Network Working Group                                        J. Heinanen
Request for Comments: 1735                               Telecom Finland
Category: Experimental                                       R. Govindan
                                                                    ISI
                                                          December 1994


               NBMA Address Resolution Protocol (NARP)

Status of this Memo

  This memo defines an Experimental Protocol for the Internet
  community.  This memo does not specify an Internet standard of any
  kind.  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

IESG Note:

  Note that the work contained in this memo does not describe an
  Internet standard.  This work represents an early stage in the
  ongoing efforts to resolve direct communication over NBMA subnets.
  It is a suitable experimental protocol for early deployment.  It is
  expect that it will be superceded by other work being developed
  within the IETF.

Abstract

  This document describes the NBMA Address Resolution Protocol (NARP).
  NARP can be used by a source terminal (host or router) connected to a
  Non-Broadcast, Multi-Access link layer (NBMA) network to find out the
  NBMA addresses of the a destination terminal provided that the
  destination terminal is connected to the same NBMA network.  Although
  this document focuses on NARP in the context of IP, the technique is
  applicable to other network layer protocols as well.  This RFC is a
  product of the Routing over Large Clouds Working Group of the IETF.

1. Introduction

  The NBMA Address Resolution Protocol (NARP) allows a source terminal
  (a host or router), wishing to communicate over a Non-Broadcast,
  Multi-Access link layer (NBMA) network, to find out the NBMA
  addresses of a destination terminal if the destination terminal is
  connected to the same NBMA network as the source.








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RFC 1735                    NBMA ARP (NARP)                December 1994


  A conventional address resolution protocol, such as ARP [1, 2] for
  IP, may not be sufficient to resolve the NBMA address of the
  destination terminal, since it only applies to terminals belonging to
  the same IP subnetwork, whereas an NBMA network can consist of
  multiple logically independent IP subnets (LISs, [3]).

  Once the NBMA address of the destination terminal is resolved, the
  source may either start sending IP packets to the destination (in a
  connectionless NBMA network such as SMDS) or may first establish a
  connection to the destination with the desired bandwidth and QOS
  characteristics (in a connection oriented NBMA network such as ATM).

  An NBMA network can be non-broadcast either because it technically
  doesn't support broadcasting (e.g., an X.25 network) or because
  broadcasting is not feasible for one reason or another (e.g., an SMDS
  broadcast group or an extended Ethernet would be too large).

2. Protocol Overview

  In this section, we briefly describe how a source S uses NARP to
  determine the NBMA address of a destination D or to find out that
  such an address doesn't exist.  S first checks if the destination
  terminal belongs to the same IP subnetwork as S itself.  If so, S
  resolves the NBMA address of D using conventional means, such as ARP
  [1, 2] or preconfigured tables.  If D resides in another subnetwork,
  S formulates a NARP request containing the source and destination IP
  addresses.  S then forwards the request to an entity called the "NBMA
  ARP Server" (NAS).

  For administrative and policy reasons, a physical NBMA network may be
  partitioned into several disjoint logical NBMA networks.  NASs
  cooperatively resolve the NBMA next hop within their logical NBMA
  network.  In the following we'll always use the term "NBMA network"
  to mean a logical NBMA network.  If S is connected to several NBMA
  networks, it should have at least one NAS in each of them.  In order
  to know which NAS(s) to query for which destination addresses, a
  multi-homed S should also be configured to receive reachability
  information from its NASs.

  Each NAS "serves" a pre-configured set of terminals and peers with a
  pre-configured set of NASs, which all belong to the same NBMA
  network.  A NAS may also peer with routers outside the served NBMA.
  A NAS exchanges reachability information with its peers (and possibly
  with the terminals it serves) using regular routing protocols.  This
  exchange is used to construct a forwarding table in every NAS.  The
  forwarding table determines the next hop NAS towards the NARP
  request's destination or a next hop router outside the NBMA.




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RFC 1735                    NBMA ARP (NARP)                December 1994


  After receiving a NARP request, the NAS checks if it "serves" D.  If
  so, the NAS resolves D's NBMA address, using mechanisms beyond the
  scope of this document (examples of such mechanisms include ARP [1,
  2] and pre-configured tables).  The NAS then either forwards the NARP
  request to D or generates a positive NARP reply on its behalf.  The
  reply contains D's IP and NBMA address and is sent back to S.  NARP
  replies usually traverse the same sequence of NASs as the NARP
  request (in reverse order, of course).

  If the NAS does not serve D, it extracts from its forwarding table
  the next hop towards D.  If the next hop is a peer NAS, it forwards
  the NARP request to the next hop.  If the next hop is a peer router
  outside the served NBMA or if no such next hop entry is found, the
  NAS generates a negative NARP reply.

