Network Working Group                                           T. Howes
Request for Comments: 1249                                      M. Smith
                                                             B. Beecher
                                                 University of Michigan
                                                            August 1991


                     DIXIE Protocol Specification

Status of this Memo

  This RFC defines a mechanism by which TCP/UDP based clients can
  access OSI Directory Service without the overhead of the ISO
  transport and presentation protocols required to implement full-blown
  DAP.  This memo provides information for the Internet community.  It
  does not specify any standard.  Distribution of this memo is
  unlimited.

Table of Contents

  1. Introduction ..............................................  2
  1.1 History ..................................................  2
  2. Protocol ..................................................  2
  2.1 Header ...................................................  3
  2.2 Operations ...............................................  4
  2.2.1 Read ...................................................  4
  2.2.1.1 Read Request .........................................  4
  2.2.1.2 Read Reply ...........................................  4
  2.2.2 Search .................................................  5
  2.2.2.1 Search Request .......................................  5
  2.2.2.2 Search Reply .........................................  5
  2.2.3 List ...................................................  5
  2.2.3.1 List Request .........................................  5
  2.2.3.2 List Reply ...........................................  5
  2.2.4 Modify .................................................  5
  2.2.4.1 Modify Request .......................................  6
  2.2.4.2 Modify Reply .........................................  6
  2.2.5 Modify RDN .............................................  6
  2.2.5.1 Modify RDN Request ...................................  6
  2.2.5.2 Modify RDN Reply .....................................  6
  2.2.6 Add ....................................................  6
  2.2.6.1 Add Request ..........................................  7
  2.2.6.2 Add Reply ............................................  7
  2.2.7 Remove .................................................  7
  2.2.7.1 Remove Request .......................................  7
  2.2.7.2 Remove Reply .........................................  7
  2.2.8 Bind ...................................................  7
  2.2.8.1 Bind Request .........................................  7



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  2.2.8.2 Bind Reply ...........................................  8
  2.3 Operation Code Summary ...................................  8
  2.4 Return Code Summary ......................................  8
  3. References ................................................  9
  4. Available Implementations .................................  9
  5. Security Considerations....................................  9
  6. Authors' Addresses ........................................ 10

1.    Introduction

  OSI Directory Service defines a powerful mechanism for storing and
  retrieving information about objects, and for arranging those objects
  in a hierarchical structure.  Many types of objects and information
  can be stored in The Directory, including white pages information,
  application information, service information, etc.  The OSI protocol
  defined to allow access to this information is the Directory Access
  Protocol (DAP).  The DAP, being an OSI application-layer program, is
  fairly heavy-weight and requires a substantial amount of computing
  power and coding investment to implement.

  The DIXIE protocol is designed for use by smaller hosts (e.g.,
  Macintoshes and PCs) that do not have the computing power or
  necessary software to implement a full OSI protocol stack.  The DIXIE
  protocol is also useful for any Internet application that wants a
  simple interface to X.500 that requires very little coding
  investment.

  The basic idea behind DIXIE is the same as that described in RFC 1202
  for the Directory Assistance Protocol.  DIXIE offers both UDP and TCP
  access to The Directory.  While the Directory Assistance Protocol
  exports something of a user interface, DIXIE provides a more direct
  protocol translation.

1.1   History

  The DIXIE protocol has evolved over time, slowly growing into the
  protocol described by this document.  Without an understanding of the
  circumstances surrounding this evolution, the wisdom of some of the
  DIXIE design decisions may not be apparent.

2.    Protocol

  This section describes the DIXIE protocol in detail.  DIXIE follows a
  client-server request and response paradigm.  Clients send request
  packets to a DIXIE server, and the server sends reply packets in
  return.  Communication may be over UDP or TCP, depending upon the
  needs of the client.  All modification operations (ADD, REMOVE,
  MODIFY, MODIFYRDN) must be performed over a TCP connection, which



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  provides some level of authentication.

  Whichever method of communication is used, the general packet format
  is the same.  Each packet consists of a sixteen octet header followed
  by some data.  The format of the header and data for each kind of
  request is described below.

  The representation used for all X.500 data passed between the server
  and the client is the QUIPU EDB format.  So, for example, a
  Distinguished Name might look something like "c=US@o=University of
  Michigan".  For a complete description of this format, see volume 5
  of the ISODE Manual.

  The DIXIE server listens on port 96 for both UDP packets and TCP
  connections.

2.1   Header

  The DIXIE packet header is sixteen octets long.  For requests, the
  header is described by the following:

     Start Length    Description
     0       1       An opcode specifying one of the operations
                     described below.  (see section 2.3 for a summary)
     1       2       A request identifier to be included in the reply.
                     This number should be unique to a request.
     3       4       The total length of the request packet, excluding
                     the header.
     7       2       Unused.
     9       1       Options.  Currently, there are only three options.
                     If bit 0 is set, "large" attributes will be
                     included in the response.  The choice of what
                     constitutes large is up to the implementation.
                     If bit 1 is set, the dereference aliases service
                     control will be set for the X.500 operation.  If
                     bit 2 is set, aliases will NOT be dereferenced and
                     searched during a search operation.
     10      1       Protocol version. The current version is 1.
     11      1       For the search operation, this byte specifies the
                     scope of the search.  (see section 2.2.2.1)
     12      2       Timelimit in seconds for the operation.
     14      2       Sizelimit for the operation (search and list).









