Network Working Group                                      G. Armitage
Request for Comments: 2191                         Lucent Technologies
Category: Informational                                 September 1997


              VENUS - Very Extensive Non-Unicast Service

Status of this Memo

  This memo provides information for the Internet community.  This memo
  does not specify an Internet standard of any kind.  Distribution of
  this memo is unlimited.

Abstract

  The MARS model (RFC2022) provides a solution to intra-LIS IP
  multicasting over ATM, establishing and managing the use of ATM pt-
  mpt SVCs for IP multicast packet forwarding. Inter-LIS multicast
  forwarding is achieved using Mrouters, in a similar manner to which
  the "Classical IP over ATM" model uses Routers to inter-connect LISes
  for unicast traffic. The development of unicast IP shortcut
  mechanisms (e.g.  NHRP) has led some people to request the
  development of a Multicast equivalent. There are a number of
  different approaches. This document focuses exclusively on the
  problems associated with extending the MARS model to cover multiple
  clusters or clusters spanning more than one subnet. It describes a
  hypothetical solution, dubbed "Very Extensive NonUnicast Service"
  (VENUS), and shows how complex such a service would be. It is also
  noted that VENUS ultimately has the look and feel of a single, large
  cluster using a distributed MARS.  This document is being issued to
  help focus ION efforts towards alternative solutions for establishing
  ATM level multicast connections between LISes.

1. Introduction

  The classical model of the Internet running over an ATM cloud
  consists of multiple Logical IP Subnets (LISs) interconnected by IP
  Routers [1].  The evolving IP Multicast over ATM solution (the "MARS
  model" [2]) retains the classical model. The LIS becomes a "MARS
  Cluster", and Clusters are interconnected by conventional IP
  Multicast routers (Mrouters).

  The development of NHRP [3], a protocol for discovering and managing
  unicast forwarding paths that bypass IP routers, has led to some
  calls for an IP multicast equivalent.  Unfortunately, the IP
  multicast service is a rather different beast to the IP unicast
  service. This document aims to explain how much of what has been
  learned during the development of NHRP must be carefully scrutinized



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  before being re-applied to the multicast scenario. Indeed, the
  service provided by the MARS and MARS Clients in [2] are almost
  orthogonal to the IP unicast service over ATM.

  For the sake of discussion, let's call this hypothetical multicast
  shortcut discovery protocol the "Very Extensive Non-Unicast Service"
  (VENUS). A "VENUS Domain" is defined as the set of hosts from two or
  more participating Logical IP Subnets (LISs). A multicast shortcut
  connection is a point to multipoint SVC whose leaf nodes are
  scattered around the VENUS Domain. (It will be noted in section 2
  that a VENUS Domain might consist of a single MARS Cluster spanning
  multiple LISs, or multiple MARS Clusters.)

  VENUS faces a number of fundamental problems. The first is exploding
  the scope over which individual IP/ATM interfaces must track and
  react to IP multicast group membership changes. Under the classical
  IP routing model Mrouters act as aggregation points for multicast
  traffic flows in and out of Clusters [4]. They also act as
  aggregators of group membership change information - only the IP/ATM
  interfaces within each Cluster need to know the specific identities
  of their local (intra-cluster) group members at any given time.
  However, once you have sources within a VENUS Domain establishing
  shortcut connections the data and signaling plane aggregation of
  Mrouters is lost. In order for all possible sources throughout a
  VENUS Domain to manage their outgoing pt-mpt SVCs they must be kept
  aware of MARS_JOINs and MARS_LEAVEs occuring in every MARS Cluster
  that makes up a VENUS Domain. The nett effect is that a VENUS domain
  looks very similar to a single, large distributed MARS Cluster.

  A second problem is the impact that shortcut connections will have on
  IP level Inter Domain Multicast Routing (IDMR) protocols. Multicast
  groups have many sources and many destinations scattered amongst the
  participating Clusters. IDMR protocols assume that they can calculate
  efficient inter-Cluster multicast trees by aggregating individual
  sources or group members in any given Cluster (subnet) behind the
  Mrouter serving that Cluster. If sources are able to simply bypass an
  Mrouter we introduce a requirement that the existence of each and
  every shortcut connection be propagated into the IDMR decision making
  processes. The IDMR protocols may need to adapt when a source's
  traffic bypasses its local Mrouter(s) and is injected into Mrouters
  at more distant points on the IP-level multicast distribution tree.
  (This issue has been looked at in [7], focussing on building
  forwarding trees within networks where the termination points are
  small in number and sparsely distributed. VENUS introduces tougher
  requirements by assuming that multicast group membership may be dense
  across the region of interest.)





