Network Working Group                                          C. Madson
Request for Comments: 2405                           Cisco Systems, Inc.
Category: Standards Track                                   N. Doraswamy
                                                     Bay Networks, Inc.
                                                          November 1998


                   The ESP DES-CBC Cipher Algorithm
                           With Explicit IV

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

Abstract

  This document describes the use of the DES Cipher algorithm in Cipher
  Block Chaining Mode, with an explicit IV, as a confidentiality
  mechanism within the context of the IPSec Encapsulating Security
  Payload (ESP).

1. Introduction

  This document describes the use of the DES Cipher algorithm in Cipher
  Block Chaining Mode as a confidentiality mechanism within the context
  of the Encapsulating Security Payload.

  DES is a symmetric block cipher algorithm. The algorithm is described
  in [FIPS-46-2][FIPS-74][FIPS-81]. [Schneier96] provides a general
  description of Cipher Block Chaining Mode, a mode which is applicable
  to several encryption algorithms.

  As specified in this memo, DES-CBC is not an authentication
  mechanism. [Although DES-MAC, described in [Schneier96] amongst other
  places, does provide authentication, DES-MAC is not discussed here.]

  For further information on how the various pieces of ESP fit together
  to provide security services, refer to [ESP] and [road].





Madson & Doraswamy          Standards Track                     [Page 1]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC-2119].

2. Algorithm and Mode

  DES-CBC is a symmetric secret-key block algorithm. It has a block
  size of 64 bits.

  [FIPS-46-2][FIPS-74] and [FIPS-81] describe the DES algorithm, while
  [Schneier96] provides a good description of CBC mode.

2.1 Performance

  Phil Karn has tuned DES-CBC software to achieve 10.45 Mbps with a 90
  MHz Pentium, scaling to 15.9 Mbps with a 133 MHz Pentium.  Other DES
  speed estimates may be found in [Schneier96].

3. ESP Payload

  DES-CBC requires an explicit Initialization Vector (IV) of 8 octets
  (64 bits).  This IV immediately precedes the protected (encrypted)
  payload. The IV MUST be a random value.

  Including the IV in each datagram ensures that decryption of each
  received datagram can be performed, even when some datagrams are
  dropped, or datagrams are re-ordered in transit.

  Implementation note:

     Common practice is to use random data for the first IV and the
     last 8 octets of encrypted data from an encryption process as the
     IV for the next encryption process; this logically extends the CBC
     across the packets. It also has the advantage of limiting the
     leakage of information from the random number genrator. No matter
     which mechnism is used, the receiver MUST NOT assume any meaning
     for this value, other than that it is an IV.

     To avoid ECB encryption of very similar plaintext blocks in
     different packets, implementations MUST NOT use a counter or other
     low-Hamming distance source for IVs.

  The payload field, as defined in [ESP], is broken down according to
  the following diagram:







Madson & Doraswamy          Standards Track                     [Page 2]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


     +---------------+---------------+---------------+---------------+
     |                                                               |
     +                   Initialization Vector (IV)                  +
     |                                                               |
     +---------------+---------------+---------------+---------------+
     |                                                               |
     ~              Encrypted Payload (variable length)              ~
     |                                                               |
     +---------------------------------------------------------------+
      1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8

3.1 Block Size and Padding

  The DES-CBC algorithm described in this document MUST use a block
  size of 8 octets (64 bits).

  When padding is required, it MUST be done according to the
  conventions specified in [ESP].

4. Key Material

  DES-CBC is a symmetric secret key algorithm. The key size is 64-bits.
  [It is commonly known as a 56-bit key as the key has 56 significant
  bits; the least significant bit in every byte is the parity bit.]

  [arch] describes the general mechanism to derive keying material for
  the ESP transform. The derivation of the key from some amount of
  keying material does not differ between the manually- and
  automatically-keyed security associations.

  This mechanism MUST derive a 64-bit key value for use by this cipher.
  The mechanism will derive raw key values, the derivation process
  itself is not responsible for handling parity or weak key checks.

  Weak key checks SHOULD be performed. If such a key is found, the key
  SHOULD be rejected and a new SA requested.

  Implementation note:

     If an implementation chooses to do weak key checking, it should
     recognize that the known weak keys [FIPS74] have been adjusted for
     parity. Otherwise the handling of parity is a local issue.

  A strong pseudo-random function MUST be used to generate the required
  key. For a discussion on this topic, reference [RFC1750].






Madson & Doraswamy          Standards Track                     [Page 3]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


4.1 Weak Keys

  DES has 16 known weak keys, including so-called semi-weak keys.  The
  list of weak keys can be found in [FIPS74].

4.2 Key Lifetime

  [Blaze96] discusses the costs and key recovery time for brute force
  attacks. It presents various combinations of total cost/time to
  recover a key/cost per key recovered for 40-bit and 56-bit DES keys,
  based on late 1995 estimates.

  While a brute force search of a 56-bit DES keyspace can be considered
  infeasable for the so-called casual hacker, who is simply using spare
  CPU cycles or other low-cost resources, it is within reach of someone
  willing to spend a bit more money.

