Network Working Group                                          R. Dixon
Request for Comments: 1434                                     D. Kushi
                                                                   IBM
                                                            March 1993


            Data Link Switching: Switch-to-Switch Protocol

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard.  Distribution of this memo is
  unlimited.

Abstract

  This RFC describes IBM's support of Data Link Switching over TCP/IP.
  The RFC is being distributed to members of the Internet community in
  order to solicit their reactions to the proposals contained in it.
  While the issues discussed may not be directly relevant to the
  research problems of the Internet, they may be interesting to a
  number of researchers and implementors.

  Any questions or comments relative to the contents of this RFC should
  be sent to the following Internet address: [email protected].

Table of Contents

  1. Introduction                                                     2
  2. Overview                                                         2
  3. Transport Connection                                             4
     3.1. SSP Frame Formats                                           5
     3.2. Address Parameters                                          8
     3.3. Message Types                                              10
  4. Protocol Specification                                          11
     4.1. Protocol Flow Diagrams                                     11
          4.1.1. Connect Protocols                                   11
          4.1.2. Link Restart Protocols                              13
          4.1.3. Disconnect Protocols                                15
     4.2. DLS State Machine                                          16
          4.2.1 Data Link Switch States                              16
          4.2.2 State Transition Tables                              21
     4.3. NetBIOS Datagrams                                          30
  Acknowledgments                                                    32
  References                                                         32
  Security Considerations                                            32
  Authors' Addresses                                                 33




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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


1. Introduction

  Data Link Switching (DLS) is a forwarding mechanism for the IBM SNA
  and IBM NetBIOS protocols.  It does not provide full routing, but
  instead provides switching at the Data Link layer and encapsulation
  in TCP/IP for transport over the Internet.  This memo documents the
  Switch-to-Switch Protocol (SSP) that is used between IBM 6611 Network
  Processors.

  Today, the IBM 6611 supports SNA (PU 2 and PU 4) systems and NetBIOS
  systems attached to token-ring networks, as well as SNA (PU 2)
  systems attached to SDLC links.  For the later case, the SDLC
  attached systems are provided with a LAN appearance within the IBM
  6611.  For the LAN attached systems, the IBM 6611 appears as a
  source-routing bridge.  Remote systems that are accessed through the
  IBM 6611 appear as systems attached to an adjacent ring.  This ring
  is a virtual ring that is manifested within each IBM 6611.

2. Overview

  Data Link Switching was developed to provide support for SNA and
  NetBIOS in multi-protocol routers.  Since SNA and NetBIOS are
  basically connection oriented protocols, the Data Link Control
  procedure that they use on the LAN is IEEE 802.2 Logical Link Control
  (LLC) Type 2.  Data Link Switching also accommodates SNA protocols
  over WAN links via the SDLC protocol.

  IEEE 802.2 LLC Type 2 was designed with the assumption that the
  network transit delay would be small and predictable (i.e., a local
  LAN).  Therefore the LLC elements of procedure use a fixed timer for
  detecting lost frames.  When bridging is used over wide area lines
  (especially at lower speeds), the network delay is larger and it can
  vary greatly based upon congestion.  When the delay exceeds the
  time-out value LLC attempts to retransmit.  If the frame is not
  actually lost, only delayed, it is possible for the LLC Type 2
  procedures to become confused.  And as a result, the link is
  eventually taken down.

  Given the use of LLC Type 2 services, Data Link Switching addresses
  the following bridging problems:

        DLC Time-outs
        DLC Acknowledgments over the WAN
        Flow and Congestion Control
        Broadcast Control of Search Packets
        Source-Route Bridging Hop Count Limits

  NetBIOS also makes extensive use of datagram services that use LLC



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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


  Type 1.  In this case, Data Link Switching addresses the last two
  problems in the above list.

  The principal difference between Data Link Switching and bridging is
  that DLS terminates the Data Link Control whereas bridging does not.
  The following figure illustrates this difference based upon two end
  systems operating with LLC Type 2 services.

   Bridging
   --------             Bridge           Bridge
   +------+             +----+           +----+             +------+
   | End  | +---------+ |    +-----/     |    | +---------+ | End  |
   |System+-+   LAN   +-+    |    /------+    +-+   LAN   +-+System|
   |      | +---------+ |    |  TCP/IP   |    | +---------+ |      |
   +------+             +----+           +----+             +------+
  Info------------------------------------------------------->
      <-------------------------------------------------------RR

   Data Link Switching
   -------------------
   +------+             +----+           +----+             +------+
   | End  | +---------+ |    +-----/     |    | +---------+ | End  |
   |System+-+   LAN   +-+DLS |    /------+ DLS+-+   LAN   +-+System|
   |      | +---------+ |    |  TCP/IP   |    | +---------+ |      |
   +------+             +----+           +----+             +------+
  Info------------------->   -------------> Info
      <-------------------RR                 ---------------->
                                             <----------------RR

          Figure 1.  Data Link Switching Contrasted to Bridging

  In traditional bridging, the Data Link Control is end-to-end.  Data
  Link Switching terminates the LLC Type 2 connection at the switch.
  This means that the LLC Type 2 connections do not cross the wide area
  network.  The DLS multiplexes LLC connections onto a TCP connection
  to another DLS.  Therefore, the LLC connections at each end are
  totally independent of each other.  It is the responsibility of the
  Data Link Switch to deliver frames that it has received from a LLC
  connection to the other end.  TCP is used between the Data Link
  Switches to guarantee delivery of frames.

  As a result of this design, LLC time-outs are limited to the local
  LAN (i.e., they do not traverse the wide area).  Also, the LLC Type 2
  acknowledgments (RR's) do not traverse the WAN, thereby reducing
  traffic across the wide area links.  For SDLC links, polling and poll
  response occurs locally, not over the WAN.  Broadcast of search
  frames is controlled by the Data Link Switches once the location of a
  target system is discovered.  Finally, the switches can now apply



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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


  back pressure to the end systems to provide flow and congestion
  control.

  Data Link Switching uses LAN addressing to set up connections between
  SNA systems.  SDLC attached devices are defined with MAC addresses to
  enable them to communicate with LAN attached devices.  For NetBIOS
  systems, Data Link Switching uses the NetBIOS name to forward
  datagrams and to set up connections for NetBIOS sessions.  For
  circuit establishment, SNA systems send TEST (or in some cases, XID)
  frames to the null (x'00') SAP.  NetBIOS systems have an address
  resolution procedure, based upon the Name Query and Name Recognized
  frames, that is used to establish an end-to-end circuit.

  Since Data Link Switching may be implemented in multi-protocol
  routers, there may be situations where both bridging and switching
  are enabled.  SNA frames can be identified by their link SAP.
  Typical SAP values for SNA are x'04', x'08', and x'0C'.  NetBIOS
  always uses a link SAP value of x'F0'.

3. Transport Connection

  Data Link Switches can be in used in pairs or by themselves.  A
  Single DLS internally switches one data link to another without using
  TCP (DLC(1) to DLC(2) in the figure below).  A paired DLS multiplexes
  data links over a reliable transport using a Switch-to-Switch
  Protocol (SSP).  This RFC will document the frame formats and
  protocols for this multiplexing between Data Link Switches.  The
  initial implementation of SSP uses TCP as the reliable transport
  between Data Link Switches.  However, other transport connections
  such as OSI TP4 could be used.


   +-----------------------------------------------+Switch-to-Switch
   |               DLC Interfaces                  | Protocol (SSP)
   |+------------+   DLC Request    +------------+ |
   ||    Data    |<---------------- |            | |Send SSP Frame
   ||    Link    | DLC Indication   |            | |-------------->
   ||  Control 1 |----------------->|            | |
   |+------------+                  | Data Link  | |
   |+------------+   DLC Request    |  Switch    | |
   ||    Data    |<---------------- |            | |Rec. SSP Frame
   ||    Link    | DLC Indication   |            | |<-------------
   ||  Control 2 | ---------------->|            | |
   |+------------+                  +------------+ |
   |                   Multi-Protocol Router       |
   +-----------------------------------------------+

                    Figure 2.  DLS System Diagram



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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


  Before Data Link Switching can occur between two routers, they must
  establish a TCP connection between them.  Each DLS will maintain a
  list of DLS capable routers and their status (active/inactive).  Once
  this connection is established, the DLS will employ SSP to establish
  end-to-end circuits over the transport connection.  Within the
  transport connection is a specific set of  DLS message units.  The
  message formats and types for these PDUs are documented in the
  following sections.