  A NAS receiving a NARP reply may cache the NBMA address information
  contained therein.  If a subsequent NARP request for the same target
  address does not desire an authorative reply, a caching NAS can then
  respond with the cached non-authoritative NBMA address or with cached
  negative information.  A well behaving terminal should always first
  accept a non-authoritative reply.  Only if communication attempt
  based on the non-authoritative information fails, the terminal can
  choose to issue another request this time asking for an authoritative
  reply.

  NARP requests and replies never cross the borders of an NBMA network.
  Thus, IP traffic out off and into an NBMA network always traverses an
  IP router at its border.  Network layer filtering can then be
  implemented at these border routers.

3. Configuration

  Terminals

     To participate in NARP, a terminal connected to an NBMA network
     should to be configured with the IP address(es) of its NAS(s).  If
     the terminal is attached to several NBMA networks, it should also
     be configured to receive reachability information from its NAS(s)
     so that it can determine, which IP destinations are reachable
     through which NBMA networks.

  NBMA ARP Servers

     A NAS is configured with a set of IP address prefixes that
     correspond to the IP addresses of the terminals it is serving.
     Moreover, the NAS must be configured to exchange reachability
     information with its peer NASs (if any).  In addition, the NAS may
     be configured to exchange reachability information with routers



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     outside the served NBMA.  And finally, if a served terminal is
     attached to several NBMA networks, the NAS may need to be
     configured to send reachability information to such a terminal.

4. Packet Formats

  NARP requests and replies are carried in IP packets as protocol type
  54.  This section describes the packet formats of NARP requests and
  replies:

  NARP Request

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Version    |   Hop Count   |          Checksum             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Type      |    Code       |           Unused              |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    Destination IP address                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Source IP address                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | NBMA length   |                NBMA address                   |
     +-+-+-+-+-+-+-+-+                                               |
     |                  (variable length)                            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Version
    The NARP version number.  Currently this value is 1.

  Hop Count
    The Hop count indicates the maximum number of NASs that a request
    or reply is allowed to traverse before being discarded.

  Checksum
    The standard IP checksum over the entire NARP packet (starting with
    the fixed header).

  Type
    The NARP packet type.  The NARP Request has a Type code 1.

  Code
    A response to an NARP request may contain cached information. If an
    authoritative answer is desired, then code 2 (NARP Request for
    Authoritative Information) should be used. Otherwise, a code value
    of 1 (NARP Request) should be used.




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  Source and Destination IP Addresses
    Respectively, these are the IP addresses of the NARP requestor and
    the target terminal for which the NBMA address is desired.

  NBMA Length and NBMA Address
    The NBMA length field is the length of the NBMA address of the
    source terminal in bits.  The NBMA address itself is zero-filled to
    the nearest 32-bit boundary.

  NARP Reply

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Version    |   Hop Count   |          Checksum             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Type      |      Code     |           Unused              |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    Destination IP address                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Source IP address                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | NBMA length   |                NBMA address                   |
     +-+-+-+-+-+-+-+-+                                               |
     |                  (variable length)                            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Version
    The NARP version number.  Currently this value is 1.

  Hop Count
    The Hop count indicates the maximum number of NASs that a request
    or reply is allowed to traverse before being discarded.

  Checksum
    The standard IP checksum over the entire NARP packet (starting with
    the fixed header).

  Type
    The NARP packet type.  The NARP Reply has a Type code 2.

  Code
    NARP replies may be positive or negative.  A Positive, Non-
    authoritative Reply carries a code of 1, while a Positive,
    Authoritative Reply carries a code of 2. A Negative, Non-
    authoritative Reply carries a code of 3 and a Negative,
    Authoritative reply carries a code of 4.




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    The general rule is that a NAS should not reply to an NARP request
    for authoritative information with cached information, but may do
    so for an NARP request.  A NAS implementation is allowed to relax
    this rule and return non-authoritative information even in case
    authorative was desired if the NAS becomes heavily loaded and the
    cached information is very recently updated.

  Source and Destination IP Address
    Respectively, these are the IP addresses of the NARP requestor and
    the target terminal for which the NBMA address is desired.

  NBMA Length and NBMA Address
    The NBMA length field is the length of the NBMA address of the
    destination terminal in bits.  The NBMA address itself is zero-
    filled to the nearest 32-bit boundary.  Negative replies do not
    carry the NBMA length or the NBMA address field.

    A NAS may cache NBMA replies.

5. Protocol Operation

  The external behavior of a NAS may be described in terms of two
  procedures (processRequest and processReply) operating on two tables
  (forwardingTable and cacheTable).  In an actual implementation, the
  code and data structures may be realized differently.

  Each NAS has a forwardingTable consisting of entries with the fields:

      <networkLayerAddrPrefix, type, outIf, outIfAddr>

  The networkLayerAddrPrefix field identifies a set of IP addresses
  known to the NAS.  It consists of two subfields <ipAddr, mask>.