  For example, for a cost of $300,000, a 56-bit DES key can be
  recovered in an average of 19 days using off-the-shelf technology and
  in only 3 hours using a custom developed chip.

  It should be noted that there are other attacks which can recover the
  key faster, that brute force attacks are considered the "worst case",
  although the easiest to implement.

  [Wiener94] also discusses a $1M machine which can break a DES key in
  3.5 hours (1993 estimates), using a known-plaintext attack. As
  discussed in the Security Considerations section, a known plaintext
  attack is reasonably likely.

  It should also be noted that over time, the total and average search
  costs as well as the average key recovery time will continue to drop.

  While the above does not provide specific recommendations for key
  lifetime, it does reinforce the point that for a given application
  the desired key lifetime is dependent upon the perceived threat (an
  educated guess as to the amount of resources available to the
  attacker) relative to the worth of the data to be protected.

  While there are no recommendations for volume-based lifetimes made
  here, it shoud be noted that given sufficient volume there is an
  increased probabilty that known plaintext can be accumulated.

5. Interaction with Authentication Algorithms

  As of this writing, there are no known issues which preclude the use
  of the DES-CBC algorithm with any specific authentication algorithm.




Madson & Doraswamy          Standards Track                     [Page 4]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


6. Security Considerations

  [Much of this section was originally written by William Allen Simpson
  and Perry Metzger.]

  Users need to understand that the quality of the security provided by
  this specification depends completely on the strength of the DES
  algorithm, the correctness of that algorithm's implementation, the
  security of the Security Association management mechanism and its
  implementation, the strength of the key [CN94], and upon the
  correctness of the implementations in all of the participating nodes.

  [Bell95] and [Bell96] describe a cut and paste splicing attack which
  applies to all Cipher Block Chaining algorithms. This attack can be
  addressed with the use of an authentication mechanism.

  The use of the cipher mechanism without any corresponding
  authentication mechanism is strongly discouraged. This cipher can be
  used in an ESP transform that also includes authentication; it can
  also be used in an ESP transform that doesn't include authentication
  provided there is an companion AH header. Refer to [ESP], [AH],
  [arch], and [road] for more details.

  When the default ESP padding is used, the padding bytes have a
  predictable value.  They provide a small measure of tamper detection
  on their own block and the previous block in CBC mode.  This makes it
  somewhat harder to perform splicing attacks, and avoids a possible
  covert channel.  This small amount of known plaintext does not create
  any problems for modern ciphers.

  At the time of writing of this document, [BS93] demonstrated a
  differential cryptanalysis based chosen-plaintext attack requiring
  2^47 plaintext-ciphertext pairs, where the size of a pair is the size
  of a DES block (64 bits). [Matsui94] demonstrated a linear
  cryptanalysis based known-plaintext attack requiring only 2^43
  plaintext-ciphertext pairs.  Although these attacks are not
  considered practical, they must be taken into account.

  More disturbingly, [Wiener94] has shown the design of a DES cracking
  machine costing $1 Million that can crack one key every 3.5 hours.
  This is an extremely practical attack.

  One or two blocks of known plaintext suffice to recover a DES key.
  Because IP datagrams typically begin with a block of known and/or
  guessable header text, frequent key changes will not protect against
  this attack.





Madson & Doraswamy          Standards Track                     [Page 5]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


  It is suggested that DES is not a good encryption algorithm for the
  protection of even moderate value information in the face of such
  equipment.  Triple DES is probably a better choice for such purposes.

  However, despite these potential risks, the level of privacy provided
  by use of ESP DES-CBC in the Internet environment is far greater than
  sending the datagram as cleartext.

  The case for using random values for IVs has been refined with the
  following summary provided by Steve Bellovin. Refer to [Bell97] for
  further information.

     "The problem arises if you use a counter as an IV, or some other
     source with a low Hamming distance between successive IVs, for
     encryption in CBC mode.  In CBC mode, the "effective plaintext"
     for an encryption is the XOR of the actual plaintext and the
     ciphertext of the preceeding block.  Normally, that's a random
     value, which means that the effective plaintext is quite random.
     That's good, because many blocks of actual plaintext don't change
     very much from packet to packet, either.

     For the first block of plaintext, though, the IV takes the place
     of the previous block of ciphertext.  If the IV doesn't differ
     much from the previous IV, and the actual plaintext block doesn't
     differ much from the previous packet's, then the effective
     plaintext won't differ much, either.  This means that you have
     pairs of ciphertext blocks combined with plaintext blocks that
     differ in just a few bit positions.  This can be a wedge for
     assorted cryptanalytic attacks."

  The discussion on IVs has been updated to require that an
  implementation not use a low-Hamming distance source for IVs.

7. References

  [Bell95]     Bellovin, S., "An Issue With DES-CBC When Used Without
               Strong Integrity", Presentation at the 32nd Internet
               Engineering Task Force, Danvers Massachusetts, April
               1995.

  [Bell96]     Bellovin, S., "Problem Areas for the IP Security
               Protocols", Proceedings of the Sixth Usenix Security
               Symposium, July 1996.








