDevFilterIpEntry 5 }

docsDevFilterIpBroadcast OBJECT-TYPE
       SYNTAX      TruthValue
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "If set to true(1), the filter only applies to multicast
            and broadcast traffic. If set to false(2), the filter
            applies to all traffic."
       DEFVAL { false }
       ::= { docsDevFilterIpEntry 6 }

docsDevFilterIpSaddr OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The source IP address, or portion thereof, that is to be
            matched for this filter.  The source address is first
            masked (and'ed) against docsDevFilterIpSmask before being
            compared  to this value.  A value of 0 for this object
            and 0 for the mask matches all IP addresses."
       DEFVAL { '00000000'h }
       ::= { docsDevFilterIpEntry 7 }

docsDevFilterIpSmask OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "A bit mask that is to be applied to the source address
            prior to matching. This mask is not necessarily the same
            as a subnet mask, but 1's bits must be leftmost and
            contiguous."
       DEFVAL { '00000000'h }
       ::= { docsDevFilterIpEntry 8 }

docsDevFilterIpDaddr OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION



St. Johns                      Standards                       [Page 36]

RFC 2669                DOCSIS Cable Device MIB              August 1999


           "The destination IP address, or portion thereof, that is
            to be matched for this filter. The destination address is
            first masked (and'ed) against docsDevFilterIpDmask before
            being compared  to this value.  A value of 0 for this
            object and 0 for the mask matches all IP addresses."
       DEFVAL { '00000000'h }
       ::= { docsDevFilterIpEntry 9 }

docsDevFilterIpDmask OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "A bit mask that is to be applied to the destination
            address prior to matching. This mask is not necessarily
            the same as a subnet mask, but 1's bits must be leftmost
            and contiguous."
       DEFVAL { '00000000'h }
       ::= { docsDevFilterIpEntry 10 }

docsDevFilterIpProtocol OBJECT-TYPE
       SYNTAX Integer32 (0..256)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The IP protocol value that is to be matched. For example:
            icmp is 1, tcp is 6, udp is 17. A value of 256 matches
            ANY protocol."
       DEFVAL { 256 }
       ::= { docsDevFilterIpEntry 11 }

docsDevFilterIpSourcePortLow OBJECT-TYPE
       SYNTAX      Integer32 (0..65535)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "If docsDevFilterIpProtocol is udp or tcp, this is the
            inclusive lower bound of the transport-layer source port
            range that is to be matched, otherwise it is ignored
            during matching."
       DEFVAL { 0 }
       ::= { docsDevFilterIpEntry 12 }

docsDevFilterIpSourcePortHigh OBJECT-TYPE
       SYNTAX      Integer32 (0..65535)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION



St. Johns                      Standards                       [Page 37]

RFC 2669                DOCSIS Cable Device MIB              August 1999


           "If docsDevFilterIpProtocol is udp or tcp, this is the
            inclusive upper bound of the transport-layer source port
            range that is to be matched, otherwise it is ignored
            during matching."
       DEFVAL { 65535 }
       ::= { docsDevFilterIpEntry 13 }

docsDevFilterIpDestPortLow OBJECT-TYPE
       SYNTAX      Integer32 (0..65535)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "If docsDevFilterIpProtocol is udp or tcp, this is the
            inclusive lower bound of the transport-layer destination
            port range that is to be matched, otherwise it is ignored
            during matching."
       DEFVAL { 0 }
       ::= { docsDevFilterIpEntry 14 }

docsDevFilterIpDestPortHigh OBJECT-TYPE
       SYNTAX      Integer32 (0..65535)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "If docsDevFilterIpProtocol is udp or tcp, this is the
            inclusive upper bound of the transport-layer destination
            port range that is to be matched, otherwise it is ignored
            during matching."
       DEFVAL { 65535 }
       ::= { docsDevFilterIpEntry 15 }

docsDevFilterIpMatches OBJECT-TYPE
       SYNTAX      Counter32
       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "Counts the number of times this filter was matched.
            This object is initialized to 0 at boot, or at row
            creation, and is reset only upon reboot."
       ::= { docsDevFilterIpEntry 16 }

docsDevFilterIpTos  OBJECT-TYPE
       SYNTAX      OCTET STRING ( SIZE (1))
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "This is the value to be matched to the packet's
            TOS (Type of Service) value (after the TOS value



