Network Working Group                                    J. Van Bokkelen
Request for Comments:  1173                           FTP Software, Inc.
                                                            August 1990


            Responsibilities of Host and Network Managers
          A Summary of the "Oral Tradition" of the Internet

Status of this Memo

  This informational RFC describes the conventions to be followed by
  those in charge of networks and hosts in the Internet.  It is a
  summary of the "oral tradition" of the Internet on this subject.
  [RFC Editor's note:  This memo is a contribution by the author of his
  view of these conventions.  It is expected that this RFC will provide
  a basis for the development of official policies in the future.]
  These conventions may be supplemented or amended by the policies of
  specific local and regional components of the Internet.  This RFC
  does not specify a standard, or a policy of the IAB.  Distribution of
  this memo is unlimited.

Table of Contents

  Status of this Memo .............................................. 1
  1. Basic Responsibilities......................................... 1
  2. Responsibilities of Network Managers........................... 2
  3. Responsibilities of Host System Managers....................... 2
  4. [email protected]......................................... 3
  5. Problems and Resolutions....................................... 3
  6. The Illusion of Security....................................... 4
  7. Summary........................................................ 5
  8. Security Considerations........................................ 5
  9. Author's Address............................................... 5

1. Basic Responsibilities

  The Internet is a co-operative endeavor, and its usefulness depends
  on reasonable behaviour from every user, host and router in the
  Internet.  It follows that people in charge of the components of the
  Internet MUST be aware of their responsibilities and attentive to
  local conditions.  Furthermore, they MUST be accessible via both
  Internet mail and telephone, and responsive to problem reports and
  diagnostic initiatives from other participants.

  Even local problems as simple and transient as system crashes or
  power failures may have widespread effects elsewhere in the net.
  Problems which require co-operation between two or more responsible
  individuals to diagnose and correct are relatively common.  Likewise,



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RFC 1173     Responsibilities of Host and Network Managers   August 1990


  the tools, access and experience needed for efficient analysis may
  not all exist at a single site.

  This communal approach to Internet management and maintenance is
  dictated by the present decentralized organizational structure.  The
  structure, in turn, exists because it is inexpensive and responsive
  to diverse local needs.  Furthermore, for the near term, it is our
  only choice; I don't see any prospect of either the government or
  private enterprise building a monolithic, centralized, ubiquitous "Ma
  Datagram" network provider in this century.

2. Responsibilities of Network Managers

  One or more individuals are responsible for every IP net or subnet
  which is connected to the Internet.  Their names, phone numbers and
  postal addresses MUST be supplied to the Internet NIC (or to the
  local or regional transit network's NIC) prior to the network's
  initial connection to the Internet, and updates and corrections MUST
  be provided in a timely manner for as long as the net remains
  connected.

  In order to adequately deal with problems that may arise, a network
  manager must have either:

     A. System management access privileges on every host and router
        connected to the local network, or:

     B. The authority and access to either power off, re-boot,
        physically disconnect or disable forwarding IP datagrams from
        any individual host system that may be misbehaving.

  For all networks, a network manager capable of exercising this level
  of control MUST be accessible via telephone 8 hours a day, 5 days a
  week.  For nets carrying transit traffic, a network manager SHOULD be
  accessible via telephone 24 hours a day.

3. Responsibilities of Host System Managers

  One or more individuals must be responsible for every host connected
  to the Internet.  This person MUST have the authority, access and
  tools necessary to configure, operate and control access to the
  system.  For important timesharing hosts, primary domain name servers
  and mail relays or gateways, responsible individual(s) SHOULD be
  accessible via telephone 24 hours a day, 7 days a week.

  For less-important timesharing hosts or single-user PCs or
  workstations, the responsible individual(s) MUST be prepared for the
  possiblity that their network manager may have to intervene in their



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RFC 1173     Responsibilities of Host and Network Managers   August 1990


  absence, should the resolution of an Internet problem require it.

4. [email protected]

  Every Internet host that handles mail beyond the local network MUST
  maintain a mailbox named "postmaster".  In general, this should not
  simply forward mail elsewhere, but instead be read by a system
  maintainer logged in to the machine.  This mailbox SHOULD be read at
  least 5 days a week, and arrangements MUST be made to handle incoming
  mail in the event of the absence of the normal maintainer.

  A machine's "postmaster" is the normal point of contact for problems
  related to mail delivery.  Because most traffic on the long-haul
  segments of the Internet is in the form of mail messages, a local
  problem can have significant effects elsewhere in the Internet.  Some
  problems may be system-wide, such as disk or file system full, or
  mailer or domain name server hung, crashed or confused.  Others may
  be specific to a particular user or mailing list (incorrect aliasing
  or forwarding, quota exceeded, etc.).

