Network Working Group                                         C. Perkins
Request for Comments: 2004                                           IBM
Category: Standards Track                                   October 1996


                   Minimal Encapsulation within IP

Status of This Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Abstract

  This document specifies a method by which an IP datagram may be
  encapsulated (carried as payload) within an IP datagram, with less
  overhead than "conventional" IP encapsulation that adds a second IP
  header to each encapsulated datagram.  Encapsulation is suggested as
  a means to alter the normal IP routing for datagrams, by delivering
  them to an intermediate destination that would otherwise not be
  selected by the (network part of the) IP Destination Address field in
  the original IP header.  Encapsulation may be serve a variety of
  purposes, such as delivery of a datagram to a mobile node using
  Mobile IP.

1. Introduction

  This document specifies a method by which an IP datagram may be
  encapsulated (carried as payload) within an IP datagram, with less
  overhead than "conventional" IP encapsulation [4] that adds a second
  IP header to each encapsulated datagram.  Encapsulation is suggested
  as a means to alter the normal IP routing for datagrams, by
  delivering them to an intermediate destination that would otherwise
  not be selected by the (network part of the) IP Destination Address
  field in the original IP header.  The process of encapsulation and
  decapsulation of a datagram is frequently referred to as "tunneling"
  the datagram, and the encapsulator and decapsulator are then
  considered to be the the "endpoints" of the tunnel; the encapsulator
  node is refered to as the "entry point" of the tunnel, and the
  decapsulator node is refered to as the "exit point" of the tunnel.








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2. Motivation

  The Mobile IP working group has specified the use of encapsulation as
  a way to deliver packets from a mobile node's "home network" to an
  agent that can deliver datagrams locally by conventional means to the
  mobile node at its current location away from home [5].  The use of
  encapsulation may also be indicated whenever the source (or an
  intermediate router) of an IP datagram must influence the route by
  which a datagram is to be delivered to its ultimate destination.
  Other possible applications of encapsulation include multicasting,
  preferential billing, choice of routes with selected security
  attributes, and general policy routing.

  See [4] for a discussion concerning the advantages of encapsulation
  versus use of the IP loose source routing option.  Using IP headers
  to encapsulate IP datagrams requires the unnecessary duplication of
  several fields within the inner IP header; it is possible to save
  some additional space by specifying a new encapsulation mechanism
  that eliminates the duplication.  The scheme outlined here comes from
  the Mobile IP Working Group (in earlier Internet Drafts), and is
  similar to that which had been defined in [2].

3. Minimal Encapsulation

  A minimal forwarding header is defined for datagrams which are not
  fragmented prior to encapsulation.  Use of this encapsulating method
  is optional.  Minimal encapsulation MUST NOT be used when an original
  datagram is already fragmented, since there is no room in the minimal
  forwarding header to store fragmentation information.  To encapsulate
  an IP datagram using minimal encapsulation, the minimal forwarding
  header is inserted into the datagram, as follows:

    +---------------------------+       +---------------------------+
    |                           |       |                           |
    |         IP Header         |       |     Modified IP Header    |
    |                           |       |                           |
    +---------------------------+ ====> +---------------------------+
    |                           |       | Minimal Forwarding Header |
    |                           |       +---------------------------+
    |         IP Payload        |       |                           |
    |                           |       |                           |
    |                           |       |         IP Payload        |
    +---------------------------+       |                           |
                                        |                           |
                                        +---------------------------+






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  The IP header of the original datagram is modified, and the minimal
  forwarding header is inserted into the datagram after the IP header,
  followed by the unmodified IP payload of the original datagram (e.g.,
  transport header and transport data).  No additional IP header is
  added to the datagram.

  In encapsulating the datagram, the original IP header [6] is modified
  as follows:

   -  The Protocol field in the IP header is replaced by protocol
      number 55 for the minimal encapsulation protocol.

   -  The Destination Address field in the IP header is replaced by the
      IP address of the exit point of the tunnel.

   -  If the encapsulator is not the original source of the datagram,
      the Source Address field in the IP header is replaced by the IP
      address of the encapsulator.

   -  The Total Length field in the IP header is incremented by the
      size of the minimal forwarding header added to the datagram.
      This incremental size is either 12 or 8 octets, depending on
      whether or not the Original Source Address Present (S) bit is set
      in the forwarding header.