St. Johns                      Standards                       [Page 38]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            is AND'd with docsDevFilterIpTosMask).  A value for this
            object of 0 and a mask of 0 matches all TOS values."
       DEFVAL { '00'h }
       ::= { docsDevFilterIpEntry 17 }

docsDevFilterIpTosMask OBJECT-TYPE
       SYNTAX      OCTET STRING ( SIZE (1) )
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The mask to be applied to the packet's TOS value before
            matching."
       DEFVAL { '00'h }
       ::= { docsDevFilterIpEntry 18 }

docsDevFilterIpContinue OBJECT-TYPE
       SYNTAX      TruthValue
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "If this value is set to true, and docsDevFilterIpControl
            is anything but discard (1), continue scanning and
            applying policies."
       DEFVAL { false }
       ::= { docsDevFilterIpEntry 19 }

docsDevFilterIpPolicyId OBJECT-TYPE
       SYNTAX      Integer32 (0..2147483647)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "This object points to an entry in docsDevFilterPolicyTable.
            If docsDevFilterIpControl is set to policy (3), execute
            all matching policies in docsDevFilterPolicyTable.
            If no matching policy exists, treat as if
            docsDevFilterIpControl were set to accept (1).
            If this object is set to the value of 0, there is no
            matching policy, and docsDevFilterPolicyTable MUST NOT be
            consulted."
       DEFVAL { 0 }
       ::= { docsDevFilterIpEntry 20 }

--
--

docsDevFilterPolicyTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevFilterPolicyEntry
       MAX-ACCESS  not-accessible



St. Johns                      Standards                       [Page 39]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       STATUS      current
       DESCRIPTION
           "A Table which maps between a policy group ID and a set of
            policies to be applied.  All rows with the same
            docsDevFilterPolicyId are part of the same policy group
            and are applied in the order in which they are in this
            table.

            docsDevFilterPolicyTable exists to allow multiple policy
            actions to be applied to any given classified packet. The
            policy actions are applied in index order For example:

            Index   ID    Type    Action
             1      1      TOS     1
             9      5      TOS     1
             12     1      IPSEC   3

            This says that a packet which matches a filter with
            policy id 1, first has TOS policy 1 applied (which might
            set the TOS bits to enable a higher priority), and next
            has the IPSEC policy 3 applied (which may result in the
            packet being dumped into a secure VPN to a remote
            encryptor).

            Policy ID 0 is reserved for default actions and is
            applied only to packets which match no filters in
            docsDevIpFilterTable."
       ::= { docsDevFilter 5 }

docsDevFilterPolicyEntry OBJECT-TYPE
       SYNTAX      DocsDevFilterPolicyEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "An entry in the docsDevFilterPolicyTable. Entries are
            created by Network Management. To create an entry,
            docsDevFilterPolicyId and docsDevFilterPolicyAction
            must be specified."
       INDEX { docsDevFilterPolicyIndex }
       ::= { docsDevFilterPolicyTable 1 }

DocsDevFilterPolicyEntry ::= SEQUENCE {
           docsDevFilterPolicyIndex   Integer32,
           docsDevFilterPolicyId      Integer32,
--            docsDevFilterPolicyType    INTEGER,
--            docsDevFilterPolicyAction  Integer32,
           docsDevFilterPolicyStatus  RowStatus,
           docsDevFilterPolicyPtr     RowPointer