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  For replies, the header is described by the following:

     Start Length    Description
     0       1       A return code specifying either success or
                     describing any error that occurred.  (see
                     section 2.4 for a description of each code)
     1       2       The identifier included in the corresponding
                     request packet.
     3       4       The total length of the response packet, excluding
                     the header.
     7       3       Unused.
     10      1       Protocol version.  The current version is 1.
     11      5       Unused.

  All unused fields should be set to null octets and are reserved for
  future expansion.

2.2   Operations

  This section describes the DIXIE operations, which closely parallel
  the X.500 DAP operations.

2.2.1 Read

  The DIXIE read operation corresponds to an X.500 DAP READ operation.

2.2.1.1 Read Request

  The header opcode should be set to 0x01.  The data portion of the
  packet consists of the DN of the entry to read, a null octet, and
  then a null-octet separated list of attributes whose values are to be
  returned from the read.  If no attributes to return are listed, all
  attributes are returned.  The packet is terminated by two null octets
  in a row.

2.2.1.2 Read Reply

  The reply data for the read operation consists of the entry read,
  followed by a null octet.  An entry consists of the DN of the entry,
  followed by the octet 0x02, followed by a 0x02-octet separated list
  of attribute values.  An attribute value consists of an attribute
  type, followed by the octet 0x01, followed by a 0x01-octet separated
  list of values.  Each attribute type, attribute value and
  distinguished name has the form defined by the QUIPU EDB format.







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2.2.2 Search

  The DIXIE search operation corresponds to an X.500 DAP SEARCH
  operation.

2.2.2.1 Search Request

  The header opcode should be set to 0x0f.  Octet 11 in the header
  should be set to 0x01, 0x02, or 0x03, for a search scope of base
  object, one level, or whole subtree, respectively.  The data portion
  of the packet consists of the DN of the entry from which to start the
  search, a null octet, a string containing the search filter (dish-
  style), a null-octet, and then a null-octet separated list of
  attributes whose values are to be returned from the search.  If no
  attributes to return are listed, all attributes are returned.  The
  packet is terminated by two null octets in a row.

2.2.2.2 Search Reply

  The reply data to the search operation consists of two octets in
  network byte order specifying the number of matches returned.  Next
  comes this number of sequences of the form: one 0x03 octet followed
  by one entry.  Each entry is as described above in section 2.2.1.2.

2.2.3 List

  The DIXIE list operation corresponds to an X.500 DAP LIST operation.

2.2.3.1 List Request

  The header opcode should be set to 0x10.  The data portion of the
  packet consists of the DN of the entry on which to perform the list,
  followed by a null octet.

2.2.3.2 List Reply

  The reply data to the list operation consists of two octets in
  network byte order specifying the number of subordinates returned,
  followed by this number of sequences of the form: one 0x03 octet
  followed by a Relative Distinguished Name of a subordinate.

2.2.4 Modify

  The DIXIE modify operation corresponds to an X.500 DAP MODIFY
  operation.






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2.2.4.1 Modify Request

  The header opcode should be set to 0x02.  The data portion of the
  packet consists of the DN of the entry to modify, followed by a null
  octet, followed by a null-separated list of modify operations to
  perform.  Each modify operation is one of the following:

          type            remove attribute type
          type=value      make value the sole value for attribute type
          type+=value     add value to attribute type
          type-=value     remove value from attribute type

  The second form will see to it that existing values (if any) are
  deleted before the new ones are added.  The third form will add the
  attribute type if it does not already exist.  Note that the QUIPU EDB
  format, used to specify value, allows multiple values to be specified
  separated by the "&" character.  This operation is only allowed over
  TCP.

2.2.4.2 Modify Reply

  There is no reply data for the modify operation.  The only indication
  of success or failure is the return code in the header.

2.2.5 Modify RDN

  The DIXIE modify RDN operation corresponds to an X.500 DAP  MODIFYRDN
  operation.

2.2.5.1 Modify RDN Request

  The header opcode should be set to 0x13.  The data portion of the
  packet consists of the DN of the entry to modify, followed by a null
  octet, followed by the new RDN the entry should have, followed by a
  final null octet.  The old value of the RDN is never kept as an
  attribute of the entry.  This operation is only allowed over TCP.

2.2.5.2 Modify RDN Reply

  There is no reply data to the modify RDN operation.  The only
  indication of success or failure is the return code in the header.

2.2.6 Add

  The DIXIE add operation corresponds to an X.500 DAP ADD operation.






