Network Working Group                                         P. Francis
Request for Comments: 1621                                           NTT
Category: Informational                                         May 1994


                      Pip Near-term Architecture

Status of this Memo

  This memo provides information for the Internet community.  This memo
  does not specify an Internet standard of any kind.  Distribution of
  this memo is unlimited.

Preamble

  During 1992 and 1993, the Pip internet protocol, developed at
  Belclore, was one of the candidate replacments for IP.  In mid 1993,
  Pip was merged with another candidate, the Simple Internet Protocol
  (SIP), creating SIPP (SIP Plus).  While the major aspects of Pip--
  particularly its distinction of identifier from address, and its use
  of the source route mechanism to achieve rich routing capabilities--
  were preserved, many of the ideas in Pip were not.  The purpose of
  this RFC and the companion RFC "Pip Header Processing" are to record
  the ideas (good and bad) of Pip.

  This document references a number of Pip draft memos that were in
  various stages of completion.  The basic ideas of those memos are
  presented in this document, though many details are lost.  The very
  interested reader can obtain those internet drafts by requesting them
  directly from me at <[email protected]>.

  The remainder of this document is taken verbatim from the Pip draft
  memo of the same title that existed when the Pip project ended.  As
  such, any text that indicates that Pip is an intended replacement for
  IP should be ignored.

Abstract

  Pip is an internet protocol intended as the replacement for IP
  version 4.  Pip is a general purpose internet protocol, designed to
  evolve to all forseeable internet protocol requirements.  This
  specification describes the routing and addressing architecture for
  near-term Pip deployment.  We say near-term only because Pip is
  designed with evolution in mind, so other architectures are expected
  in the future.  This document, however, makes no reference to such
  future architectures.





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Table of Contents

  1. Pip Architecture Overview ...................................    4
  1.1 Pip Architecture Characteristics ...........................    4
  1.2 Components of the Pip Architecture .........................    5

  2. A Simple Example ............................................    6

  3. Pip Overview ................................................    7

  4. Pip Addressing ..............................................    9
  4.1 Hierarchical Pip Addressing ................................    9
  4.1.1 Assignment of (Hierarchical) Pip Addresses ...............   12
  4.1.2 Host Addressing ..........................................   14
  4.2 CBT Style Multicast Addresses ..............................   15
  4.3 Class D Style Multicast Addresses ..........................   16
  4.4 Anycast Addressing .........................................   16

  5. Pip IDs .....................................................   17

  6. Use of DNS ..................................................   18
  6.1 Information Held by DNS ....................................   19
  6.2 Authoritative Queries in DNS ...............................   20

  7. Type-of-Service (TOS) (or lack thereof) .....................   21

  8. Routing on (Hierarchical) Pip Addresses .....................   22
  8.1 Exiting a Private Domain ...................................   23
  8.2 Intra-domain Networking ....................................   24

  9. Pip Header Server ...........................................   25
  9.1 Forming Pip Headers ........................................   25
  9.2 Pip Header Protocol (PHP) ..................................   27
  9.3 Application Interface ......................................   27

  10. Routing Algorithms in Pip ..................................   28
  10.1 Routing Information Filtering .............................   29

  11. Transition .................................................   30
  11.1 Justification for Pip Transition Scheme ...................   31
  11.2 Architecture for Pip Transition Scheme ....................   31
  11.3 Translation between Pip and IP packets ....................   33
  11.4 Translating between PCMP and ICMP .........................   34
  11.5 Translating between IP and Pip Routing Information ........   34
  11.6 Old TCP and Application Binaries in Pip Hosts .............   34
  11.7 Translating between Pip Capable and non-Pip Capable DNS
       Servers ...................................................   35




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  12. Pip Address and ID Auto-configuration ......................   37
  12.1 Pip Address Prefix Administration .........................   37
  12.2 Host Autoconfiguration ....................................   38
  12.2.1 Host Initial Pip ID Creation ............................   38
  12.2.2 Host Pip Address Assignment .............................   39
  12.2.3 Pip ID and Domain Name Assignment .......................   39

  13. Pip Control Message Protocol (PCMP) ........................   40

  14. Host Mobility ..............................................   42
  14.1 PCMP Mobile Host message ..................................   43
  14.2 Spoofing Pip IDs ..........................................   44

  15. Public Data Network (PDN) Address Discovery ................   44
  15.1 Notes on Carrying PDN Addresses in NSAPs ..................   46

  16. Evolution with Pip .........................................   46
  16.1 Handling Directive (HD) and Routing Context (RC) Evolution.   49
  16.1.1 Options Evolution .......................................   50
  References .....................................................   51
  Security Considerations ........................................   51
  Author's Address ...............................................   51





























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Introduction

  Pip is an internet protocol intended as the replacement for IP
  version 4.  Pip is a general purpose internet protocol, designed to
  handle all forseeable internet protocol requirements.  This
  specification describes the routing and addressing architecture for
  near-term Pip deployment.  We say near-term only because Pip is
  designed with evolution in mind, so other architectures are expected
  in the future.  This document, however, makes no reference to such
  future architectures (except in that it discusses Pip evolution in
  general).

  This document gives an overall picture of how Pip operates.  It is
  provided primarily as a framework within which to understand the
  total set of documents that comprise Pip.

1.  Pip Architecture Overview

  The Pip near-term architecture is an incremental step from IP.  Like
  IP, near-term Pip is datagram.  Pip runs under TCP and UDP.  DNS is
  used in the same fashion it is now used to distribute name to Pip
  Address (and ID) mappings.  Routing in the near-term Pip architecture
  is hop-by-hop, though it is possible for a host to create a domain-
  level source route (for policy reasons).

  Pip Addresses have more hierarchy than IP, thus improving scaling on
  one hand, but introducing additional addressing complexities, such as
  multiple addresses, on the other.  Pip, however, uses hierarchical
  addresses to advantage by making them provider-based, and using them
  to make policy routing (in this case, provider selection) choices.
  Pip also provides mechanisms for automatically assigning provider
  prefixes to hosts and routers in domains.  This is the main
  difference between the Pip near-term architecture and the IP
  architecture.  (Note that in the remainder of this paper, unless
  otherwise stated, the phrase "Pip architecture" refers to the near-
  term Pip architecture described herein.)

2.  Pip Architecture Characteristics

  The proposed architecture for near-term Pip has the following
  characteristics:

  1.  Provider-rooted hierarchical addresses.

  2.  Automatic domain-wide address prefix assignment.

  3.  Automatic host address and ID assignment.




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  4.  Exit provider selection.

  5.  Multiple defaults routing (default routing, but to multiple exit
      points).

  6.  Equivalent of IP Class D style addressing for multicast.

  7.  CBT style multicast.

  8.  "Anycast" addressing (route to one of a group, usually the
      nearest).

  9.  Providers support forwarding on policy routes (but initially will
      not provide the support for sources to calculate policy routes).

  10.  Mobile hosts.

  11.  Support for routing across large Public Data Networks (PDN).

  12.  Inter-operation with IP hosts (but, only within an IP-address
       domain where IP addresses are unique).  In particular, an IP
       address can be explicitly carried in a Pip header.

  13.  Operation with existing transport and application binaries
       (though if the application contains IP context, like FTP, it may
       only work within a domain where IP addresses are unique).

  14.  Mechanisms for evolving Pip beyond the near-term architecture.

1.2 Components of the Pip Architecture

  The Pip Architecture consists of the following five systems:

  1.  Host (source and sink of Pip packets)

  2.  Router (forwards Pip packets)

  3.  DNS

  4.  Pip/IP Translator

  5.  Pip Header Server (formats Pip headers)

  The first three systems exist in the IP architecture, and require no
  explanation here.  The fourth system, the Pip/IP Translator, is
  required solely for the purpose of inter-operating with current IP
  systems.  All Pip routers are also Pip/IP translators.




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  The fifth system, the Pip Header Server, is new.  Its function is to
  format Pip headers on behalf of the source host (though initially
  hosts will be able to do this themselves).  This use of the Pip
  Header Server will increase as policy routing becomes more
  sophisticated (moves beyond near-term Pip Architecture capabilities).

  To handle future evolution, a Pip Header Server can be used to
  "spoon-feed" Pip headers to old hosts that have not been updated to
  understand new uses of Pip.  This way, the probability that the
  internet can evolve without changing all hosts is increased.

2.  A Simple Example

  A typical Pip "exchange" is as follows: An application initiates an
  exchange with another host as identified by a domain name.  A request
  for one or more Pip Headers, containing the domain name of the
  destination host, goes to the Pip Header Server.  The Pip Header
  Server generates a DNS request, and receive back a Pip ID, multiple
  Pip Addresses, and possibly other information such as a mobile host
  server or a PDN address.  Given this information, plus information
  about the source host (its Pip Addresses, for instance), plus
  optionally policy information, plus optionally topology information,
  the Pip Header Server formats an ordered list of valid Pip headers
  and give these to the host.  (Note that if the Pip Header Server is
  co-resident with the host, as will be common initially, the host
  behavior is similar to that of an IP host in that a DNS request comes
  from the host, and the host forms a Pip header based on the answer
  from DNS.)

  The source host then begins to transmit Pip packets to the
  destination host.  If the destination host is an IP host, then the
  Pip packet is translated into an IP packet along the way.  Assuming
  that the destination host is a Pip host, however, the destination
  host uses the destination Pip ID alone to determine if the packet is
  destined for it.  The destination host generates a return Pip header
  based either on information in the received Pip header, or the
  destination host uses the Pip ID of the source host to query the Pip
  Header Server/DNS itself.  The latter case involves more overhead,
  but allows a more informed decision about how to return packets to
  the originating host.

  If either host is mobile, and moves to a new location, thus getting a
  new Pip Address, it informs the other host of its new address
  directly.  Since host identification is based on the Pip ID and not
  the Pip Address, this doesn't cause transport level to fail.  If both
  hosts are mobile and receive new Pip Addresses at the same time (and
  thus cannot exchange packets at all), then they can query each
  other's respective mobile host servers (learned from DNS).  Note that



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  keeping track of host mobility is completely confined to hosts.
  Routers never get involved in tracking mobile hosts (though naturally
  they are involved in host discovery and automatic host address
  assignment).

3.  Pip Overview

  Here, a brief overview of the Pip protocol is given.  The reader is
  encouraged to read [2] for a complete description.

  The Pip header is divided into three parts:

     Initial Part
     Transit Part
     Options Part

  The Initial Part contains the following fields:

     Version Number
     Options Offset, OP Contents, Options Present (OP)
     Packet SubID
     Protocol
     Dest ID
     Source ID
     Payload Length
     Host Version
     Payload Offset
     Hop Count

  All of the fields in the Initial Part are of fixed length.  The
  Initial Part is 8 32-bit words in length.

  The Version Number places Pip as a subsequent version of IP.  The
  Options Offset, OP Contents, and Options Present (OP) fields tell how
  to process the options.  The Options Offset tells where the options
  are The OP tells which of up to 8 options are in the options part, so
  that the Pip system can efficiently ignore options that don't pertain
  to it.  The OP Contents is like a version number for the OP field.
  It allows for different sets of the (up to 8) options.

  The Packet SubID is used to relate a received PCMP message to a
  previously sent Pip packet.  This is necessary because, since routers
  in Pip can tag packets, the packet returned to a host in a PCMP
  message may not be the same as the packet sent.  The Payload Length
  and Protocol take the place of IP's Total Length and Protocol fields
  respectively.  The Dest ID identifies the destination host, and is
  not used for routing, except for where the final router on a LAN uses
  ARP to find the physical address of the host identified by the dest



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  ID.  The Source ID identifies the source of the packet.  The Host
  Version tells what control algorithms the host has implemented, so
  that routers can respond to hosts appropriately.  This is an
  evolution mechanism.  The Hop Count is similar to IP's Time-to-Live.

  The Transit Part contains the following fields:

     Transit Part Offset
     HD Contents
     Handling Directive (HD)
     Active FTIF
     RC Contents
     Routing Context (RC)
     FTIF Chain (FTIF = Forwarding Table Index Field)

  Except for the FTIF Chain, which can have a variable number of 16-bit
  FTIF fields, the fields in the Transit Part are of fixed length, and
  are three 32-bit words in length.

  The Transit Part Offset gives the length of the Transit Part.  This
  is used to determine the location of the subsequent Transit Part (in
  the case of Transit Part encapsulation).