St. Johns                      Standards                       [Page 40]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       }

docsDevFilterPolicyIndex OBJECT-TYPE
       SYNTAX      Integer32 (1..2147483647)
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION "Index value for the table."
       ::= { docsDevFilterPolicyEntry 1 }

docsDevFilterPolicyId OBJECT-TYPE
       SYNTAX      Integer32 (0..2147483647)
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
            "Policy ID for this entry. A policy ID can apply to
             multiple rows of this table, all relevant policies are
             executed. Policy 0 (if populated) is applied to all
             packets which do not match any of the filters. N.B. If
             docsDevFilterIpPolicyId is set to 0, it DOES NOT match
             policy 0 of this table. "
       ::= { docsDevFilterPolicyEntry 2 }

-- docsDevFilterPolicyType ::= { docsDevFilterPolicyEntry 3} Removed
-- docsDevFilterPolicyAction ::= { docsDevFilterPolicyEntry 4 } removed

docsDevFilterPolicyStatus OBJECT-TYPE
       SYNTAX      RowStatus
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "Object used to create an entry in this table."
       ::= { docsDevFilterPolicyEntry 5 }


docsDevFilterPolicyPtr OBJECT-TYPE
       SYNTAX      RowPointer
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "This object points to a row in an applicable filter policy
            table.  Currently, the only standard policy table is
            docsDevFilterTosTable. Per the textual convention, this
            object points to the first accessible object in the row.
            E.g. to point to a row in docsDevFilterTosTable with an
            index of 21, the value of this object would be the object
            identifier docsDevTosStatus.21.

            Vendors must adhere to the same convention when adding



St. Johns                      Standards                       [Page 41]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            vendor specific policy table extensions.

            The default upon row creation is a null pointer which
            results in no policy action being taken."
       DEFVAL { zeroDotZero }
       ::= { docsDevFilterPolicyEntry 6 }

--
-- TOS Policy action table
--

docsDevFilterTosTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevFilterTosEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
            "Table used to describe Type of Service (TOS) bits
            processing.

            This table is an adjunct to the docsDevFilterIpTable, and
            the docsDevFilterPolicy table.  Entries in the latter
            table can point to specific rows in this (and other)
            tables and cause specific actions to be taken.  This table
            permits the manipulation of the value of the Type of
            Service bits in the IP header of the matched packet as
            follows:
            Set the tosBits of the packet to
               (tosBits & docsDevFilterTosAndMask) |
                                                docsDevFilterTosOrMask

            This construct allows you to do a clear and set of all
            the TOS bits in a flexible manner."
       ::= { docsDevFilter 6 }

docsDevFilterTosEntry OBJECT-TYPE
       SYNTAX      DocsDevFilterTosEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
            "A TOS policy entry."
       INDEX { docsDevFilterTosIndex }
       ::= { docsDevFilterTosTable 1 }

DocsDevFilterTosEntry ::= SEQUENCE {
           docsDevFilterTosIndex   Integer32,
           docsDevFilterTosStatus  RowStatus,
           docsDevFilterTosAndMask OCTET STRING (SIZE (1)),
           docsDevFilterTosOrMask  OCTET STRING (SIZE (1))



St. Johns                      Standards                       [Page 42]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       }

docsDevFilterTosIndex OBJECT-TYPE
       SYNTAX      Integer32 (1..2147483647)
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "The unique index for this row.  There are no ordering
            requirements for this table and any valid index may be
            specified."
       ::= { docsDevFilterTosEntry 1 }

docsDevFilterTosStatus OBJECT-TYPE
       SYNTAX      RowStatus
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "The object used to create and delete entries in this
            table. A row created by specifying just this object
            results in a row which specifies no change to the TOS
            bits.   A row may be created using either the create-and-go
            or create-and-wait paradigms. There is no restriction on
            the ability to change values in this row while the row is
            active."
       ::= { docsDevFilterTosEntry 2 }

docsDevFilterTosAndMask OBJECT-TYPE
       SYNTAX      OCTET STRING (SIZE (1))
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION

