Network Working Group                                       R. Braden
Request for Comments: 1127                                        ISI
                                                        October 1989


             A Perspective on the Host Requirements RFCs

Status of This Memo

  This RFC is for information only; it does not constitute a standard,
  draft standard, or proposed standard, and it does not define a
  protocol.  Distribution of this memo is unlimited.

Summary

  This RFC contains an informal summary of the discussions and
  conclusions of the IETF Working Group on Host Requirements while it
  was preparing the Host Requirements RFCs.  This summary has several
  purposes: (1) to inform the community of host protocol issues that
  need further work; (2) to preserve some history and context as a
  starting point for future revision efforts; and (3) to provide some
  insight into the results of the Host Requirements effort.

1.  INTRODUCTION

  A working group of the Internet Engineering Task Force (IETF) has
  recently completed and published a monumental standards document on
  software requirements for Internet hosts [RFC-1122, RFC-1123].  This
  document has been published as two RFC's: "Requirements for Internet
  Hosts -- Communication Layers", referred to here as "HR-CL", and
  "Requirements for Internet Hosts -- Application and Support",
  referred to here as "HR-AS".  Together, we refer to them as the Host
  Requirements RFCs, or "HR RFCs".

  Creation of the Host Requirements document required the dedicated
  efforts of about 20 Internet experts, with significant contributions
  from another 20.  The Host Requirements working group held 7 formal
  meetings over the past 20 months, and exchanged about 3 megabytes of
  electronic mail.  The HR RFCs went through approximate 20 distinct
  drafts.

  This group of people struggled with a broad range of issues in host
  implementations of the Internet protocols, attempting to reconcile
  theoretical and architectural concerns with the sometimes conflicting
  imperatives of the real world.  The present RFC recaps the results of
  this struggle, with the issues that were settled and those that
  remain for future work.  This exegesis has several goals:




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RFC 1127           Perspective on Host Requirements         October 1989


  (1)  to give the Internet technical community some insight into the
       results of the host requirements effort;

  (2)  to inform the community of areas that need further work; and

  (3)  to preserve some history and context of the effort as a starting
       point for a future revision.

1.1  GOALS OF THE HOST REQUIREMENTS RFCs

  The basic purpose of the Host Requirements RFCs is to define the
  requirements for Internet host software.  However, the document goes
  far beyond a simple prescription of requirements, to include:

  (a)  a bibliography of the documents essential to an implementor;

  (b)  corrections and updates to the original standards RFC's;

  (c)  material to fill gaps in the previous specifications;

  (d)  limitations on implementation choices, where appropriate;

  (e)  clarification of important issues and the intent of the
       protocols; and

  (f)  documentation of known solutions to recurring problems as well
       as implementation hints.

  Broadly speaking, the Host Requirements working group started from
  the following goals for Internet host software:

  (1)  Interoperability

  (2)  Extensibility

  (3)  Functionality

  (4)  Efficiency

  (5)  Architectural Purity

  Of these, interoperability was clearly preeminent, while
  architectural purity had the lowest priority.  It is more difficult
  to assign relative importance to extensibility, functionality, and
  efficiency, as it varied from one topic to another.

  At a more technical level, the working group pursued a set of general
  goals that included the following:



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  *    Discourage hosts from unexpectedly acting as gateways.

  *    Discourage the use of bad IP addresses.

  *    Eliminate broadcast storms.

  *    Discourage gratuitous Address Mask Reply messages.

  *    Facilitate the use IP Type-of-Service for routing and queueing.

  *    Encourage implementations of IP multicasting.

  *    Encourage TCP connection robustness.

  *    Encourage (mandate!) implementation of known TCP performance
       enhancements.

  *    Encourage user interfaces that support the full capabilities of
       the protocols.

  *    Encourage more complete implementations of FTP.

  *    Encourage robust mail delivery

  *    Discourage the source-routing of mail in the Internet.

  *    Encourage error logging.

  In addition to these general technical goals, the working group
  decided to discourage the use of certain protocol features: e.g., the
  IP Stream Id option, ICMP Information Request and Reply messages, the
  RFC-795 TOS mappings, WKS records in the Domain Name System, and FTP
  Page structure.

