Network Working Group                                         K. Sollins
Request for Comments:  1107       M.I.T. Laboratory for Computer Science
                                                              July 1989


                A Plan for Internet Directory Services


                          Table of Contents

  1. Introduction                                                  1
       1.1. The Issues                                             1
       1.2. Project Summary                                        3
  2. Goals and Requirements for a White Pages Service              6
  3. Pre-existing Services                                         9
  4. Proposed Approach                                            11
       4.1. Stage 1: The Field Test                               12
       4.2. Stage 2: Implementation                               17
       4.3. Stage 3: Deployment                                   17
  5. Conclusion                                                   18

Status of this Memo

  This memo proposes a program to develop a directory service for the
  Internet.  It reports the results of a meeting held in February 1989,
  which was convened to review requirements and options for such a
  service.  This proposal is offered for comment, and does not
  represent a committed research activity of the Internet community.
  Activity in this area is anticipated, and comments should be provided
  promptly.  Distribution of this memo is unlimited.

1. Introduction

1.1. The Issues

  As part of the planned growth of the Internet (in particular, in
  support of the full science research community in the U.S.), an
  increasing need is anticipated for various sorts of directory
  services.  The increase in the size of the community served by the
  Internet and the burgeoning demands for electronic mail lead to the
  need for a service to find people's computer mailboxes and other
  relevant facts, a so-called "White Pages" service.  At the user level
  to date, there have been no such national or international white
  pages services in general use.  As part of building the National
  Research Network (NRN), it is important that such a service exist,
  not only within the NRN community, but also crossing the boundaries
  from the NRN to the more global network community.  This will enhance
  communication not only among computer scientists, but also among



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RFC 1107         A Plan for Internet Directory Services        July 1989


  scientists and engineers in other fields as well.  Also important and
  related is a so-called "Yellow Pages" service, which permits the
  location of Internet resources based on their attributes.

  A "White Pages" service is one in which one can look up people in
  order to learn information about them for finding them.  In its
  simplest form, a white pages service provides what the white pages
  telephone book provides.  Based on a name, one can find an address
  and a telephone number.  In a network environment, there may be many
  other kinds of location information, such as electronic mailbox,
  electronic calendar, or file server, where one might leave a file for
  the recipient.  In addition, the electronic white pages may support a
  much more sophisticated set of mechanisms for lookup.  One might
  match on a more complex set of attributes than first and last name.
  In addition, the searching might span more than one local white pages
  service.  There are a number of naming and directory service
  specifications and implementations in the field.  They have differing
  functionality and mechanisms to address that functionality.

  Within the the world of networking today, there are a number of
  partial solutions to the directory service problem.  Examples of
  these are the Internet Domain Naming Service (DNS), Clearinghouse,
  DECnet Network Architecture Naming Service (DNANS), Profile, and
  X.500.  The Domain Naming Service provides a directory service most
  commonly used for host naming and mail delivery.  Clearinghouse and
  DNANS are respectively the Xerox and DEC corporate naming services,
  originally for mail delivery, although having other uses as well, in
  both cases.  Profile is part of the work of Larry Peterson to explore
  descriptive naming in a non-hierarchical structure.

  There is a CCITT recommendation X.500 (ISO DIS 9594), which defines a
  general directory service.  One of its primary goals is the naming
  service needed for message handling (X.400).  While X.500 is still
  developing, and would need further evolution to cover all the
  requirements of a service for the Internet, it will have an important
  impact on the Internet community.  It will form the basis of
  commercial products, and it will almost certainly be the directory
  service of many parts of the network world, which implies a need to
  interoperate at a minimum.  There is some concern that despite the
  fact that X.500 is a recognized standard, there are a number of gaps
  and limitations of the approach, that in turn will cause it to be
  inadequate for the needs of the NRN.

  In this context, a meeting was held to review current requirements
  and solutions for directory services.  This RFC reports the results
  of that meeting, including the possibilities for a program of work in
  this area.




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  For two days, a group representing academic, commercial, and
  government interests in directory services discussed both alternative
  candidates for a white pages service and the issues in building any
  such service.  The meeting was kept small by inviting only a small
  number of representatives of each perspective.  By the conclusion of
  the second day, a consensus was reached on how one could achieve a
  white pages service in three years.  This is summarized in the next
  section.