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  This document will focus primarily on the internal problems of a
  VENUS Domain, and leave the IDMR interactions for future analysis.

2. What does it mean to "shortcut" ?

  Before going further it is worth considering both the definition of
  the Cluster, and two possible definitions of "shortcut".

2.1 What is a Cluster?

  In [2] a MARS Cluster is defined as the set of IP/ATM interfaces that
  are willing to engage in direct, ATM level pt-mpt SVCs to perform IP
  multicast packet forwarding. Each IP/ATM interface (a MARS Client)
  must keep state information regarding the ATM addresses of each leaf
  node (recipient) of each pt-mpt SVC it has open. In addition, each
  MARS Client receives MARS_JOIN and MARS_LEAVE messages from the MARS
  whenever there is a requirement that Clients around the Cluster need
  to update their pt-mpt SVCs for a given IP multicast group.

  It is worth noting that no MARS Client has any concept of how big its
  local cluster is - this knowledge is kept only by the MARS that a
  given Client is registered with.

  Fundamentally the Cluster (and the MARS model as a whole) is a
  response to the requirement that any multicast IP/ATM interface using
  pt-mpt SVCs must, as group membership changes, add and drop leaf
  nodes itself. This means that some mechanism, spanning all possible
  group members within the scopes of these pt-mpt SVCs, is required to
  collect group membership information and distribute it in a timely
  fashion to those interfaces.  This is the MARS Cluster, with certain
  scaling limits described in [4].

2.2 LIS/Cluster boundary "shortcut"

  The currently popular definition of "shortcut" is based on the
  existence of unicast LIS boundaries. It is tied to the notion that
  LIS boundaries have physical routers, and cutting through a LIS
  boundary means bypassing a router. Intelligently bypassing routers
  that sit at the edges of LISs has been the goal of NHRP. Discovering
  the ATM level identity of an IP endpoint in a different LIS allows a
  direct SVC to be established, thus shortcutting the logical IP
  topology (and very real routers) along the unicast path from source
  to destination.

  For simplicity of early adoption RFC2022 recommends that a Cluster's
  scope be made equivalent to that of a LIS. Under these circumstances
  the "Classical IP" routing model places Mrouters at LIS/Cluster
  boundaries, and multicast shortcutting must involve bypassing the



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  same physical routing entities as unicast shortcutting. Each MARS
  Cluster would be independent and contain only those IP/ATM interfaces
  that had been assigned to the same LIS.

  As a consequence, a VENUS Domain covering the hosts in a number of
  LIS/Clusters would have to co-ordinate each individual MARS from each
  LIS/Cluster (to ensure group membership updates from around the VENUS
  Domain were propagated correctly).

2.3 Big Cluster, LIS boundary "shortcut"

  The MARS model's fundamental definition of a Cluster was deliberately
  created to be independent of unicast terminology. Although not
  currently well understood, it is possible to build a single MARS
  Cluster that encompasses the members of multiple LISs. As expected,
  inter-LIS unicast traffic would pass through (or bypass, if using
  NHRP) routers on the LIS boundaries. Also as expected, each IP/ATM
  interface, acting as a MARS Client, would forward their IP multicast
  packets directly to intra-cluster group members. However, because the
  direct intra-cluster SVCs would exist between hosts from the
  different LISs making up the cluster, this could be considered a
  "shortcut" of the unicast LIS boundaries.

  This approach immediately brings up the problem of how the IDMR
  protocols will react. Mrouters only need to exist at the edges of
  Clusters. In the case of a single Cluster spanning multiple LISs,
  each LIS becomes hidden behind the Mrouter at the Cluster's edge.
  This is arguably not a big problem if the Cluster is a stub on an
  IDMR protocol's multicast distribution tree, and if there is only a
  single Mrouter in or out of the Cluster. Problems arise when two or
  more Mrouters are attached to the edges of the Cluster, and the
  Cluster is used for transit multicast traffic. Each Mrouter's
  interface is assigned a unicast identity (e.g. that of the unicast
  router containing the Mrouter). IDMR protocols that filter packets
  based on the correctness of the upstream source may be confused at
  receiving IP multicast packets directly from another Mrouter in the
  same cluster but notionally "belonging" to an LIS multiple unicast IP
  hops away.

