Network Working Group                                         R. Atkinson
Request for Comments: 2230                                            NRL
Category: Informational                                     November 1997


              Key Exchange Delegation Record for the DNS

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

ABSTRACT

  This note describes a mechanism whereby authorisation for one node to
  act as key exchanger for a second node is delegated and made
  available via the Secure DNS.  This mechanism is intended to be used
  only with the Secure DNS.  It can be used with several security
  services.  For example, a system seeking to use IP Security [RFC-
  1825, RFC-1826, RFC-1827] to protect IP packets for a given
  destination can use this mechanism to determine the set of authorised
  remote key exchanger systems for that destination.

1. INTRODUCTION


  The Domain Name System (DNS) is the standard way that Internet nodes
  locate information about addresses, mail exchangers, and other data
  relating to remote Internet nodes. [RFC-1035, RFC-1034] More
  recently, Eastlake and Kaufman have defined standards-track security
  extensions to the DNS. [RFC-2065] These security extensions can be
  used to authenticate signed DNS data records and can also be used to
  store signed public keys in the DNS.

  The KX record is useful in providing an authenticatible method of
  delegating authorisation for one node to provide key exchange
  services on behalf of one or more, possibly different, nodes.  This
  note specifies the syntax and semantics of the KX record, which is
  currently in limited deployment in certain IP-based networks.  The







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  reader is assumed to be familiar with the basics of DNS, including
  familiarity with [RFC-1035, RFC-1034].  This document is not on the
  IETF standards-track and does not specify any level of standard.
  This document merely provides information for the Internet community.

1.1 Identity Terminology

  This document relies upon the concept of "identity domination".  This
  concept might be new to the reader and so is explained in this
  section.  The subject of endpoint naming for security associations
  has historically been somewhat contentious.  This document takes no
  position on what forms of identity should be used.  In a network,
  there are several forms of identity that are possible.

  For example, IP Security has defined notions of identity that
  include: IP Address, IP Address Range, Connection ID, Fully-Qualified
  Domain Name (FQDN), and User with Fully Qualified Domain Name (USER
  FQDN).

  A USER FQDN identity dominates a FQDN identity.  A FQDN identity in
  turn dominates an IP Address identity.  Similarly, a Connection ID
  dominates an IP Address identity.  An IP Address Range dominates each
  IP Address identity for each IP address within that IP address range.
  Also, for completeness, an IP Address identity is considered to
  dominate itself.

2. APPROACH

  This document specifies a new kind of DNS Resource Record (RR), known
  as the Key Exchanger (KX) record.  A Key Exchanger Record has the
  mnemonic "KX" and the type code of 36.  Each KX record is associated
  with a fully-qualified domain name.  The KX record is modeled on the
  MX record described in [Part86]. Any given domain, subdomain, or host
  entry in the DNS might have a KX record.

2.1 IPsec Examples

  In these two examples, let S be the originating node and let D be the
  destination node.  S2 is another node on the same subnet as S.  D2 is
  another node on the same subnet as D.  R1 and R2 are IPsec-capable
  routers.  The path from S to D goes via first R1 and later R2.  The
  return path from D to S goes via first R2 and later R1.

  IETF-standard IP Security uses unidirectional Security Associations
  [RFC-1825].  Therefore, a typical IP session will use a pair of
  related Security Associations, one in each direction.  The examples
  below talk about how to setup an example Security Association, but in
  practice a pair of matched Security Associations will normally be



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  used.

2.1.1 Subnet-to-Subnet Example

  If neither S nor D implements IPsec, security can still be provided
  between R1 and R2 by building a secure tunnel.  This can use either
  AH or ESP.

      S ---+                                          +----D
           |                                          |
           +- R1 -----[zero or more routers]-------R2-+
           |                                          |
      S2---+                                          +----D2

      Figure 1:  Network Diagram for Subnet-to-Subnet Example

  In this example, R1 makes the policy decision to provide the IPsec
  service for traffic from R1 destined for R2.  Once R1 has decided
  that the packet from S to D should be protected, it performs a secure
  DNS lookup for the records associated with domain D.  If R1 only
  knows the IP address for D, then a secure reverse DNS lookup will be
  necessary to determine the domain D, before that forward secure DNS
  lookup for records associated with domain D.  If these DNS records of
  domain D include a KX record for the IPsec service, then R1 knows
  which set of nodes are authorised key exchanger nodes for the
  destination D.

  In this example, let there be at least one KX record for D and let
  the most preferred KX record for D point at R2.  R1 then selects a
  key exchanger (in this example, R2) for D from the list obtained from
  the secure DNS.  Then R1 initiates a key management session with that
  key exchanger (in this example, R2) to setup an IPsec Security
  Association between R1 and D.  In this example, R1 knows (either by
  seeing an outbound packet arriving from S destined to D or via other
  methods) that S will be sending traffic to D.  In this example R1's
  policy requires that traffic from S to D should be segregated at
  least on a host-to-host basis, so R1 desires an IPsec Security
  Association with source identity that dominates S, proxy identity
  that dominates R1, and destination identity that dominates R2.