  The Handling Directive (HD) is a set of subfields, each of which
  indicates a specific handling action that must be executed on the
  packet.  Handling directives have no influence on routing.  The HD
  Contents field indicates what subfields are in the Handling
  Directive.  This allows the definition of the set of handling
  directives to evolve over time.  Example handling directives are
  queueing priority, congestion experienced bit, drop priority, and so
  on.

  The remaining fields comprise the Routing Directive.  This is where
  the routing decision gets made.  The basic algorithm is that the
  router uses the Routing Context to choose one of multiple forwarding
  tables.  The Active FTIF indicates which of the FTIFs to retrieve,
  which is then used as an index into the forwarding table, which
  either instructs the router to look at the next FTIF, or returns the
  forwarding information.

  Examples of Routing Context uses are; to distinguish address families
  (multicast vs. unicast), to indicate which level of the hierarchy a
  packet is being routed at, and to indicate a Type of Service.  In the
  near-term architecture, the FTIF Chain is used to carry source and
  destination hierarchical unicast addresses, policy route fragments,
  multicast addresses (all-of-group), and anycast (one-of-group)
  addresses.  Like the OP Contents and HD Contents fields, the RC
  Contents field indicates what subfields are in the Routing Context.



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  This allows the definition of the Routing Context to evolve over
  time.

  The Options Part contains the options.  The options are preceded by
  an array of 8 fields that gives the offset of each of up to 8
  options.  Thus, a particular option can be found without a serial
  search of the list of options.

4.  Pip Addressing

  Addressing is the core of any internet architecture.  Pip Addresses
  are carried in the Routing Directive (RD) of the Pip header (except
  for the Pip ID, which in certain circumstances functions as part of
  the Pip Address).  Pip Addresses are used only for routing packets.
  They do not identify the source and destination of a Pip packet.  The
  Pip ID does this.  Here we describe and justify the Pip Addressing
  types.

  There are four Pip Address types [11].  The hierarchical Pip Address
  (referred to simply as the Pip Address) is used for scalable unicast
  and for the unicast part of a CBT-style multicast and anycast.  The
  multicast part of a CBT-style multicast is the second Pip address
  type.  The third Pip address type is class-D style multicast.  The
  fourth type of Pip address is the so-called "anycast" address.  This
  address causes the packet to be forwarded to one of a class of
  destinations (such as, to the nearest DNS server).

  Bits 0 and 1 of the RC defined by RC Contents value of 1 (that is,
  for the near-term Pip architecture) indicate which of four address
  families the FTIFs and Dest ID apply to.  The values are:

     Value      Address Family
     -----      --------------
      00        Hierarchical Unicast Pip Address
      01        Class D Style Multicast Address
      10        CBT Style Multicast Address
      11        Anycast Pip Address

  The remaining bits are defined differently for different address
  families, and are defined in the following sections.

4.1  Hierarchical Pip Addressing

  The primary purpose of a hierarchical address is to allow better
  scaling of routing information, though Pip also uses the "path"
  information latent in hierarchical addresses for making provider
  selection (policy routing) decisions.




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  The Pip Header encodes addresses as a series of separate numbers, one
  number for each level of hierarchy.  This can be contrasted to
  traditional packet encodings of addresses, which places the entire
  address into one field.  Because of Pip's encoding, it is not
  necessary to specify a format for a Pip Address as it is with
  traditional addresses (for instance, the SIP address is formatted
  such that the first so-many bits are the country/metro code, the next
  so-many bits are the site/subscriber, and so on).  Pip's encoding
  also eliminates the "cornering in" effect of running out of space in
  one part of the hierarchy even though there is plenty of room in
  another.  No "field sizing" decisions need be made at all with Pip
  Addresses.  This makes address assignment easier and more flexible
  than with traditional addresses.

  Pip Addresses are carried in DNS as a series of numbers, usually with
  each number representing a layer of the hierarchy [1], but optionally
  with the initial number(s) representing a "route fragment" (the tail
  end of a policy route--a source route whose elements are providers).
  The route fragments would be used, for instance, when the destination
  network's directly attached (local access) provider is only giving
  access to other (long distance) providers, but the important
  provider-selection policy decision has to do the long distance
  providers.

  The RC for (hierarchical) Pip Addresses is defined as:

     bits       meaning
     ----       -------
     0,1        Pip Address (= 00)
     2,3        level
     4,5        metalevel
     6          exit routing type

  The level and metalevel subfields are used to indicate what level of
  the hierarchy the packet is currently at (see section 8).  The exit
  routing type subfield is used to indicate whether host-driven (hosts
  decide exit provider) or router-driven (routers decide exit provider)
  exit routing is in effect (see section 8.1).

  Each FTIF in the FTIF Chain is 16 bits in length.  The low-order part
  of each FTIF in a (hierarchical unicast) Pip Address indicates the
  relationship of the FTIF with the next FTIF.  The three relators are
  Vertical, Horizontal, and Extension.  The Vertical and Horizontal
  relators indicate if the subsequent FTIF is hierarchically above or
  below (Vertical) or hierarchically unrelated (Horizontal).  The
  Extension relator is used to encode FTIF values longer than 16 bits.





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  FTIF values 0 - 31 are reserved for special purposes.  That is, they
  cannot be assigned to normal hierarchical elements.  FTIF value 1 is
  defined as a flag to indicate a switch from the unicast phase of
  packet forwarding to the anycast phase of packet forwarding.

  Note that Pip Addresses do not need to be seen by protocol layers
  above Pip (though layers above Pip can provide a Pip Address if
  desired).  Transport and above use the Pip ID to identify the source
  and destination of a Pip packet.  The Pip layer is able to map the
  Pip IDs (and other information received from the layer above, such as
  QOS) into Pip Addresses.

  The Pip ID can serve as the lowest level of a Pip Address.  While
  this "bends the principal" of separating Pip Addressing from Pip
  Identification, it greatly simplifies dynamic host address
  assignment.  The Pip ID also serves as a multicast ID.  Unless
  otherwise stated, the term "Pip Address" refers to just the part in
  the Routing Directive (that is, excludes the Pip ID).

  Pip Addresses are provider-rooted (as opposed to geographical).  That
  is, the top-level of a Pip Address indicates a network service
  provider (even when the service provided is not Pip).  (A
  justification of using provider-rooted rather than geographical
  addresses is given in [12].)

  Thus, the basic form of a Pip address is:

        providerPart,subscriberPart

  where both the providerPart and subscriberPart can have multiple
  layers of hierarchy internally.

  A subscriber may be attached to multiple providers.  In this case, a
  host can end up with multiple Pip Addresses by virtue of having
  multiple providerParts:

        providerPart1,subscriberPart
        providerPart2,subscriberPart
        providerPart3,subscriberPart

  This applies to the case where the subscriber network spans many
  different provider areas, for instance, a global corporate network.
  In this case, some hosts in the global corporate network will have
  certain providerParts, and other hosts will have others.  The
  subscriberPart should be assigned such that routing can successfully
  take place without a providerPart in the destination Pip Address of
  the Pip Routing Directive (see section 8.2).




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  Note that, while there are three providerParts shown, there is only
  one subscriberPart.  Internal subscriber numbering should be
  independent of the providerPart.  Indeed, with the Pip architecture,
  it is possible to address internal packets without including any of
  the providerPart of the address.

  Top-level Pip numbers can be assigned to subscriber networks as well
  as to providers.

        privatePart,subscriberPart

  In this case, however, the top-level number (privatePart) would not
  be advertised globally.  The purpose of such an assignment is to give
  a private network "ownership" of a globally unique Pip Address space.
  Note that the privatePart is assigned as an extended FTIF (that is,
  from numbers greater than 2^15).  Because the privatePart is not
  advertised globally, and because internal packets do not need the
  prefix (above the subscriberPart), the privatePart actually never
  appears in a Pip packet header.

  Pip Addresses can be prepended with a route fragment.  That is, one
  or more Pip numbers that are all at the top of the hierarchy.

        longDistanceProvider.localAccessProvider.subscriber
            (top-level)          (top-level)     (next level)

  This is useful, for instance, when the subscriber's directly attached
  provider is a "local access" provider, and is not advertised
  globally.  In this case, the "long distance" provider is prepended to
  the address even though the local access provider number is enough to
  provide global uniqueness.

  Note that no coordination is required between the long distance and
  local access providers to form this address.  The subscriber with a
  prefix assigned to it by the local access provider can autonomously
  form and use this address.  It is only necessary that the long
  distance provider know how to route to the local access provider.

4.1.1  Assignment of (Hierarchical) Pip Addresses

  Administratively, Pip Addresses are assigned as follows [3].  There
  is a root Pip Address assignment authority.  Likely choices for this
  are IANA or ISOC.  The root authority assigns top-level Pip Address
  numbers.  (A "Pip Address number" is the number at a single level of
  the Pip Address hierarchy.  A Pip Address prefix is a series of
  contiguous Pip Address numbers, starting at the top level but not
  including the entire Pip Address.  Thus, the top-level prefix is the
  same thing as the top-level number.)



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  Though by-and-large, and most importantly, top-level assignments are
  made to providers, each country is given an assignment, each existing
  address space (such as E.164, X.121, IP, etc.) is given an
  assignment, and private networks can be given assignments.  Thus,
  existing addresses can be grandfathered in.  Even if the top-level
  Pip address number is an administrative rather than topological
  assignment, the routing algorithm still advertises providers at the
  top (provider) level of routing.  That is, routing will advertise
  enough levels of hierarchy that providers know how to route to each
  other.

  There must be some means of validating top-level number requests from
  providers (basically, those numbers less than 2^15).  That is, top-
  level assignments must be made only to true providers.  While
  designing the best way to do this is outside the scope of this
  document, it seems off hand that a reasonable approach is to charge
  for the top-level prefixes.  The charge should be enough to
  discourage non-serious requests for prefixes, but not so much that it
  becomes an inhibitor to entry in the market.  The charge might
  include a yearly "rent", and top-level prefixes could be reclaimed
  when they are no longer used by the provider.  Any profit made from
  this activity could be used to support the overall role of number
  assignment.  Since roughly 32,000 top-level assignments can be made
  before having to increase the FTIF size in the Pip header from 16
  bits to 32 bits, it is envisioned that top-level prefixes will not be
  viewed as a scarce resource.

  After a provider obtains a top-level prefix, it becomes an assignment
  authority with respect to that particular prefix.  The provider has
  complete control over assignments at the next level down (the level
  below the top-level).  The provider may either assign top-level minus
  one prefixes to subscribers, or preferably use that level to provide
  hierarchy within the provider's network (for instance, in the case
  where the provider has so many subscribers that keeping routing
  information on all of them creates a scaling problem).  It is
  envisioned that the subscriber will have complete control over number
  assignments made at levels below that of the prefix assigned it by
  the provider.

  Assigning top level prefixes directly to providers leaves the number
  of top-level assignments open-ended, resulting in the possibility of
  scaling problems at the top level.  While it is expected that the
  number of providers will remain relatively small (say less than 10000
  globally), this can't be guaranteed.  If there are more providers
  than top-level routing can handle, it is likely that many of these
  providers will be "local access" providers--providers whose role is
  to give a subscriber access to multiple "long-distance" providers.
  In this case, the local access providers need not appear at the top



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  level of routing, thus mitigating the scaling problem at that level.

  In the worst case, if there are too many top-level "long-distance"
  providers for top-level routing to handle, a layer of hierarchy above
  the top-level can be created.  This layer should probably conform to
  some policy criteria (as opposed to a geographical criteria).  For
  instance, backbones with similar access restrictions or type-of-
  service can be hierarchically clustered.  Clustering according to
  policy criteria rather than geographical allows the choice of address
  to remain an effective policy routing mechanism.  Of course, adding a
  layer of hierarchy to the top requires that all systems, over time,
  obtain a new providerPart prefix.  Since Pip has automatic prefix
  assignment, and since DNS hides addresses from users, this is not a
  debilitating problem.

4.1.2  Host Addressing

  Hosts can have multiple Pip Addresses.  Since Pip Addresses are
  topologically significant, a host has multiple Pip Addresses because
  it exists in multiple places topologically.  For instance, a host can
  have multiple Pip addresses because it can be reached via multiple
  providers, or because it has multiple physical interfaces.  The
  address used to reach the host influences the path to the host.