  The type field indicates the type of the networkLayerAddrPrefix.  The
  possible values are:

  - locallyServed: The NAS is itself serving the
    networkLayerAddrPrefix.  The outIf field denotes the NBMA interface
    via which the served terminals can be reached and the outIfAddr
    field has no meaning.  Such a forwardingTable entry has been
    created by manual configuration.

  - nasLearned: The NAS has learned about the networkLayerAddrPrefix
    from another NAS.  The outIf and outIfAddr fields, respectively,
    denote the NBMA interface and IP address of this next hop NAS.
    Such a forwardingTable entry is a result of network layer address
    prefix information exchange with one of the NAS' peer NASs.




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RFC 1735                    NBMA ARP (NARP)                December 1994


  - externallyLearned: The NAS has learned about the
    networkLayerAddrPrefix from a peer router outside the served NBMA.
    The outIf and outIfAddr fields, respectively, denote the NBMA
    interface and IP address of this next hop NAS.  Such a
    forwardingTable entry is a result of network layer address prefix
    information exchange with one of the NAS' peer routers.

  The protocol used to exchange networkLayerAddrPrefix information
  among the NASs can be any regular IP intra-domain or inter-domain
  routing protocol.

  In addition to the forwardingTable, each NAS has an NARP cacheTable
  consisting of entries with the fields:

      <networkLayerAddr, nbmaAddr, timeStamp>

  The entries in the cacheTable are learned from NARP replies
  traversing the NAS.  In case of a negative cache entry the nbmaAddr
  is empty.  The timeStamp field records the time when the cacheTable
  entry has been created or updated.  It is used to determine if an
  entry is a very recent one and to age old entries after a certain
  hold period.

  The following pseudocode defines how NBMA NARP requests and replies
  are processed by an NAS.

 procedure processRequest(request);
   let bestMatch == matchForwardingTable(request.dIPa) do
      if bestMatch then
         if bestMatch.type == locallyServed then
            let nbmaAddr == arp(request.dIPa) do
               if nbmaAddr then
                  genPosAuthReply(request.sIPa, request.dIPa, nbmaAddr)
               else
                  genNegAuthReply(request.sIPa, request.dIPa)
               end
            end
         elseif bestMatch.type == nasLearned then
            if not requestForAuthInfo?(request) or
                  realBusyRightNow?() then
               let cacheMatch == matchCacheTable(request.dIPa) do
                  if cacheMatch and
                        (not requestForAuthInfo?(request) or
                           realRecentCacheEntry?(cacheMatch)) then
                     if cacheMatch.nbmaAddr == EMPTY then
                        genNegNonAuthReply(request.sIPa, request.dIPa)
                     else
                        genPosNonAuthReply(request.sIPa, request.dIPa,



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                           cacheMatch.nbmaAddr)
                     end
                  else /* no cache match */
                     forwardRequest(request, bestMatch.OutIf,
                        bestMatch.OutIfAddr)
                  end
               end
            else /* request for authoritative information */
               forwardRequest(request, bestMatch.OutIf,
                  bestMatch.OutIfAddr)
            end
         else /* bestMatch.type == externallyLearned */
            genNegAuthReply(request.sIPa, request.dIPa)
         end
      else /* no match in forwardingTable */
         genNegAuthReply(request.sIPa, request.dIPa)
      end
   end
 end

 procedure processReply(reply);
   addCacheTableEntry(reply.dIPa, reply.nbmaAddr, currentTime);
   if reply.sIPa == selfIpAddr then
      /* reply is to the NAS itself */
   else
      let bestMatch == matchForwardingTable(reply.sIPa) do
         if bestMatch then
            forwardReply(reply, bestMatch.outIf, bestMatch.outIfAddr)
         end
      end
   end
 end

  The semantics of the procedures used in the pseudocode are explained
  below.

  matchForwardingTable(ipAddress) returns the forwardingTable entry
  whose networkLayerAddrPrefix field is the longest match for ipAddress
  or FALSE if no match is found.

  arp(ipAddress) resolves the NBMA address corresponding to ipAddress.
  It returns FALSE if the resolution fails.

  genPosAuthReply(sourceIpAddr, destIpAddr, destNbmaAddr) and
  genPosNonAuthReply(sourceIpAddr, destIpAddr, destNbmaAddr) generate a
  positive, authoritative and non-authoritative reply with
  sourceIpAddr, destIpAddr, and destNbmaAddr in Source IP address,
  Destination IP address, and NBMA Address fields, respectively.



