Network Working Group                                         O. Vaughan
Request for Comments: 2240                           Vaughan Enterprises
Category: Informational                                    November 1997


              A Legal Basis for Domain Name Allocation


Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

Table of Contents

  1.   Introduction . . . . . . . . . . . . . . . . . . . . . . . . 1

  2.   Overview of the domain space . . . . . . . . . . . . . . . . 2

  3.   Possible solutions to name exhaustion  . . . . . . . . . . . 3

  4.   Proposed creation of new SLDs  . . . . . . . . . . . . . . . 3
  4.1   The world is not flat so why should domains be? . . . . . . 4
  4.2   The case for legal names  . . . . . . . . . . . . . . . . . 4
  4.3   Allocation of legal SLDs  . . . . . . . . . . . . . . . . . 4
  4.4   Allocation of miscellaneous SLDs  . . . . . . . . . . . . . 5
  4.5   Identifiers in non-ASCII languages  . . . . . . . . . . . . 5
  5.   Security Considerations  . . . . . . . . . . . . . . . . . . 5

  6.   References . . . . . . . . . . . . . . . . . . . . . . . . . 6

  7.   Authors' Address . . . . . . . . . . . . . . . . . . . . . . 6

  8.   Full Copyright Statement . . . . . . . . . . . . . . . . . . 7

1.  Introduction

  The purpose of this memo is to focus discussion on the particular
  problems with the exhaustion of the top level domain space in the
  Internet and the possible conflicts that can occur when multiple
  organisations are vying for the same name. No proposed solutions in





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  this document are intended as standards for the Internet. Rather, it
  is hoped that a general consensus will emerge as to the appropriate
  solution to such problems, leading eventually to the adoption of
  standards.

2.  Overview of the domain space

  Presently the domain space is organised as a heirarchical tree-
  structured namespace with several top level domains (TLDs), and sub-
  domains beneath them. The initial TLDs allocated and rationale are
  documented in [1].

  The TLDs are functionally split up into 'generic' top-level domains
  (gTLDs) and two-letter ISO 3166 country domains for every country in
  which Internet connectivity is provided. The allocation of sub-
  domains under these TLDs is entirely up to the registry for that TLD.
  The registry may decide to allocate further levels of structure or
  merely allocate domains in a 'flat' manner.

  Example:

          +-----+         +----+                       +----+
          | COM |         | UK |                       | FR |
          +-----+         +----+                       +----+
             |             |  |                         |  |
      +---------+     +----+  +----+     +--------------+  +-----+
      | VAUGHAN |     | AC |  | CO |     | UNIV-AVIGNON |  | AXA |
      +---------+     +----+  +----+     +--------------+  +-----+
         |              |        |              |             |
     +------+    +---------+  +----------+   +-----+      +------+
     | UNIX |    | NEWPORT |  | CITYDESK |   | SOL |      | MAIL |
     +------+    +---------+  +----------+   +-----+      +------+
                      |            |
                   +----+       +-----+
                   | NS |       | FTP |
                   +----+       +-----+


   1. Flat gTLD     2. Heirarchical country      3. Flat country

  In the example we see that the gTLDs are inherently flat, as
  organisations are allocated domain names directly under the TLD.
  With the country domains however, the domain allocation policy can
  vary widely from country to country, and it does. Some may choose to
  implement a functional sub-structure mirroring the gTLDs, some may
  choose to implement a geographical sub-structure, and some may choose
  to have no sub-structure at all.




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  In the first case the organisation is clearly a commercial one, as it
  is allocatged under the "COM" TLD. However, there is no information
  as to the country the organisation is based in.  In the third case,
  we know that the organisation is based in France (FR), but without
  studying the actual organisation name we do not know what type of
  organisation it is.  In the second case, we know the country that
  both organisations are based in (UK), and by following the heirarchy,
  we can deduce that the first is an academic organisation (AC), and
  the second is commercial (CO).

  While the system is flexible in not enforcing a strict heirarchy, it
  can lead to exhaustion of domain names in the generic space and lead
  to conflicts between organisations who may both have a legitimate
  claim to have a particular name.

3.  Possible solutions to name exhaustion

  With such a flexible system, there are many ways of preventing the
  name space being exhausted. A solution proposed by [2] is to create
  more gTLDs to allow organisations with the same name to be registered
  uniquely under different TLDs (FIRM, STORE, WEB, ARTS, REC, INFO and
  NOM). However this has several disadvantages as discussed below:

  a) It creates confusion in users mind as to what TLD refers to a
     particular organisation. For example, MCDONALDS.COM maybe the fast
     food corporation and MCDONALDS.FIRM maybe a firm of lawyers, but
     how is the user supposed to know which is which?

  b) To prevent the above confusion, big corporations will simply
     reserve all the different variations of the name, ie. IBM.COM,
     IBM.FIRM, IBM.STORE etc. Thus we haven't solved the name
     exhaustion or conflict problems, in fact we have made it worse.

  c) Names of legitimate trade mark holders or other legally held names
     can still be acquired by anybody, leading to potential conflicts.