Madson & Doraswamy          Standards Track                     [Page 6]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


  [Bell97]     Bellovin, S., "Probable Plaintext Cryptanalysis of the
               IP Security Protocols", Proceedings of the Symposium on
               Network and Distributed System Security, San Diego, CA,
               pp. 155-160, February 1997 (also
               http://www.research.att.com/~smb/papers/probtxt.{ps,
               pdf}).

  [BS93]       Biham, E., and A. Shamir, "Differential Cryptanalysis of
               the Data Encryption Standard", Berlin: Springer-Verlag,
               1993.

  [Blaze96]    Blaze, M., Diffie, W., Rivest, R., Schneier, B.,
               Shimomura, T., Thompson, E., and M. Wiener, "Minimal Key
               Lengths for Symmetric Ciphers to Provide Adequate
               Commercial Security", currently available at
               http://www.bsa.org/policy/encryption/cryptographers.html.

  [CN94]       Carroll, J.M., and S. Nudiati, "On Weak Keys and Weak
               Data:  Foiling the Two Nemeses", Cryptologia, Vol. 18
               No. 23 pp.  253-280, July 1994.

  [FIPS-46-2]  US National Bureau of Standards, "Data Encryption
               Standard", Federal Information Processing Standard
               (FIPS) Publication 46-2, December 1993,
               http://www.itl.nist.gov/div897/pubs/fip46-2.htm
               (supercedes FIPS-46-1).

  [FIPS-74]    US National Bureau of Standards, "Guidelines for
               Implementing and Using the Data Encryption Standard",
               Federal Information Processing Standard (FIPS)
               Publication 74, April 1981,
               http://www.itl.nist.gov/div897/pubs/fip74.htm.

  [FIPS-81]    US National Bureau of Standards, "DES Modes of
               Operation", Federal Information Processing Standard
               (FIPS) Publication 81, December 1980,
               http://www.itl.nist.gov/div897/pubs/fip81.htm.

  [Matsui94]   Matsui, M., "Linear Cryptanalysis method for DES
               Cipher", Advances in Cryptology -- Eurocrypt '93
               Proceedings, Berlin:  Springer-Verlag, 1994.

  [RFC-1750]   Eastlake, D., Crocker, S., and J. Schiller, "Randomness
               Recommendations for Security", RFC 1750, December 1994.

  [RFC-2119]   Bradner, S., "Key words for use in RFCs to Indicate
               Requirement Levels", BCP 14, RFC 2119, March 1997.




Madson & Doraswamy          Standards Track                     [Page 7]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


  [Schneier96] Schneier, B., "Applied Cryptography Second Edition",
               John Wiley & Sons, New York, NY, 1996.  ISBN 0-471-
               12845-7.

  [Wiener94]   Wiener, M.J., "Efficient DES Key Search", School of
               Computer Science, Carleton University, Ottawa, Canada,
               TR-244, May 1994.  Presented at the Rump Session of
               Crypto '93. [Reprinted in "Practical Cryptography for
               Data Internetworks", W.Stallings, editor, IEEE Computer
               Society Press, pp.31-79 (1996).  Currently available at
               ftp://ripem.msu.edu/pub/crypt/docs/des-key-search.ps.]

  [ESP]        Kent, S., and R. Atkinson, "IP Encapsulating Security
               Payload (ESP)", RFC 2406, November 1998.

  [AH]         Kent, S., and R. Atkinson, "IP Authentication Header
               (AH)", RFC 2402, November 1998.

  [arch]       Kent, S., and R. Atkinson, "Security Architecture for
               the Internet Protocol", RFC 2401, November 1998.

  [road]       Thayer, R., Doraswamy, N., and R. Glenn, "IP Security
               Document Roadmap", RFC 2411, November 1998.

8. Acknowledgments

  Much of the information provided here originated with various ESP-DES
  documents authored by Perry Metzger and William Allen Simpson,
  especially the Security Considerations section.

  This document is also derived in part from previous works by Jim
  Hughes, those people that worked with Jim on the combined DES-
  CBC+HMAC-MD5 ESP transforms, the ANX bakeoff participants, and the
  members of the IPsec working group.

  Thanks to Rob Glenn for assisting with the nroff formatting.















Madson & Doraswamy          Standards Track                     [Page 8]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


  The IPSec working group can be contacted via the IPSec working
  group's mailing list ([email protected]) or through its chairs:

    Robert Moskowitz
    International Computer Security Association

    EMail: [email protected]


    Theodore Y. Ts'o
    Massachusetts Institute of Technology

    EMail: [email protected]


9. Editors' Addresses

  Cheryl Madson
  Cisco Systems, Inc.

  EMail: [email protected]


  Naganand Doraswamy
  Bay Networks, Inc.

  EMail: [email protected]
























Madson & Doraswamy          Standards Track                     [Page 9]

RFC 2405            The ESP DES-CBC Cipher Algorithm       November 1998


10.  Full Copyright Statement

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























Madson & Doraswamy          Standards Track                    [Page 10]