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2.2.6.1 Add Request

  The header opcode should be set to 0x11.  The data portion of the
  packet consists of the DN of the entry to add, followed by a null
  octet, followed by a null-separated list of the entry's attributes.
  Each attribute in this list has the form:

          type=value

  where value can consist of a single value, or multiple values
  separated by the "&" character.  The request is terminated by two
  null octets in a row.  This operation is only allowed over TCP.

2.2.6.2 Add Reply

  There is no reply data to the add operation.  The only indication of
  success or failure is the return code in the header.

2.2.7 Remove

  The DIXIE remove operation corresponds to an X.500 DAP REMOVE
  operation.

2.2.7.1 Remove Request

  The header opcode should be set to 0x12.  The data portion of the
  packet consists of the DN of the entry to remove, followed by a null
  octet.  This operation is only allowed over TCP.

2.2.7.2 Remove Reply

  There is no reply data for the remove operation.  The only indication
  of success or failure is the return code in the header.

2.2.8 Bind

  The DIXIE bind operation corresponds to an X.500 DAP BIND operation
  using simple authentication as defined in Recommendation X.509.

2.2.8.1 Bind Request

  The header opcode should be set to 0x04.  The data portion of the
  packet consists of the DN of the entry as which to bind, followed by
  a null octet, followed by the password of the entry as which to bind,
  followed by a final null octet.  A null DN corresponds causes a bind
  as NULLDN to occur.





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2.2.8.2 Bind Reply

  The format of the bind reply packet depends on whether the operation
  was invoked over TCP or UDP.  If the operation was invoked over TCP,
  there is no reply data.  Success or failure of the operation is
  indicated by the return code in the packet header.

  If the bind operation was invoked over UDP, the data portion of the
  reply packet consists of an Internet address in standard dot
  notation, followed by a 0x01 octet, followed by a decimal number (in
  text form), followed by a null octet.  The address and number should
  be taken to be the IP address and port number to which the client
  should connect to obtain an authenticated TCP connection, bound as
  the entity specified in the request packet.

2.3 Operation Code Summary

  This section describes the  possible  values  for  the  DIXIE  header
  operation code.  There are currently 8 possible values:

     0x01    Read
     0x02    Modify
     0x04    Bind
     0x0f    Search
     0x10    List
     0x11    Add
     0x12    Remove
     0x13    Modify RDN

2.4 Return Code Summary

  This section describes the possible values for the the DIXIE header
  return code.  There are currently 17 possible values:

     0x01    The request was successful.
     0x02    The search did not find any matches.
     0x03    Some unknown, generic DIXIE error has occurred.
     0x04    The DIXIE opcode was not recognized by the DIXIE server.
     0x05    Insufficient access to perform a modification.
     0x06    A malformed DN was supplied.
     0x07    Some time limit or size limit was reached.
             Partial results will be returned.
     0x08    A modify was attempted before a bind.
     0x09    A fragment requested was not found.
     0x0a    An attribute type specified is invalid.
     0x0b    An attribute specified does not exist in the entry.
     0x0c    An attribute value specification is invalid.
     0x0d    An attribute value does not exist (as for removal of the



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             value).
     0x0e    A modification of an entry's RDN was attempted via a modify
             operation.  This is not allowed (use modrdn instead).
     0x0f    A supplied DN references an invalid portion of the tree.
     0x10    The DSA has passed back a referral to another DSA (as for a
             modification to a non-local entry), and the DIXIE server was
             unable to follow it.
     0x11    The DSA is down or unreachable.

3.    References

  [1] Information Processing - Open Systems Interconnection - The
      Directory, International Organization for Standardization,
      International Standard 9594, 1988.

  [2] Kille, S., Robbins, C., Roe, M., and A. Turland, "The ISO
      Development Environment: User's Manual", Volume 5: QUIPU,
      Performance Systems International, January 1990.

  [3] Rose, M., "Directory Assistance Service", RFC 1202, Performance
      Systems International, February 1991.

4.    Available Implementations

      This section is not meant as an endorsement of any
      implementation, it is provided merely as information for the
      Internet community.  A full Un*x-based implementation of the
      DIXIE protocol in the form of a DIXIE server and DIXIE
      application library is freely available for anonymous FTP from
      the host terminator.cc.umich.edu in the ~ftp/x500 directory.
      Un*x and Macintosh clients that use the DIXIE protocol have also
      been implemented and are available from the same location.

      There is also a discussion list for DIXIE-related topics called
      [email protected].  To join, send mail to dixie-
      [email protected].

5.    Security Considerations

  Security issues are not discussed in this memo.











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6.    Authors' Addresses

  Tim Howes
  University of Michigan
  Information Technology Division
  535 West William St.
  Ann Arbor, MI 48103-4943

  Phone: +1 313 764-2278
  EMail: [email protected]


  Mark Smith
  University of Michigan
  Information Technology Division
  535 West William St.
  Ann Arbor, MI 48103-4943

  Phone: +1 313 764-2277
  EMail: [email protected]


  Bryan Beecher
  University of Michigan
  Information Technology Division
  535 West William St.
  Ann Arbor, MI 48103-4943

  Phone: +1 313 764-4050
  EMail: [email protected]





















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