Network Working Group                                         Y. Rekhter
Request for Comments: 1787        T.J. Watson Research Center, IBM Corp.
Category: Informational                                       April 1995


                 Routing in a Multi-provider Internet

Status of this Memo

  This memo provides information for the Internet community.  This memo
  does not specify an Internet standard of any kind.  Distribution of
  this memo is unlimited.

Abstract

  This document was prepared by the author on behalf of the Internet
  Architecture Board (IAB). It is offered by the IAB to stimulate
  discussion.

  Over the past few years the Internet has undergone significant
  changes.  Among them is the emergence of multiple Network Service
  Providers, where resources that provide Internet-wide IP connectivity
  (routers, links) are controlled by different organizations.  This
  document presents some of the issues related to network layer routing
  in a multi-provider Internet, and specifically to the unicast
  routing.

1. Network Service Providers vs Network Service Subscribers

  Within the current routing paradigm the service offered by a provider
  at the network layer (IP) is the set of destinations (hosts) that can
  be reached through the provider. Once a subscriber establishes direct
  connectivity to a provider, the subscriber can in principle reach all
  the destinations reachable through the provider. Since the value of
  the Internet-wide connectivity service offered by a provider
  increases with the number of destinations reachable through the
  provider, providers are motivated to interconnect with each other.

  In principle a provider need not offer the same service (in terms of
  the set of destinations) to all of its subscribers -- for some of the
  subscribers the provider may restrict the services to a subset of the
  destinations reachable through the provider. In fact, for certain
  types of subscribers constrained connectivity could be seen as part
  of the service offered by a provider.

  In a multi-provider environment individual providers may be driven by
  diverse and sometimes even conflicting goals and objectives. Some of
  the providers exist to provide connectivity to only a specific group



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  of Network Service Subscribers. Other providers place no constraints
  on the subscribers that can subscribe to them, as long as the
  subscribers pay the fee charged by the providers. Some of the
  providers place certain constraints on the reselling of the
  connectivity services by organizations (e.g., other providers)
  attached to the providers. Some of the providers may be operated by
  companies that are subject to specific regulations (e.g.,  regulated
  monopoly), while other providers are completely unregulated.  The
  scope of geographical coverage among providers varies from a small
  region (e.g., county, town) to a country-wide, international, or even
  intercontinental.

  There is no centralized control over all the providers in the
  Internet.  The providers do not always coordinate their efforts with
  each other, and quite often are in competition with each other.

  Despite all the diversity among the providers, the Internet-wide IP
  connectivity is realized via Internet-wide distributed routing, which
  involves multiple providers, and thus implies certain degree of
  cooperation and coordination. Therefore, there is a need to balance
  the providers' goals and objectives against the public interest of
  Internet-wide connectivity and subscribers' choices. Further work is
  needed to understand how to reach the balance.

2. Routing Requirements

  Conceptually routing requirements can be classified into the
  following three categories: source preferences, destination
  preferences, and constraints on transit traffic. Source preferences
  allow an originator of a packet to exert control over the path to a
  destination.  Destination preferences allow a destination to exert
  control over the path from a source to the destination. Constraints
  on transit traffic allow a provider to control the traffic that can
  traverse through the resources (routers, links) controlled by the
  provider.

  From a conceptual point of view the requirements over the degree of
  control for source and destination preferences may vary from being
  able to just provide connectivity (regardless of the path), to being
  able to select immediate providers, to more complex scenarios, where
  at the other extreme a subscriber may want to have complete control
  over the path selection.

  From a conceptual point of view the requirements over the degree of
  control for transit traffic may vary from control based only on the
  direct physical connectivity (controlling the set of organizations
  directly connected to the provider), to being able to restrict
  traffic to a particular set of sources or destinations, or a



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  combination of particular sources and destinations, or even take into
  account the paths to/from these sources and/or destinations.

  In view of a potentially wide variety of routing requirements, we
  need to get a better understanding on the relative practical
  importance of various routing requirements. In practice organizations
  usually don't formulate their routing requirements in a vacuum. For
  example, since the primary role of a provider is to provide services
  to a set of subscribers, the provider usually formulates its routing
  requirements based on the set of the routing requirements of the
  subscribers the provider is expected to serve.

  Support for various routing requirements should take into account the
  overhead and the scope of the overhead associated with those
  requirements. A situation where an organization can unilaterally
  impose routing information overhead on other organization (e.g., by
  requiring the other organization to maintain an additional routing
  information) should be viewed as undesirable. The cost of supporting
  a particular routing requirement should not be borne by organizations
  that do not benefit from supporting that requirement. Ideally the
  routing system should allow to shift the overhead associated with a
  particular routing requirement towards the entity that instigates the
  requirement (for example, there is a need to carefully balance the
  overhead associated with maintaining a state needed for multi-hop
  header compression vs carrying explicit forwarding information on a
  per packet basis).  Organizations with simple routing requirements
  shouldn't bear the same routing information overhead as organizations
  with complex routing requirements.

