Network Working Group                                         Y. Rekhter
Request for Comments: 1937                                 Cisco Systems
Category: Informational                                       D. Kandlur
                                 T.J. Watson Research Center, IBM Corp.
                                                               May 1996


 "Local/Remote" Forwarding Decision in Switched Data Link Subnetworks

Status of this Memo

  This memo provides information for the Internet community.  This memo
  does not specify an Internet standard of any kind.  Distribution of
  this memo is unlimited.

Abstract

  The IP architecture assumes that each Data Link subnetwork is labeled
  with a single IP subnet number. A pair of hosts with the same subnet
  number communicate directly  (with no routers); a pair of hosts with
  different subnet numbers always communicate through one or more
  routers. As indicated in RFC1620, these assumptions may be too
  restrictive for large data networks, and specifically for networks
  based on switched virtual circuit (SVC) based technologies (e.g. ATM,
  Frame Relay, X.25), as these assumptions impose constraints on
  communication among hosts and routers through a network.  The
  restrictions may preclude full utilization of the capabilities
  provided by the underlying SVC-based Data Link subnetwork.  This
  document describes extensions to the IP architecture that relaxes
  these constraints, thus enabling the full utilization of the services
  provided by SVC-based Data Link subnetworks.

1.  Background

  The following briefly recaptures the concept of the IP Subnet.  The
  topology is assumed to be composed of hosts and routers
  interconnected via links (Data Link subnetworks).  An IP address of a
  host with an interface attached to a particular link is a tuple
  <prefix length, address prefix, host number>, where host number is
  unique within the subnet address prefix.  When a host needs to send
  an IP packet to a destination, the host needs to determine whether
  the destination address identifies an interface that is connected to
  one of the links the host is attached to, or not.  This referred to
  as the "local/remote" decision. The outcome of the "local/remote"
  decision is based on (a) the destination address, and (b) the address
  and the prefix length associated with the the local interfaces.  If
  the outcome is "local", then the host resolves the IP address to a
  Link Layer address (e.g. by using ARP), and then sends the packet



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  directly to that destination (using the Link layer services).  If the
  outcome is "remote", then the host uses one of its first-hop routers
  (thus relying on the services provided by IP routing).

  To summarize, two of the important attributes of the IP subnet model
  are:

     hosts with a common subnet address prefix are assumed to be
     attached to a common link (subnetwork), and thus communicate with
     each other directly, without any routers - "local";

     hosts with different subnet address prefixes are assumed to be
     attached to different links (subnetworks), and thus communicate
     with each other only through routers - "remote".

  A typical example of applying the IP subnet architecture to an SVC-
  based Data Link subnetwork is "Classical IP and ARP over ATM"
  (RFC1577).  RFC1577 provides support for ATM deployment that follows
  the traditional IP subnet model and introduces the notion of a
  Logical IP Subnetwork (LIS).  The consequence of this model is that a
  host is required to setup an ATM SVC to any host within its LIS; for
  destinations outside its LIS the host must forward packets through a
  router.  It is important to stress that this "local/remote" decision
  is based solely on the information carried by the destination address
  and the address and prefix lengths associated with the local
  interfaces.

2.  Motivations

  The diversity of TCP/IP applications results in a wide range of
  traffic characteristics.  Some applications last for a very short
  time and generate only a small number of packets between a pair of
  communicating hosts (e.g. ping, DNS). Other applications have a short
  lifetime, but generate a relatively large volume of packets (e.g.
  FTP). There are also applications that have a relatively long
  lifetime, but generate relatively few packets (e.g.  Telnet).
  Finally, we anticipate the emergence of applications that have a
  relatively long lifetime and generate a large volume of packets (e.g.
  video-conferencing).

  SVC-based Data Link subnetworks offer certain unique capabilities
  that are not present in other (non-SVC) subnetworks (e.g. Ethernet,
  Token Ring).  The ability to dynamically establish and tear-down SVCs
  between communicating entities attached to an SVC-based Data Link
  subnetwork enables the dynamic dedication and redistribution of
  certain communication resources (e.g. bandwidth) among the entities.
  This dedication and redistribution of resources could be accomplished
  by relying solely on the mechanism(s) provided by the Data Link



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  layer.

  The unique capabilities provided by SVC-based Data Link subnetworks
  do not come "for free".  The mechanisms that provide dedication and
  redistribution of resources have certain overhead (e.g. the time
  needed to establish an SVC, resources associated with maintaining a
  state for an SVC). There may also be a monetary cost associated with
  establishing and maintaining an SVC. Therefore, it is very important
  to be cognizant of such an overhead and to carefully balance the
  benefits provided by the mechanisms against the overhead introduced
  by such mechanisms.