  Adjusting the packet filtering algorithms of Mrouters is something
  that needs to be addressed by any multicast shortcut scheme. It has
  been noted before and a solution proposed in [7]. For the sake of
  argument this document will assume the problem solvable. (However, it
  is important that any solution scales well under general topologies
  and group membership densities.)






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  A multi-LIS MARS Cluster can be considered a simple VENUS Domain.
  Since it is a single Cluster it can be scaled using the distributed
  MARS solutions currently being developed within the IETF [5,6].

3. So what must VENUS look like?

  A number of functions that occur in the MARS model are fundamental to
  the problem of managing root controlled, pt-mpt SVCs. The initial
  setup of the forwarding SVC by any one MARS Client requires a
  query/response exchange with the Client's local MARS, establishing
  who the current group members are (i.e. what leaf nodes should be on
  the SVC). Following SVC establishment comes the management phase -
  MARS Clients need to be kept informed of group membership changes
  within the scopes of their SVCs, so that leaf nodes may be added or
  dropped as appropriate.

  For intra-cluster multicasting the current MARS approach is our
  solution for these two phases.

  For the rest of this document we will focus on what VENUS would look
  like when a VENUS Domain spans multiple MARS Clusters. Under such
  circumstances VENUS is a mechanism co-ordinating the MARS entities of
  each participating cluster. Each MARS is kept up to date with
  sufficient domain-wide information to support both phases of client
  operation (SVC establishment and SVC management) when the SVC's
  endpoints are outside the immediate scope of a client's local MARS.
  Inside a VENUS Domain a MARS Client is supplied information on group
  members from all participating clusters.

  The following subsections look at the problems associated with both
  of these phases independently. To a first approximation the problems
  identified are independent of the possible inter-MARS mechanisms. The
  reader may assume the MARS in any cluster has some undefined
  mechanism for communicating with the MARSs of clusters immediately
  adjacent to its own cluster (i.e. connected by a single Mrouter hop).

3.1 SVC establishment - answering a MARS_REQUEST.

  The SVC establishment phase contains a number of inter-related
  problems.

  First, the target of a MARS_REQUEST (an IP multicast group) is an
  abstract entity. Let us assume that VENUS does not require every MARS
  to know the entire list of group members across the participating
  clusters.  In this case each time a MARS_REQUEST is received by a
  MARS from a local client, the MARS must construct a sequence of
  MARS_MULTIs based on locally held information (on intra-cluster
  members) and remotely solicited information.



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  So how does it solicit this information? Unlike the unicast
  situation, there is no definite, single direction to route a
  MARS_REQUEST across the participating clusters. The only "right"
  approach is to send the MARS_REQUEST to all clusters, since group
  members may exist anywhere and everywhere. Let us allow one obvious
  optimization - the MARS_REQUEST is propagated along the IP multicast
  forwarding tree that has been established for the target group by
  whatever IDMR protocol is running at the time.

  As noted in [4] there are various reasons why a Cluster's scope be
  kept limited. Some of these (MARS Client or ATM NIC limitations)
  imply that the VENUS discovery process not return more group members
  in the MARS_MULTIs that the requesting MARS Client can handle. This
  provides VENUS with an interesting problem of propagating out the
  original MARS_REQUEST, but curtailing the MARS_REQUESTs propagation
  when a sufficient number of group members have been identified.
  Viewed from a different perspective, this means that the scope of
  shortcut achievable by any given MARS Client may depend greatly on
  the shape of the IP forwarding tree away from its location (and the
  density of group members within clusters along the tree) at the time
  the request was issued.

  How might we limit the number of group members returned to a given
  MARS Client? Adding a limit TLV to the MARS_REQUEST itself is
  trivial. At first glance it might appear that when the limit is being
  reached we could summarize the next cluster along the tree by the ATM
  address of the Mrouter into that cluster. The nett effect would be
  that the MARS Client establishes a shortcut to many hosts that are
  inside closer clusters, and passes its traffic to more distant
  clusters through the distant Mrouter. However, this approach only
  works passably well for a very simplistic multicast topology (e.g. a
  linear concatenation of clusters).