  Locally, Pip Addressing is similar to IP Addressing.  That is, Pip
  prefixes are assigned to subnetworks (where the term subnetwork here
  is meant in the OSI sense.  That is, it denotes a network operating
  at a lower layer than the Pip layer, for instance, a LAN).  Thus, it
  is not necessary to advertise individual hosts in routing updates--
  routers only need to advertise and store routes to subnetworks.

  Unlike IP, however, a single subnetwork can have multiple prefixes.
  (Strictly speaking, in IP a single subnetwork can have multiple
  prefixes, but a host may not be able to recognize that it can reach
  another host on the same subnetwork but with a different prefix
  without going through a router.)

  There are two styles of local Pip Addressing--one where the Pip
  Address denotes the host, and another where the Pip Address denotes
  only the destination subnetwork.  The latter style is called ID-
  tailed Pip Addressing.  With ID-tailed Pip Addresses, the Pip ID is
  used by the last router to forward the packet to the host.  It is
  expected that ID-tailed Pip Addressing is the most common, because it
  greatly eases address administration.

  (Note that the Pip Routing Directive can be used to route a Pip
  packet internal to a host.  For instance, the RD can be used to
  direct a packet to a device in a host, or even a certain memory



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  location.  The use of the RD for this purpose is not part of this
  near-term Pip architecture.  We note, however, that this use of the
  RD could be locally done without effecting any other Pip systems.)

  When a router receives a Pip packet and determines that the packet is
  destined for a host on one of its' attached subnetworks (by examining
  the appropriate FTIF), it then examines the destination Pip ID (which
  is in a fixed position) and forwards based on that.  If it does not
  know the subnetwork address of the host, then it ARPs, using the Pip
  ID as the "address" in the ARP query.

4.2  CBT Style Multicast Addresses

  When bits 1 and 0 of the RC defined by RC Contents = 1 are set to 10,
  the FTIF and Dest ID indicate CBT (Core Based Tree) style multicast.
  The remainder of the bits are defined as follows:


     bits       meaning
     ----       -------
     0,1        CBT Multicast (= 10)
     2,3        level
     4,5        metalevel
     6          exit routing type
     7          on-tree bit
     8,9        scoping


  With CBT (Core-based Tree) multicast, there is a single multicast
  tree connecting the members (recipients) of the multicast group (as
  opposed to Class-D style multicast, where there is a tree per
  source).  The tree emanates from a single "core" router.  To transmit
  to the group, a packet is routed to the core using unicast routing.
  Once the packet reaches a router on the tree, it is multicast using a
  group ID.

  Thus, the FTIF Chain for CBT multicast contains the (Unicast)
  Hierarchical Pip Address of the core router. The Dest ID field
  contains the group ID.

  A Pip CBT packet, then, has two phases of forwarding, a unicast phase
  and a multicast phase.  The "on-tree" bit of the RC indicates which
  phase the packet is in.  While in the unicast phase, the on-tree bit
  is set to 0, and the packet is forwarded similarly to Pip Addresses.
  During this phase, the scoping bits are ignored.






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  Once the packet reaches the multicast tree, it switches to multicast
  routing by changing the on-tree bit to 1 and using the Dest ID group
  address for forwarding.  During this phase, bits 2-6 are ignored.

4.3  Class D Style Multicast Addresses

  When bits 1 and 0 of the RC defined by RC Contents = 1 are set to 01,
  the FTIF and Dest ID indicate Class D style multicast.  The remainder
  of the RC is defined as:


     bits       meaning
     ----       -------
     0,1        Class D Style Multicast (= 01)
     2-5        Scoping


  By "class D" style multicast, we mean multicast using the algorithms
  developed for use with Class D addresses in IP (class D addresses are
  not used per se).  This style of routing uses both source and
  destination information to route the packet (source host address and
  destination multicast group).

  For Pip, the FTIF Chain holds the source Pip Address, in order of
  most significant hierarchy level first.  The reason for putting the
  source Pip Address rather than the Source ID in the FTIF Chain is
  that use of the source Pip Address allows the multicast routing to
  take advantage of the hierarchical source address, as is being done
  with IP.  The Dest ID field holds the multicast group.  The Routing
  Context indicates Class-D style multicast.  All routers must first
  look at the FTIF Chain and Dest ID field to route the packet on the
  tree.

  Bits 2 through 5 of the RC are the scoping bits.

4.4  Anycast Addressing

  When bits 1 and 0 of the RC defined by RC Contents = 1 are set to 11,
  the FTIF and Dest ID indicate Anycast addressing.  The remainder of
  the RC is defined as:











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     bits       meaning
     ----       -------
     0,1        Anycast Address (= 11)
     2,3        level
     4,5        metalevel
     6          exit routing type
     7          anycast active
     8,9        scoping


  With anycast routing, the packet is unicast, but to the nearest of a
  group of destinations.  This type of routing is used by Pip for
  autoconfiguration.  Other applications, such as discovery protocols,
  may also use anycast routing.

  Like CBT, Pip anycast has two phases of operation, in this case the
  unicast phase and the anycast phase.  The unicast phase is for the
  purpose of getting the packet into a certain vicinity.  The anycast
  phase is to forward the packet to the nearest of a group of
  destinations in that vicinity.

  Thus, the RC has both unicast and anycast information in it.  During
  the unicast phase, the anycast active bit is set to 0, and the packet
  is forwarded according to the rules of Pip Addressing.  The scoping
  bits are ignored.

  The switch from the unicast phase to the anycast phase is triggered
  by the presence of an FTIF of value 1 in the FTIF Chain.  When this
  FTIF is reached, the anycast active bit is set to 1, the scoping bits
  take effect, and bits 2 through 6 are ignored.  When in the anycast
  phase, forwarding is based on the Dest ID field.

5.  Pip IDs

  The Pip ID is 64-bits in length [4].

  The basic role of the Pip ID is to identify the source and
  destination host of a Pip Packet.  (The other role of the Pip ID is
  for allowing a router to find the destination host on the destination
  subnetwork.)

  This having been said, it is possible for the Pip ID to ultimately
  identify something in addition to the host.  For instance, the Pip ID
  could identify a user or a process.  For this to work, however, the
  Pip ID has to be bound to the host, so that as far as the Pip layer
  is concerned, the ID is that of the host.  Any additional use of the
  Pip ID is outside the scope of this Pip architecture.




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  The Pip ID is treated as flat.  When a host receives a Pip packet, it
  compares the destination Pip ID in the Pip header with its' own.  If
  there is a complete match, then the packet has reached the correct
  destination, and is sent to the higher layer protocol.  If there is
  not a complete match, then the packet is discarded, and a PCMP
  Invalid Address packet is returned to the originator of the packet
  [7].

  It is something of an open issue as to whether or not Pip IDs should
  contain significant organizational hierarchy information.  Such
  information could be used for inverse DNS lookups and allowing a Pip
  packet to be associated with an organization.  (Note that the use of
  the Pip ID alone for this purpose can be easily spoofed.  By cross
  checking the Pip ID with the Pip Address prefix, spoofing is harder-
  -as hard as it is with IP--but still easy.  Section 14.2 discusses
  methods for making spoofing harder still, without requiring
  encryption.)

  However, relying on organizational information in the Pip header
  generally complicates ID assignment.  This complication has several
  ramifications.  It makes host autoconfiguration of hosts harder,
  because hosts then have to obtain an assignment from some database
  somewhere (versus creating one locally from an IEEE 802 address, for
  instance).  It means that a host has to get a new assignment if it
  changes organizations.  It is not clear what the ramifications of
  this might be in the case of a mobile host moving through different
  organizations.

  Because of these difficulties, the use of flat Pip IDs is currently
  favored.

  Blocks of Pip ID numbers have been reserved for existing numbering
  spaces, such as IP, IEEE 802, and E.164.  Pip ID numbers have been
  assigned for such special purposes such as "any host", "any router",
  "all hosts on a subnetwork", "all routers on a subnetwork", and so
  on.  Finally, 32-bit blocks of Pip ID numbers have been reserved for
  each country, according to ISO 3166 country code assignments.

6.  Use of DNS

  The Pip near-term architecture uses DNS in roughly the same style
  that it is currently used.  In particular, the Pip architecture
  maintains the two fundamental DNS characteristics of 1) information
  stored in DNS does not change often, and 2) the information returned
  by DNS is independent of who requested it.

  While the fundamental use of DNS remains roughly the same, Pip's use
  of DNS differs from IP's use by degrees.  First, Pip relies on DNS to



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  hold more types of information than IP [1].  Second, Pip Addresses in
  DNS are expected to change more often than IP addresses, due to
  reassignment of Pip Address prefixes (the providerPart).  To still
  allow aggressive caching of DNS records in the face of more quickly
  changing addressing, Pip has a mechanism of indicating to hosts when
  an address is no longer assigned.  This triggers an authoritative
  query, which overrides DNS caches.  The mechanism consists of PCMP
  Packet Not Delivered messages that indicate explicitly that the Pip
  Address is invalid.

  In what follows, we first discuss the information contained in DNS,
  and then discuss authoritative queries.

6.1  Information Held by DNS

  The information contained in DNS for the Pip architecture is:

  1.  The Pip ID.

  2.  Multiple Pip Addresses

  3.  The destination's mobile host address servers.

  4.  The Public Data Network (PDN) addresses through which the
      destination can be reached.

  5.  The Pip/IP Translators through which the destination (if the
      destination is IP-only) can be reached.

  6.  Information about the providers represented by the destination's
      Pip addresses.  This information includes provider name, the type
      of provider network (such as SMDS, ATM, or SIP), and access
      restrictions on the provider's network.

  The Pip ID and Addresses are the basic units of information required
  for carriage of a Pip packet.

  The mobile host address server tells where to send queries for the
  current address of a mobile Pip host. Note that usually the current
  address of the mobile host is conveyed by the mobile host itself,
  thus a mobile host server query is not usually required.

  The PDN address is used by the entry router of a PDN to learn the PDN
  address of the next hop router.  The entry router obtains the PDN
  address via an option in the Pip packet.  If there are multiple PDNs
  associated with a given Pip Address, then there can be multiple PDN
  addresses carried in the option.  Note that the option is not sent on
  every packet, and that only the PDN entry router need examine the



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  option.

  The Pip/IP translator information is used to know how to translate an
  IP address into a Pip Address so that the packet can be carried
  across the Pip infrastructure.  If the originating host is IP, then
  the first IP/Pip translator reached by the IP packet must query DNS
  for this information.

  The information about the destination's providers is used to help the
  "source" (either the source host or a Pip Header Server near the
  source host) format an appropriate Pip header with regards to
  choosing a Pip Address [14].  The choice of one of multiple Pip
  Addresses is essentially a policy routing choice.

  More detailed descriptions of the use of the information carried in
  DNS is contained in the relevant sections.

6.2 Authoritative Queries in DNS

  In general, Pip treats addresses as more dynamic entities than does
  IP.  One example of this is how Pip Address prefixes change when a
  subscriber network attaches to a new provider.  Pip also carries more
  information in DNS, any of which can change for various reasons.
  Thus, the information in DNS is more dynamic with Pip than with IP.

  Because of the increased reliance on DNS, there is a danger of
  increasing the load on DNS.  This would be particularly true if the
  means of increasing DNS' dynamicity is by shortening the cache
  holding time by decreasing the DNS Time-to-Live (TTL).  To counteract
  this trend, Pip provides explicit network layer (Pip layer) feedback
  on the correctness of address information.  This allows Pip hosts to
  selectively over-ride cached DNS information by making an
  authoritative query.  Through this mechanism, we actually hope to
  increase the cache holding time of DNS, thus improving DNS' scaling
  characteristics overall.

  The network layer feedback is in the form of a type of PCMP Packet
  Not Delivered (PDN) message that indicates that the address used is
  known to be out-of-date.  Routers can be configured with this
  information, or it can be provided through the routing algorithm
  (when an address is decommissioned, the routing algorithm can
  indicate that this is the reason that it has become unreachable, as
  opposed to becoming "temporarily" unreachable through equipment
  failure).

  Pip hosts consider destination addresses to be in one of four states:





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  1.  Unknown, but assumed to be valid.

  2.  Reachable (and therefore valid).

  3.  Unreachable and known to be invalid.

  4.  Unreachable, but weakly assumed to be valid.

  The first state exists before a host has attempted communication with
  another host.  In this state, the host queries DNS as normal (that
  is, does not make an authoritative query).