  The HR RFC tries to deal only with the software implementation, not
  with the way in which that software is configured and applied.  There
  are a number of requirements on Internet hosts that were omitted from
  the HR RFC as administrative or configuration issues.

  The HR RFCs contain many, many detailed requirements and
  clarifications that are straightforward and (almost) non-
  controversial.

  Indeed, many of these are simply restatements or reinforcement of
  requirements that are already explicit or implicit in the original
  standards RFC's.  Some more cynical members of the working group
  refer to these as "Read The Manual" provisions.  However, they were
  included in the HR RFCs because at least one implementation has



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RFC 1127           Perspective on Host Requirements         October 1989


  failed to abide by these requirements.  In addition, many provisions
  of the HR RFCs are simply applications of Jon Postel's Robustness
  Principle [1.2.2 in either RFC].

  However, not all issues were so easy; the working group struggled
  with a number of deep and controversial technical issues.  Where the
  result was a reasonable consensus, then definite, firm
  recommendations and requirements resulted.  We list these settled
  issues in Section 2.  Section 2 also lists a number of areas where
  the HR RFCs fill gaping holes in the current specifications by giving
  extended discussions of particular issues.

  However, in some other cases the working group was unable to reach a
  crisp decision or even a reasonable consensus; we list these open
  issues in Section 3.  Future discussion is needed to ascertain which
  of these issues really do have "right answers", and which can
  reasonably be left as implementation choices.  Section 4 contains
  some other areas that the working group did not tackle but which need
  further work outside the context of the HR RFCs (although the outcome
  may be reflected in a future revision).  Finally, Appendix I lists
  specific issues for consideration by a future HR RFC revision effort,
  while Appendix II lists the issues that are relevant to a revision of
  the Gateway Requirements RFC.

  It should be noted that this categorization of issues is imperfect; a
  few issues appear (legitimately) in more than one category.

  For brevity, we do not attempt to define all the terminology or
  explain all the concepts mentioned here.  For those cases where
  further clarification is needed, we include (in square brackets)
  references to the corresponding sections of the HR RFCs.

2.  SETTLED ISSUES

  Here are the areas in which the Host Requirements working group was
  able to reach a consensus and take a definite stand.

  -    ARP Cache Management   [CL 2.3.2.1]

       Require a mechanism to flush out-of-date ARP cache entries.

  -    Queueing packets in ARP   [CL 2.3.2.2]

       Recommend that ARP queue unresolved packet(s) in the link layer.

  -    Ethernet/802.3 Interoperability   [CL 2.3.3]

       Impose interoperability requirements for Ethernet and IEEE 802.3



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RFC 1127           Perspective on Host Requirements         October 1989


       encapsulation.

  -    Broadcast Storms   [CL 2.4, 3.2.2]

       Require many provisions to prevent broadcast storms.

       In particular, require that the link-layer driver pass a flag to
       the IP layer to indicate if a packet was received via a link-
       layer broadcast, and require that this flag be used by the IP
       layer.

  -    Bad IP addresses

       Include numerous provisions to discourage the use of bad IP
       addresses.

  -    Address Mask Replies   [CL 3.2.2.9]

       Discourage gratuitous ICMP Address Mask Reply messages.

  -    Type-of-Service

       Include various requirements on IP, transport, and application
       layers to make Type-of-Service (TOS) useful.

  -    Time-to-Live   [CL 3.2.1.7]

       Require that Time-to-Live (TTL) be configurable.

  -    Source Routing   [CL 3.2.1.8(e)]

       Require that host be able to act as originator or final
       destination of a source route.

  -    IP Multicasting   [CL 3.3.7]

       Encourage implementation of local IP multicasting.

  -    Reassembly Timeout   [CL 3.3.2]

       Require a fixed reassembly timeout.

  -    Choosing a Source Address   [CL 3.3.4.3, 3.4, 4.1.3.5, 4.2.3.7]

       Require that an application on a multihomed host be able to
       either specify which local IP address to use for a new TCP
       connection or UDP request, or else leave the local address
       "wild" and let the IP layer pick one.



