Network Working Group                                        R. Housley
Request for Comments: 2528                                       SPYRUS
Category: Informational                                         W. Polk
                                                                  NIST
                                                            March 1999


               Internet X.509 Public Key Infrastructure

        Representation of Key Exchange Algorithm (KEA) Keys in
        Internet X.509 Public Key Infrastructure Certificates

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

Table of Contents

  Abstract ........................................................ 2
  1.  Executive Summary ........................................... 2
  2.  Requirements and Assumptions ................................ 2
  2.1.  Communication and Topology ................................ 2
  2.2.  Acceptability Criteria .................................... 2
  2.3.  User Expectations ......................................... 3
  2.4.  Administrator Expectations ................................ 3
  3.  KEA Algorithm Support ....................................... 3
  3.1.  Subject Public Key Info ................................... 3
  3.1.1.  Algorithm Identifier and Parameters ..................... 4
  3.1.2.  Encoding of KEA Public Keys ............................. 5
  3.2.  Key Usage Extension in KEA certificates ................... 5
  4. ASN.1 Modules ................................................ 5
  4.1 1988 Syntax ................................................. 5
  4.2 1993 Syntax ................................................. 6
  5. References ................................................... 6
  6. Security Considerations ...................................... 7
  7. Authors' Addresses ........................................... 8
  8. Full Copyright Statement ..................................... 9








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RFC 2528                        PKIX KEA                      March 1999


Abstract

  The Key Exchange Algorithm (KEA) is a classified algorithm for
  exchanging keys.  This specification profiles the format and
  semantics of fields in X.509 V3 certificates containing KEA keys. The
  specification addresses the subjectPublicKeyInfo field and the
  keyUsage extension.

1.  Executive Summary

  This specification contains guidance on the use of the Internet
  Public Key Infrastructure certificates to convey Key Exchange
  Algorithm (KEA) keys. This specification is an addendum to RFC 2459,
  "Internet X.509 Public Key Infrastructure: Certificate and CRL
  Profile".  Implementations of this specification must also conform to
  RFC 2459.  Implementations of this specification are not required to
  conform to other parts from that series.

2.  Requirements and Assumptions

  The goal is to augment the X.509 certificate profile presented in
  Part 1 to facilitate the management of KEA keys for those communities
  which use this algorithm.

2.1.  Communication and Topology

  This profile, as presented in [RFC 2459] and augmented by this
  specification, supports users without high bandwidth, real-time IP
  connectivity, or high connection availability.  In addition, the
  profile allows for the presence of firewall or other filtered
  communication.

  This profile does not assume the deployment of an X.500 Directory
  system.  The profile does not prohibit the use of an X.500 Directory,
  but other means of distributing certificates and certificate
  revocation lists (CRLs) are supported.

2.2.  Acceptability Criteria

  The goal of the Internet Public Key Infrastructure (PKI) is to meet
  the needs of deterministic, automated identification, authentication,
  access control, and authorization functions. Support for these
  services determines the attributes contained in the certificate as
  well as the ancillary control information in the certificate such as
  policy data and certification path constraints.






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  The goal of this document is to profile KEA certificates, specifying
  the contents and semantics of attributes which were not fully
  specified by [RFC 2459].  If not specifically addressed by this
  document, the contents and semantics of the fields and extensions
  must be as described in [RFC 2459].

2.3.  User Expectations

  Users of the Internet PKI are people and processes who use client
  software and are the subjects named in certificates.  These uses
  include readers and writers of electronic mail, the clients for WWW
  browsers, WWW servers, and the key manager for IPSEC within a router.
  This profile recognizes the limitations of the platforms these users
  employ and the sophistication/attentiveness of the users themselves.
  This manifests itself in minimal user configuration responsibility
  (e.g., root keys, rules), explicit platform usage constraints within
  the certificate, certification path constraints which shield the user
  from many malicious actions, and applications which sensibly automate
  validation functions.

2.4.  Administrator Expectations

  As with users, the Internet PKI profile is structured to support the
  individuals who generally operate Certification Authorities (CAs).
  Providing administrators with unbounded choices increases the chances
  that a subtle CA administrator mistake will result in broad
  compromise or unnecessarily limit interoperability.  This profile
  defines the object identifiers and data formats that must be
  supported to interpret KEA public keys.

3.  KEA Algorithm Support

  This section describes object identifiers and data formats which may
  be used with [RFC 2459] to describe X.509 certificates containing a
  KEA public key.  Conforming CAs are required to use the object
  identifiers and data formats when issuing KEA certificates.
  Conforming applications shall recognize the object identifiers and
  process the data formats when processing such certificates.