   -  The Header Checksum field in the IP header is recomputed [6] or
      updated to account for the changes in the IP header described
      here for encapsulation.

   Note that unlike IP-in-IP encapsulation [4], the Time to Live
   (TTL) field in the IP header is not modified during encapsulation;
   if the encapsulator is forwarding the datagram, it will decrement
   the TTL as a result of doing normal IP forwarding.  Also, since
   the original TTL remains in the IP header after encapsulation,
   hops taken by the datagram within the tunnel are visible, for
   example, to "traceroute".















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  The format of the minimal forwarding header is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |   Protocol    |S|  reserved   |        Header Checksum        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Original Destination Address                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  :            (if present) Original Source Address               :
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Protocol

        Copied from the Protocol field in the original IP header.

     Original Source Address Present (S)

           0  The Original Source Address field is not present.  The
              length of the minimal tunneling header in this case is
              8 octets.

           1  The Original Source Address field is present.  The
              length of the minimal tunneling header in this case is
              12 octets.

     reserved

        Sent as zero; ignored on reception.

     Header Checksum

        The 16-bit one's complement of the one's complement sum of all
        16-bit words in the minimal forwarding header.  For purposes of
        computing the checksum, the value of the checksum field is 0.
        The IP header and IP payload (after the minimal forwarding
        header) are not included in this checksum computation.

     Original Destination Address

        Copied from the Destination Address field in the original IP
        header.

     Original Source Address

        Copied from the Source Address field in the original IP header.
        This field is present only if the Original Source Address
        Present (S) bit is set.



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RFC 2004              Minimal Encapsulation for IP          October 1996


  When decapsulating a datagram, the fields in the minimal forwarding
  header are restored to the IP header, and the forwarding header is
  removed from the datagram.  In addition, the Total Length field in
  the IP header is decremented by the size of the minimal forwarding
  header removed from the datagram, and the Header Checksum field in
  the IP header is recomputed [6] or updated to account for the changes
  to the IP header described here for decapsulation.

  The encapsulator may use existing IP mechanisms appropriate for
  delivery of the encapsulated payload to the tunnel exit point.  In
  particular, use of IP options are allowed, and use of fragmentation
  is allowed unless the "Don't Fragment" bit is set in the IP header.
  This restriction on fragmentation is required so that nodes employing
  Path MTU Discovery [3] can obtain the information they seek.

4. Routing Failures

  The use of any encapsulation method for routing purposes brings with
  it increased susceptibility to routing loops.  To cut down the
  danger, a router should follow the same procedures outlined in [4].

5. ICMP Messages from within the Tunnel

  ICMP messages are to be handled as specified in [4], including the
  maintenance of tunnel "soft state".

6. Security Considerations

  Security considerations are not addressed in this document, but are
  generally similar to those outlined in [4].

7. Acknowledgements

  The original text for much of Section 3 was taken from the Mobile IP
  draft [1].  Thanks to David Johnson for improving consistency and
  making many other improvements to the draft.















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References

  [1] Perkins, C., Editor, "IPv4 Mobility Support", Work in Progress,
      May 1995.

  [2] David B. Johnson.  Scalable and Robust Internetwork Routing
      for Mobile Hosts.  In Proceedings of the 14th International
      Conference on Distributed Computing Systems, pages 2--11, June
      1994.

  [3] Mogul, J.,  and S. Deering, "Path MTU Discovery", RFC 1191,
      November 1990.

  [4] Perkins, C., "IP Encapsulation within IP", RFC 2003,
      October 1996.

  [5] Perkins, C., Editor, "IP Mobility Support", RFC 2002,
      October 1996.

  [6] Postel, J., Editor, "Internet Protocol", STD 5, RFC 791,
      September 1981.

Author's Address

  Questions about this memo can be directed to:

  Charles Perkins
  Room H3-D34
  T. J. Watson Research Center
  IBM Corporation
  30 Saw Mill River Rd.
  Hawthorne, NY  10532

  Work:   +1-914-784-7350
  Fax:    +1-914-784-6205
  EMail: [email protected]

  The working group can be contacted via the current chair:

  Jim Solomon
  Motorola, Inc.
  1301 E. Algonquin Rd.
  Schaumburg, IL  60196

  Work:   +1-847-576-2753
  EMail: [email protected]





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