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  -    TCP Performance   [CL 4.2.12.15, 4.2.3.1-4]

       Require TCP performance improvements.

  -    TCP Connection Robustness   [CL 4.2.3.5, 4.2.3.9]

       Encourage robustness of TCP connections.

  -    TCP Window Shrinking   [CL 4.2.2.16]

       Discourage the shrinking of TCP windows from the right.

  -    Dotted-Decimal Host Numbers   [AS 2.1]

       Recommend that applications be able to accept dotted-decimal
       host numbers in place of host names.

  -    Telnet End-of-Line   [AS 3.3.1]

       Include compatibility requirements for Telnet end-of-line.

  -    Minimal FTP   [AS 4.1.2.13]

       Enlarge the minimum FTP implementation.

  -    Robust Mail Delivery   [AS 5.3.2, 5.3.4, 6.1.3.4]

       Recommend the use of long timeouts and of alternative addresses
       for multihomed hosts, to obtain robust mail delivery.

  -    Source-Routing of Mail  [AS 5.2.6, 5.2.16, 5.2.19]

       Discourage the use of source routes for delivering mail.  (This
       was one of the few cases where the working group opted for the
       architecturally pure resolution of an issue.)

  -    Fully-Qualified Domain Names   [AS 5.2.18]

       Require the use of fully-qualified domain names in RFC-822
       addresses.

  -    Domain Name System Required   [AS 6.1.1]

       Require that hosts implement the Domain Name System (DNS).

  -    WKS Records Detracted   [AS 2.2, 5.2.12, 6.1.3.6]

       Recommend against using WKS records from DNS.



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  -    UDP Preferred for DNS Queries  [AS 6.1.2.4, 6.1.3.2]

       Require that UDP be preferred over TCP for DNS queries.

  -    DNS Negative Caching  [AS 6.1.3.3]

       Recommend that DNS name servers and resolvers cache negative
       responses and temporary failures.

  Finally, here is a list of areas in which the HR RFCs provide
  extended discussion of issues that have been inadequately documented
  in the past.

  -    ARP cache handling   [CL 2.3.2.1]

  -    Trailer encapsulation   [CL 2.3.1]

  -    Dead gateway detection algorithms   [CL 3.3.1.4]

  -    IP multihoming models   [CL 3.3.4]

       (Note that this topic is also one of the significant contentious
       issues; see the next section.)

  -    Maximum transmission unit (MTU and transport-layer maximum-
       segment size (MSS) issues   [CL 3.3.2, 3.3.3, 3.4, 4.1.4,
       4.2.2.6]

  -    TCP silly-window syndrome (SWS) avoidance algorithms
       [CL 4.2.3.3, 4.2.3.4]

  -    Telnet end-of-line issues   [AS 3.3.1]

  -    Telnet interrupt/SYNCH usage   [AS 3.2.4]

  -    FTP restart facility   [AS 4.1.3.4]

  -    DNS efficiency issues   [AS 6.1.3.3]

  -    DNS user interface: aliases and search lists   [AS 6.1.4.3]

  There are some other areas where the working group tried to produce a
  more extended discussion but was not totally successful; one example
  is error logging (see Appendix I below).







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3.  OPEN ISSUES

  For some issues, the disagreement was so serious that the working
  group was unable to reach a consensus.  In each case, some spoke for
  MUST or SHOULD, while others spoke with equal fervor for MUST NOT or
  SHOULD NOT.  As a result, the HR RFCs try to summarize the differing
  viewpoints but take no stand; the corresponding requirements are
  given as MAY or OPTIONAL.  The most notorious of these contentious
  issues are as follows.