1.2. Project Summary

  The consensus of the meeting can be summarized in the following five
  points:

     1. The standards and implementations are close enough to being
        complete that it is reasonable to undertake provision of an NRN
        "White Pages" service.

     2. Although we are close, an effort is needed to experiment with
        different levels of service, to flesh out the standards, and to
        develop code.

     3. An initial evaluation experiment is needed before making final
        detailed plans for a production version of the service.

     4. With strong funding and encouragement, a production service is
        possible in three years.

     5. It is important to act now to provide a coherent solution.
        This means both having an impact on the evolving standards
        and providing a unified, wide-spread solution before a plethora
        of differing solutions appear.

  Although it has clearcut drawbacks, X.500 was identified as the most
  likely candidate directory service.  The reasons for this are that it
  has rich semantics and is becoming the accepted international
  standard.  However, there are problems with its incompleteness and
  with its strict hierarchy.  Therefore, in order to explore these and
  become convinced of its viability, the consensus at the meeting was
  to propose field trials, as the project's first stage.  The field
  trials would be limited in the user community, perhaps restricted to
  computer science departments because of their familiarity with the
  problems, and would be based on experimental or new software.  They
  would include experiments with at least an X.500 implementation,
  Profile, and DNANS.  Each of these services has strong points that
  must be considered as part of the evaluation.  They are:





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     X.500:  International standard, hierarchy, search rules and
             filters for searching attributed based names.

     Profile:  Descriptive naming with a richer semantics for
               describing search criteria, an arbitrary network
               of servers.

     DNANS:  Access control, replication, caching, hierarchy.

  In summary, the plan would fall into three stages as follows:

     - Stage 1:  Field Trials.

        There are two aspects to the field trials.  The first is to
        explore several different architectures for a white pages
        service.  To this end, implementations of X.500, Profile, and
        DNANS should be included.  The second aspect of the field
        trials is to distinguish issues inherent in the X.500
        specification from artifacts of a particular implementation of
        it.  Therefore, if possible, two implementations of X.500
        should be included.  Only one such implementation, Quipu, was
        identified as developed enough to be included in a field trial
        at present, but others are under way, and will follow.  This
        stage must also include a careful and objective review of the
        field trials.

     - Stage 2:  Implementation.

        This stage will include work on both the service and user
        interfaces.  The field trials could result in one of a variety
        of conclusions about the service.  These may range from
        concluding that one or another of the services suits the needs
        of the NRN to proposing a compromise position based on a
        combination of shortcomings of any one service and the features
        of others to address those shortcomings.  Because X.500 will
        become the standard in other domains, an interface to X.500
        will be necessary.  Since all of these implementations are
        still under development, in order to provide production quality
        code, more implementation work will be needed.

        Although some work will have been done on the user interfaces,
        much more will be needed in this stage to provide a variety of
        interfaces.  Much emphasis should be placed on this in Stage 2.

     - Stage 3:  Deployment.

        Deployment of the full white pages service requires information
        gathering in order to fill the directory service, placement of



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        servers, distribution of and training for use of client code,
        placement and management of services, and delegation of
        authority within the service for authority over the contents.
        Data collection and some delegation of authority as well as
        training for users of the client code would begin during the
        field trial.  This stage would begin concurrently with the
        other two.  During the second year, detailed planning for
        deployment must take place.  This stage would conclude in three
        years, at which time widespread deployment would have occurred.

  In order to undertake this three stage program effectively, the group
  identified the following major projects:

     - Further implementation of code for the field trials.

        In each case (e.g., Quipu, Profile, and DNANS), programs exist,
        although modifications are likely to be necessary.  For
        example, each will need to be modified to utilize the common
        file format into which the input data about users will be
        gathered.

     - Design, development and evaluation of user interfaces.

     - Design and development of data gathering and management tools.

     - Oversight and evaluation of the field trials.

        Careful thought and planning must go into the field trials, to
        guarantee that we learn what is needed to make an evaluation
        and to plan for the white pages service.  The evaluation must
        also produce a document that is both a general specification
        (assuming no one alternative is chosen wholesale) and profiling
        information, in order for later interoperability and
        conformance testing.

     - Detailed planning and later management of deployment.

        This includes delegation of authority over parts of the
        namespace and arbitrating the shape of the namespace
        (addressing the questions about who gets what sorts of names).
        This is in addition to the continued and extended data
        collection and management, distributing the data, placing the
        code, documentation and user education.

