Network Working Group                                         T. Howes
Request for Comments: 2255                                    M. Smith
Category: Standards Track                Netscape Communications Corp.
                                                        December 1997


                         The LDAP URL Format

1. Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

IESG NOTE

  This document describes a directory access protocol that provides
  both read and update access.  Update access requires secure
  authentication, but this document does not mandate implementation of
  any satisfactory authentication mechanisms.

  In accordance with RFC 2026, section 4.4.1, this specification is
  being approved by IESG as a Proposed Standard despite this
  limitation, for the following reasons:

  a. to encourage implementation and interoperability testing of
     these protocols (with or without update access) before they
     are deployed, and

  b. to encourage deployment and use of these protocols in read-only
     applications.  (e.g. applications where LDAPv3 is used as
     a query language for directories which are updated by some
     secure mechanism other than LDAP), and

  c. to avoid delaying the advancement and deployment of other Internet
     standards-track protocols which require the ability to query, but
     not update, LDAPv3 directory servers.








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  Readers are hereby warned that until mandatory authentication
  mechanisms are standardized, clients and servers written according to
  this specification which make use of update functionality are
  UNLIKELY TO INTEROPERATE, or MAY INTEROPERATE ONLY IF AUTHENTICATION
  IS REDUCED TO AN UNACCEPTABLY WEAK LEVEL.

  Implementors are hereby discouraged from deploying LDAPv3 clients or
  servers which implement the update functionality, until a Proposed
  Standard for mandatory authentication in LDAPv3 has been approved and
  published as an RFC.

2. Abstract

  LDAP is the Lightweight Directory Access Protocol, defined in [1],
  [2] and [3].  This document describes a format for an LDAP Uniform
  Resource Locator.  The format describes an LDAP search operation to
  perform to retrieve information from an LDAP directory. This document
  replaces RFC 1959. It updates the LDAP URL format for version 3 of
  LDAP and clarifies how LDAP URLs are resolved. This document also
  defines an extension mechanism for LDAP URLs, so that future
  documents can extend their functionality, for example, to provide
  access to new LDAPv3 extensions as they are defined.

  The key words "MUST", "MAY", and "SHOULD" used in this document are
  to be interpreted as described in [6].


























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3. URL Definition

  An LDAP URL begins with the protocol prefix "ldap" and is defined by
  the following grammar.

      ldapurl    = scheme "://" [hostport] ["/"
                   [dn ["?" [attributes] ["?" [scope]
                   ["?" [filter] ["?" extensions]]]]]]
      scheme     = "ldap"
      attributes = attrdesc *("," attrdesc)
      scope      = "base" / "one" / "sub"
      dn         = distinguishedName from Section 3 of [1]
      hostport   = hostport from Section 5 of RFC 1738 [5]
      attrdesc   = AttributeDescription from Section 4.1.5 of [2]
      filter     = filter from Section 4 of [4]
      extensions = extension *("," extension)
      extension  = ["!"] extype ["=" exvalue]
      extype     = token / xtoken
      exvalue    = LDAPString from section 4.1.2 of [2]
      token      = oid from section 4.1 of [3]
      xtoken     = ("X-" / "x-") token

  The "ldap" prefix indicates an entry or entries residing in the LDAP
  server running on the given hostname at the given portnumber. The
  default LDAP port is TCP port 389. If no hostport is given, the
  client must have some apriori knowledge of an appropriate LDAP server
  to contact.

  The dn is an LDAP Distinguished Name using the string format
  described in [1]. It identifies the base object of the LDAP search.

  ldapurl    = scheme "://" [hostport] ["/"
                   [dn ["?" [attributes] ["?" [scope]
                   ["?" [filter] ["?" extensions]]]]]]
      scheme     = "ldap"
      attributes = attrdesc *("," attrdesc)
      scope      = "base" / "one" / "sub"
      dn         = distinguishedName from Section 3 of [1]
      hostport   = hostport from Section 5 of RFC 1738 [5]
      attrdesc   = AttributeDescription from Section 4.1.5 of [2]
      filter     = filter from Section 4 of [4]
      extensions = extension *("," extension)
      extension  = ["!"] extype ["=" exvalue]
      extype     = token / xtoken
      exvalue    = LDAPString from section 4.1.2 of [2]
      token      = oid from section 4.1 of [3]
      xtoken     = ("X-" / "x-") token




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  The "ldap" prefix indicates an entry or entries residing in the LDAP
  server running on the given hostname at the given portnumber. The
  default LDAP port is TCP port 389. If no hostport is given, the
  client must have some apriori knowledge of an appropriate LDAP server
  to contact.

  The dn is an LDAP Distinguished Name using the string format
  described in [1]. It identifies the base object of the LDAP search.

  The attributes construct is used to indicate which attributes should
  be returned from the entry or entries.  Individual attrdesc names are
  as defined for AttributeDescription in [2].  If the attributes part
  is omitted, all user attributes of the entry or entries should be
  requested (e.g., by setting the attributes field
  AttributeDescriptionList in the LDAP search request to a NULL list,
  or (in LDAPv3) by requesting the special attribute name "*").