  -    Hosts forwarding source-routed datagrams, even though the hosts
       are not otherwise acting as gateways   [CL 3.3.5]

  -    The multihoming model   [CL 3.3.4]

  -    ICMP Echo Requests to a broadcast or multicast address
       [CL 3.2.2.6]

  -    Host-only route caching   [CL 3.3.1.3]

  -    Host wiretapping routing protocols   [CL 3.3.1.4]

  -    TCP sending an ACK when it receives a segment that appears to be
       out-of-order   [CL 4.2.2.21]


  There was another set of controversial issues for which the HR RFCs
  did take a compromise stand, to allow the disputed functions but
  circumscribe their use.  In many of these cases, there were one or
  more significant voices for banning the feature altogether.

  -    Host acting as gateways   [CL 3.1]

  -    Trailer encapsulation   [CL 2.3.1]

  -    Delayed TCP acknowledgments   [CL 4.2.3.2]

  -    TCP Keep-alives   [CL 4.2.3.6]

  -    Ignoring UDP checksums   [CL 4.1.3.4]

  -    Telnet Go-Aheads   [AS 3.2.2]

  -    Allowing 8-bit data in Telnet NVT mode   [AS 3.2.5]







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4.  OTHER FUTURE WORK

  General Issues:

  (1)  Host Initialization Procedures

     When a host system boots or otherwise initializes, it needs
     certain network configuration information in order to communicate;
     e.g., its own IP address(es) and address mask(s).  In the case of
     a diskless workstation, obtaining this information is an essential
     part of the booting process.

     The ICMP Address Mask messages and the RARP (Reverse ARP) protocol
     each provide individual pieces of configuration information.  The
     working group felt that such piecemeal solutions are a mistake,
     and that a comprehensive approach to initialization would result
     in a uniform mechanism to provide all the required configuration
     information at once.  The HR working group recommends that a new
     working group be established to develop a unified approach to
     system initialization.

  (2)  Configuration Options

     Vendors, users, and network administrators all want host software
     that is "plug-and-play".  Unfortunately, the working group was
     often forced to require additional configuration parameters to
     satisfy interoperability, functionality, and/or efficiency needs
     [1.2.4 in either RFC].  The working group was fully aware of the
     drawbacks of configuration parameters, but based upon extensive
     experience with existing implementations, it felt that the
     flexibility was sometimes more important than installation
     simplicity.

     Some of the configuration parameters are forced for
     interoperability with earlier, incorrect implementations.  Very
     little can be done to ease this problem, although retirement of
     the offending systems will gradually solve it.  However, it would
     be desirable to re-examine the other required configuration
     options, in an attempt to develop ways to eliminate some of them.

  Link-Layer Issues:

  (2)  ARP Cache Maintenance

     "Proxy ARP" is a link-layer mechanism for IP routing, and its use
     results in difficult problems in managing the ARP cache.

     Even without proxy ARP, the management dynamics of the IP route



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     cache interact in subtle ways with transport-layer dynamics;
     introducing routing via proxy ARP brings a third protocol layer
     into the problem, complicating the inter-layer dynamics still
     further.

     The algorithms for maintaining the ARP cache need to be studied
     and experimented with, to create more complete and explicit
     algorithms and requirements.

  (3)  FDDI Bit-order in MAC addresses

     On IEEE 802.3 or 802.4 LAN, the MAC address in the header uses the
     same bit-ordering as transmission of the address as data.  On
     802.5 and FDDI networks, however, the MAC address in the header is
     in a different bit-ordering from the equivalent 6 bytes sent as
     data.  This will make it hard to do MAC-level bridging between
     FDDI and 802.3 LAN's, for example, although gateways (IP routers)
     can still be used.

     The working group concluded that this is a serious but subtle
     problem with no obvious fix, and that resolving it was beyond the
     scope of the HR working group.

  IP-Layer Issues

  (4)  Dead Gateway Detection

     A fundamental requirement for a host is to be able to detect when
     the first-hop gateway has failed.  The early TCP/IP
     experimentation was based on the ARPANET, which provided explicit
     notification of gateway failure; as a result, dead gateway
     detection algorithms were not much considered at that time.  The
     very general guidelines presented by Dave Clark [RFC-816] are
     inadequate for implementors.  The first attempt at applying these
     guidelines was the introduction of universal gateway pinging by
     TOPS-20 systems; this quickly proved to be a major generator of
     ARPANET traffic, and was squelched.  The most widely used
     implementation of the Internet protocols, 4.2BSD, solved the
     problem in an extra-architectural manner, by letting the host
     wiretap the gateway routing protocol (RIP).  As a result of this
     history, the HR working group was faced with an absence of
     documentated techniques that a host conforming to the Internet
     architecture could use to detect dead gateways.