  The second state is reached when a host has successfully communicated
  with another host.  Once a host has reached this state, it can stay
  in it for an arbitrarily long time, including after the DNS TTL has
  expired.  When in this state, there is no need to query DNS.

  A host enters the third state after a failed attempt at communicating
  with another host where the PCMP PND message indicates explicitly
  that the address is known to be invalid.  In this case, the host
  makes an authoritative query to DNS whether or not the TTL has
  expired.  It is this case that allows lengthy caching of DNS
  information while still allowing addresses to be reassigned
  frequently.

  A host enters the fourth state after a failed attempt at
  communicating with another host, but where the address is not
  explicitly known to be invalid.  In this state, the host weakly
  assumes that the address of the destination is still valid, and so
  can requery DNS with a normal (non-authoritative) query.

7.  Type-of-Service (TOS) (or lack thereof)

  One year ago it probably would have been adequate to define a handful
  (4 or 5) of priority levels to drive a simple priority FIFO queue.
  With the advent of real-time services over the Internet, however,
  this is no longer sufficient.  Real-time traffic cannot be handled on
  the same footing as non-real-time.  In particular, real-time traffic
  must be subject to access control so that excess real-time traffic
  does not swamp a link (to the detriment of other real-time and non-
  real-time traffic alike).

  Given that a consensus solution to real- and non-real-time traffic
  management in the internet does not exist, this version of the Pip
  near-term architecture does not specify any classes of service (and
  related queueing mechanisms).  It is expected that Pip will define
  classes of service (primarily for use in the Handling Directive) as
  solutions become available.



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8.  Routing on (Hierarchical) Pip Addresses

  Pip forwarding in a single router is done based on one or a small
  number of FTIFs.  What this means with respect to hierarchical Pip
  Addresses is that a Pip router is able to forward a packet based on
  examining only part of the Pip Address--often a single level.

  One advantage to encoding each level of the Pip Address separately is
  that it makes handling of addresses, for instance address assignment
  or managing multiple addresses, easier.  Another advantage is address
  lookup speed--the entire address does not have to be examined to
  forward a packet (as is necessary, for instance, with traditional
  hierarchical address encoding).  The cost of this, however, is
  additional complexity in keeping track of the active hierarchical
  level in the Pip header.

  Since Pip Addresses allow reuse of numbers at each level of the
  hierarchy, it is necessary for a Pip router to know which level of
  the hierarchy it is acting at when it retrieves an FTIF.  This is
  done in part with a hierarchy level indicator in the Routing Context
  (RC) field.  RC level is numbered from the top of the hierarchy down.
  Therefore, the top of the hierarchy is RC level = 0, the next level
  down is RC level = 1, and so on.

  The RC level alone, however, is not adequate to keep track of the
  appropriate level in all cases.  This is because different parts of
  the hierarchy may have different numbers of levels, and elements of
  the hierarchy (such as a domain or an area) may exist in multiple
  parts of the hierarchy.  Thus, a hierarchy element can be, say, level
  3 under one of its parents and level 2 under another.

  To resolve this ambiguity, the topological hierarchy is superimposed
  with another set of levels--metalevels [11].  A metalevel boundary
  exists wherever a hierarchy element has multiple parents with
  different numbers of levels, or may with reasonable probability have
  multiple parents with different numbers of levels in the future.

  Thus, a metalevel boundary exists between a subscriber network and
  its provider.  (Note that in general the metalevel represents a
  significant administrative boundary between two levels of the
  topological hierarchy.  It is because of this administrative boundary
  that the child is likely to have multiple parents.) Lower metalevels
  may exist, but usually will not.

  The RC, then, contains a level and a metalevel indicator.  The level
  indicates the number of levels from the top of the next higher
  metalevel.  The top of the global hierarchy is metalevel 0, level 0.
  The next level down (for instance, the level that provides a level of



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  hierarchy within a provider) is metalevel 0, level 1.  The first
  level of hierarchy under a provider is metalevel 1, level 0, and so
  on.

  To determine the RC level and RC metalevel in a transmitted Pip
  packet, a host (or Pip Header Server) must know where the metalevels
  are in its own Pip Addresses.

  The host compares its source Pip Address with the destination Pip
  Address.  The highest Pip Address component that is different between
  the two addresses determines the level and metalevel.  (No levels
  higher than this level need be encoded in the Routing Directive.)

  Neighbor routers are configured to know if there is a level or
  metalevel boundary between them, so that they can modify the RC level
  and RC metalevel in a transmitted packet appropriately.

8.1  Exiting a Private Domain

  The near-term Pip Architecture provides two methods of exit routing,
  that is, routing inter-domain Pip packets from a source host to a
  network service provider of a private domain [12,15].  In the first
  method, called transit-driven exit routing, the source host leaves
  the choice of provider to the routers.  In the second method, called
  host-driven exit routing, the source host explicitly chooses the
  provider.  In either method, it is possible to prevent internal
  routers from having to carry external routing information.  The exit
  routing bit of the RC indicates which type of exit routing is in
  effect.

  With host-driven exit routing, it is possible for the host to choose
  a provider through which the destination cannot be reached.  In this
  case, the host receives the appropriate PCMP Packet Not Delivered
  message, and may either fallback on transit-driven exit routing or
  choose a different provider.

  When using transit-driven exit routing, there are two modes of
  operation.  The first, called destination-oriented, is used when the
  routers internal to a domain have external routing information, and
  the host has only one provider prefix.  The second, called provider-
  oriented, is used when the routers internal to a domain do not have
  any external routing information or when the host has multiple
  provider prefixes.  (With IP, this case is called default routing.
  In the case of IP, however, default routing does not allow an
  intelligent choice of multiple exit points.)

  With provider-oriented exit routing, the host arbitrarily chooses a
  source Pip Address (and therefore, a provider).  (Note that if the



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  Pip Header Server is tracking inter-domain routing, then it chooses
  the appropriate provider.) If the host chooses the wrong provider,
  then the border router will redirect the host to the correct provider
  with a PCMP Provider Redirect message.

8.2  Intra-domain Networking

  With intra-domain networking (where both source and destination are
  in the private network), there are two scenarios of concern.  In the
  first, the destination address shares a providerPart with the source
  address, and so the destination is known to be intra-domain even
  before a packet is sent.  In the second, the destination address does
  not share a providerPart with the source address, and so the source
  host doesn't know that the destination is reachable intra-domain.
  Note that the first case is the most common, because the private
  top-level number assignment acts as the common prefix even though it
  isn't advertised globally (see section 4.1).

  In the first case, the Pip Addresses in the Routing Directive need
  not contain the providerPart.  Rather, it contains only the address
  part below the metalevel boundary.  (A Pip Address in an FTIF Chain
  always starts at a metalevel boundary).

  For instance, if the source Pip Address is 1.2.3,4.5.6 and the
  destination Pip Address is 1.2.3,4.7.8, then only 4.7.8 need be
  included for the destination address in the Routing Directive.  (The
  comma "," in the address indicates the metalevel boundary between
  providerPart and subscriberPart.) The metalevel and level are set
  accordingly.

  In the second case, it is desirable to use the Pip Header Server to
  determine if the destination is intra-domain or inter-domain.  The
  Pip Header Server can do this by monitoring intra-domain routing.
  (This is done by having the Pip Header Server run the intra-domain
  routing algorithm, but not advertise any destinations.) Thus, the Pip
  Header Server can determine if the providerPart can be eliminated
  from the address, as described in the last paragraph, or cannot and
  must conform to the rules of exit routing as described in the
  previous section.

  If the Pip Header Server does not monitor intra-domain routing,
  however, then the following actions occur.  In the case of host-
  driven exit routing, the packet will be routed to the stated
  provider, and an external path will be used to reach an internal
  destination.  (The moral here is to not use host-driven exit routing
  unless the Pip Header Server is privy to routing information, both
  internal and external.)




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  In the case of transit-driven exit routing, the packet sent by the
  host will eventually reach a router that knows that the destination
  is intra-domain.  This router will forward the packet towards the
  destination, and at the same time send a PCMP Reformat Transit Part
  message to the host.  This message tells the host how much of the Pip
  Address is needed to route the packet.

9.  Pip Header Server

  Two new components of the Pip Architecture are the Pip/IP Translator
  and the Pip Header Server.  The Pip/IP Translator is only used for
  transition from IP to Pip, and otherwise would not be necessary.  The
  Pip Header Server, however, is a new architectural component.

  The purpose of the Pip Header Server is to form a Pip Header.  It is
  useful to form the Pip header in a separate box because 1) in the
  future (as policy routing matures, for instance), significant amounts
  of information may be needed to form the Pip header--too much
  information to distribute to all hosts, and 2) it won't be possible
  to evolve all hosts at the same time, so the existence of a separate
  box that can spoon-feed Pip headers to old hosts is necessary.  (It
  is impossible to guarantee that no modification of Pip hosts is
  necessary for any potential evolution, but being able to form the
  header in a server, and hand it to an outdated host, is a large step
  in the right direction.)

  (Note that policy routing architectures commonly if not universally
  require the use of some kind of "route server" for calculating policy
  routes.  The Pip Header Server is, among other things, just this
  server.  Thus, the Pip Header Server does not so much result from the
  fact that Pip itself is more complex than IP or other "IPv7"
  proposals.  Rather, the Pip Header Server reflects the fact that the
  Pip Architecture has more functionality than ROAD architectures
  supported by the simpler proposals.)

  We note that for the near-term architecture hosts themselves will
  by-and-large have the capability of forming Pip headers.  The
  exception to this will be the case where the Pip Header Server wishes
  to monitor inter-domain routing to enhance provider selection.  Thus,
  the Pip Header Server role will be largely limited to evolution (see
  section 16).

9.1  Forming Pip Headers

  Forming a Pip header is more complex than forming an IP header
  because there are many more choices to make.  At a minimum, one of
  multiple Pip Addresses (both source and destination) must be chosen
  [14].  In the near future, it will also be necessary to choose a TOS.



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  After DNS information about the destination has been received, the
  the following information is available to the Pip header formation
  function.

  1.  From DNS: The destination's providers (either directly connected
      or nearby enough to justify making a policy decision about), and
      the names, types, and access restrictions of those providers.

  2.  From the source host: The application type (and thus, the desired
      service), and the user access restriction classes.

  3.  From local configuration: The source's providers, and the names,
      types, and access restrictions of those providers.

  4.  Optionally from inter-domain routing: The routes chosen by
      inter-domain to all top level providers.  (Note that inter-domain
      routing in the Pip near-term architecture is path-vector.
      Because of this, the Pip Header Server does not obtain enough
      information from inter-domain routing to form a policy route.
      When the technology to do this matures, it can be installed into
      Pip Header Servers.)

      The inter-domain routing information is optional.  If it is used,
      then probably a Pip Header Server is necessary, to limit this
      information to a small number of systems.

  There may also be arbitrary policy information available to the Pip
  header formation function.  This architecture does not specify any
  such information.

  The Pip header formation function then goes through a process of
  forming an ordered list of source/destination Pip Addresses to use.
  The ordering is based on knowledge of the application service
  requirements, the service provided by the source providers, guesses
  or learned information about the service provided by the destination
  providers or by source/destination provider pairs, and the cost of
  using source providers to reach destination providers.  It is assumed
  that the sophistication of forming the ordered list will grow as
  experienced is gained with internet commercialization and real-time
  services.

  The Pip Header formation function then returns the ordered pairs of
  source and destination addresses to the source host in the PHP
  response message, along with an indication of what kind of exit
  routing to use with each pair.  Any additional information, such as
  PDN Address, is also returned.  With this information, the source
  host can now establish communications and properly respond to PCMP
  messages.  Based on information received from PCMP messages,



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  particularly PCMP Packet Not Delivered messages but also Mobile Host
  messages, the host is able to choose appropriately from the ordered
  list.

  Note that if Pip evolves to the point where the Transit Part of the
  Pip header is no longer compatible with the current Transit Part, and
  the querying host has not been updated to understand the new Transit
  Part, then the PHP response message contains a bit map of the Transit
  Part.  The host puts this bit map into the Transit Part of the
  transmitted Pip header even though it does not understand the
  semantics of the Transit Part.  The Host Version field indicates to
  the Pip Header Server what kinds of transit parts the host can
  understand.