4.  Proposed creation of new SLDs

  With the aforementioned problems in mind, it is not a good idea to
  create new gTLDs which merely overlap the existing ones. As the
  domain name system is heirarchical it would seem a good idea to
  expand on the existing structure rather than creating several
  duplicate structures.








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4.1 The world is not flat so why should domains be?

  With the expansion of the Internet to a truly global medium, the
  notion that there can only be one commercial entity, one orgnisation,
  and one network provider etc. with the same name seems impossible.
  This is the situation that the present system finds itself in.  There
  is a constantly spiralling number of disputes over who 'owns' or '
  deserves' a certain name, with an increasing number ending in
  unnecessary and costly legal action. This is not something that the
  providers of a domain name service should concern themselves with,
  but yet with the present system, this seems inevitable.

4.2 The case for legal names

  This proposal allows for country domain names that are related to
  legally registered names in the country that they are based by
  creating a functional heirarchy beneath the country TLD.

  This proposal does not seek to do away with gTLDs, but rather that a
  legal name should be sought first and then, if desired, a generic
  name could be used alongside it. The organisation would then, in case
  of any disputes, have a legally-held name which no other organisation
  could have any claim to.

  This proposal has several advantages:

  a) The process of deciding what names belong to which organisation
     is no longer a function of the domain name registry, but of the
     company registration authority in the given country. This means
     that disputes over names cannot arise as all names are unique
     within the context of the legal company title.

  b) As all names are unique, there should be no exhaustion
     (deliberately or otherwise) of 'desirable' names by other
     concerns, as all the owners of legally-held company names will
     automatically have the right to the relevant domain name.

4.3 Allocation of legal SLDs

  The second level domain identifiers should be created from the
  existing company indentifiers within the given country.  For example:

    LTD.UK   for limited companies in the UK
    PLC.UK   for public companies in the UK
    INC.US   for incorpated bodies in the US
    CORP.US  for corporations in the US
    GMBH.DE  for German companies




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  The registries for the appropriate top-level country domain should
  create and manage the sub-domains based on the laws for allocating
  company names in that particular country.  Specifically, ALL spaces
  should be converted to hyphens '-' and other punctuation either
  disregarded or also converted into hyphens.

  For holders of international trademarks and other international
  names, the gTLD "INT" can be used in place of the country identifier.
  For example:

    TM.INT  } for international trademarks
    REG.INT }

4.4 Allocation of miscellaneous SLDs

  In countries that do not have existing sub-structure it is strongly
  recommended that along with the creation of legal SLDs described
  here, that other SLDs be created for commercial entities,
  organisations, and academic entities to reduce remaining conflicts
  from organisations that are not legally-registered companies.

  For example:

                 +------------------+
                 | ISO 3166 country | . . . . . . . . .
                 +------------------+        .        .
                  |       |        |         .        .
              +-----+  +-----+  +-----+   +-----+  +-----+
              | AC/ |  | CO/ |  | OR/ |   | LTD |  | INC |
              | EDU |  | COM |  | ORG |   +-----+  +-----+
              +-----+  +-----+  +-----+

4.5 Identifiers in non-ASCII languages

  The representation of any domain element is limited to the ASCII
  character set of alphabetic characters, digits and the hyphen, as
  described in [3]. The representation of names in languages that use
  other character sets is limited by that definition or any future
  update.

5.  Security Considerations

  This memo raises no issues relating to network security.  However
  when delegating the subdomains, the registries must ensure that the
  application contains sufficient evidence of the legal rights to a
  given name.





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6.  References

  [1]  Postel J. and J. Reynolds , "Domain Requirements", RFC 920,
       October 1984.

  [2]  "Generic Top Level Domains - Memoranding of Understanding"
       <URL:http://www.gtld-mou.org/>

  [3]  Mockapetris, P., "Domain names - Implementation and
       Specification", RFC 1035, November 1987.

7.  Author's Address

  Owain Vaughan
  Vaughan Enterprises
  PO Box 155
  Newport NP9 6YX
  UK

  Phone: +44 1633 677849/822164
  Fax:   +44 1633 663706
  EMail: [email protected]





























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8.  Full Copyright Statement

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























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