Network Working Group                                        P. Almquist
Request for Comments: 1349                                    Consultant
Updates: RFCs 1248, 1247, 1195,                                July 1992
        1123, 1122, 1060, 791




            Type of Service in the Internet Protocol Suite

Status of This Memo

  This document specifies an IAB standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "IAB
  Official Protocol Standards" for the standardization state and status
  of this protocol.  Distribution of this memo is unlimited.

Summary

  This memo changes and clarifies some aspects of the semantics of the
  Type of Service octet in the Internet Protocol (IP) header.  The
  handling of IP Type of Service by both hosts and routers is specified
  in some detail.

  This memo defines a new TOS value for requesting that the network
  minimize the monetary cost of transmitting a datagram.  A number of
  additional new TOS values are reserved for future experimentation and
  standardization.  The ability to request that transmission be
  optimized along multiple axes (previously accomplished by setting
  multiple TOS bits simultaneously) is removed.  Thus, for example, a
  single datagram can no longer request that the network simultaneously
  minimize delay and maximize throughput.

  In addition, there is a minor conflict between the Host Requirements
  (RFC-1122 and RFC-1123) and a number of other standards concerning
  the sizes of the fields in the Type of Service octet.  This memo
  resolves that conflict.

Table of Contents

  1.  Introduction ...............................................    3

  2.  Goals and Philosophy .......................................    3

  3.  Specification of the Type of Service Octet .................    4

  4.  Specification of the TOS Field .............................    5



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  5.  Use of the TOS Field in the Internet Protocols .............    6
     5.1  Internet Control Message Protocol (ICMP) ...............    6
     5.2  Transport Protocols ....................................    7
     5.3  Application Protocols ..................................    7

  6.  ICMP and the TOS Facility ..................................    8
     6.1  Destination Unreachable ................................    8
     6.2  Redirect ...............................................    9

  7.  Use of the TOS Field in Routing ............................    9
     7.1  Host Routing ...........................................   10
     7.2  Forwarding .............................................   12

  8.  Other consequences of TOS ..................................   13

  APPENDIX A.  Updates to Other Specifications ...................   14
     A.1  RFC-792 (ICMP) .........................................   14
     A.2  RFC-1060 (Assigned Numbers) ............................   14
     A.3  RFC-1122 and RFC-1123 (Host Requirements) ..............   16
     A.4  RFC-1195 (Integrated IS-IS) ............................   16
     A.5  RFC-1247 (OSPF) and RFC-1248 (OSPF MIB) ................   17

  APPENDIX B.  Rationale .........................................   18
     B.1  The Minimize Monetary Cost TOS Value ...................   18
     B.2  The Specification of the TOS Field .....................   19
     B.3  The Choice of Weak TOS Routing .........................   21
     B.4  The Retention of Longest Match Routing .................   22
     B.5  The Use of Destination Unreachable .....................   23

  APPENDIX C.  Limitations of the TOS Mechanism ..................   24
     C.1  Inherent Limitations ...................................   24
     C.2  Limitations of this Specification ......................   25

  References .....................................................   27

  Acknowledgements ...............................................   28

  Security Considerations ........................................   28

  Author's Address ...............................................   28











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1.  Introduction

  Paths through the Internet vary widely in the quality of service they
  provide.  Some paths are more reliable than others.  Some impose high
  call setup or per-packet charges, while others do not do usage-based
  charging.  Throughput and delay also vary widely.  Often there are
  tradeoffs: the path that provides the highest throughput may well not
  be the one that provides the lowest delay or the lowest monetary
  cost.  Therefore, the "optimal" path for a packet to follow through
  the Internet may depend on the needs of the application and its user.

  Because the Internet itself has no direct knowledge of how to
  optimize the path for a particular application or user, the IP
  protocol [11] provides a (rather limited) facility for upper layer
  protocols to convey hints to the Internet Layer about how the
  tradeoffs should be made for the particular packet.  This facility is
  the "Type of Service" facility, abbreviated as the "TOS facility" in
  this memo.

  Although the TOS facility has been a part of the IP specification
  since the beginning, it has been little used in the past.  However,
  the Internet host specification [1,2] now mandates that hosts use the
  TOS facility.  Additionally, routing protocols (including OSPF [10]
  and Integrated IS-IS [7]) have been developed which can compute
  routes separately for each type of service.  These new routing
  protocols make it practical for routers to consider the requested
  type of service when making routing decisions.

  This specification defines in detail how hosts and routers use the
  TOS facility.  Section 2 introduces the primary considerations that
  motivated the design choices in this specification.  Sections 3 and 4
  describe the Type of Service octet in the IP header and the values
  which the TOS field of that octet may contain.  Section 5 describes
  how a host (or router) chooses appropriate values to insert into the
  TOS fields of the IP datagrams it originates.  Sections 6 and 7
  describe the ICMP Destination Unreachable and Redirect messages and
  how TOS affects path choice by both hosts and routers.  Section 8
  describes some additional ways in which TOS may optionally affect
  packet processing.  Appendix A describes how this specification
  updates a number of existing specifications.  Appendices B and C
  expand on the discussion in Section 2.

2.  Goals and Philosophy

  The fundamental rule that guided this specification is that a host
  should never be penalized for using the TOS facility.  If a host
  makes appropriate use of the TOS facility, its network service should
  be at least as good as (and hopefully better than) it would have been



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  if the host had not used the facility.  This goal was considered
  particularly important because it is unlikely that any specification
  which did not meet this goal, no matter how good it might be in other
  respects, would ever become widely deployed and used.  A particular
  consequence of this goal is that if a network cannot provide the TOS
  requested in a packet, the network does not discard the packet but
  instead delivers it the same way it would have been delivered had
  none of the TOS bits been set.

  Even though the TOS facility has not been widely used in the past, it
  is a goal of this memo to be as compatible as possible with existing
  practice.  Primarily this means that existing host implementations
  should not interact badly with hosts and routers which implement the
  specifications of this memo, since TOS support is almost non-existent
  in routers which predate this specification.  However, this memo does
  attempt to be compatible with the treatment of IP TOS in OSPF and
  Integrated IS-IS.