9.2  Pip Header Protocol (PHP)

  The Pip Header Protocol (PHP) is a simple query/response protocol
  used to exchange information between the Pip host and the Pip Header
  Server [6].  In the query, the Pip host includes (among other things)
  the domain name of the destination it wishes to send Pip packets to.
  (Thus, the PHP query serves as a substitute for the DNS query.)

  The PHP query also contains 1) User Access Restriction Classes, 2)
  Application Types, and 3) host version.  The host version tells the
  Pip Header Server what features are installed in the host.  Thus, the
  Pip Header Server is able to determine if the host can format its own
  Pip header based on DNS information, or whether the Pip Header Server
  needs to do it on behalf of the host.  In the future, the PHP query
  will also contain desired TOS (possibly in lieu of Application Type).
  (Note that this information could come from the application.  Thus,
  the application interface to PHP (the equivalent of gethostbyname())
  must pass this information.)

9.3  Application Interface

  In order for a Pip host to generate the information required in the
  PHP query, there must be a way for the application to convey the
  information to the PHP software.  The host architecture for doing
  this is as follows.

  A local "Pip Header Client" (the source host analog to the Pip Header
  Server) is called by the application (instead of the current
  gethostbyname()).  The application provides the Pip Header Client
  with either the destination host domain name or the destination host
  Pip ID, and other pertinent information such as user access
  restriction class and TOS.  The Pip Header Client, if it doesn't have
  the information cached locally, queries the Pip Header Server and
  receives an answer.  (Remember that the Pip Header Server can be co-



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  resident with the host.)

  Once the Pip Header Client has determined what the Pip header(s) are,
  it assigns a local handle to the headers, returns the handle to the
  application, and configures the Pip packet processing engine with the
  handle and related Pip Headers.  The application then issues packets
  to the Pip layer (via intervening layers such as transport) using the
  local handle.

10.  Routing Algorithms in Pip

  This section discusses the routing algorithm for use with
  (hierarchical) Pip Addresses.

  The architecture for operating routing algorithms in Pip reflects the
  clean partitioning of routing contexts in the Pip header.  Thus,
  routing in the Pip architecture is nicely modularized.

  Within the Hierarchical Pip Address, there are multiple hierarchical
  levels.  Wherever two routers connect, or two levels interface
  (either in a single router or between routers), two decisions must be
  made:  1) what information should be exchanged (that is, what of one
  side's routing table should be propagated to the other side), and 2)
  what routing algorithm should be used to exchange the information?
  The first decision is discussed in section 10.1 below (Routing
  Information Filtering).  The latter decision is discussed here.

  Conceptually, and to a large extent in practice, the routing
  algorithms at each level are cleanly partitioned.  This partition is
  much like the partition between "egp" and "igp" level routing in IP,
  but with Pip it exists at each level of the hierarchy.

  At the top-level of the Pip Address hierarchy, a path-vector routing
  algorithm is used.  Path-vector is more appropriate at the top level
  than link-state because path-vector does not require agreement
  between top-level entities (providers) on metrics in order to be
  loop-free.  (Agreement between the providers is likely to result in
  better paths, but the Pip Architecture does not assume such
  agreement.)

  The top-level path-vector routing algorithm is based on IDRP, but
  enhanced to handle Pip addresses and Pip idiosyncrasies such as the
  Routing Context.  At any level below the top level, it is a local
  decision as to what routing algorithm technology to run.  However,
  the path-vector routing algorithm is generalized so that it can run
  at multiple levels of the Pip Address hierarchy.  Thus, a lower level
  domain can choose to take advantage of the path-vector algorithm, or
  run another, such as a link-state algorithm.  The modified version of



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  IDRP is called MLPV [10], for Multi-Level Path-Vector (pronounced
  "milpiv").

  Normally, information is exchanged between two separate routing
  algorithms by virtue of the two algorithms co-existing in the same
  router.  For instance, a border router is likely to participate in an
  exchange of routing information with provider routers, and still run
  the routing algorithm of the internal routers.  If the two algorithms
  are different routing technologies (for instance, link-state versus
  distance-vector) then internal conversion translates information from
  one routing algorithm to the form of the other.

  In some cases, however, two routing algorithms that exchange
  information will exist in different routers, and will have to
  exchange information over a link.  If these two algorithms are
  different technologies, then they need a common means of exchanging
  routing information.  While strictly speaking this is a local matter,
  MLPV can also serve as the interface between two disparate routing
  algorithms.  Thus, all routers should be able to run MLPV, if for no
  other reason than to exchange information with other, perhaps
  proprietary, routing protocols.

  MLPV is designed to be extendible with regards to the type of routes
  that it calculates.  It uses the Pip Object parameter identification
  number space to identify what type of route is being advertised and
  calculated [9].  Thus, to add new types of routes (for instance, new
  types of service), it is only necessary to configure the routers to
  accept the new route type, define metrics for that type, and criteria
  for preferring one route of that type over another.

10.1  Routing Information Filtering

  Of course, the main point behind having hierarchical routing is so
  that information from one part of the hierarchy can be reduced when
  passed to another.  In general, reduction (in the form of
  aggregation) takes place when passing information from the bottom of
  the hierarchy up.  However, Pip uses tunneling and exit routing to,
  if desired, allow information from the top to be reduced when it goes
  down.

  When two routers become neighbors, they can determine what
  hierarchical levels they have in common by comparing Pip Addresses.
  For instance, if two neighbor routers have Pip Addresses 1.2.3,4 and
  1.2.8,9.14 respectively, then they share levels 0 and 1, and are
  different at levels below that.  (0 is the highest level, 1 is the
  next highest, and so on.) As a general rule, these two routers
  exchange level 0, level 1, and level 2 routing information, but not
  level 3 or lower routing information.  In other words, both routers



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  know how to route to all things at the top level (level 0), how to
  route to all level 1 things with "1" as the level 0 prefix, and how
  to route to all level 2 things with "1.2" as the level 1 prefix.

  In the absence of other instructions, two routers will by default
  exchange information about all levels from the top down to the first
  level at which they have differing Pip Addresses.  In practice,
  however, this default exchange is as likely to be followed as not.
  For instance, assume that 1.2.3,4 is a provider router, and
  1.2.8,9.14 is a subscriber router.  (Note that 1.2.8 is the prefix
  given the subscriber by the provider, thus the metalevel boundary
  indicated by the comma.) Assume also that the subscriber network is
  using destination-oriented transit-driven exit routing (see section
  8.1).  Finally, assume that router 1.2.8,9.14 is the subscriber's
  only entry point into provider 1 (other routers provide entry points
  to other providers).

  In this case, 1.2.8,9.14 does not need to know about level 2 or level
  1 areas in the provider (that is, it does not need to know about
  1.2.4..., 1.2.5..., or 1.3..., 1.4..., and so on).  Thus, 1.2.8,9.14
  should be configured to inform 1.2.3,4 that it does not need level 1
  or 2 information.

  As another example, assume still that 1.2.3,4 is a provider and
  1.2.8,9.14 is a subscriber.  However, assume now that the subscriber
  network is using host-driven exit routing.  In this case, the
  subscriber does not even need to know about level 0 information,
  because all exit routing is directed to the provider of choice, and
  having level 0 information therefore does not influence that choice.

11.  Transition

  The transition scheme for Pip has two major components, 1)
  translation, and 2) encapsulation.  Translation is required to map
  the Pip Address into the IP address and vice versa.  Encapsulation is
  used for one Pip router (or host) to exchange packets with another
  Pip router (or host) by tunneling through intermediate IP routers.

  The Pip transition scheme is basically a set of techniques that
  allows existing IP "stuff" and Pip to coexist, but within the
  limitations of IP address depletion (though not within the
  limitations of IP scaling problems).  By this I mean that an IP-only
  host can only exchange packets with other hosts in a domain where IP
  numbers are unique.  Initially this domain includes all IP hosts, but
  eventually will include only hosts within a private domain.  The IP
  "stuff" that can exist includes 1) whole IP domains, 2) individual IP
  hosts, 3) IP-oriented TCPs, and 4) IP-oriented applications.




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11.1  Justification for Pip Transition Scheme

  Note that all transition to a bigger address require translation.  It
  cannot be avoided.  The major choices one must make when deciding on
  a translation scheme are:

  1.  Will we require a contiguous infrastructure consisting of the new
      protocol, or will we allow tunneling through whatever remains of
      the existing IP infrastructure at any point in time?

  2.  Will we allow global connectivity between IP machines after IP
      addresses are no longer globally unique, or not?  (In other words,
      will we use a NAT scheme or not? [15])

  Concerning question number 1; while it is desirable to move as
  quickly as possible to a contiguous Pip (or SIP or whatever)
  infrastructure, especially for purposes of improved scaling, it is
  fantasy to think that the whole infrastructure will cut over to Pip
  quickly.  Furthermore, during the testing stages of Pip, it is highly
  desirable to be able to install Pip in any box anywhere, and by
  tunneling through IP, create a virtual Pip internet.  Thus, it seems
  that the only reasonable answer to question number 1 is to allow
  tunneling.

  Concerning question number 2; it is highly desirable to avoid using a
  NAT scheme.  A NAT (Network Address Translation) scheme is one
  whereby any two IP hosts can communicate, even though IP addresses
  are not globally unique.  This is done by dynamically mapping non-
  unique IP addresses into unique ones in order to cross the
  infrastructure.  NAT schemes have the problems of increased
  complexity to maintain the mappings, and of translating IP addresses
  that reside within application data structures (such as the PORT
  command in FTP).

  This having been said, it is conceivable that the new protocol will
  not be far enough along when IP addresses are no longer unique, and
  therefore a NAT scheme becomes necessary.  It is possible to employ a
  NAT scheme at any time in the future without making it part of the
  intended transition scheme now.  Thus, we can plan for a NATless
  transition now without preventing the potential use of NAT if it
  becomes necessary.

11.2  Architecture for Pip Transition Scheme

  The architecture for Pip Transition is that of a Pip infrastructure
  surrounded by IP-only "systems".  The IP-only "systems" surrounding
  Pip can be whole IP domains, individual IP hosts, an old TCP in an
  otherwise Pip host, or an old application running on top of a Pip-



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  smart TCP.

  The Pip infrastructure will initially get its internal connectivity
  by tunneling through IP.  Thus, any Pip box can be installed
  anywhere, and become part of the Pip infrastructure by configuration
  over a "virtual" IP.  Of course, it is desirable that Pip boxes be
  directly connected to other Pip boxes, but very early on this is the
  exception rather than the rule.

  Two neighbor Pip systems tunneling through IP simply view IP as a
  "link layer" protocol, and encapsulate Pip over IP just as they would
  encapsulate Pip over any other link layer protocol.  In particular,
  the hop-count field of Pip is not copied into the Time-to-Live field
  of IP.  There is no automatic configuration of neighbor Pip systems
  over IP.  Manual configuration (and careful "virtual topology"
  engineering) is required.  Note that ICMP messages from a IP router
  in a tunnel is not translated into a PCMP message and sent on.  ICMP
  messages are sinked at the translating router at the head of the
  tunnel.  The information learned from such ICMP messages, however,
  may be used to determine unreachability of the other end of the
  tunnel, and may there result in PCMP message on later packets.

  In the remainder of this section, we do not distinguish between a
  virtual Pip infrastructure on IP, and a pure Pip infrastructure.

  Given the model of a Pip infrastructure surrounded by IP, there are 5
  possible packet paths:

  1.  IP - IP

  2.  IP - Pip - IP

  3.  IP - Pip

  4.  Pip - IP

  5.  Pip - Pip

  The first three paths involve packets that originate at IP-only
  hosts.  In order for an IP host to talk to any other host (IP or
  not), the other host must be addressable within the context of the IP
  host's 32-bit IP address.  Initially, this "IP-unique" domain will
  include all IP hosts.  When IP addresses become no longer unique, the
  IP-unique domain will include a subset of all hosts.  At a minimum,
  this subset will include those hosts in the IP-host's private domain.
  However, it makes sense also to arrange for the set of all "public"
  hosts, basically anonymous ftp servers and mail gateways, to be in
  this subset.  In other words, a portion of IP address space should be



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  set aside to remain globally unique, even though other parts of the
  address space are being reused.