     After extensive discussion, the working group agreed on the
     outline of an appropriate algorithm.  A detailed algorithm was in
     fact written down, to validate the discussion in the HR RFCs.
     This algorithm, or a better one, should be tried experimentally



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     and documented in a new RFC.

  (5)  Gateway Discovery

     A host needs to discover the IP addresses of gateways on its
     connected networks.  One approach, begun but not finished by
     members of the HR working group, would be to define a new pair of
     ICMP query messages for gateway discovery.  In the future, gateway
     discovery should be considered as part of the complete host
     initialization problem.

  (6)  MTU Discovery

     Members of the HR working group designed IP options that a host
     could use to discover the minimum MTU of a particular Internet
     path [RFC-1063].  To be useful, the Probe MTU options would have
     to be implemented in all gateways, which is an obstacle to its
     adoption.  Code written to use these options has never been
     tested.  This work should be carried forward; an effective MTU
     choice will become increasingly important for efficient Internet
     service.

  (7)  Routing Advice from Gateways

     A working group member produced a draft specification for ICMP
     messages a host could use to ask gateways for routing advice
     [Lekashman].  While this is not of such pressing importance as the
     issues listed previously, it deserves further consideration and
     perhaps experimentation.

  (8)  Dynamic TTL Discovery

     Serious connectivity problems have resulted from host software
     that has too small a TTL value built into the code.  HR-CL
     specifies that TTL values must be configurable, to allow TTL to be
     increased if required for communication in a future Internet;
     conformance with this requirement would solve the current
     problems.  However, configurable parameters are an operational
     headache, so it has been suggested that a host could have an
     algorithm to determine the TTL ("Internet diameter") dynamically.
     Several algorithms have been suggested, but considerably more work
     would be required to validate them.  This is a lower-priority
     problem than issues (4)-(6).

  (9)  Dynamic Discovery of Reassembly Timeout Time

     The maximum time for retaining a partially-reassembled datagram is
     another parameter that creates a potential operational headache.



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     An appropriate reassembly timeout value must balance available
     reassembly buffer space against reliable reassembly.  The best
     value thus may depend upon the system and upon subtle delay
     properties (delay dispersion) of the Internet.  Again, dynamic
     discovery could be desirable.

  (10) Type-of-Service Routing in Hosts

     As pointed out previously, the HR RFCs contain a number of
     provisions designed to make Type-of-Service (TOS) useful.  This
     includes the suggestion that the route cache should have a place
     or specifying the TOS of a particular route.  However, host
     algorithms for using TOS specifications need to be developed and
     documented.

  (11) Using Subnets

     An RFC is needed to provide a thorough explanation of the
     implications of subnetting for Internet protocols and for network
     administration.

  Transport-Layer Issues:

  (12) RST Message

     It has been proposed that TCP RST (Reset) segments can contain
     text to provide an explicit explanation of the reason for the
     particular RST.  A proposal has been drafted [CLynn].

  (13) Performance Algorithms

     HR-CL contains a number of requirements on TCP performance
     algorithms; Van Jacobson's slow start and congestion avoidance,
     Karn's algorithm, Nagle's algorithm, and SWS prevention at the
     sender and receiver.  Implementors of new TCPs really need more
     guidance than could possibly be included in the HR RFCs.  The
     working group suggested that an RFC on TCP performance is needed,
     to describe each of these issues more deeply and especially to
     explain how they fit together.

     Another issue raised by the HR RFCs is the need for validation (or
     rejection) of Van Jacobson's fast retransmit algorithm.