  The default parameters associated with the TCP connections between
  Data Link Switches are as follows:

           Socket Family     AF_INET        (Internet protocols)
           Socket Type       SOCK_STREAM    (stream socket)
           Read Port Number  2065
           Write Port Number 2067

  Two or more Data Link Switches may be attached to the same LAN,
  consisting of a number of token-ring segments interconnected by
  source-routing bridges.  In this case, a TCP connection is not
  defined between bridges attached to the same LAN.  This will allow
  using systems to select one of the possible Data Link Switches in a
  similar manner to the selection of a bridge path through a source-
  routed bridged network.  The virtual ring segment in each Data Link
  Switch attached to a common LAN must be configured with the same ring
  number.  This will prevent LAN frames sent by one Data Link Switch
  from being propagated through the other Data Link Switches.

3.1. SSP Frame Formats

  The following diagrams show the two message headers for traffic
  between Data Link Switches.  The control message header is used for
  all messages except information messages.  The information message
  header is 16 bytes long, and the control message header is 72 bytes
  long.  The first sixteen bytes of the control message header are
  identical to the information message header.















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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


    CONTROL MESSAGES (72 Bytes)
   +-----------------------------------------------------------------+
   | Version Number                  Reserved Field                  |
   | Message Length               ---->           .                  |
   | Remote Data Link Correlator  ---->           .                  |
   |            .                                 .                  |
   | Remote DLC Port ID           ---->           .                  |
   |            .                                 .                  |
   | Reserved Field               ---->           .                  |
   | Message Type                    Reserved Field                  |
   | Protocol ID                     Header Number                   |
   | Header Length                ---->           .                  |
   | Reserved Field               ---->           .                  |
   | Reserved Field                  Message Type                    |
   | Target MAC Address           ---->           .                  |
   |            .                                 .                  |
   |            .                                 .                  |
   | Origin MAC Address           ---->           .                  |
   |            .                                 .                  |
   |            .                                 .                  |
   | Origin Link SAP                 Target Link SAP                 |
   | Frame Direction                 Reserved Field                  |
   | Message Length               ---->           .                  |
   | DLC Header Length            ---->           .                  |
   | Origin DLC Port ID           ---->           .                  |
   |            .                                 .                  |
   | Origin Data Link Correlator  ---->           .                  |
   |            .                                 .                  |
   | Origin Transport ID          ---->           .                  |
   |            .                                 .                  |
   | Target DLC Port ID           ---->           .                  |
   |            .                                 .                  |
   | Target Data Link Correlator  ---->           .                  |
   |            .                                 .                  |
   | Target Transport ID          ---->           .                  |
   |            .                                 .                  |
   | Reserved Field               ---->           .                  |
   |            .                                 .                  |
   +-----------------------------------------------------------------+
            (Even Byte)                      (Odd Byte)











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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


    INFORMATION MESSAGE (16 Bytes)
   +-----------------------------------------------------------------+
   | Version                         Reserved Field                  |
   | Message Length               ---->           .                  |
   | Remote Data Link Correlator  ---->           .                  |
   |            .                                 .                  |
   | Remote DLC Port ID           ---->           .                  |
   |            .                                 .                  |
   | Reserved Field               ---->           .                  |
   | Message Type                    Reserved Field                  |
   +-----------------------------------------------------------------+
            (Even Byte)                      (Odd Byte)

  The Version Number is set to x'4B', indicating a numeric value of 75.

  The Header Length is x'00 48', indicating a numeric value of 72
  bytes.

  The Header Number is x'01', indicating a value of one.

  The Frame Direction field is set to x'01' for frames sent from the
  origin DLS to the target DLS, and is set to x'02' for frames sent
  from the target DLS to the origin DLS.

     Note:  The Remote Data Link Correlator and Remote DLC Port ID are
     set equal to the Target Data Link Correlator and Target DLC Port
     ID if the Frame Direction field is set to x'01', and are set equal
     to the Origin Data Link Correlator and Origin DLC Port ID if the
     Direction Field is set to x'02'.

  The Protocol ID field is set to x'42', indicating a numeric value of
  66.

  The Message Length field defines the number of bytes within the data
  field following the header.  Note that this value is specified in two
  different fields of the message header.

  The DLC Header Length is set to zero for SNA and is set to x'23' for
  NetBIOS datagrams, indicating a length of 35 bytes.  This includes
  the Access Control (AC) field, the Frame Control (FC) field,
  Destination MAC Address (DA), the Source MAC Address (SA), the
  Routing Information (RI) field (padded to 18 bytes), the Destination
  link SAP (DSAP), the Source link SAP (SSAP), and the LLC control
  field (UI).

  The values for the Message Type field are defined in a later section.
  Note that this value is specified in two different fields of the
  message header.



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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


  Reserved fields are set to zero upon transmission and should be
  ignored upon receipt.

3.2. Address Parameters

  A data link is defined as a logical association between the two end
  stations using Data Link Switching.  It is identified by a Data Link
  ID (14 bytes) consisting of the pair of attachment addresses
  associated with each end system.  Each attachment address is
  represented by the concatenation of the MAC address (6 bytes) and the
  LLC address (1 byte).

    DATA LINK ID   (14 Bytes)
   +-----------------------------------------------------------------+
   |Target MAC Address           ---->         .                     |
   |           .                               .                     |
   |           .                               .                     |
   |Origin MAC Address           ---->         .                     |
   |           .                               .                     |
   |           .                               .                     |
   |Origin Link SAP                   Target Link SAP                |
   +-----------------------------------------------------------------+

  An end-to-end circuit is identified by a pair of Circuit ID's.  A
  Circuit ID is a 64 bit  number that identifies the DLC circuit within
  a single DLS.  It consists of a DLC Port ID (4 bytes), and a Data
  Link Correlator (4 bytes).  This value is unique in a single DLS and
  is assigned locally.  The pair of Circuit ID's along with the
  identifiers of the Data Link Switches, uniquely identify a single
  end-to-end circuit.  Each DLS must keep a table of these Circuit ID
  pairs, one for the local end of the circuit and the other for the
  remote end of the circuit.  In order to identify which Data Link
  Switch originated the establishment of a circuit, the terms, origin
  DLS and target DLS, will be employed in this document.

    CIRCUIT ID   (8 Bytes)
   +-----------------------------------------------------------------+
   |DLC Port ID                  ---->         .                     |
   |           .                               .                     |
   |Data Link Correlator         ---->         .                     |
   |           .                               .                     |
   +-----------------------------------------------------------------+

  The Origin Transport ID and the Target Transport ID fields in the
  message header are used to identify the individual TCP/IP port on a
  Data Link Switch.  The values have only local significance.  However,
  each Data Link Switch is required to reflect the values contained in
  these two fields, along with the associated values for DLC Port ID



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RFC 1434             DLS: Switch-to-Switch Protocol           March 1993


  and the Data Link Correlator, when returning a message to the other
  Data Link Switch.

  The following figure shows the use of the addressing parameters
  during the establishment of an end-to-end connection.  The CANUREACH,
  ICANREACH, and REACH_ACK messages all carry the Data Link ID,
  consisting of the MAC and Link SAP addresses associated with the two
  end stations.  Upon receipt of a CANUREACH message, the target DLS
  starts a data link for each port, thereby obtaining a Data Link
  Correlator.  If the target station can be reached, an ICANREACH
  message is returned to the origin DLS containing the Target Circuit
  ID parameter.  Upon receipt, the origin DLS starts a data link and
  returns the Origin Circuit ID to the target DLS within the REACH_ACK
  message.  If the REACH_ACK message is not successfully received, the
  target Data Link Switch can obtain the Origin Circuit ID from a
  subsequent message (i.e., CONTACT, XIDFRAME, or DGRMFRAME).