     - Standards participation is an important part of the program.

        It is critical as X.500 changes during the next 4 year study
        period that the United States take a strong stand on any



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        changes we envision.  It is encumbant on us to utilize
        effectively the results of the largest field trials of this
        work in the international arena.  The group agreed that this
        could take up to one half of one person's time in a year.

     - A task force or working group is necessary to provide a forum
       for communication and discussion.

  It is important to pursue this path now, both to architect a unified
  solution before a collection of ad hoc solutions is deployed, and to
  provide effective input into the X.500 standards work based on the
  field trials.

2. Goals and Requirements for a White Pages Service

  The requirements of a white pages service are the following:

     - Functionality:

        The simple form of a white pages service is straightforward;
        one should be able to query the service with the name of a
        person, and have returned attributes of the person such as
        network mail address and phone number.

     - Correctness of information:

        The information in a white pages service is useless and
        untrusted if it is not updated regularly.  A white pages
        service will not be used, if the information it provides is out
        of date or incorrect.  This will require a set of management
        tools.  Data integrity is an especially difficult challenge in
        this area, in contrast with information that is syntactically
        correct.

     - Size:

        The science and research community has been estimated at ten
        million users.  The number of organizations in the United
        States is on the order of ten to one hundred thousand.

     - Usage and query rate:

        In comparison with the typical telephone book pattern of about
        one lookup a week per person, users of electronic mail in the
        science and research community will send more electronic mail
        messages than they currently make phone calls, leading to an
        estimate of ten searches a week per user for electronic as well
        as paper mail and telephone information.  This leads to a query



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        rate of 10**8 queries per week or 170 per second on average,
        with much higher peak rates.  The average could probably be
        handled by a single server, but not the peak rates and this
        would leave little room for growth.  Therefore, a distributed,
        multiple server solution is the only one that make sense.

     - Response time:

        The issue of overall query behavior must be considered
        carefully.  The issue arises when queries, in particular
        searches, are not limited to tightly constrained sets of
        entries.  Since the number of queries generated will be
        proportional to the number of users (and the size of the
        system), the white pages design must avoid costs per query that
        are related to the size of the system.  The consequence,
        otherwise, will be quadratic behavior in response time.

        The response time of the service must also reflect the expected
        usage.  A phone book style query must respond in the waiting
        time tolerable to a user, perhaps ten seconds maximum, or one
        second desirable.  If the service is incorporated as a
        component of a larger service, then the needs of that service
        determine the response time.

     - Partitioned Authority:

        The white pages service under discussion would be used by a
        wide variety of organizations, ranging from small and large
        companies, to network service providers, to government
        agencies.  Many of these would find it unacceptable to delegate
        the authority over their namespaces to some other organization.
        Therefore, partitioned authority including some access control,
        name assignment, and information management must be possible.

     - Access Control:

        The access control required by the white pages falls into two
        categories, read access control, and write or modify access
        control.  There are at least two reasons that read access
        control must be available.  One is that organizations may
        require limiting the access to the actual entries or parts of
        them.  This would be comparable to organizations not being
        willing to distribute their corporate phone books or personnel
        records.  The other reason is that some organizations do not
        want to publicize or make public their organizational
        structure.  Write and modify access control is necessary
        because both individuals and organizations may want to prevent
        inadvertent or malicious creation or modification of



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        information.  Access control is an issue for both organizations
        wanting to retain local control of personnel information and
        individuals wanting to control access to private information
        about themselves.

     - Multiple Transport Protocol Support:

        Within the next three years, one cannot expect all the
        organizations in the USA to convert to the OSI protocols.  On
        the other hand, some will.  It is therefore important that any
        white pages service provide interfaces on top of both OSI
        protocols and TCP/IP.  There currently exists a partial OSI
        suite know as ISODE on top of TCP.  This is being distributed
        widely enough that perhaps this should also be supported.

  In addition to these requirements, there are a number of features
  that would make a white pages service more useful.  These are:

     - Additional Functionality:

        Descriptive naming with sophisticated searching based on
        attributes would support a more flexible human interface than
        simple name translation.  Descriptive naming also would support
        a general yellow pages style service.