  In turn, R2 is able to authenticate the delegation of Key Exchanger
  authorisation for target S to R1 by making an authenticated forward
  DNS lookup for KX records associated with S and verifying that at
  least one such record points to R1.  The identity S is typically
  given to R2 as part of the key management process between R1 and R2.






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  If D initially only knows the IP address of S, then it will need to
  perform a secure reverse DNS lookup to obtain the fully-qualified
  domain name for S prior to that secure forward DNS lookup.

  If R2 does not receive an authenticated DNS response indicating that
  R1 is an authorised key exchanger for S, then D will not accept the
  SA negotiation from R1 on behalf of identity S.

  If the proposed IPsec Security Association is acceptable to both R1
  and R2, each of which might have separate policies, then they create
  that IPsec Security Association via Key Management.

  Note that for unicast traffic, Key Management will typically also
  setup a separate (but related) IPsec Security Association for the
  return traffic.  That return IPsec Security Association will have
  equivalent identities.  In this example, that return IPsec Security
  Association will have a source identity that dominates D, a proxy
  identity that dominates R2, and a destination identity that dominates
  R1.

  Once the IPsec Security Association has been created, then R1 uses it
  to protect traffic from S destined for D via a secure tunnel that
  originates at R1 and terminates at R2.  For the case of unicast, R2
  will use the return IPsec Security Association to protect traffic
  from D destined for S via a secure tunnel that originates at R2 and
  terminates at R1.

2.1.2 Subnet-to-Host Example

  Consider the case where D and R1 implement IPsec, but S does not
  implement IPsec, which is an interesting variation on the previous
  example.  This example is shown in Figure 2 below.

      S ---+
           |
           +- R1 -----[zero or more routers]-------D
           |
      S2---+

      Figure 2:  Network Diagram for Subnet-to-Host Example

  In this example, R1 makes the policy decision that IP Security is
  needed for the packet travelling from S to D.  Then, R1 performs the
  secure DNS lookup for D and determines that D is its own key
  exchanger, either from the existence of a KX record for D pointing to
  D or from an authenticated DNS response indicating that no KX record
  exists for D.  If R1 does not initially know the domain name of D,
  then prior to the above forward secure DNS lookup, R1 performs a



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  secure reverse DNS lookup on the IP address of D to determine the
  fully-qualified domain name for that IP address.  R1 then initiates
  key management with D to create an IPsec Security Association on
  behalf of S.

  In turn, D can verify that R1 is authorised to create an IPsec
  Security Association on behalf of S by performing a DNS KX record
  lookup for target S.  R1 usually provides identity S to D via key
  management.  If D only has the IP address of S, then D will need to
  perform a secure reverse lookup on the IP address of S to determine
  domain name S prior to the secure forward DNS lookup on S to locate
  the KX records for S.

  If D does not receive an authenticated DNS response indicating that
  R1 is an authorised key exchanger for S, then D will not accept the
  SA negotiation from R1 on behalf of identity S.

  If the IPsec Security Association is successfully established between
  R1 and D, that IPsec Security Association has a source identity that
  dominates S's IP address, a proxy identity that dominates R1's IP
  address, and a destination identity that dominates D's IP address.

  Finally, R1 begins providing the security service for packets from S
  that transit R1 destined for D.  When D receives such packets, D
  examines the SA information during IPsec input processing and sees
  that R1's address is listed as valid proxy address for that SA and
  that S is the source address for that SA.  Hence, D knows at input
  processing time that R1 is authorised to provide security on behalf
  of S.  Therefore packets coming from R1 with valid IP security that
  claim to be from S are trusted by D to have really come from S.

2.1.3 Host to Subnet Example

  Now consider the above case from D's perspective (i.e. where D is
  sending IP packets to S).  This variant is sometimes known as the
  Mobile Host or "roadwarrier" case. The same basic concepts apply, but
  the details are covered here in hope of improved clarity.

      S ---+
           |
           +- R1 -----[zero or more routers]-------D
           |
      S2---+

      Figure 3:  Network Diagram for Host-to-Subnet Example






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  In this example, D makes the policy decision that IP Security is
  needed for the packets from D to S.  Then D performs the secure DNS
  lookup for S and discovers that a KX record for S exists and points
  at R1.  If D only has the IP address of S, then it performs a secure
  reverse DNS lookup on the IP address of S prior to the forward secure
  DNS lookup for S.