  The scope construct is used to specify the scope of the search to
  perform in the given LDAP server.  The allowable scopes are "base"
  for a base object search, "one" for a one-level search, or "sub" for
  a subtree search.  If scope is omitted, a scope of "base" is assumed.

  The filter is used to specify the search filter to apply to entries
  within the specified scope during the search.  It has the format
  specified in [4].  If filter is omitted, a filter of
  "(objectClass=*)" is assumed.

  The extensions construct provides the LDAP URL with an extensibility
  mechanism, allowing the capabilities of the URL to be extended in the
  future. Extensions are a simple comma-separated list of type=value
  pairs, where the =value portion MAY be omitted for options not
  requiring it. Each type=value pair is a separate extension. These
  LDAP URL extensions are not necessarily related to any of the LDAPv3
  extension mechanisms. Extensions may be supported or unsupported by
  the client resolving the URL. An extension prefixed with a '!'
  character (ASCII 33) is critical. An extension not prefixed with a '
  !'  character is non-critical.

  If an extension is supported by the client, the client MUST obey the
  extension if the extension is critical. The client SHOULD obey
  supported extensions that are non-critical.

  If an extension is unsupported by the client, the client MUST NOT
  process the URL if the extension is critical.  If an unsupported
  extension is non-critical, the client MUST ignore the extension.






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  If a critical extension cannot be processed successfully by the
  client, the client MUST NOT process the URL. If a non-critical
  extension cannot be processed successfully by the client, the client
  SHOULD ignore the extension.

  Extension types prefixed by "X-" or "x-" are reserved for use in
  bilateral agreements between communicating parties. Other extension
  types MUST be defined in this document, or in other standards-track
  documents.

  One LDAP URL extension is defined in this document in the next
  section.  Other documents or a future version of this document MAY
  define other extensions.

  Note that any URL-illegal characters (e.g., spaces), URL special
  characters (as defined in section 2.2 of RFC 1738) and the reserved
  character '?' (ASCII 63) occurring inside a dn, filter, or other
  element of an LDAP URL MUST be escaped using the % method described
  in RFC 1738 [5]. If a comma character ',' occurs inside an extension
  value, the character MUST also be escaped using the % method.

4. The Bindname Extension

  This section defines an LDAP URL extension for representing the
  distinguished name for a client to use when authenticating to an LDAP
  directory during resolution of an LDAP URL. Clients MAY implement
  this extension.

  The extension type is "bindname". The extension value is the
  distinguished name of the directory entry to authenticate as, in the
  same form as described for dn in the grammar above. The dn may be the
  NULL string to specify unauthenticated access. The extension may be
  either critical (prefixed with a '!' character) or non-critical (not
  prefixed with a '!' character).

  If the bindname extension is critical, the client resolving the URL
  MUST authenticate to the directory using the given distinguished name
  and an appropriate authentication method. Note that for a NULL
  distinguished name, no bind MAY be required to obtain anonymous
  access to the directory. If the extension is non-critical, the client
  MAY bind to the directory using the given distinguished name.

5. URL Processing

  This section describes how an LDAP URL SHOULD be resolved by a
  client.





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  First, the client obtains a connection to the LDAP server referenced
  in the URL, or an LDAP server of the client's choice if no LDAP
  server is explicitly referenced.  This connection MAY be opened
  specifically for the purpose of resolving the URL or the client MAY
  reuse an already open connection. The connection MAY provide
  confidentiality, integrity, or other services, e.g., using TLS. Use
  of security services is at the client's discretion if not specified
  in the URL.

  Next, the client authenticates itself to the LDAP server.  This step
  is optional, unless the URL contains a critical bindname extension
  with a non-NULL value. If a bindname extension is given, the client
  proceeds according to the section above.

  If a bindname extension is not specified, the client MAY bind to the
  directory using a appropriate dn and authentication method of its own
  choosing (including NULL authentication).

  Next, the client performs the LDAP search operation specified in the
  URL. Additional fields in the LDAP protocol search request, such as
  sizelimit, timelimit, deref, and anything else not specified or
  defaulted in the URL specification, MAY be set at the client's
  discretion.

  Once the search has completed, the client MAY close the connection to
  the LDAP server, or the client MAY keep the connection open for
  future use.

6. Examples

  The following are some example LDAP URLs using the format defined
  above.  The first example is an LDAP URL referring to the University
  of Michigan entry, available from an LDAP server of the client's
  choosing:

    ldap:///o=University%20of%20Michigan,c=US

  The next example is an LDAP URL referring to the University of
  Michigan entry in a particular ldap server:

    ldap://ldap.itd.umich.edu/o=University%20of%20Michigan,c=US

  Both of these URLs correspond to a base object search of the
  "o=University of Michigan, c=US" entry using a filter of
  "(objectclass=*)", requesting all attributes.

  The next example is an LDAP URL referring to only the postalAddress
  attribute of the University of Michigan entry:



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    ldap://ldap.itd.umich.edu/o=University%20of%20Michigan,
           c=US?postalAddress

  The corresponding LDAP search operation is the same as in the
  previous example, except that only the postalAddress attribute is
  requested.