    +------------+                                  +------------+
    |Disconnected|                                  |Disconnected|
    +------------+     CANUREACH (Data Link ID)     +------------+
          ------------------------------------------------->
              ICANREACH (Data Link ID, Target Circuit ID)
          <------------------------------------------------
        REACH_ACK (Data Link ID, Origin Cir ID, Target Cir ID)
          ------------------------------------------------->
    +------------+                                  +------------+
    |Circuit Est.|                                  |Circuit Est.|
    +------------+                                  +------------+
        XIDFRAME (Data Link ID, Origin Cir ID, Target Cir ID)
          <------------------------------------------------>
         CONTACT (Data Link ID, Origin Cir ID, Target Cir ID)
          ------------------------------------------------->
        CONTACTED (Data Link ID, Origin Cir ID, Target Cir ID)
          <-------------------------------------------------
    +------------+                                  +------------+
    | Connected  |                                  | Connected  |
    +------------+                                  +------------+
           INFOFRAME (Remote Circuit ID = Target Circuit ID)
          ------------------------------------------------->
           INFOFRAME (Remote Circuit ID = Origin Circuit ID)
          <-------------------------------------------------

                 Figure 3.  DLS Circuits and Connections

  During the exchange of the XIDFRAME, CONTACT, and CONTACTED messages,
  the pair of Circuit ID parameters is included in the message format
  along with the DATA LINK ID parameter.  Once the connection has been
  established, the INFOFRAME messages are exchanged with the shorter



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  header.  This header contains only the Circuit ID associated with the
  remote DLS.  The Remote Data Link Correlator and the Remote DLC Port
  ID are set equal to the Data Link Correlator and the DLC Port ID that
  are associated with the origin or target Data Link Switch, dependent
  upon the direction of the packet.

3.3. Message Types

  The following table lists the protocol data units that are exchanged
  between Data Link Switches.  All values not listed are reserved for
  potential use in follow-on releases.

    Command       Function                       Hex Value
    -------       --------                       ---------
    CANUREACH     Can U Reach Station            x'03'
    ICANREACH     I Can Reach Station            x'04'
    REACH_ACK     Reach Acknowledgment           x'05'
    DGRMFRAME     Datagram Frame (See note)      x'06'
    XIDFRAME      XID Frame                      x'07'
    CONTACT       Contact Remote Station         x'08'
    CONTACTED     Remote Station Contacted       x'09'
    RESTART_DL    Restart Data Link              x'10'
    DL_RESTARTED  Data Link Restarted            x'11'
    INFOFRAME     Information (I) Frame          x'0A'
    HALT_DL       Halt Data Link                 x'0E'
    DL_HALTED     Data Link Halted               x'0F'
    NETBIOS_NQ    NetBIOS Name Query             x'12'
    NETBIOS_NR    NetBIOS Name Recognized        x'13'
    DATAFRAME     Data Frame (See note)          x'14'
    NETBIOS_ANQ   NetBIOS Add Name Query         x'1A'
    NETBIOS_ANR   NetBIOS Add Name Response      x'1B'

                     Table 1.  SSP Message Types

     Note: Both the DGRMFRAME and DATAFRAME messages are used to carry
     information received by the DLC entity within UI frames.  As will
     be explained below, the DGRMFRAME message is addressed according
     to a pair of Circuit IDs, while the DATAFRAME message is addressed
     according to a Data Link ID, being composed of a pair of MAC
     addresses and a pair of link SAP addresses.  The latter is
     employed prior to the establishment of an end-to-end circuit when
     Circuit IDs have yet to be established.

  For the exchange of NetBIOS control messages, the entire DLC header
  is carried as part of the message unit.  This includes the MAC
  header, with the routing information field padded to 18 bytes, and
  the LLC header.  The following message types are affected:
  NETBIOS_NQ, NETBIOS_NR, NETBIOS_ANQ, NETBIOS_ANR, and DATAFRAME when



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  being used by NetBIOS systems.  The routing information in the DLC
  header is not used by the remote Data Link Switch upon receiving the
  above five messages.

4. Protocol Specification

  This section provides a description of the Switch-to-Switch
  Protocols.  Included is a set of high-level protocol flows and a
  detail set of state transition tables.  The states and the protocols
  are described in terms that are intended to be generic to different
  platforms.  Emphasis of the technical details is to ensure
  operability of the IBM 6611 with another vendor's implementation.
  Notes are inserted at points where the IBM 6611 performs local
  actions that are specific to the AIX platform upon which it operates.

4.1. Protocol Flow Diagrams

  The switch-to-switch protocols are used to setup and take down
  circuits between a pair of Data Link Switches.  Once a circuit is
  established, the end stations on the local networks can employ LLC
  Type 1 (connectionless) protocols.  In addition, the end systems can
  establish an end-to-end connection for support of LLC Type 2
  (connection oriented) protocols.

  The term, Data Link, is used in this document to refer to both a
  "logical data link" when supporting Type 1 LLC services, and a "data
  link connection" when supporting Type 2 LLC services.  In both cases,
  the Data Link in defined by the concatenation of the destination MAC
  address (DA), the source MAC address (SA), the destination link SAP
  (DSAP) and source link SAP (SSAP).

4.1.1. Connect Protocols

  The following figure depicts the protocol flows that are used for the
  establishment of a circuit between a pair of Data Link Switches,
  followed by the establishment of a connection between the pair of end
  systems.  The figure is drawn assuming that the two end systems are
  SNA (the protocol flow for NetBIOS systems is described in a later
  paragraph).












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  Data Link  Data Link                         Data Link  Data Link
   Control    Switch                            Switch     Control
  --------------------                         --------------------
     +------------+                                 +------------+
     |Disconnected|                                 |Disconnected|
     +------------+                                 +------------+
Test Command                  CANUREACH                     Test Comd.
 ---------->    --------------------------------------->     ------->
(DSAP=Null)                 (DSAP=SSAP)
                                                        Test Response
                             ICANREACH                     <---------
Test Response    <---------------------------------------
 <----------                 REACH ACK
                --------------------------------------->
     +------------+                                 +------------+
     |Circuit Est.|                                 |Circuit Est.|
     +------------+                                 +------------+
   SABME                      CONTACT
 ---------->    --------------------------------------->     SABME
     UA                                                      ------->
 <----------
    RNR                                                        UA
 <----------                 CONTACTED                      <-------
                <---------------------------------------
     +------------+                                 +------------+
     | Connected  |                                 | Connected  |
     +------------+                                 +------------+
     RR
  <---------

              Figure 4.  DLS Connect  Message Protocols

  Upon receipt of a Test command from the origin station, the origin
  DLS will send a CANUREACH (i.e., can you reach) message to the target
  DLS.  If the target DLS is not known to the origin DLS, the CANUREACH
  message is sent to all remote Data Link Switches defined to the
  origin DLS.  The receipt of the CANUREACH message causes the target
  DLS to send a Test command searching for the target station.  The
  target station will return a Test response, causing the target DLS to
  return an ICANREACH (i.e., I can reach) message to the origin DLS.
  If multiple Data Link Switches can reach the target station, the
  origin DLS will receive multiple ICANREACH messages.  The origin DLS
  will select the first message and send a REACH_ACK (i.e., reach
  acknowledgment) message to the selected Data Link Switch.  During
  this exchange of messages, both Data Link Switches change states from
  the Disconected state to the Circuit Established state.  Once the
  circuit is established, Type-1 frames, such as XID, may be exchanged
  between the origin and target stations.