  D then initiates key management with R1, where R1 is acting on behalf
  of S, to create an appropriate Security Association.  Because D is
  acting as its own key exchanger, R1 does not need to perform a secure
  DNS lookup for KX records associated with D.

  D and R1 then create an appropriate IPsec Security Security
  Association.  This IPsec Security Association is setup as a secure
  tunnel with a source identity that dominates D's IP Address and a
  destination identity that dominates R1's IP Address.  Because D
  performs IPsec for itself, no proxy identity is needed in this IPsec
  Security Association.  If the proxy identity is non-null in this
  situation, then the proxy identity must dominate D's IP Address.

  Finally, D sends secured IP packets to R1.  R1 receives those
  packets, provides IPsec input processing (including appropriate
  inner/outer IP address validation), and forwards valid packets along
  to S.

2.2 Other Examples

  This mechanism can be extended for use with other services as well.
  To give some insight into other possible uses, this section discusses
  use of KX records in environments using a Key Distribution Center
  (KDC), such as Kerberos [KN93], and a possible use of KX records in
  conjunction with mobile nodes accessing the network via a dialup
  service.

2.2.1 KDC Examples

  This example considers the situation of a destination node
  implementing IPsec that can only obtain its Security Association
  information from a Key Distribution Center (KDC).  Let the KDC
  implement both the KDC protocol and also a non-KDC key management
  protocol (e.g. ISAKMP).  In such a case, each client node of the KDC
  might have its own KX record pointing at the KDC so that nodes not
  implementing the KDC protocol can still create Security Associations
  with each of the client nodes of the KDC.

  In the event the session initiator were not using the KDC but the
  session target was an IPsec node that only used the KDC, the
  initiator would find the KX record for the target pointing at the



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  KDC.  Then, the external key management exchange (e.g. ISAKMP) would
  be between the initiator and the KDC.  Then the KDC would distribute
  the IPsec SA to the KDC-only IPsec node using the KDC.  The IPsec
  traffic itself could travel directly between the initiator and the
  destination node.

  In the event the initiator node could only use the KDC and the target
  were not using the KDC, the initiator would send its request for a
  key to the KDC.  The KDC would then initiate an external key
  management exchange (e.g. ISAKMP) with a node that the target's KX
  record(s) pointed to, on behalf of the initiator node.

  The target node could verify that the KDC were allowed to proxy for
  the initiator node by looking up the KX records for the initiator
  node and finding a KX record for the initiator that listed the KDC.

  Then the external key exchange would be performed between the KDC and
  the target node.  Then the KDC would distribute the resulting IPsec
  Security Association to the initiator.  Again, IPsec traffic itself
  could travel directly between the initiator and the destination.

2.2.2 Dial-Up Host Example

  This example outlines a possible use of KX records with mobile hosts
  that dial into the network via PPP and are dynamically assigned an IP
  address and domain-name at dial-in time.

  Consider the situation where each mobile node is dynamically assigned
  both a domain name and an IP address at the time that node dials into
  the network.  Let the policy require that each mobile node act as its
  own Key Exchanger.  In this case, it is important that dial-in nodes
  use addresses from one or more well known IP subnets or address pools
  dedicated to dial-in access.  If that is true, then no KX record or
  other action is needed to ensure that each node will act as its own
  Key Exchanger because lack of a KX record indicates that the node is
  its own Key Exchanger.

  Consider the situation where the mobile node's domain name remains
  constant but its IP address changes.  Let the policy require that
  each mobile node act as its own Key Exchanger.  In this case, there
  might be operational problems when another node attempts to perform a
  secure reverse DNS lookup on the IP address to determine the
  corresponding domain name.  The authenticated DNS binding (in the
  form of a PTR record) between the mobile node's currently assigned IP
  address and its permanent domain name will need to be securely
  updated each time the node is assigned a new IP address.  There are
  no mechanisms for accomplishing this that are both IETF-standard and
  widely deployed as of the time this note was written.  Use of Dynamic



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  DNS Update without authentication is a significant security risk and
  hence is not recommended for this situation.

3. SYNTAX OF KX RECORD

  A KX record has the DNS TYPE of "KX" and a numeric value of 36.  A KX
  record is a member of the Internet ("IN") CLASS in the DNS.  Each KX
  record is associated with a <domain-name> entry in the DNS.  A KX
  record has the following textual syntax:

       <domain-name>  IN  KX  <preference> <domain-name>

  For this description, let the <domain-name> item to the left of the
  "KX" string be called <domain-name 1> and the <domain-name> item to
  the right of the "KX" string be called <domain-name 2>.  <preference>
  is a non-negative integer.