  The next example is an LDAP URL referring to the set of entries found
  by querying the given LDAP server on port 6666 and doing a subtree
  search of the University of Michigan for any entry with a common name
  of "Babs Jensen", retrieving all attributes:

    ldap://host.com:6666/o=University%20of%20Michigan,
           c=US??sub?(cn=Babs%20Jensen)

  The next example is an LDAP URL referring to all children of the c=GB
  entry:

    ldap://ldap.itd.umich.edu/c=GB?objectClass?one

  The objectClass attribute is requested to be returned along with the
  entries, and the default filter of "(objectclass=*)" is used.

  The next example is an LDAP URL to retrieve the mail attribute for
  the LDAP entry named "o=Question?,c=US" is given below, illustrating
  the use of the escaping mechanism on the reserved character '?'.

    ldap://ldap.question.com/o=Question%3f,c=US?mail

  The next example illustrates the interaction between LDAP and URL
  quoting mechanisms.

    ldap://ldap.netscape.com/o=Babsco,c=US??(int=%5c00%5c00%5c00%5c04)

  The filter in this example uses the LDAP escaping mechanism of \ to
  encode three zero or null bytes in the value. In LDAP, the filter
  would be written as (int=\00\00\00\04). Because the \ character must
  be escaped in a URL, the \'s are escaped as %5c in the URL encoding.

  The final example shows the use of the bindname extension to specify
  the dn a client should use for authentication when resolving the URL.

    ldap:///??sub??bindname=cn=Manager%2co=Foo
    ldap:///??sub??!bindname=cn=Manager%2co=Foo

  The two URLs are the same, except that the second one marks the
  bindname extension as critical. Notice the use of the % encoding
  method to encode the comma in the distinguished name value in the



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  bindname extension.

7. Security Considerations

  General URL security considerations discussed in [5] are relevant for
  LDAP URLs.

  The use of security mechanisms when processing LDAP URLs requires
  particular care, since clients may encounter many different servers
  via URLs, and since URLs are likely to be processed automatically,
  without user intervention. A client SHOULD have a user-configurable
  policy about which servers to connect to using which security
  mechanisms, and SHOULD NOT make connections that are inconsistent
  with this policy.

  Sending authentication information, no matter the mechanism, may
  violate a user's privacy requirements.  In the absence of specific
  policy permitting authentication information to be sent to a server,
  a client should use an anonymous connection.  (Note that clients
  conforming to previous LDAP URL specifications, where all connections
  are anonymous and unprotected, are consistent with this
  specification; they simply have the default security policy.)

  Some authentication methods, in particular reusable passwords sent to
  the server, may reveal easily-abused information to the remote server
  or to eavesdroppers in transit, and should not be used in URL
  processing unless explicitly permitted by policy.  Confirmation by
  the human user of the use of authentication information is
  appropriate in many circumstances.  Use of strong authentication
  methods that do not reveal sensitive information is much preferred.

  The LDAP URL format allows the specification of an arbitrary LDAP
  search operation to be performed when evaluating the LDAP URL.
  Following an LDAP URL may cause unexpected results, for example, the
  retrieval of large amounts of data, the initiation of a long-lived
  search, etc.  The security implications of resolving an LDAP URL are
  the same as those of resolving an LDAP search query.

8. Acknowledgements

  The LDAP URL format was originally defined at the University of
  Michigan. This material is based upon work supported by the National
  Science Foundation under Grant No. NCR-9416667. The support of both
  the University of Michigan and the National Science Foundation is
  gratefully acknowledged.






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RFC 2255                    LDAP URL Format                December 1997


  Several people have made valuable comments on this document.  In
  particular RL "Bob" Morgan and Mark Wahl deserve special thanks for
  their contributions.

9. References

  [1] Wahl, M., Kille, S., and T. Howes, "Lightweight Directory Access
  Protocol (v3): UTF-8 String Representation of Distinguished Names",
  RFC 2253, December 1997.

  [2] Wahl, M., Howes, T., and S. Kille, "Lightweight Directory Access
  Protocol (v3)", RFC 2251, December 1997.

  [3] Wahl, M., Coulbeck, A., Howes, T. and S. Kille, "Lightweight
  Directory Access Protocol (v3): Attribute Syntax Definitions", RFC
  2252, December 1997.

  [4] Howes, T., "A String Representation of LDAP Search Filters", RFC
  2254, December 1997.

  [5] Berners-Lee, T., Masinter, L. and M. McCahill, "Uniform Resource
  Locators (URL)," RFC 1738, December 1994.

  [6] Bradner, S., "Key Words for use in RFCs to Indicate Requirement
  Levels," RFC 2119, March 1997.

Authors' Addresses

  Tim Howes
  Netscape Communications Corp.
  501 E. Middlefield Rd.
  Mountain View, CA 94043
  USA

  Phone: +1 415 937-3419
  EMail: [email protected]


  Mark Smith
  Netscape Communications Corp.
  501 E. Middlefield Rd.
  Mountain View, CA 94043
  USA

  Phone: +1 415 937-3477
  EMail: [email protected]





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Full Copyright Statement

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























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