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  To establish a connection, the origin station sends a SABME command.
  Upon receipt of this command, the origin DLS will send a CONTACT
  message to the target DLS and return a UA response to the origin
  station.  To inhibit traffic flow until the connection is established
  to the remote station, a RNR supervisory frame is sent to the origin
  station.  The CONTACT message will cause the target DLS to send a
  SABME command to the target station, which in return will reply with
  a UA response.  Upon receipt of the UA response, the target DLS will
  send a CONTACTED message to the origin DLS.  The origin DLS will now
  send an RR supervisory frame to the origin station.  During this
  exchange of messages, both Data Link Switches change states from the
  Circuit Established state to the Connected state.

  For NetBIOS end systems, the protocol flows are similar but employ
  different frames and SSP messages.  Instead of using a Test command
  frame to initiate the circuit, a NetBIOS system will use a Name Query
  frame.  Receipt of a Name Query frame will cause the Data Link Switch
  to issue a NETBIOS_NQ message instead of the CANUREACH message.  In a
  like fashion, the Test response is replaced with a Name Recognized
  frame and the ICANREACH message is replaced with a NETBIOS_NR
  message.  As with the SNA protocol flows, the receipt of a NETBIOS_NR
  message causes the origin Data Link Switch to respond with a
  REACH_ACK message.

4.1.2. Link Restart Protocols

  The following figure depicts the protocol flows that result from
  restarting the end-to-end connection.  This causes the Data Link
  Switches to terminate the existing connection and to enter the
  Circuit Established state awaiting the start of a new connection.





















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    Data Link   Data Link                     Data Link   Data Link
     Control     Switch                        Switch      Control
    ---------------------                     ---------------------
         +-----------+                             +-----------+
         | Connected |                             | Connected |
   SABME +-----------+                             +-----------+
 ----------->                 RESTART_DL
     DM           ------------------------------------->     DISC
 <-----------                                               -------->
                                                              UA
                        DL_RESTARTED (Case 1)              <--------
                  <-------------------------------------
         +-----------+                             +-----------+
         |Circuit Est|                             |Circuit Est|
         +-----------+                             +-----------+
                       ........... or ...........
   SABME
 ----------->           DL_RESTARTED (Case 2)
      UA          <-------------------------------------
 <-----------                                      +-----------+
                                                   |Circuit Est|
                               CONTACT             +-----------+
     RNR           ------------------------------------>
 <----------

            Figure 5.  DLS Link Restart Message Protocols

  Upon receipt of a SABME command from the origin station, the origin
  DLS will send a RESTART_DL message to the target DLS.  A DM response
  is also returned to the origin station and the data link is
  restarted.

  Upon receipt of the RESTART_DL message, the target DLS will issue a
  DISC command to the target station.  The target station is expected
  to return a UA response.  The target DLS will then restart its data
  link and send an DL_RESTARTED message back to the origin DLS.  During
  this exchange of messages, both Data Link Switches change states from
  Connected state to Circuit Established state.

  If the origin station now resends the SABME command, the origin DLS
  will send a CONTACT message to the target DLS.  If the SABME command
  is received prior to the receipt of the DL_RESTARTED message (case 2
  in the figure), the CONNECT message is delayed until the DL_RESTARTED
  message is received.  The resulting protocol flows at this point
  parallel those given above for the connect sequence.






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4.1.3. Disconnect Protocols

  The following figure depicts the protocol flows that result from the
  end system terminating an existing connection.  Not only is the
  connection terminated, but the circuit between the Data Link Switches
  is taken down.

    Data Link  Data Link                      Data Link  Data Link
     Control    Switch                         Switch     Control
    --------------------                      --------------------
         +-----------+                             +-----------+
         | Connected |                             | Connected |
         +-----------+                             +-----------+
     DISC
  ---------->                  HALT_DL
      UA         ------------------------------------->      DISC
  <----------                                              --------->
                                                              UA
                              DL_HALTED                    <--------
                 <-------------------------------------
         +-----------+                             +-----------+
         |Disconnectd|                             |Disconnectd|
         +-----------+                             +-----------+
                         ......... or ..........
         +-----------+                             +-----------+
         | Connected |                             | Connected |
         +-----------+                             +-----------+


      DISC              TCP Connection Failure               DISC
   <--------     <------------------------------------>    --------->
       UA                                                     UA
   -------->                                               <--------
         +-----------+                             +-----------+
         |Disconnectd|                             |Disconnectd|
         +-----------+                             +-----------+

             Figure 6.  DLS Disconnect Message Protocols

  Upon receipt of a DISC command from the origin station, the origin
  DLS will reply with a UA response and issue a HALT_DL message to the
  target DLS.  Upon receipt of the HALT_DL message, the target DLS will
  send a DISC command to the target station.  The target station will
  then respond with a UA response, causing the target DLS to return a
  DL_HALTED message to the origin DLS.  During this exchange of
  messages, both Data Link Switches change states from the Connected
  state to the Disconnected state.




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  If the TCP connection between two Data Link Switches fails, all
  connections that are currently multiplexed on the failed TCP
  connection will be taken down.  This implies that both Data Link
  Switches will send DISC commands to all the local systems that are
  associated with the failed connections.  Upon sending the DISC
  command, the Data Link Switch will enter the DISCONNECT state for
  each circuit.

4.2. DLS State Machine

  The following state tables describe the states for a single
  connection through the Data Link Switch.  State information is kept
  for each connection.  The initial state for a connection is
  DISCONNECT.  The steady state is either CIRCUIT_ESTABLISHED or
  CONNECTED.  In the former state, an end-to-end circuit has been
  established allowing the support of Type 1 LLC between the end
  systems.  The latter state exists when an end-to-end connection has
  been established for the support of Type 2 LLC services between the
  end systems.

  For SNA, circuit establishment is via the use of IEEE 802.2 Test or
  XID  frames.  SNA devices send these frames to the null SAP in order
  to determine the source route information in support of bridging.
  Normally SNA devices use SAP x'04', x'08', or x'0C'.  Typically the
  SAP would be used to determine if the Test frames should be sent to
  the DLS code in the router.  If both bridging and DLS are enabled,
  this allows the product to ensure that SNA frames are not both
  bridged and switched.

  For NetBIOS, circuit establishment is via the Name Query and Name
  Recognized frames.  These frames are used for both address resolution
  and source route determination.  Normally NetBIOS devices use SAP
  x'F0'.

4.2.1. Data Link Switch States

  The Switch-to-Switch Protocols will be formally defined through a
  single state machine.  The following table lists the eleven possible
  states.  A separate state machine is employed for each end-to-end
  circuit that is maintained by the Data Link Switch.  The three steady
  states are DISCONNECTED, CIRCUIT_ESTABLISHED, and CONNECTED.










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    State Name            Description
    ----------            -----------
    CIRCUIT_ESTABLISHED   The end-to-end circuit has been
                          established.  At this time LLC Type 1
                          services are available from end-to-end.
    CIRCUIT_PENDING       The target DLS is awaiting a REACH_ACK
                          response to an ICANREACH message.
    CIRCUIT_RESTART       The DLS that originated the reset is
                          awaiting the restart of the data link
                          and the DL_RESTARTED response to a
                          RESTART_DL message.
    CONNECTED             The end-to-end connection has been
                          established thereby allowing LLC Type 2
                          services from end-to-end in addition to
                          LLC Type 1 services.
    CONNECT_PENDING       The origin DLS is awaiting the CONTACTED
                          response to a CONTACT message.
    CONTACT_PENDING       The target DLS is awaiting the
                          DLC_CONTACTED confirmation to a DLC_CONTACT
                          signal (i.e., DLC is waiting for a UA
                          response to an SABME command).
    DISCONNECTED          The initial state with no circuit or
                          connection established, the DLS is awaiting
                          either a CANUREACH, an ICANREACH, a
                          NETBIOS_NQ, or a NETBIOS_NR message.
    DISCONNECT_PENDING    The DLS that originated the disconnect
                          is awaiting the DL_HALTED response to a
                          HALT_DL message.
    HALT_PENDING          The remote DLS is awaiting the DLC_DL_HALTED
                          indication following the DLC_HALT_DL request
                          (i.e., DLC is waiting for a UA response to a
                          DISC command).
    RESTART_PENDING       The remote DLS is awaiting the DLC_DL_HALTED
                          indication following the DLC_HALT_DL request
                          (i.e., DLC is waiting for a UA response to a
                          DISC command), and the restart of the data
                          link.
    RESOLVE_PENDING       The target DLS is awaiting either the
                          DLC_DL_STARTED indication following the
                          DLC_START_DL reqest (i.e., DLC is waiting
                          for a Test response as a result of sending a
                          Test command), or a NB_Name_Recognized
                          frame in response to a NB_Name_Query frame.