  A situation where the overhead associated with supporting a
  particular routing requirement has to be carried by every entity
  (e.g., router, host) within an organization that would like to impose
  the requirement could be viewed as undesirable. An organization
  should be able to instantiate its routing requirements in a more or
  less central fashion, for example by utilizing just some of the
  routers.

  Even if the scope of the routing information overhead is purely
  local, there is a need to perform a careful analysis of the tradeoff
  between the potential benefits and the cost associated with
  supporting various routing requirements.

3. Encapsulation

  The technique of encapsulation allows for the creation of a "virtual"
  IP overlay over an existing IP infrastructure. This has certain
  implications for the Internet routing system.




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  In the presence of encapsulation, a provider may no longer be able to
  constrain its transit traffic to a particular set of ultimate sources
  and/or destinations, as a packet may be encapsulated by some router
  along the path, with the original source and/or destination addresses
  being "hidden" (via encapsulation) at the Network layer. Likewise,
  encapsulation may affect source and destination preferences, as a
  source (or a destination) may either (a) be unaware of the
  encapsulation, or (b) have little or no control over the encapsulated
  segment of a path.

  Further work is needed to understand the implications of the overlay
  capabilities created via encapsulation on the semantics of routing
  requirements, as well as the interaction among the routing
  requirements by the entities that form the overlay and the entities
  that form the underlying infrastructure.

4. Price Structure and its Impact on Routing

  Routing among providers, as well as between providers and subscribers
  may be influenced by the price structure employed by the providers,
  as well as the usage pattern of the subscribers. A provider can view
  routing as a mechanism that allows the provider to exert control over
  who can use the provider's services. A subscriber can view routing as
  a mechanism that allows the subscriber to exert control over the
  price it pays for the Internet connectivity.

  The need to exert control has to be carefully balanced against the
  cost of the routing mechanisms needed to provide such control. In a
  competitive market one could question the viability of a mechanism
  whose incremental cost would be greater than the saving recovered by
  the mechanism -- competitive pressure or alternate mechanisms are
  likely to push providers and subscribers towards choosing the
  cheapest mechanism.

5. Scalability

  One of the key requirements imposed on the Internet routing is its
  ability to scale. In addition to conventional metrics for scalability
  (e.g., memory, CPU, bandwidth), we need to take into account
  scalability with respect to the human resources required to operate
  the system. The need for deployment of CIDR already showed that a
  routing scheme that scales linearly with respect to the number of
  connected networks, or even to the number of connected organizations
  is unacceptable today, and is likely to be unacceptable in the long
  term. It is not clear whether routing that scales linearly with the
  number of providers is going to be acceptable in the long term.





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  Scaling implies that the Internet routing system needs to have
  powerful mechanisms to provide routing information
  aggregation/abstraction.

  In the absence of Internet-wide coordination and in the presence of
  competition among the providers, the aggregation/abstraction
  mechanisms should minimize preconditions as well as limit the amount
  of required inter-provider coordination. Ideally the routing system
  should allow a provider to control the amount of its local resources
  needed to deal with the routing overhead based on considerations that
  are purely local to the provider.

  One of the side effects of the routing information
  aggregation/abstraction is that some of the routing information is
  going to be lost. This may impact route optimality and even the
  ability to find an existing route. The need for routing information
  aggregation/abstraction also implies certain homogeneity of the
  information to be aggregated/abstracted. This needs to be counter-
  balanced against the potential diversity of routing requirements.

  As a way to deal with the routing information loss due to
  aggregation/abstraction, we need to explore mechanisms that allow
  routing that is based on the on-demand acquisition of subsets of
  unaggregated information.

  The overhead associated with supporting specific routing requirements
  has a direct impact on the overall scalability of the Internet
  routing system. We need to get a better understanding of how various
  routing requirements impact scalability. When the impact is
  significant, and the requirements have practical importance we need
  to develop mechanisms that allow the impact to be reduced.

6. Hierarchical Routing

  Classless Inter-Domain Routing (CIDR) (RFC1518, RFC1519) that is used
  today for scalable Internet-wide routing is based on the technique of
  hierarchical routing. Essential to this technique is the assumption
  that Network layer addresses assigned to individual entities (e.g.,
  hosts, routers) reflect the position of these entities within the
  network topology -- addresses are said to be "topologically
  significant". With CIDR addresses assigned to most of the individual
  sites are expected to reflect providers the sites are connected to --
  CIDR uses "provider-based" addresses.