           "This value is bitwise AND'd with the matched  packet's
       TOS bits."
       DEFVAL { 'ff'h }
       ::= { docsDevFilterTosEntry 3 }

docsDevFilterTosOrMask OBJECT-TYPE
       SYNTAX      OCTET STRING (SIZE (1))
       MAX-ACCESS  read-create
       STATUS      current
       DESCRIPTION
           "After bitwise AND'ing with the above bits, the packet's
            TOS bits are bitwise OR'd with these bits."
       DEFVAL { '00'h }
       ::= { docsDevFilterTosEntry 4 }





St. Johns                      Standards                       [Page 43]

RFC 2669                DOCSIS Cable Device MIB              August 1999


--
-- CPE IP Management and anti spoofing group.  Only implemented on
-- Cable Modems.
--

docsDevCpe OBJECT IDENTIFIER ::= { docsDevMIBObjects 7}

docsDevCpeEnroll OBJECT-TYPE
       SYNTAX      INTEGER {
           none(1),
           any(2)
       }
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "This object controls the population of docsDevFilterCpeTable.
            If set to none, the filters must be set manually.
            If set to any, the CM wiretaps the packets originating
            from the ethernet and enrolls up to docsDevCpeIpMax
            addresses based on the source IP addresses of those
            packets. At initial system startup, default value for this
            object is any(2)."
       ::= { docsDevCpe 1 }

docsDevCpeIpMax OBJECT-TYPE
       SYNTAX      Integer32 (-1..2147483647)
       MAX-ACCESS  read-write
       STATUS      current
       DESCRIPTION
           "This object controls the maximum number of CPEs allowed to
            connect behind this device. If set to zero, any number of
            CPEs may connect up to the maximum permitted for the device.
            If set to -1, no filtering is done on CPE source addresses,
            and no entries are made in the docsDevFilterCpeTable. If an
            attempt is made to set this to a number greater than that
            permitted for the device, it is set to that maximum.
            At iniitial system startup, default value for this object
            is 1."
       ::= { docsDevCpe 2 }

docsDevCpeTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF DocsDevCpeEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "This table lists the IP addresses seen (or permitted)  as
            source addresses in packets originating from the customer
            interface on this device. In addition, this table can be



St. Johns                      Standards                       [Page 44]

RFC 2669                DOCSIS Cable Device MIB              August 1999


            provisioned with the specific addresses permitted for the
            CPEs via the normal row creation mechanisms."
       ::= { docsDevCpe 3 }

docsDevCpeEntry OBJECT-TYPE
       SYNTAX      DocsDevCpeEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "An entry in the docsDevFilterCpeTable. There is one entry
            for each IP CPE seen or provisioned. If docsDevCpeIpMax
            is set to -1, this table is ignored, otherwise: Upon receipt
            of an IP  packet from the customer interface of the CM, the
            source IP address is checked against this table. If the
            address is in the table, packet processing continues.
            If the address is not in the table, but docsDevCpeEnroll
            is set to any and the table size is less than
            docsDevCpeIpMax, the address is added to the table and
            packet processing continues. Otherwise, the packet is
            dropped.

            The filtering actions specified by this table occur after
            any LLC filtering (docsDevFilterLLCTable), but prior
            to any IP filtering (docsDevFilterIpTable,
            docsDevNmAccessTable)."
       INDEX   { docsDevCpeIp }
       ::= {docsDevCpeTable 1 }

DocsDevCpeEntry ::= SEQUENCE {
           docsDevCpeIp      IpAddress,
           docsDevCpeSource  INTEGER,
           docsDevCpeStatus  RowStatus
       }

docsDevCpeIp OBJECT-TYPE
       SYNTAX      IpAddress
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "The IP address to which this entry applies."
       ::= { docsDevCpeEntry 1 }

docsDevCpeSource OBJECT-TYPE
       SYNTAX      INTEGER {
           other(1),
           manual(2),
           learned(3)
       }



St. Johns                      Standards                       [Page 45]