        The form of a yellow pages service is less certain.  One
        definition of a yellow pages service is a directory that stores
        a number of pre-computed inversions of the directory database,
        so that entries can be retrieved very efficiently using these
        predetermined attributes of the data.  Another definition of a
        yellow pages service is one that provides a very powerful set
        of search primitives, somewhat in common with a relational
        query language, to support retrieval of entries that match
        complex attribute conditions.  In other words, one view of a
        yellow pages service is that it is constructed to avoid
        expensive searches, the other is that it is to facilitate
        general searches.

     - Accountability:

        Accountability is important both for allocation and recovery of
        costs.  Vendors may provide commercial directory services,
        therefore depending on accounting as part of their successful
        commercial ventures.

     - Multiple Interfaces:

        There should be both human and programming interfaces to the



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        white pages.  For example, in addition to human lookups, mail
        services could effectively use a naming service allow users to
        include human oriented names than the current electronic mail
        addresses that are required, such as full domain names.

     - Multiple Clients:

        Several different clients should exist both to provide for a
        variety of styles of human usage, and to support selection of
        the most commonly used computer environments (e.g., UNIX, VMS,
        MSDOS, OS2, MAC/OS).

3. Pre-existing Services

  This section identifies other naming services that have been proposed
  or implemented for naming people.  Implementations of all of these
  exist, although some are still only experimental.

     Internet Domain Naming Service

        The Internet Domain Name Service [6,1] is used today to name
        host machines.  It is implemented to address the query rates
        and database sizes consistent with looking up hosts as part of
        mail delivery.  It provides a hierarchy with delegation of
        authority within the hierarchy.  Aliases are also available.
        There is no access control, and the service is widely
        distributed throughout the Internet.  It supports management of
        distribution, replication and caching.  It is operational, and
        provides a rich base of practical experience.  It was
        originally intended to be extensible to cover naming of people.
        It runs on a variety of different operating systems and
        utilizes the TCP/IP protocol suite.

     The DECnet Network Architecture Naming Service (DNANS)

        There is a rather well developed specification [5,3] for a
        naming service that is part of the DECnet architecture, which
        in turn arose from work at the DEC SRC in Palo Alto.  This
        architecture addresses some problems not yet covered by X.500,
        such as access control, replication, and caching.  It was
        explicitly defined to have great scalability and management
        features.  It provides a global hierarchy of names, which are
        mapped into properties.  Therefore, operations of searching
        based on properties or attributes may be expensive and
        difficult.  At present it is only implemented on VMS using the
        DNA protocols, but will be moved to UNIX and TCP in the next
        year.




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     Clearinghouse

        This service [7,2] is part of the Xerox network environment.
        It operates today as a global service for Xerox.  They have
        considerable experience with its operation, including problems
        of scale.  Clearinghouse provides a three-level hierarchy of
        names that are mapped to sets of properties.  Loose consistency
        is provided through slow propagation of updates.  Both this
        service and the DEC service mentioned above are to some extent
        based on an earlier Xerox service called Grapevine.

     Profile

        A project at the University of Arizona run by Larry Peterson
        [8] has produced a white pages name service called Profile.  It
        supports descriptive naming and sophisticated lookup tools.
        Profile assumes the existence of some other service such as the
        DNS to navigate among Profile servers.  This navigation service
        need not restrict the relationship among Profile servers to a
        hierarchical organization; Profile supports a non-hierarchical
        global structure.  Names in Profile consist of sets of
        attributes.  Experimental implementations are in operation
        today, and the largest site currently contains about 10,000
        entries.  The Profile code has been available for long enough
        that it has become stable.  The implementation is UNIX-based
        only and uses TCP.

     X.500

        X.500 is the CCITT recommendation (also ISO/IEC/DIS 9594) [4]
        for a directory service.  Because it is a CCITT recommendation,
        it evolves in four year study periods, one of which has
        recently come to a close.  Thus, X.500 has a stable definition
        for the next four years.

        In X.500, the set of all objects forms a single hierarchy, with
        each object being named relative to its parent and a single
        root as the topmost parent.  An object consists of a set of
        attributes.  Searching can be done by use of a logical
        combination of attribute values, known as a filter.  A subset
        of these attributes comprise an object's distinguished name
        relative to its parent.  The hierarchy as described in the
        CCITT recommendation is geographic at its top level and
        organizational within that.  Alternatives can also be defined,
        although they are not part of the CCITT or ISO documents.  In
        addition, there is no proposed mechanisms for distributing
        information about other attribute types or object classes.  As
        with the other services, X.500 is a distributed service.  It



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        specifies cooperating servers or Directory Server Agents (DSAs)
        under local control and management each of which knows about
        one or more parts of the hierarchy.  The clients are known as
        Directory User Agents (DUAs).  It is defined to run on top of
        the OSI protocol stack.  The demonstrations of X.500 in the
        context of Internet run on top of the ISODE package, which
        provides OSI transport on top of TCP.