  In either case, the maintainer of a remote machine will normally send
  mail about delivery problems to "postmaster".  Also, "postmaster" is
  normally specified in the "reply-to:" field of automatically
  generated mail error messages (unable to deliver due to nonexistent
  user name, unable to forward, malformed header, etc.).  If this
  mailbox isn't read in a timely manner, significant quantities of mail
  may be lost or returned to its senders.

5. Problems and Resolutions

  Advances in network management tools may eventually make it possible
  for a network maintainer to detect and address most problems before
  they affect users, but for the present, day-to-day users of
  networking services represent the front line.  No responsible
  individual should allow their "dumb-question" filter to become too
  restrictive; reports of the form "I haven't gotten any mumblefrotz
  mail for a week... " or "I could get there this morning, but not
  now..." should always get timely attention.

  There are three basic classes of problems that may have network-wide
  scope:  User-related, host-related and network-related.

     A. User-related problems can range from bouncing mail or
        uncivilized behaviour on mailing lists to more serious
        issues like violation of privacy, break-in attempts or
        vandalism.

     B. Host-related problems may include mis-configured software,



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        obsolete or buggy software and security holes.

     C. Network-related problems are most frequently related to
        routing: incorrect connectivity advertisements, routing
        loops and black holes can all have major impacts.
        Mechanisms are usually in place for handling failure of
        routers or links, but problems short of outright failure
        can also have severe effects.

  Each class of problem has its own characteristics.  User-related
  problems can usually be solved by education, but system managers
  should be aware of applicable federal and state law as well; Privacy
  violations or "cracking" attempts have always been grounds for
  pulling a user's account, but now they can also result in
  prosecution.  Host-related problems are usually resolvable by re-
  configuration or upgrading the software, but sometimes the
  manufacturer needs to be made aware of a bug, or jawboned into doing
  something about it; Bugs that can't be fixed may be serious enough to
  require partial or total denial of service to the offending system.
  Similar levels of escalation exist for network-related problems, with
  the solution of last resort being ostracism of the offending net.

6. The Illusion of Security

  Every host and network manager MUST be aware that the Internet as
  presently constituted is NOT secure.  At the protocol level, much
  more effort has been put into interoperability, reliability and
  convenience than has been devoted to security, although this is
  changing.  Recent events have made software developers and vendors
  more sensitive to security, in both configuration and the underlying
  implementation, but it remains to be demonstrated how much long-term
  effect this will have.  Meanwhile, the existing system survives
  through the co-operation of all responsible individuals.

  Security is subjective; one site might view as idle curiosity what
  another would see as a hostile probe.  Since ultimately the existence
  of the Internet depends on its usefulness to all members of the
  community, it is important for managers to be willing to accept and
  act on other sites' security issues, warning or denying access to
  offending users.  The offended site, in turn, must be reasonable in
  its demands (someone who set off an alarm while idly seeing if the
  sendmail "DEBUG" hole was closed on a "sensitive" host probably
  should be warned, rather than prosecuted).

  Because Internet security issues may require that local management
  people either get in touch with any of their users, or deny an
  offending individual or group access to other sites, it is necessary
  that mechanisms exist to allow this.  Accordingly, Internet sites



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  SHOULD NOT have "general use" accounts, or "open" (without password)
  terminal servers that can access the rest of the Internet.

  In turn, the "sensitive" sites MUST be aware that it is impossible in
  the long term to deny Internet access to crackers, disgruntled former
  employees, unscrupulous competitors or agents of other countries.
  Getting an offender flushed is at best a stop-gap, providing a
  breathing space of a day or an hour while the security holes under
  attack are closed.  It follows that each host's manager is ultimately
  responsible for its security; the more "sensitive" the application or
  data, the more intimate the manager must be with the host's operating
  system and network software and their foibles.

7. Summary

  The heart of the Internet is the unique community of interest
  encompassing its users, operators, maintainers and suppliers.
  Awareness and acceptance of the shared interest in a usable Internet
  is vital to its survival and growth.  The simple conventions
  presented here should be supplemented by common sense as necessary to
  achieve that end.

8. Security Considerations

  Security issues are discussed in Sections 5 and 6.

9. Author's Address

  James B. VanBokkelen
  FTP Software Inc.
  26 Princess St.
  Wakefield, MA  01880

  Phone:  617-246-0900

  EMail: [email protected]















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