3.1.  Subject Public Key Info

  The certificate identifies the KEA algorithm, conveys optional
  parameters, and specifies the KEA public key in the
  subjectPublicKeyInfo field. The subjectPublicKeyInfo field is a
  SEQUENCE of an algorithm identifier and the subjectPublicKey field.






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  The certificate indicates the algorithm through an algorithm
  identifier.  This algorithm identifier consists of an object
  identifier (OID) and optional associated parameters.  Section 3.1.1
  identifies the preferred OID and parameters for the KEA algorithm.
  Conforming CAs shall use the identified OID when issuing certificates
  containing public keys for the KEA algorithm. Conforming applications
  supporting the KEA algorithm shall, at a minimum, recognize the OID
  identified in section 3.1.1.

  The certificate conveys the KEA public key through the
  subjectPublicKey field.  This subjectPublicKey field is a BIT STRING.
  Section 3.1.2 specifies the method for encoding a KEA public key as a
  BIT STRING.  Conforming CAs shall encode the KEA public key as
  described in Section 3.1.2 when issuing certificates containing
  public keys for the KEA algorithm. Conforming applications supporting
  the KEA algorithm shall decode the subjectPublicKey as described in
  section 3.1.2 when the algorithm identifier is the one presented in
  3.1.1.

3.1.1.  Algorithm Identifier and Parameters

  The Key Exchange Algorithm (KEA) is an algorithm for exchanging keys.
  A KEA "pairwise key" may be generated between two users if their KEA
  public keys were generated with the same KEA parameters.  The KEA
  parameters are not included in a certificate; instead a "domain
  identifier" is supplied in the parameters field.

  When the subjectPublicKeyInfo field contains a KEA key, the algorithm
  identifier and parameters shall be as defined in [sdn.701r]:

     id-keyExchangeAlgorithm  OBJECT IDENTIFIER   ::=
            { 2 16 840 1 101 2 1 1 22 }

     KEA-Parms-Id     ::= OCTET STRING

  CAs shall populate the parameters field of the AlgorithmIdentifier
  within the subjectPublicKeyInfo field of each certificate containing
  a KEA public key with an 80-bit parameter identifier (OCTET STRING),
  also known as the domain identifier. The domain identifier will be
  computed in three steps: (1) the KEA parameters are DER encoded using
  the Dss-Parms structure; (2) a 160-bit SHA-1 hash is generated from
  the parameters; and (3) the 160-bit hash is reduced to 80-bits by
  performing an "exclusive or" of the 80 high order bits with the 80
  low order bits.  The resulting value is encoded such that the most
  significant byte of the 80-bit value is the first octet in the octet
  string.





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  The Dss-Parms is provided in [RFC 2459] and reproduced below for
  completeness.

       Dss-Parms  ::=  SEQUENCE  {
           p             INTEGER,
           q             INTEGER,
           g             INTEGER  }

3.1.2.  Encoding of KEA Public Keys

  A KEA public key, y, is conveyed in the subjectPublicKey BIT STRING
  such that the most significant bit (MSB) of y becomes the MSB of the
  BIT STRING value field and the least significant bit (LSB) of y
  becomes the LSB of the BIT STRING value field.  This results in the
  following encoding: BIT STRING tag, BIT STRING length, 0 (indicating
  that there are zero unused bits in the final octet of y), BIT STRING
  value field including y.

3.2.  Key Usage Extension in KEA certificates

  The key usage extension may optionally appear in a KEA certificate.
  If a KEA certificate includes the keyUsage extension, only the
  following values may be asserted:

     keyAgreement;
     encipherOnly; and
     decipherOnly.

  The encipherOnly and decipherOnly values may only be asserted if the
  keyAgreement value is also asserted.  At most one of encipherOnly and
  decipherOnly shall be asserted in keyUsage extension.  Generally, the
  keyAgreement value is asserted without either the encipherOnly or
  decipherOnly value being asserted.