                  Table 2.  Data Link Switch States

  The following figure depicts the events that cause a transition to a
  new state.  The resulting action(s) are not explicitly shown.  The



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  DISCONNECT_PENDING state will be entered whenever a DLC error
  condition occurs in any of the other states (except RESOLVE_PENDING),
  or when a DISC command is received by the DLC.
















































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              DLC_RESOLVE_C+----+        +----DLC_ERROR---+
                           |    |       \|/               |
 +------------+            +>+--+---------+  CANUREACH  +-+----------+
 | Disconnect +--DL_HALTED-->|Disconnected|------------>|  Resolve   |
 |   Pending  |<+   +------->|            |<-------+    |  Pending   |
 +---------+--+ |   |        +-----+------+        |    +-----+------+
  /|\      | HALT_DL|         /|\  |/|\/|\         |          |
DLC_ERROR   +----+   |     +----+   | |  +------+   |    DLC_DL_STARTED
   |                |     |        |HALT_DL(ts)|   +------+   |
                    |     | ICANREACH|         |   HALT_DL(ts)|
      +--HALT_DL(ts)+     |        | |         |          |   |
      |               HALT_DL(ts)  | |     HALT_DL(ts)    |   |
      |                   |        | |         |          |   |
      |   +-RESTART_DL(ts)+----+   | |         |          |   |
      |   |               |   \|/ \|/|         |          |  \|/
 +----+---+---+           |  +-------+----+    |        +-+----------+
 |  Contact   |<-CONTACT--+--+   Circuit  |<-REACH_ACK--+   Circuit  |
 |  Pending   |           |  | Established| (DLC not    |   Pending  |
 +-----+------+           |  +----------+-+   contacted)+-+------+---+
       |   /|\            |   /|\ /|\   |      |          |      |
       |    |          +--+----+   |    |      |          |      |
       |    +-CONTACT--+--+--------+----+------+----------+  REACH_ACK
       |               |  |RESTART_DL(ts)      |       (DLC contacted)
   DLC_CONTACTED       |  +------+ |    |      +--------------+  |
       |               |         | |    | DLC_CONTACTED       |  |
       +---------------+-------+ | |    +-----------------+   |  |
       +-----DL_RESTARTED      | | |                      |   |  |
       |  (DLC not contacted) \|/| |                     \|/  | \|/
 +-----+------+              +---+-+------+  CONTACTED  +-----+------+
 |   Circuit  |<-DLC_RESET---+  Connected |<------------+   Connect  |
 |   Restart  |              |            |             |   Pending  |
 +----------+-+              +------------+             +-----+------+
      /|\   |                  DL_RESTARTED              /|\  |
       |    +----------------(DLC contacted)--------------+   |
       |                                                      |
       +-------------------------DLC_RESET--------------------+

     Figure 7.  DLS State Transitions  (ts = transitional state)

  The DISCONNECT state is the initial state for a new circuit.  One end
  station starts the connection via a TEST or XID command (i.e.,
  DLC_RESOLVE_C) or a NetBIOS Name Query command (not explicitly
  shown).  Upon receipt, the Data Link Switches exchange a set of
  CANUREACH, ICANREACH and REACH_ACK messages.  Upon completion of this
  three-legged exchange, both Data Link Switches will be in the
  CIRCUIT_ESTABLISHED state.  Two pending states also exist during this
  exchange.  The RESOLVE_PENDING state is entered by the target Data
  Link Switch awaiting a Test response to a Test Command and the



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  CIRCUIT_PENDING state is entered by the target DLS awaiting the
  REACH_ACK reply to an ICANREACH message.

  The CIRCUIT_ESTABLISHED state allows for the exchange of LLC Type 1
  frames such as the XID exchanges between SNA stations that occurs
  prior to the establishment of a connection.  Also, datagram traffic
  (i.e., UI frames)  may be sent and received between the end stations.
  These exchanges use the XIDFRAME and DGRMFRAME messages sent between
  the Data Link Switches.

  In the CIRCUIT_ESTABLISHED state, the receipt of a SABME command
  (i.e., DLC_CONTACTED) causes the origin DLS to issue a CONTACT
  message, to send an RNR supervisory frame (i.e., DLC_ENTER_BUSY) to
  the origin station, and to enter the CONNECT_PENDING state awaiting a
  CONTACTED message.  The target DLS, upon the receipt of a CONTACT
  message, will issue a SABME command (i.e., DLC_CONTACT) and enter the
  Contact Pending state.  Once the UA response is received (i.e.,
  DLC_CONTACTED), the target DLS sends a CONTACTED message and enters
  the CONNECTED state.  When received, the origin DLS enters the
  Connected state and sends an RR supervisory frame (i.e.,
  DLC_EXIT_BUSY).

  The CONNECTED state is the steady state for normal data flow once a
  connection has been established.  Information frames (i.e., INFOFRAME
  messages) are simply sent back and forth between the end points of
  the connection.  This is the path that should be optimized for
  performance.

  The connection is terminated upon the receipt of a DISC frame or
  under some other error condition detected by DLC (i.e., DLC_ERROR).
  Upon receipt of this indication, the DLS will halt the local data
  link, send a HALT_DL message to the remote DLS, and enter the
  DISCONNECT_PENDING State.  When the HALT_DL frame is received by the
  other DLS, the local DLC is halted for this data link, a DL_HALTED
  message is returned, and the DISCONNECTED state is entered.  Receipt
  of this DL_HALTED message causes the other DLS to also enter the
  DISCONNECTED state.

  The CIRCUIT_RESTART state is entered if one of the Data Link Switches
  receives a SABME command  (i.e., DLC_RESET) while in the CONNECTED
  state.  This causes a DM command to be returned to the origin station
  and a RESTART_DL message to be sent to the remote Data Link Switch.
  This causes the remote data link to be halted and then restarted.
  The remote DLS will then send a DL_RESTARTED message back to the
  first DLS.  The receipt of the DL_RESTARTED message causes the first
  DLS to issue a new CONTACT message, assuming that the local DLC has
  been contacted (i.e., the origin station has resent the SABME
  command).  This is eventually responded to by a CONTACTED message.



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  Following this exchange, both Data Link Switches will return to the
  CONNECTED state.  If the local DLC has not been contacted, the
  receipt of a DL_RESTARTED command causes the Data Link Switch to
  enter the CIRCUIT_ESTABLISHED state awaiting the receipt of a SABME
  command (i.e., DLC_CONTACTED signal).

  In the figure, the transition labeled HALT_DL(ts) represents the
  HALT_PENDING state and the transition labeled RESTART_DL(ts)
  represents the RESTART_PENDING state.  Both these transitional states
  have only one input event and only one output action.  While in these
  states, the Data Link Switch is awaiting responses from the local
  station on the adjacent LAN (i.e., a UA response to a DISC command).
  Also in the RESTART_PENDING state, the Data Link Switch will attempt
  to restart the data link prior to sending a DL_RESTARTED message.
  For the IBM 6611 implementation, the start of a data link involves
  the exchange of a Test command/response on the adjacent LAN (i.e.,
  DLC_START_DL).  For other implementations, this additional exchange
  may not be required.

4.2.2. State Transition Tables

  This section provides a detail representation of the Data Link
  Switch, as document by a set of state machines.  The first state
  machine documents the sending and receiving of SSP messages.  Many of
  the transitions are dependent upon local signals between the Data
  Link Switch entity and one of the DLC entities.  These signals and
  their definitions are given in the following tables.
