  Because the Internet community does not have much experience with
  TOS, it is important that this specification allow easy definition
  and deployment of new and experimental types of service.  This goal
  has had a significant impact on this specification.  In particular,
  it led to the decision to fix permanently the size of the TOS field
  and to the decision that hosts and routers should be able to handle a
  new type of service correctly without having to understand its
  semantics.

  Appendix B of this memo provides a more detailed explanation of the
  rationale behind particular aspects of this specification.

3.  Specification of the Type of Service Octet

  The TOS facility is one of the features of the Type of Service octet
  in the IP datagram header.  The Type of Service octet consists of
  three fields:

               0     1     2     3     4     5     6     7
            +-----+-----+-----+-----+-----+-----+-----+-----+
            |                 |                       |     |
            |   PRECEDENCE    |          TOS          | MBZ |
            |                 |                       |     |
            +-----+-----+-----+-----+-----+-----+-----+-----+

  The first field, labeled "PRECEDENCE" above, is intended to denote
  the importance or priority of the datagram.  This field is not
  discussed in detail in this memo.

  The second field, labeled "TOS" above, denotes how the network should



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  make tradeoffs between throughput, delay, reliability, and cost.  The
  TOS field is the primary topic of this memo.

  The last field, labeled "MBZ" (for "must be zero") above, is
  currently unused.  The originator of a datagram sets this field to
  zero (unless participating in an Internet protocol experiment which
  makes use of that bit).  Routers and recipients of datagrams ignore
  the value of this field.  This field is copied on fragmentation.

  In the past there has been some confusion about the size of the TOS
  field.  RFC-791 defined it as a three bit field, including bits 3-5
  in the figure above.  It included bit 6 in the MBZ field.  RFC-1122
  added bits 6 and 7 to the TOS field, eliminating the MBZ field.  This
  memo redefines the TOS field to be the four bits shown in the figure
  above.  The reasons for choosing to make the TOS field four bits wide
  can be found in Appendix B.2.

4.  Specification of the TOS Field

  As was stated just above, this memo redefines the TOS field as a four
  bit field.  Also contrary to RFC-791, this memo defines the TOS field
  as a single enumerated value rather than as a set of bits (where each
  bit has its own meaning).  This memo defines the semantics of the
  following TOS field values (expressed as binary numbers):

                   1000   --   minimize delay
                   0100   --   maximize throughput
                   0010   --   maximize reliability
                   0001   --   minimize monetary cost
                   0000   --   normal service

  The values used in the TOS field are referred to in this memo as "TOS
  values", and the value of the TOS field of an IP packet is referred
  to in this memo as the "requested TOS".  The TOS field value 0000 is
  referred to in this memo as the "default TOS."

  Because this specification redefines TOS values to be integers rather
  than sets of bits, computing the logical OR of two TOS values is no
  longer meaningful.  For example, it would be a serious error for a
  router to choose a low delay path for a packet whose requested TOS
  was 1110 simply because the router noted that the former "delay bit"
  was set.

  Although the semantics of values other than the five listed above are
  not defined by this memo, they are perfectly legal TOS values, and
  hosts and routers must not preclude their use in any way.  As will
  become clear after reading the remainder of this memo, only the
  default TOS is in any way special.  A host or router need not (and



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  except as described in Section 8 should not) make any distinction
  between TOS values whose semantics are defined by this memo and those
  that are not.

  It is important to note the use of the words "minimize" and
  "maximize" in the definitions of values for the TOS field.  For
  example, setting the TOS field to 1000 (minimize delay) does not
  guarantee that the path taken by the datagram will have a delay that
  the user considers "low".  The network will attempt to choose the
  lowest delay path available, based on its (often imperfect)
  information about path delay.  The network will not discard the
  datagram simply because it believes that the delay of the available
  paths is "too high" (actually, the network manager can override this
  behavior through creative use of routing metrics, but this is
  strongly discouraged: setting the TOS field is intended to give
  better service when it is available, rather than to deny service when
  it is not).

5.  Use of the TOS Field in the Internet Protocols

  For the TOS facility to be useful, the TOS fields in IP packets must
  be filled in with reasonable values.  This section discusses how
  protocols above IP choose appropriate values.

  5.1  Internet Control Message Protocol (ICMP)

     ICMP [8,9,12] defines a number of messages for performing error
     reporting and diagnostic functions for the Internet Layer.  This
     section describes how a host or router chooses appropriate TOS
     values for ICMP messages it originates.  The TOS facility also
     affects the origination and processing of ICMP Redirects and ICMP
     Destination Unreachables, but that is the topic of Section 6.

     For purposes of this discussion, it is useful to divide ICMP
     messages into three classes:

      o   ICMP error messages include ICMP message types 3 (Destination
          Unreachable), 4 (Source Quench), 5 (Redirect), 11 (Time
          Exceeded), and 12 (Parameter Problem).

      o   ICMP request messages include ICMP message types 8 (Echo), 10
          (Router Solicitation), 13 (Timestamp), 15 (Information
          Request -- now obsolete), and 17 (Address Mask Request).

      o   ICMP reply messages include ICMP message types 0 (Echo
          Reply), 9 (Router Advertisement), 14 (Timestamp Reply), 16
          (Information Reply -- also obsolete), and 18 (Address Mask
          Reply).



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     An ICMP error message is always sent with the default TOS (0000).

     An ICMP request message may be sent with any value in the TOS
     field.  A mechanism to allow the user to specify the TOS value to
     be used would be a useful feature in many applications that
     generate ICMP request messages.

     An ICMP reply message is sent with the same value in the TOS field
     as was used in the corresponding ICMP request message.

  5.2  Transport Protocols

     When sending a datagram, a transport protocol uses the TOS
     requested by the application.  There is no requirement that both
     ends of a transport connection use the same TOS.  For example, the
     sending side of a bulk data transfer application should request
     that throughput be maximized, whereas the receiving side might
     request that delay be minimized (assuming that it is primarily
     sending small acknowledgement packets).  It may be useful for a
     transport protocol to provide applications with a mechanism for
     learning the value of the TOS field that accompanied the most
     recently received data.

     It is quite permissible to switch to a different TOS in the middle
     of a connection if the nature of the traffic being generated
     changes.  An example of this would be SMTP, which spends part of
     its time doing bulk data transfer and part of its time exchanging
     short command messages and responses.