  One of the fundamental consequences of using hierarchical routing is
  that in order to preserve topological significance of network
  addresses, changes in the network topology may need to be accompanied
  by the corresponding changes in the addresses. Presence of multiple



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  providers serving the same geographical area implies that a
  subscriber should be able to switch from one provider to another.
  Since such a switch implies changes in the Internet topology, it
  follows that to retain topological significance of the (provider-
  based) addresses within the subscriber, the subscriber has to change
  the addresses of all of its entities -- the process known as
  "renumbering". There are already tools to facilitate this process --
  Dynamic Host Configuration Protocol (DHCP).  However, DHCP is not yet
  widely deployed. Further work is needed to improve these tools, get
  them widely deployed, and to integrate them with Domain Name System
  (DNS).

  Multi-level hierarchical routing allows for recapturing additional
  routing information (routing entropy) due to the mismatch between
  addresses and topology at a particular level in the routing hierarchy
  at some higher level in the hierarchy (e.g., at an exchange point
  among providers).  This enables the routing system to contain the
  scope of entities impacted by the mismatch. Containing the scope of
  entities could be an important factor to facilitate graceful
  renumbering.  Further work is needed to develop appropriate
  deployment strategies to put these capabilities in place.

  It is important to emphasize that the requirement to maintain
  topologically significant addresses doesn't need to be applied
  indiscriminately to all the organizations connected to the Internet
  -- hierarchical routing requires that most, but not all addresses be
  topologically significant.  For a large organization it could be
  sufficient if the set of destinations within the organization can be
  represented within the Internet routing system as a small number of
  address prefixes, even if these address prefixes are independent of
  the providers that the organization uses to connect to the Internet
  ("provider-independent" addresses). The volume of routing information
  that a large organization would inject into the Internet routing
  system would be comparable to the (aggregated) routing information
  associated with a large number of small organizations.

  Existence of multiple providers allows a subscriber to be
  simultaneously connected to more than one provider (multi-homed
  subscribers). CIDR offers several alternatives for handling such
  cases. We need to gain more operational experience as well as better
  understand tradeoffs associated with the proposed alternatives.

  An alternative to CIDR address assignment is to assign addresses
  based purely on the geographical location. However, address
  assignment that reflects geographical location of an entity implies
  that either (a) the Internet topology needs to be made sufficiently
  congruent to the geography, or (b) addresses aren't going to be
  topologically significant. In the former case we need to understand



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  the driving forces that would make the topology congruent to the
  geography. In the latter case techniques other than hierarchical
  routing need to be developed.

7. Routing Information Sharing

  While ensuring Internet-wide coordination may be more and more
  difficult, as the Internet continues to grow, stability and
  consistency of the Internet-wide routing could significantly benefit
  if the information about routing requirements of various
  organizations could be shared across organizational boundaries. Such
  information could be used in a wide variety of situations ranging
  from troubleshooting to detecting and eliminating conflicting routing
  requirements. The scale of the Internet implies that the information
  should be distributed. Work is currently underway to establish
  depositories of this information (Routing Registries), as well as to
  develop tools that analyze, as well as utilize this information.

8. Summary

  In this section we enumerate some of the issues that the IAB thinks
  should be brought to the attention of the Internet community.

  The following two tasks require the most immediate attention:

     - further work is needed to develop technologies that facilitate
       renumbering

     - further work is needed to investigate feasibility of routing
       information aggregation above the direct (immediate) provider
       level

  The following tasks are viewed as medium term:

     - further work is needed to get a better understanding on the
       relative practical importance of various routing requirements

     - further work is needed to understand of how various routing
       requirements impact scalability of the routing system

     - further work is needed to investigate alternatives to
       hierarchical routing

  Finally, the following tasks are viewed as long term:

     - further work is needed to understand and utilize the benefits of
       routing information sharing




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     - further work is needed to understand the implications of virtual
       overlays created via encapsulation

     - further work is needed to understand how different price
       structures influence routing requirements

     - further work is needed to understand how to balance the
       providers' goals and objectives against the public interest of
       Internet-wide connectivity and subscribers' choices.

9. Conclusions

  This document presents some of the issues related to routing in a
  multi-provider Internet. There are no doubt routing-related areas
  that are not covered in this document. For instance, such areas as
  multicast routing, or routing in the presence of mobile hosts, or
  routing in the presence of a large shared media (e.g., ATM) aren't
  discussed here. Further work is needed to understand the implications
  of a multi-provider Internet on these areas.

  The impact of multi-provider Internet goes well beyond just routing,
  and percolates into such areas as network management,
  troubleshooting, and others. Further work is needed to assess the
  implications of multi-provider environment on these areas, as well as
  to understand the interaction among all these areas from a system-
  wide perspective.

10. Acknowledgments

  Many thanks to all the IAB members, and especially to Brian
  Carpenter, Robert Elz, Christian Huitema, Paul Mockapetris, and Lixia
  Zhang for their contributions to this document.

Security Considerations

  Security issues are not discussed in this memo.

Editor's Address

  Yakov Rekhter
  T.J. Watson Research Center IBM Corporation
  P.O. Box 704, Office H3-D40
  Yorktown Heights, NY 10598

  Phone:  +1 914 784 7361
  EMail:  [email protected]





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