RFC 2669                DOCSIS Cable Device MIB              August 1999


       MAX-ACCESS  read-only
       STATUS      current
       DESCRIPTION
           "This object describes how this entry was created. If the
            value is manual(2), this row was created by a network
            management action (either configuration, or SNMP set).
            If set to learned(3), then it was found via
            looking at the source IP address of a received packet."
       ::= { docsDevCpeEntry 2 }

docsDevCpeStatus OBJECT-TYPE
       SYNTAX  RowStatus
       MAX-ACCESS  read-create
       STATUS  current
       DESCRIPTION
           "Standard object to manipulate rows. To create a row in this
            table, you only need to specify this object. Management
            stations SHOULD use the create-and-go mechanism for
            creating rows in this table."
       ::= { docsDevCpeEntry 3 }

--
-- Placeholder for notifications/traps.
--
docsDevNotification OBJECT IDENTIFIER   ::= { docsDev 2 }


--
-- Conformance definitions
--
docsDevConformance  OBJECT IDENTIFIER   ::= { docsDev 3 }
docsDevGroups       OBJECT IDENTIFIER   ::= { docsDevConformance 1 }
docsDevCompliances  OBJECT IDENTIFIER   ::= { docsDevConformance 2 }

docsDevBasicCompliance MODULE-COMPLIANCE
       STATUS  current
       DESCRIPTION
           "The compliance statement for MCNS Cable Modems and
            Cable Modem Termination Systems."

MODULE  -- docsDev

-- conditionally mandatory groups

GROUP docsDevBaseGroup
       DESCRIPTION
           "Mandatory in Cable Modems, optional in Cable Modem
            Termination Systems."



St. Johns                      Standards                       [Page 46]

RFC 2669                DOCSIS Cable Device MIB              August 1999


GROUP docsDevEventGroup
       DESCRIPTION
           "Mandatory in Cable Modems, optional in Cable Modem
            Termination Systems."

GROUP docsDevFilterGroup
       DESCRIPTION
           "Mandatory in Cable Modems, optional in Cable Modem
            Termination Systems."

GROUP docsDevNmAccessGroup
       DESCRIPTION
           "This group is only implemented in devices which do not
            implement SNMPv3 User Security Model.  It SHOULD NOT be
            implemented by SNMPv3 conformant devices.

            For devices which do not implement SNMPv3 or later, this
            group is Mandatory in Cable Modems and is optional
            in Cable Modem Termination Systems."

GROUP docsDevServerGroup
       DESCRIPTION
           "This group is implemented only in Cable Modems and is
            not implemented in Cable Modem Termination Systems."

GROUP docsDevSoftwareGroup
       DESCRIPTION
           "This group is Mandatory in Cable Modems and  optional in
            Cable Modem Termination Systems."

GROUP docsDevCpeGroup
       DESCRIPTION
           "This group is Mandatory in Cable Modems, and is
            not implemented in Cable Modem Termination Systems.  A
            similar capability for CMTS devices may be proposed later
            after study."

OBJECT docsDevSTPControl
       MIN-ACCESS read-only
       DESCRIPTION
           "It is compliant to implement this object as read-only.
            Devices need only support noStFilterBpdu(2)."

OBJECT docsDevEvReporting
        MIN-ACCESS read-only
        DESCRIPTION
            "It is compliant to implement this object as read-only.
             Devices need only support local(0)."



St. Johns                      Standards                       [Page 47]

RFC 2669                DOCSIS Cable Device MIB              August 1999


        ::= { docsDevCompliances 1 }

docsDevBaseGroup OBJECT-GROUP
       OBJECTS {
            docsDevRole,
            docsDevDateTime,
            docsDevResetNow,
            docsDevSerialNumber,
            docsDevSTPControl
       }
       STATUS      current
       DESCRIPTION
           "A collection of objects providing device status and
            control."
       ::= { docsDevGroups 1 }