     TCP [13] should use the same TOS for datagrams containing only TCP
     control information as it does for datagrams which contain user
     data.  Although it might seem intuitively correct to always
     request that the network minimize delay for segments containing
     acknowledgements but no data, doing so could corrupt TCP's round
     trip time estimates.

  5.3  Application Protocols

     Applications are responsible for choosing appropriate TOS values
     for any traffic they originate.  The Assigned Numbers document
     [15] lists the TOS values to be used by a number of common network
     applications.  For other applications, it is the responsibility of
     the application's designer or programmer to make a suitable
     choice, based on the nature of the traffic to be originated by the
     application.

     It is essential for many sorts of network diagnostic applications,
     and desirable for other applications, that the user of the



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     application be able to override the TOS value(s) which the
     application would otherwise choose.

     The Assigned Numbers document is revised and reissued
     periodically.  Until RFC-1060, the edition current as this is
     being written, has been superceded, readers should consult
     Appendix A.2 of this memo.

6.  ICMP and the TOS Facility

  Routers communicate routing information to hosts using the ICMP
  protocol [12].  This section describes how support for the TOS
  facility affects the origination and interpretation of ICMP Redirect
  messages and certain types of ICMP Destination Unreachable messages.
  This memo does not define any new extensions to the ICMP protocol.

  6.1  Destination Unreachable

     The ICMP Destination Unreachable message contains a code which
     describes the reason that the destination is unreachable.  There
     are four codes [1,12] which are particularly relevant to the topic
     of this memo:

        0 -- network unreachable
        1 -- host unreachable
       11 -- network unreachable for type of service
       12 -- host unreachable for type of service

     A router generates a code 11 or code 12 Destination Unreachable
     when an unreachable destination (network or host) would have been
     reachable had a different TOS value been specified.  A router
     generates a code 0 or code 1 Destination Unreachable in other
     cases.

     A host receiving a Destination Unreachable message containing any
     of these codes should recognize that it may result from a routing
     transient.  The host should therefore interpret the message as
     only a hint, not proof, that the specified destination is
     unreachable.

     The use of codes 11 and 12 may seem contrary to the statement in
     Section 2 that packets should not be discarded simply because the
     requested TOS cannot be provided.  The rationale for having these
     codes and the limited cases in which they are expected to be used
     are described in Appendix B.5.






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  6.2  Redirect

     The ICMP Redirect message also includes a code, which specifies
     the class of datagrams to which the Redirect applies.  There are
     currently four codes defined:

        0 -- redirect datagrams for the network
        1 -- redirect datagrams for the host
        2 -- redirect datagrams for the type of service and network
        3 -- redirect datagrams for the type of service and host

     A router generates a code 3 Redirect when the Redirect applies
     only to IP packets which request a particular TOS value.  A router
     generates a code 1 Redirect instead when the the optimal next hop
     on the path to the destination would be the same for any TOS
     value.  In order to minimize the potential for host confusion,
     routers should refrain from using codes 0 and 2 in Redirects
     [3,6].

     Although the current Internet Host specification [1] only requires
     hosts to correctly handle code 0 and code 1 Redirects, a host
     should also correctly handle code 2 and code 3 Redirects, as
     described in Section 7.1 of this memo.  If a host does not, it is
     better for the host to treat code 2 as equivalent to code 0 and
     code 3 as equivalent to code 1 than for the host to simply ignore
     code 2 and code 3 Redirects.

7.  Use of the TOS Field in Routing

  Both hosts and routers should consider the value of the TOS field of
  a datagram when choosing an appropriate path to get the datagram to
  its destination.  The mechanisms for doing so are discussed in this
  section.

  Whether a packet's TOS value actually affects the path it takes
  inside of a particular routing domain is a choice made by the routing
  domain's network manager.  In many routing domains the paths are
  sufficiently homogeneous in nature that there is no reason for
  routers to choose different paths based up the TOS field in a
  datagram.  Inside such a routing domain, the network manager may
  choose to limit the size of the routing database and of routing
  protocol updates by only defining routes for the default (0000) TOS.
  Neither hosts nor routers should need to have any explicit knowledge
  of whether TOS affects routing in the local routing domain.







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  7.1  Host Routing

     When a host (which is not also a router) wishes to send an IP
     packet to a destination on another network or subnet, it needs to
     choose an appropriate router to send the packet to.  According to
     the IP Architecture, it does so by maintaining a route cache and a
     list of default routers.  Each entry in the route cache lists a
     destination (IP address) and the appropriate router to use to
     reach that destination.  The host learns the information stored in
     its route cache through the ICMP Redirect mechanism.  The host
     learns the list of default routers either from static
     configuration information or by using the ICMP Router Discovery
     mechanism [8].  When the host wishes to send an IP packet, it
     searches its route cache for a route matching the destination
     address in the packet.  If one is found it is used; if not, the
     packet is sent to one of the default routers.  All of this is
     described in greater detail in section 3.3.1 of RFC-1122 [1].

     Adding support for the TOS facility changes the host routing
     procedure only slightly.  In the following, it is assumed that (in
     accordance with the current Internet Host specification [1]) the
     host treats code 0 (redirect datagrams for the network) Redirects
     as if they were code 1 (redirect datagrams for the host)
     Redirects.  Similarly, it is assumed that the host treats code 2
     (redirect datagrams for the network and type of service) Redirects
     as if they were code 3 (redirect datagrams for the host and type
     of service) Redirects.  Readers considering violating these
     assumptions should be aware that long and careful consideration of
     the way in which Redirects are treated is necessary to avoid
     situations where every packet sent to some destination provokes a
     Redirect.  Because these assumptions match the recommendations of
     Internet Host specification, that careful consideration is beyond
     the scope of this memo.

     As was described in Section 6.2, some ICMP Redirects apply only to
     IP packets which request a particular TOS.  Thus, a host (at least
     conceptually) needs to store two types of entries in its route
     cache:

      type 1: { destination, TOS, router }

      type 2: { destination, *, router }

     where type 1 entries result from the receipt of code 3 (or code 1)
     Redirects and type 2 entries result from the receipt of code 2 (or
     code 0) Redirects.