11.3  Translation between Pip and IP packets

  Paths 2 and 4 involve translation from Pip to IP.  This translation
  is straightforward, as all the information needed to create the IP
  addresses is in the Pip header.  In particular, Pip IDs have an
  encoding that allows them to contain an IP address (again, one that
  is unique within an IP-unique domain).  Whenever a packet path
  involves an IP host on either end, both hosts must have IP addresses.
  Thus, translating from Pip to IP is just a matter of extracting the
  IP addresses from the Pip IDs and forming an IP header.

  Translating from an IP header to a Pip header is more difficult,
  because the 32-bit IP address must be "translated" into a 64-bit Pip
  ID and a Pip Address.  There is no algorithm for making this
  translation.  A table mapping IP addresses (or, rather, network
  numbers) to Pip IDs and Pip Addresses is required.  Since such a
  table must potentially map every IP address, we choose to use dynamic
  discovery and caching to maintain the table.  We choose also to use
  DNS as the means of discovering the mappings.

  Thus, DNS contains records that map IP address to Pip ID and Pip
  Address.  In the case where the host represented by the DNS record is
  a Pip host (packet path 3), the Pip ID and Pip Address are those of
  the host.  In the case where the host represented by the DNS record
  is an IP-only host (packet paths 2 and 4), the Pip Address is that of
  the Pip/IP translating gateway that is used to reach the IP host.
  Thus, an IP-only domain must at least be able to return Pip
  information in its DNS records (or, the parent DNS domain must be
  able to do it on behalf of the child).

  With paths 2 and 3 (IP-Pip-IP and IP-Pip), the initial translating
  gateway (IP to Pip) makes the DNS query.  It stores the IP packet
  while waiting for the answer.  The query is an inverse address (in-
  addr) using the destination IP address.  The translating gateway can
  cache the record for an arbitrarily long period, because if the
  mapping ever becomes invalid, a PCMP Invalid Address message flushes
  the cache entry.

  In the case of path 4 (Pip-IP), however, the Pip Address of the
  translating gateway is returned directly to the source host--
  piggybacked on the DNS record that is normally returned.  Thus this
  scheme incurs only a small incremental cost over the normal DNS
  query.





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11.4  Translating between PCMP and ICMP

  The only ICMP/PCMP messages that are translated are the Destination
  Unreachable, Echo, and PTMU Exceeded messages.  The portion of the
  offending IP/Pip header that is attached to the ICMP/PCMP message is
  not translated.

11.5  Translating between IP and Pip Routing Information

  It is not necessary to pass IP routing information into the Pip
  infrastructure.  The mapping of IP address to Pip Address in DNS
  allows Pip to find the appropriate gateway to IP in the context of
  Pip addresses only.

  It is impossible to pass Pip routing information into IP routers,
  since IP routers cannot understand Pip addresses.  IP domains must
  therefore use default routing to reach IP/Pip translators.

11.6  Old TCP and Application Binaries in Pip Hosts

  A Pip host can be expected to have an old TCP above it for a long
  time to come, and a new (Pip-smart) TCP can be expected to have old
  application binaries running over it for a long time to come.  Thus,
  we must have some way of insuring that the TCP checksum is correctly
  calculated in the event that one or both ends is running Pip, and one
  or both ends has an old TCP binary.  In addition, we must arrange to
  allow applications to interface with TCP using a 32-bit "address"
  only, even though those 32 bits get locally translated into Pip
  Addresses and IDs.

  As stated above, in all cases where a Pip host is talking to an IP-
  only host, the Pip host has a 32-bit IP address. This address is
  embedded in the Pip ID such that it can be identified as an IP
  address from inspection of the Pip ID alone.

  The TCP pseudo-header is calculated using the Payload Length and
  Protocol fields, and some or all of the Source and Dest Pip IDs.  In
  the case where both Source and Dest Pip IDs are IP-based, only the
  32-bit IP address is included in the pseudo-header checksum
  calculation.  Otherwise, the full 64 bits are used.  (Note that using
  the full Payload Length and Protocol fields does not fail when old
  TCP binaries are being used, because the values for those fields must
  be within the 16-bit and 8-bit limits for TCP to correctly operate.)

  The reason for only using 32 bits of the Pip ID in the case of both
  ends using an IP address is that an old TCP will use only 32 bits of
  some number to form the pseudo-header.  If the entire 64 bits of the
  Pip ID were used, then there would be cases where no 32-bit number



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  could be used to insure that the correct checksum is calculated in
  all cases.

  Note that in the case of an old TCP on top of Pip, "Pip" (actually, a
  Pip daemon) must create a 32-bit number that can both be used to 1)
  allow the Pip layer to correctly associate a packet from the TCP
  layer with the right Pip header, and 2) cause the TCP layer to
  calculate the right checksum.  (This number is created when the
  application initiates a DNS query.  A Pip daemon intervenes in this
  request, calculates a 32 bit number that the application/TCP can use,
  and informs the Pip layer of the mapping between this 32 bit number
  and the full Pip header.)

  When the destination host is an IP only host, then this 32-bit number
  is nothing more than the IP address.  When the destination host is a
  Pip host, then this 32-bit number is some number generated by Pip to
  "fool" the old TCP into generating the right checksum.  This 32-bit
  number can normally be the same as the lower 32 bits of the Pip ID.
  However, it is possible that two or more active TCP connections is
  established to different hosts whose Pip IDs have the same lower 32
  bits.  In this case, the Pip layer must generate a different 32-bit
  number for each connection, but in such a way that the sum of the two
  16-bit components of the 32-bit numbers are the same as the sum of
  the two 16-bit components of the lower 32 bits of the Pip IDs.

  In the case where an old Application wants to open a socket using an
  IP address handed to it (by the user or hard-coded), and not using a
  domain name, then it must be assumed that this IP address is valid
  within the IP-unique domain.  To form a Pip ID out of this 32-bit
  number, the host appends the high-order 24 bits of its own Pip ID,
  plus the IP-address-identifier-byte value, to the 32-bit IP address.

11.7  Translating between Pip Capable and non-Pip Capable DNS Servers

  In addition to transitioning "Pip-layer" packets, it is necessary to
  transition DNS from non-Pip capable to Pip capable.  During
  transition there will be name servers in DNS that only understand IP
  queries and those that understand both Pip and IP queries.  This
  means there must be a mechanism for Pip resolvers to detect whether a
  name server is Pip capable, and vice versa.  Also, a name server, if
  it provides recursive service, must be able to translate Pip requests
  to IP requests.  (Pip-capable means a name server understands Pip and
  existing IP queries.  It does not necessarily mean the name server
  uses the Pip protocol to communicate.)

  New resource records have been defined to hold Pip identifiers and
  addresses, and other information [1].  These resource records must be
  queried using a new opcode in the DNS query packet header.  Existing



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  resource records can be queried using both the old and new header
  formats.  Name servers that are not Pip-capable will respond with a
  format error to queries with the new opcode.  Thus, a resolver can
  determine dynamically whether a name server is Pip-capable, by
  sending it a Pip query and noting the response.  This only need be
  done once, when querying a server for the "first" time, and the
  outcome can be cached along with the name server's address.

  Using a new opcode for making Pip queries also helps name servers
  determine whether a resolver is Pip-capable (it is not always not
  obvious from the type of query made since many queries are common to
  to IP and Pip).  Determining whether a resolver is Pip-capable is
  necessary when responding with address information that is not
  explicitly requested by the query.  An important example of this is
  when a name server makes a referral to another name server in a
  response: if the request comes from a Pip resolver, name server
  addresses will be returned as Pip identifier/address resource
  records, otherwise the addresses will be returned as IP A resource
  records.

  Those servers that are Pip-capable and provide recursive service must
  translate Pip requests to IP requests when querying an IP name
  server.  For most queries, this will just mean modifying the opcode
  value in the query header to reflect an IP query, rather than a Pip
  query.  (Most queries are identical in IP and Pip.) Other queries,
  notably the query for Pip identifier/address information, must be
  translated into its IP counterpart, namely, an IP A query.  On
  receipt of an answer from an IP name server, a Pip name server must
  translate the query header and question section back to its original,
  and format the answer appropriately.  Again, for most queries, this
  will be a trivial operation, but responses containing IP addresses,
  either as a result of an explicit query or as additional information,
  must be formatted to appear as a valid Pip response.

  Pip-capable name servers that provide recursive name service should
  also translate IP address requests into Pip identifier/address
  requests when querying a Pip-capable name server.  (A host's IP
  address can be deduced from the host's Pip identifier.) This enables
  a Pip-capable name server to cache all relevant addressing
  information about a Pip host in the first address query concerning
  the host.  Caching partial information is undesirable since the name
  server, using the current DNS caching strategy, would return only the
  cached information on a future Pip request, and IP, rather than Pip,
  would be used to communicate with the destination host.







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12.  Pip Address and ID Auto-configuration

  One goal of Pip is to make networks as easy to administer as
  possible, especially with regards to hosts.  Certain aspects of the
  Pip architecture make administration easier.  For instance, the ID
  field provides a network layer "anchor" around which address changes
  can be administered.

  This section discusses three aspects of autoconfiguration; 1)
  domain-wide Pip Address prefix assignment, 2) host Pip Address
  assignment, and 3) host Pip ID assignment.

12.1  Pip Address Prefix Administration

  A central premise behind the use of provider-rooted hierarchical
  addresses is that domain-wide address prefix assignment and re-
  assignment is straight-forward.  This section describes that process.

  Pip Address prefix administration limits required manual prefix
  configuration to DNS and border routers.  This is the minimum
  required manual configuration possible, because both border routers
  and DNS must be configured with prefix information for other reasons.
  DNS must be configured with prefix information so that it can reply
  to address queries.  DNS files are structured so that the prefix is
  administered in only one place (that is, every host record does not
  have to be changed to create a new prefix).  Border routers must be
  configured with prefix information in order to advertise exit routes
  internally.

  Note in particular that no internal (non-border) routers or hosts
  need ever be manually configured with any externally derived
  addressing information.  All internal routers that are expected to
  fall under a common provider-prefix must, however, be configured with
  a "group ID" taken from the Pip ID space.  (This group ID is not a
  multicast ID per se.  Rather, it is an identifier that allows prefix
  updates to be targetted to a specific set of routers.)

  Each border router is configured with the following information.

  1.  The type of exit routing for the domain.  This tells the border
      router whether or not it needs to advertise external routes
      internally.

  2.  The address prefix of the providers that the border is directly
      connected to.  This prefix information includes any metalevel
      boundaries above the subscriber/provider metalevel boundary
      (called simply the subscriber metalevel).




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  3.  Other information about the provider (provider name, type, user
      access restriction classes).

  4.  A list of common-provider-prefix group IDs that should receive the
      auto-configuration information. (The default is that only systems
      that share a group ID with the border router will receive the
      information.)

  This information is injected into the intra-domain routing algorithm.
  It is automatically spread to all routers indicated by the group ID
  list.  This way, the default behavior is for the information to be
  automatically constrained to the border router's "area".

  When a non-border router receives this information, it 1) records the
  route to the providers in its forwarding table, and 2) advertises the
  information to hosts in the router discovery protocol [8].  Thus
  hosts learn not only their complete address, but also information on
  how to do exit routing and on how to choose source addresses.

12.2  Host Autoconfiguration

  There are three phases of host autoconfiguration:

  1.  The host locally creates a flat unique Pip ID (probably globally
      unique but at least unique on the attached subnet).

  2.  The host learns its Pip Addresses.

  3.  The host optionally obtains a hierarchical, organizationally
      meaningful Pip ID and a domain name from a Pip ID/domain name
      assignment service.  This service updates DNS.

  Item three is optional.  If Pip ID and domain name assignment
  services are not installed, then the host must obtain its domain name
  and, if necessary, Pip ID, from static configuration.  Each of the
  three phases are described below.

12.2.1  Host Initial Pip ID Creation

  When a host boots, it can form an ID based only on local information.
  If the host has an IEEE 802 number, either from an IEEE 802 interface
  or from an internal identifier, then it can create a globally unique
  Pip ID from the IEEE 802 Pip ID type [4].  Otherwise, the host can
  create an ID from the IEEE 802 space using its subnet (link layer)
  address.  This latter ID is only guaranteed to be locally unique.






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12.2.2  Host Pip Address Assignment

  Unless a host does not wish to use ID-tailed Pip Addresses (see
  section 4.1.2), host Pip Address assignment is trivial.  (The near-
  term Pip Architecture doesn't specify a means for a host to obtain a
  non-ID-tailed Pip Address.) When a host attaches to a subnet, it
  learns the Pip Address of the attached routers through router
  discovery.