  In a more general topology the IP multicast forwarding tree away from
  the requesting MARS Client will branch a number of times, requiring
  the MARS_REQUEST to be replicated along each branch. Ensuring that
  the total number of returned group members does not exceed the
  client's limit becomes rather more difficult to do efficiently.
  (VENUS could simply halve the limit value each time it split a
  MARS_REQUEST, but this might cause group member discovery on one
  branch to end prematurely while all the group members along another
  branch are discovered without reaching the subdivided limit.)

  Now consider this decision making process scattered across all the
  clients in all participating clusters. Clients may have different
  limits on how many group members they can handle - leading to
  situations where different sources can shortcut to different
  (sub)sets of the group members scattered across the participating



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  clusters (because the IP multicast forwarding trees from senders in
  different clusters may result in different discovery paths being
  taken by their MARS_REQUESTs.)

  Finally, when the MARS_REQUEST passes a cluster where the target
  group is MCS supported, VENUS must ensure the ATM address of the MCS
  is collected rather than the addresses of the actual group members.
  (To do otherwise would violate the remote cluster's intra-cluster
  decision to use an MCS. The shortcut in this case must be content to
  directly reach the remote cluster's MCS.)

  (A solution to part of this problem would be to ensure that a VENUS
  Domain never has more MARS Clients throughout than the clients are
  capable of adding as leaf nodes. This may or may not appeal to
  people's desire for generality of a VENUS solution. It also would
  appear to beg the question of why the problem of multiple-LIS
  multicasting isn't solved simply by creating a single big MARS
  Cluster.)

3.2 SVC management - tracking group membership changes.

  Once a client's pt-mpt SVC is established, it must be kept up to
  date.  The consequence of this is simple, and potentially
  devastating: The MARS_JOINs and MARS_LEAVEs from every MARS Client in
  every participating cluster must be propagated to every possible
  sender in every participating cluster (this applies to groups that
  are VC Mesh supported - groups that are MCS supported in some or all
  participating clusters introduce complications described below).
  Unfortunately, the consequential signaling load (as all the
  participating MARSs start broadcasting their MARS_JOIN/LEAVE
  activity) is not localized to clusters containing MARS Clients who
  have established shortcut SVCs.  Since the IP multicast model is Any
  to Multipoint, and you can never know where there may be source MARS
  Clients, the JOINs and LEAVEs must be propagated everywhere, always,
  just in case. (This is simply a larger scale version of sending JOINs
  and LEAVEs to every cluster member over ClusterControlVC, and for
  exactly the same reason.)

  The use of MCSs in some clusters instead of VC Meshes significantly
  complicates the situation, as does the initial scoping of a client's
  shortcut during the SVC establishment phase (described in the
  preceding section).

  In Clusters where MCSs are supporting certain groups, MARS_JOINs or
  MARS_LEAVEs are only propagated to MARS Clients when an MCS comes or
  goes. However, it is not clear how to effectively accommodate the
  current MARS_MIGRATE functionality (that allows a previously VC Mesh
  based group to be shifted to an MCS within the scope of a single



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  cluster). If an MCS starts up within a single Cluster, it is possible
  to shift all the intra-cluster senders to the MCS using MARS_MIGRATE
  as currently described in the MARS model. However, MARS Clients in
  remote clusters that have shortcut SVCs into the local cluster also
  need some signal to shift (otherwise they will continue to send their
  packets directly to the group members in the local cluster).

  This is a non-trivial requirement, since we only want to force the
  remote MARS Clients to drop some of their leaf nodes (the ones to
  clients within the Cluster that now has an MCS), add the new MCS as a
  leaf node, and leave all their other leaf nodes untouched (the cut-
  through connections to other clusters). Simply broadcasting the
  MARS_MIGRATE around all participating clusters would certainly not
  work.  VENUS needs a new control message with semantics of "replaced
  leaf nodes {x, y, z} with leaf node {a}, and leave the rest alone".
  Such a message is easy to define, but harder to use.