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    Event Name      Description
    ----------      -----------
    DLC_CONTACTED   Contact Indication:  DLC has received an SABME
                    command and will send a UA response, or DLC has
                    received a UA response as a result of sending an
                    SABME command.
    DLC_DGRM        Datagram Indication:  DLC has received a UI frame.
    DLC_ERROR       Error condition indicated by DLC:  Such a
                    condition occurs when a DISC command is received
                    or when DLC experiences an unrecoverable error.
    DLC_INFO        Information Indication:  DLC has received an
                    Information (I) frame.
    DLC_DL_HALTED   Data Link Halted Indication:  DLC has
                    received a UA response to a DISC command.
    DLC_DL_STARTED  Data Link Started Indication:  DLC has
                    received a Test response from the null SAP.
    DLC_RESET       Reset Indication:  DLC has received an SABME
                    command during the time a connection is
                    currently active and has responded with DM.
    DLC_RESOLVE_C   Resolve Command Indication:  DLC has received
                    a Test command addressed to the null SAP, or an
                    XID command addressed to the null SAP.
    DLC_XID         XID Indication:  DLC has received an XID command
                    or response to a non-null SAP.

                      Table 3.  Local DLC Events

    Action Name     Description
    -----------     -----------
    DLC_CONTACT     Contact Station Request:  DLC will send a SABME
                    command.
    DLC_DGRM        Datagram Request:  DLC will send a UI frame.
    DLC_ENTER_BUSY  Enter Link Station Busy:  DLC will send an
                    RNR supervisory frame.
    DLC_EXIT_BUSY   Exit Link Station Busy:  DLC will send an RR
                    supervisory frame.
    DLC_HALT_DL     Halt Data Link Request:  DLC will send a DISC
                    command.
    DLC_INFO        Information Request:  DLC will send an I frame.
    DLC_RESOLVE_R   Resolve Response Request:  DLC will send a
                    Test response or XID response from the null SAP.
    DLC_START_DL    Start Data Link Request:  DLC will send a Test
                    command to the null SAP.
    DLC_XID         XID Request:  DLC will send an XID command or an
                    XID response.

                     Table 4.  Local DLC Actions




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  The Data Link Switch may be described by a state transition table
  consisting of eleven states.  Each of these states is described below
  in terms of the events, actions, and next state for each transition.
  If a particular event is not listed for a given state, no action and
  no state transition should occur for that event.  Any significant
  comments concerning the transitions within a given state are given
  immediately following the table representing the state.

  A separate state machine is maintained by the Data Link Switch for
  each end-to-end circuit.  The number of circuits that may be
  supported by each Data Link Switch is a local implementation option.

4.2.2.1   DISCONNECTED State

    Event                  Action(s)          Next State
    -----                  ---------          ----------
    Receive CANUREACH      DLC_START_DL       RESOLVE_PENDING
    Receive ICANREACH      Send REACH_ACK,    CIRCUIT_ESTABLISHED
                           DLC_RESOLVE_R
                           (See note 1)
    Receive DATAFRAME      DLC_DGRM
    Receive NETBIOS_NQ     DLC_DGRM           RESOLVE_PENDING
    Receive NETBIOS_NR     Send REACH_ACK,    CIRCUIT_ESTABLISHED
                           DLC_DGRM
                           (See note 2)
    DLC_RESOLVE_C          Send CANUREACH
    DLC_DGRM               If NB_Name_Query:
                           Send NETBIOS_NQ,
                           Else:
                           Send DATAFRAME

  It is assumed that each Data Link Switch will build a set of topology
  tables giving the identity of each Data Link Switch that can reach a
  specific MAC address or a specific NetBIOS name.  This table can be
  built based upon the origin address information received within the
  CANUREACH message or NETBIOS_NQ message and the target address
  information within the ICANREACH message or NETBIOS_NR message.  As a
  consequence, the amount of search traffic can be kept to a minimum.

  Upon receipt of a Test command or XID command to the null SAP (i.e.,
  DLC_RESOLVE_C signal from DLC), the Data Link Switch will check the
  topology table prior to sending the CANUREACH message.  If the target
  MAC address is in the table, the CANUREACH message will be sent to
  only those Data Link Switches that are known to be able to reach the
  given MAC address.  If the MAC address is not in the table, the
  CANUREACH message will be sent to all known Data Link Switches.
  Since the destination link SAP (DSAP) value is null, the Target Link
  SAP field in the CANUREACH message header is set equal to the Origin



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  Link SAP value.

  Upon receipt of a NB_Name_Query the Data Link Switch will check the
  topology table prior to sending the NETBIOS_NQ message.  If the
  target NetBIOS name is in the table, the NETBIOS_NQ message will be
  sent to only those Data Link Switches that are known to be able to
  reach the given NetBIOS name.  If the NetBIOS name is not in the
  table, the NETBIOS_NQ message will be sent to all known Data Link
  Switches.

  For SNA, the DISCONNECTED state is exited upon receipt of a CANUREACH
  message by a prospective target Data Link Switch, or upon receipt of
  an ICANREACH message by the origin Data Link Switch.  In the former
  case, the Data Link Switch will issue a Test command to the target
  station (i.e., DLC_START_DL signal is presented to DLC).  In the
  later case, a Test response is sent to the origin station (i.e.,
  DLC_RESOLVE_R will be issued) and a REACH_ACK message will be
  returned to the target Data Link Switch.

     Note 1-  The IBM 6611 will not send a Test response, but will send
     a Test command to the station that originated the resolve
     procedure (i.e., a DLC_START_DL will be issued) in order to start
     the data link.

  For NetBIOS, the DISCONNECTED state is exited upon the receipt of a
  NETBIOS_NQ message by the prospective target Data Link Switch, or
  upon the receipt of a NETBIOS_NR message by the origin Data Link
  Switch.  In the former case, the Data Link Switch will send a
  NB_Name_Query frame.  In the later case, the Data Link Switch will
  send a NB_Name_Recognized frame to the origin station and a REACH_ACK
  message will be returned to the target Data Link Switch.

     Note 2-  The IBM 6611 will also send a Test command (i.e., a
     DLC_START_DL will be issued) to the station that originated the
     name resolution in order to start the data link.

4.2.2.2   RESOLVE_PENDING State

    Event                  Action(s)              Next State
    -----                  ---------              ----------
    Receive DATAFRAME      DLC_DGRM
    DLC_DL_STARTED         Send ICANREACH         CIRCUIT_PENDING
    DLC_ERROR                                     DISCONNECTED
    DLC_DGRM               If NB_Name_Recognized: If
                           Send NETBIOS_NR        NB_Name_Recognized:
                           (See note),            CIRCUIT_PENDING
                           Else:
                           Send DATAFRAME



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  The RESOLVE_PENDING state is entered upon receipt of a CANUREACH
  message or a NETBIOS_NQ message by the target DLS.  In the former
  case, a data link is started, causing a Test command to be sent by
  the DLC.  In the later case, a NB_Name_Query frame is sent.  This
  frame is directed to a group MAC address.

  Any CANUREACH messages received in the RESOLVE_PENDING state will be
  responded to if a DLC_DL_STARTED signal is received.  The Data Link
  Switch may also update its topology information based upon the origin
  MAC address information in each CANUREACH message.

  Upon the receipt of a DLC_DL_STARTED signal in the RESOLVE_PENDING
  state, the Data Link Switch may update its topology table base upon
  the remote MAC address information.  The ICANREACH message should be
  returned to all Data Link Switches that had sent a CANUREACH message.
  In a similar fashion, the Data Link Switch may update its topology
  table upon the receipt of a NB_Name_Recognized frame and a NETBIOS_NR
  message will be returned to all Data Link Switches that have sent a
  NETBIOS_NQ message.

  The RESOLVE_PENDING state is exited once the data link has been
  started (i.e., a DLC_DL_STARTED signal is received as a result of a
  Test response received by the DLC) or a NB_Name_Recognized frame is
  received (i.e., a DLC_DGRM signal is received).  The target Data Link
  Switch will then enter the CIRCUIT_PENDING state.