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     When a host wants to send a packet, it first searches the route
     cache for a type 1 entry whose destination matches the destination
     address of the packet and whose TOS matches the requested TOS in
     the packet.  If it doesn't find one, the host searches its route
     cache again, this time looking for a type 2 entry whose
     destination matches the destination address of the packet.  If
     either of these searches finds a matching entry, the packet is
     sent to the router listed in the matching entry.  Otherwise, the
     packet is sent to one of the routers on the list of default
     routers.

     When a host creates (or updates) a type 2 entry, it must flush
     from its route cache any type 1 entries which have the same
     destination.  This is necessary for correctness, since the type 1
     entry may be obsolete but would continue to be used if it weren't
     flushed because type 1 entries are always preferred over type 2
     entries.

     However, the converse is not true: when a host creates a type 1
     entry, it should not flush a type 2 entry that has the same
     destination.  In this case, the type 1 entry will properly
     override the type 2 entry for packets whose destination address
     and requested TOS match the type 1 entry.  Because the type 2
     entry may well specify the correct router for some TOS values
     other than the one specified in the type 1 entry, saving the type
     2 entry will likely cut down on the number of Redirects which the
     host would otherwise receive.  This savings can potentially be
     substantial if one of the Redirects which was avoided would have
     created a new type 2 entry (thereby causing the new type 1 entry
     to be flushed).  That can happen, for example, if only some of the
     routers on the local net are part of a routing domain that
     computes separate routes for each TOS.

     As an alternative, a host may treat all Redirects as if they were
     code 3 (redirect datagrams for hosts and type of service)
     Redirects.  This alternative allows the host to have only type 1
     route cache entries, thereby simplifying route lookup and
     eliminating the need for the rules in the previous two paragraphs.
     The disadvantage of this approach is that it increases the size of
     the route cache and the amount of Redirect traffic if the host
     sends packets with a variety of requested TOS's to a destination
     for which the host should use the same router regardless of the
     requested TOS.  There is not yet sufficient experience with the
     TOS facility to know whether that disadvantage would be serious
     enough in practice to outweigh the simplicity of this approach.

     Despite RFC-1122, some hosts acquire their routing information by
     "wiretapping" a routing protocol instead of by using the



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     mechanisms described above.  Such hosts will need to follow the
     procedures described in Section 7.2 (except of course that hosts
     will not send ICMP Destination Unreachables or ICMP Redirects).

  7.2  Forwarding

     A router in the Internet should be able to consider the value of
     the TOS field when choosing an appropriate path over which to
     forward an IP packet.  How a router does this is a part of the
     more general issue of how a router picks appropriate paths.  This
     larger issue can be extremely complex [4], and is beyond the scope
     of this memo.  This discussion should therefore be considered only
     an overview.  Implementors should consult the Router Requirements
     specification [3] and the the specifications of the routing
     protocols they implement for details.

     A router associates a TOS value with each route in its forwarding
     table.  The value can be any of the possible values of the TOS
     field in an IP datagram (including those values whose semantics
     are yet to be defined).  Any routes learned using routing
     protocols which support TOS are assigned appropriate TOS value by
     those protocols.  Routes learned using other routing protocols are
     always assigned the default TOS value (0000).  Static routes have
     their TOS values assigned by the network manager.

     When a router wants to forward a packet, it first looks up the
     destination address in its forwarding table.  This yields a set of
     candidate routes.  The set may be empty (if the destination is
     unreachable), or it may contain one or more routes to the
     destination.  If the set is not empty, the TOS values of the
     routes in the set are examined.  If the set contains a route whose
     TOS exactly matches the TOS field of the packet being forwarded
     then that route is chosen.  If not but the set contains a route
     with the default TOS then that route is chosen.

     If no route is found, or if the the chosen route has an infinite
     metric, the destination is considered to be unreachable.  The
     packet is discarded and an ICMP Destination Unreachable is
     returned to the source.  Normally, the Unreachable uses code 0
     (Network unreachable) or 1 (Host unreachable).  If, however, a
     route to the destination exists which has a different TOS value
     and a non-infinite metric then code 11 (Network unreachable for
     type of service) or code 12 (Host unreachable for type of service)
     must be used instead.







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8.  Other consequences of TOS

  The TOS field in a datagram primarily affects the path chosen through
  the network, but an implementor may choose to have TOS also affect
  other aspects of how the datagram is handled.  For example, a host or
  router might choose to give preferential queuing on network output
  queues to datagrams which have requested that delay be minimized.
  Similarly, a router forced by overload to discard packets might
  attempt to avoid discarding packets that have requested that
  reliability be maximized.  At least one paper [14] has explored these
  ideas in some detail, but little is known about how well such special
  handling would work in practice.

  Additionally, some Link Layer protocols have their own quality of
  service mechanisms.  When a router or host transmits an IP packet, it
  might request from the Link Layer a quality of service as close as
  possible to the one requested in the TOS field in the IP header.
  Long ago an attempt (RFC-795) was made to codify how this might be
  done, but that document describes Link Layer protocols which have
  since become obsolete and no more recent document on the subject has
  been written.






























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APPENDIX A.  Updates to Other Specifications

  While this memo is primarily an update to the IP protocol
  specification [11], it also peripherally affects a number of other
  specifications.  This appendix describes those peripheral effects.
  This information is included in an appendix rather than in the main
  body of the document because most if not all of these other
  specifications will be updated in the future.  As that happens, the
  information included in this appendix will become obsolete.

  A.1  RFC-792 (ICMP)

     RFC-792 [12] defines a set of codes indicating reasons why a
     destination is unreachable.  This memo describes the use of two
     additional codes:

       11 -- network unreachable for type of service
       12 -- host unreachable for type of service

     These codes were defined in RFC-1122 [1] but were not included in
     RFC-792.