  The host simply adopts these Pip Addresses as its own.  The Pip
  Address gets a packet to the host's subnet, and the host's Pip ID is
  used to route across the subnet.  When the routers advertise new
  addresses (for instance, because of a new provider), the host adopts
  the new addresses.

12.2.3  Pip ID and Domain Name Assignment

  Once the host has obtained its Pip Addresses and an at-least-
  locally-unique Pip ID, it can exchange packets with an ID/Domain Name
  (ID/DN) assignment service.  If the host locally created a globally
  unique Pip ID (using an IEEE 802 number), and the organization it
  belongs to does not use organizationally structured Pip IDs (which
  should normally be the case) then it only needs to obtain a domain
  name.  The ID/DN assignment service is reachable at a well-known
  anycast address [4].  Thus, the host is able to start exchanging
  packets with the ID/DN assignment service without any additional
  configuration.

  If there is no ID/DN assignment service available, then the host must
  obtain it's organizational ID or DNS name in a non-automatic way.  If
  the ID/DN assignment service is down, the host must temporarily
  suffice with just a Pip ID and Address.  The host can periodically
  try to reach the ID/DN assignment service.

  The ID/DN assignment service must coordinate with DNS.  When the
  ID/DN assignment service creates a new ID or domain name to assign to
  a new host, it must know which IDs and domain names are available for
  assignment.  It must also update DNS with the new information.

  The design of this service is left for further study.











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13.  Pip Control Message Protocol (PCMP)

  The Pip analog to ICMP is PCMP [7].  The near-term Pip architecture
  defines the following PCMP messages:

  1.  Local Redirect

  2.  Packet Not Delivered

  3.  Echo

  4.  Parameter Problem

  5.  Router Discovery

  6.  PMTU Exceeded

  7.  Provider Redirect

  8.  Reformat Transit Part

  9.  Unknown Parameter

  10. Host Mobility

  11. Exit PDN Address

  The Local Redirect, Echo, and Parameter Problem PCMP messages operate
  almost identically to their ICMP counterparts.

  The Packet Not Delivered PCMP message serves the role of ICMP's
  Destination Unreachable.  The Packet Not Delivered, has two major
  differences.  First, it is more general in that it indicates the
  hierarchy level of unreachability (rather than explicit host, subnet,
  network unreachability as with IP).  Second, it indicates when an
  address is known to be invalid, thus allowing for more intelligent
  use of DNS (see section 6.2).

  The Router Discovery PCMP message operates as ICMP's, with the
  exception that a host derives its Pip Address from it.

  The PMTU Exceeded message operates as ICMP's, with the exception that
  the Pip header size of the offending Packet is also given.  This
  allows the source host transport to determine how much smaller the
  packet PMTU should be from the advertised subnet PMTU.  Note that if
  an occasional option, such as the PDN Address option, needs to be
  attached to one of many packets, and that this option makes the
  packet larger than the PMTU, then it is not necessary to modify the



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  MTU coming from transport.  Instead, that packet can be fragmented by
  the host's Pip forwarding engine.  (Pip specifies
  fragmentation/reassembly for hosts but not for routers.  The
  fragmentation information is in a Pip Option.)

  The Provider Redirect, Invalid Address, Reformat Transit Part,
  Unknown Parameter, Host Mobility, and Exit PDN Address PCMP messages
  are new.

  The Provider Redirect PCMP message is used to inform the source host
  of a preferable exit provider to use when provider-rooted, transit-
  driven exit routing is used (see section 8.1).

  The Invalid Address PCMP message is used to inform the source host
  that none of the IDs of the destination host match that of the Pip
  packet.  The purpose of this message is to allow for authoritative
  DNS requests (see section 6.2).

  The Reformat Transit Part PCMP message has both near-term Pip
  architecture functions and evolution functions.  Near-term, the
  Reformat Transit Part PCMP message is used to indicate to the source
  whether it has too few or too many layers of address in the Routing
  Directive (see section 8.2).  Long-term, the Reformat Transit Part
  PCMP message is able to arbitrarily modify the transit part
  transmitted by the host, as encoded by a bit string.

  The Unknown Parameter PCMP message is used to inform the source host
  that the router does not understand a parameter in either the
  Handling Directive, the Routing Context, or the Transit Options.  The
  purpose of this message is to assist evolution (see section 16.1).

  The Host Mobility PCMP message is sent by a host to inform another
  host (for instance, the host's Mobile Address Server) that it has a
  new address (see section 14).  The main use of this packet is for
  host mobility, though it can be used to manage any address changes,
  such as because of a new prefix assignment.

  The Exit PDN Address PCMP message is used to manage the function
  whereby the source host informs the PDN entry router of the PDN
  Address of the exit PDN system (see section 15).

  When a router needs to send a PCMP message, it sends it to the source
  Pip Address.  If the Pip header is in a tunnel, then the PCMP message
  is sent to the router that is the source of the tunnel.  Depending on
  the situation, this may result in another PCMP message from the
  source of the tunnel to the true source (for instance, if the source
  of the tunnel finds that the dest of the tunnel can't be reached, it
  may send a Packet Not Delivered to the source host).



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14.  Host Mobility

  Depending on how security conscience a host is, and what security
  mechanisms a host has available, mobility can come from Pip "for
  free".  If a host is willing to accept a packet by just looking at
  source and destination Pip ID, and if the host simply records the
  source Pip Address on any packet it receives as the appropriate
  return address to the source Pip ID, then mobility comes
  automatically.

  That is, when a mobile host gets a new Pip Address, it simply puts
  that address into the next packet it sends.  When the other host
  receives it, it records the new Pip Address, and starts sending
  return packets to that address.  The security aspect of this is that
  this type of operation leads to an easy way to spoof the (internet
  level) identity of a host.  That is, absent any other security
  mechanisms, any host can write any Pip ID into a packet.  (Cross-
  checking a source Pip ID against the source Pip Address at least
  makes spoofing of this sort as hard as with IP. This is discussed
  below.)

  The above simple host mobility mechanism does not work in the case
  where source and destination hosts obtain new Pip Addresses at the
  same time and the old Pip addresses no longer work, because neither
  is able to send its new address information directly to the other.
  Furthermore, if a host wishes to be more secure about authenticating
  the source Pip ID of a packet, then the above mechanism also is not
  satisfactory.  In what follows, the complete host mobility mechanism
  is described.

  Pip uses the Mobile Host Server and the PCMP Host Mobility message to
  manage host mobility;

  The Mobile Host Server is a non-mobile host (or router acting as a
  host) that keeps track of the active address of a mobile host.  The
  Pip ID and Address of the Mobile Host Server is configured into the
  mobile host, and in DNS.  When a host X obtains information from DNS
  about a host Y, the Pip ID and Address of host Y's Mobile Host Server
  is among the information.  (Also among the information is host Y's
  "permanent" address, if host Y has one.  If host Y is so mobile that
  it doesn't have a permanent address, then no permanent address is
  returned by DNS.  In particular, note that DNS is not intended to
  keep track of a mobile host's active address.)

  Given the destination host's (Y) permanent ID and Address, and the
  Mobile Host Server's permanent IDs and Addresses, the source host (X)
  proceedes as follows.  X tries to establish communications with Y
  using one of the permanent addresses.  If this fails (or if at any



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  time X cannot contact Y), X sends a PCMP Mobile Host message to the
  Mobile Host Server requesting the active address for Y.  (Note that X
  can determine that it cannot contact Y from receipt of a PCMP
  Destination Unreachable or a PCMP Invalid Address message.)

  The Mobile Host Server responds to X with the active Pip Addresses of
  Y.  (Of course, Y must inform its Mobile Host Server(s) of its active
  Pip Addresses when it knows them.  This also is done using the PCMP
  Mobile Host message.  Y also informs any hosts that it is actively
  communicating with, using either a regular Pip packet or with a PCMP
  Mobile Host message.  Thus, usually X does not need to contact the
  Mobile Host Server to track Y's active address.)

  If the address that X already tried is among those returned by Y,
  then the source host has the option of either 1) continuing to try
  the same Pip Address, 2) trying another of Y's Pip Addresses, 3)
  waiting and querying the Mobile Host Server again, or 4) giving up.

  If the Mobile Host Server indicates that Y has new active Pip
  Addresses, then X chooses among these in the same manner that it
  chooses among multiple permanent Pip Addresses, and tries to contact
  Y.

14.1  PCMP Mobile Host message

  There are two types of PCMP Mobile Host messages, the query and the
  response.  The query consists of the Pip ID of the host for which
  active Pip Address information is being requested.

  The response consists of a Pip ID, a sequence number, a set of Pip
  Addresses, and a signature field.  The set of Pip Addresses includes
  all currently usable addresses of the host indicated by the Pip ID.
  Thus, the PCMP Mobile Host message can be used both to indicate a
  newly obtained address, and to indicate that a previous address is no
  longer active (by that addresses' absence in the set).

  The sequence number indicates which is the most recent information.
  It is needed to deal with the case where an older PCMP Mobile Host
  response is received after a newer one.

  The signature field is a value that derives from encrypting the
  sequence number and the set of Pip Addresses.  For now, the
  encryption algorithms used, how to obtain keys, and so on are for
  further study.







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14.2  Spoofing Pip IDs

  This section discusses host mechanisms for decreasing the probability
  of Pip ID spoofing.  The mechanisms provided in this version of the
  near-term Pip architecture are no more secure than DNS itself.  It is
  hoped that mechanisms and the corresponding infrastructure needed for
  better internetwork layer security can be installed with whatever new
  IP protocol is chosen.

  After a host makes a DNS query, it knows:

  1.  The destination host's Pip ID,

  2.  The destination host's permanent Pip Addresses, and

  3.  The destination host's Mobile Host Server's Pip ID and Addresses.

  Note that the DNS query can be a normal one (based on domain name) or
  an inverse query (based on Pip ID or Pip Address, though the latter
  is more likely to succeed, since the Pip ID may be flat and therefore
  not suitable for an inverse lookup).  The inverse query is done when
  the host did not initiate the packet exchange, and therefore doesn't
  know the domain name of the remote (initiating) host.

  If the destination host is not mobile, then the source host can check
  the source Pip Address, compare it with those received from DNS, and
  reject the packet if it does not match.  This gives spoof protection
  equal to that of IP.

  If the destination host is mobile and obtains new Pip Addresses, then
  the source host can check the validity of the new Pip Address by
  sending a PCMP Mobile Host query to the Mobile Host Server learned
  from DNS.  The set of Pip Addresses learned from the Mobile Address
  Server is then used for subsequent validation.

15.  Public Data Network (PDN) Address Discovery

  One of the problems with running Pip (or any internet protocol) over
  a PDN is that of the PDN entry Pip System discovering the PDN Address
  of the appropriate PDN exit Pip System.  This problem is solved using
  ARP in small, broadcast LANs because the broadcast mechanism is
  relatively cheap.  This solution is not available in the PDN case,
  where the number of attached systems is very large, and where
  broadcast is not available (or is not cheap if it is).

  For the case where the domain of the destination host is attached to
  a PDN, the problem is nicely solved by distributing the domain's exit
  PDN Address information in DNS, and then having the source host



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  convey the exit PDN Address to the PDN entry router in a Pip option.

  The DNS of the destination host's domain contains the PDN Addresses
  for the domain.  When DNS returns a record for the destination host,
  the record associates zero or more PDN Addresses with each Pip
  Address.  There can be more than one PDN address associated with a
  given PDN, and there can be more than on PDN associated with a given
  Pip Address.  This latter case occurs when more than one hierarchical
  component of the Pip Address each represents a separate PDN.  It is
  expected that in almost all cases, there will be only one (or none)
  PDN associated with any Pip address.

  (Note that, while the returned DNS record associates the PDN
  Addresses with a single Pip Address, in general the PDN Address will
  apply to a set of Pip Addresses--those for all hosts in the domain.
  The DNS files are structured to reflect this grouping in the same way
  that a single Pip Address prefix in DNS applies to many hosts.
  Therefore, every individual host entry in the DNS files does not need
  to have separate PDN Addresses typed in with it.  This simplifies
  configuration of DNS.)

  When the source host sends the first packet to a given destination
  host, it attaches the PDN Addresses, one per PDN, to the packet in an
  option.  (Note that, because of the way that options are processed in
  Pip packets, no router other than the entry PDN router need look at
  the option.) When the entry router receives this packet, it
  determines that it is the entry router based on the result of the
  FTIF Chain lookup.