  Internet nodes about to initiate a key exchange with <domain-name 1>
  should instead contact <domain-name 2> to initiate the key exchange
  for a security service between the initiator and <domain-name 2>.  If
  more than one KX record exists for <domain-name 1>, then the
  <preference> field is used to indicate preference among the systems
  delegated to.  Lower values are preferred over higher values.  The
  <domain-name 2> is authorised to provide key exchange services on
  behalf of <domain-name 1>.  The <domain-name 2> MUST have a CNAME
  record, an A record, or an AAAA record associated with it.

3.1 KX RDATA format

  The KX DNS record has the following RDATA format:

   +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
   |                  PREFERENCE                   |
   +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
   /                   EXCHANGER                   /
   /                                               /
   +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

  where:

  PREFERENCE      A 16 bit non-negative integer which specifies the
                  preference given to this RR among other KX records
                  at the same owner.  Lower values are preferred.

  EXCHANGER       A <domain-name> which specifies a host willing to
                  act as a mail exchange for the owner name.





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  KX records MUST cause type A additional section processing for the
  host specified by EXCHANGER.  In the event that the host processing
  the DNS transaction supports IPv6, KX records MUST also cause type
  AAAA additional section processing.

  The KX RDATA field MUST NOT be compressed.

4. SECURITY CONSIDERATIONS

  KX records MUST always be signed using the method(s) defined by the
  DNS Security extensions specified in [RFC-2065].  All unsigned KX
  records MUST be ignored because of the security vulnerability caused
  by assuming that unsigned records are valid.  All signed KX records
  whose signatures do not correctly validate MUST be ignored because of
  the potential security vulnerability in trusting an invalid KX
  record.

  KX records MUST be ignored by systems not implementing Secure DNS
  because such systems have no mechanism to authenticate the KX record.

  If a node does not have a permanent DNS entry and some form of
  Dynamic DNS Update is in use, then those dynamic DNS updates MUST be
  fully authenticated to prevent an adversary from injecting false DNS
  records (especially the KX, A, and PTR records) into the Domain Name
  System.  If false records were inserted into the DNS without being
  signed by the Secure DNS mechanisms, then a denial-of-service attack
  results.  If false records were inserted into the DNS and were
  (erroneously) signed by the signing authority, then an active attack
  results.

  Myriad serious security vulnerabilities can arise if the restrictions
  throuhout this document are not strictly adhered to.  Implementers
  should carefully consider the openly published issues relating to DNS
  security [Bell95,Vixie95] as they build their implementations.
  Readers should also consider the security considerations discussed in
  the DNS Security Extensions document [RFC-2065].

5. REFERENCES


  [RFC-1825]  Atkinson, R., "IP Authentication Header", RFC 1826,
              August 1995.

  [RFC-1827]  Atkinson, R., "IP Encapsulating Security Payload",
              RFC 1827, August 1995.






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  [Bell95] Bellovin, S., "Using the Domain Name System for System
           Break-ins", Proceedings of 5th USENIX UNIX Security
           Symposium, USENIX Association, Berkeley, CA, June 1995.
           ftp://ftp.research.att.com/dist/smb/dnshack.ps

  [RFC-2065]  Eastlake, D., and C. Kaufman, "Domain Name System
              Security Extensions", RFC 2065, January 1997.

  [RFC-1510]  Kohl J., and C. Neuman, "The Kerberos Network
              Authentication Service", RFC 1510, September 1993.

  [RFC-1035]  Mockapetris, P., "Domain names - implementation and
              specification", STD 13, RFC 1035, November 1987.

  [RFC-1034]  Mockapetris, P., "Domain names - concepts and
              facilities", STD 13, RFC 1034, November 1987.

  [Vixie95] P. Vixie, "DNS and BIND Security Issues", Proceedings of
            the 5th USENIX UNIX Security Symposium, USENIX
            Association, Berkeley, CA, June 1995.
            ftp://ftp.vix.com/pri/vixie/bindsec.psf

ACKNOWLEDGEMENTS

  Development of this DNS record was primarily performed during 1993
  through 1995.  The author's work on this was sponsored jointly by the
  Computing Systems Technology Office (CSTO) of the Advanced Research
  Projects Agency (ARPA) and by the Information Security Program Office
  (PD71E), Space & Naval Warface Systems Command (SPAWAR).  In that
  era, Dave Mihelcic and others provided detailed review and
  constructive feedback.  More recently, Bob Moscowitz and Todd Welch
  provided detailed review and constructive feedback of a work in
  progress version of this document.

AUTHOR'S ADDRESS

  Randall Atkinson
  Code 5544
  Naval Research Laboratory
  4555 Overlook Avenue, SW
  Washington, DC 20375-5337

  Phone: (DSN) 354-8590
  EMail: [email protected]







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Full Copyright Statement

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implmentation may be prepared, copied, published
  andand distributed, in whole or in part, without restriction of any
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  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
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  The limited permissions granted above are perpetual and will not be
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  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
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