        X.500 is incomplete in that there are a number of identifiable
        areas in which the standard says nothing, but that need to be
        specified for a successful implementation.  Some examples of
        these are: access control (although authentication is
        supported), replication, caching, the database itself (the
        shape of the hierarchy), tools to limit the scope and cost of
        searching, and database management tools.

        There are currently a small number of implementations of X.500
        in progress at such locations as University College London (the
        Quipu project, on UNIX using ISODE), the University of British
        Columbia (UNIX based using their own full OSI suite), MIT
        (experimental, Symbolics Lisp Machine based, Lisp using TCP),
        The Wollongong Group (offshoot of Quipu), The Retix
        Corporation, NIST, and at least several underway in Italy and
        Japan.  There are probably others and a number of other
        American corporations have discussed building their own.  Each
        of these must make its own decision in the areas in which X.500
        is silent.  Quipu is probably the most complete implementation
        of X.500 to date.  The pilot version has about 20 DUAs in seven
        countries with an estimated 20,000 entries total.

4. Proposed Approach

  The conclusion of this report is that some form of X.500 is the most
  likely candidate.  The reasons for this decision are that it has a
  rich semantics and will become the international de facto standard.
  There are, however, serious problems with its incompleteness and with
  its strict hierarchy.  Therefore, in order to explore these and
  become convinced of its viability, the attendees at the meeting
  agreed on field trials, as a first stage.  Initially, this would
  include experiments with at least one X.500 implementation (Quipu),
  Profile to explore a non-hierarchical structure and richer
  descriptive naming, and DNANS in order to explore some of the
  incomplete aspects of X.500 for which DNANS has architected
  solutions.

  A three-stage plan, with all three stages beginning coincidentally
  and as soon as possible, would provide such a service within the NRN.
  The first stage should be complete in a year, the second in two, and



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  the third in three.  Stage 1 would be field trials of three
  approaches to naming with an emphasis on distinguishing between the
  specification and a particular implementation of X.500, as well.
  Stage 2 would be a more complete implementation of a white pages
  service base on the conclusions from Stage 1.  Stage 3 would be
  widespread deployment of the implementation developed in Stage 2.
  The planning for Stage 3 is not outlined here in detail, because that
  plan would be part of the proposed work to be done.  If the field
  trials were to lead to the conclusion that none of the services is
  adequate, the plan for the remainder of the work would need to be
  rescheduled.

  If the Internet community is to adopt X.500 (or any other standard),
  it is necessary to make a number of design and management decisions,
  above and beyond the implementation decisions for the DSA.  Since
  there are a number of such decisions to be resolved, and some of
  these are significant, the group recommended that this planning and
  management function should be recognized as a distinct activity.

4.1. Stage 1: The Field Test

  It was agreed that field trials would be a valuable form in which to
  explore the issues of building a white pages service for two reasons.
  First, the software is still in early stages of development or
  deployment.  Some of it is production code, but still first release;
  the rest is part of research projects.  Second, it is important to
  learn from experience with a limited and sympathetic community.  The
  suggested community was the computer science community, in
  particular, computer science departments.  That will not be the case
  completely, since the computer science community in general does not
  use DECnet.  Therefore, for experiments with the DNANS, the NASA/DOE
  community was recommended.  They will be using DNANS in any case, as
  they move to DECnet Phase V.

  The twofold purpose of the field trials is to explore differing
  directory service architectures and to refine the study of X.500
  specifically, to distinguish architectural aspects of it from
  features of a particular implementation of X.500.  Initially, the
  trials would include the Quipu implementation of X.500, Profile, and
  the DNANS.  A second implementation of X.500 should be identified and
  included as soon as possible.  Part of the emphasis of the field
  trials would be on gathering and maintenance of naming information.
  To ease this, a single common file format for storage of and access
  to the naming information and use of a single set of data management
  tools was recommended, although no particular set was identified.
  The various directory services would need to be retrofitted to this
  file format.  Such consistency in file format would mean that the
  services could all be co-resident, sharing files, thus permitting



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  single locations to participate in several parts of the field trials.
  This, in turn, would allow for direct comparisons.