4. ASN.1 Modules

4.1 1988 Syntax

  PKIXkea88 {iso(1) identified-organization(3) dod(6)
           internet(1) security(5) mechanisms(5) pkix(7)
           id-mod(0) id-mod-kea-profile-88(7) }


  BEGIN ::=

  -- EXPORTS ALL --

  -- IMPORTS NONE --



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     id-keyExchangeAlgorithm  OBJECT IDENTIFIER   ::=
            { 2 16 840 1 101 2 1 1 22 }

     KEA-Parms-Id     ::= OCTET STRING

  END

4.2 1993 Syntax

     PKIXkea93 {iso(1) identified-organization(3) dod(6)
           internet(1) security(5) mechanisms(5) pkix(7)
           id-mod(0) id-mod-kea-profile-93(8) }


     BEGIN ::=

  -- EXPORTS ALL --

  IMPORTS         ALGORITHM-ID
          FROM PKIX1Explicit93 {iso(1) identified-organization(3)
          dod(6) internet(1) security(5) mechanisms(5) pkix(7)
          id-mod(0) id-pkix1-explicit-93(3) }

    KeaPublicKey ALGORITHM-ID ::=  { OID id-keyExchangeAlgorithm
                                    PARMS KEA-Parms-Id }

     id-keyExchangeAlgorithm  OBJECT IDENTIFIER   ::=
            { 2 16 840 1 101 2 1 1 22 }

     KEA-Parms-Id     ::= OCTET STRING

  END

5. References

  [KEA]      "Skipjack and KEA Algorithm Specification", Version 2.0,
             29 May 1998. available from
             http://csrc.nist.gov/encryption/skipjack-kea.htm

  [SDN.701R] SDN.701, "Message Security Protocol", Revision 4.0
             1996-06-07 with "Corrections to Message Security Protocol,
             SDN.701, Rev 4.0, 96-06-07." August 30, 1996.

  [RFC 2459] Housley, R., Ford, W., Polk, W. and D. Solo "Internet
             X.509 Public Key Infrastructure: X.509 Certificate and CRL
             Profile", RFC 2459, January 1999.





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6. Security Considerations

  This specification is devoted to the format and encoding of KEA keys
  in X.509 certificates.  Since certificates are digitally signed, no
  additional integrity service is necessary. Certificates need not be
  kept secret, and unrestricted and anonymous access to certificates
  and CRLs has no security implications.

  However, security factors outside the scope of this specification
  will affect the assurance provided to certificate users.  This
  section highlights critical issues that should be considered by
  implementors, administrators, and users.

  The procedures performed by CAs and RAs to validate the binding of
  the subject's identity of their public key greatly affect the
  assurance that should be placed in the certificate.  Relying parties
  may wish to review the CA's certificate practice statement.

  The protection afforded private keys is a critical factor in
  maintaining security.  Failure of users to protect their KEA private
  keys will permit an attacker to masquerade as them, or decrypt their
  personal information.

  The availability and freshness of revocation information will affect
  the degree of assurance that should be placed in a certificate.

  While certificates expire naturally, events may occur during its
  natural lifetime which negate the binding between the subject and
  public key.  If revocation information is untimely or unavailable,
  the assurance associated with the binding is clearly reduced.
  Similarly, implementations of the Path Validation mechanism described
  in section 6 that omit revocation checking provide less assurance
  than those that support it.

  The path validation algorithm specified in [RFC 2459] depends on the
  certain knowledge of the public keys (and other information) about
  one or more trusted CAs. The decision to trust a CA is an important
  decision as it ultimately determines the trust afforded a
  certificate.  The authenticated distribution of trusted CA public
  keys (usually in the form of a "self-signed" certificate) is a
  security critical out of band process that is beyond the scope of
  this specification.

  In addition, where a key compromise or CA failure occurs for a
  trusted CA, the user will need to modify the information provided to
  the path validation routine.  Selection of too many trusted CAs will
  make the trusted CA information difficult to maintain.  On the other
  hand, selection of only one trusted CA may limit users to a closed



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  community of users until a global PKI emerges.

  The quality of implementations that process certificates may also
  affect the degree of assurance provided.  The path validation
  algorithm described in section 6 relies upon the integrity of the
  trusted CA information, and especially the integrity of the public
  keys associated with the trusted CAs.  By substituting public keys
  for which an attacker has the private key, an attacker could trick
  the user into accepting false certificates.

  The binding between a key and certificate subject cannot be stronger
  than the cryptographic module implementation and algorithms used to
  generate the signature.

7. Authors' Addresses

  Russell Housley
  SPYRUS
  381 Elden Street
  Suite 1120
  Herndon, VA 20170
  USA

  EMail: [email protected]


  Tim Polk
  NIST
  Building 820, Room 426
  Gaithersburg, MD 20899
  USA

  EMail: [email protected]


















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8.  Full Copyright Statement

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























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