  One of the key issues for using SVC-based Data Link subnetworks in
  the TCP/IP environment is the issue of switched virtual circuit (SVC)
  management.  This includes SVC establishment and tear-down, class of
  service specification, and SVC sharing.  At one end of the spectrum
  one could require SVC establishment between communicating entities
  (on a common Data Link subnetwork) for any application. At the other
  end of the spectrum, one could require communicating entities to
  always go through a router, regardless of the application.  Given the
  diversity of TCP/IP applications, either extreme is likely to yield a
  suboptimal solution with respect to the ability to efficiently
  exploit capabilities provided by the underlying Data Link layer.

  The traditional IP subnet model is too restrictive for flexible and
  adaptive use of SVC-based Data Link subnetworks - the use of a
  subnetwork is driven by information completely unrelated to the
  characteristics of individual applications.  To illustrate the
  problem consider "Classical IP and ARP over ATM" (RFC1577).  RFC1577
  provides support for ATM deployment that follows the traditional IP
  subnet model, and introduces the notion of a Logical IP Subnetwork
  (LIS).  The consequence of this model is that a host is required to
  setup an SVC to any host within its LIS, and it must forward packets
  to destinations outside its LIS through a router.  This
  "local/remote" forwarding decision, and consequently the SVC
  management, is based solely on the information carried in the source
  and destination addresses and the subnet mask associated with the
  source address and has no relation to the nature of the applications
  that generated these packets.

3.  QoS/Traffic Driven "Local/Remote" Decision

  Consider a host attached to an SVC-based Data Link subnetwork, and
  assume that the "local/remote" decision the host could make is not
  constrained by the IP subnet model. When such a host needs to send a
  packet to a destination, the host might consider any of the following
  options:




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     Use a best-effort SVC to the first hop router.

     Use an SVC to the first hop router dedicated to a particular type
     of service (ie: predictive real time).

     Use a dedicated SVC to the first hop router.

     Use a best-effort SVC to a router closer to the destination than
     the first hop router.

     Use an SVC to a router closer to the destination than the first
     hop router dedicated to a particular type of service.

     Use a dedicated SVC to a router closer to the destination than the
     first hop router.

     Use a best-effort SVC directly to the destination (if the
     destination is on the same Data Link subnetwork as the host).

     Use an SVC directly to the destination dedicated to a particular
     type of service (if the destination is on the same Data Link
     subnetwork as the host).

     Use a dedicated SVC directly to the destination (if the
     destination is on the same Data Link subnetwork as the host).

  In the above we observe that the forwarding decision at the host is
  more flexible than the "local/remote" decision of the IP subnet
  model. We also observe that the host's forwarding decision may take
  into account QoS and/or traffic requirements of the applications
  and/or cost factors associated with establishing and maintaining a
  VC, and thus improve the overall SVC management. Therefore, removing
  constraints imposed by the IP subnet model is an important step
  towards better SVC management.

3.1 Extending the scope of possible "local" outcomes

  A source may have an SVC (either dedicated or shared) to a
  destination if both the source and the destination are on a common
  Data Link subnetwork. The ability to create and use the SVC (either
  dedicated or shared) is completely decoupled from the source and
  destination IP addresses, but is instead coupled to the QoS and/or
  traffic characteristics of the application. In other words, the
  ability to establish a direct VC (either dedicated or shared) between
  a pair of hosts on a common Data Link subnetwork has nothing to do
  with the IP addresses of the hosts. In contrast with the IP subnet
  model (or the LIS mode), the "local" outcome becomes divorced from
  the addressing information.



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3.2 Allowing the "remote" outcome where applicable

  A source may go through one or more routers to reach a destination if
  either (a) the destination is not on the same Data Link subnetwork as
  the source, or (b) the destination is on the same Data Link
  subnetwork as the source, but the QoS and/or traffic requirements of
  the application on the source do not justify a direct (either
  dedicated or shared) VC.

  When the destination is not on the same Data Link subnetwork as the
  source, the source may select between either (a) using its first-hop
  (default) router, or (b) establishing a "shortcut" to a router closer
  to the destination than the first-hop router.  The source should be
  able to select between these two choices irrespective of the source
  and destination IP addresses.

  When the destination is on the same Data Link subnetwork as the
  source, but the QoS and/or traffic requirements do not justify a
  direct VC, the source should be able to go through a router
  irrespective of the source and destination IP addresses.

  In contrast with the IP subnet model (or the LIS model) the "remote"
  outcome, and its particular option (first-hop router versus router
  closer to the destination than the first-hop router), becomes
  decoupled from the addressing information.