  There are a number of issues, which are not addressed in X.500, that
  would need to be resolved for a large scale deployment such as a
  white pages for the NRN.  In particular, these are: clients of the
  service; data collection and maintenance; distribution, replication
  and caching of information; access control, accountability, and
  information integrity; and support by non-OSI protocols.  Each of the
  name services included in the field trials would include decisions in
  these areas, albeit different ones.  The field trials will allow for
  evaluation of these different mechanisms.

  There are two other major issues that must also be addressed:
  functionality and size.  Functionality encompasses both the first
  point of the nature of the interfaces to the service as well as the
  structure of the namespace (e.g., hierarchy).  A discussion of size
  must include not only the number of entries handled by the service as
  a whole, but how those entries are distributed and the query and
  update patterns.

  In general, all of these issues are tightly coupled, but are
  separated here for the purposes of understanding the field trials and
  its potential effectiveness.  They would also be the issues that
  would be the basis for the work done in Stage 2 of the project.

     - Functionality:

        X.500 and DNANS make strong statements about the organization
        of the namespace.  In both cases, it is a single, absolute
        hierarchy with soft links or aliases and attribute-based naming
        useful both in searches of subtrees of the hierarchy and for
        storing information about the objects in the hierarchy.  The
        searches are based on logical combinations of attribute values.
        Quipu implements the naming structure and search functionality
        as specified in X.500.  In contrast, Profile, provides a more
        general facility that supports any form of relative names, not
        just hierarchical, and a small programming language to express
        the functions for searching.  By including Profile in the field
        trials, these more general facilities can be tested.

        X.500 specifies that the service is separated into two parts
        for implementation of the service, known as the Directory
        Service Agent (DSA), and the client, known as the Directory
        User Agent (DUA).  DUAs can be implemented independently of the
        implementation of the white pages service.  Quipu, Profile, and
        DNANS have taken different approaches to the presentation model
        for DUAs, so the three implementations will allow for



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        additional experience.

     - Size:

        As discussed earlier, a white pages service must be prepared to
        handle a minimum of 10**7 entries, although they may be
        distributed, and a query rate of hundreds per second.  It must
        also be prepared to handle much higher peak rates.  If the
        address lookup that is presently provided by the DNS is also
        supported by the white pages service, the query rate will be
        much higher.  The designers of the field trials must determine
        whether or not such usage will be part of the final service and
        therefore must be examined in the field trials.  If so, caching
        may be part of the solution.  In addition, the response time
        for DUAs must be reasonable for a human sitting at a console.
        Furthermore, modifications to the data should occur in
        reasonably short periods of time, although this could be
        measured in hours.

        The field trials must allow for experimentation under such
        stressful conditions.  The environment for testing must have
        both large and small nodes, as well as both heavy and light
        load querying and situations in which reorganization can be
        tested.  Such reorganization may be a simple as moving one
        piece of the hierarchy to another point and handling naming
        conflicts in the new environment.  X.500 does not address this
        issue, but it will be needed by the NRN.

     - Distribution, replication, and caching:

        These are areas in which X.500 has very little to say, but a
        great deal of work has been done in other distributed, network
        naming services, in particular both the DNS and DNANS.  There
        seems to be general agreement that distribution of naming
        services should be done on the basis of nodes in the naming
        structure, which also provide the basis for administrative
        partitioning.  All the naming services described here support
        distribution, partitioning of the information for placement on
        cooperating servers.  Neither X.500 (and therefore Quipu) nor
        Profile is prepared to redistribute portions of the namespace,
        for reallocation of administrative responsibilities or load
        balancing, although this should be possible and DNANS is
        prepared to do so.  Replication is necessary for accessibility
        in a large-scale or global namespace, although again X.500 does
        not address this issue.  Quipu has taken a stand on this, by
        defining master and slave copies of the data; it is similar to,
        but not the same as, the approach taken in the DNS.  Caching is
        barely touched on in X.500 and not at all in Profile, but our



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        experience with the DNS indicates that caching is critical to
        effective operation of a distributed name service.  The DNANS
        has an architected solution based on objects in the namespace
        as the unit of distribution and replication.  Again, the DNANS
        solution should be explored in the field test environment.