  Another issue for SVC management is that the scope over which a MARS
  Client needs to receive JOINs and LEAVEs needs to respect the
  Client's limited capacity for handling leaf nodes on its SVC. If the
  MARS Client initially issued a MARS_REQUEST and indicated it could
  handle 1000 leaf nodes, it is not clear how to ensure that subsequent
  joins of new members wont exceed that limit. Furthermore, if the SVC
  establishment phase decided that the SVC would stop at a particular
  Mrouter (due to leaf node limits being reached), the Client probably
  should not be receiving direct MARS_JOIN or MARS_LEAVE messages
  pertaining to activity in the cluster "behind" this Mrouter. (To do
  otherwise could lead to multiple copies of the source client's
  packets reaching group members inside the remote cluster - one
  version through the Mrouter, and another on the direct SVC connection
  that the source client would establish after receiving a subsequent,
  global MARS_JOIN regarding a host inside the remote cluster.)

  Another scenario involves the density of group members along the IDMR
  multicast tree increasing with time after the initial MARS_REQUEST is
  answered. Subsequent JOINs from Cluster members may dictate that a
  "closer" Mrouter be used to aggregate the source's outbound traffic
  (so as not to exceed the source's leaf node limitations). How to
  dynamically shift between terminating on hosts within a Cluster, and
  terminating on a cluster's edge Mrouter, is an open question.

  To complicate matters further, this scoping of the VENUS domain-wide
  propagation of MARS_JOINs and MARS_LEAVEs needs to be on a per-
  source- cluster basis, at least. If MARS Clients within the same
  cluster have different leaf node limits, the problem worsens. Under
  such circumstances, one client may have been able to establish a
  shortcut SVC directly into a remote cluster while a second client -
  in the same source cluster - may have been forced to terminate its



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  shortcut on the remote cluster's Mrouter. The first client obviously
  needs to know about group membership changes in the remote cluster,
  whilst the second client does not. Propagating these JOIN/LEAVE
  messages on ClusterControlVC in the source cluster will not work -
  the MARS for the source cluster will need to explicitly send copies
  of the JOIN/LEAVE messages only to those MARS Clients whose prior SVC
  establishment phase indicates they need them. Propagation of messages
  to indicate a VC Mesh to MCS transition within clusters may also need
  to take account of the leaf node limitations of MARS Clients. The
  scaling characteristics of this problem are left to the readers
  imagination.

  It was noted in the previous section that a VENUS domain could be
  limited to ensure there are never more MARS Clients than any one
  client's leaf node limit. This would certainly avoid the need to for
  complicated MARS_JOIN/LEAVE propagation mechanisms. However, it begs
  the question of how different the VENUS domain then becomes from a
  single, large MARS Cluster.

4. What is the value in bypassing Mrouters?

  This is a good question, since the whole aim of developing a shortcut
  connection mechanism is predicated on the assumption that bypassing
  IP level entities is always a "win". However, this is arguably not
  true for multicast.

  The most important observation that should be made about shortcut
  connection scenarios is that they increase the exposure of any given
  IP/ATM interface to externally generated SVCs. If there are a
  potential 1000 senders in a VENUS Domain, then you (as a group
  member) open yourself up to a potential demand for 1000 instances of
  your re-assembly engine (and 1000 distinct incoming SVCs, when you
  get added as a leaf node to each sender's pt-mpt SVC, which your
  local switch port must be able to support).

  It should be no surprise that the ATM level scaling limits applicable
  to a single MARS Cluster [4] will also apply to a VENUS Domain. Again
  we're up against the question of why you'd bypass an Mrouter. As
  noted in [4] Mrouters perform a useful function of data path
  aggregation - 100 senders in one cluster become 1 pt-mpt SVC out of
  the Mrouter into the next cluster along the tree. They also hide MARS
  signaling activity - individual group membership changes in one
  cluster are hidden from IP/ATM interfaces in surrounding clusters.
  The loss of these benefits must be factored into any network designed
  to utilize multicast shortcut connections.






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  (For the sake of completeness, it must be noted that extremely poor
  mismatches of IP and ATM topologies may make Mrouter bypass
  attractive if it improves the use of the underlying ATM cloud. There
  may also be benefits in removing the additional re-
  assembly/segmentation latencies of having packets pass through an
  Mrouter. However, a VENUS Domain ascertained to be small enough to
  avoid the scaling limits in [4] might just as well be constructed as
  a single large MARS Cluster. A large cluster also avoids a
  topological mismatch between IP Mrouters and ATM switches.)