  It retrieves the PDN Address from the option, and caches it locally.
  The cache entry can later by retrieved using either the destination
  Pip ID or the destination Pip Address as the cache index.

  The entry router sends the source host a PCMP Exit PDN Address
  message indicating that it has cached the information.  If there are
  multiple exit PDN Addresses, then the source host can at this time
  inform the entry PDN router of all the PDN addresses.  The entry PDN
  router can either choose from these to setup a connection, or cache
  them to recover from the case where the existing connection breaks.

  Finally, the entry PDN router delivers the Pip packet (perhaps by
  setting up a connection) to the PDN Address indicated.

  When a PDN entry router receives a Pip packet for which it doesn't
  know the exit PDN address (and has no other means of determining it,
  such as shortcut routing), it sends a PCMP Exit PDN Address query
  message to the originating host.  This can happen if, for instance,
  routing changes and directs the packets to a new PDN entry router.



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  When the source host receives the PCMP Exit PDN Address query
  message, it transmits the PDN Addresses to the entry PDN router.

15.1  Notes on Carrying PDN Addresses in NSAPs

  The Pip use of PDN Address carriage in the option or PCP Exit PDN
  Address message solves two significant problems associated with the
  analogous use of PDN Address-based NSAPs.

  First, there is no existing agreement (standards or otherwise) that
  the existence of of a PDN Address in an NSAP address implies that the
  identified host is reachable behind the PDN Address.  Thus, upon
  receiving such an NSAP, the entry PDN router does not know for sure,
  without explicit configuration information, whether or not the PDN
  Address can be used at the lower layer.  Solution of this problem
  requires standards body agreement, perhaps be setting aside
  additional AFIs to mean "PDN Address with topological significance".

  The second, and more serious, problem is that a PDN Address in an
  NSAP does not necessarily scale well.  This is best illustrated with
  the E.164 address.  E.164 addresses can be used in many different
  network technologies--telephone network, BISDN, SMDS, Frame Relay,
  and other ATM.  When a router receives a packet with an E.164-based
  NSAP, the E.164 address is in the most significant part of the NSAP
  address (that is, contains the highest level routing information).
  Thus, without a potentially significant amount of routing table
  information, the router does not know which network to send the
  packet to.  Thus, unless E.164 addresses are assigned out in blocks
  according to provider network, it won't scale well.

  A related problem is that of how an entry PDN router knows that the
  PDN address is meant for the PDN it is attached to or some other PDN.
  With Pip, there is a one-to-one relationship between Pip Address
  prefix and PDN, so it is always known.  With NSAPs, it is not clear
  without the potentially large routing tables discussed in the
  previous paragraph.

16.  Evolution with Pip

  The fact that we call this architecture "near-term" implies that we
  expect it to evolve to other architectures.  Thus it is important
  that we have a plan to evolve to these architectures.  The Pip near-
  term architecture includes explicit mechanisms to support evolution.

  The key to evolution is being able to evolve any system at any time
  without destroying old functionality.  Depending on what the new
  functionality is, it may be immediately useful to any system that
  installs it, or it may not become useful until a significant number



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  or even a majority of systems install it.  None-the-less, it is
  necessary to be able to install it piece-wise.

  The Pip protocol itself supports evolution through the following
  mechanisms [2]:

  1.  Tunneling.  This allows more up-to-date routers to tunnel less
      up-to-date routers, thus allowing for incremental router
      evolution.  (Of course, by virtue of encapsulation, tunneling is
      always an evolution option, and indeed tunneling through IP is
      used in the Pip transition.  However, Pip's tunneling encoding is
      efficient because it doesn't duplicate header information.)

      The only use for Pip tunneling in the Pip near-term architecture
      is to route packets through the internal routers of a transit
      domain when the internal routers have no external routing
      information.  It is assumed that enhancements to the Pip
      Architecture that require tunneling will have their own means of
      indicating when forming a tunnel is necessary.

  2.  Host independence from routing information.  Since a host can
      receive packets without understanding the routing content of the
      packet, routers can evolve without necessarily requiring hosts to
      evolve at the same pace.

      In order to allow hosts to send Pip packets without understanding
      the contents of the routing information (in the Transit Part), the
      Pip Header Server is able to "spoon-feed" the host the Pip header.

      If the Pip Header Server determines that the host is able to form
      its own Pip header (as will usually be the case with the near-term
      Pip architecture), the Pip Header is essentially a null function.
      It accepts a query from the host, passes it on to DNS, and returns
      the DNS information to the host.

      If the Pip Header Server determines that the host is not able to
      form its own Pip header, then the Pip Header Server forms one on
      behalf of the host.  In one mode of operation, the Pip Header
      Server gives the host the values of some or all Transit Part
      fields, and the host constructs the Transit Part.  This allows for
      evolution within the framework of the current Transit Part.  In
      another mode, the Pip Header Server gives the host the Transit
      Part as a simple bit field.  This allows for evolution outside the
      framework of the current Transit Part.

      In addition to the Pip Header Server being able to spoon-feed the
      host a Transit Part, routers are also able to spoon-feed hosts a
      Transit Part, in case the original Transit Part needs to be



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      modified, using the PCMP Reformat Transit Part message.

  3.  Separation of handling from routing.  This allows one aspect to
      evolve independently of the other.

  4.  Flexible Handling Directive, Routing Context, and Options
      definition.  This allows new handling, routing, and option types
      to be added and defunct ones to be removed over time (see section
      16.1 below).

  5.  Fast and general options processing.  Options processing in Pip is
      fast, both because not every router need look at every option, and
      because once a router decides it needs to look at an option, it
      can find it quickly (does not require a serial search).  Thus the
      oft-heard argument that a new option can't be used because it will
      slow down processing in all routers goes away.

   Pip Options can be thought of as an extension of the Handling
   Directive (HD).  The HD is used when the handling type is common,
   and can be encoded in a small space.  The option is used otherwise.
   It is possible that a future option will influence routing, and thus
   the Option will be an extension of the RD as well.  The RD, however,
   is rich enough that this is unlikely.

  6.  Generalized Routing Directive.  Because the Routing Directive is
      so general, it is more likely that we can evolve routing and
      addressing semantics without having to redefine the Pip header or
      the forwarding machinery.

  7.  Host version number.  This number tells what Pip functions a host
      has, such as which PCMP messages it can handle, so that routers
      can respond appropriately to a Pip packet received from a remote
      host.  This supports the capability for routers to evolve ahead of
      hosts.  (All Pip hosts will at least be able to handle all Pip
      near-term architecture functions.)

   The Host version number is also used by the Pip Header Server to
   determine the extent to which the Pip Header Server needs to format
   a header on behalf of the host.

  8.  Generalized Route Types.  The IDRP/MLPV routing algorithm is
      generic with regards to the types of routes it can calculate.
      Thus, adding new route types is a matter of configuring routers to
      accept the new route type, defining metrics for the new route
      type, and defining criteria for selecting one route of the new
      type over another.





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  Note that none of these evolution features of Pip significantly slow
  down Pip header processing (as compared to other internet protocols).

16.1 Handling Directive (HD) and Routing Context (RC) Evolution

  Because the HD and RC are central to handling and routing of a Pip
  packet, the evolution of these aspects deserves more discussion.

  Both the HD and the RC fields contain multiple parameters.  (In the
  case of the RC, the router treats the RC field as a single number,
  that is, ignores the fact that the RC is composed of multiple
  parameters.  This allows for fast forwarding of Pip packets.) These
  HD and RC multiple parameters may be arranged in any fashion (can be
  any length, subject to the length of the HD and RC fields themselves,
  and can fall on arbitrary bit boundaries).

  Associated with the HD and RC are "Contents" fields that indicate
  what parameters are in the HD and RC fields, and where they are.
  (The Contents fields are basically version numbers, except that a
  higher "version" number is not considered to supersede a lower one.
  Typical types of parameters are address family, TOS value, queueing
  priority, and so on.)

  The Contents field is a single number, the value of which indicates
  the parameter set.  The mapping of Contents field value to parameter
  set is configured manually.

  The procedure for establishing new HD or RC parameter sets (or,
  erasing old ones) is as follows.  Some organization defines the new
  parameter set.  This may involve defining a new parameter.  If it
  does, then the new parameter is described as a Pip Object.  A Pip
  Object is nothing more than a number space used to unambiguously
  identify a new parameter type, and a character string that describes
  it [9].

  Thus, the new parameter set is described as a list of Pip Objects,
  and the bit locations in the HD/RC that each Pip Object occupies.
  The organization that defines the parameter set submits it for an
  official Contents field value.  (It would be submitted to the
  standards body that has authority over Pip, currently the IAB.) If
  the new parameter set is approved, it is given a Contents value, and
  that value is published in a well known place (an RFC).

  Of course, network administrators are free to install or not install
  the new parameter set in their hosts and routers.  In the case of a
  new RC parameter set, installation of the new parameter set does not
  necessarily require any new software, because any Pip routing
  protocol, such as IDRP/MLPV, is able to find routes according to the



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  new parameter set by appropriate configuration of routers.

  In the case of a new HD parameter set, however, new software is
  necessary--to execute the new handling.

  For new HD and RC parameters sets, systems that do not understand the
  new parameter set can still be configured to execute one of several
  default actions on the new parameter.  These default action allow for
  some control over how new functions are introduced into Pip systems.
  The default actions are:

  1.  Ignore the unknown parameter,

  2.  Set unknown parameter to all 0's,

  3.  Set unknown parameter to all 1's,

  4.  Silently discard packet,

  5.  Discard packet with PCMP Parameter Unknown.

  Action 1 is used when it doesn't much matter if previous systems on a
  path have acted on the parameter or not.  Actions 2 and 3 are used
  when systems should know whether a previous system has not understood
  the parameter.  Actions 4 and 5 are used when something bad happens
  if not all systems understand the new parameter.

16.1.1  Options Evolution

  The evolution of Options is very similar to that of the HD and RC.
  Associated with the Options is an Options Present field that
  indicates in a single word which of up to 8 options are present in
  the Options Part.  There is a Contents field associated with the
  Options Present field that indicates which subset of all possible
  options the Options Present field refers to.  Contents field values
  are assigned in the same way as for the HD and RC Contents fields.

  The same 5 default actions used for the HD and RC also apply to the
  Options.












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References

  [1]  Thomson, F., "Use of DNS with Pip", Work in Progress.
  [2]  Francis, P., "Pip Header Processing", Work in Progress.
  [3]  Pip Address Assignment Specification,  Work in Progress.
  [4]  Francis, P., "Pip Identifiers", Work in Progress.
  [5]  Pip Assigned Numbers, Work in Progress.
  [6]  Pip Header Protocol,  Work in Progress.
  [7]  Francis, G., "PCMP: Pip Control Message Protocol",
       Work in Progress.
  [8]  Pip Router Discovery Protocol, Work in Progress.
  [9]  Pip Objects Specification, Work in Progress.
  [10] Rajagopolan, and P. Francis, "The Multi-Level Path Vector
       Routing Scheme", Work in Progress.
  [11] Francis, P., "Pip Address Conventions", Work in Progress.
  [12] Francis, P., "On the Assignment of Provider Rooted Addresses",
       Work in Progress.
  [13] Ballardie, Francis, P., and J. Crowcroft, "Core Based Trees
       (CBT), An Architecture for Scalable Inter-Domain Multicast
       Routing", Work in Progress.
  [14] Franics, P., "Pip Host Operation", Work in Progress.
  [15] Egevang, K., and P. Francis, "The IP Network Address
       Translator (NAT)", RFC 1631, Cray Communications, NTT,
       May 1994.

Notes on the References:

  As of the publication of this RFC, a version of [12], titled
  "Comparison of Geographic and Provider-rooted Internet Addressing,"
  was submitted to ISOC INET 94 in Prague.  Reference [13] was
  published at ACM SIGCOMM 93 in San Francisco under the title "An
  Architecture for Scalable Inter-Domain Multicast Routing".

Security Considerations

  Security issues are not discussed in this memo.

Author's Address:

  Paul Francis
  NTT Software Lab
  3-9-11 Midori-cho Musashino-shi
  Tokyo 180 Japan

  Phone: +81-422-59-3843
  Fax +81-422-59-3765
  EMail: [email protected]




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