     - Access control, accountability, and integrity:

        Access control and accountability require some degree of
        authentication.  X.500 supports authentication based on using
        an RSA public key algorithm, but does not address issues of
        universal registration, nor issues of access control or
        accountability themselves.  These are left as a local issue,
        although depending on the design of the system, they may have
        global implications.  The problem of integrity of the
        information in the name service is nowhere addressed.  Profile
        also does not address these issues, although it uses
        authentication based on UNIX authentication, involving user ids
        and passwords.  DNANS takes a strong stand on access control,
        architecting it in at the level of individual entries.  Field
        trials will force these issues out into the open.

     - Structure of the naming tree:

        In the deployment of the DNS, about one year was lost to
        arguments about the actual structure of the naming hierarchy.
        People form strong opinions about their name, and fight for or
        against certain hierarchical structures.  The same issue will
        arise here, and advanced planning to deal with the problem is
        required.

        In this case, the problem is made harder by the fact that the
        hierarchy will be global; X.500 is an international standard,
        based on the assumption that there is only one example of the
        tree, partitioned by country.  Probably the American White
        Pages Service, at least at its root, will be run by the NIST or
        its contractor.  We must deal with the problem that in the
        short term, various implementations may not interwork, and we
        must work with NIST to support the needed services.

        Specific issues that come up related to the naming tree are:

           * How is delegation of control of the tree managed?
             For example, who decides what DSA holds what parts
             of the tree?

           * How is the creation of new parts of the tree
             (e.g., an organizational entry) controlled?



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     - Support for Tree Search:

        Regardless of the defintion of the white pages service in the
        NRN, it will need to interface to the X.500 world.  The X.500
        naming hierarchy can be expected to become very large, and
        guidance is needed for users to help them navigate the tree.
        Users need help to find their way to unknown parts of the
        namespace.  As in other naming services, a feature of X.500 is
        that additional entries, aliases (similar to links in file
        systems) can be installed to provide an easy path for a user in
        one part of the tree to find other interesting parts of the
        tree.  By establishing a consistent policy for the use of alias
        entries, learning how to navigate the tree can be made much
        easier for a user.  As part of setting up the tree, therefore,
        these sorts of policies need to be defined.

     - Definition of database structures:

        There are a number of data structures that need to be defined
        as part of setting up each of the services.  These include, for
        example, the types of information stored for the entry about a
        person.  This information must be stored in the servers, and
        passed to the clients.  These structures must thus be
        specified.  In other words, the schema defining attributes and
        object classes must be specified for the NRN.

     - Load balancing:

        The dynamic performance of the Internet system must be
        estimated, so that the servers can be sized properly.
        Especially at the root of the tree, the query rate must be
        estimated carefully.  Caching will have a strong influence on
        this.  Therefore, traffic patterns are very dependent on the
        details of implementation.

     - Supporting multiple protocol suites:

        At least three protocol suites are and will continue to be used
        in the NRN environment.  They are DECnet, TCP/IP, and the OSI
        suite of protocols.  Since the white pages service is at the
        applications layer, it must run on top of at least these three
        protocol suites.  It is important to understand the
        requirements of the white pages service for its transport
        protocols.

  By addressing these issues within the field trials, we will be
  preparing for the further development of Stage 2.  A result of Stage
  1 will be a detailed specification of the white pages service,



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  possibly an extension to or modification of X.500.  This should
  dovetail with the activities specifying the details required for
  implementation (known as "profiling") by the NIST Workshop for
  Implementors of OSI.  In addition, in order to run the field trial,
  the information capture problem must be addressed, providing the some
  of the preliminary work of Stage 3.

4.2. Stage 2: Implementation

  If the evaluation of Stage 1 concludes that some form of X.500 is
  acceptable, at least one of the two X.500 implementations included in
  the field trials should provide the basis for a production quality
  implementation of X.500 for general deployment.  Further work will
  likely be needed on the basis of the evaluations of the field trials.
  A production version of an implementation requires both reliable
  servers as well as a variety of clients to provide differing
  interfaces on a mixture of hardware and operating systems.

  In addition, especially because of the inclusion of Profile and
  DNANS, a variety of different DUAs will be explored by definition.
  Further investigation into the DUAs should begin in parallel with or
  in conjunction with the field trials.  There should be distinct DUAs
  for both programs and humans.  In addition, there probably should be
  human-user DUAs geared both to the naive user with simple usage
  patterns and the more sophisticated user who wants to perform complex
  queries.  It is also important to design DUAs that do not require a
  great deal of computing power for the small machines still in use in
  great quantity.  Much of the user community may not be able to afford
  expensive equipment upgrades.