  A.2  RFC-1060 (Assigned Numbers)

     RFC-1060 [15] describes the old interpretation of the TOS field
     (as three independent bits, with no way to specify that monetary
     cost should be minimized).  Although it is likely obvious how the
     values in RFC-1060 ought to be interpreted in light of this memo,
     the information from that RFC is reproduced here.  The only actual
     changes are for ICMP (to conform to Section 5.1 of this memo) and
     NNTP:

                       ----- Type-of-Service Value -----

        Protocol           TOS Value

        TELNET (1)         1000                 (minimize delay)

        FTP
          Control          1000                 (minimize delay)
          Data (2)         0100                 (maximize throughput)

        TFTP               1000                 (minimize delay)

        SMTP (3)
          Command phase    1000                 (minimize delay)
          DATA phase       0100                 (maximize throughput)




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                       ----- Type-of-Service Value -----

        Protocol           TOS Value

        Domain Name Service
          UDP Query        1000                 (minimize delay)
          TCP Query        0000
          Zone Transfer    0100                 (maximize throughput)

        NNTP               0001                 (minimize monetary cost)

        ICMP
          Errors           0000
          Requests         0000 (4)
          Responses        <same as request> (4)

        Any IGP            0010                 (maximize reliability)

        EGP                0000

        SNMP               0010                 (maximize reliability)

        BOOTP              0000

        Notes:

         (1) Includes all interactive user protocols (e.g., rlogin).

         (2) Includes all bulk data transfer protocols (e.g., rcp).

         (3) If the implementation does not support changing the TOS
             during the lifetime of the connection, then the
             recommended TOS on opening the connection is the default
             TOS (0000).

         (4) Although ICMP request messages are normally sent with the
             default TOS, there are sometimes good reasons why they
             would be sent with some other TOS value.  An ICMP response
             always uses the same TOS value as was used in the
             corresponding ICMP request message.  See Section 5.1 of
             this memo.

        An application may (at the request of the user) substitute 0001
        (minimize monetary cost) for any of the above values.

        This appendix is expected to be obsoleted by the next revision
        of the Assigned Numbers document.




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  A.3  RFC-1122 and RFC-1123 (Host Requirements)

     The use of the TOS field by hosts is described in detail in
     RFC-1122 [1] and RFC-1123 [2].  The information provided there is
     still correct, except that:

      (1) The TOS field is four bits wide rather than five bits wide.
          The requirements that refer to the TOS field should refer
          only to the four bits that make up the TOS field.

      (2) An application may set bit 6 of the TOS octet to a non-zero
          value (but still must not set bit 7 to a non-zero value).

     These details will presumably be corrected in the next revision of
     the Host Requirements specification, at which time this appendix
     can be considered obsolete.

  A.4  RFC-1195 (Integrated IS-IS)

     Integrated IS-IS (sometimes known as Dual IS-IS) has multiple
     metrics for each route.  Which of the metrics is used to route a
     particular IP packet is determined by the TOS field in the packet.
     This is described in detail in section 3.5 of RFC-1195 [7].

     The mapping from the value of the TOS field to an appropriate
     Integrated IS-IS metric is described by a table in that section.
     Although the specification in this memo is intended to be
     substantially compatible with Integrated IS-IS, the extension of
     the TOS field to four bits and the addition of a TOS value
     requesting "minimize monetary cost" require minor modifications to
     that table, as shown here:

        The IP TOS octet is mapped onto the four available metrics as
        follows:

        Bits 0-2 (Precedence): (unchanged from RFC-1195)

        Bits 3-6 (TOS):

           0000    (all normal)               Use default metric
           1000    (minimize delay)           Use delay metric
           0100    (maximize throughput)      Use default metric
           0010    (maximize reliability)     Use reliability metric
           0001    (minimize monetary cost)   Use cost metric
           other                              Use default metric

        Bit 7 (MBZ): This bit is ignored by Integrated IS-IS.




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     It is expected that the next revision of the Integrated IS-IS
     specification will include this corrected table, at which time
     this appendix can be considered obsolete.

  A.5  RFC-1247 (OSPF) and RFC-1248 (OSPF MIB)

     Although the specification in this memo is intended to be
     substantially compatible with OSPF, the extension of the TOS field
     to four bits requires minor modifications to the section that
     describes the encoding of TOS values in Link State Advertisements,
     described in section 12.3 of RFC-1247 [10].  The encoding is
     summarized in Table 17 of that memo; what follows is an updated
     version of table 17.  The numbers in the first column are decimal
     integers, and the numbers in the second column are binary TOS
     values:

               OSPF encoding   TOS
               _____________________________________________

               0               0000   normal service
               2               0001   minimize monetary cost
               4               0010   maximize reliability
               6               0011
               8               0100   maximize throughput
               10              0101
               12              0110
               14              0111
               16              1000   minimize delay
               18              1001
               20              1010
               22              1011
               24              1100
               26              1101
               28              1110
               30              1111

     The OSPF MIB, described in RFC-1248 [5], is entirely consistent
     with this memo except for the textual comment which describes the
     mapping of the old TOS flag bits into TOSType values.  TOSType
     values use the same encoding of TOS values as OSPF's Link State
     Advertisements do, so the above table also describes the mapping
     between TOSType values (the first column) and TOS field values
     (the second column).

     If RFC-1247 and RFC-1248 are revised in the future, it is expected
     that this information will be incorporated into the revised
     versions.  At that time, this appendix may be considered obsolete.




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APPENDIX B.  Rationale

  The main body of this memo has described the details of how TOS
  facility works.  This appendix is for those who wonder why it works
  that way.

  Much of what is in this document can be explained by the simple fact
  that the goal of this document is to provide a clear and complete
  specification of the existing TOS facility rather than to design from
  scratch a new quality of service mechanism for IP.  While this memo
  does amend the facility in some small and carefully considered ways
  discussed below, the desirability of compatibility with existing
  specifications and uses of the TOS facility [1,2,7,10,11] was never
  in doubt.  This goal of backwards compatibility determined the broad
  outlines and many of the details of this specification.

  Much of the rest of this specification was determined by two
  additional goals, which were described more fully in Section 2.  The
  first was that hosts should never be penalized for using the TOS
  facility, since that would likely ensure that it would never be
  widely deployed.  The second was that the specification should make
  it easy, or at least possible, to define and deploy new types of
  service in the future.

  The three goals above did not eliminate all need for engineering
  choices, however, and in a few cases the goals proved to be in
  conflict with each other.  The remainder of this appendix discusses
  the rationale behind some of these engineering choices.