3.3 Sufficient conditions for direct connectivity

  The ability of a host to establish an SVC to a peer  on a common
  switched Data Link subnetwork is predicated on its knowledge  of the
  Link Layer address of the peer or an intermediate point closer to the
  destination.  This document assumes the existence of mechanism(s)
  that can provide the host with this information. Some of the possible
  alternatives are NHRP, ARP, or static configuration; other
  alternatives are not precluded.  The ability to acquire the Link
  Layer address of the peer should not be viewed as an indication that
  the host and the peer can establish an SVC - the two may be on
  different Data Link subnetworks, or may be on a common Data Link
  subnetwork that is partitioned.

3.4 Some of the implications

  Since the "local/remote" decision would depend on factors other than
  the addresses of the source and the destination, a pair of hosts may
  simultaneously be using two different means to reach each other,
  forwarding traffic for applications with different QoS/and or traffic
  characteristics differently.




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3.5 Address assignment

  It is expected that if the total number of hosts and routers on a
  common SVC-based Data Link subnetwork is sufficiently large, then the
  hosts and routers could be partitioned into groups, called Local
  Addressing Groups (LAGs). Each LAG would have hosts and routers. The
  routers within a LAG would act as the first-hop routers for the hosts
  in the LAG. If the total number of hosts and routers is not large,
  then all these hosts and routers could form a single LAG. Criteria
  for determining LAG sizes are outside the scope of this document.

  To provide scalable routing each LAG should be given an IP address
  prefix, and elements within the LAG should be assigned addresses out
  of this prefix. The routers in a LAG would then advertise (via
  appropriate routing protocols) routes to the prefix associated with
  the LAG. These routes would be advertised as "directly reachable"
  (with metric 0). Thus, routers within a LAG would act as the last-hop
  routers for the hosts within the LAG.

4. Conclusions

  Different approaches to SVC-based Data Link subnetworks used by
  TCP/IP yield substantially different results with respect to the
  ability of TCP/IP applications to efficiently exploit the
  functionality provided by such subnetworks.  For example, in the case
  of ATM both LAN Emulation [LANE] and "classical" IP over ATM
  [RFC1577] localize host changes below the IP layer, and therefore may
  be good first steps in the ATM deployment.  However, these approaches
  alone are likely to be inadequate for the full utilization of ATM.

  It appears that any model that does not allow SVC management based on
  QoS and/or traffic requirements will preempt the full use of SVC-
  based Data Link subnetworks.  Enabling more direct connectivity for
  applications that could benefit from the functionality provided by
  SVC-based Data Link subnetworks, while relying on strict hop by hop
  paths for other applications, could facilitate exploration of the
  capabilities provided by these subnetworks.

  While this document does not define any specific coupling between
  various QoS, traffic characteristics and other parameters, and SVC
  management, it is important to stress that efforts towards
  standardization of various QoS, traffic characteristics, and other
  parameters than an application could use (through an appropriate API)
  to influence SVC management are essential for flexible and adaptive
  use of SVC-based Data Link subnetworks.






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  The proposed model utilizes the SVC-based infrastructure for the
  applications that could benefit from the capabilities supported
  within such an infrastructure, and takes advantage of a router-based
  overlay for all other applications.  As such it provides a balanced
  mix of router-based and switch-based infrastructures, where the
  balance could be determined by the applications requirements.

5. Security Considerations

  Security issues are not discussed in this memo.

6. Acknowledgements

  The authors would like to thank Joel Halpern (NewBridge), Allison
  Mankin (ISI), Tony Li (cisco Systems), Andrew Smith (BayNetworks),
  and Curtis Villamizar (ANS) for their review and comments.

References

  [LANE] "LAN Emulation over ATM specification - version 1", ATM Forum,
  Feb.95.

  [Postel 81] Postel, J., Sunshine, C., Cohen, D., "The ARPA Internet
  Protocol", Computer Networks, 5, pp. 261-271, 1983.

  [RFC792]  Postel, J., "Internet Control Message Protocol- DARPA
  Internet Program Protocol Specification", STD 5, RFC 792, ISI,
  September 1981.

  [RFC1122]  Braden, R., Editor, "Requirements for Internet Hosts -
  Communication Layers", STD 3, RFC 1122, USC/ISI, October 1989.

  [RFC1577] Laubach, M., "Classical IP and ARP over ATM", January 1994.

  [RFC1620] Braden, R., Postel, J., Rekhter, Y., "Internet Architecture
  Extensions for Shared Media", May 1994.

  [RFC1755] Perez, M., Liaw, F., Grossman, D., Mankin, A., Hoffman, E.,
  Malis, A., "ATM Signalling Support for IP over ATM", January 1995.












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14.  Authors' Addresses

  Yakov Rekhter
  Cisco Systems
  170 West Tasman Drive,
  San Jose, CA 95134-1706

  Phone:  (914) 528-0090
  EMail:  [email protected]


  Dilip Kandlur
  T.J. Watson Research Center IBM Corporation
  P.O. Box 704
  Yorktown Heights, NY 10598

  Phone:  (914) 784-7722
  EMail:  [email protected]

































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