docsDevNmAccessGroup OBJECT-GROUP
       OBJECTS {
            docsDevNmAccessIp,
            docsDevNmAccessIpMask,
            docsDevNmAccessCommunity,
            docsDevNmAccessControl,
            docsDevNmAccessInterfaces,
            docsDevNmAccessStatus
       }
       STATUS      current
       DESCRIPTION
           "A collection of objects for controlling access to SNMP
            objects."
       ::= { docsDevGroups 2 }

docsDevSoftwareGroup OBJECT-GROUP
       OBJECTS {
           docsDevSwServer,
           docsDevSwFilename,
           docsDevSwAdminStatus,
           docsDevSwOperStatus,
           docsDevSwCurrentVers
       }
       STATUS      current
       DESCRIPTION
           "A collection of objects for controlling software
            downloads."
       ::= { docsDevGroups 3 }

docsDevServerGroup OBJECT-GROUP
       OBJECTS {
           docsDevServerBootState,



St. Johns                      Standards                       [Page 48]

RFC 2669                DOCSIS Cable Device MIB              August 1999


           docsDevServerDhcp,
           docsDevServerTime,
           docsDevServerTftp,
           docsDevServerConfigFile
       }
       STATUS      current
       DESCRIPTION
           "A collection of objects providing status about server
            provisioning."
       ::= { docsDevGroups 4 }

docsDevEventGroup OBJECT-GROUP
       OBJECTS {
           docsDevEvControl,
           docsDevEvSyslog,
           docsDevEvThrottleAdminStatus,
           docsDevEvThrottleInhibited,
           docsDevEvThrottleThreshold,
           docsDevEvThrottleInterval,
           docsDevEvReporting,
           docsDevEvFirstTime,
           docsDevEvLastTime,
           docsDevEvCounts,
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText
       }
       STATUS      current
       DESCRIPTION
           "A collection of objects used to control and monitor
            events."
       ::= { docsDevGroups 5 }

docsDevFilterGroup OBJECT-GROUP
       OBJECTS {
           docsDevFilterLLCUnmatchedAction,
           docsDevFilterIpDefault,
           docsDevFilterLLCStatus,
           docsDevFilterLLCIfIndex,
           docsDevFilterLLCProtocolType,
           docsDevFilterLLCProtocol,
           docsDevFilterLLCMatches,
           docsDevFilterIpControl,
           docsDevFilterIpIfIndex,
           docsDevFilterIpStatus,
           docsDevFilterIpDirection,
           docsDevFilterIpBroadcast,
           docsDevFilterIpSaddr,



St. Johns                      Standards                       [Page 49]

RFC 2669                DOCSIS Cable Device MIB              August 1999


           docsDevFilterIpSmask,
           docsDevFilterIpDaddr,
           docsDevFilterIpDmask,
           docsDevFilterIpProtocol,
           docsDevFilterIpSourcePortLow,
           docsDevFilterIpSourcePortHigh,
           docsDevFilterIpDestPortLow,
           docsDevFilterIpDestPortHigh,
           docsDevFilterIpMatches,
           docsDevFilterIpTos,
           docsDevFilterIpTosMask,
           docsDevFilterIpContinue,
           docsDevFilterIpPolicyId,
           docsDevFilterPolicyId,
           docsDevFilterPolicyStatus,
           docsDevFilterPolicyPtr,
           docsDevFilterTosStatus,
           docsDevFilterTosAndMask,
           docsDevFilterTosOrMask
       }
       STATUS      current
       DESCRIPTION
           "A collection of objects to specify filters at link layer
            and IP layer."
       ::= { docsDevGroups 6 }

docsDevCpeGroup OBJECT-GROUP
       OBJECTS {
          docsDevCpeEnroll,
          docsDevCpeIpMax,
          docsDevCpeSource,
          docsDevCpeStatus
       }
       STATUS      current
       DESCRIPTION
           "A collection of objects used to control the number
            and specific values of IP addresses allowed for
            associated Customer Premises Equipment (CPE)."
       ::= { docsDevGroups 7 }

END










St. Johns                      Standards                       [Page 50]

RFC 2669                DOCSIS Cable Device MIB              August 1999


5.  Acknowledgments

  This document was produced by the IPCDN Working Group.  It is based
  on a document written by Pam Anderson from CableLabs, Wilson Sawyer
  from BayNetworks, and Rich Woundy from Continental Cablevision.  The
  original working group editor, Guenter Roeck of cisco Systems, did
  much of the grunt work of putting the document into its current form.