  B.1  The Minimize Monetary Cost TOS Value

     Because the Internet is becoming increasingly commercialized, a
     number of participants in the IETF's Router Requirements Working
     Group felt it would be important to have a TOS value which would
     allow a user to declare that monetary cost was more important than
     other qualities of the service.

     There was considerable debate over what exactly this value should
     mean.  Some felt, for example, that the TOS value should mean
     "must not cost money".  This was rejected for several reasons.
     Because it would request a particular level of service (cost = 0)
     rather than merely requesting that some service attribute be
     minimized or maximized, it would not only philosophically at odds
     with the other TOS values but would require special code in both
     hosts and routers.  Also, it would not be helpful to users who
     want their packets to travel via the least-cost path but can
     accept some level of cost when necessary.  Finally, since whether
     any particular routing domain considers the TOS field when routing



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     is a choice made by the network manager, a user requiring a free
     path might not get one if the packet has to pass through a routing
     domain that does not consider TOS in its routing decisions.

     Some proposed a slight variant: a TOS value which would mean "I am
     willing to pay money to have this packet delivered".  This
     proposal suffers most of the same shortcomings as the previous one
     and turns out to have an additional interesting quirk: because of
     the algorithms specified in Section 7.2, any packet which used
     this TOS value would prefer links that cost money over equally
     good free links.  Thus, such a TOS value would almost be
     equivalent to a "maximize monetary cost" value!

     It seems likely that in the future users may need some mechanism
     to express the maximum amount they are willing to pay to have a
     packet delivered.  However, an IP option would be a more
     appropriate mechanism, since there are precedents for having IP
     options that all routers are required to honor, and an IP option
     could include parameters such as the maximum amount the user was
     willing to pay.  Thus, the TOS value defined in this memo merely
     requests that the network "minimize monetary cost".

  B.2  The Specification of the TOS Field

     There were four goals that guided the decision to have a four bit
     TOS field and the specification of that field's values:

      (1) To define a new type of service requesting that the network
          "minimize monetary cost"

      (2) To remain as compatible as possible with existing
          specifications and uses of the TOS facility

      (3) To allow for the definition and deployment of new types of
          service in the future

      (4) To permanently fix the size of the TOS field

     The last goal may seem surprising, but turns out to be necessary
     for routing to work correctly when new types of service are
     deployed.  If routers have different ideas about the size of the
     TOS field they make inconsistent decisions that may lead to
     routing loops.

     At first glance goals (3) and (4) seem to be pretty much mutually
     exclusive.  The IP header currently has only three unused bits, so
     at most three new type of service bits could be defined without
     resorting to the impractical step of changing the IP header



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     format.  Since one of them would need to be allocated to meet goal
     (1), at most two bits could be reserved for new or experimental
     types of service.  Not only is it questionable whether two would
     be enough, but it is improbable that the IETF and IAB would allow
     all of the currently unused bits to be permanently reserved for
     types of service which might or might or might not ever be
     defined.

     However, some (if not most of) the possible combinations of the
     individual bits would not be useful.  Clearly, setting all of the
     bits would be equivalent to setting none of the bits, since
     setting all of the bits would indicate that none of the types of
     optimization was any more important than any of the others.
     Although one could perhaps assign reasonable semantics to most
     pairs of bits, it is unclear that the range of network service
     provided by various paths could usefully be subdivided in so fine
     a manner.  If some of these non-useful combinations of bits could
     be assigned to new types of service then it would be possible to
     meet goal (3) and goal (4) without having to use up all of the
     remaining reserved bits in the IP header.  The obvious way to do
     that was to change the interpretation of TOS values so that they
     were integers rather than independently settable bits.

     The integers were chosen to be compatible with the bit definitions
     found in RFC-791.  Thus, for example, setting the TOS field to
     1000 (minimize delay) sets bit 3 of the Type of Service octet; bit
     3 is defined as the Low Delay bit in RFC-791.  This memo only
     defines values which correspond to setting a single one of the
     RFC-791 bits, since setting multiple TOS bits does not seem to be
     a common practice.  According to [15], none of the common TCP/IP
     applications currently set multiple TOS bits.  However, TOS values
     corresponding to particular combinations of the RFC-791 bits could
     be defined if and when they are determined to be useful.

     The new TOS value for "minimize monetary cost" needed to be one
     which would not be too terribly misconstrued by preexisting
     implementations.  This seemed to imply that the value should be
     one which left all of the RFC-791 bits clear.  That would require
     expanding the TOS field, but would allow old implementations to
     treat packets which request minimization of monetary cost (TOS
     0001) as if they had requested the default TOS.  This is not a
     perfect solution since (as described above) changing the size of
     the TOS field could cause routing loops if some routers were to
     route based on a three bit TOS field and others were to route
     based on a four bit TOS field.  Fortunately, this should not be
     much of a problem in practice because routers which route based on
     a three bit TOS field are very rare as this is being written and
     will only become more so once this specification is published.



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     Because of those considerations, and also in order to allow a
     reasonable number of TOS values for future definition, it seemed
     desirable to expand the TOS field.  That left the question of how
     much to expand it.  Expanding it to five bits would allow
     considerable future expansion (27 new TOS values) and would be
     consistent with Host Requirements, but would reduce to one the
     number of reserved bits in the IP header.  Expanding the TOS field
     to four bits would restrict future expansion to more modest levels
     (11 new TOS values), but would leave an additional IP header bit
     free.  The IETF's Router Requirements Working Group concluded that
     a four bits wide TOS field allow enough values for future use and
     that consistency with Host Requirements was inadequate
     justification for unnecessarily increasing the size of the TOS
     field.

  B.3  The Choice of Weak TOS Routing

     "Ruminations on the Next Hop" [4] describes three alternative ways
     of routing based on the TOS field.  Briefly, they are:

      (1) Strong TOS --
          a route may be used only if its TOS exactly matches the TOS
          in the datagram being routed.  If there is no route with the
          requested TOS, the packet is discarded.

      (2) Weak TOS --
          like Strong TOS, except that a route with the default TOS
          (0000) is used if there is no route that has the requested
          TOS.  If there is no route with either the requested TOS or
          the default TOS, the packet is discarded.

      (3) Very Weak TOS --
          like Weak TOS, except that a route with the numerically
          smallest TOS is used if there is no route that has either the
          requested TOS or the default TOS.