5. Relationship to Distributed MARS protocols.

  The ION working group is looking closely at the development of
  distributed MARS architectures. An outline of some issues is provided
  in [5,6]. As noted earlier in this document the problem space looks
  very similar that faced by our hypothetical VENUS Domain. For
  example, in the load-sharing distributed MARS model:

     - The Cluster is partitioned into sub-clusters.

     - Each Active MARS is assigned a particular sub-cluster, and uses
     its own sub-ClusterControlVC to propagate JOIN/LEAVE messages to
     members of its sub-cluster.

     - The MARS_REQUEST from any sub-cluster member must return
     information from all the sub-clusters, so as to ensure that all a
     group's members across the cluster are identified.

     - Group membership changes in any one sub-cluster must be
     immediately propagated to all the other sub-clusters.

  There is a clear analogy to be made between a distributed MARS
  Cluster, and a VENUS Domain made up of multiple single-MARS Clusters.
  The information that must be shared between sub-clusters in a
  distributed MARS scenario is similar to the information that must be
  shared between Clusters in a VENUS Domain.

  The distributed MARS problem is slightly simpler than that faced by
  VENUS:

     - There are no Mrouters (IDMR nodes) within the scope of the
     distributed Cluster.

     - In a distributed MARS Cluster an MCS supported group uses the
     same MCS across all the sub-clusters (unlike the VENUS Domain,
     where complete generality makes it necessary to cope with mixtures
     of MCS and VC Mesh based Clusters).




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6. Conclusion.

  This document has described a hypothetical multicast shortcut
  connection scheme, dubbed "Very Extensive NonUnicast Service"
  (VENUS).  The two phases of multicast support - SVC establishment,
  and SVC management - are shown to be essential whether the scope is a
  Cluster or a wider VENUS Domain. It has been shown that once the
  potential scope of a pt-mpt SVC at establishment phase has been
  expanded, the scope of the SVC management mechanism must similarly be
  expanded. This means timely tracking and propagation of group
  membership changes across the entire scope of a VENUS Domain.

  It has also been noted that there is little difference in result
  between a VENUS Domain and a large MARS Cluster. Both suffer from the
  same fundamental scaling limitations, and both can be arranged to
  provide shortcut of unicast routing boundaries. However, a completely
  general multi-cluster VENUS solution ends up being more complex. It
  needs to deal with bypassed Mrouter boundaries, and dynamically
  changing group membership densities along multicast distribution
  trees established by the IDMR protocols in use.

  No solutions have been presented. This document's role is to provide
  context for future developments.

Acknowledgment

  This document was prepared while the author was with the
  Internetworking Research group at Bellcore.

Security Considerations

  This memo addresses specific scaling issues associated with the
  extension of the MARS architecture beyond that described in RFC 2022.
  It is an Informational memo, and does not mandate any additional
  protocol behaviors beyond those described in RFC 2022.  As such, the
  security implications are no greater or less than the implications
  inherent in RFC 2022.  Should enhancements to security be required,
  they would need to be added as an extension to the base architecture
  in RFC 2022.












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Author's Address

  Grenville Armitage
  Bell Labs, Lucent Technologies.
  101 Crawfords Corner Rd,
  Holmdel, NJ, 07733
  USA

  EMail: [email protected]


References

  [1] Laubach, M., "Classical IP and ARP over ATM", RFC 1577, Hewlett-
  Packard Laboratories, December 1993.

  [2] Armitage, G., "Support for Multicast over UNI 3.0/3.1 based ATM
  Networks.", Bellcore, RFC 2022, November 1996.

  [3] Luciani, J., et al, "NBMA Next Hop Resolution Protocol (NHRP)",
  Work in Progress, February 1997.

  [4] Armitage, G., "Issues affecting MARS Cluster Size", Bellcore, RFC
  2121, March 1997.

  [5] Armitage, G., "Redundant MARS architectures and SCSP", Bellcore,
  Work in Progress, November 1996.

  [6] Luciani, J., G. Armitage, J. Jalpern, "Server Cache
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  [7] Rekhter, Y., D. Farinacci, " Support for Sparse Mode PIM over
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