     Note:  The IBM 6611 will also send a Test command in order to
     start the data link to the station that responded to the Name
     Query frame (i.e., a DLC_START_DL will be issued).

4.2.2.3   CIRCUIT_PENDING State

    Event                  Action(s)         Next State
    -----                  ---------         ----------
    Receive CONTACT        DLC_CONTACT       CONTACT_PENDING
    Receive HALT_DL        DLC_HALT_DL       HALT_PENDING
    Receive REACH_ACK      If Connected:     If Connected:
                           Send CONTACT      CONNECT_PENDING,
                                             else: CIRCUIT_ESTABLISHED
    Receive XIDFRAME       DLC_XID
    Receive DGRMFRAME      DLC_DGRM
    Receive DATAFRAME      DLC_DGRM
    DLC_CONTACTED          DLC_ENTER_BUSY
    DLC_ERROR              Send HALT_DL      DISCONNECT_PENDING
    DLC_XID                Send XIDFRAME
    DLC_DGRM               Send DGRMFRAME





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  The CIRCUIT_PENDING state is entered by the target Data Link Switch
  following the sending of an ICANREACH message or the sending of a
  NETBIOS_NR message.  In this state it is awaiting the reception of a
  REACH_ACK message from the origin Data Link Switch.  If a connection
  does not exist with the target station (i.e., the normal case), the
  Data Link Switch will enter the CIRCUIT_ESTABLISHED state.

  If the target Data Link Switch happens to receive a SABME command
  from the target station while in the CIRCUIT_PENDING state (i.e., a
  DLC_CONTACTED signal received from the DLC), the reception of the
  REACH_ACK message will cause the Data Link Switch to enter the
  CONNECT_PENDING state and to send a CONTACT message to the other Data
  Link Switch.  Thus the target Data Link Switch has assumed the role
  of the origin Data Link Switch.

4.2.2.4   CONNECT_PENDING State

 Event                 Action(s)                    Next State
 -----                 ---------                    ----------
 Receive CONTACTED     DLC_EXIT_BUSY                CONNECTED
 Receive HALT_DL       DLC_HALT_DL                  HALT_PENDING
 Receive DGRMFRAME     DLC_DGRM
 Receive DATAFRAME     DLC_DGRM
 DLC_RESET             Send RESTART_DL (See note)   CIRCUIT_RESTART
 DLC_ERROR             Send HALT_DL                 DISCONNECT_PENDING
 DLC_DGRM              Send DGRMFRAME

  The CONNECT_PENDING state is entered by the origin Data Link Switch
  when a DLC_CONTACTED signal has been received from the DLC (i.e., a
  SABME command has been received).  A CONTACT message is then issued.
  The state is exited upon the receipt of a CONTACTED message from the
  target Data Link Switch.  If a DLC_RESET signal is received, the
  local data link is restarted and a RESTART_DL message is sent to the
  remote DLS.

     Note:  The IBM 6611 will also send a Test command in order to
     restart the data link to the station that sent the SABME command
     (i.e., a DLC_START_DL will be issued).













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4.2.2.5   CIRCUIT_ESTABLISHED State

 Event                 Action(s)                    Next State
 -----                 ---------                    ----------
 Receive CONTACT       DLC_CONTACT                  CONTACT_PENDING
 Receive HALT_DL       DLC_HALT_DL                  HALT_PENDING
 Receive XIDFRAME      DLC_XID
 Receive DGRMFRAME     DLC_DGRM
 Receive DATAFRAME     DLC_DGRM
 DLC_CONTACTED         Send CONTACT                 CONNECT_PENDING
                       DLC_ENTER_BUSY
 DLC_ERROR             Send HALT_DL                 DISCONNECT_PENDING
 DLC_DGRM              Send DGRMFRAME
 DLC_XID               Send XIDFRAME

  The CIRCUIT_ESTABLISHED state is entered by the origin Data Link
  Switch from the DISCONNECTED state, and by the target Data Link
  Switch from the CIRCUIT_PENDING state.  The state is exited when a
  connection is started (i.e., DLC receives a SABME command).  The next
  state is CONTACT_PENDING for the target Data Link Switch and
  CONNECT_PENDING for the origin Data Link Switch.

4.2.2.6   CONTACT_PENDING State

 Event                 Action(s)                    Next State
 -----                 ---------                    ----------
 Receive HALT_DL       DLC_HALT_DL                  HALT_PENDING
 Receive RESTART_DL    DLC_HALT_DL                  RESTART_PENDING
 Receive DGRMFRAME     DLC_DGRM
 Receive DATAFRAME     DLC_DGRM
 DLC_CONTACTED         Send CONTACTED               CONNECTED
 DLC_ERROR             Send HALT_DL                 DISCONNECT_PENDING
 DLC_DGRM              Send DGRMFRAME

  The CONTACT_PENDING state is entered by the target Data Link Switch
  upon the receipt of a CONTACT message.  This causes the Data Link
  Switch to issue a DLC_CONTACT signal to the DLC (i.e., DLC sends a
  SABME command).  This state is then exited upon the receipt of a
  DLC_CONTACTED signal from the DLC (i.e., a UA response received).

  If a RESTART_DL message is received, indicating that the remote Data
  Link Switch has received a DLC_RESET signal, the local Data Link
  Switch will send a DISC command frame on the adjacent LAN (i.e.,
  DLC_HALT_DL signal) and enter the RESTART_PENDING state.







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4.2.2.7   CONNECTED State

 Event                 Action(s)                   Next State
 -----                 ---------                   ----------
 Receive HALT_DL       DLC_HALT_DL                 HALT_PENDING
 Receive RESTART_DL    DLC_HALT_DL                 RESTART_PENDING
 Receive DGRMFRAME     DLC_DGRM
 Receive INFOFRAME     DLC_INFO
 Receive DATAFRAME     DLC_DGRM
 DLC_RESET             Send RESTART_DL (See note)  CIRCUIT_RESTART
 DLC_ERROR             Send HALT_DL                DISCONNECT_PENDING
 DLC_DGRM              Send DGRMFRAME
 DLC_INFO              Send INFOFRAME

  The CONNECTED state is entered by the origin Data Link Switch from
  the CONNECT_PENDING state upon the receipt of a CONTACTED message.
  The CONNECTED state is entered by the target Data Link Switch from
  the CONTACT_PENDING state upon the receipt of a DLC_CONTACTED signal.
  At this time, the target Data Link Switch will return a CONTACTED
  message to the origin Data Link Switch.

  The CONNECTED state is exited usually under one of two conditions: a
  DLC_ERROR signal received from the DLC (e.g., a DISC command received
  by the local DLC), or a HALT_DL message received from the other Data
  Link Switch (e.g., a DISC command received by the remote DLC).

  A SABME command (i.e., a DLC_RESET signal) received by either Data
  Link Switch will also cause the two Data Link Switches to leave the
  CONNECTED state and eventually restart a new circuit.

     Note:  The IBM 6611 will also send a Test command in order to
     restart the data link to the station that sent the SABME command
     (i.e., a DLC_START_DL will be issued).

  Following the receipt of a reset signal, the Data Link Switch will
  send a RESTART_DL message to the other Data Link Switch and will
  enter the CIRCUIT_RESTART state.  Upon the receipt of the RESTART_DL
  message, the remote Data Link Switch will send a DISC command (i.e.,
  DLC_HALT_DL signal) and enter the RESTART_PENDING state.

4.2.2.8   CIRCUIT_RESTART State

 Event                 Action(s)             Next State
 -----                 ---------             ----------
 Receive DL_RESTARTED  If Connected:         If Connected:
                       Send CONTACT          CONNECT_PENDING,
                                             else: CIRCUIT_ESTABLISHED
 Receive DATAFRAME     DLC_DGRM



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 DLC_ERROR             Send HALT_DL          DISCONNECT_PENDING
 DLC_DGRM              Send DATAFRAME

  The CIRCUIT_RESTART state is entered if a DLC_RESET signal is
  received from the local DLC.  This was caused by the receipt of a
  SABME command while a connection was currently active.  A DM response
  will be issued to the SABME command and the Data Link Switch will
  attempt to restart the end-to- end circuit.