     This specification has adopted Weak TOS.

     Strong TOS was quickly rejected.  Because it requires that each
     router a packet traverses have a route with the requested TOS,
     packets which requested non-zero TOS values would have (at least
     until the TOS facility becomes widely used) a high probability of
     being discarded as undeliverable.  This violates the principle
     (described in Section 2) that hosts should not be penalized for
     choosing non-zero TOS values.

     The choice between Weak TOS and Very Weak TOS was not as
     straightforward.  Weak TOS was chosen because it is slightly



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     simpler to implement and because it is consistent with the OSPF
     and Integrated IS-IS specifications.  In addition, many dislike
     Very Weak TOS because its algorithm for choosing a route when none
     of the available routes have either the requested or the default
     TOS cannot be justified by intuition (there is no reason to
     believe that having a numerically smaller TOS makes a route
     better).  Since a router would need to understand the semantics of
     all of the TOS values to make a more intelligent choice, there
     seems to be no reasonable way to fix this particular deficiency of
     Very Weak TOS.

     In practice it is expected that the choice between Weak TOS and
     Very Weak TOS will make little practical difference, since (except
     where the network manager has intentionally set things up
     otherwise) there will be a route with the default TOS to any
     destination for which there is a route with any other TOS.

  B.4  The Retention of Longest Match Routing

     An interesting issue is how early in the route choice process TOS
     should be considered.  There seem to be two obvious possibilities:

      (1) Find the set of routes that best match the destination
          address of the packet.  From among those, choose the route
          which best matches the requested TOS.

      (2) Find the set of routes that best match the requested TOS.
          From among those, choose the route which best matches the
          destination address of the packet.

     The two approaches are believed to support an identical set of
     routing policies.  Which of the two allows the simpler
     configuration and minimizes the amount of routing information that
     needs to be passed around seems to depend on the topology, though
     some believe that the second option has a slight edge in this
     regard.

     Under the first option, if the network manager neglects some
     pieces of the configuration the likely consequence is that some
     packets which would benefit from TOS-specific routes will be
     routed as if they had requested the default TOS.  Under the second
     option, however, a network manager can easily (accidently)
     configure things in such a way that packets which request a
     certain TOS and should be delivered locally will instead follow a
     default route for that TOS and be dumped into the Internet.  Thus,
     the first option would seem to have a slight edge with regard to
     robustness in the face of errors by the network manager.




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     It has been also been suggested that the first option provides the
     additional benefit of allowing loop-free routing in routing
     domains which contain both routers that consider TOS in their
     routing decisions and routers that do not.  Whether that is true
     in all cases is unknown.  It is certainly the case, however, that
     under the second option it would not work to mix routers that
     consider TOS and routers which do not in the same routing domain.

     All in all, there were no truly compelling arguments for choosing
     one way or the other, but it was nontheless necessary to make a
     choice: if different routers were to make the choice differently,
     chaos (in the form of routing loops) would result.  The mechanisms
     specified in this memo reflect the first option because that will
     probably be more intuitive to most network managers.  Internet
     routing has traditionally chosen the route which best matches the
     destination address, with other mechanisms serving merely as tie-
     breakers.  The first option is consistent with that tradition.

  B.5  The Use of Destination Unreachable

     Perhaps the most contentious and least defensible part of this
     specification is that a packet can be discarded because the
     destination is considered to be unreachable even though a packet
     to the same destination but requesting a different TOS would have
     been deliverable.  This would seem to fall perilously close to
     violating the principle that hosts should never be penalized for
     requesting non-default TOS values in packets they originate.

     This can happen in only three, somewhat unusual, cases:

      (1) There is a route to the packet's destination which has the
          TOS value requested in the packet, but the route has an
          infinite metric.

      (2) The only routes to the packet's destination have TOS values
          other than the one requested in the packet.  One of them has
          the default TOS, but it has an infinite metric.

      (3) The only routes to the packet's destination have TOS values
          other than the one requested in the packet.  None of them
          have the default TOS.

     It is commonly accepted that a router which has a default route
     should nonetheless discard a packet if the router has a more
     specific route to the destination in its forwarding table but that
     route has an infinite metric.  The first two cases seem to be
     analogous to that rule.




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     In addition, it is worth noting that, except perhaps during brief
     transients resulting from topology changes, routes with infinite
     metrics occur only as the result of deliberate action (or serious
     error) on the part of the network manager.  Thus, packets are
     unlikely to be discarded unless the network manager has taken
     deliberate action to cause them to be.  Some people believe that
     this is an important feature of the specification, allowing the
     network to (for example) keep packets which have requested that
     cost be minimized off of a link that is so expensive that the
     network manager feels confident that the users would want their
     packets to be dropped.  Others (including the author of this memo)
     believe that this "feature" will prove not to be useful, and that
     other mechanisms may be required for access controls on links, but
     couldn't justify changing this specification in the ways necessary
     to eliminate the "feature".

     Case (3) above is more problematic.  It could have been avoided by
     using Very Weak TOS, but that idea was rejected for the reasons
     discussed in Appendix B.3.  Some suggested that case (3) could be
     fixed by relaxing longest match routing (described in Appendix
     B.4), but that idea was rejected because it would add complexity
     to routers without necessarily making their routing choices
     particularly more intuitive.  It is also worth noting that this is
     another case that a network manager has to try rather hard to
     create: since OSPF and Integrated IS-IS both enforce the
     constraint that there must be a route with the default TOS to any
     destination for which there is a route with a non-zero TOS, a
     network manager would have to await the development of a new
     routing protocol or create the problem with static routes.  The
     eventual conclusion was that any fix to case (3) was worse than
     the problem.

APPENDIX C.  Limitations of the TOS Mechanism

  It is important to note that the TOS facility has some limitations.
  Some are consequences of engineering choices made in this
  specification.  Others, referred to as "inherent limitations" below,
  could probably not have been avoided without either replacing the TOS
  facility defined in RFC-791 or accepting that things wouldn't work
  right until all routers in the Internet supported the TOS facility.