  Special thanks is also due to Azlina Palmer, who helped a lot
  reviewing the document.

6.  References

  [1]  Harrington, D., Presuhn, R. and B. Wijnen, "An Architecture for
       Describing SNMP Management Frameworks", RFC 2571, April 1999.

  [2]  Rose, M. and K. McCloghrie, "Structure and Identification of
       Management Information for TCP/IP-based Internets", STD 16, RFC
       1155, May 1990.

  [3]  Rose, M. and K. McCloghrie, "Concise MIB Definitions", STD 16,
       RFC 1212, March 1991.

  [4]  Rose, M., "A Convention for Defining Traps for use with the
       SNMP", RFC 1215, March 1991.

  [5]  McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Structure of
       Management Information for Version 2 (SMIv2)", STD 58, RFC 2578,
       April 1999.

  [6]  McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Textual
       Conventions for SMIv2", STD 58, RFC 2579, April 1999.

  [7]  McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Conformance
       Statements for SMIv2", STD 58, RFC 2580, April 1999.

  [8]  Case, J., Fedor, M., Schoffstall, M. and J. Davin, "Simple
       Network Management Protocol", STD 15, RFC 1157, May 1990.

  [9]  Case, J., McCloghrie, K., Rose, M. and S. Waldbusser,
       "Introduction to Community-based SNMPv2", RFC 1901, January
       1996.

  [10] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Transport
       Mappings for Version 2 of the Simple Network Management Protocol
       (SNMPv2)", RFC 1906, January 1996.





St. Johns                      Standards                       [Page 51]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  [11] Case, J., Harrington D., Presuhn R. and B. Wijnen, "Message
       Processing and Dispatching for the Simple Network Management
       Protocol (SNMP)", RFC 2572, April 1999.

  [12] Blumenthal, U. and B. Wijnen, "User-based Security Model (USM)
       for version 3 of the Simple Network Management Protocol
       (SNMPv3)", RFC 2574, April 1999.

  [13] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Protocol
       Operations for Version 2 of the Simple Network Management
       Protocol (SNMPv2)", RFC 1905, January 1996.

  [14] Levi, D., Meyer, P. and B. Stewart, "SNMP Applications", RFC
       2573, April 1999.

  [15] Wijnen, B., Presuhn, R. and K. McCloghrie, "View-based Access
       Control Model (VACM) for the Simple Network Management Protocol
       (SNMP)", RFC 2575, April 1999.

  [16] "Data-Over-Cable Service Interface Specifications: Cable Modem
       Radio Frequency Interface Specification SP-RFI-I04-980724",
       DOCSIS, July 1998,
       http://www.cablemodem.com/public/pubtechspec/SP-RFI-I04-
       980724.pdf.

  [17] Steinberg, L., "Techniques for Managing Asynchronously Generated
       Alerts", RFC 1224, May 1991.

  [18] "Data-Over-Cable Service Interface Specifications: Operations
       Support System Interface Specification RF Interface SP-OSSI-RF-
       I02-980410", DOCSIS, April 1998,
       http://www.cablemodem.com/public/pubtechspec/ossi/sp-ossi.PDF.