  Application-Layer Issues:

  (14) Proposed FTP extensions

     A number of minor extensions proposed for FTP should be processed



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     and accepted or rejected.  We are aware of the following
     proposals:

     (a)  Atomic Store Command

        The FTP specification leaves undefined the disposition of a
        partial file created when an FTP session fails during a store
        operation.  It was suggested that this ambiguity could be
        resolved by defining a new store command, Store Atomic (STOA).
        The receiver would delete the partial file if the transfer
        failed before the final data-complete reply had been sent.
        This assumes the use of a transfer mode (e.g., block) in which
        end-of-file can be distinguished from TCP connection failure,
        of course.

     (b)  NDIR Command

        "NDIR would be a directories-only analogue to the NLST command.
        Upon receiving an NDIR command an FTP server would return a
        list of the subdirectories to the specified directory or file
        group; or of the current directory if no argument was sent.
        ... The existing NLST command allows user FTPs to implement
        user-interface niceties such as a "multiple get" command.  It
        also allows a selective (as opposed to generative) file-naming
        user interface: the user can pick the desired file out of a
        list instead of typing its name." [Matthews]

        However, the interface needs to distinguish files from
        directories.  Up to now, such interfaces have relied on a bug
        in many FTP servers, which have included directory names in the
        list returned by NLST.  As hosts come into conformance with
        HR-AS, we need an NDIR command to return directory names.

     (c)  Adaptive Compression

        It has been suggested that a sophisticated adaptive data
        compression algorithm, like that provided by the Unix
        "compress" command, should be added as an alternative FTP
        transfer mode.

  (15) SMTP: Global Mail Addressing

     While writing requirements for electronic mail, the working group
     was urged to set rules for SMTP and RFC-822 that would be
     universal, applicable not only to the Internet environment but
     also to the other mail environments that use one or both of these
     protocols.  The working group chose to ignore this Siren call, and
     instead limit the HR RFC to requirements specific to the Internet.



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     However, the networking world would certainly benefit from some
     global agreements on mail routing.  Strong passions are lurking
     here.

  (16) DNS: Fully Replacing hosts.txt

     As noted in HR-AS [AS 6.1.3.8], the DNS does not yet incorporate
     all the potentially-useful information included in the DDN NIC's
     hosts.txt file.  The DNS should be expanded to cover the hosts.txt
     information.  RFC-1101 [RFC-1101] is a step in the right
     direction, but more work is needed.

5.  SUMMARY

  We have summarized the results of the Host Requirements Working
  Group, and listed a set of issues in Internet host protocols that
  need future effort.

6.  REFERENCES

  [RFC-1122]  Braden, R., Editor, "Requirements for Internet Hosts --
  Communications Layers", RFC 1122, IETF Host Requirements Working
  Group, October 1989.

  [RFC-1123]  Braden, R., Editor, "Requirements for Internet Hosts --
  Application and Support", RFC 1123, IETF Host Requirements Working
  Group, October 1989.

  [RFC-1009]  Braden, R., and J. Postel, "Requirements for Internet
  Gateways", RFC 1009, USC/Information Sciences Institute, June 1987.

  [RFC-1101]  Mockapetris, P., "DNS Encoding of Network Names and Other
  Types", RFC 1101, USC/Information Sciences Institute, April 1989.

  [RFC-1063]  Mogul, J., C. Kent, C. Partridge, and K. McCloghrie, "IP
  MTU Discovery Options", RFC-1063, DEC, BBN, & TWG, July 1988.

  [RFC-816]  Clark, D., "Fault Isolation and Recovery", RFC-816, MIT,
  July 1982.

  [CLynn]  Lynn, C., "Use of TCP Reset to Convey Error Diagnostics",
  Internal Memo, BBN, December 1988.

  [Lekashman]  Message to ietf-hosts mailing list from John Lekashman,
  14 September 1988.

  [Matthews]  Message to Postel from Jim Matthews, 3 August 1989.




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APPENDIX I -- ISSUES FOR FUTURE REVISION

  In order to complete the HR RFCs, it was necessary to defer some
  technical issues.  These issues should be considered by the parties
  responsible for the first update of the HR RFCs.

  The issues pending at the time of publication are listed here, in
  order by protocol layer.