  The CIRCUIT_RESTART state is exited through one of two transitions.
  The next state depends upon the time the local DLC has reached the
  contacted state (i.e., a DLC_CONTACTED signal is presented) relative
  to the receipt of the DL_RESTARTED message.  This signal is caused by
  the origin station resending the SABME command that initially caused
  the DATA Link Switch to enter the CIRCUIT_RESTART state.  The two
  cases are as follows:

         1) DL_RESTARTED message received before the
         DLC_CONTACTED signal-  In this case, the
         CIRCUIT_ESTABLISHED state is entered.

         2) DL_RESTARTED message received after the
         DLC_CONTACTED signal-  In this case, the
         CONNECT_PENDING state is entered.

4.2.2.9   DISCONNECT_PENDING State

    Event                     Action(s)             Next State
    -----                     ---------             ----------
    Receive DL_HALTED                               DISCONNECTED
    Receive HALT_DL           Send DL_HALTED
    Receive DATAFRAME         DLC_DGRM
    DLC_DGRM                  Send DATAFRAME


  The DISCONNECT_PENDING state is entered when a DLC_ERROR signal is
  received from the local DLC.  Upon receipt of this signal, a HALT
  message is sent.  Once an DL_HALTED message is received, the state is
  exited, and the Data Link Switch enters the DISCONNECTED state.

4.2.2.10  RESTART_PENDING State

    Event                     Action(s)             Next State
    -----                     ---------             ----------
    Receive DATAFRAME         DLC_DGRM
    DLC_DL_HALTED (See note)  Send DL_RESTARTED     CIRCUIT_ESTABLISHED
    DLC_ERROR                 Send HALT_DL          DISCONNECT_PENDING
    DLC_DGRM                  Send DATAFRAME



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  The RESTART_PENDING state is entered upon the receipt of a RESTART_DL
  message from the remote DLS while the local Data Link Switch is in
  either the CONTACT_PENDING state or the CONNECTED state.  These cause
  the local DLC to issue a DISC command.  Upon the receipt of the UA
  response (DLC_DL_HALTED), the data link is restarted, a DL_RESTARTED
  message is returned to the remote DLS, and the CIRCUIT_ESTABLISHED
  state is entered.

     Note:  The IBM 6611 will send a Test command in order to restart
     the data link to the target station (i.e., a DLC_START_DL will be
     issued) prior to sending the DL_RESTARTED message.

4.2.2.11  HALT_PENDING State

    Event                     Action(s)          Next State
    -----                     ---------          ----------
    Receive DATAFRAME         DLC_DGRM
    DLC_DL_HALTED             Send DL_HALTED     DISCONNECTED
    DLC_ERROR                 Send DL_HALTED     DISCONNECTED
    DLC_DGRM                  Send DATAFRAME

  The HALT_PENDING state is entered upon the receipt of a HALT_DL
  message.  This causes the local DLC to issue a DISC command.  Upon
  the receipt of the UA response (DLC_DL_HALTED), a DL_HALTED message
  is returned to the remote DLS and the DISCONNECTED state is entered.

4.3. NetBIOS Datagrams

  The NetBIOS protocols use a number of UI frames for directory
  services and the transmission of datagrams.  Most of these frames are
  directed to a group MAC address (GA) with the routing information
  field indicating spanning tree explorer (STE).  Two of the frames,
  NB_Add_Name_Response and NB_Status_Response, are directed to a
  specific MAC address with the routing information field indicating a
  specifically routed frame (SRF).  The handling of these frames is
  summarized in the following table.

    Event                        Action(s)          Comment
    -----                        ---------          -------
    DLC_DGRM (NB Group Address): Send NETBIOS_ANQ   Transmitted to all
         NB_Add_Name_Query                          remote DLS
    DLC_DGRM (Specific Address): Send NETBIOS_ANR   Transmitted to
         NB_Add_Name_Response                       specific DLS
    DLC_DGRM (Specific Address): Send DATAFRAME     Transmitted to all
         NB_Status_Response                         remote DLS
    DLC_DGRM (NB Group Address): Send DATAFRAME     Transmitted to all
         NB_Name_in_Conflict,                       remote DLS
         NB_Add_Group_Name_Query,



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         NB_Datagram,
         NB_Datagram_Broadcast,
         NB_Status_Query,
         NB_Terminate_Trace

                     Table 5.  NetBIOS DLC Frames

  The above actions do not apply in the following states:
  CIRCUIT_ESTABLISHED, CONTACT_PENDING, CONNECT_PENDING, CONNECTED, and
  CIRCUIT_PENDING.  The handling of the remaining two UI frames used by
  NetBIOS systems, NB_Name_Query and NB_Name_Recognized, are documented
  as part of the DLS state machine in the previous section (i.e.,
  DISCONNECTED and RESOLVE_PENDING states).  Furthermore, the handling
  of NetBIOS datagrams (i.e., NB_Datagram) sent to a specific MAC
  address is also governed by the DLS state machine.

     Note:  The IBM 6611 will also issue Test frames during the
     exchange of the NetBIOS, NB_Name_Query and NB_Name_Recognized.
     This exchange of protocol data units occurs during the start of a
     data link and is used to determine the routing information.  Most
     other implementations of NetBIOS will use the
     NB_Name_Query/NB_Name_Recognized exchange to determine routes in
     conjunction with resolving the NetBIOS names.  These differences
     are not reflected in the SSP protocols.

  The handling of the NetBIOS specific SSP messages is given in the
  following table.

    Event           Action(s)                  Comment
    -----           ---------                  -------
    NETBIOS_ANQ     DLC_DGRM:                  Routed STE
                        NB_Add_Name_Query      (NB Group Address)
    NETBIOS_ANR     DLC_DGRM:                  Routed SRF
                        NB_Add_Name_Response   (Specific MAC Address)
    NETBIOS_NQ      DLC_DGRM:                  Routed STE
                        NB_Name_Query          (NB Group Address)
    NETBIOS_NR      DLC_DGRM:                  Routed SRF
                        NB_Name_Recognized     (Specific MAC Address)
    DATAFRAME       DLC_DGRM                   Routed STE
                                               (If NB_Status_Response:
                                               Specific MAC Address
                                               Else: NB Group Address)

                    Table 6.  NetBIOS SSP Messages

  The above actions apply to all DLS states.  The handling of NetBIOS
  datagrams sent within DGRMFRAME messages is governed by the DLS state
  machine.  The DGRMFRAME message type is employed instead of the



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  DATAFRAME message type once the end-to-end circuit has been
  established.  At that time, the message is addressed according to the
  pair of Circuit IDs in the message header instead of relying upon the
  MAC address information in the token ring header.

Acknowledgments

  Randall Campbell, David Miller, Gene Cox, Ravi Periasamy, and The
  Ghost of Christmas Past.

References

    1) ISO 8802-2/IEEE Std 802.2 International Standard,
       Information Processing Systems, Local Area Networks, Part 2:
       Logical Link Control, December 31, 1989

    2) The NETBIOS Frames Protocol, IBM Local Area Technical
       Reference, SC30-3383-03, Chapter 5, December 1990

    3) ISO/IEC DIS 10038 DAM 2, MAC Bridging, Source Routing
       Supplement, December 1991

Security Considerations

  Security issues are not discussed in this memo.


























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Authors' Addresses

  Roy C. Dixon
  IBM Networking Systems
  Department B57, Building 060
  P.O. Box 12195
  Research Triangle Park, NC 27709

  Phone: (919) 543-3380
  EMail: [email protected]


  David M. Kushi
  IBM Research Division
  T. J. Watson Research Center
  Room H0-C07
  30 Saw Mill River Road
  Hawthorne, NY 10532

  Phone: (914) 784-7815
  EMail: [email protected]

  Note: Any questions or comments relative to the contents of this RFC
  should be sent to the following Internet address:
  [email protected].  This address will be used to coordinate
  the handling of responses.

























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