  C.1  Inherent Limitations

     The most important of the inherent limitations is that the TOS
     facility is strictly an advisory mechanism.  It is not an
     appropriate mechanism for requesting service guarantees.  There
     are two reasons why this is so:




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      (1) Not all networks will consider the value of the TOS field
          when deciding how to handle and route packets.  Partly this
          is a transition issue: there will be a (probably lengthy)
          period when some networks will use equipment that predates
          this specification.  Even long term, however, many networks
          will not be able to provide better service by considering the
          value of the TOS field.  For example, the best path through a
          network composed of a homogeneous collection of
          interconnected LANs is probably the same for any possible TOS
          value.  Inside such a network, it would make little sense to
          require routers and routing protocols to do the extra work
          needed to consider the value of the TOS field when forwarding
          packets.

      (2) The TOS mechanism is not powerful enough to allow an
          application to quantify the level of service it desires.  For
          example, an application may use the TOS field to request that
          the network choose a path which maximizes throughput, but
          cannot use that mechanism to say that it needs or wants a
          particular number of kilobytes or megabytes per second.
          Because the network cannot know what the application
          requires, it would be inappropriate for the network to decide
          to discard a packet which requested maximal throughput
          because no "high throughput" path was available.

     The inability to provide resource guarantees is a serious drawback
     for certain kinds of network applications.  For example, a system
     using packetized voice simply creates network congestion when the
     available bandwidth is inadequate to deliver intelligible speech.
     Likewise, the network oughtn't even bother to deliver a voice
     packet that has suffered more delay in the network than the
     application can tolerate.  Unfortunately, resource guarantees are
     problematic in connectionless networks.  Internet researchers are
     actively studying this problem, and are optimistic that they will
     be able to invent ways in which the Internet Architecture can
     evolve to support resource guarantees while preserving the
     advantages of connectionless networking.

  C.2  Limitations of this Specification

     There are a couple of additional limitations of the TOS facility
     which are not inherent limitations but instead are consequences of
     engineering choices made in this specification:

      (1) Routing is not really optimal for some TOS values.  This is
          because optimal routing for those TOS values would require
          that routing protocols be cognizant of the semantics of the
          TOS values and use special algorithms to compute routes for



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          them.  For example, routing protocols traditionally compute
          the metric for a path by summing the costs of the individual
          links that make up the path.  However, to maximize
          reliability, a routing protocol would instead have to compute
          a metric which was the product of the probabilities of
          successful delivery over each of the individual links in the
          path.  While this limitation is in some sense a limitation of
          current routing protocols rather than of this specification,
          this specification contributes to the problem by specifying
          that there are a number of legal TOS values that have no
          currently defined semantics.

      (2) This specification assumes that network managers will do "the
          right thing".  If a routing domain uses TOS, the network
          manager must configure the routers in such a way that a
          reasonable path is chosen for each TOS.  While this ought not
          to be terribly difficult, a network manager could accidently
          or intentionally violate our rule that using the TOS facility
          should provide service at least as good as not using it.
































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References

 [1]   Internet Engineering Task Force (R. Braden, Editor),
       "Requirements for Internet Hosts -- Communication Layers", RFC
       1122, USC/Information Sciences Institute, October 1989.

 [2]   Internet Engineering Task Force (R. Braden, Editor),
       "Requirements for Internet Hosts -- Application and Support",
       RFC 1123, USC/Information Sciences Institute, October 1989.

 [3]   Almquist, P., "Requirements for IP Routers", Work in progress.

 [4]   Almquist, P., "Ruminations on the Next Hop", Work in progress.

 [5]   Baker, F. and R. Coltun, "OSPF Version 2 Management Information
       Base", RFC 1248, ACC, Computer Science Center, August 1991.

 [6]   Braden, R. and J. Postel, "Requirements for Internet Gateways",
       RFC 1009, USC/Information Sciences Institute, June 1987.

 [7]   Callon, R., "Use of OSI IS-IS for Routing in TCP/IP and Dual
       Environments", RFC 1195, Digital Equipment Corporation, December
       1990.

 [8]   Deering, S., "ICMP Router Discovery Messages", RFC 1256, Xerox
       PARC, September 1991.

 [9]   Mogul, J. and J. Postel, "Internet Standard Subnetting
       Procedure", RFC 950, USC/Information Sciences Institute, August
       1985.

[10]   Moy, J., "OSPF Version 2", RFC 1247, Proteon, Inc., July 1991.

[11]   Postel, J., "Internet Protocol", RFC 791, DARPA, September 1981.

[12]   Postel, J., "Internet Control Message Protocol", RFC 792, DARPA,
       September 1981.

[13]   Postel, J., "Transmission Control Protocol", RFC 793, DARPA,
       September 1981.

[14]   Prue, W. and J. Postel, "A Queuing Algorithm to Provide Type-
       of-Service for IP Links", RFC 1046, USC/Information Sciences
       Institute, February 1988.

[15]   Reynolds, J. and J. Postel, "Assigned Numbers", RFC 1060,
       USC/Information Sciences Institute, March 1990.




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Acknowledgements

  Some of the ideas presented in this memo are based on discussions
  held by the IETF's Router Requirements Working Group.  Much of the
  specification of the treatment of Type of Service by hosts is merely
  a restatement of the ideas of the IETF's former Host Requirements
  Working Group, as captured in RFC-1122 and RFC-1123.  The author is
  indebted to John Moy and Ross Callon for their assistance and
  cooperation in achieving consistency among the OSPF specification,
  the Integrated IS-IS specification, and this memo.

  This memo has been substantially improved as the result of thoughtful
  comments from a number of reviewers, including Dave Borman, Bob
  Braden, Ross Callon, Vint Cerf, Noel Chiappa, Deborah Estrin, Phill
  Gross, Bob Hinden, Steve Huston, Jon Postel, Greg Vaudreuil, John
  Wobus, and the Router Requirements Working Group.

  The initial work on this memo was done while its author was an
  employee of BARRNet.  Their support is gratefully acknowledged.

Security Considerations

  This memo does not explicitly discuss security issues.  The author
  does not believe that the specifications in this memo either weaken
  or enhance the security of the IP Protocol or of the other protocols
  mentioned herein.

Author's Address

  Philip Almquist
  214 Cole Street, Suite 2
  San Francisco, CA 94117-1916

  Phone: 415-752-2427

  Email: [email protected]















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