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RFC 1735                    NBMA ARP (NARP)                December 1994


  genNegAuthReply(sourceIpAddr, destIpAddr) and
  genNegNonAuthReply(sourceIpAddr, destIpAddr) respectively generate a
  negative, authoritative and non-authoritative reply with sourceIpAddr
  and destIpAddr in Source IP address and Destination IP address
  fields, respectively.

  requestForAuthInfo?(request) tests if request is a Request for
  authoritative information.

  realBusyRightNow?() returns TRUE if the NAS is heavily loaded and
  FALSE otherwise.

  realRecentCacheEntry?(cacheTableEntry) returns TRUE if the
  cacheTableEntry is very recently updated and FALSE otherwise.

  matchCacheTable(ipAddr) returns a cacheTable entry whose
  networkLayerAddr field is equal to ipAddr or FALSE if no match is
  found.

  forwardRequest(request, interface, ipAddr) decrements the Hop count
  field of request, recomputes the NARP Checksum field, and forwards
  request to ipAddr of interface provided that the value of the Hop
  count field remains positive.

  addCacheTableEntry(ipAddr, nbmaAddr, time) adds a new entry to the
  cacheTable or overwrites an existing entry whose networkLayerAddr
  field is equal to ipAddr.

  forwardReply(reply, interface, ipAddr) decrements the Hop count field
  of request, recomputes the NARP Checksum field, and forwards reply to
  ipAddr of interface provided that the value of the Hop count field
  remains positive.

  Like NASs, each NBMA terminal has a forwardingTable and a cacheTable.
  The forwardingTable is either manually configured or filled via
  reachability information exchange with the terminal's NASs or peer
  routers.

  When the terminal wishes to find out the NBMA address of a particular
  destination terminal, it first checks if a matching entry is found in
  the forwardingTable.  If not, the destination is unreachable and the
  terminal gives up.  If a forwardingTable entry is found, and if the
  next hop belongs to one of the terminal's NASs, the terminal next
  consults its cacheTable to obtain the NBMA address.  If no cache
  match is found, the terminal generates a NARP request to the next hop
  NAS.  If the reply to the NARP request is positive, the terminal
  learns the NBMA address and updates its cacheTable with the new
  information.



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RFC 1735                    NBMA ARP (NARP)                December 1994


6. Discussion

  The NARP semantics resembles closely the ATMARP semantics described
  in [2].  The only actual differences are:

  - NARP requests and replies include a hop count to prevent them from
    looping forever in case of misconfigured NAS routing.

  - NARP request and replies distinguish between authoritative and
    non-authoritative information.

  In order to keep the NBMA terminals as simple as possible, it would
  be desirable to extend the the ATMARP protocol a little further so
  that it could be also used as the terminal-NAS protocol.  This could
  be easily accomplished just by adding three new operation codes to
  ATMARP to cover the different kinds of queries and responses.  NARP
  would then become the NAS-NAS protocol.  Finally, if the NASs are
  co-located with the "classical" ATM ARP servers, the terminals would
  not need to make any distinction between between local and foreign IP
  subnetworks.

  The NASs can also act as "connectionless servers" for the terminal by
  advertizing to it all destinations no matter if they are inside or
  outside the served NBMA.  Then, the terminal could choose either to
  try to resolve the NBMA address of the destination or just to send
  the IP packets to the NAS.  The latter option may be desirable if
  communication with the destination is short-lived and/or doesn't
  require much network resources.

  NARP supports portability of NBMA terminals.  A terminal can be moved
  anywhere within the NBMA network and still keep its original IP
  address as long as its NAS(s) remain the same.  Requests for
  authoritative information will always return the correct NBMA
  address.

References

  [1] Plummer, D., "An Ethernet Address Resolution Protocol - or -
      Converting Network Protocol Addresses to 48.bit Ethernet Address
      for Transmission on Ethernet Hardware", STD 37, RFC 826, MIT,
      November 1982.

  [2] Laubach, M., "Classical IP and ARP over ATM", RFC 1577, Hewlett-
      Packard Laboratories, January 1994.

  [3] Piscitello, D., and J. Lawrence, "Transmission of IP Datagrams
      over the SMDS Service, RFC 1209, Bell Communications Research,
      March 1991.



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Acknowledgements

  We would like to thank John Burnett of Adaptive, Dennis Ferguson of
  ANS, Joel Halpern of Network Systems, and Paul Francis of Bellcore
  for their valuable insight and comments to earlier versions of this
  draft.

Security Considerations

  Security issues are not discussed in this memo.

Authors' Addresses

  Juha Heinanen
  Telecom Finland
  PO Box 228
  SF-33101 Tampere
  Finland

  Phone: +358 49 500 958
  EMail: [email protected]


  Ramesh Govindan
  USC/Information Sciences Institute
  4676 Admiralty Way
  Marina del Rey, CA 90292

  Phone: +1 310-822-1511
  EMail: [email protected]





















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