  General Issue:

     Error Logging

     The working group felt that more complete and explicit guidance on
     error logging procedures is needed than is presently contained in
     Section 1.2.3 (both HR RFCs).

  Link Layer Issues:

  -    Stolen IP Address

     How should a host react when it detects through ARP traffic that
     some other host has "stolen" its IP address?

  IP Layer Issues:

  -    "Raw Mode" Interface

     HR-CL could define an optional "raw mode" interface from the
     application layer to IP.

  -    Rational Fragmentation

     When a host performs intentional fragmentation, it should make the
     first fragment as large as possible (this same requirement should
     be placed on gateways).

  -    Interaction of Multiple Options

     HR-CL does not give specific rules for the interactions of
     multiple options in the same IP header; this issue was generally
     deferred to a revision of the Gateway Requirements RFC.  However,
     this issue might be revisited for hosts.

  -    ICMP Error for Source-Routed Packet

     It was suggested that when a source-routed packet arrives with an
     error, any ICMP error message should be sent with the



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     corresponding return route.  This assumes that the ICMP error
     message is more likely to be delivered successfully with the
     source route than without it.

  -    "Strong" IP Options and ICMP Types

     The HR RFCs takes the general approach that a host should ignore
     whatever it does not understand, so that possible future
     extensions -- e.g., new IP options or new ICMP message types --
     will cause minimum problems for existing hosts.  The result of
     this approach is that when new facilities are used with old hosts,
     a "black hole" can result.  Several people have suggested that
     this is not always what is wanted; it may sometimes be more useful
     to obtain an ICMP error message from the old host.  To quote
     Jeremey Siegel:

        "The basic premise is that if an option is to have any real
        meaning at all within an '[upward] compatible' environment, it
        must be known whether or not the option actually *carries* its
        meaning.  An absurd analogy might be programming languages: I
        could make a compiler which simply ignored unknown sorts of
        statements, thereby allowing for future expansion of the
        language.

        Right now, there are four "classes" of options; only two are
        defined.  Take one of the other classes, and define it such
        that any options in that class, if unrecognized, cause an ICMP
        error message.  Thus anyone who wants to propose a "strong"
        option (one which requires full participation by all systems
        involved to operate correctly) can assign it to that class.
        Options in the current classes may still be passed through if
        they are unknown; only "weak" options will be assigned to these
        classes in the future."

  -    Network Mask

     As explained in HR-CL [CL 3.1.2.3], we believe that a possible
     future transition for the interpretation of IP addresses may be
     eased if hosts always treat an IP address as an indivisible 32-
     bit number.  However, there are various circumstances where a host
     has to distinguish its own network number.  Charlie Lynn has
     suggested that indivisibility can be retained if a host is
     configured with both an address mask (indicating subnetting) and a
     network mask (with network but not subnet bits).

  -    WhoAmI Query

     The following requirement is needed: for a multihomed host, a



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     UDP-based application should (must?) be able to query the
     communication layers to obtain a list of all local IP addresses
     for the host.

  -    New Destination Unreachable codes

     For each of the new ICMP Destination Unreachable codes defined in
     HR-CL [CL 3.2.2.1], it should be documented whether the error is
     "soft" or "hard".

  -    ICMP Error Schizophrenia

     Section 3.3.8 of HR-CL requires a host to send ICMP error
     messages, yet in nearly all individual cases the specific
     requirements say that errors are to be silently ignored.  The
     working group recognized this contradiction but was unwilling to
     resolve it.

     At every choice point, the working group opted towards a
     requirement that would avoid broadcast storms.  For example, (1)
     ICMP errors cannot be sent for broadcasts, and also (2) individual
     errors are to be silently ignored.  This is redundant; either
     provision (1) or (2) alone, if followed, should eliminate
     broadcast storms.  The general area of responses to errors and
     broadcast storms could be reassessed and the individual decisions
     reviewed.

  Transport-Layer Requirements:

  -    Delayed ACK Definition

     A more precise and complete definition of the conditions for
     delaying a TCP ACK segment may be desirable; see Section 4.2.3.2
     of HR-CL.