  Assuming that X.500 is deemed to be the specification of the service,
  the field trials will address many issues not included in X.500 as of
  1989.  Since it is important for the NRN to support interconnectivity
  beyond its own bounds, it behooves us to feed what has been learned
  back into the standards activities.  This was identified as a
  separate activity because of the intellectual as well as time
  commitment that must be made to do this effectively.

4.3. Stage 3: Deployment

  A plan is required to develop the schedule of service introduction,
  and to co-ordinate the deployment as it is undertaken.  This includes
  mediating service problems, a significant task in its own right.

  The details of deployment were not discussed at the meeting, although
  several of the seeds of deployment lie in Stages 1 and 2.  The first
  of these is the capture and management of information.  The second is
  DUA development.  Both of these must be included Stage 1 in order to



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  support a usable environment for the trials.  In addition, the
  information that will have been captured in Stage 1 could be printed
  producing a hard copy of the white pages information.  That could be
  distributed to all scientists and engineers involved; such a project
  would provide an early white pages service.  During the initial
  periods of both Stages 1 and 2, planning for deployment would also
  have to proceed, in order to provide a smooth transition to this
  third stage in the project.

5. Conclusion

  The consensus of the meeting was that following a path that included
  X.500 was both the correct direction and feasible, although X.500
  needs further elaboration.  There were several important items for
  further study.  The first is that there are many issues left
  unresolved in X.500 that have been addressed in other naming
  services, and the NRN should take advantage of the solutions in those
  other services.  The second is that there was some reservation about
  certain features of X.500, especially in the area of the imposition
  of a hierarchy for naming, and only limited flexibility in
  descriptive naming.  The participants believe that is important
  understand whether X.500 provides enough mechanisms to work around
  such problems by finding a higher common ground that includes the
  best features of all the naming services included in the field
  trials.  The final issue with respect to X.500 was that there was
  agreement that X.500 will be an accepted and utilized standard in at
  least part of the networked community and therefore interfacing to it
  will be necessary.  Given that, and the other reasons for choosing
  X.500, the consensus was that the plan described above would bring
  the NRN and its community of users a useful and usable white pages
  service.

References

  1.  Austein, R., "The Internet Domain Name System", Proceedings of
      USA Decus, Massachusetts Institute Technology/LCS, 1987.

  2.  Demers, A., D. Greene, C. Hauser, W. Irish, J. Larson, S.
      Shenker, H. Sturgis, D. Swinehart, and D. Terry, "Epidemic
      algorithms for replicated database maintenance", Proceedings of
      the 6th Symposium on Principles of Distributed Computing, ACM,
      Vancouver, B.C., Canada, pp. 12-21, August 1987.

  3.  Digital Equipment Corporation, "DNA Naming Service Functional
      Specification Version 1.0.1", Order number: EK-DNANS-FS-001,
      Digital Equipment Corporation, 1988.

  4.  International Organization for Standardization, "Information



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      Processing Systems - Open Systems Interconnection - The
      Directory", Draft Standard (In 8 parts), Also CCITT
      Recommendation X.500, 1988.

  5.  Lampson, B., "Desiging a Global Name Service," Proceedings of the
      5th Symposium on Principles of Distribute Computing, ACM,
      Calgary, Alberta, Canada, pp. 1-10, August 1986.

  6.  Mockapetris, P., "Domain Names - Concept and Facilities", RFC
      1034, USC/Information Sciences Institute, November 1987.

  7.  Oppen, D., and Y. Dalal, "The Clearinghouse:  A Decentralized
      Agent for Locating Named Objects in a Distributed Environment",
      Tech. Rept. OPD-T8103, Xerox Corporation, Palo Alto, CA, October
      1981.

  8.  Peterson, L., "Profile: A System for Naming Internet Resources",
      Tech. Rept. 20, Department of Computer Science, University of
      Arizona, June 1987.

Author's Address

      Karen R. Sollins
      Massachusetts Institute of Technology
      Laboratory for Computer Science
      545 Technology Square
      Cambridge, MA 02139-1986

      Phone: (617) 253-6006

      EMail: [email protected]




















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