  [19] Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [20] "Data-Over-Cable Service Interface Specifications: Baseline
       Privacy Interface Specification SP-BPI-I01-970922", DOCSIS,
       September 1977,
       http://www.cablemodem.com/public/pubtechspec/ss/SP-BPI-I01-
       970922.pdf

7.  Security Considerations

  This MIB relates to a system which will provide metropolitan public
  internet access.  As such, improper manipulation of the objects
  represented by this MIB may result in denial of service to a large
  number of end-users.  In addition, manipulation of the



St. Johns                      Standards                       [Page 52]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  docsDevNmAccessTable, docsDevFilterLLCTable, docsDevFilterIpTable and
  the elements of the docsDevCpe group may allow an end-user to
  increase their service levels, spoof their IP addresses, change the
  permitted management stations, or affect other end-users in either a
  positive or negative manner.

  There are a number of management objects defined in this MIB that
  have a MAX-ACCESS clause of read-write and/or read-create.  Such
  objects may be considered sensitive or vulnerable in some network
  environments.  The support for SET operations in a non-secure
  environment without proper protection can have a negative effect on
  network operations.  In addition to those mentioned above:

  o    The use of docsDevNmAccessTable to specify management stations
       is considered to be only limited protection and does not protect
       against attacks which spoof the management station's IP address.
       The use of stronger mechanisms such as SNMPv3 security should be
       considered where possible.  Specifically, SNMPv3 VACM and USM
       MUST be used with any v3 agent which implements this MIB.
       Administrators may also wish to consider whether even read
       access to docsDevNmAccessTable may be undesirable under certain
       circumstances.

  o    The CM may have its software changed by the actions of the
       management system.  An improper software load may result in
       substantial vulnerabilities and the loss of the ability of the
       management system to control the cable modem.

  o    The device may be reset by setting docsDevResetNow = true(1).
       This causes the device to reload its configuration files as well
       as eliminating all previous non-persistent network management
       settings. As such, this may provide a vector for attacking the
       system.

  o    Setting docsDevEvThrottleAdminStatus = unconstrained(1) (which
       is also the DEFVAL) may cause flooding of traps, which can
       disrupt network service.

  This MIB does not affect confidentiality of services on a cable modem
  system.  [20] specifies the implementation of the DOCSIS Baseline
  privacy mechanism.  The working group expects to issue a MIB for the
  management of this mechanism at a later time.

  SNMPv1 by itself is not a secure environment.  Even if the network
  itself is secure (for example by using IPSec), even then, there is no
  control as to who on the secure network is allowed to access and
  GET/SET (read/change/create/delete) the objects in this MIB.




St. Johns                      Standards                       [Page 53]

RFC 2669                DOCSIS Cable Device MIB              August 1999


  It is recommended that the implementers consider the security
  features as provided by the SNMPv3 framework.  Specifically, the use
  of the User-based Security Model [12]  and the View-based Access
  Control Model [15] is recommended.

  It is then a customer/user responsibility to ensure that the SNMP
  entity giving access to an instance of this MIB, is properly
  configured to give access to the objects only to those principals
  (users) that have legitimate rights to indeed GET or SET
  (change/create/delete) them.

8.  Intellectual Property

  The IETF takes no position regarding the validity or scope of any
  intellectual property or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
  might or might not be available; neither does it represent that it
  has made any effort to identify any such rights.  Information on the
  IETF's procedures with respect to rights in standards-track and
  standards-related documentation can be found in BCP-11.  Copies of
  claims of rights made available for publication and any assurances of
  licenses to be made available, or the result of an attempt made to
  obtain a general license or permission for the use of such
  proprietary rights by implementors or users of this specification can
  be obtained from the IETF Secretariat.

  The IETF invites any interested party to bring to its attention any
  copyrights, patents or patent applications, or other proprietary
  rights which may cover technology that may be required to practice
  this standard.  Please address the information to the IETF Executive
  Director.

9.  Author's Address

  Michael StJohns
  @Home Network
  425 Broadway
  Redwood City, CA 94063
  U.S.A

  Phone: +1 650 569 5368
  EMail: [email protected]








St. Johns                      Standards                       [Page 54]

RFC 2669                DOCSIS Cable Device MIB              August 1999


10.  Full Copyright Statement

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















St. Johns                      Standards                       [Page 55]