  Telnet Requirements:

  -    Flushing Output

     The DISCUSSION in Section 3.2.4 of HR-AS concerns three possible
     ways for a User Telnet to flush output.  It would be helpful for
     users and implementers if one of these could be recommended over
     the others; however, when the working group discussed the matter,
     there seemed to be compelling arguments for each choice.  This
     issue needs more study.






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RFC 1127           Perspective on Host Requirements         October 1989


  -    Telnet LineMode Option

     This important new option is still experimental, but when it
     becomes a standard, implementation should become recommended or
     required.

  FTP Requirements:

  -    Reply Codes

  A number of problems have been raised with FTP reply codes.

  (a)  Access Control Failures

     Note that a 550 message is used to indicate access control
     problems for a read-type operation (e.g., RETR, RNFR), while a 553
     message is used for the same purpose for a write-type operation
     (e.g., STOR, STOU, RNTO).

     LIST, NLST, and STAT may fail with a 550 reply due to an access
     control violation.

     MKD should fail with a 553 reply if a directory already exists
     with the same name.

  (b)  Directory Operations (RFC-959 Appendix II)

     An RMD may result in a 450 reply if the directory is busy.

     Many of the reply codes shown in the text of Appendix II are
     wrong.  A positive completion for CWD should be 250.  The 521 code
     shown for MKD should be 553 (see above), while the 431 shown for
     CWD should be a 550.

  (c)  HELP and SITE Commands

     The positive completion reply to a HELP command should be code
     214.

     HELP or SITE with an invalid argument should return a 504 reply.

  -    Bidirectional FTP

     The FTP specification allows an implementation in which data
     transfer takes place in both directions simultaneously, although
     few if any implementations support this.  Perhaps HR-AS should
     take a stand for or against this.




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  SMTP Requirements:

  -    Offline SEND

     Some on the working group felt that the SMTP SEND command,
     intended to display a message immediately on the recipient's
     terminal, should produce an error message if delivery must be
     deferred.

  -    Header-like Fields

  John Klensin proposed:

     "Header-like fields whose keywords do not conform to RFC822 are
     strongly discouraged; gateways SHOULD filter them out or place
     them into the message body.  If, however, they are not removed,
     Internet hosts not acting as gateways SHOULD NOT utilize or
     inspect them.  Hence address-like subfields of those fields SHOULD
     NOT be altered by the gateway."

  -    Syntax of Received: Line

     The precise syntax of a revised Received: line (see Section 5.2.8
     of HR-AS) could be given.  An unresolved question concerned the
     use of "localhost" rather than a fully-qualified domain name in
     the FROM field of a Received: line.  Finally, new syntax was
     proposed for the Message Id field.

Appendix II -- Gateway Issues

  The working group identified a set of issues that should be
  considered when the Gateway Requirements RFC [RFC-1009] ("GR RFC") is
  revised.

  -    All-Subnets Broadcast

     This facility is not currently widely implemented, and HR-CL warns
     users of this fact.  The GR RFC should take a stand on whether or
     not gateways ought to implement the necessary routing.

  -    Rational Fragmentation

     When a gateway performs intentional fragmentation, it should make
     the first fragment as large as possible.

  -    Illegal Source Address

     It has been suggested that a gateway should not forward a packet



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RFC 1127           Perspective on Host Requirements         October 1989


     containing an illegal IP source address, e.g., zero.

  -    Option Processing

     Specific rules should be given for the order of processing
     multiple options in the same IP header.  Two approaches have been
     used: to process options in the order presented, or to parse them
     all and then process them in some "canonical" order.

     The legality should also be defined for using broadcast or
     multicast addresses in IP options that include IP addresses.

Security Considerations

  A future revision of the Host Requirements RFCs should incorporate a
  more complete discussion of security issues at all layers.

Author's Address

  Robert Braden
  USC/Information Sciences Institute
  4676 Admiralty Way
  Marina del Rey, CA 90292-6695

  Phone: (213) 822 1511

  EMail: [email protected]
























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